Market Value197,259,000
Total Holdings190
File Date2017-10-12
Original Filing (Click here)

All hedge funds or institutions that manage over $100M are required by the SEC to file quarterly reports on their holdings. These reports are called 13F reports. However, the filings are required the following quarter from the reporting period, which means that by the time the filing is made (and we see them), the information could be five months old.

For funds with long term positions that make few trades, the holdings might closely resemble their current holdings, even after several months. However, for funds that have high turnover, the holdings data we see might differ significantly from their current holdings. Institutions are required to report CALL and PUT options, and those positions are identified in the table. However, they are not required to report short positions.

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Security Imputed
Share Price
Prev
Shares
Current
Shares
Change
(Percent)
Prev Value
(USD x1000)
Current Value
(USD x1000)
Change
(Percent)
BABA / Alibaba Group Holding Limited - Depositary Receipt (Common Stock)
PPG / PPG Industries, Inc.
META / Meta Platforms, Inc.
LRCX / Lam Research Corporation
VZ / Verizon Communications Inc.
LUMN / Lumen Technologies, Inc.
FXY / Invesco CurrencyShares Japanese Yen Trust
AMBA / Ambarella, Inc.
BHI / Baker Hughes Inc.
TD / The Toronto-Dominion Bank
MCD / McDonald's Corporation
CDW / CDW Corporation
TMUS / T-Mobile US, Inc.
GT / The Goodyear Tire & Rubber Company
MMM / 3M Company
CSX / CSX Corporation
ORCL / Oracle Corporation
BAC / Bank of America Corporation
/ Energy Transfer Operating, L.P. Series E Fixed-to-Floating Rate Cumulative Redeemable Perpetual Pref
HAL / Halliburton Company
DEO / Diageo plc - Depositary Receipt (Common Stock)
VGM / Invesco Trust for Investment Grade Municipals
DISH / DISH Network Corporation
SCHF / Schwab Strategic Trust - Schwab International Equity ETF
XLY / The Select Sector SPDR Trust - The Consumer Discretionary Select Sector SPDR Fund
IEF / iShares Trust - iShares 7-10 Year Treasury Bond ETF
HUM / Humana Inc.
PETX / Aratana Therapeutics, Inc.
BLKB / Blackbaud, Inc.
HQCL / Hanwha Q CELLS Co., Ltd.
CASC / Cascadian Therapeutics, Inc.
CXP / Columbia Property Trust Inc
RYAM / Rayonier Advanced Materials Inc.
SNY / Sanofi - Depositary Receipt (Common Stock)
SSYS / Stratasys Ltd.
TRGP / Targa Resources Corp.
FOX / Fox Corporation
US98212B1035 / WPX Energy, Inc.
BWXT / BWX Technologies, Inc.
CX / CEMEX, S.A.B. de C.V. - Depositary Receipt (Common Stock)
CGW / Invesco Exchange-Traded Fund Trust II - Invesco S&P Global Water Index ETF
OWE / Obsidian Energy Ltd.
SCHG / Schwab Strategic Trust - Schwab U.S. Large-Cap Growth ETF
DCA / Virtus Total Return Fund
DBEF / DBX ETF Trust - Xtrackers MSCI EAFE Hedged Equity ETF
AMLP / ALPS ETF Trust - Alerian MLP ETF
MA / Mastercard Incorporated
SAP / SAP SE - Depositary Receipt (Common Stock)
CBSH / Commerce Bancshares, Inc.
IAU / iShares Gold Trust
VEU / Vanguard International Equity Index Funds - Vanguard FTSE All-World ex-US ETF
FTSL / First Trust Exchange-Traded Fund IV - First Trust Senior Loan Fund
AB / AllianceBernstein Holding L.P. - Limited Partnership
ECL / Ecolab Inc.
ETW / Eaton Vance Tax-Managed Global Buy-Write Opportunities Fund
FCG / First Trust Exchange-Traded Fund - First Trust Natural Gas ETF
IUSV / iShares Trust - iShares Core S&P U.S. Value ETF
UNH / UnitedHealth Group Incorporated
KMI / Kinder Morgan, Inc.
CHRW / C.H. Robinson Worldwide, Inc.
DIA / SPDR Dow Jones Industrial Average ETF Trust
UNP / Union Pacific Corporation
BND / Vanguard Bond Index Funds - Vanguard Total Bond Market ETF
LH / Labcorp Holdings Inc.
BSV / Vanguard Bond Index Funds - Vanguard Short-Term Bond ETF
VLO / Valero Energy Corporation
VTV / Vanguard Index Funds - Vanguard Value ETF
T / AT&T Inc.
MLQD / iShares 5-10 Year Investment Grade Corporate Bond ETF
KIE / SPDR Series Trust - SPDR S&P Insurance ETF
CHK / Chesapeake Energy Corporation
VFC / V.F. Corporation
AMD / Advanced Micro Devices, Inc.
MSFT / Microsoft Corporation
MKC.V / McCormick & Company, Incorporated
XOM / Exxon Mobil Corporation
PRU / Prudential Financial, Inc.
TWTR / Twitter Inc
BA / The Boeing Company
GILD / Gilead Sciences, Inc.
F / Ford Motor Company
GIS / General Mills, Inc.
SWKS / Skyworks Solutions, Inc.
AAPL / Apple Inc.
BK / The Bank of New York Mellon Corporation
DUK / Duke Energy Corporation
GLD / SPDR Gold Trust
PFE / Pfizer Inc.
MMP / Magellan Midstream Partners L.P.
IWD / iShares Trust - iShares Russell 1000 Value ETF
CMI / Cummins Inc.
KMB / Kimberly-Clark Corporation
SHY / iShares Trust - iShares 1-3 Year Treasury Bond ETF
AEE / Ameren Corporation
XLF / The Select Sector SPDR Trust - The Financial Select Sector SPDR Fund
IWB / iShares Trust - iShares Russell 1000 ETF
TLT / iShares Trust - iShares 20+ Year Treasury Bond ETF
MOAT / VanEck ETF Trust - VanEck Morningstar Wide Moat ETF
AFL / Aflac Incorporated
JPM / JPMorgan Chase & Co.
DE / Deere & Company
VYM / Vanguard Whitehall Funds - Vanguard High Dividend Yield ETF
NOC / Northrop Grumman Corporation
ZION / Zions Bancorporation, National Association
FVD / First Trust Exchange-Traded Fund - First Trust Value Line Dividend Index Fund
FDX / FedEx Corporation
CIM / Chimera Investment Corporation
AGG / iShares Trust - iShares Core U.S. Aggregate Bond ETF
VTIP / Vanguard Malvern Funds - Vanguard Short-Term Inflation-Protected Securities ETF
KSS / Kohl's Corporation
EEM / iShares, Inc. - iShares MSCI Emerging Markets ETF
WBA / Walgreens Boots Alliance, Inc.
BUD / Anheuser-Busch InBev SA/NV - Depositary Receipt (Common Stock)
SH / ProShares Trust - ProShares Short S&P500
URA / Global X Funds - Global X Uranium ETF
US2692464017 / E*TRADE Financial, Inc.
VSM / Versum Materials, Inc.
HTA / Healthcare Realty Trust Inc - Class A
CNC / Centene Corporation
VER / VEREIT Inc
SCHE / Schwab Strategic Trust - Schwab Emerging Markets Equity ETF
XPO / XPO, Inc.
IRWD / Ironwood Pharmaceuticals, Inc.
MAS / Masco Corporation
UMBF / UMB Financial Corporation
06741VXF4 / Barclays Bank Plc Bond
TENX / Tenax Therapeutics, Inc.
BSX / Boston Scientific Corporation
AQB / AquaBounty Technologies, Inc.
CFG / Citizens Financial Group, Inc.
RPG / Invesco Exchange-Traded Fund Trust - Invesco S&P 500 Pure Growth ETF
PAYC / Paycom Software, Inc.
WY / Weyerhaeuser Company
JBLU / JetBlue Airways Corporation
06744CAN1 / Barclays Bank Plc Bond
CYS / CYS Investments, Inc.
ECYT / Endocyte, Inc.
TXT / Textron Inc.
USEG / U.S. Energy Corp.
MHK / Mohawk Industries, Inc.
DWM / WisdomTree Trust - WisdomTree International Equity Fund
PRF / Invesco Exchange-Traded Fund Trust - Invesco RAFI US 1000 ETF
LEMB / iShares, Inc. - iShares J.P. Morgan EM Local Currency Bond ETF
RSP / Invesco Exchange-Traded Fund Trust - Invesco S&P 500 Equal Weight ETF
SPLV / Invesco Exchange-Traded Fund Trust II - Invesco S&P 500 Low Volatility ETF
BBH / VanEck ETF Trust - VanEck Biotech ETF
BGY / BlackRock Enhanced International Dividend Trust
CLNS / Colony NorthStar, Inc.
SNP / China Petroleum & Chemical Corp - ADR
CYTK / Cytokinetics, Incorporated
DFT / Dupont Fabros Technology, Inc.
US26885B1008 / EQT Midstream Partners LP
IJT / iShares Trust - iShares S&P Small-Cap 600 Growth ETF
KKR / KKR & Co. Inc.
RRC / Range Resources Corporation
UYM / ProShares Trust - ProShares Ultra Materials
CARB / Carbonite, Inc.
BIP / Brookfield Infrastructure Partners L.P. - Limited Partnership
CF / CF Industries Holdings, Inc.
ECF / Ellsworth Growth and Income Fund Ltd.
ESV / Ensco plc
EOG / EOG Resources, Inc.
IYZ / iShares Trust - iShares U.S. Telecommunications ETF
IHF / iShares Trust - iShares U.S. Healthcare Providers ETF
LXP / LXP Industrial Trust
M / Macy's, Inc.
HES / Hess Corporation
RENN / Renren Inc - ADR
OC / Owens Corning
OIL / Barclays Bank PLC - ZC SP ETN REDEEM 18/04/2041 USD 50 - 06740P221
FLS / Flowserve Corporation
AIA / iShares Trust - iShares Asia 50 ETF
IXUS / iShares Trust - iShares Core MSCI Total International Stock ETF
MPLX / MPLX LP - Limited Partnership
LEA / Lear Corporation
DDD / 3D Systems Corporation
DTE / DTE Energy Company
GXP / Great Plains Energy, Inc.
GS / The Goldman Sachs Group, Inc.
NYRT / New York REIT, Inc.
RDS.A / Shell Plc - ADR (Representing Ordinary Shares - Class A)
HSKA / Heska Corp. (Restricted Voting)
GDX / VanEck ETF Trust - VanEck Gold Miners ETF
PNRA / Panera Bread Co.
THC / Tenet Healthcare Corporation
BIIB / Biogen Inc.
VBK / Vanguard Index Funds - Vanguard Small-Cap Growth ETF
FISV / Fiserv, Inc.
BB / BlackBerry Limited
ORIG / Ocean Rig UDW Inc.
JKHY / Jack Henry & Associates, Inc.
QQQ / Invesco QQQ Trust, Series 1
GUNR / FlexShares Trust - FlexShares Morningstar Global Upstream Natural Resources Index Fund
DBA / Invesco DB Multi-Sector Commodity Trust - Invesco DB Agriculture Fund
REMX / VanEck ETF Trust - VanEck Rare Earth/Strategic Metals ETF
JOE / The St. Joe Company
UFCS / United Fire Group, Inc.
EMB / iShares Trust - iShares J.P. Morgan USD Emerging Markets Bond ETF
FCEL / FuelCell Energy, Inc.
VAC / Marriott Vacations Worldwide Corporation
SLQD / iShares Trust - iShares 0-5 Year Investment Grade Corporate Bond ETF
LEG / Leggett & Platt, Incorporated
TBF / ProShares Trust - ProShares Short 20+ Year Treasury
SPSC / SPS Commerce, Inc.
NTG / Tortoise Midstream Energy Fund, Inc.
SLX / VanEck ETF Trust - VanEck Steel ETF
IYF / iShares Trust - iShares U.S. Financials ETF
MIC / Macquarie Infrastructure Holdings LLC - Units
OMC / Omnicom Group Inc.
PCRX / Pacira BioSciences, Inc.
698814100 / Papa Murphy's Holdings, Inc.
TGNA / TEGNA Inc.
BLD / TopBuild Corp.
AWR / American States Water Company
ETG / Eaton Vance Tax-Advantaged Global Dividend Income Fund
CFFN / Capitol Federal Financial, Inc.
CC / The Chemours Company
JJC / Barclays Bank PLC - ZC SP ETN REDEEM 23/01/2048 USD 50 - Ser B_JJCB
FAB / First Trust Exchange-Traded AlphaDEX Fund - First Trust Multi Cap Value AlphaDEX Fund
MDLZ / Mondelez International, Inc.
NFX / Newfield Exploration Company
ADAP / Adaptimmune Therapeutics plc - Depositary Receipt (Common Stock)
FXC / Invesco CurrencyShares Canadian Dollar Trust
DRI / Darden Restaurants, Inc.
PLAY / Dave & Buster's Entertainment, Inc.
SITE / SiteOne Landscape Supply, Inc.
SJM / The J. M. Smucker Company
DBJP / DBX ETF Trust - Xtrackers MSCI Japan Hedged Equity ETF
JLL / Jones Lang LaSalle Incorporated
LARK / Landmark Bancorp, Inc.
PGF / Invesco Exchange-Traded Fund Trust - Invesco Financial Preferred ETF
XLB / The Select Sector SPDR Trust - The Materials Select Sector SPDR Fund
SMSI / Smith Micro Software, Inc.
PHYS / Sprott Physical Gold Trust
SHW / The Sherwin-Williams Company
USB / U.S. Bancorp
ZBH / Zimmer Biomet Holdings, Inc.
PTEU / Pacer Funds Trust - Pacer Trendpilot European Index ETF
CCL / Carnival Corporation & plc
FXB / Invesco CurrencyShares British Pound Sterling Trust
IFV / First Trust Exchange-Traded Fund VI - First Trust Dorsey Wright International Focus 5 ETF
FGD / First Trust Exchange-Traded Fund II - First Trust Dow Jones Global Select Dividend Index Fund
FDIV / EA Series Trust - MarketDesk Focused U.S. Dividend ETF
MDP / Meredith Holdings Corp
DXC / DXC Technology Company
JNK / SPDR Series Trust - SPDR Bloomberg High Yield Bond ETF
ASHS / DBX ETF Trust - Xtrackers Harvest CSI 500 China A-Shares Small Cap ETF
US0549371070 / BB&T Corp.
ALK / Alaska Air Group, Inc.
IR / Ingersoll Rand Inc.
LRGF / iShares Trust - iShares U.S. Equity Factor ETF
ADNT / Adient plc
US92189F8095 / VanEck Vectors Coal ETF
BDJ / BlackRock Enhanced Equity Dividend Trust
OIH / VanEck ETF Trust - VanEck Oil Services ETF
EEMV / iShares, Inc. - iShares MSCI Emerging Markets Min Vol Factor ETF
TEI / Templeton Emerging Markets Income Fund
AABA / Altaba Inc
TECK.B / Teck Resources Limited
YRI / Yamana Gold Inc
CCEP / Coca-Cola Europacific Partners PLC
TSCO / Tractor Supply Company
TRTN / Triton International Limited
IVZ / Invesco Ltd.
PNR / Pentair plc
EGLE / Global X Funds - Global X SandP 500 U S Rev Leaders ETF
BGCP / BGC Partners Inc - Class A
ASC / Ardmore Shipping Corporation
REGL / ProShares Trust - ProShares S&P Midcap 400 Dividend Aristocrats ETF
FRI / First Trust Exchange-Traded Fund - First Trust S&P REIT Index Fund
UNIT / Unity Group LLC
AMRN / Amarin Corporation plc - Depositary Receipt (Common Stock)
ABEV / Ambev S.A. - Depositary Receipt (Common Stock)
DLB / Dolby Laboratories, Inc.
HFC / HollyFrontier Corp
RF / Regions Financial Corporation
NLOK / NortonLifeLock Inc
VFL / abrdn National Municipal Income Fund
IGSB / iShares Trust - iShares 1-5 Year Investment Grade Corporate Bond ETF
USO / United States Oil Fund, LP - Limited Partnership
ILCG / iShares Trust - iShares Morningstar Growth ETF
NAT / Nordic American Tankers Limited
/ Voya International High Dividend Equity Income Fund
IVW / iShares Trust - iShares S&P 500 Growth ETF
EOS / Eaton Vance Enhanced Equity Income Fund II
DELL / Dell Technologies Inc.
FMF / First Trust Exchange-Traded Fund V - First Trust Managed Futures Strategy Fund
HAS / Hasbro, Inc.
REGN / Regeneron Pharmaceuticals, Inc.
NLY / Annaly Capital Management, Inc.
LHX / L3Harris Technologies, Inc.
WMB / The Williams Companies, Inc.
NGE / Global X Funds - Global X MSCI Nigeria ETF
/ Denbury Resources, Inc.
DPZ / Domino's Pizza, Inc.
AMC / AMC Entertainment Holdings, Inc.
MFC / HEXAOM
FLEX / Flex Ltd.
RCL / Royal Caribbean Cruises Ltd.
ECA / EnCana Corp.
J / Jacobs Solutions Inc.
CHKP / Check Point Software Technologies Ltd.
OTEX / Open Text Corporation
CNHI / CNH Industrial N.V.
PGEN / Precigen, Inc.
DMO / Western Asset Mortgage Opportunity Fund Inc.
CVE / Cenovus Energy Inc.
CNI / Canadian National Railway Company
XLV / The Select Sector SPDR Trust - The Health Care Select Sector SPDR Fund
TJX / The TJX Companies, Inc.
ADM / Archer-Daniels-Midland Company
AMJ / JPMorgan Alerian MLP Index ETN - Corporate Bond/Note
DOW / Dow Inc.
KEG / Key Energy Services, Inc.
ICVT / iShares Trust - iShares Convertible Bond ETF
IUSG / iShares Trust - iShares Core S&P U.S. Growth ETF
OIBRQ / Oi S.A. - Depositary Receipt (Common Stock)
SIRI / Sirius XM Holdings Inc.
INTC / Intel Corporation
BTO / John Hancock Financial Opportunities Fund
ADSK / Autodesk, Inc.
RGORF / Randgold Resources Ltd.
DFS / Discover Financial Services
WELL / Welltower Inc.
ROST / Ross Stores, Inc.
VXF / Vanguard Index Funds - Vanguard Extended Market ETF
IBB / iShares Trust - iShares Biotechnology ETF
CME / CME Group Inc.
IGV / iShares Trust - iShares Expanded Tech-Software Sector ETF
IEMG / iShares, Inc. - iShares Core MSCI Emerging Markets ETF
DEM / WisdomTree Trust - WisdomTree Emerging Markets High Dividend Fund
BDX / Becton, Dickinson and Company
XLI / The Select Sector SPDR Trust - The Industrial Select Sector SPDR Fund
XLE / The Select Sector SPDR Trust - The Energy Select Sector SPDR Fund
GPC / Genuine Parts Company
FV / First Trust Exchange-Traded Fund VI - First Trust Dorsey Wright Focus 5 ETF
EFAV / iShares Trust - iShares MSCI EAFE Min Vol Factor ETF
MDT / Medtronic plc
HBAN / Huntington Bancshares Incorporated
TSLA / Tesla, Inc.
MUB / iShares Trust - iShares National Muni Bond ETF
SLV / iShares Silver Trust
HYG / iShares Trust - iShares iBoxx $ High Yield Corporate Bond ETF
PAA / Plains All American Pipeline, L.P. - Limited Partnership
MBB / iShares Trust - iShares MBS ETF
C / Citigroup Inc.
SPR / Spirit AeroSystems Holdings, Inc.
GDXJ / VanEck ETF Trust - VanEck Junior Gold Miners ETF
XLU / The Select Sector SPDR Trust - The Utilities Select Sector SPDR Fund
WPM / Wheaton Precious Metals Corp.
IWO / iShares Trust - iShares Russell 2000 Growth ETF
MPC / Marathon Petroleum Corporation
IWS / iShares Trust - iShares Russell Mid-Cap Value ETF
IWP / iShares Trust - iShares Russell Mid-Cap Growth ETF
VB / Vanguard Index Funds - Vanguard Small-Cap ETF
VTI / Vanguard Index Funds - Vanguard Total Stock Market ETF
HDGE / AdvisorShares Trust - AdvisorShares Ranger Equity Bear ETF
UNG / United States Natural Gas Fund, LP - Limited Partnership
MDY / SPDR S&P MidCap 400 ETF Trust
SIOX / Sio Gene Therapies Inc.
AIZ / Assurant, Inc.
CTAS / Cintas Corporation
DAR / Darling Ingredients Inc.
VUG / Vanguard Index Funds - Vanguard Growth ETF
DHR / Danaher Corporation
VEA / Vanguard Tax-Managed Funds - Vanguard FTSE Developed Markets ETF
US92346NAB55 / VeriFone Systems, Inc
VRTX / Vertex Pharmaceuticals Incorporated
TEGP / Tallgrass Energy GP, LP
CHD / Church & Dwight Co., Inc.
MO / Altria Group, Inc.
CMCSA / Comcast Corporation
SDY / SPDR Series Trust - SPDR S&P Dividend ETF
FL / Foot Locker, Inc.
PEG / Public Service Enterprise Group Incorporated
MKC / McCormick & Company, Incorporated
LMBS / First Trust Exchange-Traded Fund IV - First Trust Low Duration Opportunities ETF
EXG / Eaton Vance Tax-Managed Global Diversified Equity Income Fund
AET / Aetna, Inc.
EFV / iShares Trust - iShares MSCI EAFE Value ETF
AZN / AstraZeneca PLC - Depositary Receipt (Common Stock)
EFA / iShares Trust - iShares MSCI EAFE ETF
SYK / Stryker Corporation
HKRS / Halcon Resources Corp.
VWO / Vanguard International Equity Index Funds - Vanguard FTSE Emerging Markets ETF
SCHV / Schwab Strategic Trust - Schwab U.S. Large-Cap Value ETF
OKE / ONEOK, Inc.
EPD / Enterprise Products Partners L.P. - Limited Partnership
TROW / T. Rowe Price Group, Inc.
SYY / Sysco Corporation
VNQ / Vanguard Specialized Funds - Vanguard Real Estate ETF
CVS / CVS Health Corporation
KO / The Coca-Cola Company
GRMN / Garmin Ltd.
IEFA / iShares Trust - iShares Core MSCI EAFE ETF
AVGO / Broadcom Inc.
QUAL / iShares Trust - iShares MSCI USA Quality Factor ETF
ETN / Eaton Corporation plc
ACAD / ACADIA Pharmaceuticals Inc.
LLY / Eli Lilly and Company
CTXS / Citrix Systems, Inc.
FSK / FS KKR Capital Corp.
EWA / iShares, Inc. - iShares MSCI Australia ETF
UPS / United Parcel Service, Inc.
TXN / Texas Instruments Incorporated
PANW / Palo Alto Networks, Inc.
MAIN / Main Street Capital Corporation
STIP / iShares Trust - iShares 0-5 Year TIPS Bond ETF
XLRE / The Select Sector SPDR Trust - The Real Estate Select Sector SPDR Fund
KSU / Kansas City Southern
RTX / RTX Corporation
ACWV / iShares, Inc. - iShares MSCI Global Min Vol Factor ETF
APD / Air Products and Chemicals, Inc.
VOO / Vanguard Index Funds - Vanguard S&P 500 ETF
IVE / iShares Trust - iShares S&P 500 Value ETF
VIG / Vanguard Specialized Funds - Vanguard Dividend Appreciation ETF
BX / Blackstone Inc.
IWN / iShares Trust - iShares Russell 2000 Value ETF
WFC / Wells Fargo & Company
SPGI / S&P Global Inc.
CCJ / Cameco Corporation
AWK / American Water Works Company, Inc.
CLX / The Clorox Company
CERN / Cerner Corp.
PLUG / Plug Power Inc.
ODFL / Old Dominion Freight Line, Inc.
WPC / W. P. Carey Inc.
FDL / First Trust Exchange-Traded Fund - First Trust Morningstar Dividend Leaders Index Fund
SCHD / Schwab Strategic Trust - Schwab U.S. Dividend Equity ETF
XLG / Invesco Exchange-Traded Fund Trust - Invesco S&P 500 Top 50 ETF
PTMC / Pacer Funds Trust - Pacer Trendpilot US Mid Cap ETF
CMG / Chipotle Mexican Grill, Inc.
IYW / iShares Trust - iShares U.S. Technology ETF
STZ / Constellation Brands, Inc.
PFF / iShares Trust - iShares Preferred and Income Securities ETF
ARCC / Ares Capital Corporation
USMV / iShares Trust - iShares MSCI USA Min Vol Factor ETF
ALL / The Allstate Corporation
SWK / Stanley Black & Decker, Inc.
YUM / Yum! Brands, Inc.
DOW / Dow Inc.
CMP / Compass Minerals International, Inc.
DSM / BNY Mellon Strategic Municipal Bond Fund, Inc.
ICLR / ICON Public Limited Company
KR / The Kroger Co.
QQEW / First Trust Exchange-Traded Fund - First Trust NASDAQ-100 Equal Weighted Index Fund
TIP / iShares Trust - iShares TIPS Bond ETF
ABB / ABB Ltd. - ADR
GLW / Corning Incorporated
CNP / CenterPoint Energy, Inc.
HMC / Honda Motor Co., Ltd. - Depositary Receipt (Common Stock)
NUE / Nucor Corporation
HPE / Hewlett Packard Enterprise Company
LNG / Cheniere Energy, Inc.
SNAP / Snap Inc.
CAH / Cardinal Health, Inc.
CLF / Cleveland-Cliffs Inc.
BGS / B&G Foods, Inc.
ZNOG / Zion Oil & Gas, Inc.
MCK / McKesson Corporation
GD / General Dynamics Corporation
DVN / Devon Energy Corporation
UAA / Under Armour, Inc.
JO / Barclays Bank PLC - ZC SP ETN REDEEM 23/01/2048 USD 50 - Ser B_BJO
BBY / Best Buy Co., Inc.
IDV / iShares Trust - iShares International Select Dividend ETF
CIG / Companhia Energética de Minas Gerais - CEMIG - Depositary Receipt (Common Stock)
ALTO / Alto Ingredients, Inc.
CB / Chubb Limited
WBT / Welbilt Inc
IEV / iShares Trust - iShares Europe ETF
XLNX / Xilinx, Inc.
SYF / Synchrony Financial
EWJ / iShares, Inc. - iShares MSCI Japan ETF
EBAY / eBay Inc.
XES / SPDR Series Trust - SPDR S&P Oil & Gas Equipment & Services ETF
XOP / SPDR Series Trust - SPDR S&P Oil & Gas Exploration & Production ETF
TM / Toyota Motor Corporation - Depositary Receipt (Common Stock)
AGU / Agrium Inc.
MHY2745C1021 / Golar LNG Partners LP
VCSH / Vanguard Scottsdale Funds - Vanguard Short-Term Corporate Bond ETF
X / United States Steel Corporation
TTEK / Tetra Tech, Inc.
FXO / First Trust Exchange-Traded AlphaDEX Fund - First Trust Financials AlphaDEX Fund
CBRL / Cracker Barrel Old Country Store, Inc.
MSI / Motorola Solutions, Inc.
NI / NiSource Inc.
GERN / Geron Corporation
NOK / Nokia Oyj - Depositary Receipt (Common Stock)
JPS / Nuveen Preferred & Income Securities Fund
PFIS / Peoples Financial Services Corp.
XPFLX / PIMCO Income Strategy Fund
DIG / ProShares Trust - ProShares Ultra Energy
RTK / Rentech, Inc.
/ FERRELLGAS PARTNERS LP Unit
EMD / Western Asset Emerging Markets Debt Fund Inc.
MET / MetLife, Inc.
PWV / Invesco Exchange-Traded Fund Trust - Invesco Large Cap Value ETF
PPA / Invesco Exchange-Traded Fund Trust - Invesco Aerospace & Defense ETF
VMGMX / Vanguard Index Funds - Vanguard Mid-Cap Growth Index Fund Admiral
JCI / Johnson Controls International plc
AGO / Assured Guaranty Ltd.
US9576671088 / Western Asset Variable Rate Strategic Fund Inc.
PBE / Invesco Exchange-Traded Fund Trust - Invesco Biotechnology & Genome ETF
PSEC / Prospect Capital Corporation
RIG / Transocean Ltd.
ACN / Accenture plc
HOG / Harley-Davidson, Inc.
19041P105 / CBS Corp.
INO / Inovio Pharmaceuticals, Inc.
ON / ON Semiconductor Corporation
EPC / Edgewell Personal Care Company
STON / StoneMor Inc
MTW / The Manitowoc Company, Inc.
NOV / NOV Inc.
QYLD / Global X Funds - Global X NASDAQ 100 Covered Call ETF Call
JPI / Nuveen Preferred Securities & Income Opportunities Fund
ULSGF / UBS AG
W / Wayfair Inc.
ERJ / Embraer S.A. - Depositary Receipt (Common Stock)
TYG / Tortoise Energy Infrastructure Corporation
TRIL / Trillium Therapeutics Inc
WPZ / Access Midstream Partners, L.P
LQD / iShares Trust - iShares iBoxx $ Investment Grade Corporate Bond ETF
AA / Alcoa Corporation
FAM / First Trust/Abrdn Global Opportunity Income Fund
DHI / D.R. Horton, Inc.
APA / APA Corporation
09348R102 / BLDRS Index Funds Trust
JFR / Nuveen Floating Rate Income Fund
AMX / América Móvil, S.A.B. de C.V. - Depositary Receipt (Common Stock)
KRG / Kite Realty Group Trust
91911K102 / Bausch Health Companies
AKS / AK Steel Holding Corp.
XCO / EXCO Resources, Inc.
FNF / Fidelity National Financial, Inc.
NUAN / Nuance Communications Inc
DBL / DoubleLine Opportunistic Credit Fund
VNTV / Vantiv, Inc.
FPX / First Trust Exchange-Traded Fund - First Trust US Equity Opportunities ETF
MXF / The Mexico Fund, Inc.
PHO / Invesco Exchange-Traded Fund Trust - Invesco Water Resources ETF
US0325111070 / Anadarko Petroleum Corp.
SHPG / Shire Plc.
25459Y298 / Direxion Zacks MLP High Income Index Shares
MCRB / Seres Therapeutics, Inc.
BKT / BlackRock Income Trust, Inc.
CINF / Cincinnati Financial Corporation
STO / Statoil ASA
YUMC / Yum China Holdings, Inc.
EQBK / Equity Bancshares, Inc.
IGA / Voya Global Advantage and Premium Opportunity Fund
XME / SPDR Series Trust - SPDR S&P Metals & Mining ETF
AOS / A. O. Smith Corporation
BGR / BlackRock Energy and Resources Trust
US09253Y1001 / Blackrock MuniEnhanced Fund Inc.
RWR / SPDR Series Trust - SPDR Dow Jones REIT ETF
US0044461004 / Aceto Corp.
ACM / AECOM
NFJ / Virtus Dividend, Interest & Premium Strategy Fund
ALNY / Alnylam Pharmaceuticals, Inc.
HSBC / HSBC Holdings plc - Depositary Receipt (Common Stock)
ALB / Albemarle Corporation
NIE / Virtus Equity & Convertible Income Fund
BCR / C. R. Bard, Inc. - Corporate Bond/Note
BAX / Baxter International Inc.
CHW / Calamos Global Dynamic Income Fund
CRC / California Resources Corporation
CPN / Calpine Corp.
CSIQ / Canadian Solar Inc.
CBI / Chicago Bridge & Iron Co., N.V.
AVNS / Avanos Medical, Inc.
COMM / CommScope Holding Company, Inc.
FXG / First Trust Exchange-Traded AlphaDEX Fund - First Trust Consumer Staples AlphaDEX Fund
FRT / Federal Realty Investment Trust
NBIX / Neurocrine Biosciences, Inc.
MCHI / iShares Trust - iShares MSCI China ETF
JXI / iShares Trust - iShares Global Utilities ETF
IYLD / iShares Trust - iShares Morningstar Multi-Asset Income ETF
AOA / iShares Trust - iShares Core 80/20 Aggressive Allocation ETF
REXX / Rex Energy Corp.
IYT / iShares Trust - iShares U.S. Transportation ETF
67059L102 / NuStar GP Holdings, LLC
OXY / Occidental Petroleum Corporation
PHD / Pioneer Floating Rate Fund, Inc.
PCI / PGIM ETF Trust - PGIM Corporate Bond 5-10 Year ETF
DBC / Invesco DB Commodity Index Tracking Fund
DBO / Invesco DB Multi-Sector Commodity Trust - Invesco DB Oil Fund
VRP / Invesco Exchange-Traded Fund Trust II - Invesco Variable Rate Preferred ETF
RCII / Upbound Group Inc
RBSPF / NatWest Group plc
RPV / Invesco Exchange-Traded Fund Trust - Invesco S&P 500 Pure Value ETF
HSIC / Henry Schein, Inc.
SCHZ / Schwab Strategic Trust - Schwab U.S. Aggregate Bond ETF
AOR / iShares Trust - iShares Core 60/40 Balanced Allocation ETF
IRY / SPDR(R) S&P(R) International Health Care Sector ETF
TMQ / Trilogy Metals Inc.
CWB / SPDR Series Trust - SPDR Bloomberg Convertible Securities ETF
BWX / SPDR Series Trust - SPDR Bloomberg International Treasury Bond ETF
STT / State Street Corporation
PEK / VanEck Vectors ChinaAMC CSI 300 ETF
IDX / VanEck ETF Trust - VanEck Indonesia Index ETF
VNQI / Vanguard International Equity Index Funds - Vanguard Global ex-U.S. Real Estate ETF
TRI / Thomson Reuters Corporation
SOYB / Teucrium Commodity Trust - Teucrium Soybean Fund
TRIP / Tripadvisor, Inc.
/ U.S. Concrete, Inc.
USDP / USD Partners LP - Limited Partnership
FTAG / First Trust Exchange-Traded Fund II - First Trust Indxx Global Agriculture ETF
GIM / Templeton Global Income Fund
HBM / Hudbay Minerals Inc.
EXPE / Expedia Group, Inc.
TEVA / Teva Pharmaceutical Industries Limited - Depositary Receipt (Common Stock)
GLTR / abrdn Precious Metals Basket ETF - abrdn Physical Precious Metals Basket Shares ETF
HIW / Highwoods Properties, Inc.
K / Kellanova
IJK / iShares Trust - iShares S&P Mid-Cap 400 Growth ETF
LII / Lennox International Inc.
VMW / Vmware Inc. - Class A
ATO / Atmos Energy Corporation
OZRK / Bank of the Ozarks, Inc.
COF / Capital One Financial Corporation
CQP / Cheniere Energy Partners, L.P. - Limited Partnership
DOV / Dover Corporation
EOI / Eaton Vance Enhanced Equity Income Fund
AOM / iShares Trust - iShares Core 40/60 Moderate Allocation ETF
NRG / NRG Energy, Inc.
JRO / Nuveen Floating Rate Income Opportunity Fund
JPC / Nuveen Preferred & Income Opportunities Fund
RSG / Republic Services, Inc.
PSLV / Sprott Physical Silver Trust
RHI / Robert Half Inc.
JPEM / J.P. Morgan Exchange-Traded Fund Trust - JPMorgan Diversified Return Emerging Markets Equity ETF
FTC / First Trust Exchange-Traded AlphaDEX Fund - First Trust Large Cap Growth AlphaDEX Fund
FEYE / FireEye Inc
SPH / Suburban Propane Partners, L.P. - Limited Partnership
MOO / VanEck ETF Trust - VanEck Agribusiness ETF
IOO / iShares Trust - iShares Global 100 ETF
RWO / SPDR Index Shares Funds - SPDR Dow Jones Global Real Estate ETF
OKS / ONEOK Partners, L.P.
DXJ / WisdomTree Trust - WisdomTree Japan Hedged Equity Fund
GOGO / Gogo Inc.
MAN / ManpowerGroup Inc.
CTSH / Cognizant Technology Solutions Corporation
BLACKROCK DEFINED OPPRTY CR / (09255Q105)
SDRL / Seadrill Limited
OGS / ONE Gas, Inc.
NEU / NewMarket Corporation
GSG / iShares S&P GSCI Commodity-Indexed Trust
MUFG / Mitsubishi UFJ Financial Group, Inc. - Depositary Receipt (Common Stock)
MUR / Murphy Oil Corporation
RHT / Red Hat, Inc.
RSX / VanEck ETF Trust - VanEck Russia ETF
VG / Venture Global, Inc.
US92553P1021 / Viacom, Inc.
WBC / Wabco Holdings, Inc.
ALEX / Alexander & Baldwin, Inc.
JAX / J. Alexanders Holdings Inc
IART / Integra LifeSciences Holdings Corporation
LVLT / Level 3 Financing Inc. - Corporate Bond/Note
EEB / Invesco BRIC ETF
FEX / First Trust Exchange-Traded AlphaDEX Fund - First Trust Large Cap Core AlphaDEX Fund
BNDX / Vanguard Charlotte Funds - Vanguard Total International Bond ETF
GM.WS.B / General Motors Company - Warrants 07/10/2019
US3723091043 / GenMark Diagnostics, Inc
GSK / GSK plc - Depositary Receipt (Common Stock)
GG / Goldcorp, Inc.
FXI / iShares Trust - iShares China Large-Cap ETF
DES / WisdomTree Trust - WisdomTree U.S. SmallCap Dividend Fund
SJNK / SPDR Series Trust - SPDR Bloomberg Short Term High Yield Bond ETF
UCO / ProShares Trust II - ProShares Ultra Bloomberg Crude Oil
CG / The Carlyle Group Inc.
CNDT / Conduent Incorporated
LW / Lamb Weston Holdings, Inc.
NRZ / New Residential Investment Corp
NS / NuStar Energy L.P. - Limited Partnership
OHI / Omega Healthcare Investors, Inc.
ASIX / AdvanSix Inc.
AGCO / AGCO Corporation
AHPI / Allied Healthcare Product Inc.
AKRX / Akorn, Inc.
ALSN / Allison Transmission Holdings, Inc.
APU / AmeriGas Partners, L.P.
VTA / Invesco Dynamic Credit Opportunities Fund
INDA / iShares Trust - iShares MSCI India ETF
KHC / The Kraft Heinz Company
PBR / Petróleo Brasileiro S.A. - Petrobras - Depositary Receipt (Common Stock)
BKNG / Booking Holdings Inc.
PCY / Invesco Exchange-Traded Fund Trust II - Invesco Emerging Markets Sovereign Debt ETF
PMM / Putnam Managed Municipal Income Trust
SLB / Schlumberger Limited
KNX / Knight-Swift Transportation Holdings Inc.
SUM / Summit Materials, Inc.
TSI / TCW Strategic Income Fund, Inc.
UAL / United Airlines Holdings, Inc.
UAA / Under Armour, Inc.
TEF / Telefónica, S.A. - Depositary Receipt (Common Stock)
WDAY / Workday, Inc.
JPIN / J.P. Morgan Exchange-Traded Fund Trust - JPMorgan Diversified Return International Equity ETF
WR / Westar Energy, Inc.
XRX / Xerox Holdings Corporation
GYEN / AdvisorShares Gartman Gold/Yen ETF
K3ED / China Telecom Corporation Ltd.
CDE / Coeur Mining, Inc.
US0268741560 / American International Group, Inc. Warrants
CPRT / Copart, Inc.
CEQP / Crestwood Equity Partners LP - Unit
ETB / Eaton Vance Tax-Managed Buy-Write Income Fund
D / Dominion Energy, Inc.
ENB / Enbridge Inc.
ENR / Energizer Holdings, Inc.
WATT / Energous Corporation
EPR / EPR Properties
ETSY / Etsy, Inc.
ESRX / Express Scripts Holding Co.
FXU / First Trust Exchange-Traded AlphaDEX Fund - First Trust Utilities AlphaDEX Fund
FFC / Flaherty & Crumrine Preferred Securities Income Fund Inc.
FTF / Franklin Limited Duration Income Trust
FTR / Frontier Communications Corp.
GRPN / Groupon, Inc.
HRL / Hormel Foods Corporation
IFN / The India Fund, Inc.
NW.PRC / National Westminster Bank Plc
RY / Royal Bank of Canada
PTEN / Patterson-UTI Energy, Inc.
POT / Potash Corp. of Saskatchewan, Inc.
74005P104 / Praxair, Inc.
RTN / Raytheon Co.
SONY / Sony Group Corporation - Depositary Receipt (Common Stock)
NVRO / Nevro Corp.
NKTR / Nektar Therapeutics
SEP / Spectra Energy Partners LP
BIV / Vanguard Bond Index Funds - Vanguard Intermediate-Term Bond ETF
VOD / Vodafone Group Public Limited Company - Depositary Receipt (Common Stock)
WGL / WGL Holdings, Inc.
DON / WisdomTree Trust - WisdomTree U.S. MidCap Dividend Fund
DHS / WisdomTree Trust - WisdomTree U.S. High Dividend Fund
VOX / Vanguard World Fund - Vanguard Communication Services ETF
EGO / Eldorado Gold Corporation
KRE / SPDR Series Trust - SPDR S&P Regional Banking ETF
MATX / Matson, Inc.
AVAV / AeroVironment, Inc.
CE / Celanese Corporation
TWNK / Hostess Brands Inc - Class A
GPL / Great Panther Mining Ltd
US85207U1051 / Sprint Corporation
HDV / iShares Trust - iShares Core High Dividend ETF
HEFA / iShares Trust - iShares Currency Hedged MSCI EAFE ETF
JNPR / Juniper Networks, Inc.
MRO / Marathon Oil Corporation
MKL / Markel Group Inc.
MAR / Marriott International, Inc.
JWN / Nordstrom, Inc.
DNOW / DNOW Inc.
PGJ / Invesco Exchange-Traded Fund Trust - Invesco Golden Dragon China ETF
TARA / Protara Therapeutics, Inc.
PRFZ / Invesco Exchange-Traded Fund Trust - Invesco RAFI US 1500 Small-Mid ETF
RGLD / Royal Gold, Inc.
RDS.B / Shell Plc - ADR
ECON / Columbia ETF Trust II - Columbia Research Enhanced Emerging Economies ETF
HBI / Hanesbrands Inc.
NSC / Norfolk Southern Corporation
CAG / Conagra Brands, Inc.
NVDA / NVIDIA Corporation
PM / Philip Morris International Inc.
UNM / Unum Group
CMS / CMS Energy Corporation
NEE / NextEra Energy, Inc.
ITOT / iShares Trust - iShares Core S&P Total U.S. Stock Market ETF
AEP / American Electric Power Company, Inc.
IWV / iShares Trust - iShares Russell 3000 ETF
SCHB / Schwab Strategic Trust - Schwab U.S. Broad Market ETF
SBUX / Starbucks Corporation
CRM / Salesforce, Inc.
XLK / The Select Sector SPDR Trust - The Technology Select Sector SPDR Fund
CVX / Chevron Corporation
GOOG / Alphabet Inc.
VO / Vanguard Index Funds - Vanguard Mid-Cap ETF
CL / Colgate-Palmolive Company
HON / Honeywell International Inc.
IUSB / iShares Trust - iShares Core Total USD Bond Market ETF
WEC / WEC Energy Group, Inc.
IVV / iShares Trust - iShares Core S&P 500 ETF
IYH / iShares Trust - iShares U.S. Healthcare ETF
NVO / Novo Nordisk A/S - Depositary Receipt (Common Stock)
IJH / iShares Trust - iShares Core S&P Mid-Cap ETF
LUV / Southwest Airlines Co.
ET / Energy Transfer LP - Limited Partnership
ELD / WisdomTree Trust - WisdomTree Emerging Markets Local Debt Fund
MTUM / iShares Trust - iShares MSCI USA Momentum Factor ETF
PTLC / Pacer Funds Trust - Pacer Trendpilot US Large Cap ETF
DVY / iShares Trust - iShares Select Dividend ETF
NKE / NIKE, Inc.
ITA / iShares Trust - iShares U.S. Aerospace & Defense ETF
IWF / iShares Trust - iShares Russell 1000 Growth ETF
PGR / The Progressive Corporation
FAD / First Trust Exchange-Traded AlphaDEX Fund - First Trust Multi Cap Growth AlphaDEX Fund
ED / Consolidated Edison, Inc.
GM / General Motors Company
FTV / Fortive Corporation
ABT / Abbott Laboratories
BMY / Bristol-Myers Squibb Company
CELG / Celgene Corp.
MU / Micron Technology, Inc.
ERIC / Telefonaktiebolaget LM Ericsson (publ) - Depositary Receipt (Common Stock)
WM / Waste Management, Inc.
GOOGL / Alphabet Inc.
BP / BP p.l.c. - Depositary Receipt (Common Stock)
SPY / SPDR S&P 500 ETF
VXUS / Vanguard STAR Funds - Vanguard Total International Stock ETF
HD / The Home Depot, Inc.
MRK / Merck & Co., Inc.
BRK.A / Berkshire Hathaway Inc.
DIS / The Walt Disney Company
IWM / iShares Trust - iShares Russell 2000 ETF
PG / The Procter & Gamble Company
LOW / Lowe's Companies, Inc.
JNJ / Johnson & Johnson
IJR / iShares Trust - iShares Core S&P Small-Cap ETF
HSY / The Hershey Company
ADP / Automatic Data Processing, Inc.
ETR / Entergy Corporation
NFLX / Netflix, Inc.
AMZN / Amazon.com, Inc.
NVS / Novartis AG - Depositary Receipt (Common Stock)
ITW / Illinois Tool Works Inc.
SO / The Southern Company
GWW / W.W. Grainger, Inc.
ABBV / AbbVie Inc.
PAYX / Paychex, Inc.
AMAT / Applied Materials, Inc.
BRK.A / Berkshire Hathaway Inc.
EXEL / Exelixis, Inc.
AMGN / Amgen Inc.
LMT / Lockheed Martin Corporation
WMT / Walmart Inc.
EMR / Emerson Electric Co.
IBM / International Business Machines Corporation
COST / Costco Wholesale Corporation
PSX / Phillips 66
V / Visa Inc.
AMT / American Tower Corporation
QCOM / QUALCOMM Incorporated
MS / Morgan Stanley
FAST / Fastenal Company
FCX / Freeport-McMoRan Inc.
COP / ConocoPhillips
CAT / Caterpillar Inc.
BHP / BHP Group Limited - Depositary Receipt (Common Stock)
PYPL / PayPal Holdings, Inc.
PEP / PepsiCo, Inc.
EXC / Exelon Corporation
CSCO / Cisco Systems, Inc.