John F Barry - Insider Trading Tracker

Prospect Capital Corporation

US ˙ NasdaqGS ˙ US74348T1025

Pendahuluan

Halaman ini memberikan analisis komprehensif tentang sejarah perdagangan orang dalam yang diketahui dari John F Barry. Orang dalam adalah pejabat, direktur, atau investor signifikan dalam suatu perusahaan. Adalah ilegal bagi orang dalam untuk melakukan perdagangan di perusahaan mereka berdasarkan informasi spesifik yang tidak dipublikasikan. Ini tidak berarti bahwa mereka dilarang melakukan perdagangan apa pun di perusahaan mereka sendiri. Namun, mereka harus melaporkan semua perdagangan kepada SEC melalui Formulir 4. Terlepas dari pembatasan ini, penelitian akademis menunjukkan bahwa orang dalam - secara umum - cenderung mengungguli pasar di perusahaan mereka sendiri.

Rata-rata Profitabilitas Perdagangan

Profitabilitas perdagangan rata-rata adalah pengembalian rata-rata dari semua pembelian pasar terbuka yang dilakukan oleh orang dalam dalam tiga tahun terakhir. Untuk menghitung ini, kami memeriksa setiap pembelian pasar terbuka yang tidak direncanakan yang dilakukan oleh orang dalam, tidak termasuk semua perdagangan yang ditandai sebagai bagian dari rencana perdagangan 10b5-1. Kami kemudian menghitung kinerja rata-rata dari perdagangan tersebut selama 3, 6, dan 12 bulan, dengan merata-ratakan setiap durasi tersebut untuk menghasilkan metrik kinerja akhir untuk setiap perdagangan. Terakhir, kami merata-ratakan semua metrik kinerja untuk menghitung metrik kinerja untuk orang dalam. Daftar ini hanya mencakup orang dalam yang telah melakukan setidaknya tiga perdagangan dalam dua tahun terakhir.

Jika profitabilitas perdagangan orang dalam ini adalah "N/A", maka orang dalam tersebut belum melakukan pembelian di pasar terbuka dalam tiga tahun terakhir, atau perdagangan yang mereka lakukan terlalu baru untuk menghitung metrik kinerja yang andal.

Frekuensi Pembaruan: Setiap Hari

Lihat daftar pedagang dalam perusahaan yang paling menguntungkan.

Lihat Peringkat Tertinggi Orang Dalam

Perusahaan dengan Posisi Orang Dalam yang Dilaporkan

Pengajuan SEC menunjukkan bahwa John F Barry telah melaporkan kepemilikan atau perdagangan di perusahaan-perusahaan berikut:

Keamanan	Judul	Kepemilikan Terakhir yang Dilaporkan
	10% Owner	0
US:PSEC / Prospect Capital Corporation	CHIEF EXECUTIVE OFFICER, Director, 10% Owner	83,585,026
	10% Owner	6,382,195
		32,466
		17,865

Cara Membaca Grafik

Grafik berikut menunjukkan kinerja saham sekuritas setelah setiap perdagangan pasar terbuka yang tidak direncanakan yang dilakukan oleh John F Barry. Perdagangan yang tidak direncanakan adalah perdagangan yang tidak dilakukan sebagai bagian dari rencana perdagangan 10b5-1. Kinerja saham digambarkan sebagai perubahan persentase kumulatif dalam harga saham. Misalnya, jika perdagangan orang dalam dilakukan pada 1 Januari 2019, grafik akan menunjukkan perubahan persentase harian sekuritas hingga saat ini. Jika harga saham naik dari $10 menjadi $15 selama periode ini, perubahan persentase kumulatif dalam harga saham akan menjadi 50%. Perubahan harga dari $10 menjadi $20 akan menjadi 100%, dan perubahan harga dari $10 menjadi $5 akan menjadi -50%.

Pada akhirnya, kita mencoba menentukan seberapa erat korelasi perdagangan orang dalam dengan pengembalian berlebih (positif atau negatif) pada harga saham untuk melihat apakah orang dalam tersebut mengatur waktu perdagangannya untuk mendapatkan keuntungan dari informasi orang dalam. Pertimbangkan situasi di mana orang dalam melakukan hal ini. Dalam situasi ini, kita akan mengharapkan (a) pengembalian positif setelah pembelian, atau (b) pengembalian negatif setelah penjualan. Dalam kasus (a), grafik PEMBELIAN akan menunjukkan serangkaian kurva yang miring ke atas, menunjukkan pengembalian positif setelah setiap transaksi pembelian. Dalam kasus (b), grafik PENJUALAN akan menunjukkan serangkaian kurva yang miring ke bawah, menunjukkan pengembalian negatif setelah setiap transaksi penjualan.

Namun, ini saja tidak cukup untuk menarik kesimpulan. Jika, misalnya, harga saham perusahaan berada dalam tren kenaikan non-siklikal selama bertahun-tahun, maka kita akan mengharapkan semua plot pasca-pembelian memiliki kemiringan ke atas. Demikian pula, penurunan non-siklikal selama bertahun-tahun akan menghasilkan plot pasca-perdagangan dengan kemiringan ke bawah. Tak satu pun dari grafik ini akan menunjukkan aktivitas perdagangan orang dalam.

Indikator terkuat adalah situasi di mana harga saham sangat siklikal, dan terdapat sinyal positif pada grafik PEMBELIAN dan plot negatif pada grafik PENJUALAN. Situasi ini akan sangat menunjukkan adanya orang dalam yang mengatur waktu perdagangan untuk keuntungan finansial mereka.

Pembelian Orang Dalam PSEC / Prospect Capital Corporation - Analisis Keuntungan Jangka Pendek

Pada bagian ini, kami menganalisis profitabilitas setiap pembelian saham oleh orang dalam di pasar terbuka yang tidak direncanakan yang dilakukan di PSEC / Prospect Capital Corporation. Analisis ini membantu memahami apakah orang dalam tersebut secara konsisten menghasilkan pengembalian abnormal, dan layak untuk diikuti. Analisis ini dilakukan selama satu tahun setelah setiap transaksi, dan hasilnya bersifat teoritis .

Tabel berikut menunjukkan pembelian pasar terbuka terbaru yang bukan bagian dari rencana perdagangan otomatis.

Tanggal Perdagangan	Ticker	Orang Dalam	Dilaporkan Saham	Dilaporkan Harga	Disesuaikan Saham	Disesuaikan Harga	Dasar Biaya	Hari-hari menuju Maksimal	Harga di Maksimal	Maksimal Keuntungan ($)	Maksimum Pengembalian (%)
2025-06-23	PSEC	Barry John F	319,000	3.1619	319,000	3.1619	1,008,646	30	3.4700	98,284	9.74
2025-06-20	PSEC	Barry John F	623,300	3.1907	623,300	3.1907	1,988,763
2025-03-24	PSEC	Barry John F	24,000	4.2367	24,000	4.2367	101,681
2025-03-21	PSEC	Barry John F	24,000	4.2604	24,000	4.2604	102,250
2025-03-20	PSEC	Barry John F	24,000	4.2778	24,000	4.2778	102,667
2025-03-19	PSEC	Barry John F	24,000	4.2971	24,000	4.2971	103,130
2025-03-18	PSEC	Barry John F	24,000	4.3009	24,000	4.3009	103,222
2025-03-17	PSEC	Barry John F	240,000	4.3046	240,000	4.3046	1,033,104
2025-03-14	PSEC	Barry John F	240,000	4.2775	240,000	4.2775	1,026,600
2025-03-13	PSEC	Barry John F	240,000	4.2046	240,000	4.2046	1,009,104
2025-03-12	PSEC	Barry John F	240,000	4.2455	240,000	4.2455	1,018,920
2025-03-11	PSEC	Barry John F	1,000,000	4.3100	1,000,000	4.3100	4,310,000
2025-03-11	PSEC	Barry John F	1,000,000	4.3300	1,000,000	4.3300	4,330,000
2024-12-24	PSEC	Barry John F	2,000,000	4.2900	2,000,000	4.2900	8,580,000
2024-11-22	PSEC	Barry John F	1,000,000	4.7800	1,000,000	4.7800	4,780,000
2024-11-21	PSEC	Barry John F	1,000,000	4.6400	1,000,000	4.6400	4,640,000
2024-11-20	PSEC	Barry John F	1,000,000	4.5900	1,000,000	4.5900	4,590,000
2024-11-19	PSEC	Barry John F	1,000,000	4.6300	1,000,000	4.6300	4,630,000
2024-11-18	PSEC	Barry John F	837,273	4.4700	837,273	4.4700	3,742,610
2024-11-15	PSEC	Barry John F	205,900	4.4000	205,900	4.4000	905,960
2024-11-14	PSEC	Barry John F	1,000,000	4.3700	1,000,000	4.3700	4,370,000
2024-09-10	PSEC	Barry John F	95,477	5.2900	95,477	5.2900	505,073
2024-09-09	PSEC	Barry John F	473,030	5.3000	473,030	5.3000	2,507,059
2024-09-06	PSEC	Barry John F	750,000	5.2600	750,000	5.2600	3,945,000
2024-09-05	PSEC	Barry John F	100,000	5.2200	100,000	5.2200	522,000
2024-09-05	PSEC	Barry John F	118,957	5.2900	118,957	5.2900	629,283
2024-09-04	PSEC	Barry John F	750,000	5.2300	750,000	5.2300	3,922,500
2024-09-03	PSEC	Barry John F	750,000	5.1700	750,000	5.1700	3,877,500
2024-08-30	PSEC	Barry John F	1,000,000	5.1500	1,000,000	5.1500	5,150,000
2024-08-30	PSEC	Barry John F	500,000	5.2100	500,000	5.2100	2,605,000
2024-08-30	PSEC	Barry John F	1,000,000	5.1800	1,000,000	5.1800	5,180,000
2024-05-13	PSEC	Barry John F	4,099	5.4665	4,099	5.4665	22,407
2024-05-10	PSEC	Barry John F	729,819	5.4794	729,819	5.4794	3,998,970
2024-05-10	PSEC	Barry John F	69,082	5.4791	69,082	5.4791	378,507
2023-09-12	PSEC	Barry John F	16,500	5.9900	16,500	5.9900	98,835
2023-09-12	PSEC	Barry John F	16,665	5.9900	16,665	5.9900	99,823
2023-09-12	PSEC	Barry John F	16,600	5.9900	16,600	5.9900	99,434
2023-09-12	PSEC	Barry John F	16,625	5.9900	16,625	5.9900	99,584
2023-09-12	PSEC	Barry John F	16,645	5.9900	16,645	5.9900	99,704
2023-09-12	PSEC	Barry John F	16,650	5.9900	16,650	5.9900	99,734
2023-09-12	PSEC	Barry John F	16,600	5.9900	16,600	5.9900	99,434
2023-09-12	PSEC	Barry John F	16,600	5.9900	16,600	5.9900	99,434
2023-09-12	PSEC	Barry John F	16,625	5.9900	16,625	5.9900	99,584
2023-09-12	PSEC	Barry John F	16,650	5.9900	16,650	5.9900	99,734
2023-09-11	PSEC	Barry John F	16,520	5.9900	16,520	5.9900	98,955
2023-05-12	PSEC	Barry John F	100,000	6.0900	100,000	6.0900	609,000
2023-05-11	PSEC	Barry John F	100,000	6.2800	100,000	6.2800	628,000
2020-03-24	PSEC	Barry John F	3,377	4.2000	3,377	4.2000	14,183
2020-03-24	PSEC	Barry John F	50	4.5000	50	4.5000	225
2020-03-24	PSEC	Barry John F	4,100	4.5985	4,100	4.5985	18,854
2020-03-24	PSEC	Barry John F	900	4.6148	900	4.6148	4,153
2020-03-24	PSEC	Barry John F	333,685	4.6383	333,685	4.6383	1,547,731
2020-03-23	PSEC	Barry John F	1,002,662	4.1348	1,002,662	4.1348	4,145,807
2020-03-23	PSEC	Barry John F	700	4.1457	700	4.1457	2,902
2020-03-23	PSEC	Barry John F	265	4.1462	265	4.1462	1,099
2020-03-23	PSEC	Barry John F	650	4.1559	650	4.1559	2,701
2020-03-23	PSEC	Barry John F	4,700	4.1949	4,700	4.1949	19,716
2020-03-23	PSEC	Barry John F	10,200	4.2041	10,200	4.2041	42,882
2020-03-23	PSEC	Barry John F	4,400	4.2552	4,400	4.2552	18,723
2020-03-23	PSEC	Barry John F	17,000	4.2579	17,000	4.2579	72,384
2020-03-23	PSEC	Barry John F	1,400	4.3100	1,400	4.3100	6,034
2020-03-23	PSEC	Barry John F	700	4.1457	700	4.1457	2,902
2020-03-23	PSEC	Barry John F	265	4.1462	265	4.1462	1,099
2020-03-23	PSEC	Barry John F	650	4.1559	650	4.1559	2,701
2020-03-23	PSEC	Barry John F	4,700	4.1949	4,700	4.1949	19,716
2020-03-23	PSEC	Barry John F	4,400	4.2552	4,400	4.2552	18,723
2020-03-23	PSEC	Barry John F	1,400	4.3100	1,400	4.3100	6,034
2020-03-23	PSEC	Barry John F	700	4.1457	700	4.1457	2,902
2020-03-23	PSEC	Barry John F	265	4.1462	265	4.1462	1,099
2020-03-23	PSEC	Barry John F	650	4.1559	650	4.1559	2,701
2020-03-23	PSEC	Barry John F	10,200	4.2041	10,200	4.2041	42,882
2020-03-23	PSEC	Barry John F	4,400	4.2552	4,400	4.2552	18,723
2020-03-23	PSEC	Barry John F	17,000	4.2579	17,000	4.2579	72,384
2020-03-23	PSEC	Barry John F	1,400	4.3100	1,400	4.3100	6,034
2020-03-20	PSEC	Barry John F	190,000	4.8124	190,000	4.8124	914,356
2020-03-20	PSEC	Barry John F	150,000	4.9418	150,000	4.9418	741,270
2020-03-20	PSEC	Barry John F	127,693	4.9482	127,693	4.9482	631,851
2020-03-20	PSEC	Barry John F	1,000,000	4.9633	1,000,000	4.9633	4,963,300
2020-03-20	PSEC	Barry John F	832,307	5.0332	832,307	5.0332	4,189,168
2020-03-19	PSEC	Barry John F	1,500,000	4.6652	1,500,000	4.6652	6,997,800
2020-03-19	PSEC	Barry John F	645,160	4.8563	645,160	4.8563	3,133,091
2020-03-18	PSEC	Barry John F	3,353,654	4.5604	3,353,654	4.5604	15,294,004
2020-03-18	PSEC	Barry John F	1,974,530	4.2138	1,974,530	4.2138	8,320,275
2020-03-17	PSEC	Barry John F	265,200	4.9998	265,200	4.9998	1,325,947
2020-03-17	PSEC	Barry John F	4,000,000	4.9659	4,000,000	4.9659	19,863,600
2020-03-16	PSEC	Barry John F	4,610,490	4.7732	4,610,490	4.7732	22,006,791
2020-03-13	PSEC	Barry John F	3,252,951	4.9212	3,252,951	4.9212	16,008,422
2020-03-12	PSEC	Barry John F	2,783,638	4.4668	2,783,638	4.4668	12,433,954
2020-03-12	PSEC	Barry John F	92,017	4.3124	92,017	4.3124	396,814
2020-03-12	PSEC	Barry John F	1,686,051	4.7340	1,686,051	4.7340	7,981,765
2020-03-11	PSEC	Barry John F	698,091	4.7937	698,091	4.7937	3,346,439
2020-03-10	PSEC	Barry John F	6,500	4.9388	6,500	4.9388	32,102
2020-03-10	PSEC	Barry John F	187,304	5.0110	187,304	5.0110	938,580
2020-03-10	PSEC	Barry John F	139,051	5.0187	139,051	5.0187	697,855
2020-03-09	PSEC	Barry John F	33,004	4.9777	33,004	4.9777	164,284
2019-09-03	PSEC	Barry John F	237,857	6.3407	237,857	6.3407	1,508,180
2019-08-30	PSEC	Barry John F	201,548	6.3928	201,548	6.3928	1,288,456
2019-08-29	PSEC	Barry John F	139,761	6.3996	139,761	6.3996	894,414
2019-06-17	PSEC	Barry John F	46,801	6.3469	46,801	6.3469	297,041
2019-06-17	PSEC	Barry John F	91,038	6.3429	91,038	6.3429	577,445
2019-06-14	PSEC	Barry John F	233,482	6.3150	233,482	6.3150	1,474,439
2019-06-13	PSEC	Barry John F	408,911	6.3783	408,911	6.3783	2,608,157
2019-06-05	PSEC	Barry John F	107,358	6.3393	107,358	6.3393	680,575
2019-06-04	PSEC	Barry John F	5,800	6.2660	5,800	6.2660	36,343
2019-06-04	PSEC	Barry John F	57,696	6.2966	57,696	6.2966	363,289
2019-02-12	PSEC	Barry John F	1,300	6.4000	1,300	6.4000	8,320
2019-02-11	PSEC	Barry John F	100,000	6.3888	100,000	6.3888	638,880
2018-12-31	PSEC	Barry John F	299,707	6.3100	299,707	6.3100	1,891,151
2018-12-24	PSEC	Barry John F	304,792	5.8158	304,792	5.8158	1,772,609
2018-12-21	PSEC	Barry John F	1,000,000	5.8717	1,000,000	5.8717	5,871,700
2018-12-20	PSEC	Barry John F	147,000	5.8131	147,000	5.8131	854,526
2018-12-20	PSEC	Barry John F	453,000	5.7997	453,000	5.7997	2,627,264
2018-03-21	PSEC	Barry John F	4,483	6.4996	4,483	6.4996	29,138
2018-03-20	PSEC	Barry John F	58,241	6.4983	58,241	6.4983	378,467
2018-03-19	PSEC	Barry John F	63,295	6.4970	63,295	6.4970	411,228
2018-03-16	PSEC	Barry John F	3,100	6.4979	3,100	6.4979	20,143
2018-03-15	PSEC	Barry John F	84,100	6.4906	84,100	6.4906	545,859
2018-03-13	PSEC	Barry John F	300	6.5000	300	6.5000	1,950
2018-03-02	PSEC	Barry John F	17,200	6.4976	17,200	6.4976	111,759
2018-03-01	PSEC	Barry John F	242,186	6.5844	242,186	6.5844	1,594,649
2018-02-28	PSEC	Barry John F	269,197	6.6299	269,197	6.6299	1,784,749
2018-02-23	PSEC	Barry John F	79,933	6.6683	79,933	6.6683	533,017
2018-02-22	PSEC	Barry John F	48,117	6.6971	48,117	6.6971	322,244
2018-02-09	PSEC	Barry John F	467,178	6.7308	467,178	6.7308	3,144,482
2017-12-22	PSEC	Barry John F	503,300	7.2542	503,300	7.2542	3,651,039
2017-12-22	PSEC	Barry John F	490,600	7.1676	490,600	7.1676	3,516,425
2017-12-21	PSEC	Barry John F	169,657	7.0727	169,657	7.0727	1,199,933
2017-12-21	PSEC	Barry John F	508,775	7.0832	508,775	7.0832	3,603,755
2017-12-20	PSEC	Barry John F	8,221	6.9439	8,221	6.9439	57,086
2017-12-20	PSEC	Barry John F	171,841	6.9584	171,841	6.9584	1,195,738
2017-12-19	PSEC	Barry John F	450,000	6.9247	450,000	6.9247	3,116,115
2017-12-18	PSEC	Barry John F	306,100	6.8687	306,100	6.8687	2,102,509
2017-12-18	PSEC	Barry John F	102,107	6.8835	102,107	6.8835	702,854
2017-12-18	PSEC	Barry John F	102,207	6.8835	102,207	6.8835	703,542
2017-12-15	PSEC	Barry John F	247,793	6.8721	247,793	6.8721	1,702,858
2017-12-14	PSEC	Barry John F	368,756	6.8200	368,756	6.8200	2,514,916
2017-12-13	PSEC	Barry John F	354,783	6.8068	354,783	6.8068	2,414,937
2017-12-13	PSEC	Barry John F	1,900	6.8000	1,900	6.8000	12,920
2017-12-12	PSEC	Barry John F	250,000	6.8229	250,000	6.8229	1,705,725
2017-12-12	PSEC	Barry John F	14,937	6.8000	14,937	6.8000	101,572
2017-12-08	PSEC	Barry John F	64,916	6.7227	64,916	6.7227	436,411
2017-12-08	PSEC	Barry John F	58,463	6.7491	58,463	6.7491	394,573
2017-12-07	PSEC	Barry John F	110,007	6.6722	110,007	6.6722	733,989
2017-12-06	PSEC	Barry John F	110,000	6.6988	110,000	6.6988	736,868
2017-12-05	PSEC	Barry John F	266,238	6.7326	266,238	6.7326	1,792,474
2017-12-04	PSEC	Barry John F	250,000	6.7724	250,000	6.7724	1,693,100
2017-12-01	PSEC	Barry John F	435,000	6.8226	435,000	6.8226	2,967,831
2017-11-30	PSEC	Barry John F	170,460	6.8576	170,460	6.8576	1,168,946
2017-11-29	PSEC	Barry John F	141,374	6.8000	141,374	6.8000	961,343
2017-11-27	PSEC	Barry John F	11,445	6.8000	11,445	6.8000	77,826
2017-11-24	PSEC	Barry John F	279,666	6.8215	279,666	6.8215	1,907,742
2017-11-22	PSEC	Barry John F	162,826	6.7196	162,826	6.7196	1,094,126
2017-11-21	PSEC	Barry John F	1,043,386	6.8956	1,043,386	6.8956	7,194,773
2017-11-20	PSEC	Barry John F	995,883	6.9771	995,883	6.9771	6,948,375
2017-11-10	PSEC	Barry John F	141,797	5.7108	141,797	5.7108	809,774
2017-11-10	PSEC	Barry John F	151,194	5.7063	151,194	5.7063	862,758
2016-02-22	PSEC	Barry John F	950,000	6.9180	950,000	6.9180	6,572,100
2016-02-22	PSEC	Barry John F	150,000	6.9740	150,000	6.9740	1,046,100
2016-02-19	PSEC	Barry John F	1,114,700	6.8330	1,114,700	6.8330	7,616,745
2016-02-18	PSEC	Barry John F	1,114,000	6.7720	1,114,000	6.7720	7,544,008
2016-02-17	PSEC	Barry John F	299,045	6.6530	299,045	6.6530	1,989,546
2016-02-17	PSEC	Barry John F	809,955	6.7370	809,955	6.7370	5,456,667
2016-02-16	PSEC	Barry John F	1,115,000	6.3600	1,115,000	6.3600	7,091,400
2016-02-12	PSEC	Barry John F	1,029,658	6.1450	1,029,658	6.1450	6,327,248
2016-02-12	PSEC	Barry John F	28,342	6.1770	28,342	6.1770	175,069
2016-02-11	PSEC	Barry John F	1,060,000	5.7020	1,060,000	5.7020	6,044,120
2015-12-24	PSEC	Barry John F	132,500	7.3480	132,500	7.3480	973,610
2015-12-24	PSEC	Barry John F	900,000	7.3800	900,000	7.3800	6,642,000
2015-12-23	PSEC	Barry John F	33,019	6.9920	33,019	6.9920	230,869
2015-12-23	PSEC	Barry John F	390,663	7.0790	390,663	7.0790	2,765,503
2015-12-23	PSEC	Barry John F	108,456	7.1320	108,456	7.1320	773,508
2015-12-23	PSEC	Barry John F	193,010	7.1970	193,010	7.1970	1,389,093
2015-12-23	PSEC	Barry John F	146,323	7.2230	146,323	7.2230	1,056,891
2015-12-23	PSEC	Barry John F	121,603	7.2460	121,603	7.2460	881,135
2015-12-23	PSEC	Barry John F	35,850	7.2690	35,850	7.2690	260,594
2015-12-22	PSEC	Barry John F	1,029,000	6.8550	1,029,000	6.8550	7,053,795
2015-12-21	PSEC	Barry John F	1,032,500	6.7680	1,032,500	6.7680	6,987,960
2015-12-18	PSEC	Barry John F	744,000	6.7010	744,000	6.7010	4,985,544
2015-12-17	PSEC	Barry John F	24,291	6.7400	24,291	6.7400	163,721
2015-12-17	PSEC	Barry John F	765,709	6.7600	765,709	6.7600	5,176,193
2015-12-16	PSEC	Barry John F	100,000	6.6320	100,000	6.6320	663,200
2015-12-16	PSEC	Barry John F	153,500	6.5990	153,500	6.5990	1,012,946
2015-12-16	PSEC	Barry John F	153,000	6.5860	153,000	6.5860	1,007,658
2015-12-16	PSEC	Barry John F	154,000	6.6090	154,000	6.6090	1,017,786
2015-12-15	PSEC	Barry John F	162,500	6.3090	162,500	6.3090	1,025,212
2015-12-15	PSEC	Barry John F	160,000	6.4560	160,000	6.4560	1,032,960
2015-12-11	PSEC	Barry John F	155,000	6.6540	155,000	6.6540	1,031,370
2015-12-11	PSEC	Barry John F	155,000	6.6540	155,000	6.6540	1,031,370
2015-12-09	PSEC	Barry John F	150,000	6.7130	150,000	6.7130	1,006,950
2015-12-09	PSEC	Barry John F	150,000	6.7130	150,000	6.7130	1,006,950
2015-06-11	PSEC	Barry John F	140,000	7.4640	140,000	7.4640	1,044,960
2015-06-10	PSEC	Barry John F	140,000	7.3160	140,000	7.3160	1,024,240
2015-06-05	PSEC	Barry John F	131,060	7.5750	131,060	7.5750	992,780
2014-12-08	PSEC	Barry John F	132,200	8.4600	132,200	8.4600	1,118,412
2014-12-01	PSEC	Barry John F	115,000	9.0780	115,000	9.0780	1,043,970
2014-11-10	PSEC	Barry John F	110,000	9.5670	110,000	9.5670	1,052,370
2014-09-16	PSEC	Barry John F	100,000	10.1700	100,000	10.1700	1,017,000
2014-06-13	PSEC	Barry John F	100,000	10.3700	100,000	10.3700	1,037,000
2014-06-12	PSEC	Barry John F	100,000	10.3300	100,000	10.3300	1,033,000
2014-03-20	PSEC	Barry John F	100,000	10.8600	100,000	10.8600	1,086,000
2013-06-21	PSEC	Barry John F	6,500	10.4900	6,500	10.4900	68,185
2013-06-20	PSEC	Barry John F	96,000	10.4600	96,000	10.4600	1,004,160
2013-05-23	PSEC	Barry John F	601,683	10.7100	601,683	10.7100	6,444,028

Harga yang Disesuaikan adalah harga yang disesuaikan dengan pemisahan saham. Saham yang Disesuaikan adalah saham yang disesuaikan dengan pemisahan saham.

Penjualan Orang Dalam PSEC / Prospect Capital Corporation - Analisis Kerugian Jangka Pendek

Pada bagian ini, kami menganalisis penghindaran kerugian jangka pendek dari setiap penjualan internal pasar terbuka yang tidak direncanakan yang dilakukan di PSEC / Prospect Capital Corporation. Pola penghindaran kerugian yang konsisten dapat menunjukkan bahwa transaksi penjualan di masa mendatang dapat memprediksi penurunan harga. Analisis ini berlaku untuk satu tahun setelah setiap perdagangan, dan hasilnya bersifat teoritis .

Tabel berikut menunjukkan penjualan pasar terbuka terbaru yang bukan bagian dari rencana perdagangan otomatis.

Tanggal Perdagangan Ticker Orang Dalam Dilaporkan
Saham Dilaporkan
Harga Disesuaikan
Saham Disesuaikan
Harga Dasar Biaya Hari-hari menuju
Menit Harga di
Menit Kerugian Maksimal
Dihindari ($) Kerugian Maksimal
Dihindari (%)

Tidak ada transaksi pasar terbuka tak terduga yang diketahui untuk kombinasi orang dalam dan sekuritas ini.

Harga yang Disesuaikan adalah harga yang disesuaikan dengan pemisahan saham. Saham yang Disesuaikan adalah saham yang disesuaikan dengan pemisahan saham.

Sejarah Perdagangan Orang Dalam

Tabel ini menunjukkan daftar lengkap transaksi orang dalam yang dilakukan oleh John F Barry sebagaimana diungkapkan kepada Komisi Bursa Efek (Securities Exchange Commission/SEC).

Tanggal File Tanggal Transaksi Formulir Ticker Keamanan Kode 10b5-1 Saham Sisa Saham Persen
Ubah Bagikan
Harga Tran
Nilai Sisa
Nilai

2025-08-07 2025-08-07 4 PAYIX Prospect Enhanced Yield Fund
Class I Shares of Beneficial Interest G - Gift -1,004,000 0 -100.00

2025-08-07 2025-08-06 4 PAYIX Prospect Enhanced Yield Fund
Class I Shares of Beneficial Interest P - Purchase 1,000,000 1,004,000 25,000.00 25.00 25,000,000 25,100,000

2025-08-01 3 PAYIX Prospect Enhanced Yield Fund
Class I Shares of Beneficial Interest 4,000

2025-06-25 2025-06-23 4 PSEC PROSPECT CAPITAL CORP
COMMON STOCK P - Purchase 319,000 83,585,026 0.38 3.16 1,008,646 264,287,493

2025-06-24 2025-06-20 4 PSEC PROSPECT CAPITAL CORP
COMMON STOCK P - Purchase 623,300 83,266,026 0.75 3.19 1,988,763 265,676,908

2025-03-26 2025-03-24 4 PSEC PROSPECT CAPITAL CORP
COMMON STOCK P - Purchase 24,000 82,594,540 0.03 4.24 101,681 349,928,286

2025-03-25 2025-03-21 4 PSEC PROSPECT CAPITAL CORP
COMMON STOCK P - Purchase 24,000 82,570,540 0.03 4.26 102,250 351,783,527

2025-03-24 2025-03-20 4 PSEC PROSPECT CAPITAL CORP
COMMON STOCK P - Purchase 24,000 82,546,540 0.03 4.28 102,667 353,117,587

2025-03-21 2025-03-19 4 PSEC PROSPECT CAPITAL CORP
COMMON STOCK P - Purchase 24,000 82,509,933 0.03 4.30 103,130 354,553,435

2025-03-20 2025-03-18 4 PSEC PROSPECT CAPITAL CORP
COMMON STOCK P - Purchase 24,000 82,485,933 0.03 4.30 103,222 354,763,751

2025-03-19 2025-03-17 4 PSEC PROSPECT CAPITAL CORP
COMMON STOCK P - Purchase 240,000 82,461,933 0.29 4.30 1,033,104 354,965,638

2025-03-18 2025-03-14 4 PSEC PROSPECT CAPITAL CORP
COMMON STOCK P - Purchase 240,000 82,221,933 0.29 4.28 1,026,600 351,704,320

2025-03-17 2025-03-13 4 PSEC PROSPECT CAPITAL CORP
COMMON STOCK P - Purchase 240,000 81,981,933 0.29 4.20 1,009,104 344,701,237

2025-03-14 2025-03-12 4 PSEC PROSPECT CAPITAL CORP
COMMON STOCK P - Purchase 240,000 81,741,933 0.29 4.25 1,018,920 347,035,378

2025-03-13 2025-03-11 4 PSEC PROSPECT CAPITAL CORP
COMMON STOCK P - Purchase 1,000,000 81,501,933 1.24 4.33 4,330,000 352,903,371

2025-03-13 2025-03-11 4 PSEC PROSPECT CAPITAL CORP
COMMON STOCK P - Purchase 1,000,000 80,501,933 1.26 4.31 4,310,000 346,963,333

2024-12-27 2024-12-24 4 PSEC PROSPECT CAPITAL CORP
COMMON STOCK P - Purchase 2,000,000 79,477,549 2.58 4.29 8,580,000 340,958,687

2024-11-26 2024-11-22 4 PSEC PROSPECT CAPITAL CORP
COMMON STOCK P - Purchase 1,000,000 77,465,298 1.31 4.78 4,780,000 370,284,124

2024-11-25 2024-11-21 4 PSEC PROSPECT CAPITAL CORP
COMMON STOCK P - Purchase 1,000,000 76,465,298 1.33 4.64 4,640,000 354,798,983

2024-11-22 2024-11-20 4 PSEC PROSPECT CAPITAL CORP
COMMON STOCK P - Purchase 1,000,000 75,465,285 1.34 4.59 4,590,000 346,385,660

2024-11-21 2024-11-19 4 PSEC PROSPECT CAPITAL CORP
COMMON STOCK P - Purchase 1,000,000 74,465,285 1.36 4.63 4,630,000 344,774,272

2024-11-20 2024-11-18 4 PSEC PROSPECT CAPITAL CORP
COMMON STOCK P - Purchase 837,273 73,450,112 1.15 4.47 3,742,610 328,322,001

2024-11-19 2024-11-15 4 PSEC PROSPECT CAPITAL CORP
COMMON STOCK P - Purchase 205,900 72,612,839 0.28 4.40 905,960 319,496,492

2024-11-18 2024-11-14 4 PSEC PROSPECT CAPITAL CORP
COMMON STOCK P - Purchase 1,000,000 72,406,939 1.40 4.37 4,370,000 316,418,324

2024-09-12 2024-09-10 4 PSEC PROSPECT CAPITAL CORP
COMMON STOCK P - Purchase 95,477 71,381,891 0.13 5.29 505,073 377,610,204

2024-09-11 2024-09-09 4 PSEC PROSPECT CAPITAL CORP
COMMON STOCK P - Purchase 473,030 71,286,414 0.67 5.30 2,507,059 377,817,995

2024-09-10 2024-09-06 4 PSEC PROSPECT CAPITAL CORP
COMMON STOCK P - Purchase 750,000 70,813,384 1.07 5.26 3,945,000 372,478,401

2024-09-09 2024-09-05 4 PSEC PROSPECT CAPITAL CORP
COMMON STOCK P - Purchase 118,957 70,063,384 0.17 5.29 629,283 370,635,302

2024-09-09 2024-09-05 4 PSEC PROSPECT CAPITAL CORP
COMMON STOCK P - Purchase 100,000 69,944,427 0.14 5.22 522,000 365,109,910

2024-09-06 2024-09-04 4 PSEC PROSPECT CAPITAL CORP
COMMON STOCK P - Purchase 750,000 69,844,427 1.09 5.23 3,922,500 365,286,354

2024-09-05 2024-09-03 4 PSEC PROSPECT CAPITAL CORP
COMMON STOCK P - Purchase 750,000 69,094,427 1.10 5.17 3,877,500 357,218,189

2024-09-04 2024-08-30 4 PSEC PROSPECT CAPITAL CORP
COMMON STOCK P - Purchase 1,000,000 68,344,427 1.48 5.18 5,180,000 354,024,133

2024-09-04 2024-08-30 4 PSEC PROSPECT CAPITAL CORP
COMMON STOCK P - Purchase 500,000 67,344,427 0.75 5.21 2,605,000 350,864,466

2024-09-04 2024-08-30 4 PSEC PROSPECT CAPITAL CORP
COMMON STOCK P - Purchase 1,000,000 66,844,427 1.52 5.15 5,150,000 344,248,800

2024-07-29 2024-07-26 4 NONE Prospect Floating Rate & Alternative Income Fund, Inc.
COMMON STOCK G - Gift 2,096,436 6,382,195 48.92

2024-07-29 2024-07-26 4 NONE Prospect Floating Rate & Alternative Income Fund, Inc.
COMMON STOCK G - Gift -2,096,436 0 -100.00

2024-07-29 2024-07-26 4 NONE Prospect Floating Rate & Alternative Income Fund, Inc.
COMMON STOCK P - Purchase 2,096,436 2,096,436 4.77 10,000,000 10,000,000

2024-05-15 2024-05-13 4 PSEC PROSPECT CAPITAL CORP
COMMON STOCK P - Purchase 4,099 65,796,357 0.01 5.47 22,407 359,675,784

2024-05-14 2024-05-10 4 PSEC PROSPECT CAPITAL CORP
COMMON STOCK P - Purchase 69,082 65,792,258 0.11 5.48 378,507 360,482,359

2024-05-14 2024-05-10 4 PSEC PROSPECT CAPITAL CORP
COMMON STOCK P - Purchase 729,819 65,723,176 1.12 5.48 3,998,970 360,123,569

2024-04-26 2024-04-24 4 NONE Prospect Floating Rate & Alternative Income Fund, Inc.
COMMON STOCK G - Gift 2,105,263 4,206,572 100.19

2024-04-26 2024-04-24 4 NONE Prospect Floating Rate & Alternative Income Fund, Inc.
COMMON STOCK G - Gift -2,105,263 0 -100.00

2024-04-26 2024-04-24 4 NONE Prospect Floating Rate & Alternative Income Fund, Inc.
COMMON STOCK P - Purchase 2,105,263 2,105,263 4.75 10,000,000 10,000,000

2024-02-26 3 NONE Prospect Floating Rate & Alternative Income Fund, Inc.
COMMON STOCK 2,074,689

2024-02-26 2024-02-22 4 NONE Prospect Floating Rate & Alternative Income Fund, Inc.
COMMON STOCK G - Gift -2,074,689 0 -100.00

2023-12-28 2023-12-27 4 PSEC PROSPECT CAPITAL CORP
COMMON STOCK G - Gift -2,582,000 64,949,108 -3.82

2023-12-28 2023-12-26 4 PSEC PROSPECT CAPITAL CORP
COMMON STOCK G - Gift -5,427,977 67,531,108 -7.44

2023-09-14 2023-09-12 4 PSEC PROSPECT CAPITAL CORP
COMMON STOCK P - Purchase 16,650 72,918,888 0.02 5.99 99,734 436,784,140

2023-09-14 2023-09-12 4 PSEC PROSPECT CAPITAL CORP
COMMON STOCK P - Purchase 16,650 72,918,888 0.02 5.99 99,734 436,784,140

2023-09-14 2023-09-12 4 PSEC PROSPECT CAPITAL CORP
COMMON STOCK P - Purchase 16,625 72,902,238 0.02 5.99 99,584 436,684,407

2023-09-14 2023-09-12 4 PSEC PROSPECT CAPITAL CORP
COMMON STOCK P - Purchase 16,625 72,902,238 0.02 5.99 99,584 436,684,407

2023-09-14 2023-09-12 4 PSEC PROSPECT CAPITAL CORP
COMMON STOCK P - Purchase 16,600 72,885,613 0.02 5.99 99,434 436,584,823

2023-09-14 2023-09-12 4 PSEC PROSPECT CAPITAL CORP
COMMON STOCK P - Purchase 16,600 72,885,613 0.02 5.99 99,434 436,584,823

2023-09-14 2023-09-12 4 PSEC PROSPECT CAPITAL CORP
COMMON STOCK P - Purchase 16,600 72,869,013 0.02 5.99 99,434 436,485,389

2023-09-14 2023-09-12 4 PSEC PROSPECT CAPITAL CORP
COMMON STOCK P - Purchase 16,645 72,835,763 0.02 5.99 99,704 436,286,222

2023-09-14 2023-09-12 4 PSEC PROSPECT CAPITAL CORP
COMMON STOCK P - Purchase 16,665 72,785,893 0.02 5.99 99,823 435,987,500

2023-09-14 2023-09-12 4 PSEC PROSPECT CAPITAL CORP
COMMON STOCK P - Purchase 16,500 72,769,228 0.02 5.99 98,835 435,887,677

2023-09-13 2023-09-11 4 PSEC PROSPECT CAPITAL CORP
COMMON STOCK P - Purchase 16,520 72,752,728 0.02 5.99 98,955 435,788,842

2023-05-16 2023-05-12 4 PSEC PROSPECT CAPITAL CORP
COMMON STOCK P - Purchase 100,000 72,699,542 0.14 6.09 609,000 442,740,213

2023-05-16 2023-05-11 4 PSEC PROSPECT CAPITAL CORP
COMMON STOCK P - Purchase 100,000 72,599,542 0.14 6.28 628,000 455,925,126

2023-05-16 2022-12-29 4 PSEC PROSPECT CAPITAL CORP
COMMON STOCK G - Gift -7,512,116 72,468,491 -9.39

2020-08-20 2020-03-23 4/A PSEC PROSPECT CAPITAL CORP
COMMON STOCK P - Purchase 1,400 68,520,344 0.00 4.31 6,034 295,322,683

2020-08-20 2020-03-23 4/A PSEC PROSPECT CAPITAL CORP
COMMON STOCK P - Purchase 17,000 68,518,944 0.02 4.26 72,384 291,746,812

2020-08-20 2020-03-23 4/A PSEC PROSPECT CAPITAL CORP
COMMON STOCK P - Purchase 4,400 68,501,944 0.01 4.26 18,723 291,489,472

2020-08-20 2020-03-23 4/A PSEC PROSPECT CAPITAL CORP
COMMON STOCK P - Purchase 10,200 68,497,544 0.01 4.20 42,882 287,970,525

2020-08-20 2020-03-23 4/A PSEC PROSPECT CAPITAL CORP
COMMON STOCK P - Purchase 4,700 68,487,344 0.01 4.19 19,716 287,297,559

2020-08-20 2020-03-23 4/A PSEC PROSPECT CAPITAL CORP
COMMON STOCK P - Purchase 650 68,482,644 0.00 4.16 2,701 284,607,020

2020-08-20 2020-03-23 4/A PSEC PROSPECT CAPITAL CORP
COMMON STOCK P - Purchase 265 68,481,994 0.00 4.15 1,099 283,940,044

2020-08-20 2020-03-23 4/A PSEC PROSPECT CAPITAL CORP
COMMON STOCK P - Purchase 700 68,481,729 0.00 4.15 2,902 283,904,704

2020-08-20 2020-03-23 4/A PSEC PROSPECT CAPITAL CORP
COMMON STOCK P - Purchase 1,002,662 68,481,029 1.49 4.13 4,145,807 283,155,359

2020-04-06 2020-03-23 4/A PSEC PROSPECT CAPITAL CORP
COMMON STOCK P - Purchase 1,400 68,515,644 0.00 4.31 6,034 295,302,426

2020-04-06 2020-03-23 4/A PSEC PROSPECT CAPITAL CORP
COMMON STOCK P - Purchase 17,000 68,514,244 0.02 4.26 72,384 291,726,800

2020-04-06 2020-03-23 4/A PSEC PROSPECT CAPITAL CORP
COMMON STOCK P - Purchase 4,400 68,497,244 0.01 4.26 18,723 291,469,473

2020-04-06 2020-03-23 4/A PSEC PROSPECT CAPITAL CORP
COMMON STOCK P - Purchase 10,200 68,492,844 0.01 4.20 42,882 287,950,766

2020-04-06 2020-03-23 4/A PSEC PROSPECT CAPITAL CORP
COMMON STOCK P - Purchase 650 68,482,644 0.00 4.16 2,701 284,607,020

2020-04-06 2020-03-23 4/A PSEC PROSPECT CAPITAL CORP
COMMON STOCK P - Purchase 265 68,481,994 0.00 4.15 1,099 283,940,044

2020-04-06 2020-03-23 4/A PSEC PROSPECT CAPITAL CORP
COMMON STOCK P - Purchase 700 68,481,729 0.00 4.15 2,902 283,904,704

2020-04-06 2020-03-23 4/A PSEC PROSPECT CAPITAL CORP
COMMON STOCK P - Purchase 1,002,662 68,481,029 1.49 4.13 4,145,807 283,155,359

2020-03-26 2020-03-24 4 PSEC PROSPECT CAPITAL CORP
COMMON STOCK P - Purchase 333,685 68,862,456 0.49 4.64 1,547,731 319,404,730

2020-03-26 2020-03-24 4 PSEC PROSPECT CAPITAL CORP
COMMON STOCK P - Purchase 900 68,528,771 0.00 4.61 4,153 316,246,572

2020-03-26 2020-03-24 4 PSEC PROSPECT CAPITAL CORP
COMMON STOCK P - Purchase 4,100 68,527,871 0.01 4.60 18,854 315,125,415

2020-03-26 2020-03-24 4 PSEC PROSPECT CAPITAL CORP
COMMON STOCK P - Purchase 50 68,523,771 0.00 4.50 225 308,356,970

2020-03-26 2020-03-24 4 PSEC PROSPECT CAPITAL CORP
COMMON STOCK P - Purchase 3,377 68,523,721 0.00 4.20 14,183 287,799,628

2020-03-25 2020-03-23 4 PSEC PROSPECT CAPITAL CORP
COMMON STOCK P - Purchase 1,400 68,520,344 0.00 4.31 6,034 295,322,683

2020-03-25 2020-03-23 4 PSEC PROSPECT CAPITAL CORP
COMMON STOCK P - Purchase 17,000 68,518,944 0.02 4.26 72,384 291,746,812

2020-03-25 2020-03-23 4 PSEC PROSPECT CAPITAL CORP
COMMON STOCK P - Purchase 4,400 68,501,944 0.01 4.26 18,723 291,489,472

2020-03-25 2020-03-23 4 PSEC PROSPECT CAPITAL CORP
COMMON STOCK P - Purchase 10,200 68,497,544 0.01 4.20 42,882 287,970,525

2020-03-25 2020-03-23 4 PSEC PROSPECT CAPITAL CORP
COMMON STOCK P - Purchase 4,700 68,487,344 0.01 4.19 19,716 287,297,559

2020-03-25 2020-03-23 4 PSEC PROSPECT CAPITAL CORP
COMMON STOCK P - Purchase 650 68,482,644 0.00 4.16 2,701 284,607,020

2020-03-25 2020-03-23 4 PSEC PROSPECT CAPITAL CORP
COMMON STOCK P - Purchase 265 68,481,994 0.00 4.15 1,099 283,940,044

2020-03-25 2020-03-23 4 PSEC PROSPECT CAPITAL CORP
COMMON STOCK P - Purchase 700 68,481,729 0.00 4.15 2,902 283,904,704

2020-03-25 2020-03-23 4 PSEC PROSPECT CAPITAL CORP
COMMON STOCK P - Purchase 1,002,662 68,481,029 1.49 4.13 4,145,807 283,155,359

2020-03-24 2020-03-20 4 PSEC PROSPECT CAPITAL CORP
COMMON STOCK P - Purchase 832,307 67,478,367 1.25 5.03 4,189,168 339,632,117

2020-03-24 2020-03-20 4 PSEC PROSPECT CAPITAL CORP
COMMON STOCK P - Purchase 1,000,000 66,646,060 1.52 4.96 4,963,300 330,784,390

2020-03-24 2020-03-20 4 PSEC PROSPECT CAPITAL CORP
COMMON STOCK P - Purchase 127,693 65,646,060 0.19 4.95 631,851 324,829,834

2020-03-24 2020-03-20 4 PSEC PROSPECT CAPITAL CORP
COMMON STOCK P - Purchase 150,000 65,518,367 0.23 4.94 741,270 323,778,666

2020-03-24 2020-03-20 4 PSEC PROSPECT CAPITAL CORP
COMMON STOCK P - Purchase 190,000 65,368,367 0.29 4.81 914,356 314,578,729

2020-03-23 2020-03-19 4 PSEC PROSPECT CAPITAL CORP
COMMON STOCK P - Purchase 645,160 65,178,367 1.00 4.86 3,133,091 316,525,704

2020-03-23 2020-03-19 4 PSEC PROSPECT CAPITAL CORP
COMMON STOCK P - Purchase 1,500,000 64,533,207 2.38 4.67 6,997,800 301,060,317

2020-03-20 2020-03-18 4 PSEC PROSPECT CAPITAL CORP
COMMON STOCK P - Purchase 1,974,530 63,024,402 3.23 4.21 8,320,275 265,572,226

2020-03-20 2020-03-18 4 PSEC PROSPECT CAPITAL CORP
COMMON STOCK P - Purchase 3,353,654 61,049,872 5.81 4.56 15,294,004 278,411,837

2020-03-19 2020-03-17 4 PSEC PROSPECT CAPITAL CORP
COMMON STOCK P - Purchase 4,000,000 57,696,218 7.45 4.97 19,863,600 286,513,650

2020-03-19 2020-03-17 4 PSEC PROSPECT CAPITAL CORP
COMMON STOCK P - Purchase 265,200 53,696,217 0.50 5.00 1,325,947 268,470,347

2020-03-18 2020-03-16 4 PSEC PROSPECT CAPITAL CORP
COMMON STOCK P - Purchase 4,610,490 53,431,018 9.44 4.77 22,006,791 255,036,936

2020-03-17 2020-03-13 4 PSEC PROSPECT CAPITAL CORP
COMMON STOCK P - Purchase 3,252,951 48,820,528 7.14 4.92 16,008,422 240,255,583

2020-03-16 2020-03-12 4 PSEC PROSPECT CAPITAL CORP
COMMON STOCK P - Purchase 1,686,051 45,567,577 3.84 4.73 7,981,765 215,716,910

2020-03-16 2020-03-12 4 PSEC PROSPECT CAPITAL CORP
COMMON STOCK P - Purchase 92,017 43,881,526 0.21 4.31 396,814 189,234,693

2020-03-16 2020-03-12 4 PSEC PROSPECT CAPITAL CORP
COMMON STOCK P - Purchase 2,783,638 43,789,509 6.79 4.47 12,433,954 195,598,980

2020-03-13 2020-03-11 4 PSEC PROSPECT CAPITAL CORP
COMMON STOCK P - Purchase 698,091 41,005,871 1.73 4.79 3,346,439 196,569,845

2020-03-12 2020-03-10 4 PSEC PROSPECT CAPITAL CORP
COMMON STOCK P - Purchase 139,051 40,307,780 0.35 5.02 697,855 202,292,656

2020-03-12 2020-03-10 4 PSEC PROSPECT CAPITAL CORP
COMMON STOCK P - Purchase 187,304 40,168,729 0.47 5.01 938,580 201,285,502

2020-03-12 2020-03-10 4 PSEC PROSPECT CAPITAL CORP
COMMON STOCK P - Purchase 6,500 39,981,425 0.02 4.94 32,102 197,460,263

2020-03-11 2020-03-09 4 PSEC PROSPECT CAPITAL CORP
COMMON STOCK P - Purchase 33,004 39,974,925 0.08 4.98 164,284 198,983,185

2019-09-05 2019-09-03 4 PSEC PROSPECT CAPITAL CORP
COMMON STOCK P - Purchase 237,857 39,906,051 0.60 6.34 1,508,180 253,032,299

2019-09-04 2019-08-30 4 PSEC PROSPECT CAPITAL CORP
COMMON STOCK P - Purchase 201,548 39,668,194 0.51 6.39 1,288,456 253,590,832

2019-09-04 2019-08-29 4/A PSEC PROSPECT CAPITAL CORP
COMMON STOCK P - Purchase 139,761 39,466,646 0.36 6.40 894,414 252,570,749

2019-09-03 2019-08-29 4 PSEC PROSPECT CAPITAL CORP
COMMON STOCK P - Purchase 139,761 39,460,914 0.36 6.40 894,414 252,534,063

2019-06-19 2019-06-17 4 PSEC PROSPECT CAPITAL CORP
COMMON STOCK P - Purchase 91,038 39,309,766 0.23 6.34 577,445 249,337,912

2019-06-19 2019-06-17 4 PSEC PROSPECT CAPITAL CORP
COMMON STOCK P - Purchase 46,801 39,218,728 0.12 6.35 297,041 248,917,342

2019-06-18 2019-06-14 4 PSEC PROSPECT CAPITAL CORP
COMMON STOCK P - Purchase 233,482 39,171,927 0.60 6.32 1,474,439 247,370,716

2019-06-17 2019-06-13 4 PSEC PROSPECT CAPITAL CORP
COMMON STOCK P - Purchase 408,911 38,938,445 1.06 6.38 2,608,157 248,361,081

2019-06-07 2019-06-05 4 PSEC PROSPECT CAPITAL CORP
COMMON STOCK P - Purchase 107,358 38,529,534 0.28 6.34 680,575 244,250,272

2019-06-06 2019-06-04 4 PSEC PROSPECT CAPITAL CORP
COMMON STOCK P - Purchase 57,696 38,422,176 0.15 6.30 363,289 241,929,071

2019-06-06 2019-06-04 4 PSEC PROSPECT CAPITAL CORP
COMMON STOCK P - Purchase 5,800 38,364,480 0.02 6.27 36,343 240,391,829

2019-02-14 2019-02-12 4 PSEC PROSPECT CAPITAL CORP
COMMON STOCK P - Purchase 1,300 38,336,851 0.00 6.40 8,320 245,355,844

2019-02-13 2019-02-11 4 PSEC PROSPECT CAPITAL CORP
COMMON STOCK P - Purchase 100,000 38,335,551 0.26 6.39 638,880 244,918,166

2019-01-03 2018-12-31 4 PSEC PROSPECT CAPITAL CORP
COMMON STOCK P - Purchase 299,707 37,892,777 0.80 6.31 1,891,151 239,103,424

2018-12-27 2018-12-24 4 PSEC PROSPECT CAPITAL CORP
COMMON STOCK P - Purchase 304,792 37,593,070 0.82 5.82 1,772,609 218,633,778

2018-12-26 2018-12-20 4 PSEC PROSPECT CAPITAL CORP
COMMON STOCK P - Purchase 453,000 36,288,278 1.26 5.80 2,627,264 210,461,127

2018-12-26 2018-12-20 4 PSEC PROSPECT CAPITAL CORP
COMMON STOCK P - Purchase 147,000 35,835,278 0.41 5.81 854,526 208,314,056

2018-12-26 2018-12-21 4 PSEC PROSPECT CAPITAL CORP
COMMON STOCK P - Purchase 1,000,000 37,288,278 2.76 5.87 5,871,700 218,945,583

2018-08-27 2017-12-18 4/A PSEC PROSPECT CAPITAL CORP
COMMON STOCK P - Purchase 102,207 29,973,054 0.34 6.88 703,542 206,319,516

2018-03-23 2018-03-21 4 PSEC PROSPECT CAPITAL CORP
COMMON STOCK P - Purchase 4,483 34,413,790 0.01 6.50 29,138 223,675,871

2018-03-22 2018-03-20 4 PSEC PROSPECT CAPITAL CORP
COMMON STOCK P - Purchase 58,241 34,409,307 0.17 6.50 378,467 223,602,001

2018-03-21 2018-03-19 4 PSEC PROSPECT CAPITAL CORP
COMMON STOCK P - Purchase 63,295 34,351,066 0.18 6.50 411,228 223,178,877

2018-03-20 2018-03-16 4 PSEC PROSPECT CAPITAL CORP
COMMON STOCK P - Purchase 3,100 34,287,771 0.01 6.50 20,143 222,798,509

2018-03-19 2018-03-15 4 PSEC PROSPECT CAPITAL CORP
COMMON STOCK P - Purchase 84,100 34,284,671 0.25 6.49 545,859 222,528,087

2018-03-15 2018-03-13 4 PSEC PROSPECT CAPITAL CORP
COMMON STOCK P - Purchase 300 34,200,571 0.00 6.50 1,950 222,303,713

2018-03-06 2018-03-02 4 PSEC PROSPECT CAPITAL CORP
COMMON STOCK P - Purchase 17,200 34,200,271 0.05 6.50 111,759 222,219,682

2018-03-05 2018-03-01 4 PSEC PROSPECT CAPITAL CORP
COMMON STOCK P - Purchase 242,186 34,183,071 0.71 6.58 1,594,649 225,075,014

2018-03-02 2018-02-28 4 PSEC PROSPECT CAPITAL CORP
Common Stock P - Purchase 269,197 33,940,885 0.80 6.63 1,784,749 225,024,675

2018-02-27 2018-02-23 4 PSEC PROSPECT CAPITAL CORP
COMMON STOCK P - Purchase 79,933 33,671,688 0.24 6.67 533,017 224,532,919

2018-02-26 2018-02-22 4 PSEC PROSPECT CAPITAL CORP
COMMON STOCK P - Purchase 48,117 33,591,755 0.14 6.70 322,244 224,967,344

2018-02-13 2018-02-09 4 PSEC PROSPECT CAPITAL CORP
COMMON STOCK P - Purchase 467,178 33,259,333 1.42 6.73 3,144,482 223,861,918

2017-12-27 2017-12-22 4 PSEC PROSPECT CAPITAL CORP
COMMON STOCK P - Purchase 490,600 32,678,164 1.52 7.17 3,516,425 234,224,007

2017-12-27 2017-12-22 4 PSEC PROSPECT CAPITAL CORP
COMMON STOCK P - Purchase 503,300 32,187,564 1.59 7.25 3,651,039 233,495,026

2017-12-26 2017-12-21 4 PSEC PROSPECT CAPITAL CORP
COMMON STOCK P - Purchase 508,775 31,281,548 1.65 7.08 3,603,755 221,573,459

2017-12-26 2017-12-21 4 PSEC PROSPECT CAPITAL CORP
COMMON STOCK P - Purchase 169,657 30,772,773 0.55 7.07 1,199,933 217,646,590

2017-12-22 2017-12-20 4 PSEC PROSPECT CAPITAL CORP
COMMON STOCK P - Purchase 171,841 30,603,116 0.56 6.96 1,195,738 212,948,721

2017-12-22 2017-12-20 4 PSEC PROSPECT CAPITAL CORP
COMMON STOCK P - Purchase 8,221 30,431,275 0.03 6.94 57,086 211,311,729

2017-12-21 2017-12-19 4 PSEC PROSPECT CAPITAL CORP
COMMON STOCK P - Purchase 450,000 30,423,054 1.50 6.92 3,116,115 210,670,521

2017-12-20 2017-12-18 4 PSEC PROSPECT CAPITAL CORP
COMMON STOCK P - Purchase 102,107 29,973,054 0.34 6.88 702,854 206,319,516

2017-12-20 2017-12-18 4 PSEC PROSPECT CAPITAL CORP
COMMON STOCK P - Purchase 306,100 29,870,847 1.04 6.87 2,102,509 205,173,885

2017-12-19 2017-12-15 4 PSEC PROSPECT CAPITAL CORP
COMMON STOCK P - Purchase 247,793 29,564,747 0.85 6.87 1,702,858 203,171,896

2017-12-18 2017-12-14 4 PSEC PROSPECT CAPITAL CORP
COMMON STOCK P - Purchase 368,756 29,316,954 1.27 6.82 2,514,916 199,941,625

2017-12-15 2017-12-13 4 PSEC PROSPECT CAPITAL CORP
COMMON STOCK P - Purchase 1,900 28,948,198 0.01 6.80 12,920 196,847,745

2017-12-15 2017-12-13 4 PSEC PROSPECT CAPITAL CORP
COMMON STOCK P - Purchase 354,783 28,946,298 1.24 6.81 2,414,937 197,031,660

2017-12-14 2017-12-12 4 PSEC PROSPECT CAPITAL CORP
COMMON STOCK P - Purchase 14,937 28,591,515 0.05 6.80 101,572 194,422,301

2017-12-14 2017-12-12 4 PSEC PROSPECT CAPITAL CORP
COMMON STOCK P - Purchase 250,000 28,576,578 0.88 6.82 1,705,725 194,975,133

2017-12-12 2017-12-08 4 PSEC PROSPECT CAPITAL CORP
COMMON STOCK P - Purchase 58,463 28,326,578 0.21 6.75 394,573 191,178,906

2017-12-12 2017-12-08 4 PSEC PROSPECT CAPITAL CORP
COMMON STOCK P - Purchase 64,916 28,268,115 0.23 6.72 436,411 190,038,055

2017-12-11 2017-12-07 4 PSEC PROSPECT CAPITAL CORP
COMMON STOCK P - Purchase 110,007 28,203,199 0.39 6.67 733,989 188,177,383

2017-12-08 2017-12-06 4 PSEC PROSPECT CAPITAL CORP
COMMON STOCK P - Purchase 110,000 28,093,192 0.39 6.70 736,868 188,190,673

2017-12-07 2017-12-05 4 PSEC PROSPECT CAPITAL CORP
COMMON STOCK P - Purchase 266,238 27,983,192 0.96 6.73 1,792,474 188,399,637

2017-12-06 2017-12-04 4 PSEC PROSPECT CAPITAL CORP
COMMON STOCK P - Purchase 250,000 27,716,950 0.91 6.77 1,693,100 187,710,273

2017-12-05 2017-12-01 4 PSEC PROSPECT CAPITAL CORP
COMMON STOCK P - Purchase 435,000 27,466,950 1.61 6.82 2,967,831 187,396,013

2017-12-04 2017-11-30 4 PSEC PROSPECT CAPITAL CORP
COMMON STOCK P - Purchase 170,460 27,031,950 0.63 6.86 1,168,946 185,374,301

2017-12-01 2017-11-29 4 PSEC PROSPECT CAPITAL CORP
COMMON STOCK P - Purchase 141,374 26,861,490 0.53 6.80 961,343 182,658,132

2017-11-29 2017-11-27 4 PSEC PROSPECT CAPITAL CORP
COMMON STOCK P - Purchase 11,445 26,720,116 0.04 6.80 77,826 181,696,789

2017-11-28 2017-11-24 4 PSEC PROSPECT CAPITAL CORP
COMMON STOCK P - Purchase 279,666 26,708,671 1.06 6.82 1,907,742 182,193,200

2017-11-27 2017-11-22 4 PSEC PROSPECT CAPITAL CORP
COMMON STOCK P - Purchase 162,826 26,425,625 0.62 6.72 1,094,126 177,569,629

2017-11-24 2017-11-21 4 PSEC PROSPECT CAPITAL CORP
COMMON STOCK P - Purchase 1,043,386 26,262,799 4.14 6.90 7,194,773 181,097,756

2017-11-22 2017-11-20 4 PSEC PROSPECT CAPITAL CORP
COMMON STOCK P - Purchase 995,883 25,219,413 4.11 6.98 6,948,375 175,958,366

2017-11-14 2017-11-10 4 PSEC PROSPECT CAPITAL CORP
COMMON STOCK P - Purchase 151,194 151,194 5.71 862,758 862,758

2017-11-14 2017-11-10 4 PSEC PROSPECT CAPITAL CORP
COMMON STOCK P - Purchase 141,797 24,223,530 0.59 5.71 809,774 138,335,735

2017-08-10 3 [NA] Pathway Energy Infrastructure Fund, Inc.
Common Stock 32,466

2017-08-10 3 [NA] Pathway Energy Infrastructure Fund, Inc.
Common Stock 32,466

2016-02-24 2016-02-22 4 PSEC PROSPECT CAPITAL CORP
COMMON STOCK P - Purchase 150,000 21,060,598 0.72 6.97 1,046,100 146,876,608

2016-02-24 2016-02-22 4 PSEC PROSPECT CAPITAL CORP
COMMON STOCK P - Purchase 950,000 20,910,598 4.76 6.92 6,572,100 144,659,515

2016-02-23 2016-02-19 4 PSEC PROSPECT CAPITAL CORP
COMMON STOCK P - Purchase 1,114,700 19,793,526 5.97 6.83 7,616,745 135,249,162

2016-02-22 2016-02-18 4 PSEC PROSPECT CAPITAL CORP
COMMON STOCK P - Purchase 1,114,000 18,678,826 6.34 6.77 7,544,008 126,493,008

2016-02-19 2016-02-17 4 PSEC PROSPECT CAPITAL CORP
COMMON STOCK P - Purchase 809,955 17,564,826 4.83 6.74 5,456,667 118,334,231

2016-02-19 2016-02-17 4 PSEC PROSPECT CAPITAL CORP
COMMON STOCK P - Purchase 299,045 16,754,871 1.82 6.65 1,989,546 111,470,155

2016-02-18 2016-02-16 4 PSEC PROSPECT CAPITAL CORP
COMMON STOCK P - Purchase 1,115,000 16,455,826 7.27 6.36 7,091,400 104,659,052

2016-02-17 2016-02-12 4 PSEC PROSPECT CAPITAL CORP
COMMON STOCK P - Purchase 28,342 15,340,826 0.19 6.18 175,069 94,760,281

2016-02-17 2016-02-12 4 PSEC PROSPECT CAPITAL CORP
COMMON STOCK P - Purchase 1,029,658 15,312,484 7.21 6.14 6,327,248 94,095,213

2016-02-16 2016-02-11 4 PSEC PROSPECT CAPITAL CORP
COMMON STOCK P - Purchase 1,060,000 14,282,826 8.02 5.70 6,044,120 81,440,673

2015-12-29 2015-12-24 4 PSEC PROSPECT CAPITAL CORP
COMMON STOCK P - Purchase 900,000 12,971,606 7.46 7.38 6,642,000 95,730,453

2015-12-29 2015-12-24 4 PSEC PROSPECT CAPITAL CORP
COMMON STOCK P - Purchase 132,500 12,071,606 1.11 7.35 973,610 88,702,161

2015-12-28 2015-12-23 4 PSEC PROSPECT CAPITAL CORP
COMMON STOCK P - Purchase 35,850 11,935,624 0.30 7.27 260,594 86,760,049

2015-12-28 2015-12-23 4 PSEC PROSPECT CAPITAL CORP
COMMON STOCK P - Purchase 121,603 11,899,774 1.03 7.25 881,135 86,225,760

2015-12-28 2015-12-23 4 PSEC PROSPECT CAPITAL CORP
COMMON STOCK P - Purchase 146,323 11,778,171 1.26 7.22 1,056,891 85,073,727

2015-12-28 2015-12-23 4 PSEC PROSPECT CAPITAL CORP
COMMON STOCK P - Purchase 193,010 11,631,848 1.69 7.20 1,389,093 83,714,408

2015-12-28 2015-12-23 4 PSEC PROSPECT CAPITAL CORP
COMMON STOCK P - Purchase 108,456 11,438,838 0.96 7.13 773,508 81,581,790

2015-12-28 2015-12-23 4 PSEC PROSPECT CAPITAL CORP
COMMON STOCK P - Purchase 390,663 11,330,382 3.57 7.08 2,765,503 80,207,772

2015-12-28 2015-12-23 4 PSEC PROSPECT CAPITAL CORP
COMMON STOCK P - Purchase 33,019 10,939,719 0.30 6.99 230,869 76,490,513

2015-12-24 2015-12-22 4 PSEC PROSPECT CAPITAL CORP
Common Stock P - Purchase 1,029,000 10,906,700 10.42 6.86 7,053,795 74,765,426

2015-12-23 2015-12-21 4 PSEC PROSPECT CAPITAL CORP
COMMON STOCK P - Purchase 1,032,500 9,877,700 11.67 6.77 6,987,960 66,852,272

2015-12-22 2015-12-18 4 PSEC PROSPECT CAPITAL CORP
COMMON STOCK P - Purchase 744,000 8,845,200 9.18 6.70 4,985,544 59,271,683

2015-12-21 2015-12-17 4 PSEC PROSPECT CAPITAL CORP
COMMON STOCK P - Purchase 765,709 8,101,200 10.44 6.76 5,176,193 54,764,110

2015-12-21 2015-12-17 4 PSEC PROSPECT CAPITAL CORP
COMMON STOCK P - Purchase 24,291 7,335,491 0.33 6.74 163,721 49,441,207

2015-12-18 2015-12-16 4 PSEC PROSPECT CAPITAL CORP
Common Stock P - Purchase 154,000 7,311,200 2.15 6.61 1,017,786 48,319,719

2015-12-18 2015-12-16 4 PSEC PROSPECT CAPITAL CORP
Common Stock P - Purchase 153,000 7,157,200 2.18 6.59 1,007,658 47,137,317

2015-12-18 2015-12-16 4 PSEC PROSPECT CAPITAL CORP
Common Stock P - Purchase 153,500 7,004,200 2.24 6.60 1,012,946 46,220,714

2015-12-18 2015-12-16 4 PSEC PROSPECT CAPITAL CORP
Common Stock P - Purchase 100,000 6,850,700 1.48 6.63 663,200 45,433,840

2015-12-16 2015-12-14 4 PSEC PROSPECT CAPITAL CORP
COMMON STOCK P - Purchase 165,000 6,428,200 2.63 6.20 1,023,825 39,886,979

2015-12-16 2015-12-15 4 PSEC PROSPECT CAPITAL CORP
COMMON STOCK P - Purchase 160,000 6,750,700 2.43 6.46 1,032,960 43,582,517

2015-12-16 2015-12-15 4 PSEC PROSPECT CAPITAL CORP
COMMON STOCK P - Purchase 162,500 6,590,700 2.53 6.31 1,025,212 41,580,724

2015-12-16 2015-12-11 4/A PSEC PROSPECT CAPITAL CORP
COMMON STOCK P - Purchase 155,000 6,263,200 2.54 6.65 1,031,370 41,675,331

2015-12-16 2015-12-09 4/A PSEC PROSPECT CAPITAL CORP
COMMON STOCK P - Purchase 150,000 6,108,200 2.52 6.71 1,006,950 41,004,345

2015-12-14 2015-12-11 4 PSEC PROSPECT CAPITAL CORP
COMMON STOCK P - Purchase 155,000 6,335,200 2.51 6.65 1,031,370 42,154,419

2015-12-10 2015-12-09 4 PSEC PROSPECT CAPITAL CORP
COMMON STOCK P - Purchase 150,000 6,180,200 2.49 6.71 1,006,950 41,487,681

2015-06-18 2015-06-11 4 PSEC PROSPECT CAPITAL CORP
Common Stock P - Purchase 140,000 5,580,786 2.57 7.46 1,044,960 41,654,987

2015-06-12 2015-06-10 4 PSEC PROSPECT CAPITAL CORP
COMMON STOCK P - Purchase 140,000 5,440,786 2.64 7.32 1,024,240 39,804,791

2015-06-09 2015-06-05 4 PSEC PROSPECT CAPITAL CORP
COMMON Stock P - Purchase 131,060 5,300,786 2.54 7.58 992,780 40,153,454

2014-12-10 2014-12-08 4 PSEC PROSPECT CAPITAL CORP
Common Stock P - Purchase 132,200 4,833,410 2.81 8.46 1,118,412 40,890,649

2014-12-03 2014-12-01 4 PSEC PROSPECT CAPITAL CORP
Common Stock P - Purchase 115,000 4,701,210 2.51 9.08 1,043,970 42,677,584

2014-11-12 2014-11-10 4 PSEC PROSPECT CAPITAL CORP
Common Stock P - Purchase 110,000 4,535,544 2.49 9.57 1,052,370 43,391,554

2014-09-17 2014-09-16 4 PSEC PROSPECT CAPITAL CORP
COMMON STOCK P - Purchase 100,000 4,329,941 2.36 10.17 1,017,000 44,035,502

2014-06-17 2014-06-13 4 PSEC PROSPECT CAPITAL CORP
Common Stock P - Purchase 100,000 4,110,959 2.49 10.37 1,037,000 42,630,643

2014-06-16 2014-06-12 4 PSEC PROSPECT CAPITAL CORP
Common Stock P - Purchase 100,000 4,010,959 2.56 10.33 1,033,000 41,433,205

2014-03-21 2014-03-20 4 PSEC PROSPECT CAPITAL CORP
Common Stock P - Purchase 100,000 3,793,385 2.71 10.86 1,086,000 41,196,165

2014-01-21 3 [NONE] Priority Senior Secured Income Fund, Inc.
Common Stock 17,865

2013-06-25 2013-06-21 4 PSEC PROSPECT CAPITAL CORP
COMMON STOCK P - Purchase 6,500 3,390,630 0.19 10.49 68,185 35,567,711

2013-06-24 2013-06-20 4 PSEC PROSPECT CAPITAL CORP
Common Stock P - Purchase 96,000 3,384,130 2.92 10.46 1,004,160 35,398,002

2013-06-24 2013-05-23 4 PSEC PROSPECT CAPITAL CORP
Dividends Reinvested P - Purchase 601,683 3,288,130 22.40 10.71 6,444,028 35,215,874

P

Pembelian sekuritas non-derivatif atau derivatif di pasar terbuka atau secara pribadi.

S

Penjualan terbuka atau penjualan pribadi atas sekuritas non-derivatif atau derivatif.

A

Hibah, penghargaan, atau perolehan sekuritas lainnya dari perusahaan (seperti opsi)

C

Konversi turunan

D

Penjualan atau pengalihan sekuritas kembali ke perusahaan.

F

Pembayaran harga pelaksanaan atau kewajiban pajak menggunakan sebagian sekuritas yang diterima dari perusahaan.

G

Pemberian sekuritas oleh atau kepada orang dalam.

K

Swap ekuitas dan transaksi lindung nilai serupa

M

Pelaksanaan atau konversi sekuritas derivatif yang diterima dari perusahaan (seperti opsi)

V

Transaksi yang dilaporkan secara sukarela pada Formulir 4.

J

Lainnya (disertai dengan catatan kaki yang menjelaskan transaksi tersebut)