BRC Partners Management GP, LLC - Insider Trading Tracker

Alta Equipment Group Inc.

US ˙ NYSE ˙ US02128L1061

Pendahuluan

Halaman ini memberikan analisis komprehensif tentang sejarah perdagangan orang dalam yang diketahui dari BRC Partners Management GP, LLC. Orang dalam adalah pejabat, direktur, atau investor signifikan dalam suatu perusahaan. Adalah ilegal bagi orang dalam untuk melakukan perdagangan di perusahaan mereka berdasarkan informasi spesifik yang tidak dipublikasikan. Ini tidak berarti bahwa mereka dilarang melakukan perdagangan apa pun di perusahaan mereka sendiri. Namun, mereka harus melaporkan semua perdagangan kepada SEC melalui Formulir 4. Terlepas dari pembatasan ini, penelitian akademis menunjukkan bahwa orang dalam - secara umum - cenderung mengungguli pasar di perusahaan mereka sendiri.

Rata-rata Profitabilitas Perdagangan

Profitabilitas perdagangan rata-rata adalah pengembalian rata-rata dari semua pembelian pasar terbuka yang dilakukan oleh orang dalam dalam tiga tahun terakhir. Untuk menghitung ini, kami memeriksa setiap pembelian pasar terbuka yang tidak direncanakan yang dilakukan oleh orang dalam, tidak termasuk semua perdagangan yang ditandai sebagai bagian dari rencana perdagangan 10b5-1. Kami kemudian menghitung kinerja rata-rata dari perdagangan tersebut selama 3, 6, dan 12 bulan, dengan merata-ratakan setiap durasi tersebut untuk menghasilkan metrik kinerja akhir untuk setiap perdagangan. Terakhir, kami merata-ratakan semua metrik kinerja untuk menghitung metrik kinerja untuk orang dalam. Daftar ini hanya mencakup orang dalam yang telah melakukan setidaknya tiga perdagangan dalam dua tahun terakhir.

Jika profitabilitas perdagangan orang dalam ini adalah "N/A", maka orang dalam tersebut belum melakukan pembelian di pasar terbuka dalam tiga tahun terakhir, atau perdagangan yang mereka lakukan terlalu baru untuk menghitung metrik kinerja yang andal.

Frekuensi Pembaruan: Setiap Hari

Lihat daftar pedagang dalam perusahaan yang paling menguntungkan.

Lihat Peringkat Tertinggi Orang Dalam

Perusahaan dengan Posisi Orang Dalam yang Dilaporkan

Pengajuan SEC menunjukkan bahwa BRC Partners Management GP, LLC telah melaporkan kepemilikan atau perdagangan di perusahaan-perusahaan berikut:

Keamanan	Judul	Kepemilikan Terakhir yang Dilaporkan
US:ALTG / Alta Equipment Group Inc.	10% Owner	4,935,111
US:EOSE / Eos Energy Enterprises, Inc.	10% Owner	5,765,942
US:SONM / Sonim Technologies, Inc.	10% Owner	2,903,765
US:SNCR / Synchronoss Technologies, Inc.	10% Owner	11,538,462
US:MVEN / Maven Inc (The)		63,025,483
US:QMCO / Quantum Corporation	10% Owner	2,248,511
US:BW / Babcock & Wilcox Enterprises, Inc.	Director, 10% Owner	21,640,014
US:TTSH / Tile Shop Holdings, Inc.		2,328,900
US:SIC / Select Interior Concepts Inc - Class A	10% Owner	485,543
US:FRG / Franchise Group Inc - Class A		676,471
US:RNGR / Ranger Energy Services, Inc.		137,477

Cara Membaca Grafik

Grafik berikut menunjukkan kinerja saham sekuritas setelah setiap perdagangan pasar terbuka yang tidak direncanakan yang dilakukan oleh BRC Partners Management GP, LLC. Perdagangan yang tidak direncanakan adalah perdagangan yang tidak dilakukan sebagai bagian dari rencana perdagangan 10b5-1. Kinerja saham digambarkan sebagai perubahan persentase kumulatif dalam harga saham. Misalnya, jika perdagangan orang dalam dilakukan pada 1 Januari 2019, grafik akan menunjukkan perubahan persentase harian sekuritas hingga saat ini. Jika harga saham naik dari $10 menjadi $15 selama periode ini, perubahan persentase kumulatif dalam harga saham akan menjadi 50%. Perubahan harga dari $10 menjadi $20 akan menjadi 100%, dan perubahan harga dari $10 menjadi $5 akan menjadi -50%.

Pada akhirnya, kita mencoba menentukan seberapa erat korelasi perdagangan orang dalam dengan pengembalian berlebih (positif atau negatif) pada harga saham untuk melihat apakah orang dalam tersebut mengatur waktu perdagangannya untuk mendapatkan keuntungan dari informasi orang dalam. Pertimbangkan situasi di mana orang dalam melakukan hal ini. Dalam situasi ini, kita akan mengharapkan (a) pengembalian positif setelah pembelian, atau (b) pengembalian negatif setelah penjualan. Dalam kasus (a), grafik PEMBELIAN akan menunjukkan serangkaian kurva yang miring ke atas, menunjukkan pengembalian positif setelah setiap transaksi pembelian. Dalam kasus (b), grafik PENJUALAN akan menunjukkan serangkaian kurva yang miring ke bawah, menunjukkan pengembalian negatif setelah setiap transaksi penjualan.

Namun, ini saja tidak cukup untuk menarik kesimpulan. Jika, misalnya, harga saham perusahaan berada dalam tren kenaikan non-siklikal selama bertahun-tahun, maka kita akan mengharapkan semua plot pasca-pembelian memiliki kemiringan ke atas. Demikian pula, penurunan non-siklikal selama bertahun-tahun akan menghasilkan plot pasca-perdagangan dengan kemiringan ke bawah. Tak satu pun dari grafik ini akan menunjukkan aktivitas perdagangan orang dalam.

Indikator terkuat adalah situasi di mana harga saham sangat siklikal, dan terdapat sinyal positif pada grafik PEMBELIAN dan plot negatif pada grafik PENJUALAN. Situasi ini akan sangat menunjukkan adanya orang dalam yang mengatur waktu perdagangan untuk keuntungan finansial mereka.

Pembelian Orang Dalam ALTG / Alta Equipment Group Inc. - Analisis Keuntungan Jangka Pendek

Pada bagian ini, kami menganalisis profitabilitas setiap pembelian saham oleh orang dalam di pasar terbuka yang tidak direncanakan yang dilakukan di ALTG / Alta Equipment Group Inc.. Analisis ini membantu memahami apakah orang dalam tersebut secara konsisten menghasilkan pengembalian abnormal, dan layak untuk diikuti. Analisis ini dilakukan selama satu tahun setelah setiap transaksi, dan hasilnya bersifat teoritis .

Tabel berikut menunjukkan pembelian pasar terbuka terbaru yang bukan bagian dari rencana perdagangan otomatis.

Tanggal Perdagangan	Ticker	Orang Dalam	Dilaporkan Saham	Dilaporkan Harga	Disesuaikan Saham	Disesuaikan Harga	Dasar Biaya	Hari-hari menuju Maksimal	Harga di Maksimal	Maksimal Keuntungan ($)	Maksimum Pengembalian (%)
2021-10-20	ALTG	B. Riley Financial, Inc.	5,603	13.4806	5,603	13.4806	75,532	23	16.9900	19,664	26.03
2021-10-18	ALTG	B. Riley Financial, Inc.	23,086	13.5000	23,086	13.5000	311,661
2021-09-16	ALTG	B. Riley Financial, Inc.	17,771	12.8814	17,771	12.8814	228,915
2021-09-15	ALTG	B. Riley Financial, Inc.	5,031	12.8000	5,031	12.8000	64,397
2021-09-10	ALTG	B. Riley Financial, Inc.	10,277	12.8000	10,277	12.8000	131,546
2021-09-09	ALTG	B. Riley Financial, Inc.	3,954	12.8000	3,954	12.8000	50,611
2021-09-08	ALTG	B. Riley Financial, Inc.	3,480	12.7999	3,480	12.7999	44,544
2021-08-19	ALTG	B. Riley Financial, Inc.	854	12.2439	854	12.2439	10,456
2020-03-12	ALTG	B. Riley Financial, Inc.	63,398	6.0927	63,398	6.0927	386,265
2020-03-11	ALTG	B. Riley Financial, Inc.	29,438	7.3069	29,438	7.3069	215,101
2020-03-03	ALTG	B. Riley Financial, Inc.	21,421	8.4500	21,421	8.4500	181,007
2020-03-03	ALTG	B. Riley Financial, Inc.	167,209	8.4000	167,209	8.4000	1,404,556
2020-03-03	ALTG	B. Riley Financial, Inc.	100	8.4450	100	8.4450	844
2020-03-03	ALTG	B. Riley Financial, Inc.	552	8.4491	552	8.4491	4,664
2020-03-02	ALTG	B. Riley Financial, Inc.	90,060	8.6480	90,060	8.6480	778,839
2020-02-28	ALTG	B. Riley Financial, Inc.	29,600	8.8691	29,600	8.8691	262,525
2020-02-27	ALTG	B. Riley Financial, Inc.	140,632	8.9567	140,632	8.9567	1,259,599
2020-02-26	ALTG	B. Riley Financial, Inc.	30,638	9.2077	30,638	9.2077	282,106
2020-02-25	ALTG	B. Riley Financial, Inc.	75,000	9.2867	75,000	9.2867	696,502
2020-02-24	ALTG	B. Riley Financial, Inc.	100,000	9.6518	100,000	9.6518	965,180
2020-02-21	ALTG	B. Riley Financial, Inc.	97,027	10.3776	97,027	10.3776	1,006,907
2020-02-20	ALTG	B. Riley Financial, Inc.	11,202	10.4699	11,202	10.4699	117,284
2020-02-14	ALTG	B. Riley Financial, Inc.	685,000		685,000
2020-02-14	ALTG	B. Riley Financial, Inc.	2,500,000		2,500,000
2020-02-14	ALTG	B. Riley Financial, Inc.	100,000		100,000
2020-02-12	BRPM	B. Riley Financial, Inc.	13,828	10.3183	13,828	10.3183	142,681
2020-02-07	ALTG	B. Riley Financial, Inc.	48	10.1800	48	10.1800	489
2020-02-06	BRPM	B. Riley Financial, Inc.	74,400	10.2000	74,400	10.2000	758,880
2020-02-06	BRPM	B. Riley Financial, Inc.	129,831	10.2100	129,831	10.2100	1,325,575
2020-02-06	ALTG	B. Riley Financial, Inc.	7,325	10.2000	7,325	10.2000	74,715
2020-02-06	ALTG	B. Riley Financial, Inc.	29,049	10.2100	29,049	10.2100	296,590
2020-02-06	ALTG	B. Riley Financial, Inc.	157,073	10.2063	157,073	10.2063	1,603,134
2020-02-03	BRPM	B. Riley Financial, Inc.	108,333	10.2146	108,333	10.2146	1,106,578
2020-01-28	BRPM	B. Riley Financial, Inc.	107,553	10.1909	107,553	10.1909	1,096,062
2020-01-27	BRPM	B. Riley Financial, Inc.	9,309	10.1900	9,309	10.1900	94,859
2020-01-24	BRPM	B. Riley Financial, Inc.	15,413	10.2432	15,413	10.2432	157,878

Harga yang Disesuaikan adalah harga yang disesuaikan dengan pemisahan saham. Saham yang Disesuaikan adalah saham yang disesuaikan dengan pemisahan saham.

Penjualan Orang Dalam ALTG / Alta Equipment Group Inc. - Analisis Kerugian Jangka Pendek

Pada bagian ini, kami menganalisis penghindaran kerugian jangka pendek dari setiap penjualan internal pasar terbuka yang tidak direncanakan yang dilakukan di ALTG / Alta Equipment Group Inc.. Pola penghindaran kerugian yang konsisten dapat menunjukkan bahwa transaksi penjualan di masa mendatang dapat memprediksi penurunan harga. Analisis ini berlaku untuk satu tahun setelah setiap perdagangan, dan hasilnya bersifat teoritis .

Tabel berikut menunjukkan penjualan pasar terbuka terbaru yang bukan bagian dari rencana perdagangan otomatis.

Tanggal Perdagangan Ticker Orang Dalam Dilaporkan
Saham Dilaporkan
Harga Disesuaikan
Saham Disesuaikan
Harga Dasar Biaya Hari-hari menuju
Menit Harga di
Menit Kerugian Maksimal
Dihindari ($) Kerugian Maksimal
Dihindari (%)

2020-02-14 ALTG B. Riley Financial, Inc. 370,000 370,000 33 3.7500

2020-02-06 BRPM B. Riley Financial, Inc. 67,075 10.2000 67,075 10.2000 684,165

2020-02-06 BRPM B. Riley Financial, Inc. 108,107 10.2100 108,107 10.2100 1,103,772

2020-02-06 ALTG B. Riley Financial, Inc. 7,325 10.2100 7,325 10.2100 74,788

Harga yang Disesuaikan adalah harga yang disesuaikan dengan pemisahan saham. Saham yang Disesuaikan adalah saham yang disesuaikan dengan pemisahan saham.

Pembelian Orang Dalam AREN / The Arena Group Holdings, Inc. - Analisis Keuntungan Jangka Pendek

Pada bagian ini, kami menganalisis profitabilitas setiap pembelian saham oleh orang dalam di pasar terbuka yang tidak direncanakan yang dilakukan di ALTG / Alta Equipment Group Inc.. Analisis ini membantu memahami apakah orang dalam tersebut secara konsisten menghasilkan pengembalian abnormal, dan layak untuk diikuti. Analisis ini dilakukan selama satu tahun setelah setiap transaksi, dan hasilnya bersifat teoritis .

Tabel berikut menunjukkan pembelian pasar terbuka terbaru yang bukan bagian dari rencana perdagangan otomatis.

Tanggal Perdagangan Ticker Orang Dalam Dilaporkan
Saham Dilaporkan
Harga Disesuaikan
Saham Disesuaikan
Harga Dasar Biaya Hari-hari menuju
Maksimal Harga di
Maksimal Maksimal
Keuntungan ($) Maksimum Pengembalian (%)

2021-05-20 MVEN B. Riley Financial, Inc. 2,857,143 0.7000 129,870 15.4000 2,000,000 25 0.84 -1,890,909 -94.55

Harga yang Disesuaikan adalah harga yang disesuaikan dengan pemisahan saham. Saham yang Disesuaikan adalah saham yang disesuaikan dengan pemisahan saham.

Penjualan Orang Dalam AREN / The Arena Group Holdings, Inc. - Analisis Kerugian Jangka Pendek

Pada bagian ini, kami menganalisis penghindaran kerugian jangka pendek dari setiap penjualan internal pasar terbuka yang tidak direncanakan yang dilakukan di ALTG / Alta Equipment Group Inc.. Pola penghindaran kerugian yang konsisten dapat menunjukkan bahwa transaksi penjualan di masa mendatang dapat memprediksi penurunan harga. Analisis ini berlaku untuk satu tahun setelah setiap perdagangan, dan hasilnya bersifat teoritis .

Tabel berikut menunjukkan penjualan pasar terbuka terbaru yang bukan bagian dari rencana perdagangan otomatis.

Tanggal Perdagangan Ticker Orang Dalam Dilaporkan
Saham Dilaporkan
Harga Disesuaikan
Saham Disesuaikan
Harga Dasar Biaya Hari-hari menuju
Menit Harga di
Menit Kerugian Maksimal
Dihindari ($) Kerugian Maksimal
Dihindari (%)

Tidak ada transaksi pasar terbuka tak terduga yang diketahui untuk kombinasi orang dalam dan sekuritas ini.

Harga yang Disesuaikan adalah harga yang disesuaikan dengan pemisahan saham. Saham yang Disesuaikan adalah saham yang disesuaikan dengan pemisahan saham.

Pembelian Orang Dalam EOSEW / Eos Energy Enterprises, Inc. - Equity Warrant - Analisis Keuntungan Jangka Pendek

Pada bagian ini, kami menganalisis profitabilitas setiap pembelian saham oleh orang dalam di pasar terbuka yang tidak direncanakan yang dilakukan di ALTG / Alta Equipment Group Inc.. Analisis ini membantu memahami apakah orang dalam tersebut secara konsisten menghasilkan pengembalian abnormal, dan layak untuk diikuti. Analisis ini dilakukan selama satu tahun setelah setiap transaksi, dan hasilnya bersifat teoritis .

Tabel berikut menunjukkan pembelian pasar terbuka terbaru yang bukan bagian dari rencana perdagangan otomatis.

Tanggal Perdagangan Ticker Orang Dalam Dilaporkan
Saham Dilaporkan
Harga Disesuaikan
Saham Disesuaikan
Harga Dasar Biaya Hari-hari menuju
Maksimal Harga di
Maksimal Maksimal
Keuntungan ($) Maksimum Pengembalian (%)

2020-11-16 EOSE B. Riley Financial, Inc. 5,000 10.7200 5,000 10.7200 53,600 57 30.44 98,600 183.96

2020-11-16 EOSE B. Riley Financial, Inc. 5,000 10.7000 5,000 10.7000 53,500

2020-11-16 EOSE B. Riley Financial, Inc. 4,236 10.6800 4,236 10.6800 45,240

2020-11-16 EOSE B. Riley Financial, Inc. 140,000 10.0000 140,000 10.0000 1,400,000

2020-11-16 EOSE B. Riley Financial, Inc. 2,167,000 10.0000 2,167,000 10.0000 21,670,000

2020-11-16 EOSE B. Riley Financial, Inc. 20,000 10.0000 20,000 10.0000 200,000

2020-11-16 EOSE B. Riley Financial, Inc. 5,000 10.0000 5,000 10.0000 50,000

2020-11-16 EOSE B. Riley Financial, Inc. 5,000 10.0000 5,000 10.0000 50,000

2020-11-16 EOSE B. Riley Financial, Inc. 5,000 10.0000 5,000 10.0000 50,000

2020-11-16 EOSE B. Riley Financial, Inc. 5,000 10.0000 5,000 10.0000 50,000

2020-11-13 EOSE B. Riley Financial, Inc. 2,200 10.4200 2,200 10.4200 22,924

2020-11-12 BMRG B. Riley Financial, Inc. 86,593 10.3306 86,593 10.3306 894,558

2020-11-11 BMRG B. Riley Financial, Inc. 419,971 10.1799 419,971 10.1799 4,275,263

2020-11-10 BMRG B. Riley Financial, Inc. 668,045 10.1197 668,045 10.1197 6,760,415

2020-11-06 BMRG B. Riley Financial, Inc. 100 10.1100 100 10.1100 1,011

2020-11-06 BMRG B. Riley Financial, Inc. 300 10.0986 300 10.0986 3,030

2020-11-06 BMRG B. Riley Financial, Inc. 2,785 10.2500 2,785 10.2500 28,546

2020-11-06 BMRG B. Riley Financial, Inc. 4,900 10.0984 4,900 10.0984 49,482

2020-11-06 BMRG B. Riley Financial, Inc. 10,000 10.1000 10,000 10.1000 101,000

2020-11-06 BMRG B. Riley Financial, Inc. 48,210 10.2500 48,210 10.2500 494,152

2020-11-06 BMRG B. Riley Financial, Inc. 754,002 10.1000 754,002 10.1000 7,615,420

2020-11-05 BMRG B. Riley Financial, Inc. 1,037,633 10.1002 1,037,633 10.1002 10,480,301

2020-11-04 BMRG B. Riley Financial, Inc. 490,000 10.0828 490,000 10.0828 4,940,572

2020-05-21 BMRG B. Riley Financial, Inc. 16,300 9.9800 16,300 9.9800 162,674

2020-05-20 BMRG B. Riley Financial, Inc. 33,700 9.9874 33,700 9.9874 336,575

Harga yang Disesuaikan adalah harga yang disesuaikan dengan pemisahan saham. Saham yang Disesuaikan adalah saham yang disesuaikan dengan pemisahan saham.

Penjualan Orang Dalam EOSEW / Eos Energy Enterprises, Inc. - Equity Warrant - Analisis Kerugian Jangka Pendek

Pada bagian ini, kami menganalisis penghindaran kerugian jangka pendek dari setiap penjualan internal pasar terbuka yang tidak direncanakan yang dilakukan di ALTG / Alta Equipment Group Inc.. Pola penghindaran kerugian yang konsisten dapat menunjukkan bahwa transaksi penjualan di masa mendatang dapat memprediksi penurunan harga. Analisis ini berlaku untuk satu tahun setelah setiap perdagangan, dan hasilnya bersifat teoritis .

Tabel berikut menunjukkan penjualan pasar terbuka terbaru yang bukan bagian dari rencana perdagangan otomatis.

Tanggal Perdagangan Ticker Orang Dalam Dilaporkan
Saham Dilaporkan
Harga Disesuaikan
Saham Disesuaikan
Harga Dasar Biaya Hari-hari menuju
Menit Harga di
Menit Kerugian Maksimal
Dihindari ($) Kerugian Maksimal
Dihindari (%)

2021-10-15 EOSE B. Riley Financial, Inc. 6,521 12.8500 6,521 12.8500 83,795 217 1.1200 -76,490 -91.28

2021-10-14 EOSE B. Riley Financial, Inc. 600 12.8500 600 12.8500 7,710

2021-10-01 EOSE B. Riley Financial, Inc. 87,714 14.2291 87,714 14.2291 1,248,091

2021-09-30 EOSE B. Riley Financial, Inc. 44,172 14.1102 44,172 14.1102 623,276

2021-09-29 EOSE B. Riley Financial, Inc. 60,731 14.1512 60,731 14.1512 859,417

2021-09-28 EOSE B. Riley Financial, Inc. 12,427 14.1101 12,427 14.1101 175,346

2021-09-27 EOSE B. Riley Financial, Inc. 60,143 14.1035 60,143 14.1035 848,227

2021-09-17 EOSE B. Riley Financial, Inc. 18,231 13.8113 18,231 13.8113 251,794

2021-09-17 EOSE B. Riley Financial, Inc. 5,000 13.7687 5,000 13.7687 68,844

2021-09-17 EOSE B. Riley Financial, Inc. 5,000 13.7687 5,000 13.7687 68,844

2021-09-17 EOSE B. Riley Financial, Inc. 5,000 13.7687 5,000 13.7687 68,844

2021-09-17 EOSE B. Riley Financial, Inc. 5,000 13.7687 5,000 13.7687 68,844

2021-09-09 EOSE B. Riley Financial, Inc. 25,371 13.4103 25,371 13.4103 340,233

2021-09-08 EOSE B. Riley Financial, Inc. 300 13.6033 300 13.6033 4,081

2021-09-07 EOSE B. Riley Financial, Inc. 38,544 13.7787 38,544 13.7787 531,086

2021-09-03 EOSE B. Riley Financial, Inc. 30,576 13.6493 30,576 13.6493 417,341

2021-09-02 EOSE B. Riley Financial, Inc. 28,991 13.7117 28,991 13.7117 397,516

2021-09-01 EOSE B. Riley Financial, Inc. 91,727 13.7034 91,727 13.7034 1,256,972

2021-08-30 EOSE B. Riley Financial, Inc. 970 14.0312 970 14.0312 13,610

2021-08-27 EOSE B. Riley Financial, Inc. 100,000 13.9081 100,000 13.9081 1,390,810

2021-08-26 EOSE B. Riley Financial, Inc. 50,000 13.8467 50,000 13.8467 692,335

2021-08-25 EOSE B. Riley Financial, Inc. 8,431 13.5546 8,431 13.5546 114,279

2021-08-25 EOSE B. Riley Financial, Inc. 23,521 13.5546 23,521 13.5546 318,818

2021-08-24 EOSE B. Riley Financial, Inc. 94,598 13.5253 94,598 13.5253 1,279,466

2020-11-10 BMRG B. Riley Financial, Inc. 2,050,000 10.1200 2,050,000 10.1200 20,746,000

2020-11-06 BMRG B. Riley Financial, Inc. 740,000 10.2500 740,000 10.2500 7,585,000

Harga yang Disesuaikan adalah harga yang disesuaikan dengan pemisahan saham. Saham yang Disesuaikan adalah saham yang disesuaikan dengan pemisahan saham.

Pembelian Orang Dalam RNGR / Ranger Energy Services, Inc. - Analisis Keuntungan Jangka Pendek

Pada bagian ini, kami menganalisis profitabilitas setiap pembelian saham oleh orang dalam di pasar terbuka yang tidak direncanakan yang dilakukan di ALTG / Alta Equipment Group Inc.. Analisis ini membantu memahami apakah orang dalam tersebut secara konsisten menghasilkan pengembalian abnormal, dan layak untuk diikuti. Analisis ini dilakukan selama satu tahun setelah setiap transaksi, dan hasilnya bersifat teoritis .

Tabel berikut menunjukkan pembelian pasar terbuka terbaru yang bukan bagian dari rencana perdagangan otomatis.

Tanggal Perdagangan Ticker Orang Dalam Dilaporkan
Saham Dilaporkan
Harga Disesuaikan
Saham Disesuaikan
Harga Dasar Biaya Hari-hari menuju
Maksimal Harga di
Maksimal Maksimal
Keuntungan ($) Maksimum Pengembalian (%)

Tidak ada transaksi pasar terbuka tak terduga yang diketahui untuk kombinasi orang dalam dan sekuritas ini.

Harga yang Disesuaikan adalah harga yang disesuaikan dengan pemisahan saham. Saham yang Disesuaikan adalah saham yang disesuaikan dengan pemisahan saham.

Penjualan Orang Dalam RNGR / Ranger Energy Services, Inc. - Analisis Kerugian Jangka Pendek

Pada bagian ini, kami menganalisis penghindaran kerugian jangka pendek dari setiap penjualan internal pasar terbuka yang tidak direncanakan yang dilakukan di ALTG / Alta Equipment Group Inc.. Pola penghindaran kerugian yang konsisten dapat menunjukkan bahwa transaksi penjualan di masa mendatang dapat memprediksi penurunan harga. Analisis ini berlaku untuk satu tahun setelah setiap perdagangan, dan hasilnya bersifat teoritis .

Tabel berikut menunjukkan penjualan pasar terbuka terbaru yang bukan bagian dari rencana perdagangan otomatis.

Tanggal Perdagangan Ticker Orang Dalam Dilaporkan
Saham Dilaporkan
Harga Disesuaikan
Saham Disesuaikan
Harga Dasar Biaya Hari-hari menuju
Menit Harga di
Menit Kerugian Maksimal
Dihindari ($) Kerugian Maksimal
Dihindari (%)

2019-05-03 RNGR B. Riley Financial, Inc. 1,918 7.7482 1,918 7.7482 14,861 313 3.0800 -8,954 -60.25

2019-05-02 RNGR B. Riley Financial, Inc. 14,279 7.8483 14,279 7.8483 112,066

2019-05-01 RNGR B. Riley Financial, Inc. 5,000 7.5434 5,000 7.5434 37,717

2019-04-29 RNGR B. Riley Financial, Inc. 10,000 7.3165 10,000 7.3165 73,165

2019-04-26 RNGR B. Riley Financial, Inc. 12,000 7.6450 12,000 7.6450 91,740

2019-04-25 RNGR B. Riley Financial, Inc. 100 7.5000 100 7.5000 750

2019-04-23 RNGR B. Riley Financial, Inc. 5,272 7.6056 5,272 7.6056 40,097

2019-04-22 RNGR B. Riley Financial, Inc. 3,000 7.4243 3,000 7.4243 22,273

2019-04-18 RNGR B. Riley Financial, Inc. 500 7.6550 500 7.6550 3,828

2019-04-15 RNGR B. Riley Financial, Inc. 3,211 8.2600 3,211 8.2600 26,523

2019-04-12 RNGR B. Riley Financial, Inc. 924 8.3215 924 8.3215 7,689

2019-04-11 RNGR B. Riley Financial, Inc. 779 8.3872 779 8.3872 6,534

Harga yang Disesuaikan adalah harga yang disesuaikan dengan pemisahan saham. Saham yang Disesuaikan adalah saham yang disesuaikan dengan pemisahan saham.

Pembelian Orang Dalam SNCR / Synchronoss Technologies, Inc. - Analisis Keuntungan Jangka Pendek

Pada bagian ini, kami menganalisis profitabilitas setiap pembelian saham oleh orang dalam di pasar terbuka yang tidak direncanakan yang dilakukan di ALTG / Alta Equipment Group Inc.. Analisis ini membantu memahami apakah orang dalam tersebut secara konsisten menghasilkan pengembalian abnormal, dan layak untuk diikuti. Analisis ini dilakukan selama satu tahun setelah setiap transaksi, dan hasilnya bersifat teoritis .

Tabel berikut menunjukkan pembelian pasar terbuka terbaru yang bukan bagian dari rencana perdagangan otomatis.

Tanggal Perdagangan Ticker Orang Dalam Dilaporkan
Saham Dilaporkan
Harga Disesuaikan
Saham Disesuaikan
Harga Dasar Biaya Hari-hari menuju
Maksimal Harga di
Maksimal Maksimal
Keuntungan ($) Maksimum Pengembalian (%)

Tidak ada transaksi pasar terbuka tak terduga yang diketahui untuk kombinasi orang dalam dan sekuritas ini.

Harga yang Disesuaikan adalah harga yang disesuaikan dengan pemisahan saham. Saham yang Disesuaikan adalah saham yang disesuaikan dengan pemisahan saham.

Penjualan Orang Dalam SNCR / Synchronoss Technologies, Inc. - Analisis Kerugian Jangka Pendek

Pada bagian ini, kami menganalisis penghindaran kerugian jangka pendek dari setiap penjualan internal pasar terbuka yang tidak direncanakan yang dilakukan di ALTG / Alta Equipment Group Inc.. Pola penghindaran kerugian yang konsisten dapat menunjukkan bahwa transaksi penjualan di masa mendatang dapat memprediksi penurunan harga. Analisis ini berlaku untuk satu tahun setelah setiap perdagangan, dan hasilnya bersifat teoritis .

Tabel berikut menunjukkan penjualan pasar terbuka terbaru yang bukan bagian dari rencana perdagangan otomatis.

Tanggal Perdagangan Ticker Orang Dalam Dilaporkan
Saham Dilaporkan
Harga Disesuaikan
Saham Disesuaikan
Harga Dasar Biaya Hari-hari menuju
Menit Harga di
Menit Kerugian Maksimal
Dihindari ($) Kerugian Maksimal
Dihindari (%)

Tidak ada transaksi pasar terbuka tak terduga yang diketahui untuk kombinasi orang dalam dan sekuritas ini.

Harga yang Disesuaikan adalah harga yang disesuaikan dengan pemisahan saham. Saham yang Disesuaikan adalah saham yang disesuaikan dengan pemisahan saham.

Pembelian Orang Dalam SONM / Sonim Technologies, Inc. - Analisis Keuntungan Jangka Pendek

Pada bagian ini, kami menganalisis profitabilitas setiap pembelian saham oleh orang dalam di pasar terbuka yang tidak direncanakan yang dilakukan di ALTG / Alta Equipment Group Inc.. Analisis ini membantu memahami apakah orang dalam tersebut secara konsisten menghasilkan pengembalian abnormal, dan layak untuk diikuti. Analisis ini dilakukan selama satu tahun setelah setiap transaksi, dan hasilnya bersifat teoritis .

Tabel berikut menunjukkan pembelian pasar terbuka terbaru yang bukan bagian dari rencana perdagangan otomatis.

Tanggal Perdagangan Ticker Orang Dalam Dilaporkan
Saham Dilaporkan
Harga Disesuaikan
Saham Disesuaikan
Harga Dasar Biaya Hari-hari menuju
Maksimal Harga di
Maksimal Maksimal
Keuntungan ($) Maksimum Pengembalian (%)

2020-06-09 SONM B. Riley Financial, Inc. 1,380,000 0.7500 138,000 7.5000 1,035,000 252 15.6 1,117,800 108.00

2020-06-09 SONM B. Riley Financial, Inc. 146,667 0.7500 14,667 7.5000 110,000

2020-06-09 SONM B. Riley Financial, Inc. 146,667 0.7500 14,667 7.5000 110,000

2020-06-09 SONM B. Riley Financial, Inc. 146,667 0.7500 14,667 7.5000 110,000

2020-06-09 SONM B. Riley Financial, Inc. 146,666 0.7500 14,667 7.5000 110,000

2019-10-30 SONM B. Riley Financial, Inc. 200 2.7100 20 27.1000 542

2019-10-30 SONM B. Riley Financial, Inc. 100 2.6950 10 26.9500 270

2019-10-30 SONM B. Riley Financial, Inc. 200 2.7000 20 27.0000 540

2019-10-30 SONM B. Riley Financial, Inc. 25,000 2.7000 2,500 27.0000 67,500

Harga yang Disesuaikan adalah harga yang disesuaikan dengan pemisahan saham. Saham yang Disesuaikan adalah saham yang disesuaikan dengan pemisahan saham.

Penjualan Orang Dalam SONM / Sonim Technologies, Inc. - Analisis Kerugian Jangka Pendek

Pada bagian ini, kami menganalisis penghindaran kerugian jangka pendek dari setiap penjualan internal pasar terbuka yang tidak direncanakan yang dilakukan di ALTG / Alta Equipment Group Inc.. Pola penghindaran kerugian yang konsisten dapat menunjukkan bahwa transaksi penjualan di masa mendatang dapat memprediksi penurunan harga. Analisis ini berlaku untuk satu tahun setelah setiap perdagangan, dan hasilnya bersifat teoritis .

Tabel berikut menunjukkan penjualan pasar terbuka terbaru yang bukan bagian dari rencana perdagangan otomatis.

Tanggal Perdagangan Ticker Orang Dalam Dilaporkan
Saham Dilaporkan
Harga Disesuaikan
Saham Disesuaikan
Harga Dasar Biaya Hari-hari menuju
Menit Harga di
Menit Kerugian Maksimal
Dihindari ($) Kerugian Maksimal
Dihindari (%)

2021-08-25 SONM B. Riley Financial, Inc. 1,500,000 0.4118 150,000 4.1180 617,700 268 0.5110 -541,050 -87.59

2021-08-24 SONM B. Riley Financial, Inc. 1,160,078 0.4087 116,008 4.0870 474,124

2021-08-23 SONM B. Riley Financial, Inc. 176,482 0.3966 17,648 3.9660 69,993

2021-03-17 SONM B. Riley Financial, Inc. 817 0.9377 82 9.3770 766

2021-03-17 SONM B. Riley Financial, Inc. 817 0.9377 82 9.3770 766

2021-03-17 SONM B. Riley Financial, Inc. 817 0.9377 82 9.3770 766

2021-03-17 SONM B. Riley Financial, Inc. 817 0.9377 82 9.3770 766

2021-03-16 SONM B. Riley Financial, Inc. 4,832 0.9971 483 9.9710 4,818

2021-03-16 SONM B. Riley Financial, Inc. 4,832 0.9971 483 9.9710 4,818

2021-03-16 SONM B. Riley Financial, Inc. 4,832 0.9971 483 9.9710 4,818

2021-03-16 SONM B. Riley Financial, Inc. 4,832 0.9971 483 9.9710 4,818

2021-03-13 SONM B. Riley Financial, Inc. 3,000 1.0010 300 10.0100 3,003

2021-03-13 SONM B. Riley Financial, Inc. 16,715 1.0083 1,672 10.0830 16,854

2021-03-13 SONM B. Riley Financial, Inc. 16,715 1.0083 1,672 10.0830 16,854

2021-03-13 SONM B. Riley Financial, Inc. 16,715 1.0083 1,672 10.0830 16,854

2021-03-13 SONM B. Riley Financial, Inc. 16,715 1.0083 1,672 10.0830 16,854

2021-03-12 SONM B. Riley Financial, Inc. 66,168 0.9651 6,617 9.6510 63,859

2021-03-12 SONM B. Riley Financial, Inc. 100,000 0.9914 10,000 9.9140 99,140

2021-03-12 SONM B. Riley Financial, Inc. 100,000 0.9914 10,000 9.9140 99,140

2021-03-12 SONM B. Riley Financial, Inc. 100,000 0.9914 10,000 9.9140 99,140

2021-03-12 SONM B. Riley Financial, Inc. 100,000 0.9914 10,000 9.9140 99,140

2021-03-11 SONM B. Riley Financial, Inc. 1,310,832 1.0638 131,083 10.6380 1,394,463

2019-10-30 SONM B. Riley Financial, Inc. 11,265 2.6500 1,126 26.5000 29,852

2019-10-30 SONM B. Riley Financial, Inc. 200 2.6700 20 26.7000 534

2019-10-30 SONM B. Riley Financial, Inc. 500 2.6600 50 26.6000 1,330

2019-10-30 SONM B. Riley Financial, Inc. 200 2.6701 20 26.7010 534

2019-10-30 SONM B. Riley Financial, Inc. 1,500 2.7050 150 27.0500 4,058

2019-10-30 SONM B. Riley Financial, Inc. 600 2.7050 60 27.0500 1,623

2019-10-30 SONM B. Riley Financial, Inc. 500 2.7025 50 27.0250 1,351

2019-10-30 SONM B. Riley Financial, Inc. 330 2.7100 33 27.1000 894

2019-10-30 SONM B. Riley Financial, Inc. 400 2.8050 40 28.0500 1,122

2019-10-30 SONM B. Riley Financial, Inc. 1,000 2.8001 100 28.0010 2,800

2019-10-30 SONM B. Riley Financial, Inc. 8,105 2.8400 810 28.4000 23,018

2019-10-30 SONM B. Riley Financial, Inc. 900 2.8350 90 28.3500 2,552

Harga yang Disesuaikan adalah harga yang disesuaikan dengan pemisahan saham. Saham yang Disesuaikan adalah saham yang disesuaikan dengan pemisahan saham.

Pembelian Orang Dalam TAX / EA Series Trust - Cambria Tax Aware ETF - Analisis Keuntungan Jangka Pendek

Pada bagian ini, kami menganalisis profitabilitas setiap pembelian saham oleh orang dalam di pasar terbuka yang tidak direncanakan yang dilakukan di ALTG / Alta Equipment Group Inc.. Analisis ini membantu memahami apakah orang dalam tersebut secara konsisten menghasilkan pengembalian abnormal, dan layak untuk diikuti. Analisis ini dilakukan selama satu tahun setelah setiap transaksi, dan hasilnya bersifat teoritis .

Tabel berikut menunjukkan pembelian pasar terbuka terbaru yang bukan bagian dari rencana perdagangan otomatis.

Tanggal Perdagangan Ticker Orang Dalam Dilaporkan
Saham Dilaporkan
Harga Disesuaikan
Saham Disesuaikan
Harga Dasar Biaya Hari-hari menuju
Maksimal Harga di
Maksimal Maksimal
Keuntungan ($) Maksimum Pengembalian (%)

2020-06-29 FRG B. Riley Financial, Inc. 25,000 21.4374 25,000 21.4374 535,935 255 40.5 476,565 88.92

2020-06-26 FRG B. Riley Financial, Inc. 50,000 23.2500 50,000 23.2500 1,162,500

2020-04-01 FRG B. Riley Financial, Inc. 185,598 12.0000 185,598 12.0000 2,227,176

2020-04-01 FRG B. Riley Financial, Inc. 154,665 23.0000 154,665 23.0000 3,557,295

2020-04-01 FRG B. Riley Financial, Inc. 96,257 12.0000 96,257 12.0000 1,155,084

2020-04-01 FRG B. Riley Financial, Inc. 80,214 23.0000 80,214 23.0000 1,844,922

2019-10-23 FRGA B. Riley Financial, Inc. 1,000,000 12.0000 1,000,000 12.0000 12,000,000

2018-11-12 TAXA B. Riley Financial, Inc. 100 9.5000 100 9.5000 950

2018-08-14 TAX B. Riley Financial, Inc. 925 10.1500 925 10.1500 9,389

2018-08-14 TAX B. Riley Financial, Inc. 925 10.1500 925 10.1500 9,389

2018-08-06 TAX B. Riley Financial, Inc. 18,916 9.2824 18,916 9.2824 175,586

2018-08-06 TAX B. Riley Financial, Inc. 18,916 9.2824 18,916 9.2824 175,586

2018-08-03 TAX B. Riley Financial, Inc. 34,700 9.2480 34,700 9.2480 320,906

2018-08-03 TAX B. Riley Financial, Inc. 34,700 9.2480 34,700 9.2480 320,906

2018-08-02 TAX B. Riley Financial, Inc. 230,967 9.1684 230,967 9.1684 2,117,598

2018-08-02 TAX B. Riley Financial, Inc. 230,967 9.1684 230,967 9.1684 2,117,598

Harga yang Disesuaikan adalah harga yang disesuaikan dengan pemisahan saham. Saham yang Disesuaikan adalah saham yang disesuaikan dengan pemisahan saham.

Penjualan Orang Dalam TAX / EA Series Trust - Cambria Tax Aware ETF - Analisis Kerugian Jangka Pendek

Pada bagian ini, kami menganalisis penghindaran kerugian jangka pendek dari setiap penjualan internal pasar terbuka yang tidak direncanakan yang dilakukan di ALTG / Alta Equipment Group Inc.. Pola penghindaran kerugian yang konsisten dapat menunjukkan bahwa transaksi penjualan di masa mendatang dapat memprediksi penurunan harga. Analisis ini berlaku untuk satu tahun setelah setiap perdagangan, dan hasilnya bersifat teoritis .

Tabel berikut menunjukkan penjualan pasar terbuka terbaru yang bukan bagian dari rencana perdagangan otomatis.

Tanggal Perdagangan Ticker Orang Dalam Dilaporkan
Saham Dilaporkan
Harga Disesuaikan
Saham Disesuaikan
Harga Dasar Biaya Hari-hari menuju
Menit Harga di
Menit Kerugian Maksimal
Dihindari ($) Kerugian Maksimal
Dihindari (%)

2020-04-24 FRG B. Riley Financial, Inc. 150,000 10.0000 150,000 10.0000 1,500,000 0 12.63 394,500 26.30

2018-08-02 TAX B. Riley Financial, Inc. 115,000 9.1884 115,000 9.1884 1,056,666

2018-08-02 TAX B. Riley Financial, Inc. 115,000 9.1884 115,000 9.1884 1,056,666

Harga yang Disesuaikan adalah harga yang disesuaikan dengan pemisahan saham. Saham yang Disesuaikan adalah saham yang disesuaikan dengan pemisahan saham.

Pembelian Orang Dalam TTSH / Tile Shop Holdings, Inc. - Analisis Keuntungan Jangka Pendek

Pada bagian ini, kami menganalisis profitabilitas setiap pembelian saham oleh orang dalam di pasar terbuka yang tidak direncanakan yang dilakukan di ALTG / Alta Equipment Group Inc.. Analisis ini membantu memahami apakah orang dalam tersebut secara konsisten menghasilkan pengembalian abnormal, dan layak untuk diikuti. Analisis ini dilakukan selama satu tahun setelah setiap transaksi, dan hasilnya bersifat teoritis .

Tabel berikut menunjukkan pembelian pasar terbuka terbaru yang bukan bagian dari rencana perdagangan otomatis.

Tanggal Perdagangan Ticker Orang Dalam Dilaporkan
Saham Dilaporkan
Harga Disesuaikan
Saham Disesuaikan
Harga Dasar Biaya Hari-hari menuju
Maksimal Harga di
Maksimal Maksimal
Keuntungan ($) Maksimum Pengembalian (%)

2021-01-29 TTSH B. Riley Financial, Inc. 7,400 5.0000 7,400 5.0000 37,000 286 8.69 27,306 73.80

Harga yang Disesuaikan adalah harga yang disesuaikan dengan pemisahan saham. Saham yang Disesuaikan adalah saham yang disesuaikan dengan pemisahan saham.

Penjualan Orang Dalam TTSH / Tile Shop Holdings, Inc. - Analisis Kerugian Jangka Pendek

Pada bagian ini, kami menganalisis penghindaran kerugian jangka pendek dari setiap penjualan internal pasar terbuka yang tidak direncanakan yang dilakukan di ALTG / Alta Equipment Group Inc.. Pola penghindaran kerugian yang konsisten dapat menunjukkan bahwa transaksi penjualan di masa mendatang dapat memprediksi penurunan harga. Analisis ini berlaku untuk satu tahun setelah setiap perdagangan, dan hasilnya bersifat teoritis .

Tabel berikut menunjukkan penjualan pasar terbuka terbaru yang bukan bagian dari rencana perdagangan otomatis.

Tanggal Perdagangan Ticker Orang Dalam Dilaporkan
Saham Dilaporkan
Harga Disesuaikan
Saham Disesuaikan
Harga Dasar Biaya Hari-hari menuju
Menit Harga di
Menit Kerugian Maksimal
Dihindari ($) Kerugian Maksimal
Dihindari (%)

Tidak ada transaksi pasar terbuka tak terduga yang diketahui untuk kombinasi orang dalam dan sekuritas ini.

Harga yang Disesuaikan adalah harga yang disesuaikan dengan pemisahan saham. Saham yang Disesuaikan adalah saham yang disesuaikan dengan pemisahan saham.

Sejarah Perdagangan Orang Dalam

Tabel ini menunjukkan daftar lengkap transaksi orang dalam yang dilakukan oleh BRC Partners Management GP, LLC sebagaimana diungkapkan kepada Komisi Bursa Efek (Securities Exchange Commission/SEC).

Tanggal File Tanggal Transaksi Formulir Ticker Keamanan Kode 10b5-1 Saham Sisa Saham Persen
Ubah Bagikan
Harga Tran
Nilai Sisa
Nilai

2021-10-20 2021-10-20 4 ALTG ALTA EQUIPMENT GROUP INC.
Common Stock P - Purchase 5,603 4,935,111 0.11 13.48 75,532 66,528,257

2021-10-20 2021-10-18 4 ALTG ALTA EQUIPMENT GROUP INC.
Common Stock P - Purchase 23,086 4,929,508 0.47 13.50 311,661 66,548,358

2021-10-18 2021-10-15 4 EOSE Eos Energy Enterprises, Inc.
Class A Common Stock S - Sale -6,521 5,765,942 -0.11 12.85 -83,795 74,092,355

2021-10-18 2021-10-14 4 EOSE Eos Energy Enterprises, Inc.
Class A Common Stock S - Sale -600 5,772,463 -0.01 12.85 -7,710 74,176,150

2021-10-04 2021-10-01 4 EOSE Eos Energy Enterprises, Inc.
Class A Common Stock S - Sale -87,714 5,773,063 -1.50 14.23 -1,248,091 82,145,491

2021-10-04 2021-09-30 4 EOSE Eos Energy Enterprises, Inc.
Class A Common Stock S - Sale -44,172 5,860,777 -0.75 14.11 -623,276 82,696,736

2021-09-29 2021-09-29 4 EOSE Eos Energy Enterprises, Inc.
Class A Common Stock S - Sale -60,731 5,904,949 -1.02 14.15 -859,417 83,562,114

2021-09-29 2021-09-28 4 EOSE Eos Energy Enterprises, Inc.
Class A Common Stock S - Sale -12,427 5,965,680 -0.21 14.11 -175,346 84,176,341

2021-09-29 2021-09-27 4 EOSE Eos Energy Enterprises, Inc.
Class A Common Stock S - Sale -60,143 5,978,107 -1.00 14.10 -848,227 84,312,232

2021-09-21 2021-09-17 4 EOSE Eos Energy Enterprises, Inc.
Class A Common Stock S - Sale -5,000 0 -100.00 13.77 -68,844

2021-09-21 2021-09-17 4 EOSE Eos Energy Enterprises, Inc.
Class A Common Stock S - Sale -5,000 0 -100.00 13.77 -68,844

2021-09-21 2021-09-17 4 EOSE Eos Energy Enterprises, Inc.
Class A Common Stock S - Sale -5,000 0 -100.00 13.77 -68,844

2021-09-21 2021-09-17 4 EOSE Eos Energy Enterprises, Inc.
Class A Common Stock S - Sale -5,000 0 -100.00 13.77 -68,844

2021-09-21 2021-09-17 4 EOSE Eos Energy Enterprises, Inc.
Class A Common Stock S - Sale -18,231 1,769 -91.16 13.81 -251,794 24,432

2021-09-17 2021-09-16 4 ALTG ALTA EQUIPMENT GROUP INC.
Common Stock P - Purchase 17,771 4,906,422 0.36 12.88 228,915 63,201,584

2021-09-17 2021-09-15 4 ALTG ALTA EQUIPMENT GROUP INC.
Common Stock P - Purchase 5,031 4,888,651 0.10 12.80 64,397 62,574,733

2021-09-10 2021-09-10 4 ALTG ALTA EQUIPMENT GROUP INC.
Common Stock P - Purchase 10,277 4,883,620 0.21 12.80 131,546 62,510,336

2021-09-10 2021-09-09 4 ALTG ALTA EQUIPMENT GROUP INC.
Common Stock P - Purchase 3,954 4,873,343 0.08 12.80 50,611 62,378,790

2021-09-10 2021-09-08 4 ALTG ALTA EQUIPMENT GROUP INC.
Common Stock P - Purchase 3,480 4,869,389 0.07 12.80 44,544 62,327,692

2021-09-09 2021-09-09 4 EOSE Eos Energy Enterprises, Inc.
Class A Common Stock S - Sale -25,371 0 -100.00 13.41 -340,233

2021-09-09 2021-09-08 4 EOSE Eos Energy Enterprises, Inc.
Class A Common Stock S - Sale -300 25,371 -1.17 13.60 -4,081 345,129

2021-09-09 2021-09-07 4 EOSE Eos Energy Enterprises, Inc.
Class A Common Stock S - Sale -38,544 25,671 -60.02 13.78 -531,086 353,713

2021-09-03 2021-09-03 4 EOSE Eos Energy Enterprises, Inc.
Class A Common Stock S - Sale -30,576 64,215 -32.26 13.65 -417,341 876,490

2021-09-03 2021-09-02 4 EOSE Eos Energy Enterprises, Inc.
Class A Common Stock S - Sale -28,991 94,791 -23.42 13.71 -397,516 1,299,746

2021-09-03 2021-09-01 4 EOSE Eos Energy Enterprises, Inc.
Class A Common Stock S - Sale -91,727 123,782 -42.56 13.70 -1,256,972 1,696,234

2021-08-31 2021-08-30 4 EOSE Eos Energy Enterprises, Inc.
Class A Common Stock S - Sale -970 215,509 -0.45 14.03 -13,610 3,023,850

2021-08-31 2021-08-27 4 EOSE Eos Energy Enterprises, Inc.
Class A Common Stock S - Sale -100,000 216,479 -31.60 13.91 -1,390,810 3,010,812

2021-08-30 2021-08-26 4/A EOSE Eos Energy Enterprises, Inc.
Class A Common Stock S - Sale -50,000 316,479 -13.64 13.85 -692,335 4,382,190

2021-08-30 2021-08-25 4/A EOSE Eos Energy Enterprises, Inc.
Class A Common Stock S - Sale -23,521 366,479 -6.03 13.55 -318,818 4,967,476

2021-08-30 2021-08-25 4/A EOSE Eos Energy Enterprises, Inc.
Class A Common Stock S - Sale -8,431 0 -100.00 13.55 -114,279

2021-08-30 2021-08-24 4/A EOSE Eos Energy Enterprises, Inc.
Class A Common Stock S - Sale -94,598 8,431 -91.82 13.53 -1,279,466 114,032

2021-08-27 2021-08-26 4 EOSE Eos Energy Enterprises, Inc.
Class A Common Stock S - Sale -50,000 316,479 -13.64 13.85 -692,335 4,382,190

2021-08-27 2021-08-25 4 EOSE Eos Energy Enterprises, Inc.
Class A Common Stock S - Sale -23,521 366,479 -6.03 13.55 -318,818 4,967,476

2021-08-27 2021-08-25 4 EOSE Eos Energy Enterprises, Inc.
Class A Common Stock S - Sale -8,431 0 -100.00 13.55 -114,279

2021-08-27 2021-08-24 4 EOSE Eos Energy Enterprises, Inc.
Class A Common Stock S - Sale -94,598 8,431 -91.82 13.53 -1,279,466 114,032

2021-08-25 2021-08-25 4 SONM SONIM TECHNOLOGIES INC
Common Stock S - Sale -1,500,000 2,903,765 -34.06 0.41 -617,700 1,195,770

2021-08-25 2021-08-24 4 SONM SONIM TECHNOLOGIES INC
Common Stock S - Sale -1,160,078 4,403,765 -20.85 0.41 -474,124 1,799,819

2021-08-25 2021-08-23 4 SONM SONIM TECHNOLOGIES INC
Common Stock S - Sale -176,482 5,563,843 -3.07 0.40 -69,993 2,206,620

2021-08-23 2021-08-19 4 ALTG ALTA EQUIPMENT GROUP INC.
Common Stock P - Purchase 854 1,351,307 0.06 12.24 10,456 16,545,268

2021-06-29 3 SNCR SYNCHRONOSS TECHNOLOGIES INC
Common Stock 11,538,462

2021-06-29 3 SNCR SYNCHRONOSS TECHNOLOGIES INC
Common Stock 2,288,076

2021-05-24 2021-05-20 4 MVEN theMaven, Inc.
Common Stock, par value $0.01 per share P - Purchase 2,857,143 63,025,483 4.75 0.70 2,000,000 44,117,838

2021-04-28 2021-04-26 4 QMCO QUANTUM CORP /DE/
Common Stock S - Sale -310,000 2,248,511 -12.12 8.25 -2,557,500 18,550,216

2021-04-28 2021-04-26 4 QMCO QUANTUM CORP /DE/
Common Stock S - Sale -630,000 5,359,100 -10.52 8.25 -5,197,500 44,212,575

2021-04-12 2021-04-12 4 ALTG ALTA EQUIPMENT GROUP INC.
Warrants (right to buy) C - Conversion -206,250 0 -100.00

2021-04-12 2021-04-12 4 ALTG ALTA EQUIPMENT GROUP INC.
Warrants (right to buy) C - Conversion -688,125 0 -100.00

2021-04-12 2021-04-12 4 ALTG ALTA EQUIPMENT GROUP INC.
Warrants (right to buy) C - Conversion -505,045 0 -100.00

2021-04-12 2021-04-12 4 ALTG ALTA EQUIPMENT GROUP INC.
Common Stock C - Conversion 54,243 54,243

2021-04-12 2021-04-12 4 ALTG ALTA EQUIPMENT GROUP INC.
Common Stock C - Conversion 180,976 1,350,453 15.47

2021-04-12 2021-04-12 4 ALTG ALTA EQUIPMENT GROUP INC.
Common Stock C - Conversion 132,826 4,811,666 2.84

2021-03-26 2021-03-25 4 BW Babcock & Wilcox Enterprises, Inc.
Common Stock, $0.01 par value per share P - Purchase 10,720,785 21,640,014 98.18 6.04 64,753,541 130,705,685

2021-03-18 2021-03-17 4 SONM SONIM TECHNOLOGIES INC
Common Stock S - Sale -817 24,302 -3.25 0.94 -766 22,788

2021-03-18 2021-03-17 4 SONM SONIM TECHNOLOGIES INC
Common Stock S - Sale -817 24,302 -3.25 0.94 -766 22,788

2021-03-18 2021-03-17 4 SONM SONIM TECHNOLOGIES INC
Common Stock S - Sale -817 24,302 -3.25 0.94 -766 22,788

2021-03-18 2021-03-17 4 SONM SONIM TECHNOLOGIES INC
Common Stock S - Sale -817 24,303 -3.25 0.94 -766 22,789

2021-03-18 2021-03-16 4 SONM SONIM TECHNOLOGIES INC
Common Stock S - Sale -4,832 25,119 -16.13 1.00 -4,818 25,046

2021-03-18 2021-03-16 4 SONM SONIM TECHNOLOGIES INC
Common Stock S - Sale -4,832 25,119 -16.13 1.00 -4,818 25,046

2021-03-18 2021-03-16 4 SONM SONIM TECHNOLOGIES INC
Common Stock S - Sale -4,832 25,119 -16.13 1.00 -4,818 25,046

2021-03-18 2021-03-16 4 SONM SONIM TECHNOLOGIES INC
Common Stock S - Sale -4,832 25,120 -16.13 1.00 -4,818 25,047

2021-03-15 2021-03-13 4 SONM SONIM TECHNOLOGIES INC
Common Stock S - Sale -16,715 29,951 -35.82 1.01 -16,854 30,200

2021-03-15 2021-03-13 4 SONM SONIM TECHNOLOGIES INC
Common Stock S - Sale -16,715 29,952 -35.82 1.01 -16,854 30,201

2021-03-15 2021-03-13 4 SONM SONIM TECHNOLOGIES INC
Common Stock S - Sale -16,715 29,952 -35.82 1.01 -16,854 30,201

2021-03-15 2021-03-13 4 SONM SONIM TECHNOLOGIES INC
Common Stock S - Sale -16,715 29,952 -35.82 1.01 -16,854 30,201

2021-03-15 2021-03-13 4 SONM SONIM TECHNOLOGIES INC
Common Stock S - Sale -3,000 5,740,325 -0.05 1.00 -3,003 5,746,065

2021-03-15 2021-03-12 4 SONM SONIM TECHNOLOGIES INC
Common Stock S - Sale -100,000 46,666 -68.18 0.99 -99,140 46,265

2021-03-15 2021-03-12 4 SONM SONIM TECHNOLOGIES INC
Common Stock S - Sale -100,000 46,666 -68.18 0.99 -99,140 46,265

2021-03-15 2021-03-12 4 SONM SONIM TECHNOLOGIES INC
Common Stock S - Sale -100,000 46,667 -68.18 0.99 -99,140 46,266

2021-03-15 2021-03-12 4 SONM SONIM TECHNOLOGIES INC
Common Stock S - Sale -100,000 46,667 -68.18 0.99 -99,140 46,266

2021-03-15 2021-03-12 4 SONM SONIM TECHNOLOGIES INC
Common Stock S - Sale -66,168 5,743,325 -1.14 0.97 -63,859 5,542,883

2021-03-15 2021-03-11 4 SONM SONIM TECHNOLOGIES INC
Common Stock S - Sale -1,310,832 5,809,493 -18.41 1.06 -1,394,463 6,180,139

2021-02-02 2021-01-29 4 TTSH TILE SHOP HOLDINGS, INC.
Common Stock P - Purchase 7,400 2,328,900 0.32 5.00 37,000 11,644,500

2021-02-02 2020-12-30 4/A MVEN theMaven, Inc.
Common Stock, par value $0.01 per share C - Conversion 1,241,488 7,612,089 19.49 0.33 409,691 2,511,989

2021-02-02 2020-12-30 4/A MVEN theMaven, Inc.
Common Stock, par value $0.01 per share C - Conversion 4,590,067 6,370,601 257.79 0.33 1,514,722 2,102,298

2021-02-02 2020-12-30 4/A MVEN theMaven, Inc.
Common Stock, par value $0.01 per share C - Conversion 8,095,169 60,168,340 15.55 0.33 2,671,406 19,855,552

2021-02-02 2020-12-30 4/A MVEN theMaven, Inc.
Common Stock, par value $0.01 per share C - Conversion 29,929,714 52,073,171 135.16 0.33 9,876,806 17,184,146

2021-02-02 2020-12-30 4/A MVEN theMaven, Inc.
Common Stock, par value $0.01 per share C - Conversion 66,207 22,143,457 0.30 0.40 26,483 8,857,383

2021-02-02 2020-12-30 4/A MVEN theMaven, Inc.
Common Stock, par value $0.01 per share C - Conversion 285,000 22,077,250 1.31 0.40 114,000 8,830,900

2021-02-02 2020-12-18 4/A MVEN theMaven, Inc.
Common Stock, par value $0.01 per share C - Conversion 1,780,534 1,780,534 0.70 1,246,374 1,246,374

2021-02-02 2020-12-18 4/A MVEN theMaven, Inc.
Common Stock, par value $0.01 per share C - Conversion 21,792,250 21,792,250 0.70 15,254,575 15,254,575

2021-02-01 3 TTSH TILE SHOP HOLDINGS, INC.
Common Stock 2,038,645

2021-02-01 3 TTSH TILE SHOP HOLDINGS, INC.
Common Stock 2,321,500

2021-01-26 2020-12-31 4 BW Babcock & Wilcox Enterprises, Inc.
Conversion of Interest Payable in Stock M - Exercise

2021-01-26 2020-12-31 4 BW Babcock & Wilcox Enterprises, Inc.
Conversion of Interest Payable in Stock M - Exercise

2021-01-26 2020-12-31 4 BW Babcock & Wilcox Enterprises, Inc.
Conversion of Interest Payable in Stock M - Exercise

2021-01-26 2020-12-31 4 BW Babcock & Wilcox Enterprises, Inc.
Common Stock, $0.01 par value per share M - Exercise 154,403 2,245,764 7.38 2.28 351,637 5,114,503

2021-01-26 2020-12-31 4 BW Babcock & Wilcox Enterprises, Inc.
Common Stock, $0.01 par value per share M - Exercise 1,118,995 3,405,659 48.94 2.28 2,548,399 7,756,048

2021-01-26 2020-12-31 4 BW Babcock & Wilcox Enterprises, Inc.
Common Stock, $0.01 par value per share M - Exercise 1,105,978 10,919,229 11.27 2.28 2,518,754 24,867,452

2021-01-04 2020-12-31 4 MVEN theMaven, Inc.
Conversion of Interest Payable in Common Stock C - Conversion 0

2021-01-04 2020-12-31 4 MVEN theMaven, Inc.
Conversion of Interest Payable in Common Stock C - Conversion 0

2021-01-04 2020-12-31 4 MVEN theMaven, Inc.
Conversion of Interest Payable in Common Stock C - Conversion 0

2021-01-04 2020-12-30 4 MVEN theMaven, Inc.
Conversion Right - Interest Payable in Common Stock J - Other

2021-01-04 2020-12-30 4 MVEN theMaven, Inc.
Conversion Right - Interest Payable in Common Stock J - Other

2021-01-04 2020-12-30 4 MVEN theMaven, Inc.
12% Senior Secured Subordinated Convertible Debentures C - Conversion 0

2021-01-04 2020-12-30 4 MVEN theMaven, Inc.
12% Senior Secured Subordinated Convertible Debentures C - Conversion

2021-01-04 2020-12-30 4 MVEN theMaven, Inc.
Conversion Right - Interest Payable in Common Stock J - Other

2021-01-04 2020-12-30 4 MVEN theMaven, Inc.
12% Senior Secured Subordinated Convertible Debentures C - Conversion 0

2021-01-04 2020-12-30 4 MVEN theMaven, Inc.
Common Stock, par value $0.01 per share C - Conversion 1,241,488 7,611,555 19.49 0.33 409,691 2,511,813

2021-01-04 2020-12-30 4 MVEN theMaven, Inc.
Common Stock, par value $0.01 per share C - Conversion 4,590,067 6,370,067 257.87 0.33 1,514,722 2,102,122

2021-01-04 2020-12-30 4 MVEN theMaven, Inc.
Common Stock, par value $0.01 per share C - Conversion 8,095,169 60,161,804 15.55 0.33 2,671,406 19,853,395

2021-01-04 2020-12-30 4 MVEN theMaven, Inc.
Common Stock, par value $0.01 per share C - Conversion 29,929,714 52,066,635 135.20 0.33 9,876,806 17,181,990

2021-01-04 2020-12-30 4 MVEN theMaven, Inc.
Common Stock, par value $0.01 per share C - Conversion 66,207 22,136,921 0.30 0.40 26,483 8,854,768

2021-01-04 2020-12-30 4 MVEN theMaven, Inc.
Common Stock, par value $0.01 per share C - Conversion 285,000 22,070,714 1.31 0.40 114,000 8,828,286

2021-01-04 2020-12-18 4 MVEN theMaven, Inc.
Series K Preferred Stock, par value $0.01 per share C - Conversion -3,367 0 -100.00

2021-01-04 2020-12-18 4 MVEN theMaven, Inc.
Series J Preferred Stock, par value $0.01 per share C - Conversion -1,246 0 -100.00

2021-01-04 2020-12-18 4 MVEN theMaven, Inc.
Series J Preferred Stock, par value $0.01 per share C - Conversion -15,250 0 -100.00

2021-01-04 2020-12-18 4 MVEN theMaven, Inc.
Common Stock, par value $0.01 per share C - Conversion 8,417,500 8,417,500 0.40 3,367,000 3,367,000

2021-01-04 2020-12-18 4 MVEN theMaven, Inc.
Common Stock, par value $0.01 per share C - Conversion 1,780,000 1,780,000 0.70 1,246,000 1,246,000

2021-01-04 2020-12-18 4 MVEN theMaven, Inc.
Common Stock, par value $0.01 per share C - Conversion 21,785,714 21,785,714 0.70 15,250,000 15,250,000

2020-11-18 2020-11-16 4/A EOSE Eos Energy Enterprises, Inc.
Class A Common Stock P - Purchase 5,000 5,000 10.00 50,000 50,000

2020-11-18 2020-11-16 4/A EOSE Eos Energy Enterprises, Inc.
Class A Common Stock P - Purchase 5,000 5,000 10.00 50,000 50,000

2020-11-18 2020-11-16 4/A EOSE Eos Energy Enterprises, Inc.
Class A Common Stock P - Purchase 5,000 5,000 10.00 50,000 50,000

2020-11-18 2020-11-16 4/A EOSE Eos Energy Enterprises, Inc.
Class A Common Stock P - Purchase 5,000 5,000 10.00 50,000 50,000

2020-11-18 2020-11-16 4/A EOSE Eos Energy Enterprises, Inc.
Class A Common Stock P - Purchase 20,000 20,000 10.00 200,000 200,000

2020-11-18 2020-11-16 4/A EOSE Eos Energy Enterprises, Inc.
Class A Common Stock P - Purchase 2,167,000 2,167,000 10.00 21,670,000 21,670,000

2020-11-18 2020-11-16 4/A EOSE Eos Energy Enterprises, Inc.
Class A Common Stock P - Purchase 140,000 390,000 56.00 10.00 1,400,000 3,900,000

2020-11-18 2020-11-16 4/A EOSE Eos Energy Enterprises, Inc.
Class A Common Stock J - Other 3,221,250 3,871,250 495.58

2020-11-18 2020-11-16 4/A EOSE Eos Energy Enterprises, Inc.
Class A Common Stock P - Purchase 4,236 103,029 4.29 10.68 45,240 1,100,350

2020-11-18 2020-11-16 4/A EOSE Eos Energy Enterprises, Inc.
Class A Common Stock P - Purchase 5,000 98,793 5.33 10.70 53,500 1,057,085

2020-11-18 2020-11-16 4/A EOSE Eos Energy Enterprises, Inc.
Class A Common Stock P - Purchase 5,000 93,793 5.63 10.72 53,600 1,005,461

2020-11-17 2020-11-13 4 EOSE Eos Energy Enterprises, Inc.
Class A Common Stock P - Purchase 2,200 88,793 2.54 10.42 22,924 925,223

2020-11-12 2020-11-09 4 BMRG B. Riley Principal Merger Corp. II
Class A Common Stock P - Purchase 200,000 250,000 400.00 10.13 2,025,200 2,531,500

2020-11-12 2020-11-09 4 BMRG B. Riley Principal Merger Corp. II
Class A Common Stock P - Purchase 881,687 961,984 1,098.03 10.13 8,930,872 9,744,225

2020-11-12 2020-11-09 4 BMRG B. Riley Principal Merger Corp. II
Class A Common Stock J - Other -1,527,633 80,297 -95.01

2020-11-12 2020-11-12 4 BMRG B. Riley Principal Merger Corp. II
Class A Common Stock P - Purchase 86,593 86,593 10.33 894,558 894,558

2020-11-12 2020-11-11 4 BMRG B. Riley Principal Merger Corp. II
Class A Common Stock P - Purchase 419,971 0 -100.00 10.18 4,275,263

2020-11-12 2020-11-10 4 BMRG B. Riley Principal Merger Corp. II
Class A Common Stock S - Sale -2,050,000 0 -100.00 10.12 -20,746,000

2020-11-12 2020-11-10 4 BMRG B. Riley Principal Merger Corp. II
Class A Common Stock P - Purchase 668,045 1,630,029 69.44 10.12 6,760,415 16,495,404

2020-11-06 2020-11-06 4 BMRG B. Riley Principal Merger Corp. II
Class A Common Stock S - Sale -740,000 1,607,930 -31.52 10.25 -7,585,000 16,481,282

2020-11-06 2020-11-06 4 BMRG B. Riley Principal Merger Corp. II
Class A Common Stock P - Purchase 754,002 2,347,930 47.30 10.10 7,615,420 23,714,093

2020-11-06 2020-11-06 4 BMRG B. Riley Principal Merger Corp. II
Class A Common Stock P - Purchase 48,210 1,593,928 3.12 10.25 494,152 16,337,762

2020-11-06 2020-11-06 4 BMRG B. Riley Principal Merger Corp. II
Class A Common Stock P - Purchase 10,000 1,545,718 0.65 10.10 101,000 15,611,752

2020-11-06 2020-11-06 4 BMRG B. Riley Principal Merger Corp. II
Class A Common Stock P - Purchase 4,900 1,535,718 0.32 10.10 49,482 15,508,295

2020-11-06 2020-11-06 4 BMRG B. Riley Principal Merger Corp. II
Class A Common Stock P - Purchase 2,785 1,530,818 0.18 10.25 28,546 15,690,884

2020-11-06 2020-11-06 4 BMRG B. Riley Principal Merger Corp. II
Class A Common Stock P - Purchase 300 1,528,033 0.02 10.10 3,030 15,430,994

2020-11-06 2020-11-06 4 BMRG B. Riley Principal Merger Corp. II
Class A Common Stock P - Purchase 100 1,527,733 0.01 10.11 1,011 15,445,381

2020-11-06 2020-11-05 4 BMRG B. Riley Principal Merger Corp. II
Class A Common Stock P - Purchase 1,037,633 1,527,633 211.76 10.10 10,480,301 15,429,399

2020-11-06 2020-11-04 4 BMRG B. Riley Principal Merger Corp. II
Class A Common Stock P - Purchase 490,000 490,000 10.08 4,940,572 4,940,572

2020-10-02 2020-09-30 4 BW Babcock & Wilcox Enterprises, Inc.
Conversion of Interest Payable in Stock M - Exercise

2020-10-02 2020-09-30 4 BW Babcock & Wilcox Enterprises, Inc.
Conversion of Interest Payable in Stock M - Exercise

2020-10-02 2020-09-30 4 BW Babcock & Wilcox Enterprises, Inc.
Conversion of Interest Payable in Stock M - Exercise

2020-10-02 2020-09-30 4 BW Babcock & Wilcox Enterprises, Inc.
Common Stock, $0.01 par value per share M - Exercise 154,403 2,091,361 7.97 2.28 351,637 4,762,866

2020-10-02 2020-09-30 4 BW Babcock & Wilcox Enterprises, Inc.
Common Stock, $0.01 par value per share M - Exercise 282,778 2,286,664 14.11 2.28 643,999 5,207,649

2020-10-02 2020-09-30 4 BW Babcock & Wilcox Enterprises, Inc.
Common Stock, $0.01 par value per share M - Exercise 1,896,821 9,813,251 23.96 2.28 4,319,820 22,348,698

2020-08-24 2020-08-24 4 SIC Select Interior Concepts, Inc.
Class A Common Stock P - Purchase 6,314 485,543 1.32 5.85 36,932 2,840,087

2020-08-24 2020-08-21 4 SIC Select Interior Concepts, Inc.
Class A Common Stock P - Purchase 95,950 479,229 25.03 5.83 559,609 2,795,007

2020-07-02 2020-06-30 4 BW Babcock & Wilcox Enterprises, Inc.
Conversion of Interest Payable in Stock M - Exercise

2020-07-02 2020-06-30 4 BW Babcock & Wilcox Enterprises, Inc.
Conversion of Interest Payable in Stock M - Exercise

2020-07-02 2020-06-30 4 BW Babcock & Wilcox Enterprises, Inc.
Conversion of Interest Payable in Stock M - Exercise

2020-07-02 2020-06-30 4 BW Babcock & Wilcox Enterprises, Inc.
Common Stock, $0.01 par value per share M - Exercise 76,069 1,936,958 4.09 2.28 173,240 4,411,228

2020-07-02 2020-06-30 4 BW Babcock & Wilcox Enterprises, Inc.
Common Stock, $0.01 par value per share M - Exercise 144,463 2,003,886 7.77 2.28 329,000 4,563,650

2020-07-02 2020-06-30 4 BW Babcock & Wilcox Enterprises, Inc.
Common Stock, $0.01 par value per share M - Exercise 971,839 5,875,614 19.82 2.28 2,213,266 13,381,123

2020-06-30 2020-06-29 4 FRG Franchise Group, Inc.
Common Stock P - Purchase 25,000 676,471 3.84 21.44 535,935 14,501,779

2020-06-30 2020-06-26 4 FRG Franchise Group, Inc.
Common Stock P - Purchase 50,000 350,000 16.67 23.25 1,162,500 8,137,500

2020-06-29 2020-06-09 4 SONM SONIM TECHNOLOGIES INC
Convertible Promissory Note (right to buy) M - Exercise 0

2020-06-29 2020-06-09 4 SONM SONIM TECHNOLOGIES INC
Convertible Promissory Note (right to buy) M - Exercise 0

2020-06-29 2020-06-09 4 SONM SONIM TECHNOLOGIES INC
Common Stock M - Exercise 4,666,667 7,120,325 190.19 0.75 3,500,000 5,340,244

2020-06-29 2020-06-09 4 SONM SONIM TECHNOLOGIES INC
Common Stock M - Exercise 3,560,167 3,560,167 0.75 2,670,125 2,670,125

2020-06-29 2020-06-09 4 SONM SONIM TECHNOLOGIES INC
Common Stock P - Purchase 146,666 146,666 0.75 110,000 110,000

2020-06-29 2020-06-09 4 SONM SONIM TECHNOLOGIES INC
Common Stock P - Purchase 146,667 146,667 0.75 110,000 110,000

2020-06-29 2020-06-09 4 SONM SONIM TECHNOLOGIES INC
Common Stock P - Purchase 146,667 146,667 0.75 110,000 110,000

2020-06-29 2020-06-09 4 SONM SONIM TECHNOLOGIES INC
Common Stock P - Purchase 146,667 146,667 0.75 110,000 110,000

2020-06-29 2020-06-09 4 SONM SONIM TECHNOLOGIES INC
Common Stock P - Purchase 1,380,000 2,453,658 128.53 0.75 1,035,000 1,840,244

2020-06-29 2020-06-04 4 SONM SONIM TECHNOLOGIES INC
Convertible Promissory Note (right to buy) P - Purchase

2020-06-29 2020-06-04 4 SONM SONIM TECHNOLOGIES INC
Convertible Promissory Note (right to buy) S - Sale

2020-06-12 2020-06-12 4 SIC Select Interior Concepts, Inc.
Class A Common Stock P - Purchase 79,385 383,279 26.12 4.00 317,540 1,533,116

2020-06-12 2020-06-11 4 SIC Select Interior Concepts, Inc.
Class A Common Stock P - Purchase 11,090 11,916 1,342.62 4.08 45,226 48,595

2020-06-12 2020-06-10 4 SIC Select Interior Concepts, Inc.
Class A Common Stock P - Purchase 826 826 4.30 3,552 3,552

2020-06-05 2020-05-28 4/A BMRG B. Riley Principal Merger Corp. II
Class B Common Stock J - Other -656,250 4,295,000 -13.25

2020-06-05 2020-05-22 4/A BMRG B. Riley Principal Merger Corp. II
Class A Common Stock J - Other 650,000 650,000 10.00 6,500,000 6,500,000

2020-06-05 2020-05-21 4/A BMRG B. Riley Principal Merger Corp. II
Class A Common Stock P - Purchase 16,300 50,000 48.37 9.98 162,674 499,000

2020-06-05 2020-05-20 4/A BMRG B. Riley Principal Merger Corp. II
Class A Common Stock P - Purchase 33,700 33,700 9.99 336,575 336,575

2020-04-28 2020-04-24 4 QMCO QUANTUM CORP /DE/
Common Stock P - Purchase 9,036 5,989,100 0.15 3.80 34,337 22,758,580

2020-04-28 2020-04-24 4 FRG Franchise Group, Inc.
Common Stock S - Sale -150,000 0 -100.00 10.00 -1,500,000

2020-04-27 2020-03-03 4/A ALTG ALTA EQUIPMENT GROUP INC.
Warrants (right to buy) P - Purchase 33,000 1,333,219 2.54 1.20 39,600 1,599,863

2020-04-27 2020-03-03 4/A ALTG ALTA EQUIPMENT GROUP INC.
Warrants (right to buy) P - Purchase 33,000 1,300,219 2.60 1.20 39,600 1,560,263

2020-04-27 2020-03-03 4/A ALTG ALTA EQUIPMENT GROUP INC.
Common Stock P - Purchase 552 5,755,481 0.01 8.45 4,664 48,628,635

2020-04-27 2020-03-03 4/A ALTG ALTA EQUIPMENT GROUP INC.
Common Stock P - Purchase 100 5,754,929 0.00 8.44 844 48,600,375

2020-04-27 2020-03-03 4/A ALTG ALTA EQUIPMENT GROUP INC.
Common Stock P - Purchase 167,209 5,754,829 2.99 8.40 1,404,556 48,340,564

2020-04-27 2020-03-03 4/A ALTG ALTA EQUIPMENT GROUP INC.
Common Stock P - Purchase 21,421 5,587,620 0.38 8.45 181,007 47,215,389

2020-04-27 2020-03-02 4/A ALTG ALTA EQUIPMENT GROUP INC.
Common Stock P - Purchase 90,060 5,566,199 1.64 8.65 778,839 48,136,489

2020-04-27 2020-02-28 4/A ALTG ALTA EQUIPMENT GROUP INC.
Warrants (right to buy) P - Purchase 110,600 1,267,219 9.56 1.20 132,720 1,520,663

2020-04-27 2020-02-28 4/A ALTG ALTA EQUIPMENT GROUP INC.
Warrants (right to buy) P - Purchase 129,700 1,156,619 12.63 1.20 155,640 1,387,943

2020-04-27 2020-02-28 4/A ALTG ALTA EQUIPMENT GROUP INC.
Common Stock P - Purchase 29,600 5,476,139 0.54 8.87 262,525 48,568,424

2020-04-27 2020-02-27 4/A ALTG ALTA EQUIPMENT GROUP INC.
Warrants (right to buy) P - Purchase 297,245 1,026,919 40.74 1.10 326,970 1,129,611

2020-04-27 2020-02-27 4/A ALTG ALTA EQUIPMENT GROUP INC.
Warrants (right to buy) P - Purchase 40,000 729,674 5.80 1.20 48,000 875,609

2020-04-27 2020-02-27 4/A ALTG ALTA EQUIPMENT GROUP INC.
Warrants (right to buy) P - Purchase 341,099 689,674 97.86 1.11 379,200 766,711

2020-04-27 2020-02-27 4/A ALTG ALTA EQUIPMENT GROUP INC.
Common Stock P - Purchase 140,632 5,446,539 2.65 8.96 1,259,599 48,783,016

2020-04-27 2020-02-26 4/A ALTG ALTA EQUIPMENT GROUP INC.
Common Stock P - Purchase 30,638 5,305,907 0.58 9.21 282,106 48,855,200

2020-04-27 2020-02-25 4/A ALTG ALTA EQUIPMENT GROUP INC.
Common Stock P - Purchase 75,000 5,275,269 1.44 9.29 696,502 48,989,841

2020-04-27 2020-02-07 4/A ALTG ALTA EQUIPMENT GROUP INC.
Class A Common Stock P - Purchase 48 4,162,420 0.00 10.18 489 42,373,436

2020-04-27 2020-02-06 4/A ALTG ALTA EQUIPMENT GROUP INC.
Class A Common Stock P - Purchase 157,073 4,162,372 3.92 10.21 1,603,134 42,482,417

2020-04-27 2020-02-06 4/A ALTG ALTA EQUIPMENT GROUP INC.
Class A Common Stock S - Sale -7,325 4,005,299 -0.18 10.21 -74,788 40,894,103

2020-04-27 2020-02-06 4/A ALTG ALTA EQUIPMENT GROUP INC.
Class A Common Stock P - Purchase 29,049 4,012,624 0.73 10.21 296,590 40,968,891

2020-04-27 2020-02-06 4/A ALTG ALTA EQUIPMENT GROUP INC.
Class A Common Stock P - Purchase 7,325 3,983,575 0.18 10.20 74,715 40,632,465

2020-04-27 2020-02-06 4/A ALTG ALTA EQUIPMENT GROUP INC.
Class A Common Stock J - Other -240,608 3,976,250 -5.71

2020-04-22 2020-04-21 4 QMCO QUANTUM CORP /DE/
Common Stock P - Purchase 21,371 8,538,575 0.25 3.81 81,511 32,566,979

2020-04-22 2020-04-20 4 QMCO QUANTUM CORP /DE/
Common Stock P - Purchase 40,200 8,517,204 0.47 3.90 156,772 33,215,392

2020-04-17 2020-04-16 4 QMCO QUANTUM CORP /DE/
Common Stock P - Purchase 425 8,477,004 0.01 3.65 1,551 30,941,065

2020-04-17 2020-04-15 4 QMCO QUANTUM CORP /DE/
Common Stock P - Purchase 21,842 8,476,579 0.26 3.59 78,402 30,426,680

2020-04-14 2020-04-14 4 QMCO QUANTUM CORP /DE/
Common Stock P - Purchase 96,783 8,454,737 1.16 3.79 366,488 32,015,553

2020-04-14 2020-04-13 4 QMCO QUANTUM CORP /DE/
Common Stock P - Purchase 47,708 8,357,954 0.57 3.59 171,224 29,996,697

2020-04-14 2020-04-13 4 QMCO QUANTUM CORP /DE/
Common Stock P - Purchase 47,742 8,310,246 0.58 3.59 171,346 29,825,473

2020-04-14 2020-04-09 4 QMCO QUANTUM CORP /DE/
Common Stock P - Purchase 19,680 8,262,504 0.24 3.63 71,399 29,976,365

2020-04-14 2020-04-09 4 QMCO QUANTUM CORP /DE/
Common Stock P - Purchase 19,685 8,242,824 0.24 3.61 71,023 29,740,109

2020-04-09 2020-04-01 4 FRG Franchise Group, Inc.
Class A Common Stock P - Purchase 80,214 4,622,462 1.77 23.00 1,844,922 106,316,626

2020-04-09 2020-04-01 4 FRG Franchise Group, Inc.
Class A Common Stock P - Purchase 96,257 4,387,583 2.24 12.00 1,155,084 52,650,996

2020-04-09 2020-04-01 4 FRG Franchise Group, Inc.
Class A Common Stock P - Purchase 154,665 4,542,248 3.53 23.00 3,557,295 104,471,704

2020-04-09 2020-04-01 4 FRG Franchise Group, Inc.
Class A Common Stock P - Purchase 185,598 4,291,326 4.52 12.00 2,227,176 51,495,912

2020-04-08 2020-04-08 4 QMCO QUANTUM CORP /DE/
Common Stock P - Purchase 6,136 8,223,139 0.07 3.23 19,815 26,554,983

2020-04-08 2020-04-08 4 QMCO QUANTUM CORP /DE/
Common Stock P - Purchase 6,139 8,217,003 0.07 3.23 19,825 26,535,168

2020-04-08 2020-04-07 4 QMCO QUANTUM CORP /DE/
Common Stock P - Purchase 40,179 8,210,864 0.49 2.94 118,307 24,176,889

2020-04-08 2020-04-07 4 QMCO QUANTUM CORP /DE/
Common Stock P - Purchase 40,184 8,170,685 0.49 2.94 118,257 24,045,509

2020-04-08 2020-04-06 4 QMCO QUANTUM CORP /DE/
Common Stock P - Purchase 100,000 8,130,501 1.25 2.70 270,380 21,983,249

2020-03-31 2020-03-31 4 QMCO QUANTUM CORP /DE/
Common Stock P - Purchase 18,500 8,030,501 0.23 2.85 52,679 22,866,852

2020-03-31 2020-03-27 4 QMCO QUANTUM CORP /DE/
Common Stock P - Purchase 35,400 8,012,001 0.44 2.75 97,339 22,030,599

2020-03-25 2020-03-25 4 QMCO QUANTUM CORP /DE/
Common Stock P - Purchase 20,640 7,976,601 0.26 2.85 58,824 22,733,313

2020-03-25 2020-03-24 4 QMCO QUANTUM CORP /DE/
Common Stock P - Purchase 47,574 7,955,961 0.60 2.56 122,027 20,407,040

2020-03-25 2020-03-23 4 QMCO QUANTUM CORP /DE/
Common Stock P - Purchase 75,000 7,908,387 0.96 1.95 146,250 15,421,355

2020-03-17 2020-03-17 4 QMCO QUANTUM CORP /DE/
Common Stock P - Purchase 100,000 7,833,387 1.29 2.37 237,230 18,583,144

2020-03-17 2020-03-16 4 QMCO QUANTUM CORP /DE/
Common Stock P - Purchase 129,260 7,733,387 1.70 2.52 325,089 19,449,468

2020-03-17 2020-03-13 4 QMCO QUANTUM CORP /DE/
Common Stock P - Purchase 339,656 7,604,127 4.68 2.55 866,904 19,408,013

2020-03-13 2020-03-12 4 ALTG ALTA EQUIPMENT GROUP INC.
Common Stock P - Purchase 63,398 5,848,317 1.10 6.09 386,265 35,632,041

2020-03-13 2020-03-11 4 ALTG ALTA EQUIPMENT GROUP INC.
Common Stock P - Purchase 29,438 5,784,919 0.51 7.31 215,101 42,269,825

2020-03-11 2020-03-11 4 QMCO QUANTUM CORP /DE/
Common Stock P - Purchase 364,497 5,216,824 7.51 3.29 1,199,232 17,163,873

2020-03-11 2020-03-11 4 QMCO QUANTUM CORP /DE/
Common Stock P - Purchase 353,846 2,047,647 20.89 3.29 1,164,366 6,737,987

2020-03-11 2020-03-10 4 QMCO QUANTUM CORP /DE/
Common Stock P - Purchase 145,600 4,852,327 3.09 3.77 548,504 18,279,686

2020-03-11 2020-03-10 4 QMCO QUANTUM CORP /DE/
Common Stock P - Purchase 150,000 1,693,801 9.72 3.77 565,470 6,385,291

2020-03-11 2020-03-09 4 QMCO QUANTUM CORP /DE/
Common Stock P - Purchase 50,465 4,706,727 1.08 3.95 199,508 18,607,575

2020-03-11 2020-03-09 4 QMCO QUANTUM CORP /DE/
Common Stock P - Purchase 50,000 1,543,801 3.35 3.95 197,565 6,100,021

2020-03-10 2020-03-06 4 ALTG ALTA EQUIPMENT GROUP INC.
Warrants (right to buy) P - Purchase 66,201 1,399,420 4.97 1.20 79,441 1,679,304

2020-03-03 2020-03-03 4 ALTG ALTA EQUIPMENT GROUP INC.
Warrants (right to buy) P - Purchase 33,000 1,333,219 2.54 1.20 39,600 1,599,863

2020-03-03 2020-03-03 4 ALTG ALTA EQUIPMENT GROUP INC.
Warrants (right to buy) P - Purchase 33,000 1,333,219 2.54 1.20 39,600 1,599,863

2020-03-03 2020-03-03 4 ALTG ALTA EQUIPMENT GROUP INC.
Common Stock P - Purchase 552 5,755,481 0.01 8.45 4,664 48,628,635

2020-03-03 2020-03-03 4 ALTG ALTA EQUIPMENT GROUP INC.
Common Stock P - Purchase 100 5,754,929 0.00 8.44 844 48,600,375

2020-03-03 2020-03-03 4 ALTG ALTA EQUIPMENT GROUP INC.
Common Stock P - Purchase 167,209 5,754,829 2.99 8.40 1,404,556 48,340,564

2020-03-03 2020-03-03 4 ALTG ALTA EQUIPMENT GROUP INC.
Common Stock P - Purchase 21,421 5,587,620 0.38 8.45 181,007 47,215,389

2020-03-03 2020-03-02 4 ALTG ALTA EQUIPMENT GROUP INC.
Common Stock P - Purchase 90,060 5,566,199 1.64 8.65 778,839 48,136,489

2020-03-03 2020-02-28 4 ALTG ALTA EQUIPMENT GROUP INC.
Warrants (right to buy) S - Sale -107,500 1,267,219 -7.82 1.20 -129,000 1,520,663

2020-03-03 2020-02-28 4 ALTG ALTA EQUIPMENT GROUP INC.
Warrants (right to buy) P - Purchase 218,100 1,374,719 18.86 1.20 261,720 1,649,663

2020-03-03 2020-02-28 4 ALTG ALTA EQUIPMENT GROUP INC.
Warrants (right to buy) P - Purchase 129,700 1,156,619 12.63 1.20 155,640 1,387,943

2020-03-03 2020-02-28 4 ALTG ALTA EQUIPMENT GROUP INC.
Common Stock P - Purchase 29,600 5,476,139 0.54 8.87 262,525 48,568,424

2020-02-28 2020-02-26 4 QMCO QUANTUM CORP /DE/
Common Stock P - Purchase 58,700 4,656,262 1.28 4.89 286,984 22,764,465

2020-02-27 2020-02-27 4 ALTG ALTA EQUIPMENT GROUP INC.
Warrants (right to buy) S - Sale -40,000 1,026,919 -3.75 1.20 -48,000 1,232,303

2020-02-27 2020-02-27 4 ALTG ALTA EQUIPMENT GROUP INC.
Warrants (right to buy) P - Purchase 297,245 1,066,919 38.62 1.10 326,970 1,173,611

2020-02-27 2020-02-27 4 ALTG ALTA EQUIPMENT GROUP INC.
Warrants (right to buy) P - Purchase 80,000 769,674 11.60 1.20 96,000 923,609

2020-02-27 2020-02-27 4 ALTG ALTA EQUIPMENT GROUP INC.
Warrants (right to buy) P - Purchase 341,099 689,674 97.86 1.11 379,200 766,711

2020-02-27 2020-02-27 4 ALTG ALTA EQUIPMENT GROUP INC.
Common Stock P - Purchase 140,632 5,446,539 2.65 8.96 1,259,599 48,783,016

2020-02-27 2020-02-26 4 ALTG ALTA EQUIPMENT GROUP INC.
Common Stock P - Purchase 30,638 5,305,907 0.58 9.21 282,106 48,855,200

2020-02-27 2020-02-25 4 ALTG ALTA EQUIPMENT GROUP INC.
Common Stock P - Purchase 75,000 5,275,269 1.44 9.29 696,502 48,989,841

2020-02-24 2020-02-24 4 ALTG ALTA EQUIPMENT GROUP INC.
Common Stock P - Purchase 100,000 5,200,269 1.96 9.65 965,180 50,191,956

2020-02-24 2020-02-21 4 ALTG ALTA EQUIPMENT GROUP INC.
Common Stock P - Purchase 97,027 5,100,269 1.94 10.38 1,006,907 52,928,552

2020-02-24 2020-02-20 4 ALTG ALTA EQUIPMENT GROUP INC.
Common Stock P - Purchase 11,202 5,003,242 0.22 10.47 117,284 52,383,443

2020-02-19 2020-02-14 4 ALTG ALTA EQUIPMENT GROUP INC.
Warrants (right to buy) J - Other -25,000 348,575 -6.69

2020-02-19 2020-02-14 4 ALTG ALTA EQUIPMENT GROUP INC.
Warrants (right to buy) J - Other -1,250,000 373,575 -76.99

2020-02-19 2020-02-14 4 ALTG ALTA EQUIPMENT GROUP INC.
Warrants (right to buy) J - Other 1,250,000 1,623,575 334.60

2020-02-19 2020-02-14 4 ALTG ALTA EQUIPMENT GROUP INC.
Warrants (right to buy) J - Other -138,750 373,575 -27.08

2020-02-19 2020-02-14 4 ALTG ALTA EQUIPMENT GROUP INC.
Warrants (right to buy) J - Other 256,875 512,325 100.56

2020-02-19 2020-02-14 4 ALTG ALTA EQUIPMENT GROUP INC.
Common Stock J - Other -186,395 4,992,040 -3.60

2020-02-19 2020-02-14 4 ALTG ALTA EQUIPMENT GROUP INC.
Common Stock J - Other -279,592 5,178,435 -5.12

2020-02-19 2020-02-14 4 ALTG ALTA EQUIPMENT GROUP INC.
Common Stock J - Other -1,470,855 5,458,027 -21.23

2020-02-19 2020-02-14 4 ALTG ALTA EQUIPMENT GROUP INC.
Common Stock J - Other -178,947 6,928,882 -2.52

2020-02-19 2020-02-14 4 ALTG ALTA EQUIPMENT GROUP INC.
Common Stock P - Purchase 100,000 7,107,829 1.43

2020-02-19 2020-02-14 4 ALTG ALTA EQUIPMENT GROUP INC.
Common Stock P - Purchase 2,500,000 7,007,829 55.46

2020-02-19 2020-02-14 4 ALTG ALTA EQUIPMENT GROUP INC.
Common Stock J - Other -19,473 4,507,829 -0.43

2020-02-19 2020-02-14 4 ALTG ALTA EQUIPMENT GROUP INC.
Common Stock S - Sale -370,000 4,527,302 -7.56

2020-02-19 2020-02-14 4 ALTG ALTA EQUIPMENT GROUP INC.
Common Stock J - Other 36,054 4,897,302 0.74

2020-02-19 2020-02-14 4 ALTG ALTA EQUIPMENT GROUP INC.
Common Stock P - Purchase 685,000 4,861,248 16.40

2020-02-14 2020-02-12 4 BRPM ALTA EQUIPMENT GROUP INC.
Class A Common Stock P - Purchase 13,828 4,176,248 0.33 10.32 142,681 43,091,780

2020-02-10 2020-02-07 4 BRPM B. Riley Principal Merger Corp.
Class A Common Stock P - Purchase 48 4,162,420 0.00 10.18 489 42,373,436

2020-02-10 2020-02-06 4 BRPM B. Riley Principal Merger Corp.
Class A Common Stock P - Purchase 157,073 4,162,372 3.92 10.21 1,603,134 42,482,417

2020-02-10 2020-02-06 4 BRPM B. Riley Principal Merger Corp.
Class A Common Stock S - Sale -108,107 4,005,299 -2.63 10.21 -1,103,772 40,894,103

2020-02-10 2020-02-06 4 BRPM B. Riley Principal Merger Corp.
Class A Common Stock P - Purchase 129,831 4,113,406 3.26 10.21 1,325,575 41,997,875

2020-02-10 2020-02-06 4 BRPM B. Riley Principal Merger Corp.
Class A Common Stock S - Sale -67,075 3,983,575 -1.66 10.20 -684,165 40,632,465

2020-02-10 2020-02-06 4 BRPM B. Riley Principal Merger Corp.
Class A Common Stock P - Purchase 74,400 4,050,650 1.87 10.20 758,880 41,316,630

2020-02-10 2020-02-06 4 BRPM B. Riley Principal Merger Corp.
Class A Common Stock J - Other -240,608 3,976,250 -5.71

2020-02-05 2020-02-03 4 BRPM B. Riley Principal Merger Corp.
Class A Common Stock P - Purchase 108,333 4,241,058 2.62 10.21 1,106,578 43,320,711

2020-01-31 2020-01-29 4 QMCO QUANTUM CORP /DE/
Common Stock P - Purchase 969,900 4,597,562 26.74

2020-01-31 2020-01-29 4 QMCO QUANTUM CORP /DE/
Common Stock S - Sale -969,900 0 -100.00

2020-01-28 2020-01-28 4 BRPM B. Riley Principal Merger Corp.
Class A Common Stock P - Purchase 107,553 4,132,725 2.67 10.19 1,096,062 42,116,187

2020-01-28 2020-01-27 4 BRPM B. Riley Principal Merger Corp.
Class A Common Stock P - Purchase 9,309 4,025,172 0.23 10.19 94,859 41,016,503

2020-01-28 2020-01-24 4 BRPM B. Riley Principal Merger Corp.
Class A Common Stock P - Purchase 15,413 4,015,863 0.39 10.24 157,878 41,135,288

2019-12-05 2019-12-03 4 QMCO QUANTUM CORP /DE/
Common Stock P - Purchase 969,900 969,900

2019-11-01 2019-10-30 4 SONM SONIM TECHNOLOGIES INC
Common Stock S - Sale -900 0 -100.00 2.84 -2,552

2019-11-01 2019-10-30 4 SONM SONIM TECHNOLOGIES INC
Common Stock S - Sale -8,105 900 -90.01 2.84 -23,018 2,556

2019-11-01 2019-10-30 4 SONM SONIM TECHNOLOGIES INC
Common Stock S - Sale -1,000 9,005 -10.00 2.80 -2,800 25,215

2019-11-01 2019-10-30 4 SONM SONIM TECHNOLOGIES INC
Common Stock S - Sale -400 10,005 -3.84 2.80 -1,122 28,064

2019-11-01 2019-10-30 4 SONM SONIM TECHNOLOGIES INC
Common Stock S - Sale -330 10,405 -3.07 2.71 -894 28,198

2019-11-01 2019-10-30 4 SONM SONIM TECHNOLOGIES INC
Common Stock S - Sale -500 10,735 -4.45 2.70 -1,351 29,011

2019-11-01 2019-10-30 4 SONM SONIM TECHNOLOGIES INC
Common Stock S - Sale -600 11,235 -5.07 2.70 -1,623 30,391

2019-11-01 2019-10-30 4 SONM SONIM TECHNOLOGIES INC
Common Stock S - Sale -1,500 11,835 -11.25 2.70 -4,058 32,014

2019-11-01 2019-10-30 4 SONM SONIM TECHNOLOGIES INC
Common Stock S - Sale -200 13,335 -1.48 2.67 -534 35,606

2019-11-01 2019-10-30 4 SONM SONIM TECHNOLOGIES INC
Common Stock S - Sale -500 13,535 -3.56 2.66 -1,330 36,003

2019-11-01 2019-10-30 4 SONM SONIM TECHNOLOGIES INC
Common Stock S - Sale -200 14,035 -1.40 2.67 -534 37,473

2019-11-01 2019-10-30 4 SONM SONIM TECHNOLOGIES INC
Common Stock S - Sale -11,265 14,235 -44.18 2.65 -29,852 37,723

2019-11-01 2019-10-30 4 SONM SONIM TECHNOLOGIES INC
Common Stock P - Purchase 25,000 25,500 5,000.00 2.70 67,500 68,850

2019-11-01 2019-10-30 4 SONM SONIM TECHNOLOGIES INC
Common Stock P - Purchase 200 500 66.67 2.70 540 1,350

2019-11-01 2019-10-30 4 SONM SONIM TECHNOLOGIES INC
Common Stock P - Purchase 100 300 50.00 2.70 270 808

2019-11-01 2019-10-30 4 SONM SONIM TECHNOLOGIES INC
Common Stock P - Purchase 200 200 2.71 542 542

2019-11-01 2019-10-23 4 SONM SONIM TECHNOLOGIES INC
Convertible Promissory Note (right to buy) J - Other -366,426 732,852 -33.33

2019-10-25 2019-10-23 4 FRGA Franchise Group, Inc.
Class A Common Stock P - Purchase 1,000,000 1,475,375 210.36 12.00 12,000,000 17,704,500

2019-07-31 3 BW Babcock & Wilcox Enterprises, Inc.
Common Stock 10,102,904

2019-07-31 3 BW Babcock & Wilcox Enterprises, Inc.
Common Stock 8,771,031

2019-07-31 3 BW Babcock & Wilcox Enterprises, Inc.
Common Stock 8,772,497

2019-07-31 3 BW Babcock & Wilcox Enterprises, Inc.
Common Stock 10,102,904

2019-07-31 3 BW Babcock & Wilcox Enterprises, Inc.
Common Stock 8,771,031

2019-07-31 3 BW Babcock & Wilcox Enterprises, Inc.
Common Stock 8,772,497

2019-07-31 3 BW Babcock & Wilcox Enterprises, Inc.
Common Stock 10,102,904

2019-07-31 3 BW Babcock & Wilcox Enterprises, Inc.
Common Stock 8,771,031

2019-07-31 3 BW Babcock & Wilcox Enterprises, Inc.
Common Stock 8,772,497

2019-07-31 3 BW Babcock & Wilcox Enterprises, Inc.
Common Stock 10,102,904

2019-07-31 3 BW Babcock & Wilcox Enterprises, Inc.
Common Stock 8,771,031

2019-07-31 3 BW Babcock & Wilcox Enterprises, Inc.
Common Stock 8,772,497

2019-07-31 3 BW Babcock & Wilcox Enterprises, Inc.
Common Stock 10,102,904

2019-07-31 3 BW Babcock & Wilcox Enterprises, Inc.
Common Stock 8,771,031

2019-07-31 3 BW Babcock & Wilcox Enterprises, Inc.
Common Stock 8,772,497

2019-07-31 3 BW Babcock & Wilcox Enterprises, Inc.
Common Stock 10,102,904

2019-07-31 3 BW Babcock & Wilcox Enterprises, Inc.
Common Stock 8,771,031

2019-07-31 3 BW Babcock & Wilcox Enterprises, Inc.
Common Stock 8,772,497

2019-07-31 3 BW Babcock & Wilcox Enterprises, Inc.
Common Stock 10,102,904

2019-07-31 3 BW Babcock & Wilcox Enterprises, Inc.
Common Stock 8,771,031

2019-07-31 3 BW Babcock & Wilcox Enterprises, Inc.
Common Stock 8,772,497

2019-05-09 3 SONM SONIM TECHNOLOGIES INC
Common Stock 3,351,828

2019-05-09 3 SONM SONIM TECHNOLOGIES INC
Common Stock 3,286,401

2019-05-09 3 SONM SONIM TECHNOLOGIES INC
Common Stock 3,351,828

2019-05-09 3 SONM SONIM TECHNOLOGIES INC
Common Stock 3,286,401

2019-05-09 3 SONM SONIM TECHNOLOGIES INC
Common Stock 3,351,828

2019-05-09 3 SONM SONIM TECHNOLOGIES INC
Common Stock 3,286,401

2019-05-09 3 SONM SONIM TECHNOLOGIES INC
Common Stock 3,351,828

2019-05-09 3 SONM SONIM TECHNOLOGIES INC
Common Stock 3,286,401

2019-05-09 3 SONM SONIM TECHNOLOGIES INC
Common Stock 3,351,828

2019-05-09 3 SONM SONIM TECHNOLOGIES INC
Common Stock 3,286,401

2019-05-09 3 SONM SONIM TECHNOLOGIES INC
Common Stock 3,351,828

2019-05-09 3 SONM SONIM TECHNOLOGIES INC
Common Stock 3,286,401

2019-05-09 3 SONM SONIM TECHNOLOGIES INC
Common Stock 3,351,828

2019-05-09 3 SONM SONIM TECHNOLOGIES INC
Common Stock 3,286,401

2019-05-09 3 SONM SONIM TECHNOLOGIES INC
Common Stock 3,351,828

2019-05-09 3 SONM SONIM TECHNOLOGIES INC
Common Stock 3,286,401

2019-05-03 2019-05-03 4 RNGR Ranger Energy Services, Inc.
Class A Common Stock S - Sale -1,918 137,477 -1.38 7.75 -14,861 1,065,199

2019-05-03 2019-05-02 4 RNGR Ranger Energy Services, Inc.
Class A Common Stock S - Sale -14,279 139,395 -9.29 7.85 -112,066 1,094,014

2019-05-03 2019-05-01 4 RNGR Ranger Energy Services, Inc.
Class A Common Stock S - Sale -5,000 153,674 -3.15 7.54 -37,717 1,159,224

2019-04-29 2019-04-29 4 RNGR Ranger Energy Services, Inc.
Class A Common Stock S - Sale -10,000 158,674 -5.93 7.32 -73,165 1,160,938

2019-04-29 2019-04-26 4 RNGR Ranger Energy Services, Inc.
Class A Common Stock S - Sale -12,000 168,674 -6.64 7.64 -91,740 1,289,513

2019-04-29 2019-04-25 4 RNGR Ranger Energy Services, Inc.
Class A Common Stock S - Sale -100 180,674 -0.06 7.50 -750 1,355,055

2019-04-23 2019-04-23 4 RNGR Ranger Energy Services, Inc.
Class A Common Stock S - Sale -5,272 180,774 -2.83 7.61 -40,097 1,374,895

2019-04-23 2019-04-22 4 RNGR Ranger Energy Services, Inc.
Class A Common Stock S - Sale -3,000 186,046 -1.59 7.42 -22,273 1,381,261

2019-04-23 2019-04-18 4 RNGR Ranger Energy Services, Inc.
Class A Common Stock S - Sale -500 189,046 -0.26 7.66 -3,828 1,447,147

2019-04-15 2019-04-15 4 RNGR Ranger Energy Services, Inc.
Class A Common Stock S - Sale -3,211 189,546 -1.67 8.26 -26,523 1,565,650

2019-04-15 2019-04-12 4 RNGR Ranger Energy Services, Inc.
Class A Common Stock S - Sale -924 192,757 -0.48 8.32 -7,689 1,604,027

2019-04-15 2019-04-11 4 RNGR Ranger Energy Services, Inc.
Class A Common Stock S - Sale -779 193,681 -0.40 8.39 -6,534 1,624,441

2019-03-21 3 RNGR Ranger Energy Services, Inc.
Common Stock 1,578,992

2019-03-21 3 RNGR Ranger Energy Services, Inc.
Common Stock 1,081,186

2019-03-21 3 RNGR Ranger Energy Services, Inc.
Common Stock 1,578,992

2019-03-21 3 RNGR Ranger Energy Services, Inc.
Common Stock 1,081,186

2019-03-21 3 RNGR Ranger Energy Services, Inc.
Common Stock 1,578,992

2019-03-21 3 RNGR Ranger Energy Services, Inc.
Common Stock 1,081,186

2019-03-21 3 RNGR Ranger Energy Services, Inc.
Common Stock 1,578,992

2019-03-21 3 RNGR Ranger Energy Services, Inc.
Common Stock 1,081,186

2019-03-21 3 RNGR Ranger Energy Services, Inc.
Common Stock 1,578,992

2019-03-21 3 RNGR Ranger Energy Services, Inc.
Common Stock 1,081,186

2019-03-21 3 RNGR Ranger Energy Services, Inc.
Common Stock 1,578,992

2019-03-21 3 RNGR Ranger Energy Services, Inc.
Common Stock 1,081,186

2019-03-21 3 RNGR Ranger Energy Services, Inc.
Common Stock 1,578,992

2019-03-21 3 RNGR Ranger Energy Services, Inc.
Common Stock 1,081,186

2019-03-21 3 RNGR Ranger Energy Services, Inc.
Common Stock 1,578,992

2019-03-21 3 RNGR Ranger Energy Services, Inc.
Common Stock 1,081,186

2019-02-07 2018-11-12 5 TAXA Liberty Tax, Inc.
Class A Common Stock P - Purchase 100 475,375 0.02 9.50 950 4,516,062

2019-01-23 2019-01-22 4 QMCO QUANTUM CORP /DE/
Common Stock P - Purchase 81,082 3,627,662 2.29 1.80 146,167 6,539,586

2019-01-23 2019-01-18 4 QMCO QUANTUM CORP /DE/
Common Stock P - Purchase 17,503 3,546,580 0.50 1.69 29,620 6,001,877

2019-01-23 2019-01-18 4 QMCO QUANTUM CORP /DE/
Common Stock P - Purchase 31,808 969,900 3.39 1.85 58,991 1,798,777

2019-01-18 2019-01-18 4 SIC Select Interior Concepts, Inc.
Class A Common Stock P - Purchase 607 2,762,457 0.02 7.93 4,814 21,906,837

2019-01-18 2019-01-17 4 SIC Select Interior Concepts, Inc.
Class A Common Stock P - Purchase 311 2,761,850 0.01 8.00 2,487 22,085,134

2019-01-18 2019-01-16 4 SIC Select Interior Concepts, Inc.
Class A Common Stock P - Purchase 900 2,761,539 0.03 7.82 7,034 21,581,427

2019-01-17 2019-01-17 4 QMCO QUANTUM CORP /DE/
Common Stock P - Purchase 887,052 3,529,077 33.57 1.55 1,374,487 5,468,305

2019-01-17 2019-01-16 4 QMCO QUANTUM CORP /DE/
Common Stock P - Purchase 272,901 2,642,025 11.52 1.58 432,548 4,187,610

2019-01-17 2019-01-15 4 QMCO QUANTUM CORP /DE/
Common Stock P - Purchase 174,000 2,369,124 7.93 1.62 281,897 3,838,218

2019-01-15 2019-01-15 4 SIC Select Interior Concepts, Inc.
Class A Common Stock P - Purchase 99 2,760,639 0.00 7.90 782 21,809,048

2019-01-15 2019-01-14 4 SIC Select Interior Concepts, Inc.
Class A Common Stock P - Purchase 1,900 2,760,540 0.07 7.34 13,940 20,253,530

2019-01-15 2019-01-11 4 SIC Select Interior Concepts, Inc.
Class A Common Stock P - Purchase 200 2,758,640 0.01 7.50 1,500 20,689,800

2019-01-11 2019-01-09 4 QTM QUANTUM CORP /DE/
Common Stock P - Purchase 500,000 2,195,124 29.50 1.58 792,500 3,479,272

2019-01-10 2019-01-10 4 SIC Select Interior Concepts, Inc.
Class A Common Stock P - Purchase 47 2,758,440 0.00 7.50 352 20,688,300

2019-01-10 2019-01-08 4 SIC Select Interior Concepts, Inc.
Class A Common Stock P - Purchase 600 2,758,393 0.02 7.30 4,380 20,136,269

2019-01-03 2019-01-03 4 QTM QUANTUM CORP /DE/
Common Stock P - Purchase 350 1,695,124 0.02 1.85 648 3,135,979

2019-01-03 2018-12-31 4 QTM QUANTUM CORP /DE/
Common Stock P - Purchase 32,078 1,694,774 1.93 1.87 59,986 3,169,227

2019-01-02 2018-12-31 4 SIC Select Interior Concepts, Inc.
Class A Common Stock J - Other -78,520 303,894 -20.53

2019-01-02 2018-12-31 4 SIC Select Interior Concepts, Inc.
Class A Common Stock J - Other 78,520 2,757,793 2.93

2019-01-02 2018-12-31 4 SIC Select Interior Concepts, Inc.
Class A Common Stock P - Purchase 70,855 2,679,273 2.72 7.00 495,985 18,754,911

2019-01-02 2018-12-28 4 SIC Select Interior Concepts, Inc.
Class A Common Stock P - Purchase 58,901 2,608,418 2.31 6.23 366,953 16,250,444

2018-12-28 2018-12-28 4 QTM QUANTUM CORP /DE/
Common Stock P - Purchase 125,000 1,662,696 8.13 1.91 238,225 3,168,766

2018-12-28 2018-12-27 4 QTM QUANTUM CORP /DE/
Common Stock P - Purchase 100,000 1,537,696 6.96 1.20 120,000 1,845,235

2018-12-28 2018-12-27 4 QTM QUANTUM CORP /DE/
Common Stock P - Purchase 253,801 1,493,801 20.47 1.25 316,464 1,862,620

2018-12-28 2018-12-27 4 QTM QUANTUM CORP /DE/
Common Stock P - Purchase 38,092 938,092 4.23 1.49 56,788 1,398,508

2018-12-28 3 QTM QUANTUM CORP /DE/
Common Stock 4,477,696

2018-12-28 3 QTM QUANTUM CORP /DE/
Common Stock 4,817,696

2018-12-28 3 QTM QUANTUM CORP /DE/
Common Stock 5,015,392

2018-12-28 3 QTM QUANTUM CORP /DE/
Common Stock 4,477,696

2018-12-28 3 QTM QUANTUM CORP /DE/
Common Stock 4,817,696

2018-12-28 3 QTM QUANTUM CORP /DE/
Common Stock 5,015,392

2018-12-28 3 QTM QUANTUM CORP /DE/
Common Stock 4,477,696

2018-12-28 3 QTM QUANTUM CORP /DE/
Common Stock 4,817,696

2018-12-28 3 QTM QUANTUM CORP /DE/
Common Stock 5,015,392

2018-12-28 3 QTM QUANTUM CORP /DE/
Common Stock 4,477,696

2018-12-28 3 QTM QUANTUM CORP /DE/
Common Stock 4,817,696

2018-12-28 3 QTM QUANTUM CORP /DE/
Common Stock 5,015,392

2018-12-28 3 QTM QUANTUM CORP /DE/
Common Stock 4,477,696

2018-12-28 3 QTM QUANTUM CORP /DE/
Common Stock 4,817,696

2018-12-28 3 QTM QUANTUM CORP /DE/
Common Stock 5,015,392

2018-12-28 3 QTM QUANTUM CORP /DE/
Common Stock 4,477,696

2018-12-28 3 QTM QUANTUM CORP /DE/
Common Stock 4,817,696

2018-12-28 3 QTM QUANTUM CORP /DE/
Common Stock 5,015,392

2018-12-28 3 QTM QUANTUM CORP /DE/
Common Stock 4,477,696

2018-12-28 3 QTM QUANTUM CORP /DE/
Common Stock 4,817,696

2018-12-28 3 QTM QUANTUM CORP /DE/
Common Stock 5,015,392

2018-12-28 3 QTM QUANTUM CORP /DE/
Common Stock 4,477,696

2018-12-28 3 QTM QUANTUM CORP /DE/
Common Stock 4,817,696

2018-12-28 3 QTM QUANTUM CORP /DE/
Common Stock 5,015,392

2018-12-28 3 QTM QUANTUM CORP /DE/
Common Stock 4,477,696

2018-12-28 3 QTM QUANTUM CORP /DE/
Common Stock 4,817,696

2018-12-28 3 QTM QUANTUM CORP /DE/
Common Stock 5,015,392

2018-12-27 2018-12-27 4 SIC Select Interior Concepts, Inc.
Class A Common Stock P - Purchase 3,119 2,549,517 0.12 5.96 18,589 15,195,121

2018-12-27 2018-12-26 4 SIC Select Interior Concepts, Inc.
Class A Common Stock P - Purchase 7,215 2,546,398 0.28 6.00 43,290 15,278,388

2018-12-27 2018-12-24 4 SIC Select Interior Concepts, Inc.
Class A Common Stock P - Purchase 15,350 2,539,183 0.61 6.00 92,100 15,235,098

2018-12-26 2018-12-21 4 SIC Select Interior Concepts, Inc.
Class A Common Stock P - Purchase 57,797 2,523,833 2.34 6.02 347,938 15,193,475

2018-12-26 2018-12-20 4 SIC Select Interior Concepts, Inc.
Class A Common Stock P - Purchase 141,810 2,466,036 6.10 6.14 870,713 15,141,461

2018-12-26 2018-12-19 4 SIC Select Interior Concepts, Inc.
Class A Common Stock P - Purchase 11,634 2,324,226 0.50 7.29 84,812 16,943,608

2018-12-26 2018-08-14 4/A TAX Liberty Tax, Inc.
Class A Common Stock P - Purchase 925 475,275 0.20 10.15 9,389 4,824,041

2018-12-26 2018-08-06 4/A TAX Liberty Tax, Inc.
Class A Common Stock P - Purchase 18,916 474,350 4.15 9.28 175,586 4,403,106

2018-12-26 2018-08-03 4/A TAX Liberty Tax, Inc.
Class A Common Stock P - Purchase 34,700 455,434 8.25 9.25 320,906 4,211,854

2018-12-26 2018-08-02 4/A TAX Liberty Tax, Inc.
Class A Common Stock S - Sale -115,000 420,734 -21.47 9.19 -1,056,666 3,865,872

2018-12-26 2018-08-02 4/A TAX Liberty Tax, Inc.
Class A Common Stock P - Purchase 230,967 535,734 75.78 9.17 2,117,598 4,911,824

2018-12-26 3/A TAX Liberty Tax, Inc.
Class A Common Stock 2,005,353

2018-12-26 3/A TAX Liberty Tax, Inc.
Class A Common Stock 475,000

2018-12-26 3/A TAX Liberty Tax, Inc.
Class A Common Stock 150,000

2018-12-26 3/A TAX Liberty Tax, Inc.
Class A Common Stock 304,767

2018-12-18 2018-12-18 4 SIC Select Interior Concepts, Inc.
Class A Common Stock P - Purchase 2,500 2,312,592 0.11 7.62 19,050 17,621,951

2018-12-18 2018-12-17 4 SIC Select Interior Concepts, Inc.
Class A Common Stock P - Purchase 2,583 2,310,092 0.11 7.72 19,941 17,833,910

2018-12-18 2018-12-14 4 SIC Select Interior Concepts, Inc.
Class A Common Stock P - Purchase 17 2,307,509 0.00 7.75 132 17,883,195

2018-12-10 2018-12-06 4/A SIC Select Interior Concepts, Inc.
Class A Common Stock P - Purchase 3,306 2,307,492 0.14 7.89 26,084 18,206,112

2018-12-10 2018-12-04 4/A SIC Select Interior Concepts, Inc.
Class A Common Stock P - Purchase 451 2,304,186 0.02 7.95 3,585 18,318,279

2018-12-07 2018-12-06 4 SIC Select Interior Concepts, Inc.
Class A Common Stock P - Purchase 3,306 2,306,166 0.14 7.89 26,084 18,195,650

2018-12-07 2018-12-04 4 SIC Select Interior Concepts, Inc.
Class A Common Stock P - Purchase 451 2,302,860 0.02 7.95 3,585 18,307,737

2018-11-23 2018-11-20 4 SIC Select Interior Concepts, Inc.
Class A Common Stock P - Purchase 1,326 2,303,735 0.06 8.00 10,608 18,429,880

2018-11-19 2018-11-19 4 SIC Select Interior Concepts, Inc.
Class A Common Stock P - Purchase 7,237 2,302,409 0.32 8.24 59,633 18,971,850

2018-11-19 2018-11-16 4 SIC Select Interior Concepts, Inc.
Class A Common Stock P - Purchase 190 2,295,172 0.01 8.40 1,596 19,279,445

2018-11-19 2018-11-15 4 SIC Select Interior Concepts, Inc.
Class A Common Stock P - Purchase 622 2,294,982 0.03 8.44 5,250 19,369,648

2018-11-14 2018-11-14 4 SIC Select Interior Concepts, Inc.
Class A Common Stock P - Purchase 962 2,294,360 0.04 8.45 8,129 19,387,342

2018-11-14 2018-11-13 4 SIC Select Interior Concepts, Inc.
Class A Common Stock P - Purchase 239 2,293,398 0.01 8.50 2,032 19,493,883

2018-11-14 2018-11-12 4 SIC Select Interior Concepts, Inc.
Class A Common Stock P - Purchase 1,592 2,293,159 0.07 8.56 13,628 19,629,441

2018-11-09 2018-11-09 4 SIC Select Interior Concepts, Inc.
Class A Common Stock P - Purchase 252 2,291,567 0.01 8.60 2,167 19,707,476

2018-11-09 2018-11-08 4 SIC Select Interior Concepts, Inc.
Class A Common Stock P - Purchase 5,540 2,291,315 0.24 8.71 48,253 19,957,354

2018-11-09 2018-11-07 4 SIC Select Interior Concepts, Inc.
Class A Common Stock P - Purchase 1,700 2,285,775 0.07 8.86 15,062 20,251,966

2018-11-06 2018-11-06 4 SIC Select Interior Concepts, Inc.
Class A Common Stock P - Purchase 1,345 2,284,075 0.06 8.92 11,997 20,373,949

2018-11-06 2018-11-05 4 SIC Select Interior Concepts, Inc.
Class A Common Stock P - Purchase 4,515 2,282,730 0.20 9.03 40,770 20,613,052

2018-11-06 2018-11-02 4 SIC Select Interior Concepts, Inc.
Class A Common Stock P - Purchase 1,245 2,278,215 0.05 9.15 11,392 20,845,667

2018-11-01 2018-10-31 4 SIC Select Interior Concepts, Inc.
Class A Common Stock P - Purchase 5,850 2,276,965 0.26 9.25 54,112 21,061,926

2018-11-01 2018-10-30 4 SIC Select Interior Concepts, Inc.
Class A Common Stock P - Purchase 2,016 2,271,115 0.09 9.41 18,971 21,371,192

2018-11-01 2018-01-01 4 SIC Select Interior Concepts, Inc.
Class A Common Stock P - Purchase 5 2,276,970 0.00 9.15 46 20,834,276

2018-10-29 2018-10-29 4 SIC Select Interior Concepts, Inc.
Class A Common Stock P - Purchase 4,959 2,269,099 0.22 9.55 47,358 21,669,895

2018-10-29 2018-10-26 4 SIC Select Interior Concepts, Inc.
Class A Common Stock P - Purchase 6,865 2,264,140 0.30 9.79 67,208 22,165,931

2018-10-29 2018-10-25 4 SIC Select Interior Concepts, Inc.
Class A Common Stock P - Purchase 511 2,257,275 0.02 9.90 5,059 22,347,022

2018-10-23 2018-10-22 4 SIC Select Interior Concepts, Inc.
Class A Common Stock P - Purchase 83 2,256,764 0.00 9.90 822 22,341,964

2018-10-23 2018-10-19 4 SIC Select Interior Concepts, Inc.
Class A Common Stock P - Purchase 16 2,256,681 0.00 9.90 158 22,341,142

2018-10-18 2018-10-16 4 SIC Select Interior Concepts, Inc.
Class A Common Stock P - Purchase 13,734 2,256,665 0.61 10.23 140,444 23,076,656

2018-10-12 2018-10-11 4 SIC Select Interior Concepts, Inc.
Class A Common Stock P - Purchase 3,518 2,242,931 0.16 10.24 36,024 22,967,613

2018-10-12 2018-10-09 4 SIC Select Interior Concepts, Inc.
Class A Common Stock P - Purchase 5,410 2,239,413 0.24 10.33 55,885 23,133,136

2018-10-12 2018-10-09 4 SIC Select Interior Concepts, Inc.
Class A Common Stock S - Sale -2,656 2,234,003 -0.12 10.36 -27,516 23,144,271

2018-10-09 3 SIC Select Interior Concepts, Inc.
Class A Common Stock 2,948,070

2018-10-09 3 SIC Select Interior Concepts, Inc.
Class A Common Stock 4,748,898

2018-10-09 3 SIC Select Interior Concepts, Inc.
Class A Common Stock 2,948,070

2018-10-09 3 SIC Select Interior Concepts, Inc.
Class A Common Stock 4,748,898

2018-10-09 3 SIC Select Interior Concepts, Inc.
Class A Common Stock 2,948,070

2018-10-09 3 SIC Select Interior Concepts, Inc.
Class A Common Stock 4,748,898

2018-10-09 3 SIC Select Interior Concepts, Inc.
Class A Common Stock 2,948,070

2018-10-09 3 SIC Select Interior Concepts, Inc.
Class A Common Stock 4,748,898

2018-10-09 3 SIC Select Interior Concepts, Inc.
Class A Common Stock 2,948,070

2018-10-09 3 SIC Select Interior Concepts, Inc.
Class A Common Stock 4,748,898

2018-10-09 3 SIC Select Interior Concepts, Inc.
Class A Common Stock 2,948,070

2018-10-09 3 SIC Select Interior Concepts, Inc.
Class A Common Stock 4,748,898

2018-10-09 3 SIC Select Interior Concepts, Inc.
Class A Common Stock 2,948,070

2018-10-09 3 SIC Select Interior Concepts, Inc.
Class A Common Stock 4,748,898

2018-10-09 2018-10-08 4 SIC Select Interior Concepts, Inc.
Class A Common Stock P - Purchase 203 22,366,596 0.00 10.30 2,091 230,375,939

2018-10-09 2018-10-05 4 SIC Select Interior Concepts, Inc.
Class A Common Stock P - Purchase 10,486 2,236,456 0.47 10.48 109,841 23,426,877

2018-10-09 2018-10-05 4 SIC Select Interior Concepts, Inc.
Class A Common Stock S - Sale -4,900 2,225,970 -0.22 10.42 -51,058 23,194,607

2018-10-09 2018-10-04 4 SIC Select Interior Concepts, Inc.
Class A Common Stock P - Purchase 5,483 2,230,870 0.25 10.47 57,396 23,352,747

2018-10-09 2018-10-04 4 SIC Select Interior Concepts, Inc.
Class A Common Stock S - Sale -4,800 2,225,432 -0.22 10.48 -50,318 23,329,204

2018-10-09 2018-10-03 4 SIC Select Interior Concepts, Inc.
Class A Common Stock P - Purchase 3,018 2,230,232 0.14 10.46 31,580 23,337,148

2018-10-09 2018-10-03 4 SIC Select Interior Concepts, Inc.
Class A Common Stock S - Sale -3,017 2,227,214 -0.14 10.46 -31,570 23,305,567

2018-10-09 2018-10-02 4 SIC Select Interior Concepts, Inc.
Class A Common Stock P - Purchase 15,000 2,230,231 0.68 10.45 156,750 23,305,914

2018-10-09 2018-10-01 4 SIC Select Interior Concepts, Inc.
Class A Common Stock P - Purchase 14,503 2,215,231 0.66 10.55 153,036 23,375,118

2018-10-09 2018-09-28 4 SIC Select Interior Concepts, Inc.
Class A Common Stock P - Purchase 11,803 2,200,728 0.54 10.71 126,457 23,578,600

2018-10-09 2018-09-27 4 SIC Select Interior Concepts, Inc.
Class A Common Stock P - Purchase 5,783 2,188,925 0.26 10.79 62,416 23,625,068

2018-10-09 2018-09-27 4 SIC Select Interior Concepts, Inc.
Class A Common Stock S - Sale -100 2,183,142 0.00 11.02 -1,102 24,069,141

2018-08-28 2018-08-14 4 TAX Liberty Tax, Inc.
Class A Common Stock P - Purchase 925 3,086,712 0.03 10.15 9,389 31,330,127

2018-08-08 2018-08-06 4 TAX Liberty Tax, Inc.
Class A Common Stock P - Purchase 18,916 3,334,703 0.57 9.28 175,586 30,954,047

2018-08-08 3/A TAX Liberty Tax, Inc.
Class A Common Stock 2,005,353

2018-08-08 3/A TAX Liberty Tax, Inc.
Class A Common Stock 475,000

2018-08-08 3/A TAX Liberty Tax, Inc.
Class A Common Stock 150,000

2018-08-08 3/A TAX Liberty Tax, Inc.
Class A Common Stock 455,434

2018-08-08 2018-08-03 4/A TAX Liberty Tax, Inc.
Class A Common Stock P - Purchase 34,700 3,085,787 1.14 9.25 320,906 28,537,358

2018-08-08 2018-08-02 4/A TAX Liberty Tax, Inc.
Class A Common Stock S - Sale -115,000 3,051,087 -3.63 9.19 -1,056,666 28,034,608

2018-08-08 2018-08-02 4/A TAX Liberty Tax, Inc.
Class A Common Stock P - Purchase 230,967 3,166,087 7.87 9.17 2,117,598 29,027,952

P

Pembelian sekuritas non-derivatif atau derivatif di pasar terbuka atau secara pribadi.

S

Penjualan terbuka atau penjualan pribadi atas sekuritas non-derivatif atau derivatif.

A

Hibah, penghargaan, atau perolehan sekuritas lainnya dari perusahaan (seperti opsi)

C

Konversi turunan

D

Penjualan atau pengalihan sekuritas kembali ke perusahaan.

F

Pembayaran harga pelaksanaan atau kewajiban pajak menggunakan sebagian sekuritas yang diterima dari perusahaan.

G

Pemberian sekuritas oleh atau kepada orang dalam.

K

Swap ekuitas dan transaksi lindung nilai serupa

M

Pelaksanaan atau konversi sekuritas derivatif yang diterima dari perusahaan (seperti opsi)

V

Transaksi yang dilaporkan secara sukarela pada Formulir 4.

J

Lainnya (disertai dengan catatan kaki yang menjelaskan transaksi tersebut)

Tanggal Perdagangan	Ticker	Orang Dalam	Dilaporkan Saham	Dilaporkan Harga	Disesuaikan Saham	Disesuaikan Harga	Dasar Biaya	Hari-hari menuju Maksimal	Harga di Maksimal	Maksimal Keuntungan ($)	Maksimum Pengembalian (%)
2020-11-16	EOSE	B. Riley Financial, Inc.	5,000	10.7200	5,000	10.7200	53,600	57	30.44	98,600	183.96
2020-11-16	EOSE	B. Riley Financial, Inc.	5,000	10.7000	5,000	10.7000	53,500
2020-11-16	EOSE	B. Riley Financial, Inc.	4,236	10.6800	4,236	10.6800	45,240
2020-11-16	EOSE	B. Riley Financial, Inc.	140,000	10.0000	140,000	10.0000	1,400,000
2020-11-16	EOSE	B. Riley Financial, Inc.	2,167,000	10.0000	2,167,000	10.0000	21,670,000
2020-11-16	EOSE	B. Riley Financial, Inc.	20,000	10.0000	20,000	10.0000	200,000
2020-11-16	EOSE	B. Riley Financial, Inc.	5,000	10.0000	5,000	10.0000	50,000
2020-11-16	EOSE	B. Riley Financial, Inc.	5,000	10.0000	5,000	10.0000	50,000
2020-11-16	EOSE	B. Riley Financial, Inc.	5,000	10.0000	5,000	10.0000	50,000
2020-11-16	EOSE	B. Riley Financial, Inc.	5,000	10.0000	5,000	10.0000	50,000
2020-11-13	EOSE	B. Riley Financial, Inc.	2,200	10.4200	2,200	10.4200	22,924
2020-11-12	BMRG	B. Riley Financial, Inc.	86,593	10.3306	86,593	10.3306	894,558
2020-11-11	BMRG	B. Riley Financial, Inc.	419,971	10.1799	419,971	10.1799	4,275,263
2020-11-10	BMRG	B. Riley Financial, Inc.	668,045	10.1197	668,045	10.1197	6,760,415
2020-11-06	BMRG	B. Riley Financial, Inc.	100	10.1100	100	10.1100	1,011
2020-11-06	BMRG	B. Riley Financial, Inc.	300	10.0986	300	10.0986	3,030
2020-11-06	BMRG	B. Riley Financial, Inc.	2,785	10.2500	2,785	10.2500	28,546
2020-11-06	BMRG	B. Riley Financial, Inc.	4,900	10.0984	4,900	10.0984	49,482
2020-11-06	BMRG	B. Riley Financial, Inc.	10,000	10.1000	10,000	10.1000	101,000
2020-11-06	BMRG	B. Riley Financial, Inc.	48,210	10.2500	48,210	10.2500	494,152
2020-11-06	BMRG	B. Riley Financial, Inc.	754,002	10.1000	754,002	10.1000	7,615,420
2020-11-05	BMRG	B. Riley Financial, Inc.	1,037,633	10.1002	1,037,633	10.1002	10,480,301
2020-11-04	BMRG	B. Riley Financial, Inc.	490,000	10.0828	490,000	10.0828	4,940,572
2020-05-21	BMRG	B. Riley Financial, Inc.	16,300	9.9800	16,300	9.9800	162,674
2020-05-20	BMRG	B. Riley Financial, Inc.	33,700	9.9874	33,700	9.9874	336,575

Tanggal Perdagangan	Ticker	Orang Dalam	Dilaporkan Saham	Dilaporkan Harga	Disesuaikan Saham	Disesuaikan Harga	Dasar Biaya	Hari-hari menuju Menit	Harga di Menit	Kerugian Maksimal Dihindari ($)	Kerugian Maksimal Dihindari (%)
2021-10-15	EOSE	B. Riley Financial, Inc.	6,521	12.8500	6,521	12.8500	83,795	217	1.1200	-76,490	-91.28
2021-10-14	EOSE	B. Riley Financial, Inc.	600	12.8500	600	12.8500	7,710
2021-10-01	EOSE	B. Riley Financial, Inc.	87,714	14.2291	87,714	14.2291	1,248,091
2021-09-30	EOSE	B. Riley Financial, Inc.	44,172	14.1102	44,172	14.1102	623,276
2021-09-29	EOSE	B. Riley Financial, Inc.	60,731	14.1512	60,731	14.1512	859,417
2021-09-28	EOSE	B. Riley Financial, Inc.	12,427	14.1101	12,427	14.1101	175,346
2021-09-27	EOSE	B. Riley Financial, Inc.	60,143	14.1035	60,143	14.1035	848,227
2021-09-17	EOSE	B. Riley Financial, Inc.	18,231	13.8113	18,231	13.8113	251,794
2021-09-17	EOSE	B. Riley Financial, Inc.	5,000	13.7687	5,000	13.7687	68,844
2021-09-17	EOSE	B. Riley Financial, Inc.	5,000	13.7687	5,000	13.7687	68,844
2021-09-17	EOSE	B. Riley Financial, Inc.	5,000	13.7687	5,000	13.7687	68,844
2021-09-17	EOSE	B. Riley Financial, Inc.	5,000	13.7687	5,000	13.7687	68,844
2021-09-09	EOSE	B. Riley Financial, Inc.	25,371	13.4103	25,371	13.4103	340,233
2021-09-08	EOSE	B. Riley Financial, Inc.	300	13.6033	300	13.6033	4,081
2021-09-07	EOSE	B. Riley Financial, Inc.	38,544	13.7787	38,544	13.7787	531,086
2021-09-03	EOSE	B. Riley Financial, Inc.	30,576	13.6493	30,576	13.6493	417,341
2021-09-02	EOSE	B. Riley Financial, Inc.	28,991	13.7117	28,991	13.7117	397,516
2021-09-01	EOSE	B. Riley Financial, Inc.	91,727	13.7034	91,727	13.7034	1,256,972
2021-08-30	EOSE	B. Riley Financial, Inc.	970	14.0312	970	14.0312	13,610
2021-08-27	EOSE	B. Riley Financial, Inc.	100,000	13.9081	100,000	13.9081	1,390,810
2021-08-26	EOSE	B. Riley Financial, Inc.	50,000	13.8467	50,000	13.8467	692,335
2021-08-25	EOSE	B. Riley Financial, Inc.	8,431	13.5546	8,431	13.5546	114,279
2021-08-25	EOSE	B. Riley Financial, Inc.	23,521	13.5546	23,521	13.5546	318,818
2021-08-24	EOSE	B. Riley Financial, Inc.	94,598	13.5253	94,598	13.5253	1,279,466
2020-11-10	BMRG	B. Riley Financial, Inc.	2,050,000	10.1200	2,050,000	10.1200	20,746,000
2020-11-06	BMRG	B. Riley Financial, Inc.	740,000	10.2500	740,000	10.2500	7,585,000

Tanggal Perdagangan	Ticker	Orang Dalam	Dilaporkan Saham	Dilaporkan Harga	Disesuaikan Saham	Disesuaikan Harga	Dasar Biaya	Hari-hari menuju Menit	Harga di Menit	Kerugian Maksimal Dihindari ($)	Kerugian Maksimal Dihindari (%)
2019-05-03	RNGR	B. Riley Financial, Inc.	1,918	7.7482	1,918	7.7482	14,861	313	3.0800	-8,954	-60.25
2019-05-02	RNGR	B. Riley Financial, Inc.	14,279	7.8483	14,279	7.8483	112,066
2019-05-01	RNGR	B. Riley Financial, Inc.	5,000	7.5434	5,000	7.5434	37,717
2019-04-29	RNGR	B. Riley Financial, Inc.	10,000	7.3165	10,000	7.3165	73,165
2019-04-26	RNGR	B. Riley Financial, Inc.	12,000	7.6450	12,000	7.6450	91,740
2019-04-25	RNGR	B. Riley Financial, Inc.	100	7.5000	100	7.5000	750
2019-04-23	RNGR	B. Riley Financial, Inc.	5,272	7.6056	5,272	7.6056	40,097
2019-04-22	RNGR	B. Riley Financial, Inc.	3,000	7.4243	3,000	7.4243	22,273
2019-04-18	RNGR	B. Riley Financial, Inc.	500	7.6550	500	7.6550	3,828
2019-04-15	RNGR	B. Riley Financial, Inc.	3,211	8.2600	3,211	8.2600	26,523
2019-04-12	RNGR	B. Riley Financial, Inc.	924	8.3215	924	8.3215	7,689
2019-04-11	RNGR	B. Riley Financial, Inc.	779	8.3872	779	8.3872	6,534

Tanggal Perdagangan	Ticker	Orang Dalam	Dilaporkan Saham	Dilaporkan Harga	Disesuaikan Saham	Disesuaikan Harga	Dasar Biaya	Hari-hari menuju Maksimal	Harga di Maksimal	Maksimal Keuntungan ($)	Maksimum Pengembalian (%)
2020-06-09	SONM	B. Riley Financial, Inc.	1,380,000	0.7500	138,000	7.5000	1,035,000	252	15.6	1,117,800	108.00
2020-06-09	SONM	B. Riley Financial, Inc.	146,667	0.7500	14,667	7.5000	110,000
2020-06-09	SONM	B. Riley Financial, Inc.	146,667	0.7500	14,667	7.5000	110,000
2020-06-09	SONM	B. Riley Financial, Inc.	146,667	0.7500	14,667	7.5000	110,000
2020-06-09	SONM	B. Riley Financial, Inc.	146,666	0.7500	14,667	7.5000	110,000
2019-10-30	SONM	B. Riley Financial, Inc.	200	2.7100	20	27.1000	542
2019-10-30	SONM	B. Riley Financial, Inc.	100	2.6950	10	26.9500	270
2019-10-30	SONM	B. Riley Financial, Inc.	200	2.7000	20	27.0000	540
2019-10-30	SONM	B. Riley Financial, Inc.	25,000	2.7000	2,500	27.0000	67,500

Tanggal Perdagangan	Ticker	Orang Dalam	Dilaporkan Saham	Dilaporkan Harga	Disesuaikan Saham	Disesuaikan Harga	Dasar Biaya	Hari-hari menuju Maksimal	Harga di Maksimal	Maksimal Keuntungan ($)	Maksimum Pengembalian (%)
2020-06-29	FRG	B. Riley Financial, Inc.	25,000	21.4374	25,000	21.4374	535,935	255	40.5	476,565	88.92
2020-06-26	FRG	B. Riley Financial, Inc.	50,000	23.2500	50,000	23.2500	1,162,500
2020-04-01	FRG	B. Riley Financial, Inc.	185,598	12.0000	185,598	12.0000	2,227,176
2020-04-01	FRG	B. Riley Financial, Inc.	154,665	23.0000	154,665	23.0000	3,557,295
2020-04-01	FRG	B. Riley Financial, Inc.	96,257	12.0000	96,257	12.0000	1,155,084
2020-04-01	FRG	B. Riley Financial, Inc.	80,214	23.0000	80,214	23.0000	1,844,922
2019-10-23	FRGA	B. Riley Financial, Inc.	1,000,000	12.0000	1,000,000	12.0000	12,000,000
2018-11-12	TAXA	B. Riley Financial, Inc.	100	9.5000	100	9.5000	950
2018-08-14	TAX	B. Riley Financial, Inc.	925	10.1500	925	10.1500	9,389
2018-08-14	TAX	B. Riley Financial, Inc.	925	10.1500	925	10.1500	9,389
2018-08-06	TAX	B. Riley Financial, Inc.	18,916	9.2824	18,916	9.2824	175,586
2018-08-06	TAX	B. Riley Financial, Inc.	18,916	9.2824	18,916	9.2824	175,586
2018-08-03	TAX	B. Riley Financial, Inc.	34,700	9.2480	34,700	9.2480	320,906
2018-08-03	TAX	B. Riley Financial, Inc.	34,700	9.2480	34,700	9.2480	320,906
2018-08-02	TAX	B. Riley Financial, Inc.	230,967	9.1684	230,967	9.1684	2,117,598
2018-08-02	TAX	B. Riley Financial, Inc.	230,967	9.1684	230,967	9.1684	2,117,598

Tanggal Perdagangan	Ticker	Orang Dalam	Dilaporkan Saham	Dilaporkan Harga	Disesuaikan Saham	Disesuaikan Harga	Dasar Biaya	Hari-hari menuju Menit	Harga di Menit	Kerugian Maksimal Dihindari ($)	Kerugian Maksimal Dihindari (%)
2020-04-24	FRG	B. Riley Financial, Inc.	150,000	10.0000	150,000	10.0000	1,500,000	0	12.63	394,500	26.30
2018-08-02	TAX	B. Riley Financial, Inc.	115,000	9.1884	115,000	9.1884	1,056,666
2018-08-02	TAX	B. Riley Financial, Inc.	115,000	9.1884	115,000	9.1884	1,056,666