Eagle Point DIF GP I LLC - Insider Trading Tracker

ACRES Commercial Realty Corp.

US ˙ NYSE ˙ US00489Q1022

Pendahuluan

Halaman ini memberikan analisis komprehensif tentang sejarah perdagangan orang dalam yang diketahui dari Eagle Point DIF GP I LLC. Orang dalam adalah pejabat, direktur, atau investor signifikan dalam suatu perusahaan. Adalah ilegal bagi orang dalam untuk melakukan perdagangan di perusahaan mereka berdasarkan informasi spesifik yang tidak dipublikasikan. Ini tidak berarti bahwa mereka dilarang melakukan perdagangan apa pun di perusahaan mereka sendiri. Namun, mereka harus melaporkan semua perdagangan kepada SEC melalui Formulir 4. Terlepas dari pembatasan ini, penelitian akademis menunjukkan bahwa orang dalam - secara umum - cenderung mengungguli pasar di perusahaan mereka sendiri.

Rata-rata Profitabilitas Perdagangan

Profitabilitas perdagangan rata-rata adalah pengembalian rata-rata dari semua pembelian pasar terbuka yang dilakukan oleh orang dalam dalam tiga tahun terakhir. Untuk menghitung ini, kami memeriksa setiap pembelian pasar terbuka yang tidak direncanakan yang dilakukan oleh orang dalam, tidak termasuk semua perdagangan yang ditandai sebagai bagian dari rencana perdagangan 10b5-1. Kami kemudian menghitung kinerja rata-rata dari perdagangan tersebut selama 3, 6, dan 12 bulan, dengan merata-ratakan setiap durasi tersebut untuk menghasilkan metrik kinerja akhir untuk setiap perdagangan. Terakhir, kami merata-ratakan semua metrik kinerja untuk menghitung metrik kinerja untuk orang dalam. Daftar ini hanya mencakup orang dalam yang telah melakukan setidaknya tiga perdagangan dalam dua tahun terakhir.

Jika profitabilitas perdagangan orang dalam ini adalah "N/A", maka orang dalam tersebut belum melakukan pembelian di pasar terbuka dalam tiga tahun terakhir, atau perdagangan yang mereka lakukan terlalu baru untuk menghitung metrik kinerja yang andal.

Frekuensi Pembaruan: Setiap Hari

Lihat daftar pedagang dalam perusahaan yang paling menguntungkan.

Lihat Peringkat Tertinggi Orang Dalam

Perusahaan dengan Posisi Orang Dalam yang Dilaporkan

Pengajuan SEC menunjukkan bahwa Eagle Point DIF GP I LLC telah melaporkan kepemilikan atau perdagangan di perusahaan-perusahaan berikut:

Keamanan	Judul	Kepemilikan Terakhir yang Dilaporkan
US:ACR / ACRES Commercial Realty Corp.	10% Owner	794,985
US:OCCI / OFS Credit Company, Inc.	10% Owner	26,715
US:XFLT / XAI Octagon Floating Rate & Alternative Income Trust	10% Owner	348,303
US:OXLC / Oxford Lane Capital Corp.	10% Owner	380,145

Cara Membaca Grafik

Grafik berikut menunjukkan kinerja saham sekuritas setelah setiap perdagangan pasar terbuka yang tidak direncanakan yang dilakukan oleh Eagle Point DIF GP I LLC. Perdagangan yang tidak direncanakan adalah perdagangan yang tidak dilakukan sebagai bagian dari rencana perdagangan 10b5-1. Kinerja saham digambarkan sebagai perubahan persentase kumulatif dalam harga saham. Misalnya, jika perdagangan orang dalam dilakukan pada 1 Januari 2019, grafik akan menunjukkan perubahan persentase harian sekuritas hingga saat ini. Jika harga saham naik dari $10 menjadi $15 selama periode ini, perubahan persentase kumulatif dalam harga saham akan menjadi 50%. Perubahan harga dari $10 menjadi $20 akan menjadi 100%, dan perubahan harga dari $10 menjadi $5 akan menjadi -50%.

Pada akhirnya, kita mencoba menentukan seberapa erat korelasi perdagangan orang dalam dengan pengembalian berlebih (positif atau negatif) pada harga saham untuk melihat apakah orang dalam tersebut mengatur waktu perdagangannya untuk mendapatkan keuntungan dari informasi orang dalam. Pertimbangkan situasi di mana orang dalam melakukan hal ini. Dalam situasi ini, kita akan mengharapkan (a) pengembalian positif setelah pembelian, atau (b) pengembalian negatif setelah penjualan. Dalam kasus (a), grafik PEMBELIAN akan menunjukkan serangkaian kurva yang miring ke atas, menunjukkan pengembalian positif setelah setiap transaksi pembelian. Dalam kasus (b), grafik PENJUALAN akan menunjukkan serangkaian kurva yang miring ke bawah, menunjukkan pengembalian negatif setelah setiap transaksi penjualan.

Namun, ini saja tidak cukup untuk menarik kesimpulan. Jika, misalnya, harga saham perusahaan berada dalam tren kenaikan non-siklikal selama bertahun-tahun, maka kita akan mengharapkan semua plot pasca-pembelian memiliki kemiringan ke atas. Demikian pula, penurunan non-siklikal selama bertahun-tahun akan menghasilkan plot pasca-perdagangan dengan kemiringan ke bawah. Tak satu pun dari grafik ini akan menunjukkan aktivitas perdagangan orang dalam.

Indikator terkuat adalah situasi di mana harga saham sangat siklikal, dan terdapat sinyal positif pada grafik PEMBELIAN dan plot negatif pada grafik PENJUALAN. Situasi ini akan sangat menunjukkan adanya orang dalam yang mengatur waktu perdagangan untuk keuntungan finansial mereka.

Pembelian Orang Dalam ACR / ACRES Commercial Realty Corp. - Analisis Keuntungan Jangka Pendek

Pada bagian ini, kami menganalisis profitabilitas setiap pembelian saham oleh orang dalam di pasar terbuka yang tidak direncanakan yang dilakukan di ACR / ACRES Commercial Realty Corp.. Analisis ini membantu memahami apakah orang dalam tersebut secara konsisten menghasilkan pengembalian abnormal, dan layak untuk diikuti. Analisis ini dilakukan selama satu tahun setelah setiap transaksi, dan hasilnya bersifat teoritis .

Tabel berikut menunjukkan pembelian pasar terbuka terbaru yang bukan bagian dari rencana perdagangan otomatis.

Tanggal Perdagangan	Ticker	Orang Dalam	Dilaporkan Saham	Dilaporkan Harga	Disesuaikan Saham	Disesuaikan Harga	Dasar Biaya	Hari-hari menuju Maksimal	Harga di Maksimal	Maksimal Keuntungan ($)	Maksimum Pengembalian (%)
2023-10-23	ACR	Eagle Point Credit Management LLC	1,209	6.9000	1,209	6.9000	8,342	336	15.9500	10,942	131.16
2022-12-23	ACR	Eagle Point Credit Management LLC	5,653	7.8700	5,653	7.8700	44,489
2022-12-22	ACR	Eagle Point Credit Management LLC	17,700	8.2100	17,700	8.2100	145,317
2022-12-21	ACR	Eagle Point Credit Management LLC	6,500	8.9600	6,500	8.9600	58,240
2022-12-20	ACR	Eagle Point Credit Management LLC	1,002	9.0500	1,002	9.0500	9,068
2022-12-19	ACR	Eagle Point Credit Management LLC	979	9.0700	979	9.0700	8,880
2022-12-16	ACR	Eagle Point Credit Management LLC	6,003	9.1400	6,003	9.1400	54,867
2022-12-15	ACR	Eagle Point Credit Management LLC	3,109	9.2200	3,109	9.2200	28,665
2022-12-12	ACR	Eagle Point Credit Management LLC	9,305	9.3100	9,305	9.3100	86,630
2022-12-09	ACR	Eagle Point Credit Management LLC	643	9.2900	643	9.2900	5,973
2022-11-09	ACR	Eagle Point Credit Management LLC	2,134	9.7200	2,134	9.7200	20,742
2022-11-08	ACR	Eagle Point Credit Management LLC	1,704	9.7000	1,704	9.7000	16,529
2022-09-30	ACR	Eagle Point Credit Management LLC	463	8.1500	463	8.1500	3,773
2022-09-27	ACR	Eagle Point Credit Management LLC	2,112	8.5700	2,112	8.5700	18,100
2022-09-26	ACR	Eagle Point Credit Management LLC	2,755	8.7200	2,755	8.7200	24,024
2022-09-23	ACR	Eagle Point Credit Management LLC	7,795	8.9200	7,795	8.9200	69,531
2022-09-22	ACR	Eagle Point Credit Management LLC	29	9.1500	29	9.1500	265
2022-09-16	ACR	Eagle Point Credit Management LLC	23,415	9.3100	23,415	9.3100	217,994
2022-09-15	ACR	Eagle Point Credit Management LLC	11	9.3300	11	9.3300	103
2022-08-22	ACR	Eagle Point Credit Management LLC	400	9.5000	400	9.5000	3,800
2022-08-12	ACR	Eagle Point Credit Management LLC	892	9.4300	892	9.4300	8,412
2022-08-11	ACR	Eagle Point Credit Management LLC	771	9.3800	771	9.3800	7,232
2022-08-10	ACR	Eagle Point Credit Management LLC	13,175	9.3900	13,175	9.3900	123,713
2022-08-09	ACR	Eagle Point Credit Management LLC	20,374	9.3000	20,374	9.3000	189,478
2022-08-08	ACR	Eagle Point Credit Management LLC	43,311	9.3100	43,311	9.3100	403,225
2022-08-05	ACR	Eagle Point Credit Management LLC	77,570	9.2400	77,570	9.2400	716,747

Harga yang Disesuaikan adalah harga yang disesuaikan dengan pemisahan saham. Saham yang Disesuaikan adalah saham yang disesuaikan dengan pemisahan saham.

Penjualan Orang Dalam ACR / ACRES Commercial Realty Corp. - Analisis Kerugian Jangka Pendek

Pada bagian ini, kami menganalisis penghindaran kerugian jangka pendek dari setiap penjualan internal pasar terbuka yang tidak direncanakan yang dilakukan di ACR / ACRES Commercial Realty Corp.. Pola penghindaran kerugian yang konsisten dapat menunjukkan bahwa transaksi penjualan di masa mendatang dapat memprediksi penurunan harga. Analisis ini berlaku untuk satu tahun setelah setiap perdagangan, dan hasilnya bersifat teoritis .

Tabel berikut menunjukkan penjualan pasar terbuka terbaru yang bukan bagian dari rencana perdagangan otomatis.

Tanggal Perdagangan Ticker Orang Dalam Dilaporkan
Saham Dilaporkan
Harga Disesuaikan
Saham Disesuaikan
Harga Dasar Biaya Hari-hari menuju
Menit Harga di
Menit Kerugian Maksimal
Dihindari ($) Kerugian Maksimal
Dihindari (%)

2025-03-20 ACR Eagle Point Credit Management LLC 375 23.6000 375 23.6000 8,850 22 16.5900 -2,629 -29.70

2025-03-19 ACR Eagle Point Credit Management LLC 4,861 23.7400 4,861 23.7400 115,400

2025-03-18 ACR Eagle Point Credit Management LLC 9,011 23.7000 9,011 23.7000 213,561

Harga yang Disesuaikan adalah harga yang disesuaikan dengan pemisahan saham. Saham yang Disesuaikan adalah saham yang disesuaikan dengan pemisahan saham.

Pembelian Orang Dalam OCCIN / OFS Credit Company, Inc. - Preferred Stock - Analisis Keuntungan Jangka Pendek

Pada bagian ini, kami menganalisis profitabilitas setiap pembelian saham oleh orang dalam di pasar terbuka yang tidak direncanakan yang dilakukan di ACR / ACRES Commercial Realty Corp.. Analisis ini membantu memahami apakah orang dalam tersebut secara konsisten menghasilkan pengembalian abnormal, dan layak untuk diikuti. Analisis ini dilakukan selama satu tahun setelah setiap transaksi, dan hasilnya bersifat teoritis .

Tabel berikut menunjukkan pembelian pasar terbuka terbaru yang bukan bagian dari rencana perdagangan otomatis.

Tanggal Perdagangan Ticker Orang Dalam Dilaporkan
Saham Dilaporkan
Harga Disesuaikan
Saham Disesuaikan
Harga Dasar Biaya Hari-hari menuju
Maksimal Harga di
Maksimal Maksimal
Keuntungan ($) Maksimum Pengembalian (%)

Tidak ada transaksi pasar terbuka tak terduga yang diketahui untuk kombinasi orang dalam dan sekuritas ini.

Harga yang Disesuaikan adalah harga yang disesuaikan dengan pemisahan saham. Saham yang Disesuaikan adalah saham yang disesuaikan dengan pemisahan saham.

Penjualan Orang Dalam OCCIN / OFS Credit Company, Inc. - Preferred Stock - Analisis Kerugian Jangka Pendek

Pada bagian ini, kami menganalisis penghindaran kerugian jangka pendek dari setiap penjualan internal pasar terbuka yang tidak direncanakan yang dilakukan di ACR / ACRES Commercial Realty Corp.. Pola penghindaran kerugian yang konsisten dapat menunjukkan bahwa transaksi penjualan di masa mendatang dapat memprediksi penurunan harga. Analisis ini berlaku untuk satu tahun setelah setiap perdagangan, dan hasilnya bersifat teoritis .

Tabel berikut menunjukkan penjualan pasar terbuka terbaru yang bukan bagian dari rencana perdagangan otomatis.

Tanggal Perdagangan Ticker Orang Dalam Dilaporkan
Saham Dilaporkan
Harga Disesuaikan
Saham Disesuaikan
Harga Dasar Biaya Hari-hari menuju
Menit Harga di
Menit Kerugian Maksimal
Dihindari ($) Kerugian Maksimal
Dihindari (%)

Tidak ada transaksi pasar terbuka tak terduga yang diketahui untuk kombinasi orang dalam dan sekuritas ini.

Harga yang Disesuaikan adalah harga yang disesuaikan dengan pemisahan saham. Saham yang Disesuaikan adalah saham yang disesuaikan dengan pemisahan saham.

Pembelian Orang Dalam OXLCI / Oxford Lane Capital Corp. - Preferred Security - Analisis Keuntungan Jangka Pendek

Pada bagian ini, kami menganalisis profitabilitas setiap pembelian saham oleh orang dalam di pasar terbuka yang tidak direncanakan yang dilakukan di ACR / ACRES Commercial Realty Corp.. Analisis ini membantu memahami apakah orang dalam tersebut secara konsisten menghasilkan pengembalian abnormal, dan layak untuk diikuti. Analisis ini dilakukan selama satu tahun setelah setiap transaksi, dan hasilnya bersifat teoritis .

Tabel berikut menunjukkan pembelian pasar terbuka terbaru yang bukan bagian dari rencana perdagangan otomatis.

Tanggal Perdagangan Ticker Orang Dalam Dilaporkan
Saham Dilaporkan
Harga Disesuaikan
Saham Disesuaikan
Harga Dasar Biaya Hari-hari menuju
Maksimal Harga di
Maksimal Maksimal
Keuntungan ($) Maksimum Pengembalian (%)

Tidak ada transaksi pasar terbuka tak terduga yang diketahui untuk kombinasi orang dalam dan sekuritas ini.

Harga yang Disesuaikan adalah harga yang disesuaikan dengan pemisahan saham. Saham yang Disesuaikan adalah saham yang disesuaikan dengan pemisahan saham.

Penjualan Orang Dalam OXLCI / Oxford Lane Capital Corp. - Preferred Security - Analisis Kerugian Jangka Pendek

Pada bagian ini, kami menganalisis penghindaran kerugian jangka pendek dari setiap penjualan internal pasar terbuka yang tidak direncanakan yang dilakukan di ACR / ACRES Commercial Realty Corp.. Pola penghindaran kerugian yang konsisten dapat menunjukkan bahwa transaksi penjualan di masa mendatang dapat memprediksi penurunan harga. Analisis ini berlaku untuk satu tahun setelah setiap perdagangan, dan hasilnya bersifat teoritis .

Tabel berikut menunjukkan penjualan pasar terbuka terbaru yang bukan bagian dari rencana perdagangan otomatis.

Tanggal Perdagangan Ticker Orang Dalam Dilaporkan
Saham Dilaporkan
Harga Disesuaikan
Saham Disesuaikan
Harga Dasar Biaya Hari-hari menuju
Menit Harga di
Menit Kerugian Maksimal
Dihindari ($) Kerugian Maksimal
Dihindari (%)

Tidak ada transaksi pasar terbuka tak terduga yang diketahui untuk kombinasi orang dalam dan sekuritas ini.

Harga yang Disesuaikan adalah harga yang disesuaikan dengan pemisahan saham. Saham yang Disesuaikan adalah saham yang disesuaikan dengan pemisahan saham.

Pembelian Orang Dalam XFLT / XAI Octagon Floating Rate & Alternative Income Trust - Analisis Keuntungan Jangka Pendek

Pada bagian ini, kami menganalisis profitabilitas setiap pembelian saham oleh orang dalam di pasar terbuka yang tidak direncanakan yang dilakukan di ACR / ACRES Commercial Realty Corp.. Analisis ini membantu memahami apakah orang dalam tersebut secara konsisten menghasilkan pengembalian abnormal, dan layak untuk diikuti. Analisis ini dilakukan selama satu tahun setelah setiap transaksi, dan hasilnya bersifat teoritis .

Tabel berikut menunjukkan pembelian pasar terbuka terbaru yang bukan bagian dari rencana perdagangan otomatis.

Tanggal Perdagangan Ticker Orang Dalam Dilaporkan
Saham Dilaporkan
Harga Disesuaikan
Saham Disesuaikan
Harga Dasar Biaya Hari-hari menuju
Maksimal Harga di
Maksimal Maksimal
Keuntungan ($) Maksimum Pengembalian (%)

Tidak ada transaksi pasar terbuka tak terduga yang diketahui untuk kombinasi orang dalam dan sekuritas ini.

Harga yang Disesuaikan adalah harga yang disesuaikan dengan pemisahan saham. Saham yang Disesuaikan adalah saham yang disesuaikan dengan pemisahan saham.

Penjualan Orang Dalam XFLT / XAI Octagon Floating Rate & Alternative Income Trust - Analisis Kerugian Jangka Pendek

Pada bagian ini, kami menganalisis penghindaran kerugian jangka pendek dari setiap penjualan internal pasar terbuka yang tidak direncanakan yang dilakukan di ACR / ACRES Commercial Realty Corp.. Pola penghindaran kerugian yang konsisten dapat menunjukkan bahwa transaksi penjualan di masa mendatang dapat memprediksi penurunan harga. Analisis ini berlaku untuk satu tahun setelah setiap perdagangan, dan hasilnya bersifat teoritis .

Tabel berikut menunjukkan penjualan pasar terbuka terbaru yang bukan bagian dari rencana perdagangan otomatis.

Tanggal Perdagangan Ticker Orang Dalam Dilaporkan
Saham Dilaporkan
Harga Disesuaikan
Saham Disesuaikan
Harga Dasar Biaya Hari-hari menuju
Menit Harga di
Menit Kerugian Maksimal
Dihindari ($) Kerugian Maksimal
Dihindari (%)

Tidak ada transaksi pasar terbuka tak terduga yang diketahui untuk kombinasi orang dalam dan sekuritas ini.

Harga yang Disesuaikan adalah harga yang disesuaikan dengan pemisahan saham. Saham yang Disesuaikan adalah saham yang disesuaikan dengan pemisahan saham.

Sejarah Perdagangan Orang Dalam

Tabel ini menunjukkan daftar lengkap transaksi orang dalam yang dilakukan oleh Eagle Point DIF GP I LLC sebagaimana diungkapkan kepada Komisi Bursa Efek (Securities Exchange Commission/SEC).

Tanggal File Tanggal Transaksi Formulir Ticker Keamanan Kode 10b5-1 Saham Sisa Saham Persen
Ubah Bagikan
Harga Tran
Nilai Sisa
Nilai

2025-09-02 2025-09-02 4 ACR ACRES Commercial Realty Corp.
7.875% Series D Preferred Stock S - Sale -100 794,985 -0.01 22.35 -2,235 17,767,915

2025-09-02 2025-08-29 4 ACR ACRES Commercial Realty Corp.
7.875% Series D Preferred Stock S - Sale -658 795,085 -0.08 22.52 -14,818 17,905,314

2025-09-02 2025-08-28 4 ACR ACRES Commercial Realty Corp.
7.875% Series D Preferred Stock S - Sale -323 795,743 -0.04 22.35 -7,219 17,784,856

2025-08-27 2025-08-27 4 ACR ACRES Commercial Realty Corp.
7.875% Series D Preferred Stock S - Sale -1,349 796,066 -0.17 22.35 -30,150 17,792,075

2025-08-27 2025-08-26 4 ACR ACRES Commercial Realty Corp.
7.875% Series D Preferred Stock S - Sale -850 797,415 -0.11 22.35 -18,998 17,822,225

2025-08-27 2025-08-25 4 ACR ACRES Commercial Realty Corp.
7.875% Series D Preferred Stock S - Sale -744 798,265 -0.09 22.30 -16,591 17,801,310

2025-08-21 2025-08-21 4 ACR ACRES Commercial Realty Corp.
7.875% Series D Preferred Stock S - Sale -4,291 799,009 -0.53 22.31 -95,732 17,825,891

2025-08-21 2025-08-19 4 ACR ACRES Commercial Realty Corp.
7.875% Series D Preferred Stock S - Sale -1,674 803,300 -0.21 22.30 -37,330 17,913,590

2025-08-01 2025-07-31 4 ACR ACRES Commercial Realty Corp.
7.875% Series D Preferred Stock S - Sale -13,008 804,974 -1.59 22.30 -290,078 17,950,920

2025-08-01 2025-07-30 4 ACR ACRES Commercial Realty Corp.
7.875% Series D Preferred Stock S - Sale -1,727 817,982 -0.21 22.20 -38,339 18,159,200

2025-07-24 2025-07-23 4 ACR ACRES Commercial Realty Corp.
7.875% Series D Preferred Stock S - Sale -100 819,709 -0.01 22.32 -2,232 18,295,905

2025-07-24 2025-07-22 4 ACR ACRES Commercial Realty Corp.
7.875% Series D Preferred Stock S - Sale -15,084 819,809 -1.81 22.30 -336,373 18,281,741

2025-07-18 2025-07-16 4 ACR ACRES Commercial Realty Corp.
7.875% Series D Preferred Stock S - Sale -199 834,893 -0.02 22.18 -4,414 18,517,927

2025-07-14 2025-07-10 4 ACR ACRES Commercial Realty Corp.
7.875% Series D Preferred Stock S - Sale -6,160 835,092 -0.73 22.21 -136,814 18,547,393

2025-07-09 2025-07-08 4 ACR ACRES Commercial Realty Corp.
7.875% Series D Preferred Stock S - Sale -1,676 841,252 -0.20 22.20 -37,207 18,675,794

2025-07-09 2025-07-07 4 ACR ACRES Commercial Realty Corp.
7.875% Series D Preferred Stock S - Sale -273 842,928 -0.03 22.20 -6,061 18,713,002

2025-06-30 2025-06-30 4 ACR ACRES Commercial Realty Corp.
7.875% Series D Preferred Stock S - Sale -56 843,201 -0.01 22.52 -1,261 18,988,887

2025-06-30 2025-06-27 4 ACR ACRES Commercial Realty Corp.
7.875% Series D Preferred Stock S - Sale -1,958 843,257 -0.23 22.48 -44,016 18,956,417

2025-06-30 2025-06-26 4 ACR ACRES Commercial Realty Corp.
7.875% Series D Preferred Stock S - Sale -54 845,215 -0.01 22.48 -1,214 19,000,433

2025-06-26 2025-06-25 4 ACR ACRES Commercial Realty Corp.
7.875% Series D Preferred Stock S - Sale -10 845,269 0.00 22.48 -225 19,001,647

2025-06-26 2025-06-24 4 ACR ACRES Commercial Realty Corp.
7.875% Series D Preferred Stock S - Sale -2,222 845,279 -0.26 22.45 -49,884 18,976,514

2025-06-17 2025-06-17 4 ACR ACRES Commercial Realty Corp.
7.875% Series D Preferred Stock S - Sale -11,071 847,501 -1.29 22.39 -247,880 18,975,547

2025-06-17 2025-06-16 4 ACR ACRES Commercial Realty Corp.
7.875% Series D Preferred Stock S - Sale -553 858,572 -0.06 22.30 -12,332 19,146,156

2025-06-17 2025-06-13 4 ACR ACRES Commercial Realty Corp.
7.875% Series D Preferred Stock S - Sale -400 859,125 -0.05 22.25 -8,900 19,115,531

2025-04-01 2025-03-28 4 ACR ACRES Commercial Realty Corp.
7.875% Series D Preferred Stock S - Sale -1,172 859,525 -0.14 22.48 -26,347 19,322,122

2025-03-28 2025-03-27 4 ACR ACRES Commercial Realty Corp.
7.875% Series D Preferred Stock S - Sale -826 860,697 -0.10 22.48 -18,568 19,348,469

2025-03-28 2025-03-26 4 ACR ACRES Commercial Realty Corp.
7.875% Series D Preferred Stock S - Sale -3,384 861,523 -0.39 22.48 -76,072 19,367,037

2025-03-26 2025-03-25 4 ACR ACRES Commercial Realty Corp.
7.875% Series D Preferred Stock S - Sale -705 864,907 -0.08 22.43 -15,813 19,399,864

2025-03-26 2025-03-24 4 ACR ACRES Commercial Realty Corp.
7.875% Series D Preferred Stock S - Sale -854 865,612 -0.10 22.45 -19,172 19,432,989

2025-03-21 2025-03-20 4 ACR ACRES Commercial Realty Corp.
Common Stock, $0.001 par value S - Sale -375 1,177,060 -0.03 23.60 -8,850 27,778,616

2025-03-21 2025-03-19 4 ACR ACRES Commercial Realty Corp.
Common Stock, $0.001 par value S - Sale -4,861 1,177,435 -0.41 23.74 -115,400 27,952,307

2025-03-21 2025-03-19 4 ACR ACRES Commercial Realty Corp.
7.875% Series D Preferred Stock S - Sale -5,076 866,466 -0.58 22.44 -113,905 19,443,497

2025-03-19 2025-03-18 4 ACR ACRES Commercial Realty Corp.
Common Stock, $0.001 par value S - Sale -9,011 1,182,296 -0.76 23.70 -213,561 28,020,415

2025-03-19 2025-03-18 4 ACR ACRES Commercial Realty Corp.
7.875% Series D Preferred Stock S - Sale -2,500 871,542 -0.29 22.48 -56,200 19,592,264

2025-03-19 2025-03-17 4 ACR ACRES Commercial Realty Corp.
7.875% Series D Preferred Stock S - Sale -3,180 874,042 -0.36 22.47 -71,455 19,639,724

2025-03-18 2025-03-14 4 ACR ACRES Commercial Realty Corp.
7.875% Series D Preferred Stock S - Sale -317 877,222 -0.04 22.46 -7,120 19,702,406

2025-03-18 2025-03-13 4 ACR ACRES Commercial Realty Corp.
7.875% Series D Preferred Stock S - Sale -8,657 877,539 -0.98 22.47 -194,523 19,718,301

2025-02-24 2025-02-21 4 ACR ACRES Commercial Realty Corp.
7.875% Series D Preferred Stock S - Sale -1,498 886,196 -0.17 22.46 -33,645 19,903,962

2025-02-24 2025-02-20 4 ACR ACRES Commercial Realty Corp.
7.875% Series D Preferred Stock S - Sale -1,237 887,694 -0.14 22.40 -27,709 19,884,346

2025-02-03 2025-01-31 4 ACR ACRES Commercial Realty Corp.
8.625% Series C Preferred Stock S - Sale -29,907 393,646 -7.06 24.87 -743,787 9,789,976

2025-02-03 2025-01-30 4 ACR ACRES Commercial Realty Corp.
8.625% Series C Preferred Stock S - Sale -811 423,553 -0.19 24.90 -20,194 10,546,470

2025-01-24 2025-01-23 4 ACR ACRES Commercial Realty Corp.
7.875% Series D Preferred Stock S - Sale -100 888,931 -0.01 22.40 -2,240 19,912,054

2025-01-24 2025-01-22 4 ACR ACRES Commercial Realty Corp.
7.875% Series D Preferred Stock S - Sale -7,335 889,031 -0.82 22.40 -164,304 19,914,294

2025-01-02 2024-12-31 4 ACR ACRES Commercial Realty Corp.
8.625% Series C Preferred Stock S - Sale -816 424,364 -0.19 25.20 -20,563 10,693,973

2025-01-02 2024-12-30 4 ACR ACRES Commercial Realty Corp.
8.625% Series C Preferred Stock S - Sale -200 425,180 -0.05 25.20 -5,040 10,714,536

2024-12-30 2024-12-27 4 ACR ACRES Commercial Realty Corp.
7.875% Series D Preferred Stock S - Sale -2,820 896,366 -0.31 23.05 -65,001 20,661,236

2024-12-30 2024-12-27 4 ACR ACRES Commercial Realty Corp.
8.625% Series C Preferred Stock S - Sale -1 425,380 0.00 25.20 -25 10,719,576

2024-12-30 2024-12-26 4 ACR ACRES Commercial Realty Corp.
8.625% Series C Preferred Stock S - Sale -420 425,381 -0.10 25.20 -10,584 10,719,601

2024-12-26 2024-12-24 4 ACR ACRES Commercial Realty Corp.
8.625% Series C Preferred Stock S - Sale -557 425,801 -0.13 25.20 -14,036 10,730,185

2024-12-26 2024-12-23 4 ACR ACRES Commercial Realty Corp.
8.625% Series C Preferred Stock S - Sale -2,388 426,358 -0.56 25.20 -60,178 10,744,222

2024-12-23 2024-12-20 4 ACR ACRES Commercial Realty Corp.
8.625% Series C Preferred Stock S - Sale -100 428,746 -0.02 25.20 -2,520 10,804,399

2024-12-23 2024-12-19 4 ACR ACRES Commercial Realty Corp.
7.875% Series D Preferred Stock S - Sale -1,021 899,186 -0.11 23.05 -23,534 20,726,237

2024-12-23 2024-12-19 4 ACR ACRES Commercial Realty Corp.
8.625% Series C Preferred Stock S - Sale -5,728 428,846 -1.32 25.18 -144,231 10,798,342

2024-12-19 2024-12-18 4 ACR ACRES Commercial Realty Corp.
8.625% Series C Preferred Stock S - Sale -5,500 434,574 -1.25 25.18 -138,490 10,942,573

2024-12-19 2024-12-18 4 ACR ACRES Commercial Realty Corp.
7.875% Series D Preferred Stock S - Sale -1,316 900,207 -0.15 23.07 -30,360 20,767,775

2024-12-19 2024-12-17 4 ACR ACRES Commercial Realty Corp.
8.625% Series C Preferred Stock S - Sale -2,677 440,074 -0.60 25.18 -67,407 11,081,063

2024-12-19 2024-12-17 4 ACR ACRES Commercial Realty Corp.
7.875% Series D Preferred Stock S - Sale -2,965 901,523 -0.33 23.10 -68,492 20,825,181

2024-12-17 2024-12-16 4 ACR ACRES Commercial Realty Corp.
7.875% Series D Preferred Stock S - Sale -102 904,488 -0.01 23.04 -2,350 20,839,404

2024-12-17 2024-12-16 4 ACR ACRES Commercial Realty Corp.
8.625% Series C Preferred Stock S - Sale -4,084 442,751 -0.91 25.18 -102,835 11,148,470

2024-12-17 2024-12-13 4 ACR ACRES Commercial Realty Corp.
7.875% Series D Preferred Stock S - Sale -130 904,590 -0.01 23.06 -2,998 20,859,845

2024-12-13 2024-12-12 4 ACR ACRES Commercial Realty Corp.
7.875% Series D Preferred Stock S - Sale -3,226 904,720 -0.36 23.06 -74,392 20,862,843

2024-12-13 2024-12-11 4 ACR ACRES Commercial Realty Corp.
7.875% Series D Preferred Stock S - Sale -1,036 907,946 -0.11 23.06 -23,890 20,937,235

2024-12-13 2024-12-11 4 ACR ACRES Commercial Realty Corp.
8.625% Series C Preferred Stock S - Sale -2,614 446,835 -0.58 25.19 -65,847 11,255,774

2024-12-13 2024-03-06 5 OCCI OFS Credit Company, Inc.
5.25% Series E Term Preferred Stock due 2026 P - Purchase -100 26,715 -0.37 23.10 -2,310 617,116

2024-12-10 2024-12-10 4 ACR ACRES Commercial Realty Corp.
8.625% Series C Preferred Stock S - Sale -3,766 449,449 -0.83 25.19 -94,866 11,321,620

2024-12-10 2024-12-09 4 ACR ACRES Commercial Realty Corp.
8.625% Series C Preferred Stock S - Sale -1,241 453,215 -0.27 25.18 -31,248 11,411,954

2024-12-09 2024-12-06 4 ACR ACRES Commercial Realty Corp.
8.625% Series C Preferred Stock S - Sale -4,098 454,456 -0.89 25.18 -103,188 11,443,202

2024-12-09 2024-12-05 4 ACR ACRES Commercial Realty Corp.
8.625% Series C Preferred Stock S - Sale -1,289 458,554 -0.28 25.18 -32,457 11,546,390

2024-12-09 2024-12-05 4 ACR ACRES Commercial Realty Corp.
7.875% Series D Preferred Stock S - Sale -774 908,982 -0.09 23.10 -17,879 20,997,484

2024-12-05 2024-12-04 4 ACR ACRES Commercial Realty Corp.
7.875% Series D Preferred Stock S - Sale -27 909,756 0.00 23.10 -624 21,015,364

2024-12-05 2024-12-04 4 ACR ACRES Commercial Realty Corp.
8.625% Series C Preferred Stock S - Sale -620 459,843 -0.13 25.20 -15,624 11,588,044

2024-12-05 2024-12-03 4 ACR ACRES Commercial Realty Corp.
8.625% Series C Preferred Stock S - Sale -1,406 460,463 -0.30 25.18 -35,403 11,594,458

2024-12-03 2024-12-02 4 ACR ACRES Commercial Realty Corp.
8.625% Series C Preferred Stock S - Sale -3,806 461,869 -0.82 25.19 -95,873 11,634,480

2024-12-03 2024-11-29 4 ACR ACRES Commercial Realty Corp.
8.625% Series C Preferred Stock S - Sale -1,936 465,675 -0.41 25.15 -48,690 11,711,726

2024-11-27 2024-11-25 4 ACR ACRES Commercial Realty Corp.
8.625% Series C Preferred Stock S - Sale -4,182 467,611 -0.89 25.14 -105,135 11,755,741

2024-11-25 2024-11-21 4 ACR ACRES Commercial Realty Corp.
8.625% Series C Preferred Stock S - Sale -1,674 471,793 -0.35 25.11 -42,034 11,846,722

2024-11-21 2024-11-20 4 ACR ACRES Commercial Realty Corp.
8.625% Series C Preferred Stock S - Sale -6,232 473,467 -1.30 25.10 -156,423 11,884,022

2024-11-21 2024-11-19 4 ACR ACRES Commercial Realty Corp.
7.875% Series D Preferred Stock S - Sale -270 909,783 -0.03 23.30 -6,291 21,197,944

2024-11-19 2024-11-18 4 ACR ACRES Commercial Realty Corp.
8.625% Series C Preferred Stock S - Sale -1,923 479,699 -0.40 25.06 -48,190 12,021,257

2024-11-19 2024-11-15 4 ACR ACRES Commercial Realty Corp.
8.625% Series C Preferred Stock S - Sale -420 481,622 -0.09 25.04 -10,517 12,059,815

2024-11-15 2024-11-14 4 ACR ACRES Commercial Realty Corp.
7.875% Series D Preferred Stock S - Sale -3,637 910,053 -0.40 23.36 -84,960 21,258,838

2024-11-15 2024-11-14 4 ACR ACRES Commercial Realty Corp.
8.625% Series C Preferred Stock S - Sale -200 482,042 -0.04 25.02 -5,004 12,060,691

2024-11-15 2024-11-13 4 ACR ACRES Commercial Realty Corp.
7.875% Series D Preferred Stock S - Sale -5,128 913,690 -0.56 23.41 -120,046 21,389,483

2024-11-12 2024-11-11 4 ACR ACRES Commercial Realty Corp.
8.625% Series C Preferred Stock S - Sale -2,625 482,242 -0.54 25.00 -65,625 12,056,050

2024-11-12 2024-11-08 4 ACR ACRES Commercial Realty Corp.
7.875% Series D Preferred Stock S - Sale -2,249 918,818 -0.24 23.30 -52,402 21,408,459

2024-11-12 2024-11-07 4 ACR ACRES Commercial Realty Corp.
7.875% Series D Preferred Stock S - Sale -11 921,067 0.00 23.33 -257 21,488,493

2024-11-12 2024-11-07 4 ACR ACRES Commercial Realty Corp.
8.625% Series C Preferred Stock S - Sale -1,301 484,867 -0.27 24.98 -32,499 12,111,978

2024-11-06 2024-11-05 4 ACR ACRES Commercial Realty Corp.
8.625% Series C Preferred Stock S - Sale -600 486,168 -0.12 24.94 -14,964 12,125,030

2024-11-06 2024-11-04 4 ACR ACRES Commercial Realty Corp.
8.625% Series C Preferred Stock S - Sale -129 486,768 -0.03 24.94 -3,217 12,139,994

2024-11-01 2024-10-31 4 ACR ACRES Commercial Realty Corp.
8.625% Series C Preferred Stock S - Sale -10,000 486,897 -2.01 24.92 -249,200 12,133,473

2024-11-01 2024-10-30 4 ACR ACRES Commercial Realty Corp.
8.625% Series C Preferred Stock S - Sale -2,394 496,897 -0.48 24.91 -59,635 12,377,704

2024-10-25 2024-10-23 4 ACR ACRES Commercial Realty Corp.
8.625% Series C Preferred Stock S - Sale -100 499,291 -0.02 24.89 -2,489 12,427,353

2024-10-22 2024-10-18 4 ACR ACRES Commercial Realty Corp.
7.875% Series D Preferred Stock S - Sale -10,000 921,078 -1.07 23.29 -232,900 21,451,907

2024-10-22 2024-10-18 4 ACR ACRES Commercial Realty Corp.
8.625% Series C Preferred Stock S - Sale -601 499,391 -0.12 24.90 -14,965 12,434,836

2024-10-18 2024-10-17 4 ACR ACRES Commercial Realty Corp.
7.875% Series D Preferred Stock S - Sale -26,709 931,078 -2.79 23.20 -619,649 21,601,010

2024-10-18 2024-10-16 4 ACR ACRES Commercial Realty Corp.
7.875% Series D Preferred Stock S - Sale -3,506 957,787 -0.36 23.23 -81,444 22,249,392

2024-10-18 2024-10-16 4 ACR ACRES Commercial Realty Corp.
8.625% Series C Preferred Stock S - Sale -2,803 499,992 -0.56 24.87 -69,711 12,434,801

2024-10-16 2024-10-14 4 ACR ACRES Commercial Realty Corp.
8.625% Series C Preferred Stock S - Sale -4,200 502,795 -0.83 24.86 -104,412 12,499,484

2024-10-16 2024-10-11 4 ACR ACRES Commercial Realty Corp.
8.625% Series C Preferred Stock S - Sale -4,630 506,995 -0.90 24.85 -115,056 12,598,826

2024-10-11 2024-10-10 4 ACR ACRES Commercial Realty Corp.
8.625% Series C Preferred Stock S - Sale -5,000 511,625 -0.97 24.82 -124,100 12,698,532

2024-10-11 2024-10-09 4 ACR ACRES Commercial Realty Corp.
8.625% Series C Preferred Stock S - Sale -113 516,625 -0.02 24.80 -2,802 12,812,300

2024-10-01 2024-09-30 4 ACR ACRES Commercial Realty Corp.
8.625% Series C Preferred Stock S - Sale -615 516,738 -0.12 25.26 -15,535 13,052,802

2024-10-01 2024-09-27 4 ACR ACRES Commercial Realty Corp.
8.625% Series C Preferred Stock S - Sale -6,063 517,353 -1.16 25.23 -152,969 13,052,816

2024-09-27 2024-09-26 4 ACR ACRES Commercial Realty Corp.
8.625% Series C Preferred Stock S - Sale -937 523,416 -0.18 25.22 -23,631 13,200,552

2024-09-27 2024-09-25 4 ACR ACRES Commercial Realty Corp.
8.625% Series C Preferred Stock S - Sale -4 524,353 0.00 25.22 -101 13,224,183

2024-09-25 2024-09-24 4 OCCI OFS Credit Company, Inc.
6.125% Series C Term Preferred Stock due 2026 S - Sale -500 12,339 -3.89 24.68 -12,340 304,527

2024-09-25 2024-09-24 4 OCCI OFS Credit Company, Inc.
5.25% Series E Term Preferred Stock due 2026 S - Sale -100 31,007 -0.32 23.66 -2,366 733,626

2024-09-25 2024-09-23 4 OCCI OFS Credit Company, Inc.
6.125% Series C Term Preferred Stock due 2026 S - Sale -109 12,839 -0.84 24.52 -2,673 314,812

2024-09-24 2024-09-23 4 ACR ACRES Commercial Realty Corp.
8.625% Series C Preferred Stock S - Sale -5,159 524,357 -0.97 25.22 -130,110 13,224,284

2024-09-24 2024-09-20 4 ACR ACRES Commercial Realty Corp.
7.875% Series D Preferred Stock S - Sale -10,400 961,293 -1.07 23.44 -243,776 22,532,708

2024-09-24 2024-09-20 4 ACR ACRES Commercial Realty Corp.
8.625% Series C Preferred Stock S - Sale -6,675 529,516 -1.24 25.21 -168,277 13,349,098

2024-09-23 2024-09-19 4 OCCI OFS Credit Company, Inc.
5.25% Series E Term Preferred Stock due 2026 S - Sale -1,375 31,107 -4.23 23.52 -32,340 731,637

2024-09-20 2024-09-19 4 ACR ACRES Commercial Realty Corp.
7.875% Series D Preferred Stock S - Sale -10,000 971,693 -1.02 23.15 -231,500 22,494,693

2024-09-20 2024-09-19 4 ACR ACRES Commercial Realty Corp.
8.625% Series C Preferred Stock S - Sale -20,000 536,191 -3.60 25.15 -503,000 13,485,204

2024-09-20 2024-09-18 4 ACR ACRES Commercial Realty Corp.
7.875% Series D Preferred Stock S - Sale -10,000 981,693 -1.01 23.06 -230,600 22,637,841

2024-09-20 2024-09-18 4 ACR ACRES Commercial Realty Corp.
8.625% Series C Preferred Stock S - Sale -17,196 556,191 -3.00 25.08 -431,276 13,949,270

2024-09-18 2024-09-17 4 ACR ACRES Commercial Realty Corp.
7.875% Series D Preferred Stock S - Sale -6,224 991,693 -0.62 23.00 -143,152 22,808,939

2024-09-18 2024-09-17 4 ACR ACRES Commercial Realty Corp.
8.625% Series C Preferred Stock S - Sale -2,367 573,387 -0.41 25.04 -59,270 14,357,610

2024-09-18 2024-09-16 4 ACR ACRES Commercial Realty Corp.
7.875% Series D Preferred Stock S - Sale -2,620 997,917 -0.26 22.90 -59,998 22,852,299

2024-09-18 2024-09-16 4 ACR ACRES Commercial Realty Corp.
8.625% Series C Preferred Stock S - Sale -2,611 575,754 -0.45 25.02 -65,327 14,405,365

2024-09-16 2024-09-13 4 ACR ACRES Commercial Realty Corp.
8.625% Series C Preferred Stock S - Sale -503 578,365 -0.09 25.00 -12,575 14,459,125

2024-09-16 2024-09-13 4 ACR ACRES Commercial Realty Corp.
7.875% Series D Preferred Stock S - Sale -1,000 1,000,537 -0.10 22.88 -22,880 22,892,287

2024-09-16 2024-09-12 4 ACR ACRES Commercial Realty Corp.
7.875% Series D Preferred Stock S - Sale -8,300 1,001,537 -0.82 22.84 -189,572 22,875,105

2024-09-13 2024-09-13 4 OCCI OFS Credit Company, Inc.
6.125% Series C Term Preferred Stock due 2026 S - Sale -462 12,948 -3.45 24.46 -11,301 316,708

2024-09-13 2024-09-11 4 OCCI OFS Credit Company, Inc.
6.125% Series C Term Preferred Stock due 2026 S - Sale -189 13,410 -1.39 24.46 -4,623 328,009

2024-09-11 2024-09-11 4 ACR ACRES Commercial Realty Corp.
8.625% Series C Preferred Stock S - Sale -3,576 578,868 -0.61 24.98 -89,328 14,460,123

2024-09-11 2024-09-10 4 ACR ACRES Commercial Realty Corp.
8.625% Series C Preferred Stock S - Sale -3,648 582,444 -0.62 24.99 -91,164 14,555,276

2024-09-11 2024-09-10 4 ACR ACRES Commercial Realty Corp.
7.875% Series D Preferred Stock S - Sale -5,300 1,009,837 -0.52 22.76 -120,628 22,983,890

2024-09-11 2024-09-09 4 ACR ACRES Commercial Realty Corp.
8.625% Series C Preferred Stock S - Sale -699 586,092 -0.12 24.98 -17,461 14,640,578

2024-09-09 2024-09-06 4 ACR ACRES Commercial Realty Corp.
8.625% Series C Preferred Stock S - Sale -900 586,791 -0.15 24.99 -22,491 14,663,907

2024-09-09 2024-09-05 4 ACR ACRES Commercial Realty Corp.
8.625% Series C Preferred Stock S - Sale -725 587,691 -0.12 24.99 -18,118 14,686,398

2024-09-04 2024-08-30 4 OCCI OFS Credit Company, Inc.
6.125% Series C Term Preferred Stock due 2026 S - Sale -190 13,599 -1.38 24.42 -4,640 332,088

2024-09-04 2024-08-29 4 OCCI OFS Credit Company, Inc.
6.125% Series C Term Preferred Stock due 2026 S - Sale -551 13,789 -3.84 24.42 -13,455 336,727

2024-09-03 2024-09-03 4 ACR ACRES Commercial Realty Corp.
8.625% Series C Preferred Stock S - Sale -100 588,416 -0.02 24.98 -2,498 14,698,632

2024-09-03 2024-08-30 4 ACR ACRES Commercial Realty Corp.
8.625% Series C Preferred Stock S - Sale -2,714 588,516 -0.46 24.94 -67,687 14,677,589

2024-09-03 2024-08-29 4 ACR ACRES Commercial Realty Corp.
8.625% Series C Preferred Stock S - Sale -894 591,230 -0.15 24.93 -22,287 14,739,364

2024-08-28 2024-08-28 4 ACR ACRES Commercial Realty Corp.
8.625% Series C Preferred Stock S - Sale -1,200 592,124 -0.20 24.92 -29,904 14,755,730

2024-08-28 2024-08-27 4 ACR ACRES Commercial Realty Corp.
8.625% Series C Preferred Stock S - Sale -2,502 593,324 -0.42 24.91 -62,325 14,779,701

2024-08-28 2024-08-26 4 ACR ACRES Commercial Realty Corp.
8.625% Series C Preferred Stock S - Sale -2,100 595,826 -0.35 24.91 -52,311 14,842,026

2024-08-27 2024-08-27 4 OCCI OFS Credit Company, Inc.
6.125% Series C Term Preferred Stock due 2026 S - Sale -422 14,340 -2.86 24.42 -10,305 350,183

2024-08-27 2024-08-26 4 OCCI OFS Credit Company, Inc.
6.125% Series C Term Preferred Stock due 2026 S - Sale -300 14,762 -1.99 24.42 -7,326 360,488

2024-08-27 2024-08-23 4 OCCI OFS Credit Company, Inc.
6.125% Series C Term Preferred Stock due 2026 S - Sale -123 15,062 -0.81 24.40 -3,001 367,513

2024-08-23 2024-08-23 4 ACR ACRES Commercial Realty Corp.
7.875% Series D Preferred Stock S - Sale -1,369 1,015,137 -0.13 23.65 -32,377 24,007,990

2024-08-23 2024-08-23 4 ACR ACRES Commercial Realty Corp.
8.625% Series C Preferred Stock S - Sale -3,759 597,926 -0.62 24.91 -93,637 14,894,337

2024-08-23 2024-08-22 4 ACR ACRES Commercial Realty Corp.
7.875% Series D Preferred Stock S - Sale -2,824 1,016,506 -0.28 23.61 -66,675 23,999,707

2024-08-23 2024-08-22 4 ACR ACRES Commercial Realty Corp.
8.625% Series C Preferred Stock S - Sale -420 601,685 -0.07 24.87 -10,445 14,963,906

2024-08-23 2024-08-21 4 ACR ACRES Commercial Realty Corp.
8.625% Series C Preferred Stock S - Sale -1,390 602,105 -0.23 24.87 -34,569 14,974,351

2024-08-21 2024-08-21 4 OCCI OFS Credit Company, Inc.
6.125% Series C Term Preferred Stock due 2026 S - Sale -68 15,185 -0.45 24.40 -1,659 370,514

2024-08-21 2024-08-20 4 OCCI OFS Credit Company, Inc.
6.125% Series C Term Preferred Stock due 2026 S - Sale -182 15,253 -1.18 24.40 -4,441 372,173

2024-08-21 2024-08-19 4 OCCI OFS Credit Company, Inc.
6.125% Series C Term Preferred Stock due 2026 S - Sale -1,742 15,435 -10.14 24.37 -42,453 376,151

2024-08-20 2024-08-20 4 ACR ACRES Commercial Realty Corp.
8.625% Series C Preferred Stock S - Sale -1 603,495 0.00 24.87 -32 15,008,921

2024-08-20 2024-08-19 4 ACR ACRES Commercial Realty Corp.
8.625% Series C Preferred Stock S - Sale -3,119 604,792 -0.51 24.87 -77,570 15,041,177

2024-08-20 2024-08-16 4 ACR ACRES Commercial Realty Corp.
8.625% Series C Preferred Stock S - Sale -566 607,911 -0.09 24.87 -14,076 15,118,747

2024-08-15 2024-08-15 4 ACR ACRES Commercial Realty Corp.
8.625% Series C Preferred Stock S - Sale -4,706 608,477 -0.77 24.87 -117,038 15,132,823

2024-08-15 2024-08-14 4 ACR ACRES Commercial Realty Corp.
8.625% Series C Preferred Stock S - Sale -1,500 613,183 -0.24 24.87 -37,305 15,249,861

2024-08-15 2024-08-13 4 ACR ACRES Commercial Realty Corp.
8.625% Series C Preferred Stock S - Sale -1,309 614,683 -0.21 24.85 -32,529 15,274,873

2024-08-15 2024-08-14 4 OCCI OFS Credit Company, Inc.
6.125% Series C Term Preferred Stock due 2026 S - Sale -100 17,177 -0.58 24.42 -2,442 419,462

2024-08-15 2024-08-13 4 OCCI OFS Credit Company, Inc.
6.125% Series C Term Preferred Stock due 2026 S - Sale -777 17,277 -4.30 24.40 -18,959 421,559

2024-08-12 2024-08-12 4 OCCI OFS Credit Company, Inc.
6.125% Series C Term Preferred Stock due 2026 S - Sale -565 18,054 -3.03 24.38 -13,775 440,157

2024-08-12 2024-08-09 4 OCCI OFS Credit Company, Inc.
6.125% Series C Term Preferred Stock due 2026 S - Sale -8 18,619 -0.04 24.38 -195 453,931

2024-08-12 2024-08-08 4 OCCI OFS Credit Company, Inc.
6.125% Series C Term Preferred Stock due 2026 S - Sale -375 18,627 -1.97 24.38 -9,142 454,126

2024-08-09 2024-08-09 4 ACR ACRES Commercial Realty Corp.
8.625% Series C Preferred Stock S - Sale -100 615,992 -0.02 24.85 -2,485 15,307,401

2024-08-09 2024-08-08 4 ACR ACRES Commercial Realty Corp.
8.625% Series C Preferred Stock S - Sale -1,008 616,092 -0.16 24.83 -25,029 15,297,564

2024-08-09 2024-08-07 4 ACR ACRES Commercial Realty Corp.
7.875% Series D Preferred Stock S - Sale -805 1,019,330 -0.08 23.99 -19,312 24,453,727

2024-08-09 2024-08-07 4 ACR ACRES Commercial Realty Corp.
8.625% Series C Preferred Stock S - Sale -3,859 617,100 -0.62 24.86 -95,935 15,341,106

2024-08-07 2024-08-07 4 OCCI OFS Credit Company, Inc.
6.125% Series C Term Preferred Stock due 2026 S - Sale -100 19,002 -0.52 24.35 -2,435 462,699

2024-08-07 2024-08-06 4 OCCI OFS Credit Company, Inc.
6.125% Series C Term Preferred Stock due 2026 S - Sale -102 19,102 -0.53 24.35 -2,484 465,134

2024-08-07 2024-08-05 4 OCCI OFS Credit Company, Inc.
6.125% Series C Term Preferred Stock due 2026 S - Sale -1,578 19,204 -7.59 24.35 -38,424 467,617

2024-08-07 2024-08-02 4 OCCI OFS Credit Company, Inc.
6.125% Series C Term Preferred Stock due 2026 S - Sale -840 20,782 -3.88 24.33 -20,437 505,626

2024-08-06 2024-08-02 4 ACR ACRES Commercial Realty Corp.
8.625% Series C Preferred Stock S - Sale -2,635 620,959 -0.42 24.88 -65,559 15,449,460

2024-08-02 2024-07-31 4 ACR ACRES Commercial Realty Corp.
8.625% Series C Preferred Stock S - Sale -15,096 623,594 -2.36 24.86 -375,287 15,502,547

2024-07-30 2024-07-29 4 ACR ACRES Commercial Realty Corp.
8.625% Series C Preferred Stock S - Sale -376 638,690 -0.06 24.75 -9,306 15,807,578

2024-07-30 2024-07-26 4 ACR ACRES Commercial Realty Corp.
8.625% Series C Preferred Stock S - Sale -1,978 639,066 -0.31 24.75 -48,956 15,816,884

2024-07-25 2024-07-25 4 ACR ACRES Commercial Realty Corp.
8.625% Series C Preferred Stock S - Sale -100 641,044 -0.02 24.75 -2,475 15,865,839

2024-07-25 2024-07-23 4 ACR ACRES Commercial Realty Corp.
8.625% Series C Preferred Stock S - Sale -386 641,144 -0.06 24.75 -9,554 15,868,314

2024-07-22 2024-07-22 4 OCCI OFS Credit Company, Inc.
6.125% Series C Term Preferred Stock due 2026 S - Sale -651 21,622 -2.92 24.32 -15,832 525,847

2024-07-22 2024-07-18 4 OCCI OFS Credit Company, Inc.
6.125% Series C Term Preferred Stock due 2026 S - Sale -8 22,273 -0.04 24.32 -195 541,679

2024-07-17 2024-07-15 4 OCCI OFS Credit Company, Inc.
6.125% Series C Term Preferred Stock due 2026 S - Sale -596 22,281 -2.61 24.32 -14,495 541,874

2024-07-15 2024-07-15 4 ACR ACRES Commercial Realty Corp.
8.625% Series C Preferred Stock S - Sale -679 641,530 -0.11 24.67 -16,751 15,826,545

2024-07-15 2024-07-12 4 ACR ACRES Commercial Realty Corp.
8.625% Series C Preferred Stock S - Sale -7,200 642,209 -1.11 24.63 -177,336 15,817,608

2024-07-15 2024-07-11 4 ACR ACRES Commercial Realty Corp.
8.625% Series C Preferred Stock S - Sale -1,900 649,409 -0.29 24.63 -46,797 15,994,944

2024-07-11 2024-07-09 4 OCCI OFS Credit Company, Inc.
5.25% Series E Term Preferred Stock due 2026 S - Sale -129 32,482 -0.40 23.30 -3,006 756,831

2024-07-11 2024-07-09 4 OCCI OFS Credit Company, Inc.
6.125% Series C Term Preferred Stock due 2026 S - Sale -926 22,877 -3.89 24.25 -22,456 554,767

2024-07-08 2024-07-08 4 ACR ACRES Commercial Realty Corp.
8.625% Series C Preferred Stock S - Sale -1,210 651,309 -0.19 24.80 -30,008 16,152,463

2024-07-08 2024-07-03 4 ACR ACRES Commercial Realty Corp.
8.625% Series C Preferred Stock S - Sale -2,220 652,519 -0.34 24.67 -54,767 16,097,644

2024-07-08 2024-07-08 4 OCCI OFS Credit Company, Inc.
5.25% Series E Term Preferred Stock due 2026 S - Sale -100 32,611 -0.31 23.30 -2,330 759,836

2024-07-08 2024-07-08 4 OCCI OFS Credit Company, Inc.
6.125% Series C Term Preferred Stock due 2026 S - Sale -938 23,803 -3.79 24.25 -22,746 577,223

2024-07-08 2024-07-05 4 OCCI OFS Credit Company, Inc.
5.25% Series E Term Preferred Stock due 2026 S - Sale -192 32,711 -0.58 23.27 -4,468 761,185

2024-07-08 2024-07-05 4 OCCI OFS Credit Company, Inc.
6.125% Series C Term Preferred Stock due 2026 S - Sale -546 24,741 -2.16 24.22 -13,224 599,227

2024-07-08 2024-07-03 4 OCCI OFS Credit Company, Inc.
5.25% Series E Term Preferred Stock due 2026 S - Sale -100 32,903 -0.30 23.27 -2,327 765,653

2024-07-08 2024-07-03 4 OCCI OFS Credit Company, Inc.
6.125% Series C Term Preferred Stock due 2026 S - Sale -3,372 25,287 -11.77 24.24 -81,737 612,957

2024-07-02 2024-06-28 4 ACR ACRES Commercial Realty Corp.
8.625% Series C Preferred Stock S - Sale -4,528 654,739 -0.69 25.00 -113,200 16,368,475

2024-07-02 2024-07-02 4 OCCI OFS Credit Company, Inc.
6.125% Series C Term Preferred Stock due 2026 S - Sale -4,698 28,659 -14.08 24.20 -113,692 693,548

2024-07-02 2024-07-01 4 OCCI OFS Credit Company, Inc.
5.25% Series E Term Preferred Stock due 2026 S - Sale -100 33,003 -0.30 23.27 -2,327 767,980

2024-07-02 2024-07-01 4 OCCI OFS Credit Company, Inc.
6.125% Series C Term Preferred Stock due 2026 S - Sale -4 33,357 -0.01 24.20 -97 807,239

2024-07-02 2024-06-28 4 OCCI OFS Credit Company, Inc.
6.125% Series C Term Preferred Stock due 2026 S - Sale -514 33,361 -1.52 24.20 -12,439 807,336

2024-06-27 2024-06-25 4 OCCI OFS Credit Company, Inc.
6.125% Series C Term Preferred Stock due 2026 S - Sale -44 33,875 -0.13 24.23 -1,066 820,791

2024-06-27 2024-06-27 4 ACR ACRES Commercial Realty Corp.
8.625% Series C Preferred Stock S - Sale -18,464 659,267 -2.72 25.00 -461,600 16,481,675

2024-06-27 2024-06-26 4 ACR ACRES Commercial Realty Corp.
8.625% Series C Preferred Stock S - Sale -7,100 677,731 -1.04 25.02 -177,642 16,956,830

2024-06-27 2024-06-25 4 ACR ACRES Commercial Realty Corp.
8.625% Series C Preferred Stock S - Sale -7,005 684,831 -1.01 25.01 -175,195 17,127,623

2024-06-24 2024-06-24 4 OCCI OFS Credit Company, Inc.
6.125% Series C Term Preferred Stock due 2026 S - Sale -27 33,919 -0.08 24.23 -654 821,857

2024-06-24 2024-06-21 4 OCCI OFS Credit Company, Inc.
6.125% Series C Term Preferred Stock due 2026 S - Sale -2,000 33,946 -5.56 24.20 -48,400 821,493

2024-06-24 2024-06-20 4 OCCI OFS Credit Company, Inc.
6.125% Series C Term Preferred Stock due 2026 S - Sale -11 35,946 -0.03 24.24 -267 871,331

2024-06-18 2024-06-17 4 OCCI OFS Credit Company, Inc.
6.125% Series C Term Preferred Stock due 2026 S - Sale -125 35,957 -0.35 24.22 -3,028 870,879

2024-06-18 2024-06-14 4 OCCI OFS Credit Company, Inc.
6.125% Series C Term Preferred Stock due 2026 S - Sale -220 36,082 -0.61 24.22 -5,328 873,906

2024-06-18 2024-06-14 4 OCCI OFS Credit Company, Inc.
5.25% Series E Term Preferred Stock due 2026 S - Sale -343 33,103 -1.03 23.35 -8,009 772,955

2024-06-03 2024-06-03 4 OCCI OFS Credit Company, Inc.
6.125% Series C Term Preferred Stock due 2026 S - Sale -302 36,302 -0.83 24.26 -7,327 880,687

2024-06-03 2024-05-31 4 OCCI OFS Credit Company, Inc.
6.125% Series C Term Preferred Stock due 2026 S - Sale -100 36,604 -0.27 24.22 -2,422 886,549

2024-06-03 2024-05-30 4 OCCI OFS Credit Company, Inc.
5.25% Series E Term Preferred Stock due 2026 S - Sale -5 33,446 -0.01 23.35 -117 780,964

2024-05-29 2024-05-24 4 OCCI OFS Credit Company, Inc.
6.125% Series C Term Preferred Stock due 2026 S - Sale -2 36,704 -0.01 24.22 -48 888,971

2024-05-20 2024-05-17 4 OCCI OFS Credit Company, Inc.
6.125% Series C Term Preferred Stock due 2026 S - Sale -25 36,706 -0.07 24.20 -605 888,285

2024-05-20 2024-05-16 4 OCCI OFS Credit Company, Inc.
6.125% Series C Term Preferred Stock due 2026 S - Sale -233 36,731 -0.63 24.24 -5,648 890,359

2024-05-20 2024-05-16 4 OCCI OFS Credit Company, Inc.
5.25% Series E Term Preferred Stock due 2026 S - Sale -30 33,451 -0.09 23.33 -700 780,412

2024-05-15 2024-05-15 4 OCCI OFS Credit Company, Inc.
6.125% Series C Term Preferred Stock due 2026 S - Sale -5,124 36,964 -12.17 24.16 -123,796 893,050

2024-05-15 2024-05-14 4 OCCI OFS Credit Company, Inc.
5.25% Series E Term Preferred Stock due 2026 S - Sale -801 33,481 -2.34 23.29 -18,655 779,772

2024-05-15 2024-05-13 4 OCCI OFS Credit Company, Inc.
5.25% Series E Term Preferred Stock due 2026 S - Sale -707 34,282 -2.02 23.29 -16,466 798,428

2024-05-09 2024-05-07 4 OCCI OFS Credit Company, Inc.
5.25% Series E Term Preferred Stock due 2026 S - Sale -1,305 34,989 -3.60 23.24 -30,328 813,144

2024-04-18 2024-04-17 4 OCCI OFS Credit Company, Inc.
6.125% Series C Term Preferred Stock due 2026 S - Sale -83 42,088 -0.20 24.16 -2,005 1,016,846

2024-04-18 2024-04-16 4 OCCI OFS Credit Company, Inc.
6.125% Series C Term Preferred Stock due 2026 S - Sale -74 42,171 -0.18 24.16 -1,788 1,018,851

2024-04-12 2024-04-10 4 OCCI OFS Credit Company, Inc.
6.125% Series C Term Preferred Stock due 2026 S - Sale -17 42,245 -0.04 24.16 -411 1,020,639

2024-03-28 2024-03-27 4 OCCI OFS Credit Company, Inc.
6.125% Series C Term Preferred Stock due 2026 S - Sale -63 42,262 -0.15 24.12 -1,520 1,019,359

2024-03-25 2024-03-21 4 OCCI OFS Credit Company, Inc.
6.125% Series C Term Preferred Stock due 2026 S - Sale -1 42,325 0.00 24.12 -24 1,020,879

2024-03-15 2024-03-15 4 OCCI OFS Credit Company, Inc.
6.125% Series C Term Preferred Stock due 2026 S - Sale -6 42,326 -0.01 24.12 -145 1,020,903

2024-03-15 2024-03-14 4 OCCI OFS Credit Company, Inc.
6.125% Series C Term Preferred Stock due 2026 S - Sale -28 42,332 -0.07 24.12 -675 1,021,048

2024-03-15 2024-03-13 4 OCCI OFS Credit Company, Inc.
6.125% Series C Term Preferred Stock due 2026 S - Sale -11 42,360 -0.03 24.10 -265 1,020,876

2024-03-11 2024-03-07 4 OCCI OFS Credit Company, Inc.
5.25% Series E Term Preferred Stock due 2026 S - Sale -100 36,294 -0.27 24.03 -2,403 872,145

2024-02-13 2023-11-28 5 ACR ACRES Commercial Realty Corp.
8.625% Series C Preferred Stock P - Purchase 276 691,836 0.04 21.94 6,055 15,178,882

2024-02-13 2024-02-13 4 OCCI OFS Credit Company, Inc.
5.25% Series E Term Preferred Stock due 2026 S - Sale -15,872 36,394 -30.37 22.71 -360,453 826,508

2024-02-13 2024-02-12 4 OCCI OFS Credit Company, Inc.
5.25% Series E Term Preferred Stock due 2026 S - Sale -42,531 52,266 -44.87 22.63 -962,477 1,182,780

2024-02-13 2024-02-09 4 OCCI OFS Credit Company, Inc.
5.25% Series E Term Preferred Stock due 2026 S - Sale -14,531 94,797 -13.29 22.63 -328,837 2,145,256

2024-02-08 2024-02-08 4 OCCI OFS Credit Company, Inc.
5.25% Series E Term Preferred Stock due 2026 S - Sale -1,500 109,328 -1.35 22.64 -33,960 2,475,186

2024-02-08 2024-02-07 4 OCCI OFS Credit Company, Inc.
5.25% Series E Term Preferred Stock due 2026 S - Sale -12,405 110,828 -10.07 22.66 -281,097 2,511,362

2024-02-08 2024-02-06 4 OCCI OFS Credit Company, Inc.
5.25% Series E Term Preferred Stock due 2026 S - Sale -13,515 123,233 -9.88 22.62 -305,709 2,787,530

2024-02-05 2024-02-05 4 OCCI OFS Credit Company, Inc.
5.25% Series E Term Preferred Stock due 2026 S - Sale -9,343 136,748 -6.40 22.66 -211,712 3,098,710

2024-02-05 2024-02-02 4 OCCI OFS Credit Company, Inc.
5.25% Series E Term Preferred Stock due 2026 S - Sale -21,100 146,091 -12.62 22.65 -477,915 3,308,961

2024-02-05 2024-02-01 4 OCCI OFS Credit Company, Inc.
5.25% Series E Term Preferred Stock due 2026 S - Sale -5,000 167,191 -2.90 22.90 -114,500 3,828,674

2024-01-31 2024-01-31 4 OCCI OFS Credit Company, Inc.
5.25% Series E Term Preferred Stock due 2026 S - Sale -3,975 172,191 -2.26 22.92 -91,107 3,946,618

2024-01-31 2024-01-30 4 OCCI OFS Credit Company, Inc.
5.25% Series E Term Preferred Stock due 2026 S - Sale -894 176,166 -0.50 22.91 -20,482 4,035,963

2024-01-31 2024-01-29 4 OCCI OFS Credit Company, Inc.
5.25% Series E Term Preferred Stock due 2026 S - Sale -8,300 177,060 -4.48 22.94 -190,402 4,061,756

2024-01-26 2024-01-26 4 OCCI OFS Credit Company, Inc.
5.25% Series E Term Preferred Stock due 2026 S - Sale -400 185,360 -0.22 22.90 -9,160 4,244,744

2024-01-26 2024-01-25 4 OCCI OFS Credit Company, Inc.
5.25% Series E Term Preferred Stock due 2026 S - Sale -6,600 185,760 -3.43 22.91 -151,206 4,255,762

2024-01-26 2024-01-24 4 OCCI OFS Credit Company, Inc.
5.25% Series E Term Preferred Stock due 2026 S - Sale -6,674 192,360 -3.35 22.85 -152,501 4,395,426

2024-01-23 2024-01-23 4 OCCI OFS Credit Company, Inc.
5.25% Series E Term Preferred Stock due 2026 S - Sale -76,601 199,034 -27.79 22.84 -1,749,567 4,545,937

2024-01-23 2024-01-22 4 OCCI OFS Credit Company, Inc.
5.25% Series E Term Preferred Stock due 2026 S - Sale -24,665 275,635 -8.21 22.64 -558,416 6,240,376

2024-01-23 2024-01-19 4 OCCI OFS Credit Company, Inc.
5.25% Series E Term Preferred Stock due 2026 S - Sale -9,700 300,300 -3.13 22.72 -220,384 6,822,816

2023-12-05 2023-12-01 4 ACR ACRES Commercial Realty Corp.
8.625% Series C Preferred Stock P - Purchase 7,370 691,836 1.08 22.25 163,982 15,393,351

2023-10-25 2023-10-23 4 ACR ACRES Commercial Realty Corp.
Common Stock, $0.001 par value P - Purchase 1,209 1,191,307 0.10 6.90 8,342 8,220,018

2023-10-17 2023-10-17 4 ACR ACRES Commercial Realty Corp.
8.625% Series C Preferred Stock P - Purchase 700 684,190 0.10 21.55 15,085 14,744,294

2023-10-17 2023-10-13 4 ACR ACRES Commercial Realty Corp.
7.875% Series D Preferred Stock P - Purchase 561 1,020,135 0.06 17.70 9,930 18,056,390

2023-10-06 2023-10-05 4 ACR ACRES Commercial Realty Corp.
7.875% Series D Preferred Stock P - Purchase 630 1,019,574 0.06 17.84 11,239 18,189,200

2023-10-06 2023-10-05 4 ACR ACRES Commercial Realty Corp.
8.625% Series C Preferred Stock P - Purchase 2,700 683,490 0.40 21.61 58,347 14,770,219

2023-10-06 2023-10-04 4 ACR ACRES Commercial Realty Corp.
7.875% Series D Preferred Stock P - Purchase 493 1,018,944 0.05 17.90 8,825 18,239,098

2023-10-06 2023-10-04 4 ACR ACRES Commercial Realty Corp.
8.625% Series C Preferred Stock P - Purchase 14 680,790 0.00 21.65 303 14,739,104

2023-10-03 2023-10-03 4 ACR ACRES Commercial Realty Corp.
7.875% Series D Preferred Stock P - Purchase 565 1,018,451 0.06 18.15 10,255 18,484,886

2023-10-03 2023-10-03 4 ACR ACRES Commercial Realty Corp.
8.625% Series C Preferred Stock P - Purchase 5,117 680,776 0.76 21.67 110,885 14,752,416

2023-10-03 2023-10-02 4 ACR ACRES Commercial Realty Corp.
8.625% Series C Preferred Stock P - Purchase 1,723 675,659 0.26 21.77 37,510 14,709,096

2023-10-03 2023-09-29 4 ACR ACRES Commercial Realty Corp.
7.875% Series D Preferred Stock P - Purchase 580 1,017,886 0.06 18.40 10,672 18,729,102

2023-09-28 2023-09-28 4 ACR ACRES Commercial Realty Corp.
7.875% Series D Preferred Stock P - Purchase 265 1,017,306 0.03 18.90 5,008 19,227,083

2023-09-28 2023-09-28 4 ACR ACRES Commercial Realty Corp.
8.625% Series C Preferred Stock P - Purchase 54 673,936 0.01 22.15 1,196 14,927,682

2023-09-28 2023-09-27 4 ACR ACRES Commercial Realty Corp.
7.875% Series D Preferred Stock P - Purchase 416 1,017,041 0.04 19.00 7,904 19,323,779

2023-09-28 2023-09-26 4 ACR ACRES Commercial Realty Corp.
8.625% Series C Preferred Stock P - Purchase 55 673,882 0.01 22.15 1,218 14,926,486

2023-09-25 2023-09-21 4 ACR ACRES Commercial Realty Corp.
8.625% Series C Preferred Stock P - Purchase 824 673,827 0.12 22.13 18,235 14,911,792

2023-09-25 2023-09-21 4 ACR ACRES Commercial Realty Corp.
7.875% Series D Preferred Stock P - Purchase 213 1,016,625 0.02 19.00 4,047 19,315,875

2023-09-20 2023-09-18 4 ACR ACRES Commercial Realty Corp.
7.875% Series D Preferred Stock P - Purchase 565 1,016,412 0.06 19.20 10,848 19,515,110

2023-09-15 2023-09-13 4 ACR ACRES Commercial Realty Corp.
7.875% Series D Preferred Stock P - Purchase 1,410 1,015,847 0.14 19.24 27,128 19,544,896

2023-09-08 2023-09-07 4 ACR ACRES Commercial Realty Corp.
8.625% Series C Preferred Stock P - Purchase 734 673,003 0.11 22.19 16,287 14,933,937

2023-09-08 2023-09-06 4 ACR ACRES Commercial Realty Corp.
8.625% Series C Preferred Stock P - Purchase 23 672,269 0.00 22.20 511 14,924,372

2023-09-08 2023-09-06 4 ACR ACRES Commercial Realty Corp.
7.875% Series D Preferred Stock P - Purchase 63 1,014,437 0.01 19.24 1,212 19,517,768

2023-09-05 2023-09-05 4 ACR ACRES Commercial Realty Corp.
8.625% Series C Preferred Stock P - Purchase 100 672,246 0.01 22.20 2,220 14,923,861

2023-09-05 2023-09-01 4 ACR ACRES Commercial Realty Corp.
8.625% Series C Preferred Stock P - Purchase 396 672,146 0.06 22.25 8,811 14,955,248

2023-09-05 2023-08-31 4 ACR ACRES Commercial Realty Corp.
8.625% Series C Preferred Stock P - Purchase 5,000 671,750 0.75 22.30 111,500 14,980,025

2023-09-05 2023-08-31 4 ACR ACRES Commercial Realty Corp.
7.875% Series D Preferred Stock P - Purchase 784 1,014,374 0.08 19.40 15,210 19,678,856

2023-08-30 2023-08-30 4 ACR ACRES Commercial Realty Corp.
7.875% Series D Preferred Stock P - Purchase 1,410 1,013,590 0.14 19.50 27,495 19,765,005

2023-08-30 2023-08-28 4 ACR ACRES Commercial Realty Corp.
7.875% Series D Preferred Stock P - Purchase 1,042 1,012,180 0.10 19.50 20,319 19,737,510

2023-08-30 2023-08-28 4 OCCI OFS Credit Company, Inc.
6.125% Series C Term Preferred Stock due 2026 S - Sale -245 42,471 -0.57 22.98 -5,630 975,984

2023-08-07 2023-08-03 4 ACR ACRES Commercial Realty Corp.
8.625% Series C Preferred Stock P - Purchase 10,034 666,750 1.53 22.40 224,762 14,935,200

2023-05-26 2023-05-24 4 ACR ACRES Commercial Realty Corp.
7.875% Series D Preferred Stock P - Purchase 2,717 1,011,138 0.27 16.88 45,863 17,068,009

2023-05-23 2023-05-23 4 ACR ACRES Commercial Realty Corp.
7.875% Series D Preferred Stock P - Purchase 662 1,008,421 0.07 16.95 11,221 17,092,736

2023-05-23 2023-05-19 4 ACR ACRES Commercial Realty Corp.
8.625% Series C Preferred Stock P - Purchase 81,226 656,716 14.11 19.80 1,608,275 13,002,977

2023-05-23 2023-05-19 4 ACR ACRES Commercial Realty Corp.
7.875% Series D Preferred Stock P - Purchase 49,425 1,007,759 5.16 17.09 844,673 17,222,601

2023-05-18 2023-05-18 4 ACR ACRES Commercial Realty Corp.
8.625% Series C Preferred Stock P - Purchase 8,500 575,490 1.50 19.76 167,960 11,371,682

2023-05-18 2023-05-18 4 ACR ACRES Commercial Realty Corp.
7.875% Series D Preferred Stock P - Purchase 103 958,334 0.01 16.95 1,746 16,243,761

2023-05-18 2023-05-16 4 ACR ACRES Commercial Realty Corp.
8.625% Series C Preferred Stock P - Purchase 557 566,990 0.10 19.70 10,973 11,169,703

2023-05-18 2023-05-16 4 ACR ACRES Commercial Realty Corp.
7.875% Series D Preferred Stock P - Purchase 440 958,231 0.05 16.95 7,458 16,242,015

2023-05-15 2023-05-15 4 ACR ACRES Commercial Realty Corp.
7.875% Series D Preferred Stock P - Purchase 1,113 957,791 0.12 17.00 18,921 16,282,447

2023-05-15 2023-05-11 4 ACR ACRES Commercial Realty Corp.
7.875% Series D Preferred Stock P - Purchase 6,884 956,678 0.72 17.07 117,510 16,330,493

2023-05-10 2023-05-09 4 ACR ACRES Commercial Realty Corp.
7.875% Series D Preferred Stock P - Purchase 1,430 949,794 0.15 17.24 24,653 16,374,449

2023-05-10 2023-05-08 4 ACR ACRES Commercial Realty Corp.
8.625% Series C Preferred Stock P - Purchase 2,100 566,433 0.37 19.80 41,580 11,215,373

2023-05-05 2023-05-05 4 ACR ACRES Commercial Realty Corp.
8.625% Series C Preferred Stock P - Purchase 423 564,333 0.08 19.80 8,375 11,173,793

2023-05-05 2023-05-05 4 ACR ACRES Commercial Realty Corp.
7.875% Series D Preferred Stock P - Purchase 125 948,364 0.01 17.25 2,156 16,359,279

2023-05-05 2023-05-04 4 ACR ACRES Commercial Realty Corp.
8.625% Series C Preferred Stock P - Purchase 23,426 563,910 4.33 19.85 465,006 11,193,614

2023-05-05 2023-05-04 4 ACR ACRES Commercial Realty Corp.
7.875% Series D Preferred Stock P - Purchase 5,436 948,239 0.58 17.75 96,489 16,831,242

2023-05-05 2023-05-03 4 ACR ACRES Commercial Realty Corp.
8.625% Series C Preferred Stock P - Purchase 1,000 540,484 0.19 19.99 19,990 10,804,275

2023-05-01 2023-04-27 4 ACR ACRES Commercial Realty Corp.
7.875% Series D Preferred Stock P - Purchase 245 942,803 0.03 18.00 4,410 16,970,454

2023-04-19 2023-04-19 4 ACR ACRES Commercial Realty Corp.
7.875% Series D Preferred Stock P - Purchase 133 942,558 0.01 18.00 2,394 16,966,044

2023-04-19 2023-04-17 4 ACR ACRES Commercial Realty Corp.
7.875% Series D Preferred Stock P - Purchase 587 942,425 0.06 18.00 10,566 16,963,650

2023-04-19 2023-04-17 4 ACR ACRES Commercial Realty Corp.
8.625% Series C Preferred Stock P - Purchase 962 539,484 0.18 20.09 19,327 10,838,234

2023-04-10 2023-04-06 4 ACR ACRES Commercial Realty Corp.
8.625% Series C Preferred Stock P - Purchase 1,466 538,522 0.27 20.00 29,320 10,770,440

2023-03-28 2023-03-24 4 ACR ACRES Commercial Realty Corp.
8.625% Series C Preferred Stock P - Purchase 445 537,056 0.08 20.14 8,962 10,816,308

2023-01-04 2023-01-03 4 ACR ACRES Commercial Realty Corp.
7.875% Series D Preferred Stock P - Purchase 512 941,838 0.05 17.80 9,114 16,764,716

2023-01-04 2023-01-03 4 ACR ACRES Commercial Realty Corp.
8.625% Series C Preferred Stock P - Purchase 7,281 536,611 1.38 19.77 143,945 10,608,799

2023-01-04 2022-12-30 4 ACR ACRES Commercial Realty Corp.
7.875% Series D Preferred Stock P - Purchase 3,738 941,326 0.40 17.96 67,134 16,906,215

2023-01-04 2022-12-30 4 ACR ACRES Commercial Realty Corp.
8.625% Series C Preferred Stock P - Purchase 6,025 529,330 1.15 19.98 120,380 10,576,013

2022-12-27 2022-12-23 4 ACR ACRES Commercial Realty Corp.
Common Stock, $0.001 par value P - Purchase 5,653 1,190,098 0.48 7.87 44,489 9,366,071

2022-12-27 2022-12-22 4 ACR ACRES Commercial Realty Corp.
Common Stock, $0.001 par value P - Purchase 17,700 1,184,445 1.52 8.21 145,317 9,724,293

2022-12-21 2022-12-21 4 ACR ACRES Commercial Realty Corp.
Common Stock, $0.001 par value P - Purchase 6,500 1,166,745 0.56 8.96 58,240 10,454,035

2022-12-21 2022-12-20 4 ACR ACRES Commercial Realty Corp.
Common Stock, $0.001 par value P - Purchase 1,002 1,160,245 0.09 9.05 9,068 10,500,217

2022-12-19 2022-12-19 4 ACR ACRES Commercial Realty Corp.
Common Stock, $0.001 par value P - Purchase 979 1,159,243 0.08 9.07 8,880 10,514,334

2022-12-19 2022-12-16 4 ACR ACRES Commercial Realty Corp.
8.625% Series C Preferred Stock P - Purchase 33 523,305 0.01 20.45 675 10,701,587

2022-12-19 2022-12-16 4 ACR ACRES Commercial Realty Corp.
Common Stock, $0.001 par value P - Purchase 6,003 1,158,264 0.52 9.14 54,867 10,586,533

2022-12-19 2022-12-15 4 ACR ACRES Commercial Realty Corp.
Common Stock, $0.001 par value P - Purchase 3,109 1,152,261 0.27 9.22 28,665 10,623,846

2022-12-13 2022-12-12 4 ACR ACRES Commercial Realty Corp.
Common Stock, $0.001 par value P - Purchase 9,305 1,149,152 0.82 9.31 86,630 10,698,605

2022-12-13 2022-12-09 4 ACR ACRES Commercial Realty Corp.
Common Stock, $0.001 par value P - Purchase 643 1,139,847 0.06 9.29 5,973 10,589,179

2022-11-22 2022-11-21 4 ACR ACRES Commercial Realty Corp.
7.875% Series D Preferred Stock P - Purchase 825 937,588 0.09 18.50 15,262 17,345,378

2022-11-14 2022-11-09 4 ACR ACRES Commercial Realty Corp.
Common Stock, $0.001 par value P - Purchase 2,134 1,139,204 0.19 9.72 20,742 11,073,063

2022-11-08 2022-11-08 4 ACR ACRES Commercial Realty Corp.
Common Stock, $0.001 par value P - Purchase 1,704 1,137,070 0.15 9.70 16,529 11,029,579

2022-11-08 2022-11-04 4 ACR ACRES Commercial Realty Corp.
7.875% Series D Preferred Stock P - Purchase 643 936,763 0.07 18.50 11,896 17,330,116

2022-10-21 2022-10-21 4 ACR ACRES Commercial Realty Corp.
8.625% Series C Preferred Stock P - Purchase 2,354 523,272 0.45 19.50 45,903 10,203,804

2022-10-21 2022-10-20 4 ACR ACRES Commercial Realty Corp.
8.625% Series C Preferred Stock P - Purchase 598 520,918 0.11 19.65 11,751 10,236,039

2022-10-21 2022-10-19 4 ACR ACRES Commercial Realty Corp.
8.625% Series C Preferred Stock P - Purchase 2,824 520,320 0.55 19.71 55,661 10,255,507

2022-10-17 2022-10-13 4 ACR ACRES Commercial Realty Corp.
8.625% Series C Preferred Stock P - Purchase 1,694 517,496 0.33 19.90 33,711 10,298,170

2022-10-12 2022-10-12 4 ACR ACRES Commercial Realty Corp.
8.625% Series C Preferred Stock P - Purchase 2,306 515,802 0.45 20.20 46,581 10,419,200

2022-10-12 2022-10-10 4 ACR ACRES Commercial Realty Corp.
7.875% Series D Preferred Stock P - Purchase 787 936,120 0.08 19.00 14,953 17,786,280

2022-10-03 2022-09-30 4 ACR ACRES Commercial Realty Corp.
Common Stock, $0.001 par value P - Purchase 463 1,135,366 0.04 8.15 3,773 9,253,233

2022-10-03 2022-09-30 4 ACR ACRES Commercial Realty Corp.
7.875% Series D Preferred Stock P - Purchase 1,766 935,333 0.19 19.10 33,731 17,864,860

2022-10-03 2022-09-29 4 ACR ACRES Commercial Realty Corp.
8.625% Series C Preferred Stock P - Purchase 2,194 513,496 0.43 21.00 46,074 10,783,416

2022-10-03 2022-09-29 4 ACR ACRES Commercial Realty Corp.
7.875% Series D Preferred Stock P - Purchase 756 933,567 0.08 19.85 15,007 18,531,305

2022-09-28 2022-09-27 4 ACR ACRES Commercial Realty Corp.
Common Stock, $0.001 par value P - Purchase 2,112 1,134,903 0.19 8.57 18,100 9,726,119

2022-09-28 2022-09-27 4 ACR ACRES Commercial Realty Corp.
7.875% Series D Preferred Stock P - Purchase 201 932,811 0.02 19.85 3,990 18,516,298

2022-09-28 2022-09-27 4 ACR ACRES Commercial Realty Corp.
8.625% Series C Preferred Stock P - Purchase 4,590 511,302 0.91 21.05 96,620 10,762,907

2022-09-28 2022-09-26 4 ACR ACRES Commercial Realty Corp.
Common Stock, $0.001 par value P - Purchase 2,755 1,132,791 0.24 8.72 24,024 9,877,938

2022-09-28 2022-09-26 4 ACR ACRES Commercial Realty Corp.
7.875% Series D Preferred Stock P - Purchase 3,373 932,610 0.36 20.03 67,561 18,680,178

2022-09-28 2022-09-26 4 ACR ACRES Commercial Realty Corp.
8.625% Series C Preferred Stock P - Purchase 4,562 506,712 0.91 21.22 96,806 10,752,429

2022-09-23 2022-09-23 4 ACR ACRES Commercial Realty Corp.
7.875% Series D Preferred Stock P - Purchase 864 929,237 0.09 20.19 17,444 18,761,295

2022-09-23 2022-09-23 4 ACR ACRES Commercial Realty Corp.
8.625% Series C Preferred Stock P - Purchase 7,028 502,150 1.42 21.51 151,172 10,801,246

2022-09-23 2022-09-23 4 ACR ACRES Commercial Realty Corp.
Common Stock, $0.001 par value P - Purchase 7,795 1,130,036 0.69 8.92 69,531 10,079,921

2022-09-23 2022-09-22 4 ACR ACRES Commercial Realty Corp.
Common Stock, $0.001 par value P - Purchase 29 1,122,241 0.00 9.15 265 10,268,505

2022-09-23 2022-09-22 4 ACR ACRES Commercial Realty Corp.
7.875% Series D Preferred Stock P - Purchase 486 928,373 0.05 20.30 9,866 18,845,972

2022-09-23 2022-09-22 4 ACR ACRES Commercial Realty Corp.
8.625% Series C Preferred Stock P - Purchase 6,801 495,122 1.39 21.96 149,350 10,872,879

2022-09-23 2022-09-21 4 ACR ACRES Commercial Realty Corp.
8.625% Series C Preferred Stock P - Purchase 2,105 488,321 0.43 21.99 46,289 10,738,179

2022-09-23 2022-09-21 4 ACR ACRES Commercial Realty Corp.
7.875% Series D Preferred Stock P - Purchase 403 927,887 0.04 20.30 8,181 18,836,106

2022-09-20 2022-09-20 4 ACR ACRES Commercial Realty Corp.
7.875% Series D Preferred Stock P - Purchase 839 927,484 0.09 20.30 17,032 18,827,925

2022-09-20 2022-09-19 4 ACR ACRES Commercial Realty Corp.
7.875% Series D Preferred Stock P - Purchase 547 926,645 0.06 20.40 11,159 18,903,558

2022-09-20 2022-09-16 4 ACR ACRES Commercial Realty Corp.
Common Stock, $0.001 par value P - Purchase 23,415 1,122,212 2.13 9.31 217,994 10,447,794

2022-09-15 2022-09-15 4 ACR ACRES Commercial Realty Corp.
Common Stock, $0.001 par value P - Purchase 11 1,098,797 0.00 9.33 103 10,251,776

2022-09-15 2022-09-15 4 ACR ACRES Commercial Realty Corp.
7.875% Series D Preferred Stock P - Purchase 73 926,098 0.01 20.55 1,500 19,031,314

2022-09-15 2022-09-13 4 ACR ACRES Commercial Realty Corp.
7.875% Series D Preferred Stock P - Purchase 3,109 926,025 0.34 20.70 64,356 19,168,718

2022-09-08 2022-09-07 4 ACR ACRES Commercial Realty Corp.
7.875% Series D Preferred Stock P - Purchase 266 922,916 0.03 20.76 5,522 19,159,736

2022-09-08 2022-09-06 4 ACR ACRES Commercial Realty Corp.
7.875% Series D Preferred Stock P - Purchase 3,211 922,650 0.35 20.80 66,789 19,191,120

2022-09-08 2022-09-06 4 ACR ACRES Commercial Realty Corp.
8.625% Series C Preferred Stock P - Purchase 731 486,216 0.15 21.95 16,045 10,672,441

2022-09-06 2022-09-02 4 ACR ACRES Commercial Realty Corp.
7.875% Series D Preferred Stock P - Purchase 59 919,439 0.01 20.80 1,227 19,124,331

2022-09-06 2022-09-01 4 ACR ACRES Commercial Realty Corp.
8.625% Series C Preferred Stock P - Purchase 7,970 485,485 1.67 22.00 175,340 10,680,670

2022-09-06 2022-09-01 4 ACR ACRES Commercial Realty Corp.
7.875% Series D Preferred Stock P - Purchase 335 919,330 0.04 20.95 7,018 19,259,964

2022-08-24 2022-08-24 4 ACR ACRES Commercial Realty Corp.
8.625% Series C Preferred Stock P - Purchase 3,524 477,515 0.74 21.77 76,717 10,395,502

2022-08-24 2022-08-23 4 ACR ACRES Commercial Realty Corp.
8.625% Series C Preferred Stock P - Purchase 6,070 473,991 1.30 21.82 132,447 10,342,484

2022-08-24 2022-08-22 4 ACR ACRES Commercial Realty Corp.
Common Stock, $0.001 par value P - Purchase 400 1,095,775 0.04 9.50 3,800 10,409,862

2022-08-19 2022-08-19 4 ACR ACRES Commercial Realty Corp.
8.625% Series C Preferred Stock P - Purchase 77 467,921 0.02 21.80 1,679 10,200,678

2022-08-19 2022-08-18 4 ACR ACRES Commercial Realty Corp.
8.625% Series C Preferred Stock P - Purchase 27,549 467,844 6.26 21.95 604,701 10,269,176

2022-08-19 2022-08-17 4 ACR ACRES Commercial Realty Corp.
8.625% Series C Preferred Stock P - Purchase 1,653 440,295 0.38 22.11 36,548 9,734,922

2022-08-12 2022-08-12 4 ACR ACRES Commercial Realty Corp.
Common Stock, $0.001 par value P - Purchase 892 1,095,375 0.08 9.43 8,412 10,329,386

2022-08-12 2022-08-11 4 ACR ACRES Commercial Realty Corp.
Common Stock, $0.001 par value P - Purchase 771 1,094,483 0.07 9.38 7,232 10,266,251

2022-08-12 2022-08-10 4 ACR ACRES Commercial Realty Corp.
Common Stock, $0.001 par value P - Purchase 13,175 1,093,712 1.22 9.39 123,713 10,269,956

2022-08-09 2022-08-09 4 ACR ACRES Commercial Realty Corp.
Common Stock, $0.001 par value P - Purchase 20,374 1,080,537 1.92 9.30 189,478 10,048,994

2022-08-09 2022-08-08 4 ACR ACRES Commercial Realty Corp.
Common Stock, $0.001 par value P - Purchase 43,311 1,060,163 4.26 9.31 403,225 9,870,118

2022-08-09 2022-08-05 4 ACR ACRES Commercial Realty Corp.
8.625% Series C Preferred Stock P - Purchase 5,080 438,642 1.17 21.70 110,236 9,518,531

2022-08-09 2022-08-05 4 ACR ACRES Commercial Realty Corp.
Common Stock, $0.001 par value P - Purchase 77,570 1,016,852 8.26 9.24 716,747 9,395,712

2022-03-21 3 ACR ACRES Commercial Realty Corp.
Common Stock, $0.001 par value 939,282

2022-03-21 3 ACR ACRES Commercial Realty Corp.
8.625% Series C Preferred Stock 433,562

2022-03-21 3 ACR ACRES Commercial Realty Corp.
7.875% Series D Preferred Stock 962,064

2021-12-16 2021-12-15 4 OCCI OFS Credit Company, Inc.
6.125% Series C Term Preferred Stock due 2026 S - Sale -219 42,716 -0.51 25.60 -5,606 1,093,530

2021-12-16 2021-12-14 4 OCCI OFS Credit Company, Inc.
6.125% Series C Term Preferred Stock due 2026 S - Sale -9 42,935 -0.02 25.60 -230 1,099,136

2021-12-13 3 OCCI OFS Credit Company, Inc.
6.875% Series A Term Preferred Stock due 2024 1,378

2021-12-13 3 OCCI OFS Credit Company, Inc.
6.125% Series C Term Preferred Stock due 2026 43,577

2021-12-13 3 OCCI OFS Credit Company, Inc.
5.25% Series E Term Preferred Stock due 2026 310,000

2021-12-13 2021-12-10 4 OCCI OFS Credit Company, Inc.
6.875% Series A Term Preferred Stock due 2024 J - Other -1,378 0 -100.00 25.00 -34,450

2021-12-13 2021-12-10 4 OCCI OFS Credit Company, Inc.
6.125% Series C Term Preferred Stock due 2026 S - Sale -419 42,944 -0.97 25.60 -10,726 1,099,366

2021-12-13 2021-12-09 4 OCCI OFS Credit Company, Inc.
6.125% Series C Term Preferred Stock due 2026 S - Sale -214 43,363 -0.49 25.60 -5,478 1,110,093

2021-09-20 3 XFLT XAI Octagon Floating Rate & Alternative Income Term Trust
6.50% Series 2026 Term Preferred Shares 348,303

2021-06-29 2021-06-29 4 OXLC Oxford Lane Capital Corp.
6.25% Series 2027 Term Preferred Stock (OXLCP) S - Sale -10,778 380,145 -2.76 24.91 -268,480 9,469,412

2021-06-29 2021-06-29 4 OXLC Oxford Lane Capital Corp.
6.75% Series 2024 Term Preferred Stock (OXLCM) S - Sale -3,543 213,543 -1.63 25.15 -89,106 5,370,606

2021-06-28 2021-06-28 4 OXLC Oxford Lane Capital Corp.
6.25% Series 2027 Term Preferred Stock (OXLCP) S - Sale -14,657 401,923 -3.52 24.94 -365,546 10,023,960

2021-06-28 2021-06-28 4 OXLC Oxford Lane Capital Corp.
6.75% Series 2024 Term Preferred Stock (OXLCM) S - Sale -9,917 226,536 -4.19 25.14 -249,313 5,695,115

2021-06-28 2021-06-25 4 OXLC Oxford Lane Capital Corp.
6.25% Series 2027 Term Preferred Stock (OXLCP) S - Sale -13,624 416,580 -3.17 25.01 -340,736 10,418,666

2021-06-28 2021-06-25 4 OXLC Oxford Lane Capital Corp.
6.75% Series 2024 Term Preferred Stock (OXLCM) S - Sale -16,931 236,453 -6.68 25.15 -425,815 5,946,793

2021-06-28 2021-06-24 4 OXLC Oxford Lane Capital Corp.
6.25% Series 2027 Term Preferred Stock (OXLCP) S - Sale -47,834 430,204 -10.01 25.02 -1,196,807 10,763,704

2021-06-28 2021-06-24 4 OXLC Oxford Lane Capital Corp.
6.75% Series 2024 Term Preferred Stock (OXLCM) S - Sale -9,635 253,384 -3.66 25.17 -242,513 6,377,675

2021-06-17 2021-06-17 4 OXLC Oxford Lane Capital Corp.
6.25% Series 2027 Term Preferred Stock (OXLCP) S - Sale -13,800 602,765 -2.24 24.95 -344,310 15,038,987

2021-06-17 2021-06-17 4 OXLC Oxford Lane Capital Corp.
6.75% Series 2024 Term Preferred Stock (OXLCM) S - Sale -21,994 332,759 -6.20 25.04 -550,730 8,332,285

2021-06-17 2021-06-17 4 OXLC Oxford Lane Capital Corp.
6.75% Notes due 2031, $25.00 denominations (OXLCL) S - Sale -273,300 277,578.00 -75,862,067,400

2021-06-17 2021-06-16 4 OXLC Oxford Lane Capital Corp.
6.25% Series 2027 Term Preferred Stock (OXLCP) S - Sale -13,441 616,565 -2.13 25.00 -336,025 15,414,125

2021-06-17 2021-06-16 4 OXLC Oxford Lane Capital Corp.
6.75% Series 2024 Term Preferred Stock (OXLCM) S - Sale -7,392 354,753 -2.04 25.12 -185,687 8,911,395

2021-06-17 2021-06-16 4 OXLC Oxford Lane Capital Corp.
6.75% Notes due 2031, $25.00 denominations (OXLCL) S - Sale -432,600 439,814.00 -190,263,536,400

2021-06-17 2021-06-15 4 OXLC Oxford Lane Capital Corp.
6.25% Series 2027 Term Preferred Stock (OXLCP) S - Sale -2,800 630,006 -0.44 25.11 -70,308 15,819,451

2021-06-17 2021-06-15 4 OXLC Oxford Lane Capital Corp.
6.75% Series 2024 Term Preferred Stock (OXLCM) S - Sale -4,521 362,145 -1.23 25.21 -113,974 9,129,675

2021-06-17 2021-06-15 4 OXLC Oxford Lane Capital Corp.
6.75% Notes due 2031, $25.00 denominations (OXLCL) S - Sale -1,251,075 1,273,649.00 -1,593,430,422,675

2021-04-19 2021-04-19 4 OXLC Oxford Lane Capital Corp.
6.75% Notes due 2031 (OXLCL) S - Sale -300,400 21,250,800 -1.39 302,192.79 -90,778,714,116 6,421,838,541,732

2021-04-19 2021-04-16 4 OXLC Oxford Lane Capital Corp.
6.75% Notes due 2031 (OXLCL) S - Sale -1,147,500 21,551,200 -5.06 1,153,118.16 -1,323,203,088,600 24,851,080,089,792

2021-04-19 2021-04-15 4 OXLC Oxford Lane Capital Corp.
6.75% Notes due 2031 (OXLCL) S - Sale -743,800 22,698,700 -3.17 751,310.38 -558,824,660,644 17,053,768,922,506

2021-04-19 2021-04-15 4 OXLC Oxford Lane Capital Corp.
7.50% Series 2023 Term Preferred Stock (OXLCO) J - Other -1,544 0 -100.00 25.00 -38,600

2021-04-13 2021-04-12 4 OXLC Oxford Lane Capital Corp.
6.75% Notes due 2031, issued in denominations of $25.00 S - Sale -175,000 23,442,500 -0.74 177,146.90 -31,000,707,500 4,152,766,203,250

2021-04-13 2021-04-09 4 OXLC Oxford Lane Capital Corp.
6.75% Notes due 2031, issued in denominations of $25.00 S - Sale -168,375 23,617,500 -0.71 170,447.52 -28,699,101,180 4,025,544,303,600

2021-03-26 3 NONE Oxford Lane Capital Corp.
6.75% Notes due 2031

2021-03-26 3 NONE Oxford Lane Capital Corp.
Preferred Stock, $0.01 par value per share 21,994

2021-03-26 3 NONE Oxford Lane Capital Corp.
Preferred Stock, $0.01 par value per share 782,357

P

Pembelian sekuritas non-derivatif atau derivatif di pasar terbuka atau secara pribadi.

S

Penjualan terbuka atau penjualan pribadi atas sekuritas non-derivatif atau derivatif.

A

Hibah, penghargaan, atau perolehan sekuritas lainnya dari perusahaan (seperti opsi)

C

Konversi turunan

D

Penjualan atau pengalihan sekuritas kembali ke perusahaan.

F

Pembayaran harga pelaksanaan atau kewajiban pajak menggunakan sebagian sekuritas yang diterima dari perusahaan.

G

Pemberian sekuritas oleh atau kepada orang dalam.

K

Swap ekuitas dan transaksi lindung nilai serupa

M

Pelaksanaan atau konversi sekuritas derivatif yang diterima dari perusahaan (seperti opsi)

V

Transaksi yang dilaporkan secara sukarela pada Formulir 4.

J

Lainnya (disertai dengan catatan kaki yang menjelaskan transaksi tersebut)

Tanggal Perdagangan	Ticker	Orang Dalam	Dilaporkan Saham	Dilaporkan Harga	Disesuaikan Saham	Disesuaikan Harga	Dasar Biaya	Hari-hari menuju Menit	Harga di Menit	Kerugian Maksimal Dihindari ($)	Kerugian Maksimal Dihindari (%)
2025-03-20	ACR	Eagle Point Credit Management LLC	375	23.6000	375	23.6000	8,850	22	16.5900	-2,629	-29.70
2025-03-19	ACR	Eagle Point Credit Management LLC	4,861	23.7400	4,861	23.7400	115,400
2025-03-18	ACR	Eagle Point Credit Management LLC	9,011	23.7000	9,011	23.7000	213,561