Services Allied With The Exchange Of Securities - Latest Activist Disclosures

This table shows recent activist investor (Schedule 13D) filings made in this industry. Any investor or hedge fund that makes an investment with the intention of influencing management is considered an activist investor and must file a 13D.

Date Form Target Company Investor Shares Ownership
(Percent)		 Ownership Change
(Percent)
2025-09-05 13D/A AAMI / Acadian Asset Management Inc. Paulson & Co. Inc. 7,743,282 21.60
2025-08-28 13D/A HLI / Houlihan Lokey, Inc. Hl Voting Trust 16,212,105 22.90 -3.37
2025-08-20 13D/A TPG / TPG Inc. Tpg Gp A, Llc 227,348,460 61.20 -0.04
2025-08-04 13D WHG / Westwood Holdings Group, Inc. Settian Capital LP 470,515 5.00
2025-07-22 13D/A APO / Apollo Global Management, Inc. Black Leon D 38,996,048 6.80 -1.27
2025-07-14 13D/A WHG / Westwood Holdings Group, Inc. Gamco Investors, Inc. Et Al 443,800 4.70 -23.13
2025-07-14 13D/A AB / AllianceBernstein Holding L.P. - Limited Partnership Equitable Holdings, Inc. 0 0.00 -100.00
2025-07-14 13D/A AB / AllianceBernstein Holding L.P. - Limited Partnership Equitable Holdings, Inc. 199,231,025 68.17 8.08
2025-06-06 13D/A STEP / StepStone Group Inc. Brem Monte M 43,228,796 38.50 1.81
2025-05-22 13D/A IVZ / Invesco Ltd. Nelson Peltz 20,675,008 4.62
2025-05-22 13D/A TPG / TPG Inc. Tpg Gp A, Llc 227,441,034 62.70 -8.45
2025-05-20 13D/A VCTR / Victory Capital Holdings, Inc. Amundi 3,293,471 4.90 0.00
2025-05-02 13D/A JHG / Janus Henderson Group plc Nelson Peltz 31,867,800 20.23
2025-04-17 13D/A CG / The Carlyle Group Inc. Carlyle Group Management L.L.C. 0 0.00 -100.00
2025-04-16 13D/A APO / Apollo Global Management, Inc. Black Leon D 39,497,048 6.90 -2.73
2025-04-16 13D/A APO / Apollo Global Management, Inc. Rowan Marc J 34,332,816 6.00 0.00
2025-04-16 13D/A APO / Apollo Global Management, Inc. Harris Joshua 34,313,690 6.00 0.00
2025-04-11 13D/A RILY / B. Riley Financial, Inc. Riley Bryant R 6,999,886 23.00 -0.59
2025-04-03 13D/A VCTR / Victory Capital Holdings, Inc. Amundi 3,293,471 4.90 3.80
2025-04-03 13D/A AB / AllianceBernstein Holding L.P. - Limited Partnership Equitable Holdings, Inc. 184,336,885 63.11
2025-04-03 13D/A AB / AllianceBernstein Holding L.P. - Limited Partnership Equitable Holdings, Inc. 19,682,946 17.80
2025-04-02 13D/A HLNE / Hamilton Lane Incorporated Hla Investments Llc 15,729,416 28.20 0.46
2025-04-02 13D/A AB / AllianceBernstein Holding L.P. - Limited Partnership Equitable Holdings, Inc. 0 0.00
2025-03-25 13D/A AB / AllianceBernstein Holding L.P. - Limited Partnership Equitable Holdings, Inc. 0 0.00
2025-03-24 13D STEC / Santech Holdings Limited - Depositary Receipt (Common Stock) Carmel Holdings Limited 112,000,000 66.67
2025-03-17 13D/A AB / AllianceBernstein Holding L.P. - Limited Partnership Equitable Holdings, Inc. 0 0.00 -100.00
2025-03-03 13D/A RILY / B. Riley Financial, Inc. Riley Bryant R 7,041,164 23.00
2025-02-25 13D/A TPG / TPG Inc. Tpg Gp A, Llc 248,441,034 68.50 -3.82
2025-02-24 13D/A AB / AllianceBernstein Holding L.P. - Limited Partnership Equitable Holdings, Inc. 179,548,079 61.47
2025-02-24 13D/A AB / AllianceBernstein Holding L.P. - Limited Partnership Equitable Holdings, Inc.
2025-02-14 13D/A HLNE / Hamilton Lane Incorporated Hla Investments Llc 15,657,470 28.10 -9.12
2025-02-12 13D/A EVR / Evercore Inc. Hyman Edward S 1,643,035 4.30 -21.97
2025-01-24 13D/A PX / P10, Inc. 210 Capital, LLC 3,421,630 4.90
2025-01-23 13D/A PX / P10, Inc. 210 Capital, LLC 3,666,630 5.30
2025-01-23 13D/A APO / Apollo Global Management, Inc. Ldb 2014 Llc 6,647,120 1.20 0.00
2025-01-22 13D/A APO / Apollo Global Management, Inc. Black Leon D 40,604,773 7.20 -4.69
2025-01-10 13D/A PX / P10, Inc. 210 Capital, LLC 4,335,505 6.70
2025-01-08 13D/A STEP / StepStone Group Inc. Brem Monte M 42,462,212 38.60 -2.64
2024-12-20 13D/A AB / AllianceBernstein Holding L.P. - Limited Partnership Equitable Holdings, Inc. 179,548,079 60.86 3,345.43
2024-12-20 13D/A PX / P10, Inc. 210 Capital, LLC 5,379,490 8.30 -1.16
2024-12-20 13D AB / AllianceBernstein Holding L.P. - Limited Partnership Equitable Holdings, Inc. 0 0.00 -100.00
2024-12-13 13D/A PX / P10, Inc. 210 Capital, LLC 5,442,490 8.40 -13.09
2024-12-11 13D/A APO / Apollo Global Management, Inc. Rowan Marc J 34,332,816 6.10 -2.14
2024-12-05 13D/A PX / P10, Inc. 210 Capital, LLC 6,262,490 9.60 -22.61
2024-12-05 13D/A STEP / StepStone Group Inc. Brem Monte M 43,611,655 39.60 -3.15
2024-11-27 13D/A PX / P10, Inc. 210 Capital, LLC 8,092,490 12.50 -22.42
2024-11-22 13D/A PX / P10, Inc. 210 Capital, LLC 10,431,518 16.10 -14.37
2024-11-21 13D/A STEP / StepStone Group Inc. Lim James 4,877,223 6.70 -13.53
2024-11-21 13D/A APO / Apollo Global Management, Inc. Harris Joshua 34,313,690 6.10 0.00
2024-11-18 13D/A TPG / TPG Inc. Tpg Gp A, Llc 258,296,240 72.00 -3.13