XFLT / XAI Octagon Floating Rate & Alternative Income Trust - Insider Trading and Ownership Report - SEC Form 3, 4, 5

XAI Octagon Floating Rate & Alternative Income Trust
US ˙ NYSE ˙ US98400T1060

Saham Orang Dalam1,817,131 shares
Orang Dalam Sejati25
Skor Sentimen Orang Dalam

Skor Sentimen Orang Dalam mengidentifikasi perusahaan yang dibeli oleh orang dalam korporat.

Ini adalah hasil dari model kuantitatif multifaktor yang canggih yang mengidentifikasi perusahaan dengan tingkat akumulasi internal tertinggi. Model penilaian ini menggunakan kombinasi dari jumlah bersih orang dalam yang membeli dalam 90 hari sebelumnya, total saham yang dibeli sebagai persentase dari jumlah saham yang beredar, dan total saham yang dimiliki oleh orang dalam. Angka tersebut berkisar dari 0 hingga 100, dengan angka yang lebih tinggi menunjukkan tingkat akumulasi yang lebih tinggi dibandingkan dengan perusahaan sejenis, dan 50 adalah rata-rata.

Frekuensi Pembaruan: Setiap Hari

Lihat Pilihan Teratas dari Orang Dalam, yang menyediakan daftar perusahaan dengan akumulasi orang dalam tertinggi.

Skor Sentimen Petugas

Skor Sentimen Pejabat menemukan perusahaan yang dibeli oleh Pejabat Korporat.

Menurut definisi, Pejabat Korporasi adalah Orang Dalam Korporasi, tetapi tidak seperti beberapa Orang Dalam lainnya (Pemegang Saham 10% dan Anggota Dewan), Pejabat bekerja untuk perusahaan setiap hari, dan mereka menggunakan uang mereka sendiri saat bertransaksi . (Pemegang Saham 10% dan Anggota Dewan seringkali adalah manajer dana yang mengelola uang orang lain.) Dengan demikian, transaksi orang dalam yang dilakukan oleh Pejabat jauh lebih signifikan dan harus ditangani dengan tepat.

Seperti Skor Sentimen Internal, Skor Sentimen Pejabat adalah hasil dari model kuantitatif multi-faktor yang canggih yang mengidentifikasi perusahaan dengan tingkat akumulasi pejabat tertinggi.

Frekuensi Pembaruan: Setiap Hari

Lihat Pilihan Teratas dari Orang Dalam, yang menyediakan daftar perusahaan dengan sentimen orang dalam tertinggi.

Metrik Utama Orang Dalam

Kartu ini menunjukkan peringkat perusahaan berdasarkan berbagai metrik internal. Peringkat persentil menunjukkan bagaimana perusahaan ini dibandingkan dengan perusahaan lain di pasar AS. Peringkat yang lebih tinggi menunjukkan situasi yang lebih baik.

Sebagai contoh, secara umum diterima bahwa pembelian oleh orang dalam perusahaan adalah indikator positif, sehingga perusahaan dengan lebih banyak pembelian oleh orang dalam akan mendapat peringkat lebih tinggi daripada perusahaan dengan lebih sedikit pembelian oleh orang dalam (atau bahkan penjualan oleh orang dalam).

Jumlah Bersih Pembelian oleh Orang Dalam (Peringkat)

0 ( )

5996 out of 11305

Jumlah Bersih Pembelian oleh Orang Dalam adalah total jumlah orang dalam yang membeli dikurangi total jumlah orang dalam yang menjual dalam 90 hari terakhir. Peringkat persentil ditunjukkan di sini (kisaran dari 0 hingga 100%).

Persentase Saham yang Dibeli oleh Orang Dalam (Peringkat)

0.000 %( )

5941 out of 11224

Persentase Saham yang Dibeli oleh Orang Dalam adalah total jumlah saham yang dibeli oleh orang dalam dikurangi total jumlah saham yang dijual oleh orang dalam dalam 90 hari terakhir, dibagi dengan total jumlah saham yang beredar dan dikalikan dengan 100.

Grafik Perdagangan Orang Dalam

Grafik berikut menunjukkan XAI Octagon Floating Rate & Alternative Income Trust transaksi orang dalam. Orang dalam adalah pejabat, direktur, atau investor signifikan dalam suatu perusahaan. Secara umum, melakukan transaksi di perusahaan mereka berdasarkan informasi material yang belum dipublikasikan adalah ilegal bagi orang dalam. Ini tidak berarti bahwa mereka dilarang melakukan transaksi apa pun di perusahaan mereka sendiri. Namun, mereka wajib melaporkan semua transaksi kepada SEC melalui Formulir 4.

Daftar Orang Dalam dan Metrik Profitabilitas

Tabel ini menampilkan daftar orang dalam yang diketahui, dan dibuat secara otomatis dari pengajuan yang diungkapkan kepada SEC. Selain nama, jabatan terbaru, dan sebutan direktur, pejabat, atau pemilik 10%, kami memberikan kepemilikan terbaru yang diungkapkan. Selain itu, jika memungkinkan, kami memberikan kinerja perdagangan historis untuk orang dalam tersebut. Kinerja perdagangan historis adalah rata-rata tertimbang dari kinerja transaksi pembelian pasar terbuka aktual yang dilakukan oleh orang dalam tersebut. Untuk informasi lebih lanjut tentang bagaimana ini dihitung, tonton webinar YouTube ini.

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Orang Dalam Rata-rata Keuntungan (%) Saham
Dimiliki
Terbagi
Disesuaikan
Lauren Michelle Basmadjian - 17,500 17,500
Maegan Gallagher Boger - 0 0
Theodore J Brombach President & CEO, Director - [D] [O] 20,734 20,734
Danielle Cupps - 30,000 30,000
Gregory Dingens - 28,200 28,200
Eagle Point Credit Management LLC 10% Owner - [10%] 348,303 348,303
Eagle Point DIF GP I LLC 10% Owner - [10%] 348,303 348,303
Philip G Franklin - 56,242 56,242
Orang Dalam Rata-rata Keuntungan (%) Saham
Dimiliki
Terbagi
Disesuaikan
Kimberly Ann Flynn Vice President - [O] 43,204 43,204
Sean Michael Gleason - 0 0
Andrew David Gordon - 4,272 4,272
Scott C Jones - 6,451 6,451
Lauren Kristen Law - 0 0
Sungho Matthew Lee - 0 0
Benjamin McCulloch Secretary & CLO - [O] 7,131 7,131
John P McGarrity - 42,851 42,851
Orang Dalam Rata-rata Keuntungan (%) Saham
Dimiliki
Terbagi
Disesuaikan
Meyers William T. Director - [D] 8,000 8,000
Gretchen Mae Mohr - 0 0
Michael Bennett Nechamkin - 0 0
Octagon Credit Investors, LLC - 600,000 600,000
Randi Jean Roessler Chief Compliance Officer - [O] 0 0
John Yogi Spence Vice President - [O] 583,834 583,834
Theodore Uhl 0
XA Investments LLC - 20,410 20,410
derek jason mullins PFO & Treasurer - [O] 0 0

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Rekam Jejak Pembelian Orang Dalam - Analisis Keuntungan Jangka Pendek

Pada bagian ini, kami menganalisis profitabilitas setiap pembelian saham oleh orang dalam di pasar terbuka yang tidak direncanakan yang dilakukan di XFLT / XAI Octagon Floating Rate & Alternative Income Trust. Analisis ini membantu memahami apakah orang dalam tersebut secara konsisten menghasilkan pengembalian abnormal, dan layak untuk diikuti. Analisis ini dilakukan selama satu tahun setelah setiap transaksi, dan hasilnya bersifat teoretis .

Tabel berikut menunjukkan pembelian pasar terbuka terbaru yang bukan bagian dari rencana perdagangan otomatis.

Tanggal Perdagangan Orang Dalam Dilaporkan
Saham
Dilaporkan
Harga
Disesuaikan
Saham
Disesuaikan
Harga
Dasar Biaya Hari-hari menuju
Maksimal
Harga di
Maksimal
Maksimal
Keuntungan ($)
Maksimum Pengembalian (%)
2025-02-21 Spence John Yogi 2,000 6.3800 2,000 6.3800 12,760 10 6.4400 120 0.94
2025-02-19 Spence John Yogi 3,000 6.4097 3,000 6.4097 19,229
2024-12-19 Spence John Yogi 2,000 6.5000 2,000 6.5000 13,000
2024-07-17 Spence John Yogi 831 0.0000 831 0.0000 0
2024-05-10 Spence John Yogi 3,450 7.1300 3,450 7.1300 24,598
2024-05-10 Brombach Theodore J 3,450 7.1300 3,450 7.1300 24,598
2024-05-09 Spence John Yogi 3,417 7.1300 3,417 7.1300 24,363
2024-05-09 Brombach Theodore J 3,417 7.1300 3,417 7.1300 24,363
2023-12-12 Brombach Theodore J 825 7.0500 825 7.0500 5,816

Harga yang Disesuaikan adalah harga yang disesuaikan dengan pemisahan saham. Ang Adjusted Shares ay ang jumlah saham yang disesuaikan dengan pemisahan saham (stock split).

XFLT / XAI Octagon Floating Rate & Alternative Income Trust Insider Trades
Rekam Jejak Penjualan Orang Dalam - Analisis Kerugian Jangka Pendek

Dalam bagian ini, kami menganalisis penghindaran kerugian jangka pendek dari setiap penjualan dalam pasar terbuka yang tidak direncanakan oleh orang dalam yang dilakukan di XFLT / XAI Octagon Floating Rate & Alternative Income Trust. Pola penghindaran kerugian yang konsisten dapat menunjukkan bahwa transaksi penjualan di masa mendatang dapat memprediksi penurunan harga. Analisis ini berlaku untuk satu tahun setelah setiap perdagangan, dan hasilnya bersifat teoretis .

Tabel berikut menunjukkan penjualan pasar terbuka terbaru yang bukan bagian dari rencana perdagangan otomatis.

Tanggal Perdagangan Orang Dalam Dilaporkan
Saham
Dilaporkan
Harga
Disesuaikan
Saham
Disesuaikan
Harga
Dasar Biaya Hari-hari menuju
Menit
Harga di
Menit
Kerugian Maksimal
Dihindari ($)
Kerugian Maksimal
Dihindari (%)
2021-12-08 McGarrity John P 11,100 9.1000 11,100 9.1000 101,010 296 5.9400 -35,076 -34.73
2020-03-10 Jones Scott C 225 6.8150 225 6.8150 1,530
2018-10-11 Spence John Yogi 100 9.8800 100 9.8800 988
2018-10-11 Brombach Theodore J 100 9.8800 100 9.8800 988
2018-10-10 Brombach Theodore J 400 9.8750 400 9.8750 3,950
2018-10-10 Spence John Yogi 400 9.8750 400 9.8750 3,950
2018-10-08 Spence John Yogi 7 9.8000 7 9.8000 69
2018-10-08 Brombach Theodore J 100 9.8000 100 9.8000 980
2018-10-05 Spence John Yogi 100 9.8000 100 9.8000 980

Harga yang Disesuaikan adalah harga yang disesuaikan dengan pemisahan saham. Ang Adjusted Shares ay ang jumlah saham yang disesuaikan dengan pemisahan saham (stock split).

XFLT / XAI Octagon Floating Rate & Alternative Income Trust Insider Trades
Riwayat Transaksi

Klik ikon tautan untuk melihat riwayat transaksi lengkap. Transaksi yang dilaporkan sebagai bagian dari rencana perdagangan otomatis 10b5-1 akan memiliki tanda X di kolom yang bertanda 10b-5.

Berkas
Tanggal
Perdagangan
Tanggal
Formulir Orang Dalam Ticker Judul Keamanan Kode 10b5-1 Langsung Latihan
Harga
Satuan
Harga
Unit
Diubah
Nilai
Diubah (1 ribu)
Sisa
Pilihan
Sisa
Saham
2025-02-21 2025-02-21 4 Spence John Yogi XFLT Common Shares of Beneficial Ownership P - Purchase D 6.3800 2,000 13 551,806
2025-02-19 2025-02-19 4 Spence John Yogi XFLT Common Shares of Beneficial Ownership P - Purchase D 6.4097 3,000 19 549,806
2025-01-16 2024-12-18 4 Brombach Theodore J XMS Holdings, LLC XFLT Common Shares of Beneficial Ownership J - Other I -6,052 20,734
2025-01-13 2024-12-18 4 Spence John Yogi XMS Holdings, LLC XFLT Common Shares of Beneficial Ownership J - Other I -6,052 20,734
2025-01-13 2024-12-18 4 McCulloch Benjamin XFLT Common Shares of Beneficial Ownership J - Other D 2,857 7,131
2025-01-13 2024-12-18 4 Flynn Kimberly Ann XFLT Common Shares of Beneficial Ownership J - Other D 3,004 43,204
2024-12-20 2024-12-19 4 Spence John Yogi XFLT Common Shares of Beneficial Ownership P - Purchase D 6.5000 2,000 13 546,806
2024-11-15 2024-07-17 5 Spence John Yogi XMS Holdings LLC XFLT Common Shares of Beneficial Ownership P - Purchase I -831 25,498
2024-11-15 2024-07-10 5 Spence John Yogi XMS Holdings LLC XFLT Common Shares of Beneficial Ownership J - Other I -2,390 25,498
2024-11-15 2024-07-17 5 Brombach Theodore J XMS Holdings LLC XFLT Common shares of beneficial ownership J - Other I -831 25,498
2024-11-15 2024-07-10 5 Brombach Theodore J XMS Holdings LLC XFLT Common shares of beneficial ownership J - Other I -2,390 25,498
2024-05-23 2024-05-21 4 Spence John Yogi XFLT Common Shares of Beneficial Ownership G - Gift D -6,000 531,763
2024-05-10 2024-05-10 4 Brombach Theodore J XMS Holdings LLC XFLT Common Shares of Beneficial Ownership P - Purchase I 7.1300 3,450 25 27,401
2024-05-10 2024-05-09 4 Brombach Theodore J XMS Holdings LLC XFLT Common Shares of Beneficial Ownership P - Purchase I 7.1300 3,417 24 23,951
2024-05-10 2024-05-10 4 Spence John Yogi XMS Holdings LLC XFLT Common Shares of Beneficial Ownership P - Purchase I 7.1300 3,450 25 27,401
2024-05-10 2024-05-09 4 Spence John Yogi XMS Holdings LLC XFLT Common Shares of Beneficial Ownership P - Purchase I 7.1300 3,417 24 23,951
2024-01-03 3 Meyers William T. XFLT Preferred Shares D 8,000
2024-01-03 3 Meyers William T. XFLT Common Shares of Beneficial Interest D 2,151
2023-12-13 2023-12-12 4 Spence John Yogi XMS Holdings LLC XFLT Common Shares of Beneficial Ownership P - Purchase I 7.0500 825 6 19,327
2023-12-13 2023-12-11 4 Spence John Yogi XMS Holdings LLC XFLT Common Shares of Beneficial Ownership J - Other I -5,409 18,502
2023-12-13 2023-12-12 4 Brombach Theodore J XMS Holdings LLC XFLT Common Shares of Beneficial Ownership P - Purchase I 7.0500 825 6 19,327
2023-12-13 2023-12-11 4 Brombach Theodore J XMS Holdings LLC XFLT Common Shares of Beneficial Ownership J - Other I -5,409 18,502
2023-12-13 2023-12-11 4 McCulloch Benjamin XFLT Common Shares of Beneficial Interest J - Other D 2,209 3,661
2023-12-13 2023-12-11 4 Flynn Kimberly Ann XFLT Common Shares of Beneficial Interest J - Other D 2,400 40,200
2023-12-06 2023-12-05 4 Spence John Yogi XMS Holdings LLC XFLT Common Shares of Beneficial Ownership P - Purchase I 6.8900 6,000 41 23,684
2023-12-06 2023-12-05 4 Brombach Theodore J XMS Holdings LLC XFLT Common Shares of Beneficial Ownership P - Purchase I 6.8900 6,000 41 23,684
2023-11-16 2023-11-13 4 Spence John Yogi XMS Holdings LLC XFLT Common Shares of Beneficial Ownership P - Purchase I 7.0800 289 2 17,684
2023-11-16 2023-11-13 4 Brombach Theodore J XMS Holdings LLC XFLT Common Shares of Beneficial Ownership P - Purchase I 7.0800 289 2 17,684
2023-10-03 3 Roessler Randi Jean XFLT Common Shares of Beneficial Interest D 0
2023-07-26 2023-07-24 4 Spence John Yogi XFLT Common Shares of Beneficial Ownership G - Gift D -4,000 520,285
2022-12-23 2022-12-22 4 Spence John Yogi XFLT Common Shares of Beneficial Ownership P - Purchase D 6.3300 500 3 515,997
2022-11-15 2022-11-11 4 Brombach Theodore J XMS Holdings LLC XFLT Common Shares of Beneficial Ownership P - Purchase I 6.6700 3,050 20 15,050
2022-11-15 2022-11-11 4 Spence John Yogi XMS Holdings LLC XFLT Common Shares of Beneficial Ownership P - Purchase I 6.6700 3,050 20 15,050
2022-11-14 2022-11-10 4 Brombach Theodore J XMS Holdings LLC XFLT Common Shares of Beneficial Ownership P - Purchase I 6.6500 355 2 12,000
2022-11-14 2022-11-10 4 Brombach Theodore J XMS Holdings LLC XFLT Common Shares of Beneficial Ownership P - Purchase I 6.6400 754 5 11,645
2022-11-14 2022-11-10 4 Brombach Theodore J XMS Holdings LLC XFLT Common Shares of Beneficial Ownership P - Purchase I 6.6300 891 6 10,891
2022-11-14 2022-11-10 4 Spence John Yogi XMS Holdings LLC XFLT Common Shares of Beneficial Ownership P - Purchase I 6.6500 355 2 12,000
2022-11-14 2022-11-10 4 Spence John Yogi XMS Holdings LLC XFLT Common Shares of Beneficial Ownership P - Purchase I 6.6400 754 5 11,645
2022-11-14 2022-11-10 4 Spence John Yogi XMS Holdings LLC XFLT Common Shares of Beneficial Ownership P - Purchase I 6.6300 891 6 10,891
2022-11-09 2022-11-09 4/A Spence John Yogi XMS Holdings LLC XFLT Common Shares of Beneficial Ownership P - Purchase I 6.5600 918 6 10,000
2022-11-09 2022-11-09 4/A Spence John Yogi XMS Holdings LLC XFLT Common Shares of Beneficial Ownership P - Purchase I 6.5300 1,082 7 9,082
2022-11-09 2022-11-08 4/A Spence John Yogi XMS Holdings LLC XFLT Common Shares of Beneficial Ownership P - Purchase I 6.5000 1,800 12 8,000
2022-11-09 2022-11-08 4/A Spence John Yogi XMS Holdings LLC XFLT Common Shares of Beneficial Ownership P - Purchase I 6.4900 2,100 14 6,200
2022-11-09 2022-11-08 4/A Spence John Yogi XMS Holdings LLC XFLT Common Shares of Beneficial Ownership P - Purchase I 6.3800 100 1 4,100
2022-11-09 2022-11-09 4/A Brombach Theodore J XMS Holdings LLC XFLT Common Shares of Beneficial Ownership P - Purchase I 6.5600 918 6 10,000
2022-11-09 2022-11-09 4/A Brombach Theodore J XMS Holdings LLC XFLT Common Shares of Beneficial Ownership P - Purchase I 6.5300 1,082 7 9,082
2022-11-09 2022-11-08 4/A Brombach Theodore J XMS Holdings LLC XFLT Common Shares of Beneficial Ownership P - Purchase I 6.5000 1,800 12 8,000
2022-11-09 2022-11-08 4/A Brombach Theodore J XMS Holdings LLC XFLT Common Shares of Beneficial Ownership P - Purchase I 6.4900 2,100 14 6,200
2022-11-09 2022-11-08 4/A Brombach Theodore J XMS Holdings LLC XFLT Common Shares of Beneficial Ownership P - Purchase I 6.3800 100 1 4,100
2022-11-09 2022-11-09 4 Spence John Yogi XMS Holdings LLC XFLT Common Shares of Beneficial Ownership P - Purchase I 6.5600 918 6 10,000
2022-11-09 2022-11-09 4 Spence John Yogi XMS Holdings LLC XFLT Common Shares of Beneficial Ownership P - Purchase I 6.5300 1,082 7 9,082
2022-11-09 2022-11-08 4 Spence John Yogi XMS Holdings LLC XFLT Common Shares of Beneficial Ownership P - Purchase I 6.5000 1,800 12 8,000
2022-11-09 2022-11-08 4 Spence John Yogi XMS Holdings LLC XFLT Common Shares of Beneficial Ownership P - Purchase I 6.4900 2,100 14 6,200
2022-11-09 2022-11-08 4 Spence John Yogi XMS Holdings LLC XFLT Common Shares of Beneficial Ownership P - Purchase I 6.3800 100 1 4,100
2022-11-09 2022-11-09 4 Brombach Theodore J XMS Holdings LLC XFLT Common Shares of Beneficial Ownership P - Purchase I 6.5600 918 6 10,000
2022-11-09 2022-11-09 4 Brombach Theodore J XMS Holdings LLC XFLT Common Shares of Beneficial Ownership P - Purchase I 6.5300 1,082 7 9,082
2022-11-09 2022-11-08 4 Brombach Theodore J XMS Holdings LLC XFLT Common Shares of Beneficial Ownership P - Purchase I 6.5000 1,800 12 8,000
2022-11-09 2022-11-08 4 Brombach Theodore J XMS Holdings LLC XFLT Common Shares of Beneficial Ownership P - Purchase I 6.4900 2,100 14 6,200
2022-11-09 2022-11-08 4 Brombach Theodore J XMS Holdings LLC XFLT Common Shares of Beneficial Ownership P - Purchase I 6.3800 100 1 4,100
2022-11-09 2022-11-04 4/A Brombach Theodore J XMS Holdings LLC XFLT Common Shares of Beneficial Ownership P - Purchase I 6.3900 3,588 23 4,000
2022-11-09 2022-11-03 4/A Brombach Theodore J XMS Holdings LLC XFLT Common Shares of Beneficial Ownership P - Purchase I 6.3500 412 3 412
2022-11-09 2022-11-04 4/A Spence John Yogi XMS Holdings LLC XFLT Common Shares of Beneficial Ownership P - Purchase I 6.3900 3,588 23 4,000
2022-11-09 2022-11-03 4/A Spence John Yogi XMS Holdings LLC XFLT Common Shares of Beneficial Ownership P - Purchase I 6.3500 412 3 412
2022-11-04 2022-11-04 4 Spence John Yogi XMS Holdings LLC XFLT Common Shares of Beneficial Ownership P - Purchase I 6.3900 3,588 23 4,000
2022-11-04 2022-11-03 4 Spence John Yogi XMS Holdings LLC XFLT Common Shares of Beneficial Ownership P - Purchase I 6.3500 412 3 412
2022-11-04 2022-11-04 4 Brombach Theodore J XMS Holdings LLC XFLT Common Shares of Beneficial Ownership P - Purchase I 6.3900 3,588 23 4,000
2022-11-04 2022-11-03 4 Brombach Theodore J XMS Holdings LLC XFLT Common Shares of Beneficial Ownership P - Purchase I 6.3500 412 3 412
2022-09-23 2022-09-23 4 Spence John Yogi XFLT Common Shares of Beneficial Ownership P - Purchase D 6.2300 2,000 12 514,280
2022-09-23 2022-09-23 4 Spence John Yogi XFLT Common Shares of Beneficial Ownership P - Purchase D 6.2400 1,000 6 512,280
2022-09-02 2022-09-02 4 Spence John Yogi XA Investments LLC XFLT Common Shares of Beneficial Ownership P - Purchase I 0 10,205
2022-09-02 2022-09-02 4 Spence John Yogi By Spouse XFLT Common Shares of Beneficial Ownership P - Purchase I 0 10,205
2022-09-02 2022-09-02 4 Spence John Yogi XFLT Common Shares of Beneficial Ownership P - Purchase D 7.0000 1,000 7 510,719
2022-09-02 2022-09-02 4 Spence John Yogi XFLT Common Shares of Beneficial Ownership P - Purchase D 6.9700 1,000 7 509,719
2022-08-22 2022-08-19 4 Spence John Yogi XA Investments LLC XFLT Common Shares of Beneficial Ownership P - Purchase I 0 10,205
2022-08-22 2022-08-19 4 Spence John Yogi By Spouse XFLT Common Shares of Beneficial Ownership P - Purchase I 0 10,205
2022-08-22 2022-08-19 4 Spence John Yogi XFLT Common Shares of Beneficial Ownership P - Purchase D 7.1600 1,000 7 508,719
2022-08-22 2022-08-19 4 Spence John Yogi XFLT Common Shares of Beneficial Ownership P - Purchase D 7.1600 1,000 7 508,719
2022-08-22 2022-08-19 4 Spence John Yogi XFLT Common Shares of Beneficial Ownership P - Purchase D 7.1540 1,000 7 506,719
2022-04-11 2022-04-08 4 McCulloch Benjamin XFLT Common Shares of Beneficial Ownership P - Purchase D 8.4700 472 4 1,162
2021-12-20 2021-12-20 4 Spence John Yogi XFLT Common Shares of Beneficial Ownership P - Purchase D 8.5300 3,865 33 490,710
2021-12-20 2021-12-20 4 Spence John Yogi XFLT Common Shares of Beneficial Ownership P - Purchase D 8.5400 135 1 486,845
2021-12-09 2021-12-08 4 McGarrity John P XFLT Common Shares of Beneficial Ownership S - Sale D 9.1000 -11,100 -101 42,851
2021-09-20 3 Eagle Point DIF GP I LLC See footnotes XFLT 6.50% Series 2026 Term Preferred Shares I 348,303
2021-07-27 2021-07-27 4 McCulloch Benjamin XFLT Common Shares of Beneficial Interest P - Purchase D 8.6650 188 2 588
2021-07-27 2021-07-27 4 McCulloch Benjamin XFLT Common Shares of Beneficial Interest P - Purchase D 8.6663 100 1 400
2021-07-22 2021-07-21 4 Brombach Theodore J XFLT Common Shares of Beneficial Interest P - Purchase D 8.5000 29,500 251 450,876
2021-07-21 2021-07-21 4 Spence John Yogi By Spouse XFLT Common Shares of Beneficial Interest P - Purchase I 8.5000 500 4 500
2021-07-21 2021-07-21 4 Spence John Yogi XFLT Common Shares of Beneficial Interest P - Purchase D 8.5000 4,400 37 466,970
2021-07-21 2021-07-21 4 Spence John Yogi XFLT Common Shares of Beneficial Interest P - Purchase D 8.5000 2,873 24 462,570
2021-07-21 2021-07-21 4 Spence John Yogi XFLT Common Shares of Beneficial Interest P - Purchase D 8.5000 1,500 13 459,697
2021-07-21 2021-07-21 4 Spence John Yogi XFLT Common Shares of Beneficial Interest P - Purchase D 8.4950 600 5 458,197
2021-07-21 2021-07-21 4 Spence John Yogi XFLT Common Shares of Beneficial Interest P - Purchase D 8.4946 127 1 457,597
2020-04-16 3 Gleason Sean Michael XFLT Common Shares D 0
2020-03-25 2020-03-24 4 FRANKLIN PHILIP G XFLT Common Shares of Beneficial Interest P - Purchase D 4.0380 10,000 40 56,242
2020-03-23 2020-03-20 4 Gordon Andrew David XFLT Common Shares P - Purchase D 4.8900 2,050 10 4,272
2020-03-23 2020-03-19 4 Gordon Andrew David XFLT Common Shares P - Purchase D 4.4700 2,222 10 2,222
2020-03-18 2020-03-18 4 Brombach Theodore J XFLT Common Shares of Beneficial Interest P - Purchase D 4.4800 1,000 4 421,376
2020-03-18 2020-03-18 4 Brombach Theodore J XFLT Common Shares of Beneficial Interest P - Purchase D 4.5200 1,000 5 420,376
2020-03-16 2020-03-16 4 McGarrity John P XFLT Common Shares of Beneficial Interest P - Purchase D 5.5374 2,520 14 53,951
2020-03-16 2020-03-16 4 Spence John Yogi XFLT Common Shares of Beneficial Interest P - Purchase D 5.6900 3,000 17 443,210
2020-03-13 2020-03-12 4/A Spence John Yogi XFLT Common Shares of Beneficial Interest P - Purchase D 5.8500 500 3 440,210
2020-03-13 2020-03-12 4/A Spence John Yogi XFLT Common Shares of Beneficial Interest P - Purchase D 5.9000 400 2 439,710
2020-03-13 2020-03-12 4/A Spence John Yogi XFLT Common Shares of Beneficial Interest P - Purchase D 5.9500 400 2 439,310
2020-03-13 2020-03-12 4/A Spence John Yogi XFLT Common Shares of Beneficial Interest P - Purchase D 6.0000 500 3 438,910
2020-03-12 2020-03-12 4 Spence John Yogi XFLT Common Shares of Beneficial Interest P - Purchase D 5.8000 500 3 440,210
2020-03-12 2020-03-12 4 Spence John Yogi XFLT Common Shares of Beneficial Interest P - Purchase D 5.9000 400 2 439,710
2020-03-12 2020-03-12 4 Spence John Yogi XFLT Common Shares of Beneficial Interest P - Purchase D 5.9500 400 2 439,310
2020-03-12 2020-03-12 4 Spence John Yogi XFLT Common Shares of Beneficial Interest P - Purchase D 6.0000 500 3 438,910
2020-03-10 2020-03-10 4 Jones Scott C XFLT Common Shares of Beneficial Interest S - Sale D 6.8150 -225 -2 6,451
2020-03-09 3 mullins derek jason XFLT Common Shares of Beneficial Interest D 0
2020-03-06 2020-03-06 4 Spence John Yogi XFLT Common Shares of Beneficial Interest P - Purchase D 7.3800 5,000 37 438,410
2020-03-06 3 Boger Maegan Gallagher XFLT Common Shares D 0
2020-01-21 2020-01-21 4 McCulloch Benjamin XFLT Common Shares of Beneficial Interest P - Purchase D 8.2400 300 2 300
2020-01-14 2020-01-10 4/A Brombach Theodore J XFLT Common Shares of Beneficial Interest P - Purchase D 8.1700 612 5 419,376
2020-01-14 2020-01-09 4/A Brombach Theodore J XFLT Common Shares of Beneficial Interest P - Purchase D 8.2000 609 5 418,764
2020-01-13 2020-01-10 5 Jones Scott C XFLT Common Shares of Beneficial Interest P - Purchase D 582 6,553
2020-01-13 2020-01-10 4 Brombach Theodore J XFLT Common Shares of Beneficial Interest P - Purchase D 8.1700 612 5 419,376
2020-01-13 2020-01-09 4 Brombach Theodore J XFLT Common Shares of Beneficial Interest P - Purchase D 8.2000 609 5 418,764
2019-04-03 2019-04-03 4 Dingens Gregory XFLT Common Shares of Beneficial Interest P - Purchase D 8.7220 1,200 10 28,200
2019-01-18 2019-01-18 4 Jones Scott C XFLT Common Shares of Beneficial Interest P - Purchase D 8.3099 3,008 25 5,971
2019-01-15 2019-01-14 4 Basmadjian Lauren Michelle XFLT Common Shares P - Purchase D 7.9900 8,066 64 17,500
2019-01-15 2019-01-11 4 Basmadjian Lauren Michelle XFLT Common Shares P - Purchase D 8.0800 4,434 36 9,434
2018-12-26 2018-12-26 4 Jones Scott C XFLT Common Shares of Beneficial Interest P - Purchase D 7.3700 300 2 2,938
2018-12-21 2018-12-21 4 Spence John Yogi XFLT Common Shares of Beneficial Interest P - Purchase D 7.3700 2,500 18 424,889
2018-11-06 2018-10-25 4 Dingens Gregory XFLT Common Shares of Beneficial Interest P - Purchase D 9.4490 2,000 19 27,000
2018-10-30 2018-10-29 4 FRANKLIN PHILIP G XFLT Common Shares of Beneficial Interest P - Purchase D 9.2080 3,206 30 43,206
2018-10-12 2018-10-11 4 Spence John Yogi XFLT Common Shares of Beneficial Interest S - Sale D 9.8800 -100 -1 422,389
2018-10-12 2018-10-11 4 Brombach Theodore J XFLT Common Shares of Beneficial Interest S - Sale D 9.8800 -100 -1 418,155
2018-10-11 2018-10-10 4 Spence John Yogi XFLT Common Shares of Beneficial Interest S - Sale D 9.8750 -400 -4 422,489
2018-10-11 2018-10-10 4 Brombach Theodore J XFLT Common Shares of Beneficial Interest S - Sale D 9.8750 -400 -4 418,255
2018-10-09 2018-10-08 4 Brombach Theodore J XFLT Common Shares of Beneficial Interest S - Sale D 9.8000 -100 -1 418,655
2018-10-09 2018-10-08 4 Spence John Yogi XFLT Common Shares of Beneficial Interest S - Sale D 9.8000 -7 -0 422,889
2018-10-09 2018-10-05 4 Spence John Yogi XFLT Common Shares of Beneficial Interest S - Sale D 9.8000 -100 -1 422,896
2018-10-05 2018-10-04 4 Spence John Yogi XFLT Common Shares of Beneficial Interest S - Sale D 9.8300 -100 -1 422,996
2018-10-05 2018-10-04 4 Brombach Theodore J XFLT Common Shares of Beneficial Interest S - Sale D 9.8300 -100 -1 418,755
2018-10-04 2018-10-03 4 Brombach Theodore J XFLT Common Shares of Beneficial Interest S - Sale D 9.8536 -1,080 -11 418,855
2018-10-04 2018-10-03 4 Spence John Yogi XFLT Common Shares of Beneficial Interest S - Sale D 9.8536 -1,080 -11 423,096
2018-10-03 2018-10-02 4 Spence John Yogi XFLT Common Shares of Beneficial Interest S - Sale D 9.8143 -511 -5 424,176
2018-10-03 2018-10-02 4 Brombach Theodore J XFLT Common Shares of Beneficial Interest S - Sale D 9.8167 -600 -6 419,935
2018-10-02 2018-10-01 4 Brombach Theodore J XFLT Common Shares of Beneficial Interest S - Sale D 9.8218 -965 -9 420,535
2018-10-02 2018-10-01 4 Spence John Yogi XFLT Common Shares of Beneficial Interest S - Sale D 9.8196 -1,200 -12 424,687
2018-10-01 2018-09-26 4 Spence John Yogi XFLT Common Shares of Beneficial Interest S - Sale D 9.8000 -400 -4 425,887
2018-10-01 2018-09-26 4 Brombach Theodore J XFLT Common Shares of Beneficial Interest S - Sale D 9.8000 -300 -3 421,500
2018-09-28 2018-09-27 4 Brombach Theodore J XFLT Common Shares of Beneficial Interest S - Sale D 9.8179 -700 -7 421,800
2018-09-28 2018-09-27 4 Spence John Yogi XFLT Common Shares of Beneficial Interest S - Sale D 9.8200 -700 -7 426,287
2018-09-26 2018-09-25 4 Spence John Yogi XFLT Common Shares of Beneficial Interest S - Sale D 9.8200 -200 -2 426,987
2018-09-26 2018-09-25 4 Brombach Theodore J XFLT Common Shares of Beneficial Interest S - Sale D 9.8200 -300 -3 422,500
2018-09-21 2018-09-20 4 Brombach Theodore J XFLT Common Shares of Beneficial Interest S - Sale D 9.8000 -200 -2 422,800
2018-09-21 2018-09-20 4 Spence John Yogi XFLT Common Shares of Beneficial Interest S - Sale D 9.8050 -200 -2 427,187
2018-09-20 2018-09-19 4 Brombach Theodore J XFLT Common Shares of Beneficial Interest S - Sale D 9.8200 -300 -3 423,000
2018-09-20 2018-09-19 4 Spence John Yogi XFLT Common Shares of Beneficial Interest S - Sale D 9.8225 -400 -4 427,387
2018-09-19 2018-09-18 4 Brombach Theodore J XFLT Common Shares of Beneficial Interest S - Sale D 9.8300 -300 -3 423,300
2018-09-19 2018-09-18 4 Spence John Yogi XFLT Common Shares of Beneficial Interest S - Sale D 9.8300 -300 -3 427,787
2018-09-18 2018-09-17 4 Brombach Theodore J XFLT Common Shares of Beneficial Interest S - Sale D 9.8150 -200 -2 423,600
2018-09-18 2018-09-17 4 Spence John Yogi XFLT Common Shares of Beneficial Interest S - Sale D 9.8150 -200 -2 428,087
2018-09-17 2018-09-14 4 Brombach Theodore J XFLT Common Shares of Beneficial Interest S - Sale D 9.8706 -900 -9 423,800
2018-09-17 2018-09-14 4 Spence John Yogi XFLT Common Shares of Beneficial Interest S - Sale D 9.8680 -1,000 -10 428,287
2018-09-14 2018-09-13 4 Brombach Theodore J XFLT Common Shares of Beneficial Interest S - Sale D 9.8705 -2,900 -29 424,700
2018-09-14 2018-09-13 4 Spence John Yogi XFLT Common Shares of Beneficial Interest S - Sale D 9.8678 -2,820 -28 429,287
2018-09-13 2018-09-10 4 Cupps Danielle XFLT Common Shares of Beneficial Interest P - Purchase D 9.8800 900 9 30,000
2018-09-13 2018-09-10 4 Cupps Danielle XFLT Common Shares of Beneficial Interest P - Purchase D 9.8900 1,045 10 29,100
2018-09-13 2018-09-12 4 Cupps Danielle XFLT Common Shares of Beneficial Interest P - Purchase D 9.8900 1,955 19 28,055
2018-09-13 2018-09-12 4 Cupps Danielle XFLT Common Shares of Beneficial Interest P - Purchase D 9.8500 100 1 26,100
2018-09-13 2018-09-12 4 Cupps Danielle XFLT Common Shares of Beneficial Interest P - Purchase D 9.8900 2,000 20 26,000
2018-09-13 2018-09-12 4 Brombach Theodore J XFLT Common Shares of Beneficial Interest S - Sale D 9.8710 -1,000 -10 427,600
2018-09-13 2018-09-12 4 Spence John Yogi XFLT Common Shares of Beneficial Interest S - Sale D 9.8318 -1,100 -11 432,107
2018-09-12 2018-09-11 4 Cupps Danielle XFLT Common Shares of Beneficial Interest P - Purchase D 9.8900 201 2 24,000
2018-09-12 2018-09-11 4 Cupps Danielle XFLT Common Shares of Beneficial Interest P - Purchase D 9.9290 1,799 18 23,799
2018-09-12 2018-09-11 4 Brombach Theodore J XFLT Common Shares of Beneficial Interest S - Sale D 9.8700 -300 -3 428,600
2018-09-12 2018-09-11 4 Spence John Yogi XFLT Common Shares of Beneficial Interest S - Sale D 9.8700 -300 -3 433,207
2018-09-11 2018-09-10 4 Brombach Theodore J XFLT Common Shares of Beneficial Interest S - Sale D 9.8700 -300 -3 428,900
2018-09-11 2018-09-10 4 Spence John Yogi XFLT Common Shares of Beneficial Interest S - Sale D 9.8700 -300 -3 433,507
2018-09-10 2018-09-10 4 Cupps Danielle XFLT Common Shares of Beneficial Interest P - Purchase D 9.8790 2,000 20 22,000
2018-09-10 2018-09-07 4 Spence John Yogi XFLT Common Shares of Beneficial Interest S - Sale D 9.8533 -300 -3 433,807
2018-09-10 2018-09-07 4 Brombach Theodore J XFLT Common Shares of Beneficial Interest S - Sale D 9.8533 -300 -3 429,200
2018-09-07 2018-09-06 4 Brombach Theodore J XFLT Common Shares of Beneficial Interest S - Sale D 9.8830 -1,000 -10 429,500
2018-09-07 2018-09-06 4 Spence John Yogi XFLT Common Shares of Beneficial Interest S - Sale D 9.8940 -1,000 -10 434,107
2018-09-06 2018-09-05 4 Brombach Theodore J XFLT Common Shares of Beneficial Interest S - Sale D 9.8633 -300 -3 430,500
2018-09-06 2018-09-05 4 Spence John Yogi XFLT Common Shares of Beneficial Interest S - Sale D 9.8667 -300 -3 435,107
2018-09-05 2018-09-04 4 Brombach Theodore J XFLT Common Shares of Beneficial Interest S - Sale D 9.8863 -2,600 -26 430,800
2018-09-05 2018-09-04 4 Spence John Yogi XFLT Common Shares of Beneficial Interest S - Sale D 9.8871 -2,400 -24 435,407
2018-09-04 2018-08-31 4 Brombach Theodore J XFLT Common Shares of Beneficial Interest S - Sale D 9.9545 -1,100 -11 433,400
2018-09-04 2018-08-31 4 Spence John Yogi XFLT Common Shares of Beneficial Interest S - Sale D 9.9575 -1,198 -12 437,807
2018-08-31 2018-08-30 4 Cupps Danielle XFLT Common Shares of Beneficial Interest P - Purchase D 10.0200 300 3 20,000
2018-08-31 2018-08-30 4 Cupps Danielle XFLT Common Shares of Beneficial Interest P - Purchase D 10.0300 4,700 47 19,700
2018-08-30 2018-08-30 4 Brombach Theodore J XFLT Common Shares of Beneficial Interest S - Sale D 10.0180 -3,690 -37 434,500
2018-08-30 2018-08-29 4 Brombach Theodore J XFLT Common Shares of Beneficial Interest S - Sale D 9.9876 -1,760 -18 438,190
2018-08-30 2018-08-28 4 Brombach Theodore J XFLT Common Shares of Beneficial Interest S - Sale D 9.9463 -1,600 -16 439,950
2018-08-30 2018-08-30 4 Spence John Yogi XFLT Common Shares of Beneficial Interest S - Sale D 10.0118 -3,900 -39 439,005
2018-08-30 2018-08-29 4 Spence John Yogi XFLT Common Shares of Beneficial Interest S - Sale D 9.9788 -1,280 -13 442,905
2018-08-30 2018-08-28 4 Spence John Yogi XFLT Common Shares of Beneficial Interest S - Sale D 9.9440 -1,500 -15 444,185
2018-08-30 2018-08-29 4 Cupps Danielle XFLT Common Shares of Beneficial Interest P - Purchase D 10.0100 3,800 38 15,000
2018-08-30 2018-08-29 4 Cupps Danielle XFLT Common Shares of Beneficial Interest P - Purchase D 9.9450 1,200 12 11,200
2018-03-22 2018-03-20 4/A Brombach Theodore J XFLT Common Shares of Beneficial Interest P - Purchase D 9.5657 300 3 441,550
2018-03-22 2018-03-20 4/A Brombach Theodore J XFLT Common Shares of Beneficial Interest P - Purchase D 9.5657 300 3 441,550
2018-03-21 2018-03-20 4 Brombach Theodore J XFLT Common Shares of Beneficial Interest P - Purchase D 441,550.0000 300 132,465 10
2018-03-20 2018-03-20 4 McGarrity John P XFLT Common Shares of Beneficial Interest P - Purchase D 9.5820 359 3 51,431
2018-03-20 2018-03-20 4 Spence John Yogi XFLT Common Shares of Beneficial Interest P - Purchase D 9.5809 270 3 445,685
2018-02-08 2018-02-07 4 McGarrity John P XFLT Common Shares of Beneficial Interest P - Purchase D 9.7508 352 3 51,072
2018-02-08 2018-02-07 4 Spence John Yogi XFLT Common Shares of Beneficial Interest P - Purchase D 9.7508 265 3 445,415
2018-01-17 3 Lee Sungho Matthew XFLT Common Shares D 0
2018-01-17 3 Law Lauren Kristen XFLT Common Shares D 0
2018-01-02 2017-12-29 4 Spence John Yogi XFLT Common Shares of Beneficial Interest P - Purchase D 9.3900 700 7 445,150
2018-01-02 2017-12-22 4 Spence John Yogi XFLT Common Shares of Beneficial Interest P - Purchase D 9.5100 500 5 444,450
2018-01-02 2017-12-29 4 McGarrity John P XFLT Common Shares of Beneficial Interest P - Purchase D 9.4292 720 7 50,720
2017-09-29 3 XA Investments LLC XFLT Common Shares of Beneficial Interest D 20,410
2017-09-29 3 XA Investments LLC XFLT Common Shares of Beneficial Interest D 20,410
2017-09-29 2017-09-28 4 Jones Scott C XFLT Common Shares of Beneficial Interest P - Purchase D 10.2000 2,400 24 2,400
2017-09-28 3 Flynn Kimberly Ann XFLT Common Shares of Beneficial Interest D 75,600
2017-09-28 3 Flynn Kimberly Ann XFLT Common Shares of Beneficial Interest D 75,600
2017-09-28 3 Brombach Theodore J XFLT Common Shares of Beneficial Interest D 892,705
2017-09-28 3 Brombach Theodore J XA Investments LLC XFLT Common Shares of Beneficial Interest I 461,660
2017-09-28 3 Brombach Theodore J XA Investments LLC XFLT Common Shares of Beneficial Interest I 461,660
2017-09-28 3 Brombach Theodore J XFLT Common Shares of Beneficial Interest D 892,705
2017-09-27 3/A FRANKLIN PHILIP G XFLT Common Shares of Beneficial Interest D 40,000
2017-09-27 3 Spence John Yogi XFLT Common Shares of Beneficial Interest D 898,105
2017-09-27 3 Spence John Yogi XA Investments LLC XFLT Common Shares of Beneficial Interest I 464,360
2017-09-27 3 Spence John Yogi XFLT Common Shares of Beneficial Interest D 898,105
2017-09-27 3 Spence John Yogi XA Investments LLC XFLT Common Shares of Beneficial Interest I 464,360
2017-09-27 3 McGarrity John P XFLT Common Shares of Beneficial Interest D 100,000
2017-09-27 3 McGarrity John P XFLT Common Shares of Beneficial Interest D 100,000
2017-09-27 3 Dingens Gregory XFLT Common Shares of Beneficial Interest D 50,000
2017-09-27 3 Dingens Gregory XFLT Common Shares of Beneficial Interest D 50,000
2017-09-27 3 Cupps Danielle XFLT Common Shares of Beneficial Interest D 20,000
2017-09-27 3 Cupps Danielle XFLT Common Shares of Beneficial Interest D 20,000
2017-09-27 3 Mohr Gretchen Mae XFLT Common Shares D 0
2017-09-27 3 Nechamkin Michael Bennett XFLT Common Shares D 0
2017-09-27 3 Basmadjian Lauren Michelle XFLT Common Shares D 10,000
2017-09-27 3 Basmadjian Lauren Michelle XFLT Common Shares D 10,000
2017-09-27 3 Gordon Andrew David XFLT Common Shares D 0
2017-09-27 3 Octagon Credit Investors, LLC XFLT Common Shares D 600,000
2017-09-27 3 Octagon Credit Investors, LLC XFLT Common Shares D 600,000
P
Pembelian sekuritas non-derivatif atau derivatif di pasar terbuka atau secara pribadi.
S
Penjualan terbuka atau penjualan pribadi atas sekuritas non-derivatif atau derivatif.
A
Hibah, penghargaan, atau perolehan sekuritas lainnya dari perusahaan (seperti opsi)
C
Konversi turunan
D
Penjualan atau pengalihan sekuritas kembali ke perusahaan.
F
Pembayaran harga pelaksanaan atau kewajiban pajak menggunakan sebagian sekuritas yang diterima dari perusahaan.
G
Pemberian sekuritas oleh atau kepada orang dalam.
K
Swap ekuitas dan transaksi lindung nilai serupa
M
Pelaksanaan atau konversi sekuritas derivatif yang diterima dari perusahaan (seperti opsi)
V
Transaksi yang dilaporkan secara sukarela pada Formulir 4.
J
Lainnya (disertai dengan catatan kaki yang menjelaskan transaksi tersebut)
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