List of Sub-Industries
SIC Code Sub-Industry Companies
6211 Security Brokers, Dealers, and Flotation Companies 95
Member Companies

This list is made from self-reported SIC codes that companies file with the SEC.

Country Exchange Ticker Name Market Cap ($MM)
US NasdaqGM USOI ETRACS Crude Oil Shares Covered Call ETNs due April 24, 2037 - Corporate Bond/Note
MX BMV DLRTRAC 15 Actinver Casa De Bolsa SA De CV-Trust No. 1938
MX BMV PSOTRAC 15 Actinver Casa De Bolsa SA De CV-Trust No. 1939
GB LSE ALPH Alpha Group International plc
US NYSE FINS Angel Oak Financial Strategies Income Term Trust
US NYSE FINS.RT Angel Oak Financial Strategies Income Term Trust - Equity Right
US NYSE AC Associated Capital Group, Inc.
IN BSE 523019 B. N. Rathi Securities Limited
AR BASE VALO Banco de Valores S.A.
US NYSEAM BCV Bancroft Fund Ltd.
US NYSEAM BCV.PRA Bancroft Fund Ltd. - Preferred Stock
CH SWX BBN Bellevue Group AG
US ARCA LCTU BlackRock ETF Trust - BlackRock U.S. Carbon Transition Readiness ETF
US ARCA DYNF BlackRock ETF Trust - iShares U.S. Equity Factor Rotation Active ETF
US NYSE BLK BlackRock, Inc.
BR BOVESPA BLAK34 BlackRock, Inc. - Depositary Receipt (Common Stock)
CA NEOE BLK BlackRock, Inc. - Depositary Receipt (Common Stock)
MY KLSE BURSA Bursa Malaysia Berhad
IN BSE 531595 Capri Global Capital Limited
CA TSX CS Capstone Copper Corp.
AU ASX CSC Capstone Copper Corp. - Depositary Receipt (Common Stock)
MX BMV FINAMEX O Casa de Bolsa Finamex S.A.B. de C.V.
IN BSE 531358 Choice International Limited
US NYSEAM COHN Cohen & Company Inc.
CH SWX CFTE Compagnie Financière Tradition SA
CH SWX CFT Compagnie Financière Tradition SA
MX BMV ACTINVR B Corporación Actinver, S. A. B. de C. V.
MX BMV GBM O Corporativo GBM, S.A.B. de C.V.
IN NSEI DHANI Dhani Services Limited
US NasdaqCM DOMH Dominari Holdings Inc.
CH SWX EFGN EFG International AG
US OTCPK EFGXY EFG International AG - Depositary Receipt (Common Stock)
US NasdaqGM GLDI ETRACS Gold Shares Covered Call ETNs due February 2, 2033 - Corporate Bond/Note
US NasdaqGM SLVO ETRACS Silver Shares Covered Call ETNs due April 21, 2033
US OTCPK EZTD EZTD Inc.
FR ENXTPA ALERO Euroland Corporate Société anonyme
US NasdaqCM FRHC Freedom Holding Corp.
US NasdaqGM FUTU Futu Holdings Limited - Depositary Receipt (Common Stock)
MX BMV GBM102 A GBM 102, S.A. DE C.V., S.I.R.V
MX BMV GBM102 B GBM 102, S.A. DE C.V., S.I.R.V
MX BMV GBM103 A GBM 103, S.A. DE C.V., S.I.R.V
MX BMV GBM103 B GBM 103, S.A. DE C.V., S.I.R.V
MX BMV GBM104 A GBM 104, S.A. DE C.V., S.I.R.V
MX BMV GBM104 B GBM 104, S.A. DE C.V., S.I.R.V
MX BMV GBM105 BE4 GBM 105, S.A. DE C.V., S.I.R.V
MX BMV GBM105 A GBM 105, S.A. DE C.V., S.I.R.V
MX BMV GBM105 BE3 GBM 105, S.A. DE C.V., S.I.R.V
MX BMV GBM105 BO1 GBM 105, S.A. DE C.V., S.I.R.V
MX BMV GBM105 BO2 GBM 105, S.A. DE C.V., S.I.R.V
MX BMV GBM105 BO3 GBM 105, S.A. DE C.V., S.I.R.V
MX BMV GBM105 BO4 GBM 105, S.A. DE C.V., S.I.R.V
MX BMV GBM106 A GBM 106, S.A. De C.V., F.I.R.V.
MX BMV GBM106 BM GBM 106, S.A. De C.V., F.I.R.V.
MX BMV GBM106 BO GBM 106, S.A. De C.V., F.I.R.V.
MX BMV GBM112 BO GBM 112, S.A. de C.V., F.I.R.V.
MX BMV GBM112 BM GBM 112, S.A. de C.V., F.I.R.V.
MX BMV GBM112 BPF GBM 112, S.A. de C.V., F.I.R.V.
MX BMV GBM112 A GBM 112, S.A. de C.V., F.I.R.V.
MX BMV GBMGLB A GBM Global, S.A. de C.V., F.I.R.V.
MX BMV GBMGLB B1 GBM Global, S.A. de C.V., F.I.R.V.
MX BMV GBMINT BX GBM Inversion En Fibras, S. A. de C. V., Sociedad de Inversión de Renta Variable
MX BMV GBMNEAR BFF GBM Inversion En Fibras, S. A. de C. V., Sociedad de Inversión de Renta Variable
MX BMV GBMINT BE GBM Inversion En Fibras, S. A. de C. V., Sociedad de Inversión de Renta Variable
MX BMV GBMFIBR BM GBM Inversion En Fibras, S. A. de C. V., Sociedad de Inversión de Renta Variable
MX BMV GBMINT BM GBM Inversion En Fibras, S. A. de C. V., Sociedad de Inversión de Renta Variable
MX BMV GBMNEAR A GBM Inversion En Fibras, S. A. de C. V., Sociedad de Inversión de Renta Variable
MX BMV GBMINT A GBM Inversiones Internacionales, S.A. de C.V., S.I.R.V.
MX BMV GBMINT BO GBM Inversiones Internacionales, S.A. de C.V., S.I.R.V.
MX BMV GBMMXOP BE GBM Mexbol Optimizado, S.A. de C.V., F.I.R.V.
MX BMV GBMMXOP A GBM Mexbol Optimizado, S.A. de C.V., F.I.R.V.
MX BMV GBMMXOP BM GBM Mexbol Optimizado, S.A. de C.V., F.I.R.V.
MX BMV GBMMXOP BME GBM Mexbol Optimizado, S.A. de C.V., F.I.R.V.
MX BMV GBMMXOP BO GBM Mexbol Optimizado, S.A. de C.V., F.I.R.V.
MX BMV GBMMXOP BX GBM Mexbol Optimizado, S.A. de C.V., F.I.R.V.
MX BMV GBMMXOP BES GBM Mexbol Optimizado, S.A. de C.V., F.I.R.V.
MX BMV GBMALFA BE GBM Mexico Alfa, S.A. de C.V., F.I.R.V.
MX BMV GBMALFA BOS GBM Mexico Alfa, S.A. de C.V., F.I.R.V.
MX BMV GBMALFA BM GBM Mexico Alfa, S.A. de C.V., F.I.R.V.
MX BMV GBMALFA BO GBM Mexico Alfa, S.A. de C.V., F.I.R.V.
MX BMV GBMALFA BME GBM Mexico Alfa, S.A. de C.V., F.I.R.V.
MX BMV GBMALFA BES GBM Mexico Alfa, S.A. de C.V., F.I.R.V.
MX BMV GBMALFA BX GBM Mexico Alfa, S.A. de C.V., F.I.R.V.
MX BMV GBMALFA A GBM Mexico Alfa, S.A. de C.V., F.I.R.V.
MX BMV GBMALFA BFF GBM Mexico Alfa, S.A. de C.V., F.I.R.V.
MX BMV GBMPBOL A GBM Portafolio Bolsa, S.A. DE C.V., S.I.R.V.
MX BMV GBMPBOL B GBM Portafolio Bolsa, S.A. DE C.V., S.I.R.V.
MX BMV GBMF3 A GBM Valores De Deuda, S.A. DE C.V.,S.I.I.D
MX BMV GBMF3 BEF GBM Valores De Deuda, S.A. DE C.V.,S.I.I.D
MX BMV GBMF3 BES GBM Valores De Deuda, S.A. DE C.V.,S.I.I.D
MX BMV GBMF3 BFF GBM Valores De Deuda, S.A. DE C.V.,S.I.I.D
MX BMV GBMF3 BG GBM Valores De Deuda, S.A. DE C.V.,S.I.I.D
MX BMV GBMF3 BM GBM Valores De Deuda, S.A. DE C.V.,S.I.I.D
MX BMV GBMF3 BME GBM Valores De Deuda, S.A. DE C.V.,S.I.I.D
MX BMV GBMF3 BMM GBM Valores De Deuda, S.A. DE C.V.,S.I.I.D
MX BMV GBMF3 BMS GBM Valores De Deuda, S.A. DE C.V.,S.I.I.D
MX BMV GBMF3 BX GBM Valores De Deuda, S.A. DE C.V.,S.I.I.D
MX BMV GBMF3 BE GBM Valores De Deuda, S.A. DE C.V.,S.I.I.D
MX BMV GBMF3 BFS GBM Valores De Deuda, S.A. DE C.V.,S.I.I.D
MX BMV GBMF3 BF GBM Valores De Deuda, S.A. DE C.V.,S.I.I.D
US OTCPK GSCE GS Connect S&P GSCI Enhanced Commodity Total Return ETN
MX BMV GBMAAA A Gbm Instrumentos Bursatiles, S.A. De C.V., Sociedad De Inversion De Renta Variable.
MX BMV GBMAAA BE Gbm Instrumentos Bursatiles, S.A. De C.V., Sociedad De Inversion De Renta Variable.
MX BMV GBMAAA BM Gbm Instrumentos Bursatiles, S.A. De C.V., Sociedad De Inversion De Renta Variable.
MX BMV GBMAAA BX Gbm Instrumentos Bursatiles, S.A. De C.V., Sociedad De Inversion De Renta Variable.
IN NSEI HDFCAMC HDFC Asset Management Company Limited
CH SWX HSC Helvetica Swiss Commercial Real Estate Fund
IN NSEI ISEC ICICI Securities Limited
IN NSEI IIFL IIFL Finance Limited
US NasdaqGS IBKR Interactive Brokers Group, Inc.
IN BSE 523405 JM Financial Limited
GB AIM JIM Jarvis Securities plc
US NYSE JEF Jefferies Financial Group Inc.
BR BOVESPA J1EF34 Jefferies Financial Group Inc. - Depositary Receipt (Common Stock)
CH SWX LEON Leonteq AG
US NasdaqCM LGHL Lion Group Holding Ltd. - Depositary Receipt (Common Stock)
JP TSE 9552 M&A Research Institute Holdings Inc.
US NasdaqGS MKTX MarketAxess Holdings Inc.
BR BOVESPA M1KT34 MarketAxess Holdings Inc. - Depositary Receipt (Common Stock)
US ARCA SFO Merrill Lynch & Co., Inc. - Preferred Stock
US ARCA OLE Merrill Lynch & Co., Inc. - Preferred Stock
US ARCA CUL Merrill Lynch & Co., Inc. - Preferred Stock
US ARCA DCX Merrill Lynch & Co., Inc. - Preferred Stock
US ARCA SBL Merrill Lynch & Co., Inc. - Preferred Stock
US ARCA EFS Merrill Lynch & Co., Inc. - Preferred Stock
US ARCA RXY Merrill Lynch & Co., Inc. - Preferred Stock
US OTCPK MERR Merriman Holdings, Inc.
IN BSE 511551 Monarch Networth Capital Limited
DE DB DWD1 Morgan Stanley
US NYSE MS Morgan Stanley
BR BOVESPA MSBR34 Morgan Stanley - Depositary Receipt (Common Stock)
TH SET MS06 Morgan Stanley - Depositary Receipt (Common Stock)
US OTCPK MPAYL Morgan Stanley - Preferred Security
US OTCPK MVSXL Morgan Stanley - Preferred Security
US OTCPK MSPRL Morgan Stanley - Preferred Security
DE BST MS0G4Q Morgan Stanley - Preferred Stock
US ARCA BTQ Morgan Stanley - Preferred Stock
US ARCA SLZ Morgan Stanley - Preferred Stock
US NYSE MS.PRO Morgan Stanley - Preferred Stock
US NYSE MS.PRF Morgan Stanley - Preferred Stock
US NYSE MS.PRL Morgan Stanley - Preferred Stock
US NYSE MS.PRP Morgan Stanley - Preferred Stock
US NYSE MS.PRA Morgan Stanley - Preferred Stock
US NYSE MS.PRI Morgan Stanley - Preferred Stock
US NYSE MS.PRK Morgan Stanley - Preferred Stock
US NYSE MS.PRE Morgan Stanley - Preferred Stock
US NYSE MS.PRQ Morgan Stanley - Preferred Stock
US OTCPK PYCFF Mount Logan Capital Inc.
US NasdaqGS NAVI Navient Corporation
US NasdaqGS JSM Navient Corporation - Preferred Security
JP TSE 7131 Nomura Corporation
JP TSE 8604 Nomura Holdings, Inc.
AR BASE NMR Nomura Holdings, Inc. - Depositary Receipt (Common Stock)
BR BOVESPA NMRH34 Nomura Holdings, Inc. - Depositary Receipt (Common Stock)
US NYSE NMR Nomura Holdings, Inc. - Depositary Receipt (Common Stock)
CA TSX OLY Olympia Financial Group Inc.
US NYSE OPY Oppenheimer Holdings Inc.
US OTCPK LTSK Osaic Financial Services, Inc. - Corporate Bond/Note
US OTCPK LTSAP Osaic Financial Services, Inc. - Preferred Stock
BE ENXTBR 000364051 PB Finance
US NYSE PIPR Piper Sandler Companies
GB LSE PLUS Plus500 Ltd.
US NYSE RJF Raymond James Financial, Inc.
BR BOVESPA R1JF34 Raymond James Financial, Inc. - Depositary Receipt (Common Stock)
US NYSE RJF.PRB Raymond James Financial, Inc. - Preferred Stock
GB LSE REC Record plc
IN NSEI RELIGARE Religare Enterprises Limited
US NasdaqGS HOOD Robinhood Markets, Inc.
US NasdaqGS SEIC SEI Investments Company
BR BOVESPA S2EI34 SEI Investments Company - Depositary Receipt (Common Stock)
US NasdaqCM SIEB Siebert Financial Corp.
US NYSE SF Stifel Financial Corp.
US NYSE SFB Stifel Financial Corp. - Corporate Bond/Note
US NYSE SF.PRB Stifel Financial Corp. - Preferred Stock
US NYSE SF.PRD Stifel Financial Corp. - Preferred Stock
US NYSE SF.PRC Stifel Financial Corp. - Preferred Stock
CA NEOE SCHW The Charles Schwab Corporation
US NYSE SCHW The Charles Schwab Corporation
AR BASE SCHW The Charles Schwab Corporation - Depositary Receipt (Common Stock)
BR BOVESPA SCHW34 The Charles Schwab Corporation - Depositary Receipt (Common Stock)
DE DB A3KNM1 The Charles Schwab Corporation - Preferred Stock
DE DB A3K26T The Charles Schwab Corporation - Preferred Stock
US NYSE SCHW.PRD The Charles Schwab Corporation - Preferred Stock
US NYSE SCHW.PRJ The Charles Schwab Corporation - Preferred Stock
US NYSE GCV The Gabelli Convertible and Income Securities Fund Inc.
US NYSE GDV The Gabelli Dividend & Income Trust
US NYSE GDV.PRK The Gabelli Dividend & Income Trust - Preferred Stock
US NYSE GDV.PRH The Gabelli Dividend & Income Trust - Preferred Stock
US NYSEAM GLU The Gabelli Global Utility & Income Trust
US NYSEAM GLU.PRB The Gabelli Global Utility & Income Trust - Preferred Stock
US NYSE GGT The Gabelli Multimedia Trust Inc.
US NYSE GGT.RT The Gabelli Multimedia Trust Inc. - Equity Right
US NYSE GGT.PRE The Gabelli Multimedia Trust Inc. - Preferred Security
US NYSE GGT.PRG The Gabelli Multimedia Trust Inc. - Preferred Stock
US NYSE GS The Goldman Sachs Group, Inc.
AR BASE GS The Goldman Sachs Group, Inc. - Depositary Receipt (Common Stock)
BR BOVESPA GSGI34 The Goldman Sachs Group, Inc. - Depositary Receipt (Common Stock)
DE DB GOS0 The Goldman Sachs Group, Inc. - Depositary Receipt (Common Stock)
US NYSE GS.PRC The Goldman Sachs Group, Inc. - Preferred Security
DE DB A2R3TX The Goldman Sachs Group, Inc. - Preferred Stock
DE DB A3KP6N The Goldman Sachs Group, Inc. - Preferred Stock
DE DB A184K1 The Goldman Sachs Group, Inc. - Preferred Stock
DE DB A28S1P The Goldman Sachs Group, Inc. - Preferred Stock
GB Xtrakter A3LL9P The Goldman Sachs Group, Inc. - Preferred Stock
US NYSE GS.PRD The Goldman Sachs Group, Inc. - Preferred Stock
US NYSE GS.PRA The Goldman Sachs Group, Inc. - Preferred Stock
US NasdaqGS TIGR UP Fintech Holding Limited - Depositary Receipt (Common Stock)
FR ENXTPA VIL VIEL & Cie, société anonyme
US NYSE VIRT Virtu Financial, Inc.
US NYSE WT WisdomTree, Inc.
US NasdaqGS XP XP Inc.
AR BASE XP XP Inc. - Depositary Receipt (Common Stock)
BR BOVESPA XPBR31 XP Inc. - Depositary Receipt (Common Stock)
PL WSE XTB XTB S.A.
US ARCA DVYA iShares, Inc. - iShares Asia/Pacific Dividend ETF
US BATS EMGF iShares, Inc. - iShares Emerging Markets Equity Factor ETF
US BATS HYXU iShares, Inc. - iShares International High Yield Bond ETF
US ARCA VEGI iShares, Inc. - iShares MSCI Agriculture Producers ETF
US ARCA EEM iShares, Inc. - iShares MSCI Emerging Markets ETF
AR BASE EEM iShares, Inc. - iShares MSCI Emerging Markets ETF - Depositary Receipt (Common Stock)
US ARCA EEMS iShares, Inc. - iShares MSCI Emerging Markets Small-Cap ETF
US ARCA FILL iShares, Inc. - iShares MSCI Global Energy Producers ETF
US BATS GHYG iShares, Inc. - iShares US & Intl High Yield Corp Bond ETF