American States Water Company
US ˙ NYSE ˙ US0298991011

Pendahuluan

Halaman ini memberikan analisis komprehensif tentang sejarah perdagangan orang dalam yang diketahui dari William C Gedney. Orang dalam adalah pejabat, direktur, atau investor signifikan dalam suatu perusahaan. Adalah ilegal bagi orang dalam untuk melakukan perdagangan di perusahaan mereka berdasarkan informasi spesifik yang tidak dipublikasikan. Ini tidak berarti bahwa mereka dilarang melakukan perdagangan apa pun di perusahaan mereka sendiri. Namun, mereka harus melaporkan semua perdagangan kepada SEC melalui Formulir 4. Terlepas dari pembatasan ini, penelitian akademis menunjukkan bahwa orang dalam - secara umum - cenderung mengungguli pasar di perusahaan mereka sendiri.

Rata-rata Profitabilitas Perdagangan

Profitabilitas perdagangan rata-rata adalah pengembalian rata-rata dari semua pembelian pasar terbuka yang dilakukan oleh orang dalam dalam tiga tahun terakhir. Untuk menghitung ini, kami memeriksa setiap pembelian pasar terbuka yang tidak direncanakan yang dilakukan oleh orang dalam, tidak termasuk semua perdagangan yang ditandai sebagai bagian dari rencana perdagangan 10b5-1. Kami kemudian menghitung kinerja rata-rata dari perdagangan tersebut selama 3, 6, dan 12 bulan, dengan merata-ratakan setiap durasi tersebut untuk menghasilkan metrik kinerja akhir untuk setiap perdagangan. Terakhir, kami merata-ratakan semua metrik kinerja untuk menghitung metrik kinerja untuk orang dalam. Daftar ini hanya mencakup orang dalam yang telah melakukan setidaknya tiga perdagangan dalam dua tahun terakhir.

Jika profitabilitas perdagangan orang dalam ini adalah "N/A", maka orang dalam tersebut belum melakukan pembelian di pasar terbuka dalam tiga tahun terakhir, atau perdagangan yang mereka lakukan terlalu baru untuk menghitung metrik kinerja yang andal.

Frekuensi Pembaruan: Setiap Hari

Lihat daftar pedagang dalam perusahaan yang paling menguntungkan.

Lihat Peringkat Tertinggi Orang Dalam
Perusahaan dengan Posisi Orang Dalam yang Dilaporkan

Pengajuan SEC menunjukkan bahwa William C Gedney telah melaporkan kepemilikan atau perdagangan di perusahaan-perusahaan berikut:

Keamanan Judul Kepemilikan Terakhir yang Dilaporkan
US:AWR / American States Water Company 23,992
Cara Membaca Grafik

Grafik berikut menunjukkan kinerja saham sekuritas setelah setiap perdagangan pasar terbuka yang tidak direncanakan yang dilakukan oleh William C Gedney. Perdagangan yang tidak direncanakan adalah perdagangan yang tidak dilakukan sebagai bagian dari rencana perdagangan 10b5-1. Kinerja saham digambarkan sebagai perubahan persentase kumulatif dalam harga saham. Misalnya, jika perdagangan orang dalam dilakukan pada 1 Januari 2019, grafik akan menunjukkan perubahan persentase harian sekuritas hingga saat ini. Jika harga saham naik dari $10 menjadi $15 selama periode ini, perubahan persentase kumulatif dalam harga saham akan menjadi 50%. Perubahan harga dari $10 menjadi $20 akan menjadi 100%, dan perubahan harga dari $10 menjadi $5 akan menjadi -50%.

Pada akhirnya, kita mencoba menentukan seberapa erat korelasi perdagangan orang dalam dengan pengembalian berlebih (positif atau negatif) pada harga saham untuk melihat apakah orang dalam tersebut mengatur waktu perdagangannya untuk mendapatkan keuntungan dari informasi orang dalam. Pertimbangkan situasi di mana orang dalam melakukan hal ini. Dalam situasi ini, kita akan mengharapkan (a) pengembalian positif setelah pembelian, atau (b) pengembalian negatif setelah penjualan. Dalam kasus (a), grafik PEMBELIAN akan menunjukkan serangkaian kurva yang miring ke atas, menunjukkan pengembalian positif setelah setiap transaksi pembelian. Dalam kasus (b), grafik PENJUALAN akan menunjukkan serangkaian kurva yang miring ke bawah, menunjukkan pengembalian negatif setelah setiap transaksi penjualan.

Namun, ini saja tidak cukup untuk menarik kesimpulan. Jika, misalnya, harga saham perusahaan berada dalam tren kenaikan non-siklikal selama bertahun-tahun, maka kita akan mengharapkan semua plot pasca-pembelian memiliki kemiringan ke atas. Demikian pula, penurunan non-siklikal selama bertahun-tahun akan menghasilkan plot pasca-perdagangan dengan kemiringan ke bawah. Tak satu pun dari grafik ini akan menunjukkan aktivitas perdagangan orang dalam.

Indikator terkuat adalah situasi di mana harga saham sangat siklikal, dan terdapat sinyal positif pada grafik PEMBELIAN dan plot negatif pada grafik PENJUALAN. Situasi ini akan sangat menunjukkan adanya orang dalam yang mengatur waktu perdagangan untuk keuntungan finansial mereka.

Pembelian Orang Dalam AWR / American States Water Company - Analisis Keuntungan Jangka Pendek

Pada bagian ini, kami menganalisis profitabilitas setiap pembelian saham oleh orang dalam di pasar terbuka yang tidak direncanakan yang dilakukan di AWR / American States Water Company. Analisis ini membantu memahami apakah orang dalam tersebut secara konsisten menghasilkan pengembalian abnormal, dan layak untuk diikuti. Analisis ini dilakukan selama satu tahun setelah setiap transaksi, dan hasilnya bersifat teoritis .

Tabel berikut menunjukkan pembelian pasar terbuka terbaru yang bukan bagian dari rencana perdagangan otomatis.

Tanggal Perdagangan Ticker Orang Dalam Dilaporkan
Saham		 Dilaporkan
Harga		 Disesuaikan
Saham		 Disesuaikan
Harga		 Dasar Biaya Hari-hari menuju
Maksimal		 Harga di
Maksimal		 Maksimal
Keuntungan ($)		 Maksimum Pengembalian (%)
Tidak ada transaksi pasar terbuka tak terduga yang diketahui untuk kombinasi orang dalam dan sekuritas ini.

Harga yang Disesuaikan adalah harga yang disesuaikan dengan pemisahan saham. Saham yang Disesuaikan adalah saham yang disesuaikan dengan pemisahan saham.

AWR / American States Water Company Insider Trades
Penjualan Orang Dalam AWR / American States Water Company - Analisis Kerugian Jangka Pendek

Pada bagian ini, kami menganalisis penghindaran kerugian jangka pendek dari setiap penjualan internal pasar terbuka yang tidak direncanakan yang dilakukan di AWR / American States Water Company. Pola penghindaran kerugian yang konsisten dapat menunjukkan bahwa transaksi penjualan di masa mendatang dapat memprediksi penurunan harga. Analisis ini berlaku untuk satu tahun setelah setiap perdagangan, dan hasilnya bersifat teoritis .

Tabel berikut menunjukkan penjualan pasar terbuka terbaru yang bukan bagian dari rencana perdagangan otomatis.

Tanggal Perdagangan Ticker Orang Dalam Dilaporkan
Saham		 Dilaporkan
Harga		 Disesuaikan
Saham		 Disesuaikan
Harga		 Dasar Biaya Hari-hari menuju
Menit		 Harga di
Menit		 Kerugian Maksimal
Dihindari ($)		 Kerugian Maksimal
Dihindari (%)
2019-12-03 AWR GEDNEY WILLIAM C 1,392 84.6500 1,392 84.6500 117,833 104 65.41 -26,781 -22.73
2019-12-03 AWR GEDNEY WILLIAM C 320 84.6800 320 84.6800 27,098
2019-12-03 AWR GEDNEY WILLIAM C 1 84.6900 1 84.6900 85
2019-12-03 AWR GEDNEY WILLIAM C 100 84.6300 100 84.6300 8,463
2019-12-03 AWR GEDNEY WILLIAM C 16 84.7200 16 84.7200 1,356
2019-12-03 AWR GEDNEY WILLIAM C 3 84.7300 3 84.7300 254
2019-12-03 AWR GEDNEY WILLIAM C 100 84.6400 100 84.6400 8,464
2012-08-24 AWR GEDNEY WILLIAM C 400 44.0000 400 44.0000 17,600
2012-08-24 AWR GEDNEY WILLIAM C 500 44.0100 500 44.0100 22,005
2012-08-24 AWR GEDNEY WILLIAM C 100 44.0200 100 44.0200 4,402
2012-08-24 AWR GEDNEY WILLIAM C 100 44.0300 100 44.0300 4,403
2012-08-24 AWR GEDNEY WILLIAM C 221 44.0400 221 44.0400 9,733
2012-08-24 AWR GEDNEY WILLIAM C 279 44.0500 279 44.0500 12,290
2012-08-24 AWR GEDNEY WILLIAM C 21 44.0600 21 44.0600 925
2012-08-24 AWR GEDNEY WILLIAM C 279 44.0700 279 44.0700 12,296
2012-08-24 AWR GEDNEY WILLIAM C 300 44.0800 300 44.0800 13,224
2012-08-24 AWR GEDNEY WILLIAM C 200 44.0900 200 44.0900 8,818
2012-08-24 AWR GEDNEY WILLIAM C 200 44.1000 200 44.1000 8,820
2012-08-24 AWR GEDNEY WILLIAM C 200 44.1100 200 44.1100 8,822
2012-08-24 AWR GEDNEY WILLIAM C 300 44.1300 300 44.1300 13,239
2012-08-24 AWR GEDNEY WILLIAM C 340 44.1400 340 44.1400 15,008
2012-08-24 AWR GEDNEY WILLIAM C 360 44.1500 360 44.1500 15,894
2012-08-24 AWR GEDNEY WILLIAM C 200 44.1600 200 44.1600 8,832
2012-08-24 AWR GEDNEY WILLIAM C 200 44.1700 200 44.1700 8,834
2012-08-24 AWR GEDNEY WILLIAM C 1,400 43.6300 1,400 43.6300 61,082
2012-08-24 AWR GEDNEY WILLIAM C 1,200 43.6400 1,200 43.6400 52,368
2012-08-24 AWR GEDNEY WILLIAM C 700 43.6500 700 43.6500 30,555
2012-08-24 AWR GEDNEY WILLIAM C 1,200 43.6600 1,200 43.6600 52,392
2012-08-24 AWR GEDNEY WILLIAM C 1,100 43.6700 1,100 43.6700 48,037
2012-08-24 AWR GEDNEY WILLIAM C 600 43.6800 600 43.6800 26,208
2012-08-24 AWR GEDNEY WILLIAM C 700 43.6900 700 43.6900 30,583
2012-08-24 AWR GEDNEY WILLIAM C 1,100 43.7000 1,100 43.7000 48,070
2012-08-24 AWR GEDNEY WILLIAM C 800 43.7100 800 43.7100 34,968
2012-08-24 AWR GEDNEY WILLIAM C 1,000 43.7200 1,000 43.7200 43,720
2012-08-24 AWR GEDNEY WILLIAM C 900 43.7300 900 43.7300 39,357
2012-08-24 AWR GEDNEY WILLIAM C 600 43.7400 600 43.7400 26,244
2012-08-24 AWR GEDNEY WILLIAM C 900 43.7500 900 43.7500 39,375
2012-08-24 AWR GEDNEY WILLIAM C 900 43.7600 900 43.7600 39,384
2012-08-24 AWR GEDNEY WILLIAM C 600 43.7700 600 43.7700 26,262
2012-08-24 AWR GEDNEY WILLIAM C 600 43.7800 600 43.7800 26,268
2012-08-24 AWR GEDNEY WILLIAM C 100 43.7900 100 43.7900 4,379
2012-08-24 AWR GEDNEY WILLIAM C 500 43.8000 500 43.8000 21,900
2012-08-24 AWR GEDNEY WILLIAM C 100 43.8300 100 43.8300 4,383
2012-08-24 AWR GEDNEY WILLIAM C 100 43.8500 100 43.8500 4,385
2012-08-24 AWR GEDNEY WILLIAM C 200 43.8600 200 43.8600 8,772
2012-08-24 AWR GEDNEY WILLIAM C 100 43.8800 100 43.8800 4,388
2012-08-24 AWR GEDNEY WILLIAM C 100 43.9000 100 43.9000 4,390
2012-08-24 AWR GEDNEY WILLIAM C 100 43.9200 100 43.9200 4,392
2012-08-24 AWR GEDNEY WILLIAM C 600 43.9300 600 43.9300 26,358
2012-08-24 AWR GEDNEY WILLIAM C 300 43.9400 300 43.9400 13,182
2012-08-24 AWR GEDNEY WILLIAM C 400 43.9500 400 43.9500 17,580
2012-08-24 AWR GEDNEY WILLIAM C 100 43.9700 100 43.9700 4,397
2012-08-24 AWR GEDNEY WILLIAM C 200 43.9800 200 43.9800 8,796
2012-08-24 AWR GEDNEY WILLIAM C 200 43.9900 200 43.9900 8,798
2012-08-24 AWR GEDNEY WILLIAM C 100 43.3500 100 43.3500 4,335
2012-08-24 AWR GEDNEY WILLIAM C 109 43.3600 109 43.3600 4,726
2012-08-24 AWR GEDNEY WILLIAM C 200 43.3800 200 43.3800 8,676
2012-08-24 AWR GEDNEY WILLIAM C 100 43.3900 100 43.3900 4,339
2012-08-24 AWR GEDNEY WILLIAM C 424 43.4000 424 43.4000 18,402
2012-08-24 AWR GEDNEY WILLIAM C 100 43.4100 100 43.4100 4,341
2012-08-24 AWR GEDNEY WILLIAM C 100 43.4200 100 43.4200 4,342
2012-08-24 AWR GEDNEY WILLIAM C 300 43.4800 300 43.4800 13,044
2012-08-24 AWR GEDNEY WILLIAM C 100 43.4900 100 43.4900 4,349
2012-08-24 AWR GEDNEY WILLIAM C 2,296 43.5000 2,296 43.5000 99,876
2012-08-24 AWR GEDNEY WILLIAM C 1,904 43.5100 1,904 43.5100 82,843
2012-08-24 AWR GEDNEY WILLIAM C 1,400 43.5200 1,400 43.5200 60,928
2012-08-24 AWR GEDNEY WILLIAM C 1,200 43.5300 1,200 43.5300 52,236
2012-08-24 AWR GEDNEY WILLIAM C 1,200 43.5400 1,200 43.5400 52,248
2012-08-24 AWR GEDNEY WILLIAM C 1,100 43.5500 1,100 43.5500 47,905
2012-08-24 AWR GEDNEY WILLIAM C 1,300 43.5600 1,300 43.5600 56,628
2012-08-24 AWR GEDNEY WILLIAM C 1,300 43.5700 1,300 43.5700 56,641
2012-08-24 AWR GEDNEY WILLIAM C 1,200 43.5800 1,200 43.5800 52,296
2012-08-24 AWR GEDNEY WILLIAM C 200 43.5900 200 43.5900 8,718
2012-08-24 AWR GEDNEY WILLIAM C 400 43.6000 400 43.6000 17,440
2012-08-24 AWR GEDNEY WILLIAM C 500 43.6100 500 43.6100 21,805
2012-08-24 AWR GEDNEY WILLIAM C 600 43.6200 600 43.6200 26,172

Harga yang Disesuaikan adalah harga yang disesuaikan dengan pemisahan saham. Saham yang Disesuaikan adalah saham yang disesuaikan dengan pemisahan saham.

AWR / American States Water Company Insider Trades
Sejarah Perdagangan Orang Dalam

Tabel ini menunjukkan daftar lengkap transaksi orang dalam yang dilakukan oleh William C Gedney sebagaimana diungkapkan kepada Komisi Bursa Efek (Securities Exchange Commission/SEC).

Tanggal File Tanggal Transaksi Formulir Ticker Keamanan Kode 10b5-1 Saham Sisa Saham Persen
Ubah		 Bagikan
Harga		 Tran
Nilai		 Sisa
Nilai
2020-03-13 2020-03-12 4 AWR AMERICAN STATES WATER CO
Common Shares 		F - Taxes -573 23,992 -2.33 71.88 -41,163 1,724,535
2020-03-13 2020-03-11 4 AWR AMERICAN STATES WATER CO
Common Shares 		A - Award 1,433 24,565 6.19 79.80 114,321 1,960,249
2020-03-13 2020-03-02 4 AWR AMERICAN STATES WATER CO
Common Shares 		A - Award 5 23,132 0.02 80.49 363 1,861,889
2019-12-05 2019-12-03 4 AWR AMERICAN STATES WATER CO
Employee Stock Options (Right to Buy) 		M - Exercise 1,932 0 -100.00
2019-12-05 2019-12-03 4 AWR AMERICAN STATES WATER CO
Common Shares 		S - Sale -100 23,128 -0.43 84.64 -8,464 1,957,563
2019-12-05 2019-12-03 4 AWR AMERICAN STATES WATER CO
Common Shares 		S - Sale -3 23,228 -0.01 84.73 -254 1,968,118
2019-12-05 2019-12-03 4 AWR AMERICAN STATES WATER CO
Common SHares 		S - Sale -16 23,231 -0.07 84.72 -1,356 1,968,140
2019-12-05 2019-12-03 4 AWR AMERICAN STATES WATER CO
Common Shares 		S - Sale -100 23,247 -0.43 84.63 -8,463 1,967,403
2019-12-05 2019-12-03 4 AWR AMERICAN STATES WATER CO
Common Shares 		S - Sale -1 23,347 0.00 84.69 -85 1,977,267
2019-12-05 2019-12-03 4 AWR AMERICAN STATES WATER CO
Common Shares 		S - Sale -320 23,348 -1.35 84.68 -27,098 1,977,118
2019-12-05 2019-12-03 4 AWR AMERICAN STATES WATER CO
Common Shares 		S - Sale -1,392 23,668 -5.55 84.65 -117,833 2,003,506
2019-12-05 2019-12-03 4 AWR AMERICAN STATES WATER CO
Common Shares 		M - Exercise 1,932 25,060 8.35 16.68 32,226 418,003
2019-12-05 2019-12-02 4 AWR AMERICAN STATES WATER CO
Common Shares 		A - Award 6 23,128 0.02 84.61 480 1,956,870
2019-12-05 2019-09-03 4 AWR AMERICAN STATES WATER CO
Common Shares 		A - Award 5 23,122 0.02 93.78 478 2,168,422
2019-12-05 2019-06-03 4 AWR AMERICAN STATES WATER CO
Common Shares 		A - Award 6 23,117 0.03 73.47 430 1,698,431
2019-03-13 2019-03-12 4 AWR AMERICAN STATES WATER CO
Common Shares 		F - Taxes -380 23,111 -1.62 71.44 -27,149 1,651,085
2019-03-13 2019-03-11 4 AWR AMERICAN STATES WATER CO
Common Shares 		A - Award 1,109 23,492 4.96 71.61 79,428 1,682,227
2019-03-13 2019-03-01 4 AWR AMERICAN STATES WATER CO
Common Shares 		A - Award 6 22,382 0.03 70.51 428 1,578,179
2019-02-07 2019-02-05 4 AWR AMERICAN STATES WATER CO
Common Shares 		F - Taxes -105 22,376 -0.47 67.21 -7,071 1,503,909
2019-02-07 2019-02-05 4 AWR AMERICAN STATES WATER CO
Common Shares 		F - Taxes -152 22,481 -0.67 67.21 -10,192 1,510,980
2019-02-07 2019-02-05 4 AWR AMERICAN STATES WATER CO
Common Shares 		F - Taxes -154 22,633 -0.67 67.21 -10,321 1,521,172
2019-01-31 2019-01-29 4 AWR AMERICAN STATES WATER CO
Common Shares 		A - Award 652 22,787 2.95
2019-01-31 2019-01-10 4 AWR AMERICAN STATES WATER CO
Common Shares 		A - Award 327 13,269 2.53
2019-01-31 2019-01-10 4 AWR AMERICAN STATES WATER CO
Common Shares 		D - Sale to Issuer -3 22,135 -0.01
2019-01-31 2018-12-03 4 AWR AMERICAN STATES WATER CO
Common Shares 		A - Award 8 22,137 0.03 68.02 523 1,505,774
2019-01-31 2018-08-31 4 AWR AMERICAN STATES WATER CO
Common Shares 		A - Award 9 22,130 0.04 60.43 520 1,337,288
2019-01-31 2018-06-01 4 AWR AMERICAN STATES WATER CO
Common Shares 		A - Award 9 22,121 0.04 56.36 480 1,246,735
2018-03-13 2018-03-12 4 AWR AMERICAN STATES WATER CO
Common Shares 		F - Taxes -463 22,112 -2.05 52.01 -24,104 1,150,066
2018-03-13 2018-03-09 4 AWR AMERICAN STATES WATER CO
Common Shares 		A - Award 1,307 22,576 6.14 52.01 67,972 1,174,170
2018-03-13 2018-03-01 4 AWR AMERICAN STATES WATER CO
Common Shares 		A - Award 9 21,269 0.04 52.03 478 1,106,624
2018-02-07 2018-02-07 4 AWR AMERICAN STATES WATER CO
Common Shares 		F - Taxes -149 21,260 -0.70 53.40 -7,954 1,135,272
2018-02-07 2018-02-07 4 AWR AMERICAN STATES WATER CO
Common Shares 		F - Taxes -146 21,409 -0.68 53.40 -7,817 1,143,225
2018-02-07 2018-02-07 4 AWR AMERICAN STATES WATER CO
Common Shares 		F - Taxes -170 21,555 -0.78 53.40 -9,083 1,151,043
2018-02-01 2018-01-30 4 AWR AMERICAN STATES WATER CO
Common Shares 		A - Award 766 21,725 3.65
2018-02-01 2018-01-02 4 AWR AMERICAN STATES WATER CO
Common Shares 		D - Sale to Issuer -3 20,959 -0.01
2018-02-01 2018-01-02 4 AWR AMERICAN STATES WATER CO
Common Shares 		A - Award 291 12,941 2.30
2018-02-01 2017-12-01 4 AWR AMERICAN STATES WATER CO
Common Shares 		A - Award 10 20,962 0.05 57.12 570 1,197,344
2018-02-01 2017-09-01 4 AWR AMERICAN STATES WATER CO
Common Shares 		A - Award 12 20,952 0.06 48.98 568 1,026,225
2018-02-01 2017-06-01 4 AWR AMERICAN STATES WATER CO
Common Shares 		A - Award 11 20,940 0.05 46.75 536 978,961
2017-03-07 2017-03-06 4 AWR AMERICAN STATES WATER CO
Common Shares 		F - Taxes -819 20,929 -3.77 43.88 -35,935 918,359
2017-03-07 2017-03-03 4 AWR AMERICAN STATES WATER CO
Common Shares 		A - Award 2,167 21,748 11.07 43.88 95,085 954,294
2017-03-07 2017-03-01 4 AWR AMERICAN STATES WATER CO
Common Shares 		A - Award 12 19,581 0.06 44.89 533 878,986
2017-02-09 2017-02-03 4 AWR AMERICAN STATES WATER CO
Common Shares 		F - Taxes -154 19,569 -0.78 44.24 -6,797 865,733
2017-02-09 2017-02-03 4 AWR AMERICAN STATES WATER CO
Common Shares 		F - Taxes -173 19,723 -0.87 44.24 -7,665 872,530
2017-02-09 2017-02-03 4 AWR AMERICAN STATES WATER CO
Common Shares 		F - Taxes -287 19,896 -1.42 44.24 -12,710 880,195
2017-02-09 2017-01-31 4 AWR AMERICAN STATES WATER CO
Common Shares 		A - Award 1,082 20,183 5.66
2017-02-09 2016-12-30 4 AWR AMERICAN STATES WATER CO
Common Shares 		D - Sale to Issuer -2 19,101 -0.01
2017-02-09 2016-12-30 4 AWR AMERICAN STATES WATER CO
Common Shares 		A - Award 768 12,650 6.46
2017-02-09 2016-12-01 4 AWR AMERICAN STATES WATER CO
Common Shares 		A - Award 14 19,103 0.07 42.69 607 815,526
2017-02-09 2016-09-01 4 AWR AMERICAN STATES WATER CO
Common Shares 		A - Award 14 19,089 0.08 38.85 559 741,617
2017-02-09 2016-06-01 4 AWR AMERICAN STATES WATER CO
Common Shares 		A - Award 14 19,075 0.07 39.83 556 759,751
2016-03-16 2016-03-14 4 AWR AMERICAN STATES WATER CO
Common Shares 		F - Taxes -965 19,061 -4.82 40.62 -39,214 774,254
2016-03-16 2016-03-14 4 AWR AMERICAN STATES WATER CO
Common Shares 		A - Award 2,614 20,026 15.01 40.62 106,188 813,467
2016-03-16 2016-03-01 4 AWR AMERICAN STATES WATER CO
Common Shares 		A - Award 13 17,412 0.08 41.98 553 730,960
2016-02-12 2016-02-11 4 AWR AMERICAN STATES WATER CO
Common Shares 		F - Taxes -169 17,399 -0.96 46.38 -7,858 806,963
2016-02-12 2016-02-11 4 AWR AMERICAN STATES WATER CO
Common Shares 		F - Taxes -273 17,568 -1.53 46.38 -12,647 814,821
2016-02-12 2016-02-11 4 AWR AMERICAN STATES WATER CO
Common Shares 		F - Taxes -258 17,841 -1.42 46.38 -11,944 827,468
2016-01-27 2016-01-25 4 AWR AMERICAN STATES WATER CO
Common Shares 		A - Award 1,040 18,099 6.10
2016-01-27 2016-01-25 4 AWR AMERICAN STATES WATER CO
Common Shares 		A - Award 396 11,882 3.45
2016-01-27 2015-12-31 4 AWR AMERICAN STATES WATER CO
Common Shares 		D - Sale to Issuer -3 17,059 -0.02
2016-01-27 2015-12-01 4 AWR AMERICAN STATES WATER CO
Common Shares 		A - Award 16 17,062 0.09 42.01 674 716,761
2016-01-27 2015-09-01 4 AWR AMERICAN STATES WATER CO
Common Shares 		A - Award 18 17,046 0.11 36.95 670 629,836
2016-01-27 2015-06-01 4 AWR AMERICAN STATES WATER CO
Common Shares 		A - Award 16 17,028 0.10 38.61 634 657,432
2015-03-09 2015-03-05 4 AWR AMERICAN STATES WATER CO
Common Shares 		F - Taxes -607 17,011 -3.45 39.16 -23,774 666,154
2015-03-09 2015-03-02 4 AWR AMERICAN STATES WATER CO
Common Shares 		A - Award 24 17,618 0.14 39.65 958 698,562
2015-02-02 2015-01-29 4 AWR AMERICAN STATES WATER CO
Common Shares 		F - Taxes -266 17,594 -1.49 40.40 -10,754 710,799
2015-02-02 2015-01-29 4 AWR AMERICAN STATES WATER CO
Common Shares 		F - Taxes -244 17,860 -1.35 40.40 -9,852 721,553
2015-01-28 2015-01-27 4 AWR AMERICAN STATES WATER CO
Common Shares 		A - Award 832 11,487 7.81
2015-01-28 2015-01-26 4 AWR AMERICAN STATES WATER CO
Common Shares 		A - Award 1,147 18,104 6.76
2015-01-28 2014-12-01 4 AWR AMERICAN STATES WATER CO
Common Shares 		A - Award 28 16,957 0.16 34.31 956 581,797
2015-01-28 2014-09-02 4 AWR AMERICAN STATES WATER CO
Common Shares 		A - Award 29 16,929 0.17 32.26 950 546,136
2015-01-28 2014-06-02 4 AWR AMERICAN STATES WATER CO
Common Shares 		A - Award 30 16,900 0.18 29.90 897 505,303
2014-03-06 2014-03-04 4 AWR AMERICAN STATES WATER CO
Common Shares 		F - Taxes -580 16,870 -3.33 30.02 -17,422 506,430
2014-03-06 2014-03-03 4 AWR AMERICAN STATES WATER CO
Common Shares 		A - Award 39 17,450 0.23 30.02 1,186 523,852
2014-02-07 2014-02-05 4 AWR AMERICAN STATES WATER CO
Common Shares 		F - Taxes -707 17,411 -3.90 27.74 -19,617 482,970
2014-02-07 2014-02-05 4 AWR AMERICAN STATES WATER CO
Common Shares 		F - Taxes -238 18,118 -1.30 27.74 -6,610 502,587
2014-01-30 2014-01-28 4 AWR AMERICAN STATES WATER CO
Common Shares 		A - Award 5,436 10,655 104.17
2014-01-30 2014-01-28 4 AWR AMERICAN STATES WATER CO
Common Shares 		A - Award 1,797 18,356 10.85
2014-01-30 2013-12-02 4 AWR AMERICAN STATES WATER CO
Common Shares 		A - Award 45 16,559 0.27 27.71 1,249 458,851
2014-01-30 2013-09-03 4 AWR AMERICAN STATES WATER CO
Common Shares 		A - Award 8,257 16,514 100.00
2014-01-30 2013-09-03 4 AWR AMERICAN STATES WATER CO
Common Shares 		D - Sale to Issuer -5 8,257 -0.06
2014-01-30 2013-09-03 4 AWR AMERICAN STATES WATER CO
Common Shares 		A - Award 24 8,262 0.29 51.69 1,239 427,072
2014-01-30 2013-06-01 4 AWR AMERICAN STATES WATER CO
Common Shares 		A - Award 20 8,238 0.25 53.13 1,079 437,696
2013-03-06 2013-03-04 4 AWR AMERICAN STATES WATER CO
Common Shares 		F - Taxes -270 8,218 -3.18 53.71 -14,504 441,383
2013-03-06 2013-03-01 4 AWR AMERICAN STATES WATER CO
Common Shares 		A - Award 25 8,488 0.29 53.71 1,323 455,887
2013-02-05 2013-02-01 4 AWR AMERICAN STATES WATER CO
Common Shares 		F - Taxes -268 8,463 -3.07 50.55 -13,560 427,820
2013-02-04 2013-01-31 4 AWR AMERICAN STATES WATER CO
Common Shares 		F - Taxes -333 8,732 -3.68 50.78 -16,935 443,388
2013-01-31 2013-01-29 4 AWR AMERICAN STATES WATER CO
Common Shares 		A - Award 229 5,219 4.58
2013-01-31 2013-01-29 4 AWR AMERICAN STATES WATER CO
Common Shares 		A - Award 800 9,065 9.68
2013-01-31 2012-12-01 4 AWR AMERICAN STATES WATER CO
Common Shares 		A - Award 33 8,265 0.40 45.50 1,514 376,059
2013-01-31 2012-09-01 4 AWR AMERICAN STATES WATER CO
Common Shares 		A - Award 34 8,232 0.42 43.58 1,502 358,741
2012-08-28 2012-08-24 4 AWR AMERICAN STATES WATER CO
Common Shares 		S - Sale -200 8,197 -2.38 44.17 -8,834 362,076
2012-08-28 2012-08-24 4 AWR AMERICAN STATES WATER CO
Common Shares 		S - Sale -200 8,397 -2.33 44.16 -8,832 370,826
2012-08-28 2012-08-24 4 AWR AMERICAN STATES WATER CO
Common Shares 		S - Sale -360 8,597 -4.02 44.15 -15,894 379,572
2012-08-28 2012-08-24 4 AWR AMERICAN STATES WATER CO
Common Shares 		S - Sale -340 8,957 -3.66 44.14 -15,008 395,376
2012-08-28 2012-08-24 4 AWR AMERICAN STATES WATER CO
Common Shares 		S - Sale -300 9,297 -3.13 44.13 -13,239 410,291
2012-08-28 2012-08-24 4 AWR AMERICAN STATES WATER CO
Common Shares 		S - Sale -200 9,597 -2.04 44.11 -8,822 423,338
2012-08-28 2012-08-24 4 AWR AMERICAN STATES WATER CO
Common Shares 		S - Sale -200 9,797 -2.00 44.10 -8,820 432,062
2012-08-28 2012-08-24 4 AWR AMERICAN STATES WATER CO
Common Shares 		S - Sale -200 9,997 -1.96 44.09 -8,818 440,782
2012-08-28 2012-08-24 4 AWR AMERICAN STATES WATER CO
Common Shares 		S - Sale -300 10,197 -2.86 44.08 -13,224 449,498
2012-08-28 2012-08-24 4 AWR AMERICAN STATES WATER CO
Common Shares 		S - Sale -279 10,497 -2.59 44.07 -12,296 462,617
2012-08-28 2012-08-24 4 AWR AMERICAN STATES WATER CO
Common Shares 		S - Sale -21 10,776 -0.19 44.06 -925 474,805
2012-08-28 2012-08-24 4 AWR AMERICAN STATES WATER CO
Common Shares 		S - Sale -279 10,797 -2.52 44.05 -12,290 475,622
2012-08-28 2012-08-24 4 AWR AMERICAN STATES WATER CO
Common Shares 		S - Sale -221 11,076 -1.96 44.04 -9,733 487,801
2012-08-28 2012-08-24 4 AWR AMERICAN STATES WATER CO
Common Shares 		S - Sale -100 11,297 -0.88 44.03 -4,403 497,421
2012-08-28 2012-08-24 4 AWR AMERICAN STATES WATER CO
Common Shares 		S - Sale -100 11,397 -0.87 44.02 -4,402 501,710
2012-08-28 2012-08-24 4 AWR AMERICAN STATES WATER CO
Common Shares 		S - Sale -500 11,497 -4.17 44.01 -22,005 505,997
2012-08-28 2012-08-24 4 AWR AMERICAN STATES WATER CO
Common Shares 		S - Sale -400 11,997 -3.23 44.00 -17,600 527,882
2012-08-28 2012-08-24 4 AWR AMERICAN STATES WATER CO
Common Shares 		S - Sale -200 12,397 -1.59 43.99 -8,798 545,358
2012-08-28 2012-08-24 4 AWR AMERICAN STATES WATER CO
Common Shares 		S - Sale -200 12,597 -1.56 43.98 -8,796 554,030
2012-08-28 2012-08-24 4 AWR AMERICAN STATES WATER CO
Common Shares 		S - Sale -100 12,797 -0.78 43.97 -4,397 562,698
2012-08-28 2012-08-24 4 AWR AMERICAN STATES WATER CO
Common Shares 		S - Sale -400 12,897 -3.01 43.95 -17,580 566,837
2012-08-28 2012-08-24 4 AWR AMERICAN STATES WATER CO
Common Shares 		S - Sale -300 13,297 -2.21 43.94 -13,182 584,284
2012-08-28 2012-08-24 4 AWR AMERICAN STATES WATER CO
Common Shares 		S - Sale -600 13,597 -4.23 43.93 -26,358 597,330
2012-08-28 2012-08-24 4 AWR AMERICAN STATES WATER CO
Common Shares 		S - Sale -100 14,197 -0.70 43.92 -4,392 623,546
2012-08-28 2012-08-24 4 AWR AMERICAN STATES WATER CO
Common Shares 		S - Sale -100 14,297 -0.69 43.90 -4,390 627,652
2012-08-28 2012-08-24 4 AWR AMERICAN STATES WATER CO
Common Shares 		S - Sale -100 14,397 -0.69 43.88 -4,388 631,754
2012-08-28 2012-08-24 4 AWR AMERICAN STATES WATER CO
Common Shares 		S - Sale -200 14,497 -1.36 43.86 -8,772 635,852
2012-08-28 2012-08-24 4 AWR AMERICAN STATES WATER CO
Common Shares 		S - Sale -100 14,697 -0.68 43.85 -4,385 644,477
2012-08-28 2012-08-24 4 AWR AMERICAN STATES WATER CO
Common Shares 		S - Sale -100 14,797 -0.67 43.83 -4,383 648,567
2012-08-28 2012-08-24 4 AWR AMERICAN STATES WATER CO
Common Shares 		S - Sale -500 14,897 -3.25 43.80 -21,900 652,503
2012-08-28 2012-08-24 4 AWR AMERICAN STATES WATER CO
Common Shares 		S - Sale -100 15,397 -0.65 43.79 -4,379 674,249
2012-08-28 2012-08-24 4 AWR AMERICAN STATES WATER CO
Common Shares 		S - Sale -600 15,497 -3.73 43.78 -26,268 678,473
2012-08-28 2012-08-24 4 AWR AMERICAN STATES WATER CO
Common Shares 		S - Sale -600 16,097 -3.59 43.77 -26,262 704,580
2012-08-28 2012-08-24 4 AWR AMERICAN STATES WATER CO
Common Shares 		S - Sale -900 16,697 -5.11 43.76 -39,384 730,675
2012-08-28 2012-08-24 4 AWR AMERICAN STATES WATER CO
Common Shares 		S - Sale -900 17,597 -4.87 43.75 -39,375 769,883
2012-08-28 2012-08-24 4 AWR AMERICAN STATES WATER CO
Common Shares 		S - Sale -600 18,497 -3.14 43.74 -26,244 809,073
2012-08-28 2012-08-24 4 AWR AMERICAN STATES WATER CO
Common Shares 		S - Sale -900 19,097 -4.50 43.73 -39,357 835,126
2012-08-28 2012-08-24 4 AWR AMERICAN STATES WATER CO
Common Shares 		S - Sale -1,000 19,997 -4.76 43.72 -43,720 874,283
2012-08-28 2012-08-24 4 AWR AMERICAN STATES WATER CO
Common Shares 		S - Sale -800 20,997 -3.67 43.71 -34,968 917,793
2012-08-28 2012-08-24 4 AWR AMERICAN STATES WATER CO
Common Shares 		S - Sale -1,100 21,797 -4.80 43.70 -48,070 952,543
2012-08-28 2012-08-24 4 AWR AMERICAN STATES WATER CO
Common Shares 		S - Sale -700 22,897 -2.97 43.69 -30,583 1,000,384
2012-08-28 2012-08-24 4 AWR AMERICAN STATES WATER CO
Common Shares 		S - Sale -600 23,597 -2.48 43.68 -26,208 1,030,731
2012-08-28 2012-08-24 4 AWR AMERICAN STATES WATER CO
Common Shares 		S - Sale -1,100 24,197 -4.35 43.67 -48,037 1,056,697
2012-08-28 2012-08-24 4 AWR AMERICAN STATES WATER CO
Common Shares 		S - Sale -1,200 25,297 -4.53 43.66 -52,392 1,104,481
2012-08-28 2012-08-24 4 AWR AMERICAN STATES WATER CO
Common Shares 		S - Sale -700 26,497 -2.57 43.65 -30,555 1,156,608
2012-08-28 2012-08-24 4 AWR AMERICAN STATES WATER CO
Common Shares 		S - Sale -1,200 27,197 -4.23 43.64 -52,368 1,186,891
2012-08-28 2012-08-24 4 AWR AMERICAN STATES WATER CO
Common Shares 		S - Sale -1,400 28,397 -4.70 43.63 -61,082 1,238,975
2012-08-28 2012-08-24 4 AWR AMERICAN STATES WATER CO
Employee Stock Options (Right to Buy) 		M - Exercise -1,874 0 -100.00
2012-08-28 2012-08-24 4 AWR AMERICAN STATES WATER CO
Employee Stock Options (Right to Buy) 		M - Exercise -6,200 0 -100.00
2012-08-28 2012-08-24 4 AWR AMERICAN STATES WATER CO
Employee Stock Options (Right to Buy) 		M - Exercise -2,887 0 -100.00
2012-08-28 2012-08-24 4 AWR AMERICAN STATES WATER CO
Employee Stock Options (Right to Buy) 		M - Exercise -4,302 0 -100.00
2012-08-28 2012-08-24 4 AWR AMERICAN STATES WATER CO
Employee Stock Options (Right to Buy) 		M - Exercise -4,320 0 -100.00
2012-08-28 2012-08-24 4 AWR AMERICAN STATES WATER CO
Employee Stock Options (Right to Buy) 		M - Exercise -9,075 0 -100.00
2012-08-28 2012-08-24 4 AWR AMERICAN STATES WATER CO
Employee Stock Options (Right to Buy) 		M - Exercise -9,075 0 -100.00
2012-08-28 2012-08-24 4 AWR AMERICAN STATES WATER CO
Common Shares 		S - Sale -600 29,797 -1.97 43.62 -26,172 1,299,759
2012-08-28 2012-08-24 4 AWR AMERICAN STATES WATER CO
Common Shares 		S - Sale -500 30,397 -1.62 43.61 -21,805 1,325,627
2012-08-28 2012-08-24 4 AWR AMERICAN STATES WATER CO
Common Shares 		S - Sale -400 30,897 -1.28 43.60 -17,440 1,347,123
2012-08-28 2012-08-24 4 AWR AMERICAN STATES WATER CO
Common Shares 		S - Sale -200 31,297 -0.63 43.59 -8,718 1,364,250
2012-08-28 2012-08-24 4 AWR AMERICAN STATES WATER CO
Common Shares 		S - Sale -1,200 31,497 -3.67 43.58 -52,296 1,372,653
2012-08-28 2012-08-24 4 AWR AMERICAN STATES WATER CO
Common Shares 		S - Sale -1,300 32,697 -3.82 43.57 -56,641 1,424,622
2012-08-28 2012-08-24 4 AWR AMERICAN STATES WATER CO
Common Shares 		S - Sale -1,300 33,997 -3.68 43.56 -56,628 1,480,923
2012-08-28 2012-08-24 4 AWR AMERICAN STATES WATER CO
Common Shares 		S - Sale -1,100 35,297 -3.02 43.55 -47,905 1,537,198
2012-08-28 2012-08-24 4 AWR AMERICAN STATES WATER CO
Common Shares 		S - Sale -1,200 36,397 -3.19 43.54 -52,248 1,584,739
2012-08-28 2012-08-24 4 AWR AMERICAN STATES WATER CO
Common Shares 		S - Sale -1,200 37,597 -3.09 43.53 -52,236 1,636,611
2012-08-28 2012-08-24 4 AWR AMERICAN STATES WATER CO
Common Shares 		S - Sale -1,400 38,797 -3.48 43.52 -60,928 1,688,459
2012-08-28 2012-08-24 4 AWR AMERICAN STATES WATER CO
Common Shares 		S - Sale -1,904 40,197 -4.52 43.51 -82,843 1,748,985
2012-08-28 2012-08-24 4 AWR AMERICAN STATES WATER CO
Common Shares 		S - Sale -2,296 42,101 -5.17 43.50 -99,876 1,831,407
2012-08-28 2012-08-24 4 AWR AMERICAN STATES WATER CO
Common Shares 		S - Sale -100 44,397 -0.22 43.49 -4,349 1,930,839
2012-08-28 2012-08-24 4 AWR AMERICAN STATES WATER CO
Common Shares 		S - Sale -300 44,497 -0.67 43.48 -13,044 1,934,743
2012-08-28 2012-08-24 4 AWR AMERICAN STATES WATER CO
Common Shares 		S - Sale -100 44,797 -0.22 43.42 -4,342 1,945,100
2012-08-28 2012-08-24 4 AWR AMERICAN STATES WATER CO
Common Shares 		S - Sale -100 44,897 -0.22 43.41 -4,341 1,948,993
2012-08-28 2012-08-24 4 AWR AMERICAN STATES WATER CO
Common Shares 		S - Sale -424 44,997 -0.93 43.40 -18,402 1,952,884
2012-08-28 2012-08-24 4 AWR AMERICAN STATES WATER CO
Common Shares 		S - Sale -100 45,421 -0.22 43.39 -4,339 1,970,831
2012-08-28 2012-08-24 4 AWR AMERICAN STATES WATER CO
Common Shares 		S - Sale -200 45,521 -0.44 43.38 -8,676 1,974,715
2012-08-28 2012-08-24 4 AWR AMERICAN STATES WATER CO
Common Shares 		S - Sale -109 45,721 -0.24 43.36 -4,726 1,982,476
2012-08-28 2012-08-24 4 AWR AMERICAN STATES WATER CO
Common Shares 		S - Sale -100 45,830 -0.22 43.35 -4,335 1,986,744
2012-08-28 2012-08-24 4 AWR AMERICAN STATES WATER CO
Common Shares 		M - Exercise 1,874 45,930 4.25 33.36 62,517 1,532,235
2012-08-28 2012-08-24 4 AWR AMERICAN STATES WATER CO
Common Shares 		M - Exercise 6,200 44,056 16.38 34.57 214,334 1,523,027
2012-08-28 2012-08-24 4 AWR AMERICAN STATES WATER CO
Common Shares 		M - Exercise 2,887 37,856 8.26 34.11 98,476 1,291,279
2012-08-28 2012-08-24 4 AWR AMERICAN STATES WATER CO
Common Shares 		M - Exercise 4,302 34,969 14.03 38.62 166,143 1,350,515
2012-08-28 2012-08-24 4 AWR AMERICAN STATES WATER CO
Common Shares 		M - Exercise 4,320 30,667 16.40 33.73 145,714 1,034,409
2012-08-28 2012-08-24 4 AWR AMERICAN STATES WATER CO
Common Shares 		M - Exercise 9,075 26,347 52.54 25.92 235,224 682,923
2012-08-28 2012-08-24 4 AWR AMERICAN STATES WATER CO
Common Shares 		M - Exercise 9,075 17,272 110.71 25.55 231,866 441,308
2012-08-28 2012-06-01 4 AWR AMERICAN STATES WATER CO
Common Shares 		A - Award 32 8,197 0.39 36.61 1,175 300,104
2012-03-14 2012-03-01 4 AWR AMERICAN STATES WATER CO
Common Shares 		A - Award 16 8,165 0.20 36.38 585 297,051
2012-03-14 2012-02-15 4 AWR AMERICAN STATES WATER CO
Common Shares 		A - Award 2,093 8,149 34.56
2012-02-02 2012-02-01 4 AWR AMERICAN STATES WATER CO
Common Shares 		A - Award 717 6,056 13.44
2012-02-02 2012-02-01 4 AWR AMERICAN STATES WATER CO
Common Shares 		F - Taxes -240 6,056 -3.82 36.17 -8,695 219,051
2012-02-01 2012-01-31 4 AWR AMERICAN STATES WATER CO
Common Shares 		F - Taxes -308 6,297 -4.67 35.41 -10,915 222,960
2012-02-01 2012-01-30 4 AWR AMERICAN STATES WATER CO
Common Shares 		F - Taxes -188 6,605 -2.77 35.68 -6,703 235,658
2012-02-01 2011-12-01 4 AWR AMERICAN STATES WATER CO
Common Shares 		A - Award 30 6,793 0.45 35.36 1,069 240,188
2012-02-01 2011-09-01 4 AWR AMERICAN STATES WATER CO
Common Shares 		A - Award 30 6,762 0.45 35.03 1,060 236,887
P
Pembelian sekuritas non-derivatif atau derivatif di pasar terbuka atau secara pribadi.
S
Penjualan terbuka atau penjualan pribadi atas sekuritas non-derivatif atau derivatif.
A
Hibah, penghargaan, atau perolehan sekuritas lainnya dari perusahaan (seperti opsi)
C
Konversi turunan
D
Penjualan atau pengalihan sekuritas kembali ke perusahaan.
F
Pembayaran harga pelaksanaan atau kewajiban pajak menggunakan sebagian sekuritas yang diterima dari perusahaan.
G
Pemberian sekuritas oleh atau kepada orang dalam.
K
Swap ekuitas dan transaksi lindung nilai serupa
M
Pelaksanaan atau konversi sekuritas derivatif yang diterima dari perusahaan (seperti opsi)
V
Transaksi yang dilaporkan secara sukarela pada Formulir 4.
J
Lainnya (disertai dengan catatan kaki yang menjelaskan transaksi tersebut)