Oxford Lane Capital Corp. - Preferred Security

Pendahuluan

Halaman ini memberikan analisis komprehensif tentang sejarah perdagangan orang dalam yang diketahui dari Saul B Rosenthal. Orang dalam adalah pejabat, direktur, atau investor signifikan dalam suatu perusahaan. Adalah ilegal bagi orang dalam untuk melakukan perdagangan di perusahaan mereka berdasarkan informasi spesifik yang tidak dipublikasikan. Ini tidak berarti bahwa mereka dilarang melakukan perdagangan apa pun di perusahaan mereka sendiri. Namun, mereka harus melaporkan semua perdagangan kepada SEC melalui Formulir 4. Terlepas dari pembatasan ini, penelitian akademis menunjukkan bahwa orang dalam - secara umum - cenderung mengungguli pasar di perusahaan mereka sendiri.

Rata-rata Profitabilitas Perdagangan

Profitabilitas perdagangan rata-rata adalah pengembalian rata-rata dari semua pembelian pasar terbuka yang dilakukan oleh orang dalam dalam tiga tahun terakhir. Untuk menghitung ini, kami memeriksa setiap pembelian pasar terbuka yang tidak direncanakan yang dilakukan oleh orang dalam, tidak termasuk semua perdagangan yang ditandai sebagai bagian dari rencana perdagangan 10b5-1. Kami kemudian menghitung kinerja rata-rata dari perdagangan tersebut selama 3, 6, dan 12 bulan, dengan merata-ratakan setiap durasi tersebut untuk menghasilkan metrik kinerja akhir untuk setiap perdagangan. Terakhir, kami merata-ratakan semua metrik kinerja untuk menghitung metrik kinerja untuk orang dalam. Daftar ini hanya mencakup orang dalam yang telah melakukan setidaknya tiga perdagangan dalam dua tahun terakhir.

Jika profitabilitas perdagangan orang dalam ini adalah "N/A", maka orang dalam tersebut belum melakukan pembelian di pasar terbuka dalam tiga tahun terakhir, atau perdagangan yang mereka lakukan terlalu baru untuk menghitung metrik kinerja yang andal.

Frekuensi Pembaruan: Setiap Hari

Lihat daftar pedagang dalam perusahaan yang paling menguntungkan.

Lihat Peringkat Tertinggi Orang Dalam
Perusahaan dengan Posisi Orang Dalam yang Dilaporkan

Pengajuan SEC menunjukkan bahwa Saul B Rosenthal telah melaporkan kepemilikan atau perdagangan di perusahaan-perusahaan berikut:

Keamanan Judul Kepemilikan Terakhir yang Dilaporkan
US:OXLC / Oxford Lane Capital Corp. President, Director 5,474,887
President, Director 237,129
US:OXSQ / Oxford Square Capital Corp. President and COO 2,056,776
Cara Membaca Grafik

Grafik berikut menunjukkan kinerja saham sekuritas setelah setiap perdagangan pasar terbuka yang tidak direncanakan yang dilakukan oleh Saul B Rosenthal. Perdagangan yang tidak direncanakan adalah perdagangan yang tidak dilakukan sebagai bagian dari rencana perdagangan 10b5-1. Kinerja saham digambarkan sebagai perubahan persentase kumulatif dalam harga saham. Misalnya, jika perdagangan orang dalam dilakukan pada 1 Januari 2019, grafik akan menunjukkan perubahan persentase harian sekuritas hingga saat ini. Jika harga saham naik dari $10 menjadi $15 selama periode ini, perubahan persentase kumulatif dalam harga saham akan menjadi 50%. Perubahan harga dari $10 menjadi $20 akan menjadi 100%, dan perubahan harga dari $10 menjadi $5 akan menjadi -50%.

Pada akhirnya, kita mencoba menentukan seberapa erat korelasi perdagangan orang dalam dengan pengembalian berlebih (positif atau negatif) pada harga saham untuk melihat apakah orang dalam tersebut mengatur waktu perdagangannya untuk mendapatkan keuntungan dari informasi orang dalam. Pertimbangkan situasi di mana orang dalam melakukan hal ini. Dalam situasi ini, kita akan mengharapkan (a) pengembalian positif setelah pembelian, atau (b) pengembalian negatif setelah penjualan. Dalam kasus (a), grafik PEMBELIAN akan menunjukkan serangkaian kurva yang miring ke atas, menunjukkan pengembalian positif setelah setiap transaksi pembelian. Dalam kasus (b), grafik PENJUALAN akan menunjukkan serangkaian kurva yang miring ke bawah, menunjukkan pengembalian negatif setelah setiap transaksi penjualan.

Namun, ini saja tidak cukup untuk menarik kesimpulan. Jika, misalnya, harga saham perusahaan berada dalam tren kenaikan non-siklikal selama bertahun-tahun, maka kita akan mengharapkan semua plot pasca-pembelian memiliki kemiringan ke atas. Demikian pula, penurunan non-siklikal selama bertahun-tahun akan menghasilkan plot pasca-perdagangan dengan kemiringan ke bawah. Tak satu pun dari grafik ini akan menunjukkan aktivitas perdagangan orang dalam.

Indikator terkuat adalah situasi di mana harga saham sangat siklikal, dan terdapat sinyal positif pada grafik PEMBELIAN dan plot negatif pada grafik PENJUALAN. Situasi ini akan sangat menunjukkan adanya orang dalam yang mengatur waktu perdagangan untuk keuntungan finansial mereka.

Pembelian Orang Dalam OXLCI / Oxford Lane Capital Corp. - Preferred Security - Analisis Keuntungan Jangka Pendek

Pada bagian ini, kami menganalisis profitabilitas setiap pembelian saham oleh orang dalam di pasar terbuka yang tidak direncanakan yang dilakukan di OXLCI / Oxford Lane Capital Corp. - Preferred Security. Analisis ini membantu memahami apakah orang dalam tersebut secara konsisten menghasilkan pengembalian abnormal, dan layak untuk diikuti. Analisis ini dilakukan selama satu tahun setelah setiap transaksi, dan hasilnya bersifat teoritis .

Tabel berikut menunjukkan pembelian pasar terbuka terbaru yang bukan bagian dari rencana perdagangan otomatis.

Tanggal Perdagangan Ticker Orang Dalam Dilaporkan
Saham		 Dilaporkan
Harga		 Disesuaikan
Saham		 Disesuaikan
Harga		 Dasar Biaya Hari-hari menuju
Maksimal		 Harga di
Maksimal		 Maksimal
Keuntungan ($)		 Maksimum Pengembalian (%)
2024-12-17 OXLC ROSENTHAL SAUL B 2,960,000 5.0800 2,960,000 5.0800 15,036,800 55 5.1700 266,400 1.77
2024-05-28 OXLC ROSENTHAL SAUL B 2,315,000 5.4000 2,315,000 5.4000 12,501,000
2024-05-28 OXLC ROSENTHAL SAUL B 2,315,000 5.4000 2,315,000 5.4000 12,501,000
2020-03-18 OXLC ROSENTHAL SAUL B 37,187 2.3609 37,187 2.3609 87,795
2020-03-13 OXLC ROSENTHAL SAUL B 1,700 5.0465 1,700 5.0465 8,579
2020-03-12 OXLC ROSENTHAL SAUL B 31,000 4.9980 31,000 4.9980 154,938
2017-06-22 OXLC ROSENTHAL SAUL B 20,000 9.7900 20,000 9.7900 195,800

Harga yang Disesuaikan adalah harga yang disesuaikan dengan pemisahan saham. Saham yang Disesuaikan adalah saham yang disesuaikan dengan pemisahan saham.

OXLCI / Oxford Lane Capital Corp. - Preferred Security Insider Trades
Penjualan Orang Dalam OXLCI / Oxford Lane Capital Corp. - Preferred Security - Analisis Kerugian Jangka Pendek

Pada bagian ini, kami menganalisis penghindaran kerugian jangka pendek dari setiap penjualan internal pasar terbuka yang tidak direncanakan yang dilakukan di OXLCI / Oxford Lane Capital Corp. - Preferred Security. Pola penghindaran kerugian yang konsisten dapat menunjukkan bahwa transaksi penjualan di masa mendatang dapat memprediksi penurunan harga. Analisis ini berlaku untuk satu tahun setelah setiap perdagangan, dan hasilnya bersifat teoritis .

Tabel berikut menunjukkan penjualan pasar terbuka terbaru yang bukan bagian dari rencana perdagangan otomatis.

Tanggal Perdagangan Ticker Orang Dalam Dilaporkan
Saham		 Dilaporkan
Harga		 Disesuaikan
Saham		 Disesuaikan
Harga		 Dasar Biaya Hari-hari menuju
Menit		 Harga di
Menit		 Kerugian Maksimal
Dihindari ($)		 Kerugian Maksimal
Dihindari (%)
Tidak ada transaksi pasar terbuka tak terduga yang diketahui untuk kombinasi orang dalam dan sekuritas ini.

Harga yang Disesuaikan adalah harga yang disesuaikan dengan pemisahan saham. Saham yang Disesuaikan adalah saham yang disesuaikan dengan pemisahan saham.

OXLCI / Oxford Lane Capital Corp. - Preferred Security Insider Trades
Pembelian Orang Dalam OXSQH / Oxford Square Capital Corp. - Preferred Security - Analisis Keuntungan Jangka Pendek

Pada bagian ini, kami menganalisis profitabilitas setiap pembelian saham oleh orang dalam di pasar terbuka yang tidak direncanakan yang dilakukan di OXLCI / Oxford Lane Capital Corp. - Preferred Security. Analisis ini membantu memahami apakah orang dalam tersebut secara konsisten menghasilkan pengembalian abnormal, dan layak untuk diikuti. Analisis ini dilakukan selama satu tahun setelah setiap transaksi, dan hasilnya bersifat teoritis .

Tabel berikut menunjukkan pembelian pasar terbuka terbaru yang bukan bagian dari rencana perdagangan otomatis.

Tanggal Perdagangan Ticker Orang Dalam Dilaporkan
Saham		 Dilaporkan
Harga		 Disesuaikan
Saham		 Disesuaikan
Harga		 Dasar Biaya Hari-hari menuju
Maksimal		 Harga di
Maksimal		 Maksimal
Keuntungan ($)		 Maksimum Pengembalian (%)
2022-05-27 OXSQ ROSENTHAL SAUL B 1,773 4.0290 1,773 4.0290 7,143 11 4.2900 463 6.48
2022-05-25 OXSQ ROSENTHAL SAUL B 832 4.0000 832 4.0000 3,328
2022-05-24 OXSQ ROSENTHAL SAUL B 4,206 3.9910 4,206 3.9910 16,786
2022-05-23 OXSQ ROSENTHAL SAUL B 749 3.9980 749 3.9980 2,995
2022-05-20 OXSQ ROSENTHAL SAUL B 4,374 3.9930 4,374 3.9930 17,465
2022-05-18 OXSQ ROSENTHAL SAUL B 10,027 4.0850 10,027 4.0850 40,960
2022-05-17 OXSQ ROSENTHAL SAUL B 4,401 4.0770 4,401 4.0770 17,943
2022-05-16 OXSQ ROSENTHAL SAUL B 13,801 4.0280 13,801 4.0280 55,590
2022-05-13 OXSQ ROSENTHAL SAUL B 9,282 3.9770 9,282 3.9770 36,915
2022-05-12 OXSQ ROSENTHAL SAUL B 27,292 3.8930 27,292 3.8930 106,248
2022-05-11 OXSQ ROSENTHAL SAUL B 4,256 3.9820 4,256 3.9820 16,947
2022-05-10 OXSQ ROSENTHAL SAUL B 9,119 3.9990 9,119 3.9990 36,467
2022-05-09 OXSQ ROSENTHAL SAUL B 17,247 3.9760 17,247 3.9760 68,574
2022-05-06 OXSQ ROSENTHAL SAUL B 12,707 4.0870 12,707 4.0870 51,934
2022-05-05 OXSQ ROSENTHAL SAUL B 2,749 4.0940 2,749 4.0940 11,254
2022-05-04 OXSQ ROSENTHAL SAUL B 13,446 4.0770 13,446 4.0770 54,819
2022-05-03 OXSQ ROSENTHAL SAUL B 12,835 4.0460 12,835 4.0460 51,930
2022-05-02 OXSQ ROSENTHAL SAUL B 21,635 4.0000 21,635 4.0000 86,540
2022-03-24 OXSQ ROSENTHAL SAUL B 4,767 4.0973 4,767 4.0973 19,532
2022-03-23 OXSQ ROSENTHAL SAUL B 8,653 4.0897 8,653 4.0897 35,388
2022-03-22 OXSQ ROSENTHAL SAUL B 1,643 4.0968 1,643 4.0968 6,731
2022-03-21 OXSQ ROSENTHAL SAUL B 100 4.0950 100 4.0950 410
2022-03-18 OXSQ ROSENTHAL SAUL B 9,624 4.0539 9,624 4.0539 39,015
2022-03-17 OXSQ ROSENTHAL SAUL B 2,606 4.0102 2,606 4.0102 10,451
2022-03-16 OXSQ ROSENTHAL SAUL B 9,727 3.9863 9,727 3.9863 38,775
2022-03-14 OXSQ ROSENTHAL SAUL B 6,750 3.9643 6,750 3.9643 26,759
2022-03-11 OXSQ ROSENTHAL SAUL B 6,600 3.9647 6,600 3.9647 26,167
2022-03-10 OXSQ ROSENTHAL SAUL B 9,125 3.9281 9,125 3.9281 35,844
2022-03-09 OXSQ ROSENTHAL SAUL B 5,744 3.9894 5,744 3.9894 22,915
2021-12-22 OXSQ ROSENTHAL SAUL B 7,835 3.9716 7,835 3.9716 31,117
2021-12-21 OXSQ ROSENTHAL SAUL B 10,337 3.8695 10,337 3.8695 39,999
2021-12-20 OXSQ ROSENTHAL SAUL B 12,679 3.8230 12,679 3.8230 48,472
2021-12-17 OXSQ ROSENTHAL SAUL B 5,316 3.9202 5,316 3.9202 20,840
2021-09-23 OXSQ ROSENTHAL SAUL B 12,500 4.0877 12,500 4.0877 51,096
2021-09-22 OXSQ ROSENTHAL SAUL B 700 4.0796 700 4.0796 2,856
2021-09-21 OXSQ ROSENTHAL SAUL B 3,951 4.0688 3,951 4.0688 16,076
2021-09-20 OXSQ ROSENTHAL SAUL B 1,115 4.0271 1,115 4.0271 4,490
2021-08-19 OXSQ ROSENTHAL SAUL B 1,650 4.1994 1,650 4.1994 6,929
2019-12-04 OXSQ ROSENTHAL SAUL B 3,699 5.2951 3,699 5.2951 19,587
2019-12-03 OXSQ ROSENTHAL SAUL B 21,645 5.2639 21,645 5.2639 113,937
2019-12-02 OXSQ ROSENTHAL SAUL B 10,400 5.2801 10,400 5.2801 54,913
2019-11-29 OXSQ ROSENTHAL SAUL B 7,797 5.2325 7,797 5.2325 40,798
2019-11-27 OXSQ ROSENTHAL SAUL B 5,200 5.1715 5,200 5.1715 26,892
2018-04-17 OXSQ ROSENTHAL SAUL B 110 6.1300 110 6.1300 671
2018-04-16 OXSQ ROSENTHAL SAUL B 1,204 6.1356 1,204 6.1356 7,384
2018-04-13 OXSQ ROSENTHAL SAUL B 778 6.1232 778 6.1232 4,764
2018-04-12 OXSQ ROSENTHAL SAUL B 230 6.1300 230 6.1300 1,410
2018-04-11 OXSQ ROSENTHAL SAUL B 180 6.1079 180 6.1079 1,102
2018-04-06 OXSQ ROSENTHAL SAUL B 322 6.1993 322 6.1993 1,999
2018-04-03 OXSQ ROSENTHAL SAUL B 1,816 6.1874 1,816 6.1874 11,239
2018-04-02 OXSQ ROSENTHAL SAUL B 2,188 6.1229 2,188 6.1229 13,394
2018-03-29 OXSQ ROSENTHAL SAUL B 3,308 6.1403 3,308 6.1403 20,315
2018-03-28 OXSQ ROSENTHAL SAUL B 3,930 6.0323 3,930 6.0323 23,707
2018-03-27 OXSQ ROSENTHAL SAUL B 5,054 5.9911 5,054 5.9911 30,279
2018-03-26 OXSQ ROSENTHAL SAUL B 4,100 6.1482 4,100 6.1482 25,205
2018-03-23 OXSQ ROSENTHAL SAUL B 1,966 6.2077 1,966 6.2077 12,204
2018-03-22 TICC ROSENTHAL SAUL B 3,017 6.1548 3,017 6.1548 18,569
2018-03-21 TICC ROSENTHAL SAUL B 2,569 6.0821 2,569 6.0821 15,625
2018-03-20 TICC ROSENTHAL SAUL B 3,723 6.1328 3,723 6.1328 22,832
2018-03-19 TICC ROSENTHAL SAUL B 6,329 6.0488 6,329 6.0488 38,283
2018-03-16 TICC ROSENTHAL SAUL B 5,906 6.1224 5,906 6.1224 36,162
2018-03-15 TICC ROSENTHAL SAUL B 5,262 6.0828 5,262 6.0828 32,005
2018-03-14 TICC ROSENTHAL SAUL B 5,469 6.2351 5,469 6.2351 34,100
2018-03-13 TICC ROSENTHAL SAUL B 5,360 6.2467 5,360 6.2467 33,479
2018-03-12 TICC ROSENTHAL SAUL B 4,234 6.3620 4,234 6.3620 26,937
2018-03-09 TICC ROSENTHAL SAUL B 4,338 6.3768 4,338 6.3768 27,659
2018-03-08 TICC ROSENTHAL SAUL B 3,282 6.3064 3,282 6.3064 20,694
2018-03-07 TICC ROSENTHAL SAUL B 2,855 6.2703 2,855 6.2703 17,902
2018-03-06 TICC ROSENTHAL SAUL B 3,578 6.2554 3,578 6.2554 22,379
2018-03-05 TICC ROSENTHAL SAUL B 4,038 6.1975 4,038 6.1975 25,029
2018-03-02 TICC ROSENTHAL SAUL B 4,402 6.0675 4,402 6.0675 26,709
2018-03-01 TICC ROSENTHAL SAUL B 3,900 6.0753 3,900 6.0753 23,691
2018-02-28 TICC ROSENTHAL SAUL B 5,850 6.0563 5,850 6.0563 35,429
2018-02-27 TICC ROSENTHAL SAUL B 6,604 6.0283 6,604 6.0283 39,811
2018-02-26 TICC ROSENTHAL SAUL B 3,688 5.8799 3,688 5.8799 21,685
2018-02-23 TICC ROSENTHAL SAUL B 2,967 5.7589 2,967 5.7589 17,087
2018-02-22 TICC ROSENTHAL SAUL B 1,619 5.7140 1,619 5.7140 9,251
2018-02-21 TICC ROSENTHAL SAUL B 3,320 5.6988 3,320 5.6988 18,917
2018-02-20 TICC ROSENTHAL SAUL B 5,486 5.6435 5,486 5.6435 30,963
2018-02-16 TICC ROSENTHAL SAUL B 3,688 5.6784 3,688 5.6784 20,939
2018-02-15 TICC ROSENTHAL SAUL B 3,374 5.6985 3,374 5.6985 19,224
2018-02-14 TICC ROSENTHAL SAUL B 2,744 5.6472 2,744 5.6472 15,496
2018-02-13 TICC ROSENTHAL SAUL B 3,739 5.5973 3,739 5.5973 20,928
2018-02-12 TICC ROSENTHAL SAUL B 7,360 5.5084 7,360 5.5084 40,539
2018-02-09 TICC ROSENTHAL SAUL B 4,301 5.5016 4,301 5.5016 23,662
2018-02-08 TICC ROSENTHAL SAUL B 4,889 5.5355 4,889 5.5355 27,063
2017-12-21 TICC ROSENTHAL SAUL B 6,736 5.8391 6,736 5.8391 39,335
2017-12-20 TICC ROSENTHAL SAUL B 8,086 5.8313 8,086 5.8313 47,152
2017-12-19 TICC ROSENTHAL SAUL B 600 5.7479 600 5.7479 3,452
2017-12-18 TICC ROSENTHAL SAUL B 31,161 5.8112 31,161 5.8112 181,083
2017-12-15 TICC ROSENTHAL SAUL B 8,498 5.8442 8,498 5.8442 49,664
2017-12-13 TICC ROSENTHAL SAUL B 4,445 5.9442 4,445 5.9442 26,422
2017-12-12 TICC ROSENTHAL SAUL B 22,737 6.0759 22,737 6.0759 138,148
2017-12-11 TICC ROSENTHAL SAUL B 450 6.1000 450 6.1000 2,745
2017-11-22 TICC ROSENTHAL SAUL B 20 6.1000 20 6.1000 122
2017-11-21 TICC ROSENTHAL SAUL B 1,050 6.0890 1,050 6.0890 6,393
2017-11-20 TICC ROSENTHAL SAUL B 1,869 6.0832 1,869 6.0832 11,370
2017-11-17 TICC ROSENTHAL SAUL B 2,242 6.0574 2,242 6.0574 13,584
2017-11-16 TICC ROSENTHAL SAUL B 2,956 6.0684 2,956 6.0684 17,938
2017-11-15 TICC ROSENTHAL SAUL B 8,484 6.0252 8,484 6.0252 51,121
2017-11-14 TICC ROSENTHAL SAUL B 4,128 6.0353 4,128 6.0353 24,917
2017-11-13 TICC ROSENTHAL SAUL B 12,916 6.0215 12,916 6.0215 77,771
2017-11-08 TICC ROSENTHAL SAUL B 5,835 5.9858 5,835 5.9858 34,927
2017-11-07 TICC ROSENTHAL SAUL B 21,050 5.9880 21,050 5.9880 126,047
2017-11-06 TICC ROSENTHAL SAUL B 26,431 5.8477 26,431 5.8477 154,561
2017-09-01 TICC ROSENTHAL SAUL B 732 6.6811 732 6.6811 4,891
2017-08-31 TICC ROSENTHAL SAUL B 800 6.6962 800 6.6962 5,357
2017-08-30 TICC ROSENTHAL SAUL B 5,076 6.6725 5,076 6.6725 33,873
2017-08-29 TICC ROSENTHAL SAUL B 960 6.6976 960 6.6976 6,433
2017-08-28 TICC ROSENTHAL SAUL B 3,645 6.6915 3,645 6.6915 24,391
2017-08-25 TICC ROSENTHAL SAUL B 3,091 6.6866 3,091 6.6866 20,668
2017-08-24 TICC ROSENTHAL SAUL B 3,438 6.6914 3,438 6.6914 23,005
2017-08-23 TICC ROSENTHAL SAUL B 1,120 6.6875 1,120 6.6875 7,493
2017-08-22 TICC ROSENTHAL SAUL B 4,422 6.6814 4,422 6.6814 29,548
2017-08-21 TICC ROSENTHAL SAUL B 5,150 6.6479 5,150 6.6479 34,237
2017-08-18 TICC ROSENTHAL SAUL B 448 6.6500 448 6.6500 2,983
2017-08-14 TICC ROSENTHAL SAUL B 2,622 6.6246 2,622 6.6246 17,366
2017-08-11 TICC ROSENTHAL SAUL B 9,489 6.5814 9,489 6.5814 62,451
2017-08-10 TICC ROSENTHAL SAUL B 5,042 6.6431 5,042 6.6431 33,498
2016-06-20 TICC ROSENTHAL SAUL B 28,600 5.4560 28,600 5.4560 156,042
2016-06-17 TICC ROSENTHAL SAUL B 40,200 5.4380 40,200 5.4380 218,608
2016-06-16 TICC ROSENTHAL SAUL B 34,136 5.3520 34,136 5.3520 182,696
2016-06-15 TICC ROSENTHAL SAUL B 40,360 5.3860 40,360 5.3860 217,379
2016-06-14 TICC ROSENTHAL SAUL B 40,360 5.4290 40,360 5.4290 219,114
2016-06-06 TICC ROSENTHAL SAUL B 14,400 5.7390 14,400 5.7390 82,642
2016-06-03 TICC ROSENTHAL SAUL B 120,000 5.6400 120,000 5.6400 676,800
2016-06-02 TICC ROSENTHAL SAUL B 27,320 5.6080 27,320 5.6080 153,211
2016-06-01 TICC ROSENTHAL SAUL B 27,320 5.6480 27,320 5.6480 154,303
2016-05-31 TICC ROSENTHAL SAUL B 27,320 5.6460 27,320 5.6460 154,249
2016-05-27 TICC ROSENTHAL SAUL B 23,880 5.6500 23,880 5.6500 134,922
2016-05-26 TICC ROSENTHAL SAUL B 23,880 5.6670 23,880 5.6670 135,328
2016-05-25 TICC ROSENTHAL SAUL B 23,880 5.6660 23,880 5.6660 135,304
2016-05-24 TICC ROSENTHAL SAUL B 23,880 5.5950 23,880 5.5950 133,609
2016-05-23 TICC ROSENTHAL SAUL B 23,880 5.3940 23,880 5.3940 128,809
2016-05-20 TICC ROSENTHAL SAUL B 20,160 5.2690 20,160 5.2690 106,223
2016-05-19 TICC ROSENTHAL SAUL B 20,160 5.2850 20,160 5.2850 106,546
2016-05-18 TICC ROSENTHAL SAUL B 20,160 5.4360 20,160 5.4360 109,590
2016-05-17 TICC ROSENTHAL SAUL B 20,160 5.4260 20,160 5.4260 109,388
2016-05-16 TICC ROSENTHAL SAUL B 20,160 5.4360 20,160 5.4360 109,590
2016-05-13 TICC ROSENTHAL SAUL B 13,571 5.3430 13,571 5.3430 72,509
2016-05-12 TICC ROSENTHAL SAUL B 16,680 5.3030 16,680 5.3030 88,454
2016-05-11 TICC ROSENTHAL SAUL B 16,680 5.2370 16,680 5.2370 87,353
2016-05-10 TICC ROSENTHAL SAUL B 16,680 5.0840 16,680 5.0840 84,801
2016-05-09 TICC ROSENTHAL SAUL B 16,680 5.0410 16,680 5.0410 84,084
2016-05-06 TICC ROSENTHAL SAUL B 12,800 5.0170 12,800 5.0170 64,218
2016-05-05 TICC ROSENTHAL SAUL B 12,800 5.0030 12,800 5.0030 64,038
2008-11-12 TICC ROSENTHAL SAUL B 6,040 3.0500 6,040 3.0500 18,422
2008-11-11 TICC ROSENTHAL SAUL B 5,700 3.0200 5,700 3.0200 17,214
2008-11-11 TICC ROSENTHAL SAUL B 2,692 3.0300 2,692 3.0300 8,157
2008-11-11 TICC ROSENTHAL SAUL B 100 3.0400 100 3.0400 304
2008-11-11 TICC ROSENTHAL SAUL B 10,468 3.0500 10,468 3.0500 31,927
2008-09-17 TICC ROSENTHAL SAUL B 13,750 4.6700 13,750 4.6700 64,212
2008-09-17 TICC ROSENTHAL SAUL B 200 4.6750 200 4.6750 935
2008-09-17 TICC ROSENTHAL SAUL B 100 4.6800 100 4.6800 468
2008-09-17 TICC ROSENTHAL SAUL B 6,600 4.6900 6,600 4.6900 30,954
2008-09-17 TICC ROSENTHAL SAUL B 2,200 4.7000 2,200 4.7000 10,340
2008-09-17 TICC ROSENTHAL SAUL B 1,800 4.7050 1,800 4.7050 8,469
2008-09-17 TICC ROSENTHAL SAUL B 350 4.7100 350 4.7100 1,648
2008-06-20 TICC ROSENTHAL SAUL B 9,219 5.1500 9,219 5.1500 47,478
2008-06-20 TICC ROSENTHAL SAUL B 6,179 4.9700 6,179 4.9700 30,710
2008-06-20 TICC ROSENTHAL SAUL B 3,909 5.1000 3,909 5.1000 19,936
2008-06-20 TICC ROSENTHAL SAUL B 2,100 5.1200 2,100 5.1200 10,752
2008-06-20 TICC ROSENTHAL SAUL B 1,500 4.9800 1,500 4.9800 7,470
2008-06-20 TICC ROSENTHAL SAUL B 1,393 5.0000 1,393 5.0000 6,965
2008-06-20 TICC ROSENTHAL SAUL B 500 5.1400 500 5.1400 2,570
2008-06-20 TICC ROSENTHAL SAUL B 100 5.1100 100 5.1100 511
2008-06-20 TICC ROSENTHAL SAUL B 100 4.9900 100 4.9900 499
2007-11-26 TICC ROSENTHAL SAUL B 1,000 10.2100 1,000 10.2100 10,210
2007-11-26 TICC ROSENTHAL SAUL B 4,000 10.2260 4,000 10.2260 40,904

Harga yang Disesuaikan adalah harga yang disesuaikan dengan pemisahan saham. Saham yang Disesuaikan adalah saham yang disesuaikan dengan pemisahan saham.

OXSQH / Oxford Square Capital Corp. - Preferred Security Insider Trades
Penjualan Orang Dalam OXSQH / Oxford Square Capital Corp. - Preferred Security - Analisis Kerugian Jangka Pendek

Pada bagian ini, kami menganalisis penghindaran kerugian jangka pendek dari setiap penjualan internal pasar terbuka yang tidak direncanakan yang dilakukan di OXLCI / Oxford Lane Capital Corp. - Preferred Security. Pola penghindaran kerugian yang konsisten dapat menunjukkan bahwa transaksi penjualan di masa mendatang dapat memprediksi penurunan harga. Analisis ini berlaku untuk satu tahun setelah setiap perdagangan, dan hasilnya bersifat teoritis .

Tabel berikut menunjukkan penjualan pasar terbuka terbaru yang bukan bagian dari rencana perdagangan otomatis.

Tanggal Perdagangan Ticker Orang Dalam Dilaporkan
Saham		 Dilaporkan
Harga		 Disesuaikan
Saham		 Disesuaikan
Harga		 Dasar Biaya Hari-hari menuju
Menit		 Harga di
Menit		 Kerugian Maksimal
Dihindari ($)		 Kerugian Maksimal
Dihindari (%)
Tidak ada transaksi pasar terbuka tak terduga yang diketahui untuk kombinasi orang dalam dan sekuritas ini.

Harga yang Disesuaikan adalah harga yang disesuaikan dengan pemisahan saham. Saham yang Disesuaikan adalah saham yang disesuaikan dengan pemisahan saham.

OXSQH / Oxford Square Capital Corp. - Preferred Security Insider Trades
Sejarah Perdagangan Orang Dalam

Tabel ini menunjukkan daftar lengkap transaksi orang dalam yang dilakukan oleh Saul B Rosenthal sebagaimana diungkapkan kepada Komisi Bursa Efek (Securities Exchange Commission/SEC).

Tanggal File Tanggal Transaksi Formulir Ticker Keamanan Kode 10b5-1 Saham Sisa Saham Persen
Ubah		 Bagikan
Harga		 Tran
Nilai		 Sisa
Nilai
2024-12-17 2024-12-17 4 OXLC Oxford Lane Capital Corp.
Common Stock 		P - Purchase 2,960,000 5,474,887 117.70 5.08 15,036,800 27,812,426
2024-09-24 2024-09-01 4 NONE Oxford Park Income Fund, Inc.
Common Stock 		P - Purchase 112,768 237,129 90.68 27.49 3,100,000 6,518,665
2024-09-24 2024-05-01 4 NONE Oxford Park Income Fund, Inc.
Common Stock 		P - Purchase 84,360 124,360 210.90 28.45 2,400,051 3,538,051
2024-05-29 2024-05-28 4 OXLC Oxford Lane Capital Corp.
Common Stock 		P - Purchase 2,315,000 2,315,000 5.40 12,501,000 12,501,000
2024-05-29 2024-05-28 4 OXLC Oxford Lane Capital Corp.
Common Stock 		P - Purchase 2,315,000 2,315,000 5.40 12,501,000 12,501,000
2023-07-06 2023-06-14 4 OXSQ Oxford Square Capital Corp.
Common Stock, par value $0.01 per share 		X - Other 514,194 2,056,776 33.33 2.66 1,367,756 5,471,024
2023-04-03 3 NONE Oxford Park Income Fund, Inc.
Common Stock 		40,000
2022-05-31 2022-05-27 4 OXSQ Oxford Square Capital Corp.
Common Stock 		P - Purchase 1,773 1,542,582 0.12 4.03 7,143 6,215,063
2022-05-26 2022-05-25 4 OXSQ Oxford Square Capital Corp.
Common Stock 		P - Purchase 832 1,540,809 0.05 4.00 3,328 6,163,236
2022-05-26 2022-05-24 4 OXSQ Oxford Square Capital Corp.
Common Stock 		P - Purchase 4,206 1,539,977 0.27 3.99 16,786 6,146,048
2022-05-23 2022-05-23 4 OXSQ Oxford Square Capital Corp.
Common Stock 		P - Purchase 749 1,535,771 0.05 4.00 2,995 6,140,012
2022-05-23 2022-05-20 4 OXSQ Oxford Square Capital Corp.
Common Stock 		P - Purchase 4,374 1,535,022 0.29 3.99 17,465 6,129,343
2022-05-19 2022-05-18 4 OXSQ Oxford Square Capital Corp.
Common Stock 		P - Purchase 10,027 1,530,648 0.66 4.08 40,960 6,252,697
2022-05-17 2022-05-17 4 OXSQ Oxford Square Capital Corp.
Common Stock 		P - Purchase 4,401 1,520,621 0.29 4.08 17,943 6,199,572
2022-05-17 2022-05-16 4 OXSQ Oxford Square Capital Corp.
Common Stock 		P - Purchase 13,801 1,516,220 0.92 4.03 55,590 6,107,334
2022-05-16 2022-05-13 4 OXSQ Oxford Square Capital Corp.
Common Stock 		P - Purchase 9,282 1,502,419 0.62 3.98 36,915 5,975,120
2022-05-16 2022-05-12 4 OXSQ Oxford Square Capital Corp.
Common Stock 		P - Purchase 27,292 1,493,137 1.86 3.89 106,248 5,812,782
2022-05-12 2022-05-11 4 OXSQ Oxford Square Capital Corp.
Common Stock 		P - Purchase 4,256 1,465,845 0.29 3.98 16,947 5,836,995
2022-05-12 2022-05-10 4 OXSQ Oxford Square Capital Corp.
Common Stock 		P - Purchase 9,119 1,461,589 0.63 4.00 36,467 5,844,894
2022-05-09 2022-05-09 4 OXSQ Oxford Square Capital Corp.
Common Stock 		P - Purchase 17,247 1,452,470 1.20 3.98 68,574 5,775,021
2022-05-09 2022-05-06 4 OXSQ Oxford Square Capital Corp.
Common Stock 		P - Purchase 12,707 1,435,223 0.89 4.09 51,934 5,865,756
2022-05-06 2022-05-05 4 OXSQ Oxford Square Capital Corp.
Common Stock 		P - Purchase 2,749 1,422,516 0.19 4.09 11,254 5,823,781
2022-05-06 2022-05-04 4 OXSQ Oxford Square Capital Corp.
Common Stock 		P - Purchase 13,446 1,419,767 0.96 4.08 54,819 5,788,390
2022-05-04 2022-05-03 4 OXSQ Oxford Square Capital Corp.
Common Stock 		P - Purchase 12,835 1,406,321 0.92 4.05 51,930 5,689,975
2022-05-04 2022-05-02 4 OXSQ Oxford Square Capital Corp.
Common Stock 		P - Purchase 21,635 1,393,486 1.58 4.00 86,540 5,573,944
2022-03-25 2022-03-24 4 OXSQ Oxford Square Capital Corp.
Common Stock 		P - Purchase 4,767 1,371,851 0.35 4.10 19,532 5,620,885
2022-03-25 2022-03-23 4 OXSQ Oxford Square Capital Corp.
Common Stock 		P - Purchase 8,653 1,367,084 0.64 4.09 35,388 5,590,963
2022-03-22 2022-03-22 4 OXSQ Oxford Square Capital Corp.
Common Stock 		P - Purchase 1,643 1,358,431 0.12 4.10 6,731 5,565,220
2022-03-22 2022-03-21 4 OXSQ Oxford Square Capital Corp.
Common Stock 		P - Purchase 100 1,356,788 0.01 4.10 410 5,556,047
2022-03-22 2022-03-18 4 OXSQ Oxford Square Capital Corp.
Common Stock 		P - Purchase 9,624 1,356,688 0.71 4.05 39,015 5,499,877
2022-03-17 2022-03-17 4 OXSQ Oxford Square Capital Corp.
Common Stock 		P - Purchase 2,606 1,347,065 0.19 4.01 10,451 5,402,000
2022-03-17 2022-03-16 4 OXSQ Oxford Square Capital Corp.
Common Stock 		P - Purchase 9,727 1,344,459 0.73 3.99 38,775 5,359,417
2022-03-14 2022-03-14 4 OXSQ Oxford Square Capital Corp.
Common Stock 		P - Purchase 6,750 1,334,732 0.51 3.96 26,759 5,291,278
2022-03-14 2022-03-11 4 OXSQ Oxford Square Capital Corp.
Common Stock 		P - Purchase 6,600 1,327,982 0.50 3.96 26,167 5,265,050
2022-03-11 2022-03-10 4 OXSQ Oxford Square Capital Corp.
Common Stock 		P - Purchase 9,125 1,321,382 0.70 3.93 35,844 5,190,521
2022-03-11 2022-03-09 4 OXSQ Oxford Square Capital Corp.
Common Stock 		P - Purchase 5,744 1,312,257 0.44 3.99 22,915 5,235,118
2021-12-23 2021-12-22 4 OXSQ Oxford Square Capital Corp.
Common Stock 		P - Purchase 7,835 1,306,515 0.60 3.97 31,117 5,188,955
2021-12-23 2021-12-21 4 OXSQ Oxford Square Capital Corp.
Common Stock 		P - Purchase 10,337 1,298,680 0.80 3.87 39,999 5,025,242
2021-12-21 2021-12-20 4 OXSQ Oxford Square Capital Corp.
Common Stock 		P - Purchase 12,679 1,288,343 0.99 3.82 48,472 4,925,335
2021-12-21 2021-12-17 4 OXSQ Oxford Square Capital Corp.
Common Stock 		P - Purchase 5,316 1,275,664 0.42 3.92 20,840 5,000,858
2021-09-24 2021-09-23 4 OXSQ Oxford Square Capital Corp.
Common Stock 		P - Purchase 12,500 1,270,348 0.99 4.09 51,096 5,192,802
2021-09-24 2021-09-22 4 OXSQ Oxford Square Capital Corp.
Common Stock 		P - Purchase 700 1,257,848 0.06 4.08 2,856 5,131,517
2021-09-22 2021-09-21 4 OXSQ Oxford Square Capital Corp.
Common Stock 		P - Purchase 3,951 1,257,148 0.32 4.07 16,076 5,115,084
2021-09-22 2021-09-20 4 OXSQ Oxford Square Capital Corp.
Common Stock 		P - Purchase 1,115 1,253,197 0.09 4.03 4,490 5,046,750
2021-08-23 2021-08-19 4 OXSQ Oxford Square Capital Corp.
Common Stock 		P - Purchase 1,650 1,252,082 0.13 4.20 6,929 5,257,993
2020-03-18 2020-03-18 4 OXLC Oxford Lane Capital Corp.
Common Stock 		P - Purchase 37,187 199,887 22.86 2.36 87,795 471,913
2020-03-16 2020-03-13 4 OXLC Oxford Lane Capital Corp.
Common Stock 		P - Purchase 1,700 162,700 1.06 5.05 8,579 821,066
2020-03-16 2020-03-12 4 OXLC Oxford Lane Capital Corp.
7.50% Series 2023 Term Preferred Stock 		J - Other -14,011 28,211 -33.18 25.06 -351,076 706,889
2020-03-16 2020-03-12 4 OXLC Oxford Lane Capital Corp.
Common Stock 		P - Purchase 31,000 161,000 23.85 5.00 154,938 804,678
2019-12-04 2019-12-04 4 OXSQ Oxford Square Capital Corp.
Common Stock 		P - Purchase 3,699 1,250,432 0.30 5.30 19,587 6,621,162
2019-12-04 2019-12-03 4 OXSQ Oxford Square Capital Corp.
Common Stock 		P - Purchase 21,645 1,246,733 1.77 5.26 113,937 6,562,678
2019-12-04 2019-12-02 4 OXSQ Oxford Square Capital Corp.
Common Stock 		P - Purchase 10,400 1,225,088 0.86 5.28 54,913 6,468,587
2019-12-02 2019-11-29 4 OXSQ Oxford Square Capital Corp.
Common Stock 		P - Purchase 7,797 1,214,688 0.65 5.23 40,798 6,355,855
2019-12-02 2019-11-27 4 OXSQ Oxford Square Capital Corp.
Common Stock 		P - Purchase 5,200 1,206,891 0.43 5.17 26,892 6,241,437
2019-11-26 2019-11-25 4 OXLC Oxford Lane Capital Corp.
7.50% Series 2023 Term Preferred Stock 		P - Purchase 20,000 42,222 90.00 25.48 509,604 1,075,825
2018-04-18 2018-04-17 4 OXSQ Oxford Square Capital Corp.
Common stock, $0.01 par value 		P - Purchase 110 1,202,236 0.01 6.13 671 7,369,707
2018-04-18 2018-04-16 4 OXSQ Oxford Square Capital Corp.
Common stock, $0.01 par value 		P - Purchase 1,204 1,202,110 0.10 6.14 7,384 7,375,663
2018-04-13 2018-04-13 4 OXSQ Oxford Square Capital Corp.
Common stock, $0.01 par value 		P - Purchase 778 1,200,906 0.06 6.12 4,764 7,353,388
2018-04-13 2018-04-12 4 OXSQ Oxford Square Capital Corp.
Common stock, $0.01 par value 		P - Purchase 230 1,200,128 0.02 6.13 1,410 7,356,785
2018-04-13 2018-04-11 4 OXSQ Oxford Square Capital Corp.
Common stock, $0.01 par value 		P - Purchase 180 1,199,898 0.02 6.11 1,102 7,328,857
2018-04-10 2018-04-06 4 OXSQ Oxford Square Capital Corp.
Common stock, $0.01 par value 		P - Purchase 322 1,199,718 0.03 6.20 1,999 7,437,409
2018-04-04 2018-04-03 4 OXSQ Oxford Square Capital Corp.
Common stock, $0.01 par value 		P - Purchase 1,816 1,199,395 0.15 6.19 11,239 7,421,137
2018-04-04 2018-04-02 4 OXSQ Oxford Square Capital Corp.
Common stock, $0.01 par value 		P - Purchase 2,188 1,197,578 0.18 6.12 13,394 7,332,653
2018-03-29 2018-03-29 4 OXSQ Oxford Square Capital Corp.
Common stock, $0.01 par value 		P - Purchase 3,308 1,195,391 0.28 6.14 20,315 7,340,059
2018-03-29 2018-03-28 4 OXSQ Oxford Square Capital Corp.
Common stock, $0.01 par value 		P - Purchase 3,930 1,192,082 0.33 6.03 23,707 7,190,999
2018-03-27 2018-03-27 4 OXSQ Oxford Square Capital Corp.
Common stock, $0.01 par value 		P - Purchase 5,054 1,188,152 0.43 5.99 30,279 7,118,340
2018-03-27 2018-03-26 4 OXSQ Oxford Square Capital Corp.
Common stock, $0.01 par value 		P - Purchase 4,100 1,183,098 0.35 6.15 25,205 7,273,926
2018-03-27 2018-03-23 4 OXSQ Oxford Square Capital Corp.
Common stock, $0.01 par value 		P - Purchase 1,966 1,178,999 0.17 6.21 12,204 7,318,872
2018-03-22 2018-03-22 4 TICC Oxford Square Capital Corp.
Common stock, $0.01 par value 		P - Purchase 3,017 1,177,033 0.26 6.15 18,569 7,244,403
2018-03-22 2018-03-21 4 TICC Oxford Square Capital Corp.
Common stock, $0.01 par value 		P - Purchase 2,569 1,174,016 0.22 6.08 15,625 7,140,483
2018-03-22 2018-03-20 4 TICC Oxford Square Capital Corp.
Common stock, $0.01 par value 		P - Purchase 3,723 1,171,447 0.32 6.13 22,832 7,184,250
2018-03-19 2018-03-19 4 TICC Oxford Street Capital Corp.
Common stock, $0.01 par value 		P - Purchase 6,329 1,167,724 0.54 6.05 38,283 7,063,329
2018-03-19 2018-03-16 4 TICC Oxford Street Capital Corp.
Common stock, $0.01 par value 		P - Purchase 5,906 1,161,395 0.51 6.12 36,162 7,110,525
2018-03-19 2018-03-15 4 TICC Oxford Street Capital Corp.
Common stock, $0.01 par value 		P - Purchase 5,262 1,155,488 0.46 6.08 32,005 7,028,605
2018-03-14 2018-03-14 4 TICC TICC Capital Corp.
Common stock, $0.01 par value 		P - Purchase 5,469 1,150,227 0.48 6.24 34,100 7,171,780
2018-03-14 2018-03-13 4 TICC TICC Capital Corp.
Common stock, $0.01 par value 		P - Purchase 5,360 1,144,758 0.47 6.25 33,479 7,150,960
2018-03-14 2018-03-12 4 TICC TICC Capital Corp.
Common stock, $0.01 par value 		P - Purchase 4,234 1,139,398 0.37 6.36 26,937 7,248,853
2018-03-09 2018-03-09 4 TICC TICC Capital Corp.
Common stock, $0.01 par value 		P - Purchase 4,338 1,135,164 0.38 6.38 27,659 7,238,717
2018-03-09 2018-03-08 4 TICC TICC Capital Corp.
Common stock, $0.01 par value 		P - Purchase 3,282 1,130,827 0.29 6.31 20,694 7,131,447
2018-03-09 2018-03-07 4 TICC TICC Capital Corp.
Common stock, $0.01 par value 		P - Purchase 2,855 1,127,546 0.25 6.27 17,902 7,070,049
2018-03-06 2018-03-06 4 TICC TICC Capital Corp.
Common stock, $0.01 par value 		P - Purchase 3,578 1,124,690 0.32 6.26 22,379 7,035,389
2018-03-06 2018-03-05 4 TICC TICC Capital Corp.
Common stock, $0.01 par value 		P - Purchase 4,038 1,121,113 0.36 6.20 25,029 6,948,098
2018-03-06 2018-03-02 4 TICC TICC Capital Corp.
Common stock, $0.01 par value 		P - Purchase 4,402 1,117,074 0.40 6.07 26,709 6,777,850
2018-03-01 2018-03-01 4 TICC TICC Capital Corp.
Common stock, $0.01 par value 		P - Purchase 3,900 1,113,032 0.35 6.08 23,691 6,762,006
2018-03-01 2018-02-28 4 TICC TICC Capital Corp.
Common stock, $0.01 par value 		P - Purchase 5,850 1,109,133 0.53 6.06 35,429 6,717,242
2018-03-01 2018-02-27 4 TICC TICC Capital Corp.
Common stock, $0.01 par value 		P - Purchase 6,604 1,103,283 0.60 6.03 39,811 6,650,921
2018-02-26 2018-02-26 4 TICC TICC Capital Corp.
Common stock, $0.01 par value 		P - Purchase 3,688 1,096,679 0.34 5.88 21,685 6,448,363
2018-02-26 2018-02-23 4 TICC TICC Capital Corp.
Common stock, $0.01 par value 		P - Purchase 2,967 1,092,991 0.27 5.76 17,087 6,294,426
2018-02-26 2018-02-22 4 TICC TICC Capital Corp.
Common stock, $0.01 par value 		P - Purchase 1,619 1,090,024 0.15 5.71 9,251 6,228,397
2018-02-21 2018-02-21 4 TICC TICC Capital Corp.
Common stock, $0.01 par value 		P - Purchase 3,320 1,088,405 0.31 5.70 18,917 6,202,602
2018-02-21 2018-02-20 4 TICC TICC Capital Corp.
Common stock, $0.01 par value 		P - Purchase 5,486 1,085,086 0.51 5.64 30,963 6,123,680
2018-02-21 2018-02-16 4 TICC TICC Capital Corp.
Common stock, $0.01 par value 		P - Purchase 3,688 1,079,599 0.34 5.68 20,939 6,130,395
2018-02-15 2018-02-15 4 TICC TICC Capital Corp.
Common stock, $0.01 par value 		P - Purchase 3,374 1,075,912 0.31 5.70 19,224 6,131,082
2018-02-15 2018-02-14 4 TICC TICC Capital Corp.
Common stock, $0.01 par value 		P - Purchase 2,744 1,072,538 0.26 5.65 15,496 6,056,837
2018-02-15 2018-02-13 4 TICC TICC Capital Corp.
Common stock, $0.01 par value 		P - Purchase 3,739 1,069,794 0.35 5.60 20,928 5,987,958
2018-02-12 2018-02-12 4 TICC TICC Capital Corp.
Common stock, $0.01 par value 		P - Purchase 7,360 1,066,055 0.70 5.51 40,539 5,872,257
2018-02-12 2018-02-09 4 TICC TICC Capital Corp.
Common stock, $0.01 par value 		P - Purchase 4,301 1,058,696 0.41 5.50 23,662 5,824,519
2018-02-12 2018-02-08 4 TICC TICC Capital Corp.
Common stock, $0.01 par value 		P - Purchase 4,889 1,054,394 0.47 5.54 27,063 5,836,601
2017-12-21 2017-12-21 4 TICC TICC Capital Corp.
Common stock, $0.01 par value 		P - Purchase 6,736 1,049,488 0.65 5.84 39,335 6,128,062
2017-12-21 2017-12-20 4 TICC TICC Capital Corp.
Common stock, $0.01 par value 		P - Purchase 8,086 1,042,751 0.78 5.83 47,152 6,080,594
2017-12-19 2017-12-19 4 TICC TICC Capital Corp.
Common stock, $0.01 par value 		P - Purchase 600 1,034,665 0.06 5.75 3,452 5,947,151
2017-12-19 2017-12-18 4 TICC TICC Capital Corp.
Common stock, $0.01 par value 		P - Purchase 31,161 1,034,064 3.11 5.81 181,083 6,009,156
2017-12-19 2017-12-15 4 TICC TICC Capital Corp.
Common stock, $0.01 par value 		P - Purchase 8,498 1,002,904 0.85 5.84 49,664 5,861,169
2017-12-13 2017-12-13 4 TICC TICC Capital Corp.
Common stock, $0.01 par value 		P - Purchase 4,445 994,406 0.45 5.94 26,422 5,910,945
2017-12-13 2017-12-12 4 TICC TICC Capital Corp.
Common stock, $0.01 par value 		P - Purchase 22,737 989,960 2.35 6.08 138,148 6,014,901
2017-12-13 2017-12-11 4 TICC TICC Capital Corp.
Common stock, $0.01 par value 		P - Purchase 450 967,224 0.05 6.10 2,745 5,900,063
2017-11-24 2017-11-22 4 TICC TICC Capital Corp.
Common stock, $0.01 par value 		P - Purchase 20 966,774 0.00 6.10 122 5,897,318
2017-11-24 2017-11-21 4 TICC TICC Capital Corp.
Common stock, $0.01 par value 		P - Purchase 1,050 966,754 0.11 6.09 6,393 5,886,562
2017-11-20 2017-11-20 4 TICC TICC Capital Corp.
Common stock, $0.01 par value 		P - Purchase 1,869 965,704 0.19 6.08 11,370 5,874,568
2017-11-20 2017-11-17 4 TICC TICC Capital Corp.
Common stock, $0.01 par value 		P - Purchase 2,242 963,834 0.23 6.06 13,584 5,838,331
2017-11-20 2017-11-16 4 TICC TICC Capital Corp.
Common stock, $0.01 par value 		P - Purchase 2,956 961,592 0.31 6.07 17,938 5,835,325
2017-11-15 2017-11-15 4 TICC TICC Capital Corp.
Common stock, $0.01 par value 		P - Purchase 8,484 958,636 0.89 6.03 51,121 5,775,974
2017-11-15 2017-11-14 4 TICC TICC Capital Corp.
Common stock, $0.01 par value 		P - Purchase 4,128 950,152 0.44 6.04 24,917 5,734,449
2017-11-15 2017-11-13 4 TICC TICC Capital Corp.
Common stock, $0.01 par value 		P - Purchase 12,916 946,023 1.38 6.02 77,771 5,696,477
2017-11-08 2017-11-08 4 TICC TICC Capital Corp.
Common stock, $0.01 par value 		P - Purchase 5,835 933,108 0.63 5.99 34,927 5,585,395
2017-11-08 2017-11-07 4 TICC TICC Capital Corp.
Common stock, $0.01 par value 		P - Purchase 21,050 927,272 2.32 5.99 126,047 5,552,508
2017-11-08 2017-11-06 4 TICC TICC Capital Corp.
Common stock, $0.01 par value 		P - Purchase 26,431 906,222 3.00 5.85 154,561 5,299,317
2017-09-05 2017-09-01 4 TICC TICC Capital Corp.
Common Stock, $0.01 par value 		P - Purchase 732 879,764 0.08 6.68 4,891 5,877,788
2017-09-05 2017-08-31 4 TICC TICC Capital Corp.
Common Stock, $0.01 par value 		P - Purchase 800 879,032 0.09 6.70 5,357 5,886,171
2017-08-30 2017-08-30 4 TICC TICC Capital Corp.
Common Stock, $0.01 par value 		P - Purchase 5,076 878,232 0.58 6.67 33,873 5,860,000
2017-08-30 2017-08-29 4 TICC TICC Capital Corp.
Common Stock, $0.01 par value 		P - Purchase 960 873,155 0.11 6.70 6,433 5,848,043
2017-08-30 2017-08-28 4 TICC TICC Capital Corp.
Common Stock, $0.01 par value 		P - Purchase 3,645 872,194 0.42 6.69 24,391 5,836,289
2017-08-25 2017-08-25 4 TICC TICC Capital Corp.
Common Stock, $0.01 par value 		P - Purchase 3,091 868,550 0.36 6.69 20,668 5,807,643
2017-08-25 2017-08-24 4 TICC TICC Capital Corp.
Common Stock, $0.01 par value 		P - Purchase 3,438 865,458 0.40 6.69 23,005 5,791,129
2017-08-25 2017-08-23 4 TICC TICC Capital Corp.
Common Stock, $0.01 par value 		P - Purchase 1,120 862,020 0.13 6.69 7,493 5,764,762
2017-08-22 2017-08-22 4 TICC TICC Capital Corp.
Common Stock, $0.01 par value 		P - Purchase 4,422 860,900 0.52 6.68 29,548 5,752,017
2017-08-22 2017-08-21 4 TICC TICC Capital Corp.
Common Stock, $0.01 par value 		P - Purchase 5,150 856,478 0.60 6.65 34,237 5,693,777
2017-08-22 2017-08-18 4 TICC TICC Capital Corp.
Common Stock, $0.01 par value 		P - Purchase 448 851,328 0.05 6.65 2,983 5,661,328
2017-08-14 2017-08-14 4 TICC TICC Capital Corp.
Common Stock, $0.01 par value 		P - Purchase 2,622 850,879 0.31 6.62 17,366 5,636,733
2017-08-14 2017-08-11 4 TICC TICC Capital Corp.
Common Stock, $0.01 par value 		P - Purchase 9,489 848,258 1.13 6.58 62,451 5,582,722
2017-08-14 2017-08-10 4 TICC TICC Capital Corp.
Common Stock, $0.01 par value 		P - Purchase 5,042 838,768 0.60 6.64 33,498 5,572,023
2017-06-23 2017-06-22 4 OXLC Oxford Lane Capital Corp.
Common Stock 		P - Purchase 20,000 130,000 18.18 9.79 195,800 1,272,700
2016-06-21 2016-06-20 4 TICC TICC Capital Corp.
Common stock, $0.01 par value 		P - Purchase 28,600 833,651 3.55 5.46 156,042 4,548,399
2016-06-21 2016-06-17 4 TICC TICC Capital Corp.
Common stock, $0.01 par value 		P - Purchase 40,200 805,051 5.26 5.44 218,608 4,377,866
2016-06-16 2016-06-16 4 TICC TICC Capital Corp.
Common stock, $0.01 par value 		P - Purchase 34,136 764,851 4.67 5.35 182,696 4,093,481
2016-06-16 2016-06-15 4 TICC TICC Capital Corp.
Common stock, $0.01 par value 		P - Purchase 40,360 730,715 5.85 5.39 217,379 3,935,630
2016-06-16 2016-06-14 4 TICC TICC Capital Corp.
Common stock, $0.01 par value 		P - Purchase 40,360 690,355 6.21 5.43 219,114 3,747,936
2016-06-08 2016-06-06 4 TICC TICC Capital Corp.
Common stock, $0.01 par value 		P - Purchase 14,400 649,995 2.27 5.74 82,642 3,730,320
2016-06-03 2016-06-03 4 TICC TICC Capital Corp.
Common stock, $0.01 par value 		P - Purchase 120,000 635,595 23.27 5.64 676,800 3,584,755
2016-06-03 2016-06-02 4 TICC TICC Capital Corp.
Common stock, $0.01 par value 		P - Purchase 27,320 515,595 5.60 5.61 153,211 2,891,456
2016-06-03 2016-06-01 4 TICC TICC Capital Corp.
Common stock, $0.01 par value 		P - Purchase 27,320 488,275 5.93 5.65 154,303 2,757,776
2016-05-31 2016-05-31 4 TICC TICC Capital Corp.
Common stock, $0.01 par value 		P - Purchase 27,320 460,955 6.30 5.65 154,249 2,602,551
2016-05-31 2016-05-27 4 TICC TICC Capital Corp.
Common stock, $0.01 par value 		P - Purchase 23,880 433,635 5.83 5.65 134,922 2,450,037
2016-05-31 2016-05-26 4 TICC TICC Capital Corp.
Common stock, $0.01 par value 		P - Purchase 23,880 409,755 6.19 5.67 135,328 2,322,080
2016-05-25 2016-05-25 4 TICC TICC Capital Corp.
Common stock, $0.01 par value 		P - Purchase 23,880 385,875 6.60 5.67 135,304 2,186,367
2016-05-25 2016-05-24 4 TICC TICC Capital Corp.
Common stock, $0.01 par value 		P - Purchase 23,880 361,995 7.06 5.60 133,609 2,025,361
2016-05-25 2016-05-23 4 TICC TICC Capital Corp.
Common stock, $0.01 par value 		P - Purchase 23,880 338,115 7.60 5.39 128,809 1,823,791
2016-05-20 2016-05-20 4 TICC TICC Capital Corp.
Common stock, $0.01 par value 		P - Purchase 20,160 314,235 6.86 5.27 106,223 1,655,703
2016-05-20 2016-05-19 4 TICC TICC Capital Corp.
Common stock, $0.01 par value 		P - Purchase 20,160 294,075 7.36 5.28 106,546 1,554,185
2016-05-20 2016-05-18 4 TICC TICC Capital Corp.
Common stock, $0.01 par value 		P - Purchase 20,160 273,915 7.94 5.44 109,590 1,489,001
2016-05-17 2016-05-17 4 TICC TICC Capital Corp.
Common stock, $0.01 par value 		P - Purchase 20,160 253,755 8.63 5.43 109,388 1,376,874
2016-05-17 2016-05-16 4 TICC TICC Capital Corp.
Common stock, $0.01 par value 		P - Purchase 20,160 233,595 9.45 5.44 109,590 1,269,821
2016-05-17 2016-05-13 4 TICC TICC Capital Corp.
Common stock, $0.01 par value 		P - Purchase 13,571 213,435 6.79 5.34 72,509 1,140,382
2016-05-12 2016-05-12 4 TICC TICC Capital Corp.
Common stock, $0.01 par value 		P - Purchase 16,680 199,864 9.11 5.30 88,454 1,059,879
2016-05-12 2016-05-11 4 TICC TICC Capital Corp.
Common stock, $0.01 par value 		P - Purchase 16,680 183,184 10.02 5.24 87,353 959,335
2016-05-12 2016-05-10 4 TICC TICC Capital Corp.
Common stock, $0.01 par value 		P - Purchase 16,680 166,504 11.13 5.08 84,801 846,506
2016-05-09 2016-05-09 4 TICC TICC Capital Corp.
Common stock, $0.01 par value 		P - Purchase 16,680 149,824 12.53 5.04 84,084 755,263
2016-05-09 2016-05-06 4 TICC TICC Capital Corp.
Common stock, $0.01 par value 		P - Purchase 12,800 133,144 10.64 5.02 64,218 667,983
2016-05-09 2016-05-05 4 TICC TICC Capital Corp.
Common stock, $0.01 par value 		P - Purchase 12,800 120,344 11.90 5.00 64,038 602,081
2014-03-12 2014-03-11 4 OXLC Oxford Lane Capital Corp.
Common Stock 		X - Other 10,000 110,000 10.00 17.00 170,000 1,870,000
2014-03-12 2014-03-03 4 OXLC Oxford Lane Capital Corp.
Subscription Rights 		X - Other -20,000 0 -100.00
2013-11-18 2013-11-18 4 OXLC Oxford Lane Capital Corp.
7.50% Series 2023 Term Preferred Stock 		P - Purchase 22,222 22,222 22.50 499,995 499,995
2013-02-26 2013-02-25 4 OXLC Oxford Lane Capital Corp.
Common Stock 		X - Other 38,000 100,000 61.29 14.50 551,000 1,450,000
2013-02-26 2013-02-15 4 OXLC Oxford Lane Capital Corp.
Subscription Rights 		X - Other -62,000 0 -100.00
2012-04-30 2012-04-27 4 OXLC Oxford Lane Capital Corp.
Subscription Rights 		X - Other -18,000 0 -100.00
2012-04-30 2012-04-27 4 OXLC Oxford Lane Capital Corp.
Common Stock 		X - Other 18,000 62,000 40.91 13.75 247,500 852,500
2011-01-19 3 OXLC Oxford Lane Capital Corp.
Common Stock 		2,500
2008-11-12 2008-11-12 4 TICC TICC Capital Corp.
Common Stock 		P - Purchase 6,040 87,291 7.43 3.05 18,422 266,238
2008-11-12 2008-11-11 4 TICC TICC Capital Corp.
Common Stock 		P - Purchase 10,468 81,251 14.79 3.05 31,927 247,816
2008-11-12 2008-11-11 4 TICC TICC Capital Corp.
Common Stock 		P - Purchase 100 70,783 0.14 3.04 304 215,180
2008-11-12 2008-11-11 4 TICC TICC Capital Corp.
Common Stock 		P - Purchase 2,692 70,683 3.96 3.03 8,157 214,169
2008-11-12 2008-11-11 4 TICC TICC Capital Corp.
Common Stock 		P - Purchase 5,700 67,991 9.15 3.02 17,214 205,333
2008-09-18 2008-09-17 4 TICC TICC Capital Corp.
Common Stock 		P - Purchase 350 62,279 0.57 4.71 1,648 293,334
2008-09-18 2008-09-17 4 TICC TICC Capital Corp.
Common Stock 		P - Purchase 1,800 61,929 2.99 4.70 8,469 291,376
2008-09-18 2008-09-17 4 TICC TICC Capital Corp.
Common Stock 		P - Purchase 2,200 60,129 3.80 4.70 10,340 282,606
2008-09-18 2008-09-17 4 TICC TICC Capital Corp.
Common Stock 		P - Purchase 6,600 57,929 12.86 4.69 30,954 271,687
2008-09-18 2008-09-17 4 TICC TICC Capital Corp.
Common Stock 		P - Purchase 100 51,329 0.20 4.68 468 240,220
2008-09-18 2008-09-17 4 TICC TICC Capital Corp.
Common Stock 		P - Purchase 200 51,229 0.39 4.68 935 239,496
2008-09-18 2008-09-17 4 TICC TICC Capital Corp.
Common Stock 		P - Purchase 13,750 51,029 36.88 4.67 64,212 238,305
2008-06-24 2008-06-20 4 TICC TICC Capital Corp.
Common Stock 		P - Purchase 100 37,279 0.27 4.99 499 186,022
2008-06-24 2008-06-20 4 TICC TICC Capital Corp.
Common Stock 		P - Purchase 100 37,179 0.27 5.11 511 189,985
2008-06-24 2008-06-20 4 TICC TICC Capital Corp.
Common Stock 		P - Purchase 500 37,079 1.37 5.14 2,570 190,586
2008-06-24 2008-06-20 4 TICC TICC Capital Corp.
Common Stock 		P - Purchase 1,393 36,579 3.96 5.00 6,965 182,895
2008-06-24 2008-06-20 4 TICC TICC Capital Corp.
Common Stock 		P - Purchase 1,500 35,186 4.45 4.98 7,470 175,226
2008-06-24 2008-06-20 4 TICC TICC Capital Corp.
Common Stock 		P - Purchase 2,100 33,686 6.65 5.12 10,752 172,472
2008-06-24 2008-06-20 4 TICC TICC Capital Corp.
Common Stock 		P - Purchase 3,909 31,586 14.12 5.10 19,936 161,089
2008-06-24 2008-06-20 4 TICC TICC Capital Corp.
Common Stock 		P - Purchase 6,179 27,677 28.74 4.97 30,710 137,555
2008-06-24 2008-06-20 4 TICC TICC Capital Corp.
Common Stock 		P - Purchase 9,219 21,498 75.08 5.15 47,478 110,715
2008-06-23 2008-06-13 4/A TICC TICC Capital Corp.
Subscription Rights 		X - Other -9,530 0 -100.00
2008-06-23 2008-06-13 4/A TICC TICC Capital Corp.
Common Stock 		X - Other 2,604 12,279 26.91 5.20 13,541 63,851
2007-11-28 2007-11-26 4 TICC TECHNOLOGY INVESTMENT CAPITAL CORP
Common Stock 		P - Purchase 4,000 9,662 70.65 10.23 40,904 98,804
2007-11-28 2007-11-26 4 TICC TECHNOLOGY INVESTMENT CAPITAL CORP
Common Stock 		P - Purchase 1,000 5,662 21.45 10.21 10,210 57,809
P
Pembelian sekuritas non-derivatif atau derivatif di pasar terbuka atau secara pribadi.
S
Penjualan terbuka atau penjualan pribadi atas sekuritas non-derivatif atau derivatif.
A
Hibah, penghargaan, atau perolehan sekuritas lainnya dari perusahaan (seperti opsi)
C
Konversi turunan
D
Penjualan atau pengalihan sekuritas kembali ke perusahaan.
F
Pembayaran harga pelaksanaan atau kewajiban pajak menggunakan sebagian sekuritas yang diterima dari perusahaan.
G
Pemberian sekuritas oleh atau kepada orang dalam.
K
Swap ekuitas dan transaksi lindung nilai serupa
M
Pelaksanaan atau konversi sekuritas derivatif yang diterima dari perusahaan (seperti opsi)
V
Transaksi yang dilaporkan secara sukarela pada Formulir 4.
J
Lainnya (disertai dengan catatan kaki yang menjelaskan transaksi tersebut)