Market Value234,363,000
Total Holdings245
File Date2019-11-20
Original Filing (Click here)

All hedge funds or institutions that manage over $100M are required by the SEC to file quarterly reports on their holdings. These reports are called 13F reports. However, the filings are required the following quarter from the reporting period, which means that by the time the filing is made (and we see them), the information could be five months old.

For funds with long term positions that make few trades, the holdings might closely resemble their current holdings, even after several months. However, for funds that have high turnover, the holdings data we see might differ significantly from their current holdings. Institutions are required to report CALL and PUT options, and those positions are identified in the table. However, they are not required to report short positions.

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Security Imputed
Share Price
Prev
Shares
Current
Shares
Change
(Percent)
Prev Value
(USD x1000)
Current Value
(USD x1000)
Change
(Percent)
LMBS / First Trust Exchange-Traded Fund IV - First Trust Low Duration Opportunities ETF
MTUM / iShares Trust - iShares MSCI USA Momentum Factor ETF
PFN / PIMCO Income Strategy Fund II
GOVT / iShares Trust - iShares U.S. Treasury Bond ETF
DE / Deere & Company
VB / Vanguard Index Funds - Vanguard Small-Cap ETF
VCSH / Vanguard Scottsdale Funds - Vanguard Short-Term Corporate Bond ETF
SPMD / SPDR Series Trust - SPDR Portfolio S&P 400 Mid Cap ETF
SRE / Sempra
INTC / Intel Corporation
NNN / NNN REIT, Inc.
FYX / First Trust Exchange-Traded AlphaDEX Fund - First Trust Small Cap Core AlphaDEX Fund
SHOO / Steven Madden, Ltd.
MDY / SPDR S&P MidCap 400 ETF Trust
KMPH / Zevra Therapeutics Inc
PEY / Invesco Exchange-Traded Fund Trust - Invesco High Yield Equity Dividend Achievers ETF
HD / The Home Depot, Inc.
T / AT&T Inc.
JPM / JPMorgan Chase & Co.
GLD / SPDR Gold Trust
CVX / Chevron Corporation
PM / Philip Morris International Inc.
CASY / Casey's General Stores, Inc.
FV / First Trust Exchange-Traded Fund VI - First Trust Dorsey Wright Focus 5 ETF
AGG / iShares Trust - iShares Core U.S. Aggregate Bond ETF
IJR / iShares Trust - iShares Core S&P Small-Cap ETF
AON / Aon plc
GIM / Templeton Global Income Fund
TYG / Tortoise Energy Infrastructure Corporation
QUAL / iShares Trust - iShares MSCI USA Quality Factor ETF
PMT / PennyMac Mortgage Investment Trust
XLY / The Select Sector SPDR Trust - The Consumer Discretionary Select Sector SPDR Fund
GLDM / World Gold Trust - SPDR Gold MiniShares Trust
SMMV / iShares Trust - iShares MSCI USA Small-Cap Min Vol Factor ETF
XNTK / SPDR Series Trust - SPDR NYSE Technology ETF
SDY / SPDR Series Trust - SPDR S&P Dividend ETF
BLCM / Bellicum Pharmaceuticals, Inc.
MNA / New York Life Investments ETF Trust - NYLI Merger Arbitrage ETF
FTHI / First Trust Exchange-Traded Fund VI - First Trust BuyWrite Income ETF
WMT / Walmart Inc.
BSV / Vanguard Bond Index Funds - Vanguard Short-Term Bond ETF
DIA / SPDR Dow Jones Industrial Average ETF Trust
JKHY / Jack Henry & Associates, Inc.
FTSL / First Trust Exchange-Traded Fund IV - First Trust Senior Loan Fund
CLTL / Invesco Capital Management LLC - Invesco Treasury Collateral ETF
OHI / Omega Healthcare Investors, Inc.
SCHF / Schwab Strategic Trust - Schwab International Equity ETF
VCLT / Vanguard Scottsdale Funds - Vanguard Long-Term Corporate Bond ETF
VICSX / Vanguard Scottsdale Funds - Vanguard IT Corporate Bond Index Fund Admiral
AEG / Aegon Ltd. - Depositary Receipt (Common Stock)
VPU / Vanguard World Fund - Vanguard Utilities ETF
BNDX / Vanguard Charlotte Funds - Vanguard Total International Bond ETF
SLYG / SPDR Series Trust - SPDR S&P 600 Small Cap Growth ETF
MCD / McDonald's Corporation
FSK / FS KKR Capital Corp.
SPLV / Invesco Exchange-Traded Fund Trust II - Invesco S&P 500 Low Volatility ETF
PCY / Invesco Exchange-Traded Fund Trust II - Invesco Emerging Markets Sovereign Debt ETF
VRP / Invesco Exchange-Traded Fund Trust II - Invesco Variable Rate Preferred ETF
HTLD / Heartland Express, Inc.
UGI / UGI Corporation
FDT / First Trust Exchange-Traded AlphaDEX Fund II - First Trust Developed Markets ex-US AlphaDEX Fund
SLYV / SPDR Series Trust - SPDR S&P 600 Small Cap Value ETF
SPEM / SPDR Index Shares Funds - SPDR Portfolio Emerging Markets ETF
FTSM / First Trust Exchange Traded Fund IV - First Trust Enhanced Short Maturity ETF
DWX / SPDR Index Shares Funds - SPDR S&P International Dividend ETF
DVY / iShares Trust - iShares Select Dividend ETF
FLRN / SPDR Series Trust - SPDR Bloomberg Investment Grade Floating Rate ETF
VONG / Vanguard Scottsdale Funds - Vanguard Russell 1000 Growth ETF
PHK / PIMCO High Income Fund
APU / AmeriGas Partners, L.P.
VMBS / Vanguard Scottsdale Funds - Vanguard Mortgage-Backed Securities ETF
PSCC / Invesco Exchange-Traded Fund Trust II - Invesco S&P SmallCap Consumer Staples ETF
ITW / Illinois Tool Works Inc.
BIV / Vanguard Bond Index Funds - Vanguard Intermediate-Term Bond ETF
SIZE / iShares Trust - iShares MSCI USA Size Factor ETF
RPAI / Retail Properties of America Inc - Class A
USA / Liberty All-Star Equity Fund
UBOH / United Bancshares, Inc.
HYZD / WisdomTree Trust - WisdomTree Interest Rate Hedged High Yield Bond Fund
SPSM / SPDR Series Trust - SPDR Portfolio S&P 600 Small Cap ETF
UNP / Union Pacific Corporation
DNP / DNP Select Income Fund Inc.
BIL / SPDR Series Trust - SPDR Bloomberg 1-3 Month T-Bill ETF
SO / The Southern Company
VER / VEREIT Inc
AINV / Apollo Investment Corporation
PSEC / Prospect Capital Corporation
CSM / ProShares Trust - ProShares Large Cap Core Plus
GOOGL / Alphabet Inc.
VEU / Vanguard International Equity Index Funds - Vanguard FTSE All-World ex-US ETF
STIP / iShares Trust - iShares 0-5 Year TIPS Bond ETF
LMT / Lockheed Martin Corporation
SPLG / SPDR Series Trust - SPDR Portfolio S&P 500 ETF
SPTM / SPDR Series Trust - SPDR Portfolio S&P 1500 Composite Stock Market ETF
CSCO / Cisco Systems, Inc.
ACWI / iShares Trust - iShares MSCI ACWI ETF
VIG / Vanguard Specialized Funds - Vanguard Dividend Appreciation ETF
BRK.B / Berkshire Hathaway Inc.
NVDA / NVIDIA Corporation
KMI / Kinder Morgan, Inc.
IWS / iShares Trust - iShares Russell Mid-Cap Value ETF
VTI / Vanguard Index Funds - Vanguard Total Stock Market ETF
SPIB / SPDR Series Trust - SPDR Portfolio Intermediate Term Corporate Bond ETF
ALGN / Align Technology, Inc.
REZ / iShares Trust - iShares Residential and Multisector Real Estate ETF
XLP / The Select Sector SPDR Trust - The Consumer Staples Select Sector SPDR Fund
AOM / iShares Trust - iShares Core 40/60 Moderate Allocation ETF
STZ / Constellation Brands, Inc.
SPYD / SPDR Series Trust - SPDR Portfolio S&P 500 High Dividend ETF
PGX / Invesco Exchange-Traded Fund Trust II - Invesco Preferred ETF
META / Meta Platforms, Inc.
AMGN / Amgen Inc.
EW / Edwards Lifesciences Corporation
EFV / iShares Trust - iShares MSCI EAFE Value ETF
AVGO / Broadcom Inc.
EPD / Enterprise Products Partners L.P. - Limited Partnership
XLK / The Select Sector SPDR Trust - The Technology Select Sector SPDR Fund
JNJ / Johnson & Johnson
VNQ / Vanguard Specialized Funds - Vanguard Real Estate ETF
IBB / iShares Trust - iShares Biotechnology ETF
MAIN / Main Street Capital Corporation
ITB / iShares Trust - iShares U.S. Home Construction ETF
FIXD / First Trust Exchange-Traded Fund VIII - First Trust TCW Opportunistic Fixed Income ETF
SPYG / SPDR Series Trust - SPDR Portfolio S&P 500 Growth ETF
XEL / Xcel Energy Inc.
TSI / TCW Strategic Income Fund, Inc.
VWO / Vanguard International Equity Index Funds - Vanguard FTSE Emerging Markets ETF
XOM / Exxon Mobil Corporation
SPHD / Invesco Exchange-Traded Fund Trust II - Invesco S&P 500 High Dividend Low Volatility ETF
XSLV / Invesco Exchange-Traded Fund Trust II - Invesco S&P SmallCap Low Volatility ETF
HDV / iShares Trust - iShares Core High Dividend ETF
IJH / iShares Trust - iShares Core S&P Mid-Cap ETF
FPX / First Trust Exchange-Traded Fund - First Trust US Equity Opportunities ETF
IWM / iShares Trust - iShares Russell 2000 ETF
MOAT / VanEck ETF Trust - VanEck Morningstar Wide Moat ETF
FAM / First Trust/Abrdn Global Opportunity Income Fund
LGLV / SPDR Series Trust - SPDR SSGA US Large Cap Low Volatility Index ETF
RACE / Ferrari N.V.
NMZ / Nuveen Municipal High Income Opportunity Fund
MO / Altria Group, Inc.
NEAR / iShares U.S. ETF Trust - iShares Short Duration Bond Active ETF
TIPX / SPDR Series Trust - SPDR Bloomberg 1-10 Year TIPS ETF
EWU / iShares Trust - iShares MSCI United Kingdom ETF
EFA / iShares Trust - iShares MSCI EAFE ETF
DLS / WisdomTree Trust - WisdomTree International SmallCap Dividend Fund
DNN / Denison Mines Corp.
ITOT / iShares Trust - iShares Core S&P Total U.S. Stock Market ETF
HOMB / Home Bancshares, Inc. (Conway, AR)
JPST / J.P. Morgan Exchange-Traded Fund Trust - JPMorgan Ultra-Short Income ETF
MSFT / Microsoft Corporation
IEI / iShares Trust - iShares 3-7 Year Treasury Bond ETF
NCV / Virtus Convertible & Income Fund
CP / Canadian Pacific Kansas City Limited
FINX / Global X Funds - Global X FinTech ETF
MDP / Meredith Holdings Corp
RTX / RTX Corporation
SPAB / SPDR Series Trust - SPDR Portfolio Aggregate Bond ETF
SPTS / SPDR Series Trust - SPDR Portfolio Short Term Treasury ETF
HTA / Healthcare Realty Trust Inc - Class A
AIG / American International Group, Inc.
HEFA / iShares Trust - iShares Currency Hedged MSCI EAFE ETF
F / Ford Motor Company
BRK.A / Berkshire Hathaway Inc.
PWV / Invesco Exchange-Traded Fund Trust - Invesco Large Cap Value ETF
VOO / Vanguard Index Funds - Vanguard S&P 500 ETF
UPS / United Parcel Service, Inc.
VEA / Vanguard Tax-Managed Funds - Vanguard FTSE Developed Markets ETF
VUG / Vanguard Index Funds - Vanguard Growth ETF
VYM / Vanguard Whitehall Funds - Vanguard High Dividend Yield ETF
PFE / Pfizer Inc.
QQQ / Invesco QQQ Trust, Series 1
ELV / Elevance Health, Inc.
EPR / EPR Properties
USB / U.S. Bancorp
V / Visa Inc.
RSP / Invesco Exchange-Traded Fund Trust - Invesco S&P 500 Equal Weight ETF
SPSB / SPDR Series Trust - SPDR Portfolio Short Term Corporate Bond ETF
VO / Vanguard Index Funds - Vanguard Mid-Cap ETF
BABA / Alibaba Group Holding Limited - Depositary Receipt (Common Stock)
VTV / Vanguard Index Funds - Vanguard Value ETF
UNH / UnitedHealth Group Incorporated
ADBE / Adobe Inc.
HEDJ / WisdomTree Trust - WisdomTree Europe Hedged Equity Fund
HYT / BlackRock Corporate High Yield Fund, Inc.
C / Citigroup Inc.
AOK / iShares Trust - iShares Core 30/70 Conservative Allocation ETF
IVV / iShares Trust - iShares Core S&P 500 ETF
USRT / iShares Trust - iShares Core U.S. REIT ETF
WELL / Welltower Inc.
VHT / Vanguard World Fund - Vanguard Health Care ETF
KBWP / Invesco Exchange-Traded Fund Trust II - Invesco KBW Property & Casualty Insurance ETF
PEP / PepsiCo, Inc.
SCHG / Schwab Strategic Trust - Schwab U.S. Large-Cap Growth ETF
HYG / iShares Trust - iShares iBoxx $ High Yield Corporate Bond ETF
SBUX / Starbucks Corporation
QYLD / Global X Funds - Global X NASDAQ 100 Covered Call ETF
SPYV / SPDR Series Trust - SPDR Portfolio S&P 500 Value ETF
GSLC / Goldman Sachs ETF Trust - Goldman Sachs ActiveBeta U.S. Large Cap Equity ETF
PG / The Procter & Gamble Company
SPDW / SPDR Index Shares Funds - SPDR Portfolio Developed World ex-US ETF
MMM / 3M Company
DAL / Delta Air Lines, Inc.
MUB / iShares Trust - iShares National Muni Bond ETF
ACWV / iShares, Inc. - iShares MSCI Global Min Vol Factor ETF
XLE / The Select Sector SPDR Trust - The Energy Select Sector SPDR Fund
NUV / Nuveen Municipal Value Fund, Inc.
FBC / Flagstar Bancorp, Inc.
CORR / CorEnergy Infrastructure Trust, Inc.
TIP / iShares Trust - iShares TIPS Bond ETF
AMLP / ALPS ETF Trust - Alerian MLP ETF
KRE / SPDR Series Trust - SPDR S&P Regional Banking ETF
GE / General Electric Company
DBEM / DBX ETF Trust - Xtrackers MSCI Emerging Markets Hedged Equity ETF
PFF / iShares Trust - iShares Preferred and Income Securities ETF
ABBV / AbbVie Inc.
GILD / Gilead Sciences, Inc.
FDL / First Trust Exchange-Traded Fund - First Trust Morningstar Dividend Leaders Index Fund
QDEF / FlexShares Trust - FlexShares Quality Dividend Defensive Index Fund
VXF / Vanguard Index Funds - Vanguard Extended Market ETF
ONEY / SPDR Series Trust - SPDR Russell 1000 Yield Focus ETF
USMV / iShares Trust - iShares MSCI USA Min Vol Factor ETF
DXJ / WisdomTree Trust - WisdomTree Japan Hedged Equity Fund
ADES / Advanced Emissions Solutions, Inc.
NTR / Nutrien Ltd.
FVD / First Trust Exchange-Traded Fund - First Trust Value Line Dividend Index Fund
TLT / iShares Trust - iShares 20+ Year Treasury Bond ETF
BX / Blackstone Inc.
DIS / The Walt Disney Company
MOO / VanEck ETF Trust - VanEck Agribusiness ETF
PSP / Invesco Exchange-Traded Fund Trust - Invesco Global Listed Private Equity ETF
FGD / First Trust Exchange-Traded Fund II - First Trust Dow Jones Global Select Dividend Index Fund
O / Realty Income Corporation
GM / General Motors Company
MINT / PIMCO ETF Trust - PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
VZ / Verizon Communications Inc.
CMCSA / Comcast Corporation
MMP / Magellan Midstream Partners L.P.
ARCC / Ares Capital Corporation
FBT / First Trust Exchange-Traded Fund - First Trust NYSE Arca Biotechnology Index Fund
AOR / iShares Trust - iShares Core 60/40 Balanced Allocation ETF
IDV / iShares Trust - iShares International Select Dividend ETF
FPF / First Trust Intermediate Duration Preferred & Income Fund
GBDC / Golub Capital BDC, Inc.
MU / Micron Technology, Inc.
HON / Honeywell International Inc.
NXPI / NXP Semiconductors N.V.
OKE / ONEOK, Inc.
BAC / Bank of America Corporation
XLF / The Select Sector SPDR Trust - The Financial Select Sector SPDR Fund
FEX / First Trust Exchange-Traded AlphaDEX Fund - First Trust Large Cap Core AlphaDEX Fund
AAPL / Apple Inc.
BA / The Boeing Company
AMZN / Amazon.com, Inc.