Great Elm Capital Corp. - Corporate Bond/Note
US ˙ NasdaqGM ˙ US3903206049

Pendahuluan

Halaman ini memberikan analisis komprehensif tentang sejarah perdagangan orang dalam yang diketahui dari Northern Right Capital Management, L.P.. Orang dalam adalah pejabat, direktur, atau investor signifikan dalam suatu perusahaan. Adalah ilegal bagi orang dalam untuk melakukan perdagangan di perusahaan mereka berdasarkan informasi spesifik yang tidak dipublikasikan. Ini tidak berarti bahwa mereka dilarang melakukan perdagangan apa pun di perusahaan mereka sendiri. Namun, mereka harus melaporkan semua perdagangan kepada SEC melalui Formulir 4. Terlepas dari pembatasan ini, penelitian akademis menunjukkan bahwa orang dalam - secara umum - cenderung mengungguli pasar di perusahaan mereka sendiri.

Rata-rata Profitabilitas Perdagangan

Profitabilitas perdagangan rata-rata adalah pengembalian rata-rata dari semua pembelian pasar terbuka yang dilakukan oleh orang dalam dalam tiga tahun terakhir. Untuk menghitung ini, kami memeriksa setiap pembelian pasar terbuka yang tidak direncanakan yang dilakukan oleh orang dalam, tidak termasuk semua perdagangan yang ditandai sebagai bagian dari rencana perdagangan 10b5-1. Kami kemudian menghitung kinerja rata-rata dari perdagangan tersebut selama 3, 6, dan 12 bulan, dengan merata-ratakan setiap durasi tersebut untuk menghasilkan metrik kinerja akhir untuk setiap perdagangan. Terakhir, kami merata-ratakan semua metrik kinerja untuk menghitung metrik kinerja untuk orang dalam. Daftar ini hanya mencakup orang dalam yang telah melakukan setidaknya tiga perdagangan dalam dua tahun terakhir.

Jika profitabilitas perdagangan orang dalam ini adalah "N/A", maka orang dalam tersebut belum melakukan pembelian di pasar terbuka dalam tiga tahun terakhir, atau perdagangan yang mereka lakukan terlalu baru untuk menghitung metrik kinerja yang andal.

Frekuensi Pembaruan: Setiap Hari

Lihat daftar pedagang dalam perusahaan yang paling menguntungkan.

Lihat Peringkat Tertinggi Orang Dalam
Perusahaan dengan Posisi Orang Dalam yang Dilaporkan

Pengajuan SEC menunjukkan bahwa Northern Right Capital Management, L.P. telah melaporkan kepemilikan atau perdagangan di perusahaan-perusahaan berikut:

Keamanan Judul Kepemilikan Terakhir yang Dilaporkan
US:GEG / Great Elm Group, Inc. 10% Owner 4,243,168
US:GECC / Great Elm Capital Corp. 10% Owner 369,140
10% Owner 4,805,584
US:FSYS / Fuel Systems Solutions, Inc. 0
US:IVAC / Intevac, Inc. Director 0
US:SDOI / Special Diversified Opportunities Inc. 10% Owner 85,714
US:EMKR / Emcore Corporation 598,083
US:PXLW / Pixelworks, Inc. 0
US:NAVR / 719,404
US:RGDX / 10% Owner 181,679
HK:2273 / Gushengtang Holdings Limited Director, 10% Owner 325,820
Cara Membaca Grafik

Grafik berikut menunjukkan kinerja saham sekuritas setelah setiap perdagangan pasar terbuka yang tidak direncanakan yang dilakukan oleh Northern Right Capital Management, L.P.. Perdagangan yang tidak direncanakan adalah perdagangan yang tidak dilakukan sebagai bagian dari rencana perdagangan 10b5-1. Kinerja saham digambarkan sebagai perubahan persentase kumulatif dalam harga saham. Misalnya, jika perdagangan orang dalam dilakukan pada 1 Januari 2019, grafik akan menunjukkan perubahan persentase harian sekuritas hingga saat ini. Jika harga saham naik dari $10 menjadi $15 selama periode ini, perubahan persentase kumulatif dalam harga saham akan menjadi 50%. Perubahan harga dari $10 menjadi $20 akan menjadi 100%, dan perubahan harga dari $10 menjadi $5 akan menjadi -50%.

Pada akhirnya, kita mencoba menentukan seberapa erat korelasi perdagangan orang dalam dengan pengembalian berlebih (positif atau negatif) pada harga saham untuk melihat apakah orang dalam tersebut mengatur waktu perdagangannya untuk mendapatkan keuntungan dari informasi orang dalam. Pertimbangkan situasi di mana orang dalam melakukan hal ini. Dalam situasi ini, kita akan mengharapkan (a) pengembalian positif setelah pembelian, atau (b) pengembalian negatif setelah penjualan. Dalam kasus (a), grafik PEMBELIAN akan menunjukkan serangkaian kurva yang miring ke atas, menunjukkan pengembalian positif setelah setiap transaksi pembelian. Dalam kasus (b), grafik PENJUALAN akan menunjukkan serangkaian kurva yang miring ke bawah, menunjukkan pengembalian negatif setelah setiap transaksi penjualan.

Namun, ini saja tidak cukup untuk menarik kesimpulan. Jika, misalnya, harga saham perusahaan berada dalam tren kenaikan non-siklikal selama bertahun-tahun, maka kita akan mengharapkan semua plot pasca-pembelian memiliki kemiringan ke atas. Demikian pula, penurunan non-siklikal selama bertahun-tahun akan menghasilkan plot pasca-perdagangan dengan kemiringan ke bawah. Tak satu pun dari grafik ini akan menunjukkan aktivitas perdagangan orang dalam.

Indikator terkuat adalah situasi di mana harga saham sangat siklikal, dan terdapat sinyal positif pada grafik PEMBELIAN dan plot negatif pada grafik PENJUALAN. Situasi ini akan sangat menunjukkan adanya orang dalam yang mengatur waktu perdagangan untuk keuntungan finansial mereka.

Pembelian Orang Dalam GECCO / Great Elm Capital Corp. - Corporate Bond/Note - Analisis Keuntungan Jangka Pendek

Pada bagian ini, kami menganalisis profitabilitas setiap pembelian saham oleh orang dalam di pasar terbuka yang tidak direncanakan yang dilakukan di GECCO / Great Elm Capital Corp. - Corporate Bond/Note. Analisis ini membantu memahami apakah orang dalam tersebut secara konsisten menghasilkan pengembalian abnormal, dan layak untuk diikuti. Analisis ini dilakukan selama satu tahun setelah setiap transaksi, dan hasilnya bersifat teoritis .

Tabel berikut menunjukkan pembelian pasar terbuka terbaru yang bukan bagian dari rencana perdagangan otomatis.

Tanggal Perdagangan Ticker Orang Dalam Dilaporkan
Saham		 Dilaporkan
Harga		 Disesuaikan
Saham		 Disesuaikan
Harga		 Dasar Biaya Hari-hari menuju
Maksimal		 Harga di
Maksimal		 Maksimal
Keuntungan ($)		 Maksimum Pengembalian (%)
Tidak ada transaksi pasar terbuka tak terduga yang diketahui untuk kombinasi orang dalam dan sekuritas ini.

Harga yang Disesuaikan adalah harga yang disesuaikan dengan pemisahan saham. Saham yang Disesuaikan adalah saham yang disesuaikan dengan pemisahan saham.

GECCO / Great Elm Capital Corp. - Corporate Bond/Note Insider Trades
Penjualan Orang Dalam GECCO / Great Elm Capital Corp. - Corporate Bond/Note - Analisis Kerugian Jangka Pendek

Pada bagian ini, kami menganalisis penghindaran kerugian jangka pendek dari setiap penjualan internal pasar terbuka yang tidak direncanakan yang dilakukan di GECCO / Great Elm Capital Corp. - Corporate Bond/Note. Pola penghindaran kerugian yang konsisten dapat menunjukkan bahwa transaksi penjualan di masa mendatang dapat memprediksi penurunan harga. Analisis ini berlaku untuk satu tahun setelah setiap perdagangan, dan hasilnya bersifat teoritis .

Tabel berikut menunjukkan penjualan pasar terbuka terbaru yang bukan bagian dari rencana perdagangan otomatis.

Tanggal Perdagangan Ticker Orang Dalam Dilaporkan
Saham		 Dilaporkan
Harga		 Disesuaikan
Saham		 Disesuaikan
Harga		 Dasar Biaya Hari-hari menuju
Menit		 Harga di
Menit		 Kerugian Maksimal
Dihindari ($)		 Kerugian Maksimal
Dihindari (%)
Tidak ada transaksi pasar terbuka tak terduga yang diketahui untuk kombinasi orang dalam dan sekuritas ini.

Harga yang Disesuaikan adalah harga yang disesuaikan dengan pemisahan saham. Saham yang Disesuaikan adalah saham yang disesuaikan dengan pemisahan saham.

GECCO / Great Elm Capital Corp. - Corporate Bond/Note Insider Trades
Pembelian Orang Dalam GEG / Great Elm Group, Inc. - Analisis Keuntungan Jangka Pendek

Pada bagian ini, kami menganalisis profitabilitas setiap pembelian saham oleh orang dalam di pasar terbuka yang tidak direncanakan yang dilakukan di GECCO / Great Elm Capital Corp. - Corporate Bond/Note. Analisis ini membantu memahami apakah orang dalam tersebut secara konsisten menghasilkan pengembalian abnormal, dan layak untuk diikuti. Analisis ini dilakukan selama satu tahun setelah setiap transaksi, dan hasilnya bersifat teoritis .

Tabel berikut menunjukkan pembelian pasar terbuka terbaru yang bukan bagian dari rencana perdagangan otomatis.

Tanggal Perdagangan Ticker Orang Dalam Dilaporkan
Saham		 Dilaporkan
Harga		 Disesuaikan
Saham		 Disesuaikan
Harga		 Dasar Biaya Hari-hari menuju
Maksimal		 Harga di
Maksimal		 Maksimal
Keuntungan ($)		 Maksimum Pengembalian (%)
2024-05-23 GEG Northern Right Capital Management, L.P. 5,015 1.7536 5,015 1.7536 8,794 364 2.0900 1,687 19.19
2024-05-22 GEG Northern Right Capital Management, L.P. 20,001 1.7633 20,001 1.7633 35,268
2024-05-21 GEG Northern Right Capital Management, L.P. 24,984 1.7717 24,984 1.7717 44,264
2023-11-15 GEG Northern Right Capital Management, L.P. 23,384 1.9894 23,384 1.9894 46,520
2023-11-14 GEG Northern Right Capital Management, L.P. 185,562 1.9881 185,562 1.9881 368,916
2023-11-13 GEG Northern Right Capital Management, L.P. 14,438 1.9471 14,438 1.9471 28,112
2023-06-06 GEG Northern Right Capital Management, L.P. 2,970 2.1000 2,970 2.1000 6,237
2023-06-05 GEG Northern Right Capital Management, L.P. 8,850 2.0783 8,850 2.0783 18,393
2023-06-02 GEG Northern Right Capital Management, L.P. 3,005 2.1034 3,005 2.1034 6,321
2023-05-31 GEG Northern Right Capital Management, L.P. 4,678 2.0578 4,678 2.0578 9,626
2023-05-26 GEG Northern Right Capital Management, L.P. 4,491 2.0499 4,491 2.0499 9,206
2023-05-22 GEG Northern Right Capital Management, L.P. 2,612 2.0600 2,612 2.0600 5,381
2023-05-19 GEG Northern Right Capital Management, L.P. 243,991 2.0018 243,991 2.0018 488,421
2023-05-18 GEG Northern Right Capital Management, L.P. 50,000 1.9700 50,000 1.9700 98,500
2023-03-16 GEG Northern Right Capital Management, L.P. 23,630 2.3694 23,630 2.3694 55,989
2023-03-10 GEG Northern Right Capital Management, L.P. 16,816 2.2369 16,816 2.2369 37,616
2023-03-09 GEG Northern Right Capital Management, L.P. 28,613 2.3107 28,613 2.3107 66,116
2023-02-24 GEG Northern Right Capital Management, L.P. 13,276 2.1410 13,276 2.1410 28,424
2023-02-22 GEG Northern Right Capital Management, L.P. 15,062 2.1499 15,062 2.1499 32,382
2022-06-16 GEG Northern Right Capital Management, L.P. 21,612 2.4760 21,612 2.4760 53,511
2022-06-15 GEG Northern Right Capital Management, L.P. 4,772 2.4391 4,772 2.4391 11,639
2022-06-14 GEG Northern Right Capital Management, L.P. 75,000 2.4200 75,000 2.4200 181,500
2022-06-09 GEG Northern Right Capital Management, L.P. 237,637 2.3800 237,637 2.3800 565,576
2022-06-02 GEG Northern Right Capital Management, L.P. 6,292 2.4065 6,292 2.4065 15,142
2022-06-01 GEG Northern Right Capital Management, L.P. 24,924 2.3762 24,924 2.3762 59,224
2022-05-31 GEG Northern Right Capital Management, L.P. 10,484 2.3091 10,484 2.3091 24,209
2022-05-23 GEG Northern Right Capital Management, L.P. 50,000 2.1900 50,000 2.1900 109,500
2022-05-19 GEG Northern Right Capital Management, L.P. 40,000 2.1544 40,000 2.1544 86,176
2022-05-18 GEG Northern Right Capital Management, L.P. 5,000 2.0357 5,000 2.0357 10,178
2022-05-16 GEG Northern Right Capital Management, L.P. 8,000 2.1132 8,000 2.1132 16,906
2022-05-13 GEG Northern Right Capital Management, L.P. 25,000 2.0487 25,000 2.0487 51,218
2022-05-12 GEG Northern Right Capital Management, L.P. 21,000 1.9767 21,000 1.9767 41,511
2022-05-10 GEG Northern Right Capital Management, L.P. 17,500 1.8387 17,500 1.8387 32,177
2022-05-09 GEG Northern Right Capital Management, L.P. 80,000 1.6111 80,000 1.6111 128,888

Harga yang Disesuaikan adalah harga yang disesuaikan dengan pemisahan saham. Saham yang Disesuaikan adalah saham yang disesuaikan dengan pemisahan saham.

GEG / Great Elm Group, Inc. Insider Trades
Penjualan Orang Dalam GEG / Great Elm Group, Inc. - Analisis Kerugian Jangka Pendek

Pada bagian ini, kami menganalisis penghindaran kerugian jangka pendek dari setiap penjualan internal pasar terbuka yang tidak direncanakan yang dilakukan di GECCO / Great Elm Capital Corp. - Corporate Bond/Note. Pola penghindaran kerugian yang konsisten dapat menunjukkan bahwa transaksi penjualan di masa mendatang dapat memprediksi penurunan harga. Analisis ini berlaku untuk satu tahun setelah setiap perdagangan, dan hasilnya bersifat teoritis .

Tabel berikut menunjukkan penjualan pasar terbuka terbaru yang bukan bagian dari rencana perdagangan otomatis.

Tanggal Perdagangan Ticker Orang Dalam Dilaporkan
Saham		 Dilaporkan
Harga		 Disesuaikan
Saham		 Disesuaikan
Harga		 Dasar Biaya Hari-hari menuju
Menit		 Harga di
Menit		 Kerugian Maksimal
Dihindari ($)		 Kerugian Maksimal
Dihindari (%)
Tidak ada transaksi pasar terbuka tak terduga yang diketahui untuk kombinasi orang dalam dan sekuritas ini.

Harga yang Disesuaikan adalah harga yang disesuaikan dengan pemisahan saham. Saham yang Disesuaikan adalah saham yang disesuaikan dengan pemisahan saham.

GEG / Great Elm Group, Inc. Insider Trades
Pembelian Orang Dalam PXLW / Pixelworks, Inc. - Analisis Keuntungan Jangka Pendek

Pada bagian ini, kami menganalisis profitabilitas setiap pembelian saham oleh orang dalam di pasar terbuka yang tidak direncanakan yang dilakukan di GECCO / Great Elm Capital Corp. - Corporate Bond/Note. Analisis ini membantu memahami apakah orang dalam tersebut secara konsisten menghasilkan pengembalian abnormal, dan layak untuk diikuti. Analisis ini dilakukan selama satu tahun setelah setiap transaksi, dan hasilnya bersifat teoritis .

Tabel berikut menunjukkan pembelian pasar terbuka terbaru yang bukan bagian dari rencana perdagangan otomatis.

Tanggal Perdagangan Ticker Orang Dalam Dilaporkan
Saham		 Dilaporkan
Harga		 Disesuaikan
Saham		 Disesuaikan
Harga		 Dasar Biaya Hari-hari menuju
Maksimal		 Harga di
Maksimal		 Maksimal
Keuntungan ($)		 Maksimum Pengembalian (%)
2012-10-25 PXLW Northern Right Capital Management, L.P. 2,997 2.4407 250 29.2884 7,315 357 5.26 -6,004 -82.09
2012-10-25 PXLW Northern Right Capital Management, L.P. 403 2.4407 34 29.2884 984
2012-10-24 PXLW Northern Right Capital Management, L.P. 22,033 2.4489 1,836 29.3868 53,957
2012-10-24 PXLW Northern Right Capital Management, L.P. 2,967 2.4489 247 29.3868 7,266
2012-10-24 PXLW Northern Right Capital Management, L.P. 36,663 2.4648 3,055 29.5776 90,367
2012-10-24 PXLW Northern Right Capital Management, L.P. 4,937 2.4648 411 29.5776 12,169
2012-10-23 PXLW Northern Right Capital Management, L.P. 18,948 2.3641 1,579 28.3692 44,795
2012-10-23 PXLW Northern Right Capital Management, L.P. 2,552 2.3641 213 28.3692 6,033
2012-08-27 PXLW Northern Right Capital Management, L.P. 2,400 3.1475 200 37.7700 7,554
2012-08-27 PXLW Northern Right Capital Management, L.P. 3,846 3.1434 320 37.7208 12,090
2012-08-27 PXLW Northern Right Capital Management, L.P. 1,700 3.1306 142 37.5672 5,322
2012-08-24 PXLW Northern Right Capital Management, L.P. 16,900 3.0971 1,408 37.1652 52,341
2011-12-29 PXLW Northern Right Capital Management, L.P. 2,524 2.3383 210 28.0596 5,902
2011-12-29 PXLW Northern Right Capital Management, L.P. 376 2.3383 31 28.0596 879
2011-12-28 PXLW Northern Right Capital Management, L.P. 56,724 2.3500 4,727 28.2000 133,301
2011-12-28 PXLW Northern Right Capital Management, L.P. 8,461 2.3500 705 28.2000 19,883
2011-12-28 PXLW Northern Right Capital Management, L.P. 4,787 2.2991 399 27.5892 11,006
2011-12-28 PXLW Northern Right Capital Management, L.P. 713 2.2991 59 27.5892 1,639
2011-12-27 PXLW Northern Right Capital Management, L.P. 50,000 2.3700 4,167 28.4400 118,500
2011-12-27 PXLW Northern Right Capital Management, L.P. 5,200 2.3500 433 28.2000 12,220
2011-12-16 PXLW Northern Right Capital Management, L.P. 200 2.1800 17 26.1600 436
2011-12-15 PXLW Northern Right Capital Management, L.P. 108,300 2.3962 9,025 28.7544 259,508
2011-12-15 PXLW Northern Right Capital Management, L.P. 51,600 2.3888 4,300 28.6656 123,262
2011-12-14 PXLW Northern Right Capital Management, L.P. 50,000 2.2650 4,167 27.1800 113,250
2011-12-14 PXLW Northern Right Capital Management, L.P. 68,000 2.2763 5,667 27.3156 154,788
2011-12-13 PXLW Northern Right Capital Management, L.P. 100,000 2.1000 8,333 25.2000 210,000
2011-12-13 PXLW Northern Right Capital Management, L.P. 200 2.2000 17 26.4000 440
2011-12-13 PXLW Northern Right Capital Management, L.P. 85,800 2.1931 7,150 26.3172 188,168
2011-12-12 PXLW Northern Right Capital Management, L.P. 307,200 1.9000 25,600 22.8000 583,680
2011-12-12 PXLW Northern Right Capital Management, L.P. 3,200 1.9467 267 23.3604 6,229

Harga yang Disesuaikan adalah harga yang disesuaikan dengan pemisahan saham. Saham yang Disesuaikan adalah saham yang disesuaikan dengan pemisahan saham.

PXLW / Pixelworks, Inc. Insider Trades
Penjualan Orang Dalam PXLW / Pixelworks, Inc. - Analisis Kerugian Jangka Pendek

Pada bagian ini, kami menganalisis penghindaran kerugian jangka pendek dari setiap penjualan internal pasar terbuka yang tidak direncanakan yang dilakukan di GECCO / Great Elm Capital Corp. - Corporate Bond/Note. Pola penghindaran kerugian yang konsisten dapat menunjukkan bahwa transaksi penjualan di masa mendatang dapat memprediksi penurunan harga. Analisis ini berlaku untuk satu tahun setelah setiap perdagangan, dan hasilnya bersifat teoritis .

Tabel berikut menunjukkan penjualan pasar terbuka terbaru yang bukan bagian dari rencana perdagangan otomatis.

Tanggal Perdagangan Ticker Orang Dalam Dilaporkan
Saham		 Dilaporkan
Harga		 Disesuaikan
Saham		 Disesuaikan
Harga		 Dasar Biaya Hari-hari menuju
Menit		 Harga di
Menit		 Kerugian Maksimal
Dihindari ($)		 Kerugian Maksimal
Dihindari (%)
2014-02-14 PXLW Northern Right Capital Management, L.P. 5,165 4.9096 430 58.9152 25,358 305 3.88 -23,690 -93.42
2014-02-14 PXLW Northern Right Capital Management, L.P. 764 4.9096 64 58.9152 3,751
2014-02-14 PXLW Northern Right Capital Management, L.P. 2,671 4.9096 223 58.9152 13,114
2014-02-13 PXLW Northern Right Capital Management, L.P. 183,745 4.9431 15,312 59.3172 908,270
2014-02-13 PXLW Northern Right Capital Management, L.P. 27,194 4.9431 2,266 59.3172 134,423
2014-02-13 PXLW Northern Right Capital Management, L.P. 95,025 4.9431 7,919 59.3172 469,718
2013-11-20 PXLW Northern Right Capital Management, L.P. 36,573 4.2372 3,048 50.8464 154,967
2013-11-20 PXLW Northern Right Capital Management, L.P. 5,413 4.2372 451 50.8464 22,936
2013-11-20 PXLW Northern Right Capital Management, L.P. 18,914 4.2372 1,576 50.8464 80,142
2013-11-19 PXLW Northern Right Capital Management, L.P. 11,359 4.2713 947 51.2556 48,518
2013-11-19 PXLW Northern Right Capital Management, L.P. 1,681 4.2713 140 51.2556 7,180
2013-11-19 PXLW Northern Right Capital Management, L.P. 5,875 4.2713 490 51.2556 25,094
2013-11-19 PXLW Northern Right Capital Management, L.P. 5,544 4.3385 462 52.0620 24,053
2013-11-19 PXLW Northern Right Capital Management, L.P. 820 4.3385 68 52.0620 3,558
2013-11-19 PXLW Northern Right Capital Management, L.P. 2,867 4.3385 239 52.0620 12,438
2013-11-19 PXLW Northern Right Capital Management, L.P. 31,900 4.2953 2,658 51.5436 137,020
2013-11-19 PXLW Northern Right Capital Management, L.P. 4,721 4.2953 393 51.5436 20,278
2013-11-19 PXLW Northern Right Capital Management, L.P. 16,498 4.2953 1,375 51.5436 70,864
2013-11-18 PXLW Northern Right Capital Management, L.P. 109,943 4.5110 9,162 54.1320 495,953
2013-11-18 PXLW Northern Right Capital Management, L.P. 16,271 4.5110 1,356 54.1320 73,398
2013-11-18 PXLW Northern Right Capital Management, L.P. 56,858 4.5110 4,738 54.1320 256,486

Harga yang Disesuaikan adalah harga yang disesuaikan dengan pemisahan saham. Saham yang Disesuaikan adalah saham yang disesuaikan dengan pemisahan saham.

PXLW / Pixelworks, Inc. Insider Trades
Pembelian Orang Dalam RGDXQ / Response Genetics, Inc - Analisis Keuntungan Jangka Pendek

Pada bagian ini, kami menganalisis profitabilitas setiap pembelian saham oleh orang dalam di pasar terbuka yang tidak direncanakan yang dilakukan di GECCO / Great Elm Capital Corp. - Corporate Bond/Note. Analisis ini membantu memahami apakah orang dalam tersebut secara konsisten menghasilkan pengembalian abnormal, dan layak untuk diikuti. Analisis ini dilakukan selama satu tahun setelah setiap transaksi, dan hasilnya bersifat teoritis .

Tabel berikut menunjukkan pembelian pasar terbuka terbaru yang bukan bagian dari rencana perdagangan otomatis.

Tanggal Perdagangan Ticker Orang Dalam Dilaporkan
Saham		 Dilaporkan
Harga		 Disesuaikan
Saham		 Disesuaikan
Harga		 Dasar Biaya Hari-hari menuju
Maksimal		 Harga di
Maksimal		 Maksimal
Keuntungan ($)		 Maksimum Pengembalian (%)
Tidak ada transaksi pasar terbuka tak terduga yang diketahui untuk kombinasi orang dalam dan sekuritas ini.

Harga yang Disesuaikan adalah harga yang disesuaikan dengan pemisahan saham. Saham yang Disesuaikan adalah saham yang disesuaikan dengan pemisahan saham.

RGDXQ / Response Genetics, Inc Insider Trades
Penjualan Orang Dalam RGDXQ / Response Genetics, Inc - Analisis Kerugian Jangka Pendek

Pada bagian ini, kami menganalisis penghindaran kerugian jangka pendek dari setiap penjualan internal pasar terbuka yang tidak direncanakan yang dilakukan di GECCO / Great Elm Capital Corp. - Corporate Bond/Note. Pola penghindaran kerugian yang konsisten dapat menunjukkan bahwa transaksi penjualan di masa mendatang dapat memprediksi penurunan harga. Analisis ini berlaku untuk satu tahun setelah setiap perdagangan, dan hasilnya bersifat teoritis .

Tabel berikut menunjukkan penjualan pasar terbuka terbaru yang bukan bagian dari rencana perdagangan otomatis.

Tanggal Perdagangan Ticker Orang Dalam Dilaporkan
Saham		 Dilaporkan
Harga		 Disesuaikan
Saham		 Disesuaikan
Harga		 Dasar Biaya Hari-hari menuju
Menit		 Harga di
Menit		 Kerugian Maksimal
Dihindari ($)		 Kerugian Maksimal
Dihindari (%)
2012-05-16 RGDX Northern Right Capital Management, L.P. 100,000 1.6000 100,000 1.6000 160,000 90
2012-03-07 RGDX Northern Right Capital Management, L.P. 100,000 1.9500 100,000 1.9500 195,000

Harga yang Disesuaikan adalah harga yang disesuaikan dengan pemisahan saham. Saham yang Disesuaikan adalah saham yang disesuaikan dengan pemisahan saham.

RGDXQ / Response Genetics, Inc Insider Trades
Pembelian Orang Dalam SPDC / Speed Commerce, Inc. - Analisis Keuntungan Jangka Pendek

Pada bagian ini, kami menganalisis profitabilitas setiap pembelian saham oleh orang dalam di pasar terbuka yang tidak direncanakan yang dilakukan di GECCO / Great Elm Capital Corp. - Corporate Bond/Note. Analisis ini membantu memahami apakah orang dalam tersebut secara konsisten menghasilkan pengembalian abnormal, dan layak untuk diikuti. Analisis ini dilakukan selama satu tahun setelah setiap transaksi, dan hasilnya bersifat teoritis .

Tabel berikut menunjukkan pembelian pasar terbuka terbaru yang bukan bagian dari rencana perdagangan otomatis.

Tanggal Perdagangan Ticker Orang Dalam Dilaporkan
Saham		 Dilaporkan
Harga		 Disesuaikan
Saham		 Disesuaikan
Harga		 Dasar Biaya Hari-hari menuju
Maksimal		 Harga di
Maksimal		 Maksimal
Keuntungan ($)		 Maksimum Pengembalian (%)
2012-10-31 NAVR Northern Right Capital Management, L.P. 11,268 1.6498 11,268 1.6498 18,590 730
2012-10-31 NAVR Northern Right Capital Management, L.P. 1,517 1.6498 1,517 1.6498 2,503
2012-10-31 NAVR Northern Right Capital Management, L.P. 21,215 1.6498 21,215 1.6498 35,001
2012-09-28 NAVR Northern Right Capital Management, L.P. 24,065 1.5460 24,065 1.5460 37,204
2012-09-28 NAVR Northern Right Capital Management, L.P. 3,235 1.5460 3,235 1.5460 5,001
2011-12-07 NAVR Northern Right Capital Management, L.P. 9,051 1.6600 9,051 1.6600 15,025
2011-12-07 NAVR Northern Right Capital Management, L.P. 1,349 1.6600 1,349 1.6600 2,239
2011-12-06 NAVR Northern Right Capital Management, L.P. 19,493 1.6500 19,493 1.6500 32,163
2011-12-06 NAVR Northern Right Capital Management, L.P. 2,907 1.6500 2,907 1.6500 4,797
2011-12-05 NAVR Northern Right Capital Management, L.P. 3,568 1.6400 3,568 1.6400 5,852
2011-12-05 NAVR Northern Right Capital Management, L.P. 532 1.6400 532 1.6400 872
2011-12-02 NAVR Northern Right Capital Management, L.P. 32,894 1.6300 32,894 1.6300 53,617
2011-12-02 NAVR Northern Right Capital Management, L.P. 4,906 1.6300 4,906 1.6300 7,997
2011-11-03 NAVR Northern Right Capital Management, L.P. 24,206 1.5400 24,206 1.5400 37,277
2011-11-03 NAVR Northern Right Capital Management, L.P. 3,594 1.5400 3,594 1.5400 5,535
2011-11-02 NAVR Northern Right Capital Management, L.P. 324,118 1.5500 324,118 1.5500 502,383
2011-11-02 NAVR Northern Right Capital Management, L.P. 8,707 1.5000 8,707 1.5000 13,060
2011-11-02 NAVR Northern Right Capital Management, L.P. 48,132 1.5500 48,132 1.5500 74,605
2011-11-02 NAVR Northern Right Capital Management, L.P. 1,293 1.5000 1,293 1.5000 1,940
2011-11-02 NAVR Northern Right Capital Management, L.P. 20,750 1.5500 20,750 1.5500 32,162
2011-11-01 NAVR Northern Right Capital Management, L.P. 50,103 1.4819 50,103 1.4819 74,248
2011-11-01 NAVR Northern Right Capital Management, L.P. 8,241 1.4819 8,241 1.4819 12,212
2011-11-01 NAVR Northern Right Capital Management, L.P. 23,056 1.4819 23,056 1.4819 34,167
2011-08-08 NAVR Northern Right Capital Management, L.P. 19,620 1.7700 19,620 1.7700 34,727
2011-08-08 NAVR Northern Right Capital Management, L.P. 2,880 1.7700 2,880 1.7700 5,098
2011-08-05 NAVR Northern Right Capital Management, L.P. 27,556 1.8400 27,556 1.8400 50,703
2011-08-05 NAVR Northern Right Capital Management, L.P. 4,044 1.8400 4,044 1.8400 7,441
2011-08-04 NAVR Northern Right Capital Management, L.P. 51,100 1.9000 51,100 1.9000 97,090
2011-08-04 NAVR Northern Right Capital Management, L.P. 7,500 1.9000 7,500 1.9000 14,250
2011-08-03 NAVR Northern Right Capital Management, L.P. 38,194 1.8900 38,194 1.8900 72,187
2011-08-03 NAVR Northern Right Capital Management, L.P. 5,606 1.8900 5,606 1.8900 10,595
2011-08-02 NAVR Northern Right Capital Management, L.P. 36,973 1.9800 36,973 1.9800 73,207
2011-08-02 NAVR Northern Right Capital Management, L.P. 5,427 1.9800 5,427 1.9800 10,745
2011-07-29 NAVR Northern Right Capital Management, L.P. 8,198 1.9100 8,198 1.9100 15,658
2011-07-29 NAVR Northern Right Capital Management, L.P. 1,202 1.9100 1,202 1.9100 2,296
2011-07-28 NAVR Northern Right Capital Management, L.P. 137,880 1.9400 137,880 1.9400 267,487
2011-07-28 NAVR Northern Right Capital Management, L.P. 20,220 1.9400 20,220 1.9400 39,227
2011-07-27 NAVR Northern Right Capital Management, L.P. 43,605 1.9400 43,605 1.9400 84,594
2011-07-27 NAVR Northern Right Capital Management, L.P. 6,395 1.9400 6,395 1.9400 12,406
2011-07-26 NAVR Northern Right Capital Management, L.P. 4,623 1.9500 4,623 1.9500 9,015
2011-07-26 NAVR Northern Right Capital Management, L.P. 677 1.9500 677 1.9500 1,320
2011-07-12 NAVR Northern Right Capital Management, L.P. 7,700 1.9100 7,700 1.9100 14,707
2011-07-11 NAVR Northern Right Capital Management, L.P. 12,000 1.9100 12,000 1.9100 22,920
2011-06-17 NAVR Northern Right Capital Management, L.P. 53,000 1.7700 53,000 1.7700 93,810
2011-06-17 NAVR Northern Right Capital Management, L.P. 138,926 1.7900 138,926 1.7900 248,678
2011-06-17 NAVR Northern Right Capital Management, L.P. 53,000 1.7700 53,000 1.7700 93,810
2011-06-17 NAVR Northern Right Capital Management, L.P. 20,374 1.7900 20,374 1.7900 36,469
2011-06-17 NAVR Northern Right Capital Management, L.P. 44,000 1.7700 44,000 1.7700 77,880

Harga yang Disesuaikan adalah harga yang disesuaikan dengan pemisahan saham. Saham yang Disesuaikan adalah saham yang disesuaikan dengan pemisahan saham.

SPDC / Speed Commerce, Inc. Insider Trades
Penjualan Orang Dalam SPDC / Speed Commerce, Inc. - Analisis Kerugian Jangka Pendek

Pada bagian ini, kami menganalisis penghindaran kerugian jangka pendek dari setiap penjualan internal pasar terbuka yang tidak direncanakan yang dilakukan di GECCO / Great Elm Capital Corp. - Corporate Bond/Note. Pola penghindaran kerugian yang konsisten dapat menunjukkan bahwa transaksi penjualan di masa mendatang dapat memprediksi penurunan harga. Analisis ini berlaku untuk satu tahun setelah setiap perdagangan, dan hasilnya bersifat teoritis .

Tabel berikut menunjukkan penjualan pasar terbuka terbaru yang bukan bagian dari rencana perdagangan otomatis.

Tanggal Perdagangan Ticker Orang Dalam Dilaporkan
Saham		 Dilaporkan
Harga		 Disesuaikan
Saham		 Disesuaikan
Harga		 Dasar Biaya Hari-hari menuju
Menit		 Harga di
Menit		 Kerugian Maksimal
Dihindari ($)		 Kerugian Maksimal
Dihindari (%)
Tidak ada transaksi pasar terbuka tak terduga yang diketahui untuk kombinasi orang dalam dan sekuritas ini.

Harga yang Disesuaikan adalah harga yang disesuaikan dengan pemisahan saham. Saham yang Disesuaikan adalah saham yang disesuaikan dengan pemisahan saham.

SPDC / Speed Commerce, Inc. Insider Trades
Sejarah Perdagangan Orang Dalam

Tabel ini menunjukkan daftar lengkap transaksi orang dalam yang dilakukan oleh Northern Right Capital Management, L.P. sebagaimana diungkapkan kepada Komisi Bursa Efek (Securities Exchange Commission/SEC).

Tanggal File Tanggal Transaksi Formulir Ticker Keamanan Kode 10b5-1 Saham Sisa Saham Persen
Ubah		 Bagikan
Harga		 Tran
Nilai		 Sisa
Nilai
2025-07-16 2025-07-14 4 GEG Great Elm Group, Inc.
Common Stock 		J - Other 207,570 4,243,168 5.14 2.07 429,691 8,783,782
2025-07-16 2025-07-14 4 GEG Great Elm Group, Inc.
Common Stock 		J - Other -207,570 4,243,168 -4.66 2.07 -429,691 8,783,782
2025-04-04 2025-01-13 4/A GEG Great Elm Group, Inc.
Common Stock 		J - Other -409,577 3,833,591 -9.65 1.81 -741,334 6,938,800
2025-01-15 2025-01-13 4 GEG Great Elm Group, Inc.
Common Stock 		J - Other -409,577 3,833,591 -9.65
2024-10-22 2024-05-23 4 GEG Great Elm Group, Inc.
Common Stock 		P - Purchase 5,015 4,243,168 0.12 1.75 8,794 7,440,819
2024-10-22 2024-05-22 4 GEG Great Elm Group, Inc.
Common Stock 		P - Purchase 20,001 4,238,153 0.47 1.76 35,268 7,473,135
2024-10-22 2024-05-21 4 GEG Great Elm Group, Inc.
Common Stock 		P - Purchase 24,984 4,218,152 0.60 1.77 44,264 7,473,300
2023-11-15 2023-11-15 4 GEG Great Elm Group, Inc.
Common Stock 		P - Purchase 23,384 4,193,168 0.56 1.99 46,520 8,341,888
2023-11-15 2023-11-14 4 GEG Great Elm Group, Inc.
Common Stock 		P - Purchase 185,562 4,169,784 4.66 1.99 368,916 8,289,948
2023-11-15 2023-11-13 4 GEG Great Elm Group, Inc.
Common Stock 		P - Purchase 14,438 3,984,222 0.36 1.95 28,112 7,757,679
2023-06-06 2023-06-06 4 GEG Great Elm Group, Inc.
Common Stock 		P - Purchase 2,970 3,969,784 0.07 2.10 6,237 8,336,546
2023-06-06 2023-06-05 4 GEG Great Elm Group, Inc.
Common Stock 		P - Purchase 8,850 3,966,814 0.22 2.08 18,393 8,244,230
2023-06-06 2023-06-02 4 GEG Great Elm Group, Inc.
Common Stock 		P - Purchase 3,005 3,957,964 0.08 2.10 6,321 8,325,181
2023-05-31 2023-05-31 4 GEG Great Elm Group, Inc.
Common Stock 		P - Purchase 4,678 3,954,959 0.12 2.06 9,626 8,138,515
2023-05-31 2023-05-26 4 GEG Great Elm Group, Inc.
Common Stock 		P - Purchase 4,491 3,950,281 0.11 2.05 9,206 8,097,681
2023-05-22 2023-05-22 4 GEG Great Elm Group, Inc.
Common Stock 		P - Purchase 2,612 3,945,790 0.07 2.06 5,381 8,128,327
2023-05-22 2023-05-19 4 GEG Great Elm Group, Inc.
Common Stock 		P - Purchase 243,991 3,943,178 6.60 2.00 488,421 7,893,454
2023-05-22 2023-05-18 4 GEG Great Elm Group, Inc.
Common Stock 		P - Purchase 50,000 3,699,187 1.37 1.97 98,500 7,287,398
2023-03-20 2023-03-16 4 GEG Great Elm Group, Inc.
Common Stock 		P - Purchase 23,630 3,649,187 0.65 2.37 55,989 8,646,384
2023-03-13 2023-03-10 4 GEG Great Elm Group, Inc.
Common Stock 		P - Purchase 16,816 3,625,557 0.47 2.24 37,616 8,110,008
2023-03-13 2023-03-09 4 GEG Great Elm Group, Inc.
Common Stock 		P - Purchase 28,613 3,608,741 0.80 2.31 66,116 8,338,718
2023-03-13 2023-03-01 4 GEG Great Elm Group, Inc.
Common Stock 		J - Other 152,315 3,580,128 4.44
2023-02-27 2023-02-24 4 GEG Great Elm Group, Inc.
Common Stock 		P - Purchase 13,276 3,580,128 0.37 2.14 28,424 7,665,054
2023-02-27 2023-02-22 4 GEG Great Elm Group, Inc.
Common Stock 		P - Purchase 15,062 3,566,852 0.42 2.15 32,382 7,668,375
2022-11-08 2022-11-07 4 GEG Great Elm Group, Inc.
Common Stock 		P - Purchase X 1,253 3,551,790 0.04 1.99 2,497 7,079,428
2022-11-08 2022-11-04 4 GEG Great Elm Group, Inc.
Common Stock 		P - Purchase X 5,579 3,550,537 0.16 2.00 11,137 7,087,582
2022-10-28 2022-10-28 4 GEG Great Elm Group, Inc.
Common Stock 		P - Purchase X 4,468 3,544,958 0.13 2.00 8,920 7,077,154
2022-10-28 2022-10-27 4 GEG Great Elm Group, Inc.
Common Stock 		P - Purchase X 3,964 3,540,490 0.11 1.99 7,886 7,043,097
2022-10-28 2022-10-26 4 GEG Great Elm Group, Inc.
Common Stock 		P - Purchase X 3,168 3,536,526 0.09 1.99 6,316 7,051,126
2022-10-25 2022-10-21 4 GEG Great Elm Group, Inc.
Common Stock 		P - Purchase X 5,324 3,533,358 0.15 2.00 10,647 7,066,363
2022-10-20 2022-10-18 4 GEG Great Elm Group, Inc.
Common Stock 		P - Purchase X 21,493 3,528,034 0.61 2.00 42,956 7,051,129
2022-10-14 2022-10-14 4 GEG Great Elm Group, Inc.
Common Stock 		P - Purchase X 5,278 3,506,541 0.15 2.00 10,551 7,009,926
2022-10-14 2022-10-13 4 GEG Great Elm Group, Inc.
Common Stock 		P - Purchase X 6,594 3,501,263 0.19 2.00 13,187 7,002,176
2022-10-14 2022-10-12 4 GEG Great Elm Group, Inc.
Common Stock 		P - Purchase X 1,578 3,494,669 0.05 2.00 3,150 6,976,058
2022-10-11 2022-10-11 4 GEG Great Elm Group, Inc.
Common Stock 		P - Purchase X 6,002 3,493,091 0.17 2.00 11,994 6,980,244
2022-10-11 2022-10-10 4 GEG Great Elm Group, Inc.
Common Stock 		P - Purchase X 3,347 3,487,089 0.10 2.00 6,694 6,974,178
2022-10-11 2022-10-07 4 GEG Great Elm Group, Inc.
Common Stock 		P - Purchase X 1,223 3,483,742 0.04 2.00 2,446 6,966,787
2022-10-11 2022-10-06 4 GEG Great Elm Group, Inc.
Common Stock 		P - Purchase X 2,214 3,482,519 0.06 2.00 4,428 6,965,038
2022-09-28 2022-09-28 4 GEG Great Elm Group, Inc.
Common Stock 		P - Purchase X 5,561 3,480,305 0.16 2.00 11,122 6,960,610
2022-09-28 2022-09-27 4 GEG Great Elm Group, Inc.
Common Stock 		P - Purchase X 13,464 3,474,744 0.39 1.99 26,845 6,927,945
2022-09-28 2022-09-26 4 GEG Great Elm Group, Inc.
Common Stock 		P - Purchase X 92,309 3,461,280 2.74 1.99 183,492 6,880,332
2022-09-23 2022-09-23 4 GEG Great Elm Group, Inc.
Common Stock 		P - Purchase X 7,375 3,368,971 0.22 2.05 15,108 6,901,337
2022-09-23 2022-09-21 4 GEG Great Elm Group, Inc.
Common Stock 		P - Purchase X 6,088 3,361,596 0.18 2.05 12,480 6,891,272
2022-09-12 2022-09-12 4 GEG Great Elm Group, Inc.
Common Stock 		P - Purchase X 6,365 3,355,508 0.19 2.05 13,048 6,878,791
2022-09-12 2022-09-09 4 GEG Great Elm Group, Inc.
Common Stock 		P - Purchase X 8,153 3,349,143 0.24 2.05 16,714 6,865,743
2022-09-12 2022-09-08 4 GEG Great Elm Group, Inc.
Common Stock 		P - Purchase X 4,361 3,340,990 0.13 2.05 8,938 6,847,359
2022-09-06 2022-09-06 4 GEG Great Elm Group, Inc.
Common Stock 		P - Purchase X 1,247 3,336,629 0.04 2.05 2,556 6,840,089
2022-09-06 2022-09-01 4 GEG Great Elm Group, Inc.
Common Stock 		P - Purchase X 2,422 3,335,382 0.07 2.05 4,963 6,834,198
2022-08-17 2022-08-17 4 GEG Great Elm Group, Inc.
Common Stock 		P - Purchase X 2,027 3,332,960 0.06 2.05 4,155 6,832,568
2022-08-17 2022-08-16 4 GEG Great Elm Group, Inc.
Common Stock 		P - Purchase X 15,877 3,330,933 0.48 2.02 32,116 6,737,811
2022-08-17 2022-08-15 4 GEG Great Elm Group, Inc.
Common Stock 		P - Purchase X 26,150 3,315,056 0.80 2.02 52,888 6,704,701
2022-08-12 2022-08-12 4 GEG Great Elm Group, Inc.
Common Stock 		P - Purchase X 41,120 3,288,906 1.27 2.00 82,359 6,587,350
2022-08-12 2022-08-10 4 GEG Great Elm Group, Inc.
Common Stock 		P - Purchase X 4,144 3,247,786 0.13 2.04 8,443 6,617,364
2022-08-10 2022-08-09 4 GEG Great Elm Group, Inc.
Common Stock 		P - Purchase X 8,769 3,243,642 0.27 2.05 17,958 6,642,654
2022-08-10 2022-08-08 4 GEG Great Elm Group, Inc.
Common Stock 		P - Purchase X 7,233 3,234,873 0.22 2.02 14,585 6,523,121
2022-07-26 2022-07-26 4 GEG Great Elm Group, Inc.
Common Stock 		P - Purchase X 409 3,227,640 0.01 1.98 811 6,401,378
2022-07-26 2022-07-22 4 GEG Great Elm Group, Inc.
Common Stock 		P - Purchase X 26,256 3,227,231 0.82 1.98 51,945 6,384,754
2022-07-20 2022-07-20 4 GEG Great Elm Group, Inc.
Common Stock 		P - Purchase X 3,658 3,200,975 0.11 1.98 7,257 6,350,734
2022-07-20 2022-07-18 4 GEG Great Elm Group, Inc.
Common Stock 		P - Purchase X 3,282 3,197,317 0.10 2.00 6,559 6,389,518
2022-06-27 3 GECC Great Elm Capital Corp.
Common Stock 		369,140
2022-06-27 3 GECC Great Elm Capital Corp.
Common Stock 		208,932
2022-06-27 3 GECC Great Elm Capital Corp.
Common Stock 		220,399
2022-06-16 2022-06-16 4 GEG Great Elm Group, Inc.
Common Stock 		P - Purchase 21,612 3,194,035 0.68 2.48 53,511 7,908,431
2022-06-16 2022-06-15 4 GEG Great Elm Group, Inc.
Common Stock 		P - Purchase 4,772 3,172,423 0.15 2.44 11,639 7,737,857
2022-06-16 2022-06-14 4 GEG Great Elm Group, Inc.
Common Stock 		P - Purchase 75,000 3,167,651 2.43 2.42 181,500 7,665,715
2022-06-13 2022-06-09 4 GEG Great Elm Group, Inc.
Common Stock 		P - Purchase 237,637 3,092,921 8.32 2.38 565,576 7,361,152
2022-06-02 2022-06-02 4 GEG Great Elm Group, Inc.
Common Stock 		P - Purchase 6,292 2,855,284 0.22 2.41 15,142 6,871,241
2022-06-02 2022-06-01 4 GEG Great Elm Group, Inc.
Common Stock 		P - Purchase 24,924 2,848,992 0.88 2.38 59,224 6,769,775
2022-06-02 2022-05-31 4 GEG Great Elm Group, Inc.
Common Stock 		P - Purchase 10,484 2,824,068 0.37 2.31 24,209 6,521,055
2022-05-25 2022-05-23 4 GEG Great Elm Group, Inc.
Common Stock 		P - Purchase 50,000 2,813,584 1.81 2.19 109,500 6,161,749
2022-05-20 2022-05-19 4 GEG Great Elm Group, Inc.
Common Stock 		P - Purchase 40,000 2,763,584 1.47 2.15 86,176 5,953,865
2022-05-20 2022-05-18 4 GEG Great Elm Group, Inc.
Common Stock 		P - Purchase 5,000 2,723,584 0.18 2.04 10,178 5,544,400
2022-05-16 2022-05-16 4 GEG Great Elm Group, Inc.
Common Stock 		P - Purchase 8,000 2,718,584 0.30 2.11 16,906 5,744,912
2022-05-16 2022-05-13 4 GEG Great Elm Group, Inc.
Common Stock 		P - Purchase 25,000 2,710,584 0.93 2.05 51,218 5,553,173
2022-05-16 2022-05-12 4 GEG Great Elm Group, Inc.
Common Stock 		P - Purchase 21,000 2,685,584 0.79 1.98 41,511 5,308,594
2022-05-10 2022-05-10 4 GEG Great Elm Group, Inc.
Common Stock 		P - Purchase 17,500 2,664,584 0.66 1.84 32,177 4,899,371
2022-05-10 2022-05-09 4 GEG Great Elm Group, Inc.
Common Stock 		P - Purchase 80,000 2,647,084 3.12 1.61 128,888 4,264,717
2021-05-20 2021-05-20 4 GEG Great Elm Group, Inc.
Common Stock 		A - Award 29,277 2,567,084 1.15 2.32 67,826 5,947,164
2021-05-20 2021-05-19 4 GEG Great Elm Group, Inc.
Common Stock 		A - Award 129,938 2,537,807 5.40 2.40 311,643 6,086,676
2021-05-20 2021-05-18 4 GEG Great Elm Group, Inc.
Common Stock 		A - Award 5,077 2,407,869 0.21 2.18 11,070 5,250,118
2020-03-02 3 GEC Great Elm Capital Group, Inc.
Common Stock 		4,805,584
2020-03-02 3 GEC Great Elm Capital Group, Inc.
Common Stock 		4,805,584
2020-03-02 3 GEC Great Elm Capital Group, Inc.
Common Stock 		4,805,584
2020-03-02 3 GEC Great Elm Capital Group, Inc.
Common Stock 		4,805,584
2020-03-02 3 GEC Great Elm Capital Group, Inc.
Common Stock 		4,805,584
2020-03-02 3 GEC Great Elm Capital Group, Inc.
Common Stock 		4,805,584
2016-06-02 2016-06-01 4 FSYS Fuel Systems Solutions, Inc.
Common Stock 		D - Sale to Issuer -6,054 0 -100.00
2016-06-02 2016-06-01 4 FSYS Fuel Systems Solutions, Inc.
Common Stock 		D - Sale to Issuer -368,646 0 -100.00
2016-06-02 2016-06-01 4 FSYS Fuel Systems Solutions, Inc.
Common Stock 		D - Sale to Issuer -886,752 0 -100.00
2016-06-02 2016-06-01 4 FSYS Fuel Systems Solutions, Inc.
Common Stock 		D - Sale to Issuer -639,167 0 -100.00
2015-11-13 2015-11-12 4 IVAC INTEVAC INC
Common Stock 		S - Sale -354,566 0 -100.00 4.98 -1,765,739
2015-11-13 2015-11-12 4 IVAC INTEVAC INC
Common Stock 		S - Sale -1,128,605 0 -100.00 4.98 -5,620,453
2015-11-04 2015-11-02 4 FSYS Fuel Systems Solutions, Inc.
Common Stock 		J - Other 20,228 639,167 3.27
2015-11-04 2015-11-02 4 FSYS Fuel Systems Solutions, Inc.
Common Stock 		J - Other -750,497 618,939 -54.80
2015-11-04 2015-11-02 4 FSYS Fuel Systems Solutions, Inc.
Common Stock 		J - Other -20,228 0 -100.00
2015-11-04 2015-11-02 4 FSYS Fuel Systems Solutions, Inc.
Common Stock 		J - Other -136,255 20,228 -87.07
2015-11-04 2015-11-02 4 IVAC INTEVAC INC
Common Stock 		J - Other 33,142 779,801 4.44
2015-11-04 2015-11-02 4 IVAC INTEVAC INC
Common Stock 		J - Other -905,363 746,659 -54.80
2015-11-04 2015-11-02 4 IVAC INTEVAC INC
Common Stock 		J - Other -33,142 0 -100.00
2015-11-04 2015-11-02 4 IVAC INTEVAC INC
Common Stock 		J - Other -223,242 33,142 -87.07
2015-11-04 3 IVAC INTEVAC INC
Common Stock 		3,914,994
2015-11-04 3 IVAC INTEVAC INC
Common Stock 		2,519,356
2015-11-04 3 IVAC INTEVAC INC
Common Stock 		2,617,538
2015-11-04 3 IVAC INTEVAC INC
Common Stock 		3,914,994
2015-11-04 3 IVAC INTEVAC INC
Common Stock 		2,519,356
2015-11-04 3 IVAC INTEVAC INC
Common Stock 		2,617,538
2015-11-04 3 IVAC INTEVAC INC
Common Stock 		3,914,994
2015-11-04 3 IVAC INTEVAC INC
Common Stock 		2,519,356
2015-11-04 3 IVAC INTEVAC INC
Common Stock 		2,617,538
2015-11-04 3 IVAC INTEVAC INC
Common Stock 		3,914,994
2015-11-04 3 IVAC INTEVAC INC
Common Stock 		2,519,356
2015-11-04 3 IVAC INTEVAC INC
Common Stock 		2,617,538
2015-11-04 3 IVAC INTEVAC INC
Common Stock 		3,914,994
2015-11-04 3 IVAC INTEVAC INC
Common Stock 		2,519,356
2015-11-04 3 IVAC INTEVAC INC
Common Stock 		2,617,538
2015-11-04 3 IVAC INTEVAC INC
Common Stock 		3,914,994
2015-11-04 3 IVAC INTEVAC INC
Common Stock 		2,519,356
2015-11-04 3 IVAC INTEVAC INC
Common Stock 		2,617,538
2015-10-21 2015-10-19 4 SDOI SPECIAL DIVERSIFIED OPPORTUNITIES INC.
Common Stock 		S - Sale -723,488 85,714 -89.41 1.20 -868,186 102,857
2015-10-21 2015-10-19 4 SDOI SPECIAL DIVERSIFIED OPPORTUNITIES INC.
Common Stock 		S - Sale -5,542,512 656,630 -89.41 1.20 -6,651,014 787,956
2015-09-01 3 FSYS Fuel Systems Solutions, Inc.
Common Stock 		3,270,055
2015-09-01 3 FSYS Fuel Systems Solutions, Inc.
Common Stock 		2,057,102
2015-09-01 3 FSYS Fuel Systems Solutions, Inc.
Common Stock 		2,269,265
2015-09-01 3 FSYS Fuel Systems Solutions, Inc.
Common Stock 		1,906,673
2015-09-01 3 FSYS Fuel Systems Solutions, Inc.
Common Stock 		3,270,055
2015-09-01 3 FSYS Fuel Systems Solutions, Inc.
Common Stock 		2,057,102
2015-09-01 3 FSYS Fuel Systems Solutions, Inc.
Common Stock 		2,269,265
2015-09-01 3 FSYS Fuel Systems Solutions, Inc.
Common Stock 		1,906,673
2015-09-01 3 FSYS Fuel Systems Solutions, Inc.
Common Stock 		3,270,055
2015-09-01 3 FSYS Fuel Systems Solutions, Inc.
Common Stock 		2,057,102
2015-09-01 3 FSYS Fuel Systems Solutions, Inc.
Common Stock 		2,269,265
2015-09-01 3 FSYS Fuel Systems Solutions, Inc.
Common Stock 		1,906,673
2015-09-01 3 FSYS Fuel Systems Solutions, Inc.
Common Stock 		3,270,055
2015-09-01 3 FSYS Fuel Systems Solutions, Inc.
Common Stock 		2,057,102
2015-09-01 3 FSYS Fuel Systems Solutions, Inc.
Common Stock 		2,269,265
2015-09-01 3 FSYS Fuel Systems Solutions, Inc.
Common Stock 		1,906,673
2015-09-01 3 FSYS Fuel Systems Solutions, Inc.
Common Stock 		3,270,055
2015-09-01 3 FSYS Fuel Systems Solutions, Inc.
Common Stock 		2,057,102
2015-09-01 3 FSYS Fuel Systems Solutions, Inc.
Common Stock 		2,269,265
2015-09-01 3 FSYS Fuel Systems Solutions, Inc.
Common Stock 		1,906,673
2015-09-01 3 FSYS Fuel Systems Solutions, Inc.
Common Stock 		3,270,055
2015-09-01 3 FSYS Fuel Systems Solutions, Inc.
Common Stock 		2,057,102
2015-09-01 3 FSYS Fuel Systems Solutions, Inc.
Common Stock 		2,269,265
2015-09-01 3 FSYS Fuel Systems Solutions, Inc.
Common Stock 		1,906,673
2015-08-13 2015-08-12 4 EMKR EMCORE CORP
Common Stock 		S - Sale -24,818 598,083 -3.98 7.32 -181,668 4,377,968
2015-08-13 2015-08-12 4 EMKR EMCORE CORP
Common Stock 		S - Sale -8,790 211,837 -3.98 7.32 -64,343 1,550,647
2015-08-13 2015-08-12 4 EMKR EMCORE CORP
Common Stock 		S - Sale -62,392 1,503,574 -3.98 7.32 -456,709 11,006,162
2015-08-13 2015-08-11 4 EMKR EMCORE CORP
Common Stock 		S - Sale -5,558 622,901 -0.88 7.33 -40,740 4,565,864
2015-08-13 2015-08-11 4 EMKR EMCORE CORP
Common Stock 		S - Sale -1,969 220,627 -0.88 7.33 -14,433 1,617,196
2015-08-13 2015-08-11 4 EMKR EMCORE CORP
Common Stock 		S - Sale -13,973 1,565,966 -0.88 7.33 -102,422 11,478,531
2015-08-13 2015-08-10 4 EMKR EMCORE CORP
Common Stock 		S - Sale -68,620 628,459 -9.84 7.40 -507,788 4,650,597
2015-08-13 2015-08-10 4 EMKR EMCORE CORP
Common Stock 		S - Sale -24,302 222,596 -9.84 7.40 -179,835 1,647,210
2015-08-13 2015-08-10 4 EMKR EMCORE CORP
Common Stock 		S - Sale -172,512 1,579,939 -9.84 7.40 -1,276,589 11,691,549
2015-06-25 2015-06-23 4 SDOI SPECIAL DIVERSIFIED OPPORTUNITIES INC.
Call Option (right to buy) 		A - Award 10,000 91,021 12.34
2015-06-25 2015-06-23 4 SDOI SPECIAL DIVERSIFIED OPPORTUNITIES INC.
Common Stock 		A - Award 2,500 167,889 1.51
2015-06-25 2013-11-22 4 SDOI SPECIAL DIVERSIFIED OPPORTUNITIES INC.
Call Option (right to buy) 		A - Award 25,000 81,021 44.63
2015-06-23 2015-06-22 4 EMKR EMCORE CORP
Common Stock 		S - Sale -129,345 697,079 -15.65 6.55 -847,210 4,565,867
2015-06-23 2015-06-22 4 EMKR EMCORE CORP
Common Stock 		S - Sale -45,844 246,898 -15.66 6.55 -300,278 1,617,182
2015-06-23 2015-06-22 4 EMKR EMCORE CORP
Common Stock 		S - Sale -325,398 1,752,451 -15.66 6.55 -2,131,357 11,478,554
2014-03-10 2014-03-10 4 PXLW PIXELWORKS, INC
Common Stock 		S - Sale X -90,944 0 -100.00 6.81 -619,447
2014-03-10 2014-03-10 4 PXLW PIXELWORKS, INC
Common Stock 		S - Sale X -26,026 0 -100.00 6.81 -177,271
2014-03-10 2014-03-10 4 PXLW PIXELWORKS, INC
Common Stock 		S - Sale X -175,852 0 -100.00 6.81 -1,197,781
2014-03-10 2014-03-07 4 PXLW PIXELWORKS, INC
Common Stock 		D - Sale to Issuer -8,000 13,933 -36.47
2014-03-10 2014-03-07 4 PXLW PIXELWORKS, INC
Common Stock 		S - Sale X -199,627 90,944 -68.70 7.43 -1,484,167 676,141
2014-03-10 2014-03-07 4 PXLW PIXELWORKS, INC
Common Stock 		S - Sale X -57,127 26,026 -68.70 7.43 -424,722 193,496
2014-03-10 2014-03-07 4 PXLW PIXELWORKS, INC
Common Stock 		S - Sale X -386,007 175,852 -68.70 7.43 -2,869,846 1,307,407
2014-03-10 2014-03-07 4 PXLW PIXELWORKS, INC
Common Stock 		S - Sale X -388,267 290,571 -57.20 7.92 -3,076,006 2,302,020
2014-03-10 2014-03-07 4 PXLW PIXELWORKS, INC
Common Stock 		S - Sale X -111,111 83,153 -57.20 7.92 -880,266 658,771
2014-03-10 2014-03-07 4 PXLW PIXELWORKS, INC
Common Stock 		S - Sale X -750,769 561,859 -57.20 7.92 -5,947,892 4,451,272
2014-03-10 2014-02-14 4 PXLW PIXELWORKS, INC
Common Stock 		S - Sale -2,671 678,838 -0.39 4.91 -13,114 3,332,823
2014-03-10 2014-02-14 4 PXLW PIXELWORKS, INC
Common Stock 		S - Sale -764 194,264 -0.39 4.91 -3,751 953,759
2014-03-10 2014-02-14 4 PXLW PIXELWORKS, INC
Common Stock 		S - Sale -5,165 1,312,628 -0.39 4.91 -25,358 6,444,478
2014-03-10 2014-02-13 4 PXLW PIXELWORKS, INC
Common Stock 		S - Sale -95,025 681,509 -12.24 4.94 -469,718 3,368,767
2014-03-10 2014-02-13 4 PXLW PIXELWORKS, INC
Common Stock 		S - Sale -27,194 195,028 -12.24 4.94 -134,423 964,043
2014-03-10 2014-02-13 4 PXLW PIXELWORKS, INC
Common Stock 		S - Sale -183,745 1,317,793 -12.24 4.94 -908,270 6,513,983
2014-02-18 2014-02-13 4 SDOI SPECIAL DIVERSIFIED OPPORTUNITIES INC.
Common Stock 		P - Purchase 2,176 809,202 0.27 1.14 2,481 922,490
2014-02-18 2014-02-13 4 SDOI SPECIAL DIVERSIFIED OPPORTUNITIES INC.
Common Stock 		P - Purchase 17,824 6,199,142 0.29 1.14 20,319 7,067,022
2014-02-12 2014-02-12 4 SDOI SPECIAL DIVERSIFIED OPPORTUNITIES INC.
Common Stock 		P - Purchase 97 807,026 0.01 1.12 109 903,869
2014-02-12 2014-02-12 4 SDOI SPECIAL DIVERSIFIED OPPORTUNITIES INC.
Common Stock 		P - Purchase 803 6,181,318 0.01 1.12 899 6,923,076
2014-02-12 2014-02-10 4 SDOI SPECIAL DIVERSIFIED OPPORTUNITIES INC.
Common Stock 		P - Purchase 413 806,929 0.05 1.13 467 911,830
2014-02-12 2014-02-10 4 SDOI SPECIAL DIVERSIFIED OPPORTUNITIES INC.
Common Stock 		P - Purchase 3,387 6,180,515 0.05 1.13 3,827 6,983,982
2014-02-05 2014-02-05 4 SDOI SPECIAL DIVERSIFIED OPPORTUNITIES INC.
Common Stock 		P - Purchase 3,264 806,516 0.41 1.13 3,688 911,363
2014-02-05 2014-02-05 4 SDOI SPECIAL DIVERSIFIED OPPORTUNITIES INC.
Common Stock 		P - Purchase 26,736 6,177,128 0.43 1.13 30,212 6,980,155
2014-02-05 2014-02-04 4 SDOI SPECIAL DIVERSIFIED OPPORTUNITIES INC.
Common Stock 		P - Purchase 23,718 803,252 3.04 1.14 26,946 912,575
2014-02-05 2014-02-04 4 SDOI SPECIAL DIVERSIFIED OPPORTUNITIES INC.
Common Stock 		P - Purchase 194,280 6,150,392 3.26 1.14 220,722 6,987,460
2014-02-05 2014-02-03 4 SDOI SPECIAL DIVERSIFIED OPPORTUNITIES INC.
Common Stock 		P - Purchase 3,448 779,534 0.44 1.14 3,918 885,707
2014-02-05 2014-02-03 4 SDOI SPECIAL DIVERSIFIED OPPORTUNITIES INC.
Common Stock 		P - Purchase 28,252 5,956,112 0.48 1.14 32,100 6,767,334
2014-01-31 2014-01-31 4 SDOI SPECIAL DIVERSIFIED OPPORTUNITIES INC.
Common Stock 		P - Purchase 2,238 776,086 0.29 1.14 2,551 884,738
2014-01-31 2014-01-31 4 SDOI SPECIAL DIVERSIFIED OPPORTUNITIES INC.
Common Stock 		P - Purchase 17,762 5,927,860 0.30 1.14 20,249 6,757,760
2014-01-31 2014-01-31 4 SDOI SPECIAL DIVERSIFIED OPPORTUNITIES INC.
Common Stock 		P - Purchase 15,352 773,848 2.02 1.14 17,501 882,187
2014-01-31 2014-01-31 4 SDOI SPECIAL DIVERSIFIED OPPORTUNITIES INC.
Common Stock 		P - Purchase 121,848 5,910,098 2.11 1.14 138,907 6,737,512
2014-01-31 2014-01-30 4 SDOI SPECIAL DIVERSIFIED OPPORTUNITIES INC.
Common Stock 		P - Purchase 6,512 758,496 0.87 1.13 7,368 858,162
2014-01-31 2014-01-30 4 SDOI SPECIAL DIVERSIFIED OPPORTUNITIES INC.
Common Stock 		P - Purchase 51,688 5,788,250 0.90 1.13 58,480 6,548,826
2014-01-31 2014-01-29 4 SDOI SPECIAL DIVERSIFIED OPPORTUNITIES INC.
Common Stock 		P - Purchase 7,502 751,984 1.01 1.11 8,363 838,312
2014-01-31 2014-01-29 4 SDOI SPECIAL DIVERSIFIED OPPORTUNITIES INC.
Common Stock 		P - Purchase 59,548 5,736,562 1.05 1.11 66,384 6,395,119
2014-01-31 2014-01-29 4 SDOI SPECIAL DIVERSIFIED OPPORTUNITIES INC.
Common Stock 		P - Purchase 5,595 744,482 0.76 1.14 6,378 848,709
2014-01-31 2014-01-29 4 SDOI SPECIAL DIVERSIFIED OPPORTUNITIES INC.
Common Stock 		P - Purchase 44,405 5,677,014 0.79 1.14 50,622 6,471,796
2014-01-30 2014-01-28 4 SDOI SPECIAL DIVERSIFIED OPPORTUNITIES INC.
Common Stock 		P - Purchase 1,678 738,887 0.23 1.14 1,913 842,331
2014-01-30 2014-01-28 4 SDOI SPECIAL DIVERSIFIED OPPORTUNITIES INC.
Common Stock 		P - Purchase 13,322 5,632,609 0.24 1.14 15,187 6,421,174
2014-01-30 2014-01-28 4 SDOI SPECIAL DIVERSIFIED OPPORTUNITIES INC.
Common Stock 		P - Purchase 27,975 737,209 3.94 1.14 31,892 840,418
2014-01-30 2014-01-28 4 SDOI SPECIAL DIVERSIFIED OPPORTUNITIES INC.
Common Stock 		P - Purchase 222,025 5,619,287 4.11 1.14 253,108 6,405,987
2013-12-10 2013-12-06 4 EMKR EMCORE CORP
Common Stock 		P - Purchase 38,282 826,514 4.86 4.77 182,762 3,945,860
2013-12-10 2013-12-06 4 EMKR EMCORE CORP
Common Stock 		P - Purchase 8,139 292,742 2.86 4.77 38,856 1,397,580
2013-12-10 2013-12-06 4 EMKR EMCORE CORP
Common Stock 		P - Purchase 59,687 2,077,849 2.96 4.77 284,952 9,919,859
2013-12-10 3 EMKR EMCORE CORP
Common Stock 		2,077,849
2013-12-10 3 EMKR EMCORE CORP
Common Stock 		292,742
2013-12-10 3 EMKR EMCORE CORP
Common Stock 		826,514
2013-11-20 2013-11-20 4 PXLW PIXELWORKS, INC
Common Stock 		S - Sale -18,914 776,534 -2.38 4.24 -80,142 3,290,330
2013-11-20 2013-11-20 4 PXLW PIXELWORKS, INC
Common Stock 		S - Sale -5,413 222,222 -2.38 4.24 -22,936 941,599
2013-11-20 2013-11-20 4 PXLW PIXELWORKS, INC
Common Stock 		S - Sale -36,573 1,501,538 -2.38 4.24 -154,967 6,362,317
2013-11-20 2013-11-19 4 PXLW PIXELWORKS, INC
Common Stock 		S - Sale -16,498 795,448 -2.03 4.30 -70,864 3,416,688
2013-11-20 2013-11-19 4 PXLW PIXELWORKS, INC
Common Stock 		S - Sale -4,721 227,635 -2.03 4.30 -20,278 977,761
2013-11-20 2013-11-19 4 PXLW PIXELWORKS, INC
Common Stock 		S - Sale -31,900 1,538,111 -2.03 4.30 -137,020 6,606,648
2013-11-20 2013-11-19 4 PXLW PIXELWORKS, INC
Common Stock 		S - Sale -2,867 811,946 -0.35 4.34 -12,438 3,522,628
2013-11-20 2013-11-19 4 PXLW PIXELWORKS, INC
Common Stock 		S - Sale -820 232,356 -0.35 4.34 -3,558 1,008,077
2013-11-20 2013-11-19 4 PXLW PIXELWORKS, INC
Common Stock 		S - Sale -5,544 1,570,011 -0.35 4.34 -24,053 6,811,493
2013-11-20 2013-11-19 4 PXLW PIXELWORKS, INC
Common Stock 		S - Sale -5,875 814,813 -0.72 4.27 -25,094 3,480,311
2013-11-20 2013-11-19 4 PXLW PIXELWORKS, INC
Common Stock 		S - Sale -1,681 233,176 -0.72 4.27 -7,180 995,965
2013-11-20 2013-11-19 4 PXLW PIXELWORKS, INC
Common Stock 		S - Sale -11,359 1,575,555 -0.72 4.27 -48,518 6,729,668
2013-11-20 2013-11-18 4 PXLW PIXELWORKS, INC
Common Stock 		S - Sale -56,858 820,688 -6.48 4.51 -256,486 3,702,124
2013-11-20 2013-11-18 4 PXLW PIXELWORKS, INC
Common Stock 		S - Sale -16,271 234,857 -6.48 4.51 -73,398 1,059,440
2013-11-20 2013-11-18 4 PXLW PIXELWORKS, INC
Common Stock 		S - Sale -109,943 1,586,914 -6.48 4.51 -495,953 7,158,569
2013-11-14 2013-11-12 4 SDOI SPECIAL DIVERSIFIED OPPORTUNITIES INC.
Common Stock 		P - Purchase 199,258 709,234 39.07 1.10 219,184 780,157
2013-11-14 2013-11-12 4 SDOI SPECIAL DIVERSIFIED OPPORTUNITIES INC.
Common Stock 		P - Purchase 1,432,672 5,397,262 36.14 1.10 1,575,939 5,936,988
2013-11-14 2013-11-12 4 SDOI SPECIAL DIVERSIFIED OPPORTUNITIES INC.
Common Stock 		P - Purchase 42,735 509,976 9.15 1.09 46,581 555,874
2013-11-14 2013-11-12 4 SDOI SPECIAL DIVERSIFIED OPPORTUNITIES INC.
Common Stock 		P - Purchase 307,265 3,964,590 8.40 1.09 334,919 4,321,403
2013-09-05 2013-09-04 4 SDIX SPECIAL DIVERSIFIED OPPORTUNITIES INC.
Common Stock 		P - Purchase 8,099 467,241 1.76 1.00 8,099 467,241
2013-09-05 2013-09-04 4 SDIX SPECIAL DIVERSIFIED OPPORTUNITIES INC.
Common Stock 		P - Purchase 56,801 3,657,325 1.58 1.00 56,801 3,657,325
2013-09-05 2013-09-03 4 SDIX SPECIAL DIVERSIFIED OPPORTUNITIES INC.
Common Stock 		P - Purchase 249 459,142 0.05 1.00 249 459,142
2013-09-05 2013-09-03 4 SDIX SPECIAL DIVERSIFIED OPPORTUNITIES INC.
Common Stock 		P - Purchase 1,751 3,600,524 0.05 1.00 1,751 3,600,524
2013-08-30 2013-08-29 4 SDIX SPECIAL DIVERSIFIED OPPORTUNITIES INC.
Common Stock 		P - Purchase 2,421 458,893 0.53 1.00 2,416 457,929
2013-08-30 2013-08-29 4 SDIX SPECIAL DIVERSIFIED OPPORTUNITIES INC.
Common Stock 		P - Purchase 16,979 3,598,773 0.47 1.00 16,943 3,591,216
2013-08-30 2013-08-28 4 SDIX SPECIAL DIVERSIFIED OPPORTUNITIES INC.
Common Stock 		P - Purchase 1,522 456,472 0.33 1.00 1,522 456,472
2013-08-30 2013-08-28 4 SDIX SPECIAL DIVERSIFIED OPPORTUNITIES INC.
Common Stock 		P - Purchase 10,678 3,581,794 0.30 1.00 10,678 3,581,794
2013-08-23 2013-08-21 4 SDIX SPECIAL DIVERSIFIED OPPORTUNITIES INC.
Common Stock 		P - Purchase 6,240 454,950 1.39 0.97 6,053 441,302
2013-08-23 2013-08-21 4 SDIX SPECIAL DIVERSIFIED OPPORTUNITIES INC.
Common Stock 		P - Purchase 43,760 3,571,116 1.24 0.97 42,447 3,463,983
2013-08-19 2013-08-19 4 SDIX SPECIAL DIVERSIFIED OPPORTUNITIES INC.
Common Stock 		P - Purchase 2,229 448,710 0.50 0.97 2,162 435,249
2013-08-19 2013-08-19 4 SDIX SPECIAL DIVERSIFIED OPPORTUNITIES INC.
Common Stock 		P - Purchase 15,635 3,527,356 0.45 0.97 15,166 3,421,535
2013-08-19 2013-08-16 4 SDIX SPECIAL DIVERSIFIED OPPORTUNITIES INC.
Common Stock 		P - Purchase 27,469 446,481 6.56 0.97 26,645 433,087
2013-08-19 2013-08-16 4 SDIX SPECIAL DIVERSIFIED OPPORTUNITIES INC.
Common Stock 		P - Purchase 192,637 3,511,721 5.80 0.97 186,858 3,406,369
2013-08-19 2013-08-15 4 SDIX SPECIAL DIVERSIFIED OPPORTUNITIES INC.
Common Stock 		P - Purchase 1,248 419,012 0.30 0.97 1,211 406,442
2013-08-19 2013-08-15 4 SDIX SPECIAL DIVERSIFIED OPPORTUNITIES INC.
Common Stock 		P - Purchase 8,752 3,319,084 0.26 0.97 8,489 3,219,511
2013-07-31 2013-07-31 4 SDIX SPECIAL DIVERSIFIED OPPORTUNITIES INC.
Common Stock 		P - Purchase 267 417,764 0.06 0.97 259 405,231
2013-07-31 2013-07-31 4 SDIX SPECIAL DIVERSIFIED OPPORTUNITIES INC.
Common Stock 		P - Purchase 1,833 3,310,332 0.06 0.97 1,778 3,211,022
2013-07-31 2013-07-30 4 SDIX SPECIAL DIVERSIFIED OPPORTUNITIES INC.
Common Stock 		P - Purchase 7,911 417,497 1.93 0.98 7,735 408,229
2013-07-31 2013-07-30 4 SDIX SPECIAL DIVERSIFIED OPPORTUNITIES INC.
Common Stock 		P - Purchase 54,089 3,308,499 1.66 0.98 52,888 3,235,050
2013-07-31 2013-07-29 4 SDIX SPECIAL DIVERSIFIED OPPORTUNITIES INC.
Common Stock 		P - Purchase 3,993 409,586 0.98 0.98 3,913 401,394
2013-07-31 2013-07-29 4 SDIX SPECIAL DIVERSIFIED OPPORTUNITIES INC.
Common Stock 		P - Purchase 27,307 3,254,410 0.85 0.98 26,761 3,189,322
2013-07-26 2013-07-26 4 SDIX SPECIAL DIVERSIFIED OPPORTUNITIES INC.
Common Stock 		P - Purchase 11,828 405,593 3.00 0.96 11,387 390,464
2013-07-26 2013-07-26 4 SDIX SPECIAL DIVERSIFIED OPPORTUNITIES INC.
Common Stock 		P - Purchase 11,165 393,765 2.92 0.97 10,830 381,952
2013-07-26 2013-07-26 4 SDIX SPECIAL DIVERSIFIED OPPORTUNITIES INC.
Common Stock 		P - Purchase 80,872 3,227,103 2.57 0.96 77,855 3,106,732
2013-07-26 2013-07-26 4 SDIX SPECIAL DIVERSIFIED OPPORTUNITIES INC.
Common Stock 		P - Purchase 76,335 3,146,231 2.49 0.97 74,045 3,051,844
2013-07-26 2013-07-25 4 SDIX SPECIAL DIVERSIFIED OPPORTUNITIES INC.
Common Stock 		P - Purchase 5,158 382,600 1.37 0.95 4,894 363,011
2013-07-26 2013-07-25 4 SDIX SPECIAL DIVERSIFIED OPPORTUNITIES INC.
Common Stock 		P - Purchase 14,899 377,442 4.11 0.96 14,364 363,892
2013-07-26 2013-07-25 4 SDIX SPECIAL DIVERSIFIED OPPORTUNITIES INC.
Common Stock 		P - Purchase 35,268 3,069,896 1.16 0.95 33,462 2,912,717
2013-07-26 2013-07-25 4 SDIX SPECIAL DIVERSIFIED OPPORTUNITIES INC.
Common Stock 		P - Purchase 101,867 3,034,628 3.47 0.96 98,210 2,925,685
2012-11-02 2012-10-31 4 NAVR NAVARRE CORP /MN/
Common Stock 		P - Purchase 21,215 719,404 3.04 1.65 35,001 1,186,873
2012-11-02 2012-10-31 4 NAVR NAVARRE CORP /MN/
Common Stock 		P - Purchase 1,517 309,610 0.49 1.65 2,503 510,795
2012-11-02 2012-10-31 4 NAVR NAVARRE CORP /MN/
Common Stock 		P - Purchase 11,268 1,929,537 0.59 1.65 18,590 3,183,350
2012-10-25 2012-10-25 4 PXLW PIXELWORKS, INC
Common Stock 		P - Purchase 403 251,128 0.16 2.44 984 612,928
2012-10-25 2012-10-25 4 PXLW PIXELWORKS, INC
Common Stock 		P - Purchase 2,997 1,696,857 0.18 2.44 7,315 4,141,519
2012-10-25 2012-10-24 4 PXLW PIXELWORKS, INC
Common Stock 		P - Purchase 4,937 250,725 2.01 2.46 12,169 617,987
2012-10-25 2012-10-24 4 PXLW PIXELWORKS, INC
Common Stock 		P - Purchase 36,663 1,693,860 2.21 2.46 90,367 4,175,026
2012-10-25 2012-10-24 4 PXLW PIXELWORKS, INC
Common Stock 		P - Purchase 2,967 245,788 1.22 2.45 7,266 601,910
2012-10-25 2012-10-24 4 PXLW PIXELWORKS, INC
Common Stock 		P - Purchase 22,033 1,657,197 1.35 2.45 53,957 4,058,310
2012-10-25 2012-10-23 4 PXLW PIXELWORKS, INC
Common Stock 		P - Purchase 2,552 242,821 1.06 2.36 6,033 574,053
2012-10-25 2012-10-23 4 PXLW PIXELWORKS, INC
Common Stock 		P - Purchase 18,948 1,635,164 1.17 2.36 44,795 3,865,691
2012-10-02 2012-09-28 4 NAVR NAVARRE CORP /MN/
Common Stock 		P - Purchase 3,235 308,093 1.06 1.55 5,001 476,312
2012-10-02 2012-09-28 4 NAVR NAVARRE CORP /MN/
Common Stock 		P - Purchase 24,065 1,918,269 1.27 1.55 37,204 2,965,644
2012-09-28 2012-09-27 4 PXLW PIXELWORKS, INC
Common Stock 		P - Purchase X 8,899 877,546 1.02 3.00 26,661 2,629,040
2012-09-28 2012-09-26 4 PXLW PIXELWORKS, INC
Common Stock 		P - Purchase X 14,101 868,647 1.65 2.82 39,810 2,452,364
2012-08-28 2012-08-27 4 PXLW PIXELWORKS, INC
Common Stock 		P - Purchase 1,700 854,546 0.20 3.13 5,322 2,675,242
2012-08-28 2012-08-27 4 PXLW PIXELWORKS, INC
Common Stock 		P - Purchase 3,846 852,846 0.45 3.14 12,090 2,680,836
2012-08-28 2012-08-27 4 PXLW PIXELWORKS, INC
Common Stock 		P - Purchase 2,400 849,000 0.28 3.15 7,554 2,672,228
2012-08-28 2012-08-24 4 PXLW PIXELWORKS, INC
Common Stock 		P - Purchase 16,900 846,600 2.04 3.10 52,341 2,622,005
2012-07-03 2012-06-29 4 SDIX STRATEGIC DIAGNOSTICS INC/DE/
Common Stock 		P - Purchase 97,666 362,543 36.87 1.18 115,246 427,801
2012-07-03 2012-06-29 4 SDIX STRATEGIC DIAGNOSTICS INC/DE/
Common Stock 		P - Purchase 706,834 2,932,761 31.75 1.18 834,064 3,460,658
2012-05-18 2012-05-16 4 RGDX RESPONSE GENETICS INC
Common Stock 		S - Sale -100,000 181,679 -35.50 1.60 -160,000 290,686
2012-05-17 2012-05-15 4 SDIX STRATEGIC DIAGNOSTICS INC/DE/
Stock Option (right to buy) 		A - Award 10,000 10,000
2012-05-17 2012-05-15 4 SDIX STRATEGIC DIAGNOSTICS INC/DE/
Common Stock 		A - Award 2,500 165,389 1.53
2012-03-09 2012-03-07 4 RGDX RESPONSE GENETICS INC
Common Stock 		S - Sale -100,000 281,679 -26.20 1.95 -195,000 549,274
2012-02-06 3 RGDX RESPONSE GENETICS INC
Common Stock 		3,340,568
2012-01-03 2011-12-29 4 PXLW PIXELWORKS, INC
Common Stock 		P - Purchase 376 240,269 0.16 2.34 879 561,821
2012-01-03 2011-12-29 4 PXLW PIXELWORKS, INC
Common Stock 		P - Purchase 2,524 1,616,216 0.16 2.34 5,902 3,779,198
2011-12-29 2011-12-28 4 PXLW PIXELWORKS, INC
Common Stock 		P - Purchase 713 239,893 0.30 2.30 1,639 551,538
2011-12-29 2011-12-28 4 PXLW PIXELWORKS, INC
Common Stock 		P - Purchase 4,787 1,613,692 0.30 2.30 11,006 3,710,039
2011-12-29 2011-12-28 4 PXLW PIXELWORKS, INC
Common Stock 		P - Purchase 8,461 239,180 3.67 2.35 19,883 562,073
2011-12-29 2011-12-28 4 PXLW PIXELWORKS, INC
Common Stock 		P - Purchase 56,724 1,608,905 3.65 2.35 133,301 3,780,927
2011-12-29 2011-12-27 4 PXLW PIXELWORKS, INC
Common Stock 		P - Purchase 5,200 829,700 0.63 2.35 12,220 1,949,795
2011-12-29 2011-12-27 4 PXLW PIXELWORKS, INC
Common Stock 		P - Purchase 50,000 824,500 6.46 2.37 118,500 1,954,065
2011-12-19 2011-12-16 4 PXLW PIXELWORKS, INC
Common Stock 		P - Purchase 200 774,500 0.03 2.18 436 1,688,410
2011-12-19 2011-12-15 4 PXLW PIXELWORKS, INC
Common Stock 		P - Purchase 51,600 774,300 7.14 2.39 123,262 1,849,648
2011-12-19 2011-12-15 4 PXLW PIXELWORKS, INC
Common Stock 		P - Purchase 108,300 722,700 17.63 2.40 259,508 1,731,734
2011-12-14 2011-12-14 4 PXLW PIXELWORKS, INC
Common Stock 		P - Purchase 68,000 614,400 12.45 2.28 154,788 1,398,559
2011-12-14 2011-12-14 4 PXLW PIXELWORKS, INC
Common Stock 		P - Purchase 50,000 546,400 10.07 2.26 113,250 1,237,596
2011-12-14 2011-12-13 4 PXLW PIXELWORKS, INC
Common Stock 		P - Purchase 85,800 496,400 20.90 2.19 188,168 1,088,655
2011-12-14 2011-12-13 4 PXLW PIXELWORKS, INC
Common Stock 		P - Purchase 200 410,600 0.05 2.20 440 903,320
2011-12-14 2011-12-13 4 PXLW PIXELWORKS, INC
Common Stock 		P - Purchase 100,000 410,400 32.22 2.10 210,000 861,840
2011-12-14 2011-12-12 4 PXLW PIXELWORKS, INC
Common Stock 		P - Purchase 3,200 310,400 1.04 1.95 6,229 604,256
2011-12-14 2011-12-12 4 PXLW PIXELWORKS, INC
Common Stock 		P - Purchase 307,200 307,200 1.90 583,680 583,680
2011-12-14 3 PXLW PIXELWORKS, INC
Common Stock 		1,552,181
2011-12-14 3 PXLW PIXELWORKS, INC
Common Stock 		230,719
2011-12-14 3 PXLW PIXELWORKS, INC
Common Stock 		614,400
2011-12-09 2011-12-07 4 NAVR NAVARRE CORP /MN/
Common Stock 		P - Purchase 1,349 304,858 0.44 1.66 2,239 506,064
2011-12-09 2011-12-07 4 NAVR NAVARRE CORP /MN/
Common Stock 		P - Purchase 9,051 1,894,204 0.48 1.66 15,025 3,144,379
2011-12-06 2011-12-06 4 NAVR NAVARRE CORP /MN/
Common Stock 		P - Purchase 2,907 303,509 0.97 1.65 4,797 500,790
2011-12-06 2011-12-06 4 NAVR NAVARRE CORP /MN/
Common Stock 		P - Purchase 19,493 1,885,153 1.04 1.65 32,163 3,110,502
2011-12-06 2011-12-05 4 NAVR NAVARRE CORP /MN/
Common Stock 		P - Purchase 532 300,602 0.18 1.64 872 492,987
2011-12-06 2011-12-05 4 NAVR NAVARRE CORP /MN/
Common Stock 		P - Purchase 3,568 1,865,660 0.19 1.64 5,852 3,059,682
2011-12-06 2011-12-02 4 NAVR NAVARRE CORP /MN/
Common Stock 		P - Purchase 4,906 300,070 1.66 1.63 7,997 489,114
2011-12-06 2011-12-02 4 NAVR NAVARRE CORP /MN/
Common Stock 		P - Purchase 32,894 1,862,092 1.80 1.63 53,617 3,035,210
2011-11-03 2011-11-03 4 NAVR NAVARRE CORP /MN/
Common Stock 		P - Purchase 3,594 295,164 1.23 1.54 5,535 454,553
2011-11-03 2011-11-03 4 NAVR NAVARRE CORP /MN/
Common Stock 		P - Purchase 24,206 1,829,198 1.34 1.54 37,277 2,816,965
2011-11-03 2011-11-02 4 NAVR NAVARRE CORP /MN/
Common Stock 		P - Purchase 20,750 698,189 3.06 1.55 32,162 1,082,193
2011-11-03 2011-11-02 4 NAVR NAVARRE CORP /MN/
Common Stock 		P - Purchase 1,293 291,570 0.45 1.50 1,940 437,355
2011-11-03 2011-11-02 4 NAVR NAVARRE CORP /MN/
Common Stock 		P - Purchase 48,132 290,277 19.88 1.55 74,605 449,929
2011-11-03 2011-11-02 4 NAVR NAVARRE CORP /MN/
Common Stock 		P - Purchase 8,707 1,804,992 0.48 1.50 13,060 2,707,488
2011-11-03 2011-11-02 4 NAVR NAVARRE CORP /MN/
Common Stock 		P - Purchase 324,118 1,796,285 22.02 1.55 502,383 2,784,242
2011-11-03 2011-11-01 4 NAVR NAVARRE CORP /MN/
Common Stock 		P - Purchase 23,056 677,439 3.52 1.48 34,167 1,003,897
2011-11-03 2011-11-01 4 NAVR NAVARRE CORP /MN/
Common Stock 		P - Purchase 8,241 242,145 3.52 1.48 12,212 358,835
2011-11-03 2011-11-01 4 NAVR NAVARRE CORP /MN/
Common Stock 		P - Purchase 50,103 1,472,167 3.52 1.48 74,248 2,181,604
2011-08-09 2011-08-08 4 NAVR NAVARRE CORP /MN/
Common Stock 		P - Purchase 2,880 233,904 1.25 1.77 5,098 414,010
2011-08-09 2011-08-08 4 NAVR NAVARRE CORP /MN/
Common Stock 		P - Purchase 19,620 1,422,064 1.40 1.77 34,727 2,517,053
2011-08-09 2011-08-05 4 NAVR NAVARRE CORP /MN/
Common Stock 		P - Purchase 4,044 231,024 1.78 1.84 7,441 425,084
2011-08-09 2011-08-05 4 NAVR NAVARRE CORP /MN/
Common Stock 		P - Purchase 27,556 1,402,444 2.00 1.84 50,703 2,580,497
2011-08-04 2011-08-04 4 NAVR NAVARRE CORP /MN/
Common Stock 		P - Purchase 7,500 226,980 3.42 1.90 14,250 431,262
2011-08-04 2011-08-04 4 NAVR NAVARRE CORP /MN/
Common Stock 		P - Purchase 51,100 1,374,888 3.86 1.90 97,090 2,612,287
2011-08-04 2011-08-03 4 NAVR NAVARRE CORP /MN/
Common Stock 		P - Purchase 5,606 219,480 2.62 1.89 10,595 414,817
2011-08-04 2011-08-03 4 NAVR NAVARRE CORP /MN/
Common Stock 		P - Purchase 38,194 1,323,788 2.97 1.89 72,187 2,501,959
2011-08-04 2011-08-02 4 NAVR NAVARRE CORP /MN/
Common Stock 		P - Purchase 5,427 213,874 2.60 1.98 10,745 423,471
2011-08-04 2011-08-02 4 NAVR NAVARRE CORP /MN/
Common Stock 		P - Purchase 36,973 1,285,594 2.96 1.98 73,207 2,545,476
2011-08-01 2011-07-29 4 NAVR NAVARRE CORP /MN/
Common Stock 		P - Purchase 1,202 208,447 0.58 1.91 2,296 398,134
2011-08-01 2011-07-29 4 NAVR NAVARRE CORP /MN/
Common Stock 		P - Purchase 8,198 1,248,621 0.66 1.91 15,658 2,384,866
2011-08-01 2011-07-28 4 NAVR NAVARRE CORP /MN/
Common Stock 		P - Purchase 20,220 207,245 10.81 1.94 39,227 402,055
2011-08-01 2011-07-28 4 NAVR NAVARRE CORP /MN/
Common Stock 		P - Purchase 137,880 1,240,423 12.51 1.94 267,487 2,406,421
2011-07-28 2011-07-27 4 NAVR NAVARRE CORP /MN/
Common Stock 		P - Purchase 6,395 187,025 3.54 1.94 12,406 362,828
2011-07-28 2011-07-27 4 NAVR NAVARRE CORP /MN/
Common Stock 		P - Purchase 43,605 1,102,543 4.12 1.94 84,594 2,138,933
2011-07-28 2011-07-26 4 NAVR NAVARRE CORP /MN/
Common Stock 		P - Purchase 677 180,630 0.38 1.95 1,320 352,228
2011-07-28 2011-07-26 4 NAVR NAVARRE CORP /MN/
Common Stock 		P - Purchase 4,623 1,058,938 0.44 1.95 9,015 2,064,929
2011-07-13 2011-07-12 4 NAVR NAVARRE CORP /MN/
Common Stock 		P - Purchase 7,700 2,062,050 0.37 1.91 14,707 3,938,516
2011-07-13 2011-07-11 4 NAVR NAVARRE CORP /MN/
Common Stock 		P - Purchase 12,000 2,054,350 0.59 1.91 22,920 3,923,808
2011-06-21 2011-06-17 4 NAVR NAVARRE CORP /MN/
Common Stock 		P - Purchase 44,000 654,383 7.21 1.77 77,880 1,158,258
2011-06-21 2011-06-17 4 NAVR NAVARRE CORP /MN/
Common Stock 		P - Purchase 20,374 179,953 12.77 1.79 36,469 322,116
2011-06-21 2011-06-17 4 NAVR NAVARRE CORP /MN/
Common Stock 		P - Purchase 53,000 159,579 49.73 1.77 93,810 282,455
2011-06-21 2011-06-17 4 NAVR NAVARRE CORP /MN/
Common Stock 		P - Purchase 138,926 1,054,315 15.18 1.79 248,678 1,887,224
2011-06-21 2011-06-17 4 NAVR NAVARRE CORP /MN/
Common Stock 		P - Purchase 53,000 915,389 6.15 1.77 93,810 1,620,239
2011-03-02 2011-03-02 4 GLUU GLU MOBILE INC
Common Stock 		S - Sale -4,180 325,820 -1.27 4.25 -17,765 1,384,735
2011-03-02 2011-03-02 4 GLUU GLU MOBILE INC
Common Stock 		S - Sale -97,977 330,000 -22.89 4.34 -425,220 1,432,200
2011-03-02 2011-03-02 4 GLUU GLU MOBILE INC
Common Stock 		S - Sale -33,820 2,636,180 -1.27 4.25 -143,735 11,203,765
2011-03-02 2011-03-02 4 GLUU GLU MOBILE INC
Common Stock 		S - Sale -792,721 2,670,000 -22.89 4.34 -3,440,409 11,587,800
2011-03-02 2011-03-01 4 GLUU GLU MOBILE INC
Common Stock 		S - Sale -69,443 427,977 -13.96 4.36 -302,771 1,865,980
2011-03-02 2011-03-01 4 GLUU GLU MOBILE INC
Common Stock 		S - Sale -561,857 3,462,721 -13.96 4.36 -2,449,697 15,097,464
2011-03-02 2011-02-28 4 GLUU GLU MOBILE INC
Common Stock 		S - Sale -122,781 497,420 -19.80 4.72 -579,526 2,347,822
2011-03-02 2011-02-28 4 GLUU GLU MOBILE INC
Common Stock 		S - Sale -993,419 4,024,578 -19.80 4.72 -4,688,938 18,996,008
2010-11-18 3 NAVR NAVARRE CORP /MN/
Common Stock 		862,389
2010-11-18 3 NAVR NAVARRE CORP /MN/
Common Stock 		106,579
2010-11-18 3 NAVR NAVARRE CORP /MN/
Common Stock 		610,383
2010-11-18 3 NAVR NAVARRE CORP /MN/
Common Stock 		2,042,350
2010-09-07 3 GLUU GLU MOBILE INC
Common Stock 		5,838,198
P
Pembelian sekuritas non-derivatif atau derivatif di pasar terbuka atau secara pribadi.
S
Penjualan terbuka atau penjualan pribadi atas sekuritas non-derivatif atau derivatif.
A
Hibah, penghargaan, atau perolehan sekuritas lainnya dari perusahaan (seperti opsi)
C
Konversi turunan
D
Penjualan atau pengalihan sekuritas kembali ke perusahaan.
F
Pembayaran harga pelaksanaan atau kewajiban pajak menggunakan sebagian sekuritas yang diterima dari perusahaan.
G
Pemberian sekuritas oleh atau kepada orang dalam.
K
Swap ekuitas dan transaksi lindung nilai serupa
M
Pelaksanaan atau konversi sekuritas derivatif yang diterima dari perusahaan (seperti opsi)
V
Transaksi yang dilaporkan secara sukarela pada Formulir 4.
J
Lainnya (disertai dengan catatan kaki yang menjelaskan transaksi tersebut)