Barry Sloane - Insider Trading Tracker

NewtekOne, Inc.

US ˙ NasdaqGM ˙ US6525262035

Pendahuluan

Halaman ini memberikan analisis komprehensif tentang sejarah perdagangan orang dalam yang diketahui dari Barry Sloane. Orang dalam adalah pejabat, direktur, atau investor signifikan dalam suatu perusahaan. Adalah ilegal bagi orang dalam untuk melakukan perdagangan di perusahaan mereka berdasarkan informasi spesifik yang tidak dipublikasikan. Ini tidak berarti bahwa mereka dilarang melakukan perdagangan apa pun di perusahaan mereka sendiri. Namun, mereka harus melaporkan semua perdagangan kepada SEC melalui Formulir 4. Terlepas dari pembatasan ini, penelitian akademis menunjukkan bahwa orang dalam - secara umum - cenderung mengungguli pasar di perusahaan mereka sendiri.

Rata-rata Profitabilitas Perdagangan

Profitabilitas perdagangan rata-rata adalah pengembalian rata-rata dari semua pembelian pasar terbuka yang dilakukan oleh orang dalam dalam tiga tahun terakhir. Untuk menghitung ini, kami memeriksa setiap pembelian pasar terbuka yang tidak direncanakan yang dilakukan oleh orang dalam, tidak termasuk semua perdagangan yang ditandai sebagai bagian dari rencana perdagangan 10b5-1. Kami kemudian menghitung kinerja rata-rata dari perdagangan tersebut selama 3, 6, dan 12 bulan, dengan merata-ratakan setiap durasi tersebut untuk menghasilkan metrik kinerja akhir untuk setiap perdagangan. Terakhir, kami merata-ratakan semua metrik kinerja untuk menghitung metrik kinerja untuk orang dalam. Daftar ini hanya mencakup orang dalam yang telah melakukan setidaknya tiga perdagangan dalam dua tahun terakhir.

Jika profitabilitas perdagangan orang dalam ini adalah "N/A", maka orang dalam tersebut belum melakukan pembelian di pasar terbuka dalam tiga tahun terakhir, atau perdagangan yang mereka lakukan terlalu baru untuk menghitung metrik kinerja yang andal.

Frekuensi Pembaruan: Setiap Hari

Lihat daftar pedagang dalam perusahaan yang paling menguntungkan.

Lihat Peringkat Tertinggi Orang Dalam

Perusahaan dengan Posisi Orang Dalam yang Dilaporkan

Pengajuan SEC menunjukkan bahwa Barry Sloane telah melaporkan kepemilikan atau perdagangan di perusahaan-perusahaan berikut:

Keamanan	Judul	Kepemilikan Terakhir yang Dilaporkan
US:NEWT / NewtekOne, Inc.	Chairman & CEO, Director	1,202,459
	Chairman & CEO, Director, 10% Owner	4,752,864

Cara Membaca Grafik

Grafik berikut menunjukkan kinerja saham sekuritas setelah setiap perdagangan pasar terbuka yang tidak direncanakan yang dilakukan oleh Barry Sloane. Perdagangan yang tidak direncanakan adalah perdagangan yang tidak dilakukan sebagai bagian dari rencana perdagangan 10b5-1. Kinerja saham digambarkan sebagai perubahan persentase kumulatif dalam harga saham. Misalnya, jika perdagangan orang dalam dilakukan pada 1 Januari 2019, grafik akan menunjukkan perubahan persentase harian sekuritas hingga saat ini. Jika harga saham naik dari $10 menjadi $15 selama periode ini, perubahan persentase kumulatif dalam harga saham akan menjadi 50%. Perubahan harga dari $10 menjadi $20 akan menjadi 100%, dan perubahan harga dari $10 menjadi $5 akan menjadi -50%.

Pada akhirnya, kita mencoba menentukan seberapa erat korelasi perdagangan orang dalam dengan pengembalian berlebih (positif atau negatif) pada harga saham untuk melihat apakah orang dalam tersebut mengatur waktu perdagangannya untuk mendapatkan keuntungan dari informasi orang dalam. Pertimbangkan situasi di mana orang dalam melakukan hal ini. Dalam situasi ini, kita akan mengharapkan (a) pengembalian positif setelah pembelian, atau (b) pengembalian negatif setelah penjualan. Dalam kasus (a), grafik PEMBELIAN akan menunjukkan serangkaian kurva yang miring ke atas, menunjukkan pengembalian positif setelah setiap transaksi pembelian. Dalam kasus (b), grafik PENJUALAN akan menunjukkan serangkaian kurva yang miring ke bawah, menunjukkan pengembalian negatif setelah setiap transaksi penjualan.

Namun, ini saja tidak cukup untuk menarik kesimpulan. Jika, misalnya, harga saham perusahaan berada dalam tren kenaikan non-siklikal selama bertahun-tahun, maka kita akan mengharapkan semua plot pasca-pembelian memiliki kemiringan ke atas. Demikian pula, penurunan non-siklikal selama bertahun-tahun akan menghasilkan plot pasca-perdagangan dengan kemiringan ke bawah. Tak satu pun dari grafik ini akan menunjukkan aktivitas perdagangan orang dalam.

Indikator terkuat adalah situasi di mana harga saham sangat siklikal, dan terdapat sinyal positif pada grafik PEMBELIAN dan plot negatif pada grafik PENJUALAN. Situasi ini akan sangat menunjukkan adanya orang dalam yang mengatur waktu perdagangan untuk keuntungan finansial mereka.

Pembelian Orang Dalam NEWT / NewtekOne, Inc. - Analisis Keuntungan Jangka Pendek

Pada bagian ini, kami menganalisis profitabilitas setiap pembelian saham oleh orang dalam di pasar terbuka yang tidak direncanakan yang dilakukan di NEWT / NewtekOne, Inc.. Analisis ini membantu memahami apakah orang dalam tersebut secara konsisten menghasilkan pengembalian abnormal, dan layak untuk diikuti. Analisis ini dilakukan selama satu tahun setelah setiap transaksi, dan hasilnya bersifat teoritis .

Tabel berikut menunjukkan pembelian pasar terbuka terbaru yang bukan bagian dari rencana perdagangan otomatis.

Tanggal Perdagangan	Ticker	Orang Dalam	Dilaporkan Saham	Dilaporkan Harga	Disesuaikan Saham	Disesuaikan Harga	Dasar Biaya	Hari-hari menuju Maksimal	Harga di Maksimal	Maksimal Keuntungan ($)	Maksimum Pengembalian (%)
2025-06-20	NEWT	SLOANE BARRY	1,000	10.3923	1,000	10.3923	10,392	63	12.4800	2,088	20.09
2025-06-20	NEWT	SLOANE BARRY	1,000	10.3925	1,000	10.3925	10,392
2025-05-29	NEWT	SLOANE BARRY	3,000	10.8584	3,000	10.8584	32,575
2025-05-29	NEWT	SLOANE BARRY	3,000	10.8585	3,000	10.8585	32,576
2025-05-29	NEWT	SLOANE BARRY	3,000	10.8500	3,000	10.8500	32,550
2025-05-29	NEWT	SLOANE BARRY	1,000	10.9100	1,000	10.9100	10,910
2025-05-19	NEWT	SLOANE BARRY	2,000	11.2050	2,000	11.2050	22,410
2025-05-19	NEWT	SLOANE BARRY	3,000	11.2284	3,000	11.2284	33,685
2025-05-19	NEWT	SLOANE BARRY	2,000	11.2200	2,000	11.2200	22,440
2025-05-19	NEWT	SLOANE BARRY	1,500	11.2685	1,500	11.2685	16,903
2025-05-19	NEWT	SLOANE BARRY	1,500	11.2585	1,500	11.2585	16,888
2025-05-13	NEWT	SLOANE BARRY	1,000	11.5570	1,000	11.5570	11,557
2025-05-13	NEWT	SLOANE BARRY	2,000	11.5700	2,000	11.5700	23,140
2025-05-13	NEWT	SLOANE BARRY	1,000	11.6770	1,000	11.6770	11,677
2025-05-13	NEWT	SLOANE BARRY	1,000	11.6800	1,000	11.6800	11,680
2025-05-13	NEWT	SLOANE BARRY	1,000	11.6785	1,000	11.6785	11,678
2025-05-13	NEWT	SLOANE BARRY	1,000	11.6370	1,000	11.6370	11,637
2025-05-13	NEWT	SLOANE BARRY	1,000	11.5970	1,000	11.5970	11,597
2025-05-13	NEWT	SLOANE BARRY	2,000	11.5795	2,000	11.5795	23,159
2024-12-23	NEWT	SLOANE BARRY	3,000	12.9460	3,000	12.9460	38,838
2024-11-26	NEWT	SLOANE BARRY	3,000	14.7500	3,000	14.7500	44,250
2024-10-21	NEWT	SLOANE BARRY	1,888	13.4600	1,888	13.4600	25,412
2024-09-23	NEWT	SLOANE BARRY	10,000	11.7954	10,000	11.7954	117,954
2024-09-23	NEWT	SLOANE BARRY	10,000	11.6905	10,000	11.6905	116,905
2024-09-23	NEWT	SLOANE BARRY	10,000	11.6800	10,000	11.6800	116,800
2024-09-23	NEWT	SLOANE BARRY	1,134	11.7485	1,134	11.7485	13,323
2024-09-23	NEWT	SLOANE BARRY	5,386	11.7900	5,386	11.7900	63,501
2024-09-23	NEWT	SLOANE BARRY	3,614	11.9195	3,614	11.9195	43,077
2024-08-14	NEWT	SLOANE BARRY	1,000	12.0800	1,000	12.0800	12,080
2024-08-14	NEWT	SLOANE BARRY	1,749	12.0800	1,749	12.0800	21,128
2024-08-14	NEWT	SLOANE BARRY	251	12.1500	251	12.1500	3,050
2024-08-14	NEWT	SLOANE BARRY	649	12.1500	649	12.1500	7,885
2024-08-14	NEWT	SLOANE BARRY	1,000	12.1400	1,000	12.1400	12,140
2024-08-14	NEWT	SLOANE BARRY	2,000	12.1720	2,000	12.1720	24,344
2024-07-16	NEWT	SLOANE BARRY	1,594	14.3800	1,594	14.3800	22,922
2024-06-17	NEWT	SLOANE BARRY	5,000	12.5390	5,000	12.5390	62,695
2024-06-17	NEWT	SLOANE BARRY	1,000	12.9220	1,000	12.9220	12,922
2024-06-17	NEWT	SLOANE BARRY	4,000	12.9170	4,000	12.9170	51,668
2024-05-15	NEWT	SLOANE BARRY	428	14.0070	428	14.0070	5,995
2024-05-15	NEWT	SLOANE BARRY	9,572	14.1790	9,572	14.1790	135,721
2024-04-15	NEWT	SLOANE BARRY	2,009	11.2200	2,009	11.2200	22,541
2024-01-12	NEWT	SLOANE BARRY	1,646	12.7900	1,646	12.7900	21,052
2023-12-13	NEWT	SLOANE BARRY	3,000	13.4450	3,000	13.4450	40,335
2023-11-27	NEWT	SLOANE BARRY	979	12.9500	979	12.9500	12,678
2023-11-27	NEWT	SLOANE BARRY	4,253	13.0000	4,253	13.0000	55,289
2023-10-20	NEWT	SLOANE BARRY	2,041	13.4000	2,041	13.4000	27,349
2023-09-22	NEWT	SLOANE BARRY	1,000	14.9000	1,000	14.9000	14,900
2023-09-22	NEWT	SLOANE BARRY	1,000	14.8560	1,000	14.8560	14,856
2023-09-13	NEWT	SLOANE BARRY	2,000	16.2300	2,000	16.2300	32,460
2023-09-07	NEWT	SLOANE BARRY	2,000	17.2740	2,000	17.2740	34,548
2023-08-15	NEWT	SLOANE BARRY	2,000	17.5690	2,000	17.5690	35,138
2023-07-21	NEWT	SLOANE BARRY	1,511	17.9200	1,511	17.9200	27,077
2023-06-16	NEWT	SLOANE BARRY	1,000	15.6730	1,000	15.6730	15,673
2023-05-17	NEWT	SLOANE BARRY	5,000	11.2800	5,000	11.2800	56,400
2023-04-14	NEWT	SLOANE BARRY	2,047	13.0500	2,047	13.0500	26,713
2023-03-20	NEWT	SLOANE BARRY	10,000	11.7380	10,000	11.7380	117,380
2023-03-02	NEWT	SLOANE BARRY	10,000	15.3200	10,000	15.3200	153,200
2022-12-30	NEWT	SLOANE BARRY	5,057	16.2500	5,057	16.2500	82,176
2022-09-30	NEWT	SLOANE BARRY	4,496	16.3200	4,496	16.3200	73,375
2022-06-30	NEWT	SLOANE BARRY	2,508	18.9300	2,508	18.9300	47,476
2022-05-18	NEWT	SLOANE BARRY	4,200	24.1990	4,200	24.1990	101,636
2022-03-31	NEWT	SLOANE BARRY	1,504	26.7000	1,504	26.7000	40,157
2021-12-30	NEWT	SLOANE BARRY	3,422	27.3900	3,422	27.3900	93,729
2021-09-30	NEWT	SLOANE BARRY	2,806	27.7300	2,806	27.7300	77,810
2021-06-30	NEWT	SLOANE BARRY	1,699	34.9200	1,699	34.9200	59,329
2021-03-31	NEWT	SLOANE BARRY	1,558	26.7000	1,558	26.7000	41,599
2020-12-30	NEWT	SLOANE BARRY	1,957	18.6500	1,957	18.6500	36,498
2020-11-18	NEWT	SLOANE BARRY	1,000	17.9500	1,000	17.9500	17,950
2020-09-30	NEWT	SLOANE BARRY	2,353	18.5700	2,353	18.5700	43,695
2020-09-09	NEWT	SLOANE BARRY	1,000	19.2340	1,000	19.2340	19,234
2020-07-31	NEWT	SLOANE BARRY	2,187	18.7300	2,187	18.7300	40,963
2020-05-18	NEWT	SLOANE BARRY	500	15.2500	500	15.2500	7,625
2020-05-18	NEWT	SLOANE BARRY	500	15.3100	500	15.3100	7,655
2020-05-14	NEWT	SLOANE BARRY	1,000	13.0000	1,000	13.0000	13,000
2020-05-12	NEWT	SLOANE BARRY	500	15.0000	500	15.0000	7,500
2020-05-12	NEWT	SLOANE BARRY	500	15.0500	500	15.0500	7,525
2020-03-31	NEWT	SLOANE BARRY	2,358	13.2100	2,358	13.2100	31,149
2020-03-20	NEWT	SLOANE BARRY	1,000	12.3950	1,000	12.3950	12,395
2020-03-19	NEWT	SLOANE BARRY	500	8.8800	500	8.8800	4,440
2020-03-18	NEWT	SLOANE BARRY	1,000	8.7000	1,000	8.7000	8,700
2020-03-18	NEWT	SLOANE BARRY	1,000	8.7700	1,000	8.7700	8,770
2020-03-18	NEWT	SLOANE BARRY	1,000	8.5700	1,000	8.5700	8,570
2020-03-18	NEWT	SLOANE BARRY	1,000	8.1900	1,000	8.1900	8,190
2020-03-13	NEWT	SLOANE BARRY	1,000	13.4300	1,000	13.4300	13,430
2020-03-12	NEWT	SLOANE BARRY	1,000	12.4600	1,000	12.4600	12,460
2020-03-12	NEWT	SLOANE BARRY	1,000	12.6400	1,000	12.6400	12,640
2020-03-12	NEWT	SLOANE BARRY	1,000	13.1000	1,000	13.1000	13,100
2020-03-10	NEWT	SLOANE BARRY	111	16.2700	111	16.2700	1,806
2020-03-10	NEWT	SLOANE BARRY	889	16.3600	889	16.3600	14,544
2020-03-09	NEWT	SLOANE BARRY	1,000	16.3000	1,000	16.3000	16,300
2020-03-09	NEWT	SLOANE BARRY	1,000	16.2900	1,000	16.2900	16,290
2019-12-30	NEWT	SLOANE BARRY	2,178	22.3700	2,178	22.3700	48,717
2019-09-30	NEWT	SLOANE BARRY	1,718	22.5800	1,718	22.5800	38,800
2019-08-13	NEWT	SLOANE BARRY	2,000	21.1800	2,000	21.1800	42,360
2019-08-12	NEWT	SLOANE BARRY	2,000	20.9430	2,000	20.9430	41,886
2019-08-09	NEWT	SLOANE BARRY	198	20.6500	198	20.6500	4,089
2019-06-28	NEWT	SLOANE BARRY	1,312	23.0000	1,312	23.0000	30,169
2019-03-29	NEWT	SLOANE BARRY	1,309	19.6400	1,309	19.6400	25,711
2019-03-20	NEWT	SLOANE BARRY	3,000	19.7000	3,000	19.7000	59,100
2019-03-20	NEWT	SLOANE BARRY	1,000	19.6900	1,000	19.6900	19,690
2019-03-20	NEWT	SLOANE BARRY	1,000	19.5600	1,000	19.5600	19,560
2019-03-20	NEWT	SLOANE BARRY	500	19.7000	500	19.7000	9,850
2019-03-20	NEWT	SLOANE BARRY	1,000	19.7100	1,000	19.7100	19,710
2019-03-20	NEWT	SLOANE BARRY	2,000	19.6800	2,000	19.6800	39,360
2019-03-20	NEWT	SLOANE BARRY	500	19.6600	500	19.6600	9,830
2018-12-28	NEWT	SLOANE BARRY	1,808	17.2800	1,808	17.2800	31,234
2018-12-20	NEWT	SLOANE BARRY	1,000	16.4850	1,000	16.4850	16,485
2018-12-20	NEWT	SLOANE BARRY	1,000	16.4800	1,000	16.4800	16,480
2018-12-20	NEWT	SLOANE BARRY	1,000	16.4160	1,000	16.4160	16,416
2018-12-18	NEWT	SLOANE BARRY	1,000	17.4700	1,000	17.4700	17,470
2018-12-06	NEWT	SLOANE BARRY	1,000	20.1000	1,000	20.1000	20,100
2018-11-14	NEWT	SLOANE BARRY	500	19.4700	500	19.4700	9,735
2018-09-30	NEWT	SLOANE BARRY	1,400	20.9400	1,400	20.9400	29,313
2018-08-30	NEWT	SLOANE BARRY	1,000	23.1700	1,000	23.1700	23,170
2018-06-30	NEWT	SLOANE BARRY	1,262	19.9100	1,262	19.9100	25,119
2018-03-30	NEWT	SLOANE BARRY	1,328	17.6200	1,328	17.6200	23,392
2017-12-18	NEWT	SLOANE BARRY	1,000	18.6250	1,000	18.6250	18,625
2017-11-16	NEWT	SLOANE BARRY	1,000	17.0500	1,000	17.0500	17,050
2017-11-15	NEWT	SLOANE BARRY	400	17.0600	400	17.0600	6,824
2017-11-15	NEWT	SLOANE BARRY	400	17.0600	400	17.0600	6,824
2017-11-06	NEWT	SLOANE BARRY	3,000	16.5950	3,000	16.5950	49,785
2017-08-11	NEWT	SLOANE BARRY	1,000	16.4890	1,000	16.4890	16,489
2017-08-10	NEWT	SLOANE BARRY	900	16.5290	900	16.5290	14,876
2017-08-10	NEWT	SLOANE BARRY	100	16.5200	100	16.5200	1,652
2017-06-30	NEWT	SLOANE BARRY	699	16.2900	699	16.2900	11,387
2017-05-26	NEWT	SLOANE BARRY	1,000	16.8500	1,000	16.8500	16,850
2017-03-31	NEWT	SLOANE BARRY	561	16.9800	561	16.9800	9,526
2017-03-22	NEWT	SLOANE BARRY	700	16.2377	700	16.2377	11,366
2017-03-21	NEWT	SLOANE BARRY	700	16.7700	700	16.7700	11,739
2016-12-19	NEWT	SLOANE BARRY	1,000	15.4000	1,000	15.4000	15,400
2016-11-29	NEWT	SLOANE BARRY	959	15.0500	959	15.0500	14,433
2016-11-29	NEWT	SLOANE BARRY	41	15.0000	41	15.0000	615
2016-11-09	NEWT	SLOANE BARRY	191	14.3300	191	14.3300	2,737
2016-11-09	NEWT	SLOANE BARRY	400	14.2750	400	14.2750	5,710
2016-11-09	NEWT	SLOANE BARRY	9	14.3250	9	14.3250	129
2016-11-09	NEWT	SLOANE BARRY	400	14.3300	400	14.3300	5,732
2016-11-07	NEWT	SLOANE BARRY	1,000	14.9000	1,000	14.9000	14,900
2016-11-07	NEWT	SLOANE BARRY	1,000	14.7200	1,000	14.7200	14,720
2016-03-14	NEWT	SLOANE BARRY	1,000	12.9357	1,000	12.9357	12,936
2016-03-10	NEWT	SLOANE BARRY	1,000	12.3924	1,000	12.3924	12,392
2015-11-20	NEWT	SLOANE BARRY	200	13.6663	200	13.6663	2,733
2015-11-18	NEWT	SLOANE BARRY	200	13.6060	200	13.6060	2,721
2015-11-17	NEWT	SLOANE BARRY	100	13.9560	100	13.9560	1,396
2015-08-26	NEWT	SLOANE BARRY	500	16.6500	500	16.6500	8,325
2015-08-24	NEWT	SLOANE BARRY	500	15.6690	500	15.6690	7,834
2015-08-19	NEWT	SLOANE BARRY	500	17.7400	500	17.7400	8,870
2015-08-19	NEWT	SLOANE BARRY	500	17.8400	500	17.8400	8,920
2015-05-12	NEWT	SLOANE BARRY	1,000	18.4040	1,000	18.4040	18,404
2014-11-19	NEWT	SLOANE BARRY	1,000	13.2316	1,000	13.2316	13,232

Harga yang Disesuaikan adalah harga yang disesuaikan dengan pemisahan saham. Saham yang Disesuaikan adalah saham yang disesuaikan dengan pemisahan saham.

Penjualan Orang Dalam NEWT / NewtekOne, Inc. - Analisis Kerugian Jangka Pendek

Pada bagian ini, kami menganalisis penghindaran kerugian jangka pendek dari setiap penjualan internal pasar terbuka yang tidak direncanakan yang dilakukan di NEWT / NewtekOne, Inc.. Pola penghindaran kerugian yang konsisten dapat menunjukkan bahwa transaksi penjualan di masa mendatang dapat memprediksi penurunan harga. Analisis ini berlaku untuk satu tahun setelah setiap perdagangan, dan hasilnya bersifat teoritis .

Tabel berikut menunjukkan penjualan pasar terbuka terbaru yang bukan bagian dari rencana perdagangan otomatis.

Tanggal Perdagangan Ticker Orang Dalam Dilaporkan
Saham Dilaporkan
Harga Disesuaikan
Saham Disesuaikan
Harga Dasar Biaya Hari-hari menuju
Menit Harga di
Menit Kerugian Maksimal
Dihindari ($) Kerugian Maksimal
Dihindari (%)

Tidak ada transaksi pasar terbuka tak terduga yang diketahui untuk kombinasi orang dalam dan sekuritas ini.

Harga yang Disesuaikan adalah harga yang disesuaikan dengan pemisahan saham. Saham yang Disesuaikan adalah saham yang disesuaikan dengan pemisahan saham.

Sejarah Perdagangan Orang Dalam

Tabel ini menunjukkan daftar lengkap transaksi orang dalam yang dilakukan oleh Barry Sloane sebagaimana diungkapkan kepada Komisi Bursa Efek (Securities Exchange Commission/SEC).

Tanggal File Tanggal Transaksi Formulir Ticker Keamanan Kode 10b5-1 Saham Sisa Saham Persen
Ubah Bagikan
Harga Tran
Nilai Sisa
Nilai

2025-06-23 2025-06-20 4 NEWT NewtekOne, Inc.
Common stock P - Purchase 1,000 1,202,459 0.08 10.39 10,392 12,496,555

2025-06-23 2025-06-20 4 NEWT NewtekOne, Inc.
Common stock P - Purchase 1,000 1,201,459 0.08 10.39 10,392 12,485,922

2025-05-29 2025-05-29 4 NEWT NewtekOne, Inc.
Common stock P - Purchase 1,000 1,200,459 0.08 10.91 10,910 13,097,008

2025-05-29 2025-05-29 4 NEWT NewtekOne, Inc.
Common stock P - Purchase 3,000 1,199,459 0.25 10.85 32,550 13,014,130

2025-05-29 2025-05-29 4 NEWT NewtekOne, Inc.
Common stock P - Purchase 3,000 1,196,459 0.25 10.86 32,576 12,991,750

2025-05-29 2025-05-29 4 NEWT NewtekOne, Inc.
Common stock P - Purchase 3,000 1,193,459 0.25 10.86 32,575 12,959,055

2025-05-20 2025-05-19 4 NEWT NewtekOne, Inc.
Common stock P - Purchase 1,500 1,190,459 0.13 11.26 16,888 13,402,783

2025-05-20 2025-05-19 4 NEWT NewtekOne, Inc.
Common stock P - Purchase 1,500 1,188,959 0.13 11.27 16,903 13,397,784

2025-05-20 2025-05-19 4 NEWT NewtekOne, Inc.
Common stock P - Purchase 2,000 1,187,459 0.17 11.22 22,440 13,323,290

2025-05-20 2025-05-19 4 NEWT NewtekOne, Inc.
Common stock P - Purchase 3,000 1,185,459 0.25 11.23 33,685 13,310,808

2025-05-20 2025-05-19 4 NEWT NewtekOne, Inc.
Common stock P - Purchase 2,000 1,182,459 0.17 11.20 22,410 13,249,453

2025-05-14 2025-05-13 4 NEWT NewtekOne, Inc.
Common stock P - Purchase 2,000 1,180,459 0.17 11.58 23,159 13,669,125

2025-05-14 2025-05-13 4 NEWT NewtekOne, Inc.
Common stock P - Purchase 1,000 1,180,459 0.08 11.60 11,597 13,689,783

2025-05-14 2025-05-13 4 NEWT NewtekOne, Inc.
Common stock P - Purchase 1,000 1,180,459 0.08 11.64 11,637 13,737,001

2025-05-14 2025-05-13 4 NEWT NewtekOne, Inc.
Common stock P - Purchase 1,000 1,180,459 0.08 11.68 11,678 13,785,990

2025-05-14 2025-05-13 4 NEWT NewtekOne, Inc.
Common stock P - Purchase 1,000 1,180,459 0.08 11.68 11,680 13,787,761

2025-05-14 2025-05-13 4 NEWT NewtekOne, Inc.
Common stock P - Purchase 1,000 1,180,459 0.08 11.68 11,677 13,784,220

2025-05-14 2025-05-13 4 NEWT NewtekOne, Inc.
Common stock P - Purchase 2,000 1,180,459 0.17 11.57 23,140 13,657,911

2025-05-14 2025-05-13 4 NEWT NewtekOne, Inc.
Common stock P - Purchase 1,000 1,180,459 0.08 11.56 11,557 13,642,565

2025-02-10 2024-10-21 5 NEWT NewtekOne, Inc.
Common stock P - Purchase 1,888 1,168,337 0.16 13.46 25,412 15,725,816

2025-02-10 2024-07-16 5 NEWT NewtekOne, Inc.
Common stock P - Purchase 1,594 1,168,337 0.14 14.38 22,922 16,800,686

2025-02-10 2024-04-15 5 NEWT NewtekOne, Inc.
Common stock P - Purchase 2,009 1,168,337 0.17 11.22 22,541 13,108,741

2025-02-10 2024-02-15 5 NEWT NewtekOne, Inc.
Common stock F - Taxes -15,152 1,168,337 -1.28 11.52 -174,551 13,459,242

2025-02-10 2024-01-12 5 NEWT NewtekOne, Inc.
Common stock P - Purchase 1,646 1,168,337 0.14 12.79 21,052 14,943,030

2024-12-23 2024-12-23 4 NEWT NewtekOne, Inc.
Common stock P - Purchase 3,000 1,164,855 0.26 12.95 38,838 15,080,213

2024-11-26 2024-11-26 4 NEWT NewtekOne, Inc.
Common stock P - Purchase 3,000 1,161,855 0.26 14.75 44,250 17,137,361

2024-10-08 2024-10-04 4 NEWT NewtekOne, Inc.
Common stock A - Award 11,532 1,158,855 1.01

2024-09-24 2024-09-24 4 NEWT NewtekOne, Inc.
Common stock G - Gift -40,134 1,147,323 -3.38

2024-09-24 2024-09-23 4 NEWT NewtekOne, Inc.
Common stock P - Purchase 3,614 1,187,457 0.31 11.92 43,077 14,153,894

2024-09-24 2024-09-23 4 NEWT NewtekOne, Inc.
Common stock P - Purchase 5,386 1,183,843 0.46 11.79 63,501 13,957,509

2024-09-24 2024-09-23 4 NEWT NewtekOne, Inc.
Common stock P - Purchase 1,134 1,178,457 0.10 11.75 13,323 13,845,102

2024-09-24 2024-09-23 4 NEWT NewtekOne, Inc.
Common stock P - Purchase 10,000 1,177,323 0.86 11.68 116,800 13,751,133

2024-09-24 2024-09-23 4 NEWT NewtekOne, Inc.
Common stock P - Purchase 10,000 1,167,323 0.86 11.69 116,905 13,646,590

2024-09-24 2024-09-23 4 NEWT NewtekOne, Inc.
Common stock P - Purchase 10,000 1,157,323 0.87 11.80 117,954 13,651,088

2024-08-14 2024-08-14 4 NEWT NewtekOne, Inc.
Common stock P - Purchase 2,000 1,147,323 0.17 12.17 24,344 13,965,216

2024-08-14 2024-08-14 4 NEWT NewtekOne, Inc.
Common stock P - Purchase 1,000 1,145,323 0.09 12.14 12,140 13,904,221

2024-08-14 2024-08-14 4 NEWT NewtekOne, Inc.
Common stock P - Purchase 649 1,144,323 0.06 12.15 7,885 13,903,524

2024-08-14 2024-08-14 4 NEWT NewtekOne, Inc.
Common stock P - Purchase 251 1,143,674 0.02 12.15 3,050 13,895,639

2024-08-14 2024-08-14 4 NEWT NewtekOne, Inc.
Common stock P - Purchase 1,749 1,143,423 0.15 12.08 21,128 13,812,550

2024-08-14 2024-08-14 4 NEWT NewtekOne, Inc.
Common stock P - Purchase 1,000 1,141,674 0.09 12.08 12,080 13,791,422

2024-06-17 2024-06-17 4 NEWT NewtekOne, Inc.
Common stock P - Purchase 5,000 1,135,674 0.44 12.54 62,695 14,240,216

2024-06-17 2024-06-17 4 NEWT NewtekOne, Inc.
Common stock P - Purchase 4,000 1,140,674 0.35 12.92 51,668 14,734,086

2024-06-17 2024-06-17 4 NEWT NewtekOne, Inc.
Common stock P - Purchase 1,000 1,136,674 0.09 12.92 12,922 14,688,101

2024-05-15 2024-05-15 4 NEWT NewtekOne, Inc.
Common stock P - Purchase 9,572 1,130,674 0.85 14.18 135,721 16,031,827

2024-05-15 2024-05-15 4 NEWT NewtekOne, Inc.
Common stock P - Purchase 428 1,130,674 0.04 14.01 5,995 15,837,351

2024-01-25 2023-10-20 5 NEWT NewtekOne, Inc.
Common stock P - Purchase 2,041 1,131,650 0.18 13.40 27,349 15,164,110

2024-01-25 2023-07-21 5 NEWT NewtekOne, Inc.
Common stock P - Purchase 1,511 1,129,609 0.13 17.92 27,077 20,242,593

2024-01-25 2023-04-14 5 NEWT NewtekOne, Inc.
Common stock P - Purchase 2,047 1,128,098 0.18 13.05 26,713 14,721,679

2024-01-25 2023-02-15 5 NEWT NewtekOne, Inc.
Common stock F - Taxes -14,229 1,126,051 -1.25 20.39 -290,129 22,960,180

2023-12-13 2023-12-13 4 NEWT NewtekOne, Inc.
Common stock P - Purchase 3,000 1,140,280 0.26 13.44 40,335 15,331,065

2023-11-27 2023-11-27 4 NEWT NewtekOne, Inc.
Common stock P - Purchase 4,253 1,137,280 0.38 13.00 55,289 14,784,640

2023-11-27 2023-11-27 4 NEWT NewtekOne, Inc.
Common stock P - Purchase 979 1,137,280 0.09 12.95 12,678 14,727,776

2023-09-22 2023-09-22 4 NEWT NewtekOne, Inc.
Common Stock P - Purchase 1,000 1,131,048 0.09 14.90 14,900 16,852,615

2023-09-22 2023-09-22 4 NEWT NewtekOne, Inc.
Common stock P - Purchase 1,000 1,132,048 0.09 14.86 14,856 16,817,705

2023-09-13 2023-09-13 4 NEWT NewtekOne, Inc.
Common stock P - Purchase 2,000 1,130,048 0.18 16.23 32,460 18,340,679

2023-09-07 2023-09-07 4 NEWT NewtekOne, Inc.
Common stock P - Purchase 2,000 1,128,048 0.18 17.27 34,548 19,485,901

2023-08-15 2023-08-15 4 NEWT NewtekOne, Inc.
Common stock P - Purchase 2,000 1,126,048 0.18 17.57 35,138 19,783,537

2023-06-16 2023-06-16 4 NEWT NewtekOne, Inc.
Common stock P - Purchase 1,000 1,124,048 0.09 15.67 15,673 17,617,204

2023-05-17 2023-05-17 4 NEWT NewtekOne, Inc.
Common stock P - Purchase 5,000 1,123,048 0.45 11.28 56,400 12,667,981

2023-03-20 2023-03-20 4 NEWT NewtekOne, Inc.
Common Stock P - Purchase 10,000 1,118,048 0.90 11.74 117,380 13,123,647

2023-03-02 2023-03-02 4 NEWT NewtekOne, Inc.
Common Stock P - Purchase 10,000 1,108,048 0.91 15.32 153,200 16,975,295

2023-01-30 2022-12-30 5 NEWT NewtekOne, Inc.
Common stock P - Purchase 5,057 1,098,048 0.46 16.25 82,176 17,843,280

2023-01-30 2022-09-30 5 NEWT NewtekOne, Inc.
Common stock P - Purchase 4,496 1,098,048 0.41 16.32 73,375 17,920,143

2023-01-30 2022-06-30 5 NEWT NewtekOne, Inc.
Common stock P - Purchase 2,508 1,098,048 0.23 18.93 47,476 20,786,049

2023-01-30 2022-03-31 5 NEWT NewtekOne, Inc.
Common stock P - Purchase 1,504 1,098,048 0.14 26.70 40,157 29,317,882

2023-01-30 2022-02-15 5 NEWT NewtekOne, Inc.
Common stock F - Taxes -12,269 1,098,048 -1.10 26.64 -326,846 29,251,999

2022-12-29 2022-12-29 4 NEWT Newtek Business Services Corp.
Common Stock A - Award 61,652 1,096,749 5.96

2022-08-05 2022-08-04 4 NEWT Newtek Business Services Corp.
Common Stock A - Award 47,081 1,035,097 4.77

2022-05-18 2022-05-18 4 NEWT Newtek Business Services Corp.
Common Stock P - Purchase 4,200 988,016 0.43 24.20 101,636 23,908,999

2022-01-10 2021-12-30 5 NEWT Newtek Business Services Corp.
Common stock P - Purchase 3,422 983,816 0.35 27.39 93,729 26,946,720

2022-01-10 2021-09-30 5 NEWT Newtek Business Services Corp.
Common stock P - Purchase 2,806 983,816 0.29 27.73 77,810 27,281,218

2022-01-10 2021-06-30 5 NEWT Newtek Business Services Corp.
Common stock P - Purchase 1,699 983,816 0.17 34.92 59,329 34,354,855

2022-01-10 2021-03-31 5 NEWT Newtek Business Services Corp.
Common stock P - Purchase 1,558 983,816 0.16 26.70 41,599 26,267,887

2021-04-23 2021-04-23 4 NEWT Newtek Business Services Corp.
Common Stock G - Gift -60,000 974,330 -5.80

2021-04-23 2021-03-15 4 NEWT Newtek Business Services Corp.
Common Stock F - Taxes -31,329 974,330 -3.12 27.52 -862,174 26,813,562

2021-02-05 2021-02-03 4 NEWT Newtek Business Services Corp.
Common stock A - Award 83,209 1,065,659 8.47

2021-01-25 2020-12-30 5 NEWT Newtek Business Services Corp.
Common Stock P - Purchase 1,957 982,450 0.20 18.65 36,498 18,322,692

2021-01-25 2020-09-30 5 NEWT Newtek Business Services Corp.
Common Stock P - Purchase 2,353 982,450 0.24 18.57 43,695 18,244,096

2021-01-25 2020-07-31 5 NEWT Newtek Business Services Corp.
Common Stock P - Purchase 2,187 982,450 0.22 18.73 40,963 18,401,288

2021-01-25 2020-03-31 5 NEWT Newtek Business Services Corp.
Common Stock P - Purchase 2,358 982,450 0.24 13.21 31,149 12,978,164

2021-01-25 2020-03-23 5 NEWT Newtek Business Services Corp.
Common Stock G - Gift -80,000 982,450 -7.53

2021-01-25 2020-01-02 5 NEWT Newtek Business Services Corp.
Common Stock G - Gift -500 982,450 -0.05

2021-01-25 2020-01-02 5 NEWT Newtek Business Services Corp.
Common Stock G - Gift -500 982,450 -0.05

2021-01-25 2020-01-02 5 NEWT Newtek Business Services Corp.
Common Stock G - Gift -500 982,450 -0.05

2020-11-18 2020-11-18 4 NEWT Newtek Business Services Corp.
Common stock P - Purchase 1,000 1,055,094 0.09 17.95 17,950 18,938,937

2020-09-09 2020-09-09 4 NEWT Newtek Business Services Corp.
Common stock P - Purchase 1,000 1,054,094 0.09 19.23 19,234 20,274,444

2020-05-18 2020-05-18 4 NEWT Newtek Business Services Corp.
Common stock P - Purchase 500 1,053,094 0.05 15.31 7,655 16,122,869

2020-05-18 2020-05-18 4 NEWT Newtek Business Services Corp.
Common stock P - Purchase 500 1,052,594 0.05 15.25 7,625 16,052,058

2020-05-14 2020-05-14 4 NEWT Newtek Business Services Corp.
Common stock P - Purchase 1,000 1,052,094 0.10 13.00 13,000 13,677,222

2020-05-12 2020-05-12 4 NEWT Newtek Business Services Corp.
Common Stock P - Purchase 500 1,051,094 0.05 15.05 7,525 15,818,965

2020-05-12 2020-05-12 4 NEWT Newtek Business Services Corp.
Common Stock P - Purchase 500 1,050,594 0.05 15.00 7,500 15,758,910

2020-03-20 2020-03-20 4 NEWT Newtek Business Services Corp.
Common stock P - Purchase 1,000 1,050,094 0.10 12.40 12,395 13,015,915

2020-03-19 2020-03-19 4 NEWT Newtek Business Services Corp.
Common Stock P - Purchase 500 1,049,094 0.05 8.88 4,440 9,315,955

2020-03-18 2020-03-18 4 NEWT Newtek Business Services Corp.
Common Stock P - Purchase 1,000 1,046,594 0.10 8.77 8,770 9,178,629

2020-03-18 2020-03-18 4 NEWT Newtek Business Services Corp.
Common Stock P - Purchase 1,000 1,045,594 0.10 8.70 8,700 9,096,668

2020-03-18 2020-03-18 4 NEWT Newtek Business Services Corp.
Common stock P - Purchase 1,000 1,047,594 0.10 8.57 8,570 8,977,881

2020-03-18 2020-03-18 4 NEWT Newtek Business Services Corp.
Common Stock P - Purchase 1,000 1,048,594 0.10 8.19 8,190 8,587,985

2020-03-13 2020-03-13 4 NEWT Newtek Business Services Corp.
Common Stock P - Purchase 1,000 1,044,594 0.10 13.43 13,430 14,028,897

2020-03-12 2020-03-12 4 NEWT Newtek Business Services Corp.
Common stock P - Purchase 1,000 1,042,594 0.10 12.64 12,640 13,178,388

2020-03-12 2020-03-12 4 NEWT Newtek Business Services Corp.
Common stock P - Purchase 1,000 1,041,594 0.10 12.46 12,460 12,978,261

2020-03-12 2020-03-12 4 NEWT Newtek Business Services Corp.
Common stock P - Purchase 1,000 1,043,594 0.10 13.10 13,100 13,671,081

2020-03-10 2020-03-10 4 NEWT Newtek Business Services Corp.
Common stock P - Purchase 889 1,040,594 0.09 16.36 14,544 17,024,118

2020-03-10 2020-03-10 4 NEWT Newtek Business Services Corp.
Common stock P - Purchase 111 1,039,705 0.01 16.27 1,806 16,916,000

2020-03-09 2020-03-09 4 NEWT Newtek Business Services Corp.
Common stock P - Purchase 1,000 1,039,594 0.10 16.29 16,290 16,934,986

2020-03-09 2020-03-09 4 NEWT Newtek Business Services Corp.
Common stock P - Purchase 1,000 1,039,594 0.10 16.30 16,300 16,945,382

2020-01-06 2019-12-30 5 NEWT Newtek Business Services Corp.
Common Stock P - Purchase 2,178 1,037,594 0.21 22.37 48,717 23,210,978

2020-01-06 2019-12-19 5 NEWT Newtek Business Services Corp.
Common Stock G - Gift -500 1,037,594 -0.05 22.55 -11,275 23,397,745

2020-01-06 2019-12-18 5 NEWT Newtek Business Services Corp.
Common Stock G - Gift -1,000 1,037,594 -0.10 22.92 -22,920 23,781,654

2020-01-06 2019-09-30 5 NEWT Newtek Business Services Corp.
Common Stock P - Purchase 1,718 1,037,594 0.17 22.58 38,800 23,428,873

2020-01-06 2019-06-28 5 NEWT Newtek Business Services Corp.
Common Stock P - Purchase 1,312 1,037,594 0.13 23.00 30,169 23,864,662

2020-01-06 2019-03-29 5 NEWT Newtek Business Services Corp.
Common Stock P - Purchase 1,309 1,037,594 0.13 19.64 25,711 20,378,346

2019-08-13 2019-08-13 4 NEWT Newtek Business Services Corp.
Common stock P - Purchase 2,000 1,033,906 0.19 21.18 42,360 21,898,129

2019-08-12 2019-08-12 4 NEWT Newtek Business Services Corp.
Common stock P - Purchase 2,000 1,031,906 0.19 20.94 41,886 21,611,207

2019-08-12 2019-08-09 4 NEWT Newtek Business Services Corp.
Common stock P - Purchase 198 1,029,906 0.02 20.65 4,089 21,267,559

2019-03-21 2019-03-20 4 NEWT Newtek Business Services Corp.
Common stock P - Purchase 500 1,029,708 0.05 19.66 9,830 20,244,059

2019-03-21 2019-03-20 4 NEWT Newtek Business Services Corp.
Common stock P - Purchase 2,000 1,029,208 0.19 19.68 39,360 20,254,813

2019-03-21 2019-03-20 4 NEWT Newtek Business Services Corp.
Common stock P - Purchase 1,000 1,027,208 0.10 19.71 19,710 20,246,270

2019-03-21 2019-03-20 4 NEWT Newtek Business Services Corp.
Common stock P - Purchase 500 1,026,208 0.05 19.70 9,850 20,216,298

2019-03-21 2019-03-20 4 NEWT Newtek Business Services Corp.
Common stock P - Purchase 1,000 1,025,708 0.10 19.56 19,560 20,062,848

2019-03-20 2019-03-20 4 NEWT Newtek Business Services Corp.
Common stock P - Purchase 1,000 1,024,708 0.10 19.69 19,690 20,176,501

2019-03-20 2019-03-20 4 NEWT Newtek Business Services Corp.
Common stock P - Purchase 3,000 1,023,708 0.29 19.70 59,100 20,167,048

2019-01-28 2018-12-28 5 NEWT Newtek Business Services Corp.
Common Stock P - Purchase 1,808 1,020,708 0.18 17.28 31,234 17,637,834

2019-01-28 2018-09-30 5 NEWT Newtek Business Services Corp.
Common Stock P - Purchase 1,400 1,020,708 0.14 20.94 29,313 21,373,626

2019-01-28 2018-06-30 5 NEWT Newtek Business Services Corp.
Common Stock P - Purchase 1,262 1,020,708 0.12 19.91 25,119 20,322,296

2019-01-28 2018-03-30 5 NEWT Newtek Business Services Corp.
Common Stock P - Purchase 1,328 1,020,708 0.13 17.62 23,392 17,984,875

2018-12-20 2018-12-20 4 NEWT Newtek Business Services Corp.
Common stock P - Purchase 1,000 1,014,911 0.10 16.42 16,416 16,660,779

2018-12-20 2018-12-20 4 NEWT Newtek Business Services Corp.
Common stock P - Purchase 1,000 1,013,911 0.10 16.48 16,480 16,709,253

2018-12-20 2018-12-20 4 NEWT Newtek Business Services Corp.
Common stock P - Purchase 1,000 1,012,911 0.10 16.48 16,485 16,697,838

2018-12-18 2018-12-18 4 NEWT Newtek Business Services Corp.
Barry Sloane P - Purchase 1,000 1,011,911 0.10 17.47 17,470 17,678,085

2018-12-06 2018-12-06 4 NEWT Newtek Business Services Corp.
Common stock P - Purchase 1,000 1,010,911 0.10 20.10 20,100 20,319,311

2018-11-14 2018-11-14 4 NEWT Newtek Business Services Corp.
Common Stock P - Purchase 500 1,009,911 0.05 19.47 9,735 19,662,967

2018-08-30 2018-08-30 4 NEWT Newtek Business Services Corp.
Common stock P - Purchase 1,000 1,009,411 0.10 23.17 23,170 23,388,053

2018-06-06 2018-06-04 4 NEWT Newtek Business Services Corp.
Common stock G - Gift -50,000 1,008,411 -4.72

2018-02-27 2018-02-26 4 NEWT Newtek Business Services Corp.
Common Stock A - Award 58,480 1,057,083 5.86

2018-01-16 2017-08-15 5 NEWT Newtek Business Services Corp.
Common stock F - Taxes -11,770 998,603 -1.16 16.96 -199,619 16,936,307

2018-01-16 2017-06-30 5 NEWT Newtek Business Services Corp.
Common stock P - Purchase 699 998,603 0.07 16.29 11,387 16,267,243

2018-01-16 2017-03-31 5 NEWT Newtek Business Services Corp.
Common stock P - Purchase 561 998,603 0.06 16.98 9,526 16,956,279

2017-12-18 2017-12-18 4 NEWT Newtek Business Services Corp.
Common stock P - Purchase 1,000 1,009,113 0.10 18.62 18,625 18,794,730

2017-11-16 2017-11-16 4 NEWT Newtek Business Services Corp.
Common stock P - Purchase 1,000 1,008,113 0.10 17.05 17,050 17,188,327

2017-11-15 2017-11-15 4 NEWT Newtek Business Services Corp.
Common Stock P - Purchase 600 1,006,713 0.06 17.01 10,206 17,124,188

2017-11-15 2017-11-15 4 NEWT Newtek Business Services Corp.
Common Stock P - Purchase 400 1,007,113 0.04 17.06 6,824 17,181,348

2017-11-15 2017-11-15 4/A NEWT Newtek Business Services Corp.
Common Stock P - Purchase 400 1,007,113 0.04 17.06 6,824 17,181,348

2017-11-06 2017-11-06 4 NEWT Newtek Business Services Corp.
Common Stock P - Purchase 3,000 1,006,113 0.30 16.60 49,785 16,696,445

2017-08-11 2017-08-11 4 NEWT Newtek Business Services Corp.
Common stock P - Purchase 1,000 1,003,113 0.10 16.49 16,489 16,540,330

2017-08-10 2017-08-10 4 NEWT Newtek Business Services Corp.
Common stock P - Purchase 100 1,002,113 0.01 16.52 1,652 16,554,907

2017-08-10 2017-08-10 4 NEWT Newtek Business Services Corp.
Common stock P - Purchase 900 1,002,013 0.09 16.53 14,876 16,562,273

2017-05-30 2017-05-26 4 NEWT Newtek Business Services Corp.
Common Stock P - Purchase 1,000 1,001,113 0.10 16.85 16,850 16,868,754

2017-03-22 2017-03-22 4 NEWT Newtek Business Services Corp.
Common stock P - Purchase 700 1,000,113 0.07 16.24 11,366 16,239,535

2017-03-21 2017-03-21 4 NEWT Newtek Business Services Corp.
Common Stock P - Purchase 700 999,413 0.07 16.77 11,739 16,760,156

2017-01-03 2016-12-31 5 NEWT Newtek Business Services Corp.
Common Stock J - Other 684 998,713 0.07 15.90 10,876 15,879,537

2017-01-03 2016-09-30 5 NEWT Newtek Business Services Corp.
Common Stock J - Other 796 998,029 0.08 14.26 11,351 14,231,894

2016-12-19 2016-12-19 4 NEWT Newtek Business Services Corp.
Common stock P - Purchase 1,000 997,233 0.10 15.40 15,400 15,357,388

2016-11-29 2016-11-29 4 NEWT Newtek Business Services Corp.
Common stock P - Purchase 41 996,233 0.00 15.00 615 14,943,495

2016-11-29 2016-11-29 4 NEWT Newtek Business Services Corp.
Common stock P - Purchase 959 996,192 0.10 15.05 14,433 14,992,690

2016-11-09 2016-11-09 4 NEWT Newtek Business Services Corp.
Common stock P - Purchase 400 995,233 0.04 14.33 5,732 14,261,689

2016-11-09 2016-11-09 4 NEWT Newtek Business Services Corp.
Common stock P - Purchase 9 994,833 0.00 14.32 129 14,250,983

2016-11-09 2016-11-09 4 NEWT Newtek Business Services Corp.
Common stock P - Purchase 400 994,824 0.04 14.28 5,710 14,201,113

2016-11-09 2016-11-09 4 NEWT Newtek Business Services Corp.
Common stock P - Purchase 191 994,424 0.02 14.33 2,737 14,250,096

2016-11-07 2016-11-07 4 NEWT Newtek Business Services Corp.
Common stock P - Purchase 1,000 994,233 0.10 14.90 14,900 14,814,072

2016-11-07 2016-11-07 4 NEWT Newtek Business Services Corp.
Common Stock P - Purchase 1,000 993,233 0.10 14.72 14,720 14,620,390

2016-08-02 2016-08-02 4 NEWT Newtek Business Services Corp.
Common Stock A - Award 26,400 992,233 2.73

2016-03-14 2016-03-14 4 NEWT Newtek Business Services Corp.
Common stock P - Purchase 1,000 965,833 0.10 12.94 12,936 12,493,726

2016-03-10 2016-03-10 4 NEWT Newtek Business Services Corp.
Common stock P - Purchase 1,000 964,833 0.10 12.39 12,392 11,956,596

2016-01-07 2015-12-31 5 NEWT Newtek Business Services Corp.
Common Stock J - Other 116,456 963,833 13.74 13.48 1,569,827 12,992,469

2016-01-07 2015-08-04 5 NEWT Newtek Business Services Corp.
Common Stock G - Gift -25,706 963,833 -2.60

2016-01-07 2015-05-12 5 NEWT Newtek Business Services Corp.
Common Stock G - Gift -1,000 963,833 -0.10

2016-01-07 2014-11-13 5 NEWT Newtek Business Services Corp.
Common Stock G - Gift -60,930 963,833 -5.95

2015-11-20 2015-11-20 4 NEWT Newtek Business Services Corp.
Common stock P - Purchase 200 934,008 0.02 13.67 2,733 12,764,434

2015-11-18 2015-11-18 4 NEWT Newtek Business Services Corp.
Common stock P - Purchase 200 933,808 0.02 13.61 2,721 12,705,392

2015-11-17 2015-11-17 4 NEWT Newtek Business Services Corp.
Common Stock P - Purchase 100 933,608 0.01 13.96 1,396 13,029,433

2015-08-27 2014-12-02 5 NEWT Newtek Business Services Corp.
Common Stock, par value $0.02 per share G - Gift -48,783 931,513 -4.98

2015-08-27 2014-11-18 5 NEWT Newtek Business Services Corp.
Common Stock, par value $0.02 per share G - Gift -112 931,513 -0.01

2015-08-27 2014-11-13 5 NEWT Newtek Business Services Corp.
Common Stock, par value $0.02 per share G - Gift -40 931,513 0.00

2015-08-26 2015-08-26 4 NEWT Newtek Business Services Corp.
Common stock P - Purchase 500 934,143 0.05 16.65 8,325 15,553,481

2015-08-24 2015-08-24 4 NEWT Newtek Business Services Corp.
Common Stock P - Purchase 500 933,643 0.05 15.67 7,834 14,629,252

2015-08-19 2015-08-19 4 NEWT Newtek Business Services Corp.
Common stock P - Purchase 500 933,143 0.05 17.84 8,920 16,647,271

2015-08-19 2015-08-19 4 NEWT Newtek Business Services Corp.
Common stock P - Purchase 500 932,643 0.05 17.74 8,870 16,545,087

2015-05-12 2015-05-12 4 NEWT Newtek Business Services Corp.
Common Stock P - Purchase 1,000 1,001,356 0.10 18.40 18,404 18,428,956

2014-11-19 2014-11-19 4 NEWT Newtek Business Services Corp.
Common Stock P - Purchase 1,000 1,000,356 0.10 13.23 13,232 13,236,310

2014-11-14 3 NEWT Newtek Business Services Corp.
Common Stock 1,998,712

2014-11-14 3 NEWT Newtek Business Services Corp.
Common Stock 1,998,712

2014-08-28 2014-08-28 4 NEWT NEWTEK BUSINESS SERVICES, INC.
Common Stock P - Purchase 221 4,752,864 0.00 2.88 636 13,683,495

2014-08-28 2014-08-28 4 NEWT NEWTEK BUSINESS SERVICES, INC.
Common Stock P - Purchase 779 4,752,643 0.02 2.84 2,212 13,497,506

2014-08-28 2014-08-28 4 NEWT NEWTEK BUSINESS SERVICES, INC.
Common Stock P - Purchase 1,000 4,751,864 0.02 2.83 2,832 13,457,279

2014-08-27 2014-08-27 4 NEWT NEWTEK BUSINESS SERVICES, INC.
Common Stock P - Purchase 1,000 4,750,864 0.02 2.64 2,640 12,542,281

2014-08-27 2014-08-27 4 NEWT NEWTEK BUSINESS SERVICES, INC.
Common Stock P - Purchase 800 4,749,864 0.02 2.64 2,112 12,539,641

2014-08-27 2014-08-27 4 NEWT NEWTEK BUSINESS SERVICES, INC.
Common Stock P - Purchase 2,400 4,749,064 0.05 2.65 6,360 12,584,070

2014-08-26 2014-08-26 4 NEWT NEWTEK BUSINESS SERVICES, INC.
Common Stock P - Purchase 1,000 4,746,664 0.02 2.53 2,530 12,009,060

2014-08-26 2014-08-26 4 NEWT NEWTEK BUSINESS SERVICES, INC.
Common Stock P - Purchase 1,000 4,746,664 0.02 2.53 2,530 12,009,060

2014-08-25 2014-08-25 4 NEWT NEWTEK BUSINESS SERVICES, INC.
Common Stock P - Purchase 1,000 4,744,664 0.02 2.49 2,494 11,833,192

2014-08-25 2014-08-25 4 NEWT NEWTEK BUSINESS SERVICES, INC.
Common Stock P - Purchase 1,000 4,744,664 0.02 2.49 2,494 11,833,192

2014-08-25 2014-08-25 4 NEWT NEWTEK BUSINESS SERVICES, INC.
Common Stock P - Purchase 1,000 4,742,664 0.02 2.49 2,490 11,809,233

2014-05-15 2014-05-15 4 NEWT NEWTEK BUSINESS SERVICES, INC.
Common Stock P - Purchase 1,000 4,741,664 0.02 2.67 2,669 12,657,398

2014-05-15 2014-05-15 4 NEWT NEWTEK BUSINESS SERVICES, INC.
Common Stock P - Purchase 1,000 4,741,664 0.02 2.67 2,669 12,657,398

2014-05-15 2014-05-15 4 NEWT NEWTEK BUSINESS SERVICES, INC.
Common Stock P - Purchase 1,000 4,739,664 0.02 2.65 2,650 12,560,110

2014-05-15 2014-05-15 4 NEWT NEWTEK BUSINESS SERVICES, INC.
Common Stock P - Purchase 1,000 4,739,664 0.02 2.65 2,650 12,560,110

2014-05-13 2014-05-12 4 NEWT NEWTEK BUSINESS SERVICES, INC.
Common Stock P - Purchase 1,200 4,737,664 0.03 2.69 3,228 12,743,369

2014-05-13 2014-05-12 4 NEWT NEWTEK BUSINESS SERVICES, INC.
Common Stock P - Purchase 6,000 4,736,464 0.13 2.69 16,138 12,739,667

2014-05-12 2014-05-12 4 NEWT NEWTEK BUSINESS SERVICES, INC.
Common Stock P - Purchase 500 4,730,464 0.01 2.68 1,340 12,677,644

2014-05-12 2014-05-12 4 NEWT NEWTEK BUSINESS SERVICES, INC.
Common Stock P - Purchase 500 4,730,464 0.01 2.68 1,340 12,677,644

2014-05-12 2014-05-12 4 NEWT NEWTEK BUSINESS SERVICES, INC.
Common Stock P - Purchase 844 4,729,464 0.02 2.68 2,262 12,674,964

2014-05-12 2014-05-12 4 NEWT NEWTEK BUSINESS SERVICES, INC.
Common Stock P - Purchase 156 4,728,620 0.00 2.59 403 12,230,103

2014-05-12 2014-05-12 4 NEWT NEWTEK BUSINESS SERVICES, INC.
Common Stock P - Purchase 1,000 4,728,464 0.02 2.59 2,590 12,244,358

2012-06-08 2012-06-07 4 NEWT NEWTEK BUSINESS SERVICES, INC.
Common Stock P - Purchase 100 4,727,464 0.00 1.30 130 6,145,703

2012-06-08 2012-06-07 4 NEWT NEWTEK BUSINESS SERVICES, INC.
Common Stock P - Purchase 1,900 4,727,364 0.04 1.29 2,459 6,117,209

2012-06-08 2012-06-07 4 NEWT NEWTEK BUSINESS SERVICES, INC.
Common Stock P - Purchase 4,000 4,725,464 0.08 1.30 5,184 6,124,201

P

Pembelian sekuritas non-derivatif atau derivatif di pasar terbuka atau secara pribadi.

S

Penjualan terbuka atau penjualan pribadi atas sekuritas non-derivatif atau derivatif.

A

Hibah, penghargaan, atau perolehan sekuritas lainnya dari perusahaan (seperti opsi)

C

Konversi turunan

D

Penjualan atau pengalihan sekuritas kembali ke perusahaan.

F

Pembayaran harga pelaksanaan atau kewajiban pajak menggunakan sebagian sekuritas yang diterima dari perusahaan.

G

Pemberian sekuritas oleh atau kepada orang dalam.

K

Swap ekuitas dan transaksi lindung nilai serupa

M

Pelaksanaan atau konversi sekuritas derivatif yang diterima dari perusahaan (seperti opsi)

V

Transaksi yang dilaporkan secara sukarela pada Formulir 4.

J

Lainnya (disertai dengan catatan kaki yang menjelaskan transaksi tersebut)