Security Brokers, Dealers, And Flotation - Latest Institutional Ownership Updates

This table shows recent investment for the industry. A lot of people consider institutional money to be "smart money" since they tend to be well-informed and have dedicated research teams. So, tracking the filings of institutions can be considered a proxy for institutional sentiment. If you see a number of institutions accumulating shares, for example, that might be considered a positive signal.

File Date Form Target Company Investor Prior Shares Current Shares Change
(Percent)
2025-09-04 13F-HR SEIC / SEI Investments Abn Amro Investment Solutions 102,830
2025-09-04 13F-HR HOOD / Robinhood Markets Abn Amro Investment Solutions 8,737
2025-09-04 13F-HR/A TIGR / UP Fintech Holding Limited - Depositary Receipt () Advisor Group Holdings, Inc. 8,570 63,279 638.38
2025-09-04 13F-HR/A SCHW / Charles Schwab Advisor Group Holdings, Inc. 331,515 368,451 11.14
2025-09-04 13F-HR/A HOOD / Robinhood Markets Advisor Group Holdings, Inc. 99,085 312,786 215.67
2025-09-04 13F-HR/A DYNF / BlackRock ETF Trust - iShares U.S. Equity Factor Rotation Active ETF Advisor Group Holdings, Inc. 2,483,297 3,223,318 29.80
2025-09-04 13F-HR/A FRHC / Freedom Holding Advisor Group Holdings, Inc. 17 152 794.12
2025-09-04 13F-HR GS / Goldman Sachs Group Abn Amro Investment Solutions 5,871
2025-09-04 13F-HR/A EMGF / iShares, Inc. - iShares Emerging Markets Equity Factor ETF Advisor Group Holdings, Inc. 45,442 47,684 4.93
2025-09-04 13F-HR GS / Goldman Sachs Group Abn Amro Investment Solutions 5,871 5,542 -5.60
2025-09-04 13F-HR EEM / iShares, Inc. - iShares MSCI Emerging Markets ETF Ghe, Llc 22,543 22,543 0.00
2025-09-04 13F-HR/A EEMS / iShares, Inc. - iShares MSCI Emerging Markets Small-Cap ETF Advisor Group Holdings, Inc. 13,951 14,114 1.17
2025-09-04 13F-HR SEIC / SEI Investments Abn Amro Investment Solutions 102,570 87,915 -14.29
2025-09-04 13F-HR/A GGT / Gabelli Multimedia Trust Advisor Group Holdings, Inc. 21,091 19,391 -8.06
2025-09-04 13F-HR SEIC / SEI Investments Ghe, Llc 8,532 0 -100.00
2025-09-04 13F-HR/A GS / Goldman Sachs Group Advisor Group Holdings, Inc. 1 0 -100.00
2025-09-04 13F-HR/A GS / Goldman Sachs Group Advisor Group Holdings, Inc. 96,641 115,870 19.90
2025-09-04 13F-HR GSCE / GS Connect S&P GSCI Enhanced Commodity Total Return ETN Ghe, Llc 1,670 0 -100.00
2025-09-04 13F-HR/A FILL / iShares, Inc. - iShares MSCI Global Energy Producers ETF Advisor Group Holdings, Inc. 4,700 4,085 -13.09
2025-09-04 13F-HR/A DVYA / iShares, Inc. - iShares Asia Advisor Group Holdings, Inc. 230 380 65.22
2025-09-04 13F-HR/A FINS / Angel Oak Financial Strategies Income Term Trust Advisor Group Holdings, Inc. 75,656 67,642 -10.59
2025-09-04 13F-HR/A VEGI / iShares, Inc. - iShares MSCI Agriculture Producers ETF Advisor Group Holdings, Inc. 7,762 9,975 28.51
2025-09-04 13F-HR/A GCV / Gabelli Convertible and Income Securities Fund Advisor Group Holdings, Inc. 38,679 24,338 -37.08
2025-09-04 13F-HR SEIC / SEI Investments Abn Amro Investment Solutions 102,830 102,570 -0.25
2025-09-04 13F-HR GS / Goldman Sachs Group SevenBridge Financial Group, LLC 8,556 9,090 6.24
2025-09-04 13F-HR SCHW / Charles Schwab Abn Amro Investment Solutions 78,767
2025-09-04 13F-HR SCHW / Charles Schwab Abn Amro Investment Solutions 77,078 72,937 -5.37
2025-09-04 13F-HR RJF / Raymond James Financial Abn Amro Investment Solutions 2,017
2025-09-04 13F-HR/A EEM / iShares, Inc. - iShares MSCI Emerging Markets ETF Advisor Group Holdings, Inc. 488,566 508,034 3.98
2025-09-04 13F-HR/A SIEB / Siebert Financial Advisor Group Holdings, Inc. 1,000 630 -37.00
2025-09-04 13F-HR/A GHYG / iShares, Inc. - iShares US & Intl High Yield Corp Bond ETF Advisor Group Holdings, Inc. 59,798 58,444 -2.26
2025-09-04 13F-HR SCHW / Charles Schwab Abn Amro Investment Solutions 78,767 77,078 -2.14
2025-09-04 13F-HR/A RJF / Raymond James Financial Advisor Group Holdings, Inc. 12,081 10,830 -10.36
2025-09-04 13F-HR/A GS / Goldman Sachs Group Advisor Group Holdings, Inc. 1 0 -100.00
2025-09-04 13F-HR/A HYXU / iShares, Inc. - iShares International High Yield Bond ETF Advisor Group Holdings, Inc. 592 9,624 1,525.68
2025-09-04 13F-HR/A SEIC / SEI Investments Advisor Group Holdings, Inc. 130,212 139,654 7.25
2025-09-04 13F-HR/A LCTU / BlackRock ETF Trust - BlackRock U.S. Carbon Transition Readiness ETF Advisor Group Holdings, Inc. 43,731 82,234 88.05
2025-09-04 13F-HR/A BCV / Bancroft Fund Advisor Group Holdings, Inc. 4,297 8,415 95.83
2025-09-04 13F-HR/A XP / XP Advisor Group Holdings, Inc. 89,560 86,669 -3.23
2025-09-04 13F-HR/A VIRT / Virtu Financial Advisor Group Holdings, Inc. 12,252 24,614 100.90
2025-09-04 13F-HR GS / Goldman Sachs Group Abn Amro Investment Solutions 5,542 4,567 -17.59
2025-09-04 13F-HR/A LGHL / Lion Group Holding - Depositary Receipt () Advisor Group Holdings, Inc. 100
2025-09-04 13F-HR/A FUTU / Futu Holdings Limited - Depositary Receipt () Advisor Group Holdings, Inc. 137 853 522.63
2025-09-04 13F-HR BLK / BlackRock SevenBridge Financial Group, LLC 2,678 3,192 19.19
2025-09-04 13F-HR/A GLU / Gabelli Global Utility & Income Trust Advisor Group Holdings, Inc. 106,326 105,617 -0.67
2025-09-04 13F-HR/A JEF / Jefferies Financial Group Advisor Group Holdings, Inc. 4
2025-09-04 13F-HR/A MKTX / MarketAxess Holdings Advisor Group Holdings, Inc. 5,137 5,307 3.31
2025-09-04 13F-HR JEF / Jefferies Financial Group Abn Amro Investment Solutions 73,227 72,407 -1.12
2025-09-04 13F-HR/A USOI / ETRACS Crude Oil Shares Covered Call ETNs due April 24, 2037 - Corporate Bond Advisor Group Holdings, Inc. 2,447 4,309 76.09
2025-09-04 13F-HR/A NAVI / Navient Advisor Group Holdings, Inc. 2,331 2,757 18.28
2025-09-04 13F-HR/A COHN / Cohen Advisor Group Holdings, Inc. 50 0 -100.00
2025-09-04 13F-HR/A OPY / Oppenheimer Holdings Advisor Group Holdings, Inc. 66 66 0.00
2025-09-04 13F-HR MS / Morgan Stanley SevenBridge Financial Group, LLC 37,845 40,006 5.71
2025-09-04 13F-HR/A MS / Morgan Stanley Advisor Group Holdings, Inc. 164,264 258,225 57.20
2025-09-04 13F-HR/A GDV / Gabelli Dividend & Income Trust Advisor Group Holdings, Inc. 37,369 43,519 16.46
2025-09-04 13F-HR BLK / BlackRock Reynders McVeigh Capital Management, LLC 311 253 -18.65
2025-09-04 13F-HR/A WT / WisdomTree Advisor Group Holdings, Inc. 85,860 87,126 1.47
2025-09-04 13F-HR/A SF / Stifel Financial Advisor Group Holdings, Inc. 2,012 3,706 84.19
2025-09-04 13F-HR/A BLK / BlackRock Advisor Group Holdings, Inc. 30,791 42,861 39.20
2025-09-04 13F-HR/A DOMH / Dominari Holdings Advisor Group Holdings, Inc. 2,354 2,747 16.69
2025-09-04 13F-HR MKTX / MarketAxess Holdings Reynders McVeigh Capital Management, LLC 3,767 3,305 -12.26
2025-09-04 13F-HR JEF / Jefferies Financial Group Abn Amro Investment Solutions 73,227
2025-09-04 13F-HR/A JEF / Jefferies Financial Group Advisor Group Holdings, Inc. 47,013 43,289 -7.92
2025-09-04 13F-HR JEF / Jefferies Financial Group Abn Amro Investment Solutions 72,407 58,433 -19.30
2025-09-04 13F-HR/A SLVO / ETRACS Silver Shares Covered Call ETNs due April 21, 2033 Advisor Group Holdings, Inc. 2,870 7,392 157.56
2025-09-04 13F-HR/A GLDI / ETRACS Gold Shares Covered Call ETNs due February 2, 2033 - Corporate Bond Advisor Group Holdings, Inc. 3,691 9,013 144.19
2025-09-04 13F-HR MS / Morgan Stanley Abn Amro Investment Solutions 32,214 40,699 26.34
2025-09-04 13F-HR/A PIPR / Piper Sandler Companies Advisor Group Holdings, Inc. 4,139 4,118 -0.51
2025-09-04 13F-HR/A NMR / Nomura Holdings, Inc. - Depositary Receipt () Advisor Group Holdings, Inc. 575 6,434 1,018.96
2025-09-04 13F-HR MS / Morgan Stanley Abn Amro Investment Solutions 40,699 51,997 27.76
2025-09-04 13F-HR BLK / BlackRock Abn Amro Investment Solutions 3,467
2025-09-04 13F-HR/A JEF / Jefferies Financial Group Advisor Group Holdings, Inc. 5
2025-09-04 13F-HR/A IBKR / Interactive Brokers Group Advisor Group Holdings, Inc. 13,664 57,017 317.28
2025-09-04 13F-HR MS / Morgan Stanley Abn Amro Investment Solutions 32,214
2025-09-03 13F-HR BLK / BlackRock American Trust 2,665 2,691 0.98
2025-09-03 13F-HR MS / Morgan Stanley American Trust 0 1,900
2025-09-03 13F-HR SCHW / Charles Schwab Q3 Asset Management 34,070
2025-09-03 13F-HR SCHW / Charles Schwab American Trust 42,802 44,808 4.69
2025-09-03 13F-HR EEM / iShares, Inc. - iShares MSCI Emerging Markets ETF American Trust 0 7,123
2025-09-03 13F-HR GS / Goldman Sachs Group Q3 Asset Management 5,010 0 -100.00
2025-09-03 13F-HR GS / Goldman Sachs Group American Trust 0 488
2025-09-02 13F-HR RJF / Raymond James Financial Investors Towarzystwo Funduszy Inwestycyjnych Spolka Akcyjna 80
2025-09-02 13F-HR/A DYNF / BlackRock ETF Trust - iShares U.S. Equity Factor Rotation Active ETF FSC Wealth Advisors, LLC 4,870
2025-09-02 13F-HR/A DYNF / BlackRock ETF Trust - iShares U.S. Equity Factor Rotation Active ETF Harwood Advisory Group, LLC 154 0 -100.00
2025-09-02 13F-HR/A EEM / iShares, Inc. - iShares MSCI Emerging Markets ETF FSC Wealth Advisors, LLC 473 0 -100.00
2025-09-02 13F-HR/A EEM / iShares, Inc. - iShares MSCI Emerging Markets ETF Harwood Advisory Group, LLC 19 8 -57.89
2025-09-02 13F-HR SCHW / Charles Schwab Investors Towarzystwo Funduszy Inwestycyjnych Spolka Akcyjna 145 245 68.97
2025-09-02 13F-HR/A SCHW / Charles Schwab Harwood Advisory Group, LLC 0 1,039
2025-09-02 13F-HR SCHW / Charles Schwab Investors Towarzystwo Funduszy Inwestycyjnych Spolka Akcyjna 145
2025-09-02 13F-HR RJF / Raymond James Financial Investors Towarzystwo Funduszy Inwestycyjnych Spolka Akcyjna 80 140 75.00
2025-09-02 13F-HR/A RJF / Raymond James Financial Harwood Advisory Group, LLC 2,547 2,413 -5.26
2025-09-02 13F-HR/A GS / Goldman Sachs Group Harwood Advisory Group, LLC 0 9
2025-09-02 13F-HR/A IBKR / Interactive Brokers Group Harwood Advisory Group, LLC 350 350 0.00
2025-09-02 13F-HR/A BLK / BlackRock Harwood Advisory Group, LLC 21
2025-09-02 13F-HR/A JEF / Jefferies Financial Group Aegon Asset Management Uk Plc 76,325 64,677 -15.26
2025-09-02 13F-HR/A GDV / Gabelli Dividend & Income Trust Harwood Advisory Group, LLC 848 848 0.00
2025-09-02 13F-HR/A MKTX / MarketAxess Holdings Aegon Asset Management Uk Plc 59,078 87,099 47.43
2025-09-02 13F-HR/A MS / Morgan Stanley Aegon Asset Management Uk Plc 774,227 590,626 -23.71
2025-09-02 13F-HR/A MS / Morgan Stanley Harwood Advisory Group, LLC 39 90 130.77
2025-09-02 13F-HR/A BLK / BlackRock FSC Wealth Advisors, LLC 51 0 -100.00
2025-08-29 NPORT-P BLK / BlackRock LABAX - Natixis Funds Trust II - Loomis Sayles Strategic Alpha Fund Class A 84 29 -65.48
2025-08-29 NPORT-P BLK / BlackRock OAKMX - HARRIS ASSOCIATES INVESTMENT TRUST - Oakmark Fund Investor Class 125,000 150,000 20.00
2025-08-29 NPORT-P SF / Stifel Financial SA FUNDS INVESTMENT TRUST - SA U.S. Small Company Fund 6,170 6,170 0.00
2025-08-29 NPORT-P BLK / BlackRock LSIOX - LOOMIS SAYLES FUNDS I - Loomis Sayles High Income Opportunities Fund Institutional Class 92 59 -35.87
2025-08-29 NPORT-P BLK / BlackRock VOTE - Engine No. 1 ETF Trust - Engine No. 1 Transform 500 ETF 2,172 2,119 -2.44
2025-08-29 NPORT-P SF / Stifel Financial STXM - EA Series Trust - Strive Mid-Cap ETF 443 471 6.32
2025-08-29 NPORT-P SF / Stifel Financial EZM - WisdomTree Trust - WisdomTree U.S. MidCap Fund N/A 22,800 22,526 -1.20
2025-08-29 NPORT-P SF / Stifel Financial STXV - EA Series Trust - Strive 1000 Value ETF 373 275 -26.27
2025-08-29 NPORT-P SF / Stifel Financial DHMAX - DIAMOND HILL FUNDS - Diamond Hill Small-Mid Cap Fund Class A 77,219 74,209 -3.90
2025-08-29 NPORT-P SF / Stifel Financial JVMAX - John Hancock Funds III - John Hancock Disciplined Value Mid Cap Fund Class A 1,622,421
2025-08-29 NPORT-P BLK / BlackRock STXV - EA Series Trust - Strive 1000 Value ETF 194 189 -2.58
2025-08-29 NPORT-P SF / Stifel Financial JAFEX - JOHN HANCOCK VARIABLE INSURANCE TRUST - Total Stock Market Index Trust NAV 1,644 1,706 3.77
2025-08-29 NPORT-P BLK / BlackRock John Hancock Hedged Equity & Income Fund 533 449 -15.76
2025-08-29 NPORT-P BLK / BlackRock JAGMX - JOHN HANCOCK VARIABLE INSURANCE TRUST - 500 Index Trust NAV 30,348 30,348 0.00
2025-08-29 NPORT-P JEF / Jefferies Financial Group SA FUNDS INVESTMENT TRUST - SA U.S. Small Company Fund 21,621 21,621 0.00
2025-08-29 NPORT-P JEF / Jefferies Financial Group GFSIX - GABELLI EQUITY SERIES FUNDS INC - The Gabelli Global Financial Services Fund CLASS I 23,310 23,310 0.00
2025-08-29 NPORT-P JEF / Jefferies Financial Group JAFVX - JOHN HANCOCK VARIABLE INSURANCE TRUST - Strategic Equity Allocation Trust Series NAV 26,458 26,603 0.55
2025-08-29 NPORT-P JEF / Jefferies Financial Group LSMIX - LOOMIS SAYLES FUNDS II - Loomis Sayles Small/Mid Cap Growth Fund Institutional Class 47,717 41,215 -13.63
2025-08-29 NPORT-P BLK / BlackRock STXD - EA Series Trust - Strive 1000 Dividend Growth ETF 461 447 -3.04
2025-08-29 NPORT-P JEF / Jefferies Financial Group MMSCX - PRAXIS MUTUAL FUNDS - Praxis Small Cap Index Fund Class A 3,340 6,260 87.43
2025-08-29 NPORT-P JEF / Jefferies Financial Group SA FUNDS INVESTMENT TRUST - SA U.S. Core Market Fund 1,620 1,620 0.00
2025-08-29 NPORT-P JEF / Jefferies Financial Group JAEYX - JOHN HANCOCK VARIABLE INSURANCE TRUST - Mid Cap Index Trust NAV 65,128 63,729 -2.15
2025-08-29 NPORT-P JEF / Jefferies Financial Group JAFEX - JOHN HANCOCK VARIABLE INSURANCE TRUST - Total Stock Market Index Trust NAV 3,294 3,404 3.34
2025-08-29 NPORT-P JEF / Jefferies Financial Group STXV - EA Series Trust - Strive 1000 Value ETF 588 562 -4.42
2025-08-29 NPORT-P JEF / Jefferies Financial Group STXD - EA Series Trust - Strive 1000 Dividend Growth ETF 456
2025-08-29 NPORT-P SF.PRB / Stifel Financial - Preferred Stock VELA Funds - VELA Income Opportunities Fund Class A 6,300 6,300 0.00
2025-08-29 NPORT-P JEF / Jefferies Financial Group GATAX - Gabelli Asset Fund - The Gabelli Asset Fund Class A 21,000 20,500 -2.38
2025-08-29 13F-HR JEF / Jefferies Financial Group Total Investment Management Inc 133
2025-08-29 NPORT-P JEF / Jefferies Financial Group ICMBX - Intrepid Capital Management Funds Trust - Intrepid Capital Fund Investor Class 28,188 28,188 0.00
2025-08-29 NPORT-P JEF / Jefferies Financial Group DTD - WisdomTree Trust - WisdomTree U.S. Total Dividend Fund N/A 8,101 8,032 -0.85
2025-08-29 NPORT-P SF / Stifel Financial MFUS - PIMCO Equity Series - PIMCO RAFI Dynamic Multi-Factor U.S. Equity ETF 279 303 8.60
2025-08-29 NPORT-P JEF / Jefferies Financial Group NTSX - WisdomTree Trust - WisdomTree 90/60 U.S. Balanced Fund N/A 699 683 -2.29
2025-08-29 NPORT-P IBKR / Interactive Brokers Group DTD - WisdomTree Trust - WisdomTree U.S. Total Dividend Fund N/A 1,422 5,640 296.62
2025-08-29 NPORT-P JEF / Jefferies Financial Group MFUS - PIMCO Equity Series - PIMCO RAFI Dynamic Multi-Factor U.S. Equity ETF 976 1,063 8.91
2025-08-29 NPORT-P BLK / BlackRock CVRD - Madison ETFs Trust - Madison Covered Call ETF 1,100 700 -36.36
2025-08-29 NPORT-P BLK / BlackRock RAFE - PIMCO Equity Series - PIMCO RAFI ESG U.S. ETF 446 453 1.57
2025-08-29 NPORT-P BLK / BlackRock NEFZX - LOOMIS SAYLES FUNDS II - Loomis Sayles Strategic Income Fund Class A 1,921 1,232 -35.87
2025-08-29 NPORT-P IBKR / Interactive Brokers Group STRV - EA Series Trust - Strive 500 ETF 1,580 6,336 301.01
2025-08-29 NPORT-P SF / Stifel Financial STXD - EA Series Trust - Strive 1000 Dividend Growth ETF 303
2025-08-29 NPORT-P IBKR / Interactive Brokers Group GCAEX - Gabelli Equity Series Funds Inc - The Gabelli Equity Income Fund Class A 23,500 87,500 272.34