| Saham Orang Dalam | 4,893,739 shares |
| Orang Dalam Sejati | 24 |
Skor Sentimen Orang Dalam
Skor Sentimen Orang Dalam mengidentifikasi perusahaan yang dibeli oleh orang dalam korporat.
Ini adalah hasil dari model kuantitatif multifaktor yang canggih yang mengidentifikasi perusahaan dengan tingkat akumulasi internal tertinggi. Model penilaian ini menggunakan kombinasi dari jumlah bersih orang dalam yang membeli dalam 90 hari sebelumnya, total saham yang dibeli sebagai persentase dari jumlah saham yang beredar, dan total saham yang dimiliki oleh orang dalam. Angka tersebut berkisar dari 0 hingga 100, dengan angka yang lebih tinggi menunjukkan tingkat akumulasi yang lebih tinggi dibandingkan dengan perusahaan sejenis, dan 50 adalah rata-rata.
Frekuensi Pembaruan: Setiap Hari
Skor Sentimen Petugas
Skor Sentimen Pejabat menemukan perusahaan yang dibeli oleh Pejabat Korporat.
Menurut definisi, Pejabat Korporasi adalah Orang Dalam Korporasi, tetapi tidak seperti beberapa Orang Dalam lainnya (Pemegang Saham 10% dan Anggota Dewan), Pejabat bekerja untuk perusahaan setiap hari, dan mereka menggunakan uang mereka sendiri saat bertransaksi . (Pemegang Saham 10% dan Anggota Dewan seringkali adalah manajer dana yang mengelola uang orang lain.) Dengan demikian, transaksi orang dalam yang dilakukan oleh Pejabat jauh lebih signifikan dan harus ditangani dengan tepat.
Seperti Skor Sentimen Internal, Skor Sentimen Pejabat adalah hasil dari model kuantitatif multi-faktor yang canggih yang mengidentifikasi perusahaan dengan tingkat akumulasi pejabat tertinggi.
Frekuensi Pembaruan: Setiap Hari
Metrik Utama Orang Dalam
Kartu ini menunjukkan peringkat perusahaan berdasarkan berbagai metrik internal. Peringkat persentil menunjukkan bagaimana perusahaan ini dibandingkan dengan perusahaan lain di pasar AS. Peringkat yang lebih tinggi menunjukkan situasi yang lebih baik.
Sebagai contoh, secara umum diterima bahwa pembelian oleh orang dalam perusahaan adalah indikator positif, sehingga perusahaan dengan lebih banyak pembelian oleh orang dalam akan mendapat peringkat lebih tinggi daripada perusahaan dengan lebih sedikit pembelian oleh orang dalam (atau bahkan penjualan oleh orang dalam).
Jumlah Bersih Pembelian oleh Orang Dalam (Peringkat)
1 ( )
384 out of 11323Jumlah Bersih Pembelian oleh Orang Dalam adalah total jumlah orang dalam yang membeli dikurangi total jumlah orang dalam yang menjual dalam 90 hari terakhir. Peringkat persentil ditunjukkan di sini (kisaran dari 0 hingga 100%).
Persentase Saham yang Dibeli oleh Orang Dalam (Peringkat)
N/A
Persentase Saham yang Dibeli oleh Orang Dalam adalah total jumlah saham yang dibeli oleh orang dalam dikurangi total jumlah saham yang dijual oleh orang dalam dalam 90 hari terakhir, dibagi dengan total jumlah saham yang beredar dan dikalikan dengan 100.
Grafik Perdagangan Orang Dalam
Grafik berikut menunjukkan Great Elm Capital Corp. transaksi orang dalam. Orang dalam adalah pejabat, direktur, atau investor signifikan dalam suatu perusahaan. Secara umum, melakukan transaksi di perusahaan mereka berdasarkan informasi material yang belum dipublikasikan adalah ilegal bagi orang dalam. Ini tidak berarti bahwa mereka dilarang melakukan transaksi apa pun di perusahaan mereka sendiri. Namun, mereka wajib melaporkan semua transaksi kepada SEC melalui Formulir 4.
Daftar Orang Dalam dan Metrik Profitabilitas
Tabel ini menampilkan daftar orang dalam yang diketahui, dan dibuat secara otomatis dari pengajuan yang diungkapkan kepada SEC. Selain nama, jabatan terbaru, dan sebutan direktur, pejabat, atau pemilik 10%, kami memberikan kepemilikan terbaru yang diungkapkan. Selain itu, jika memungkinkan, kami memberikan kinerja perdagangan historis untuk orang dalam tersebut. Kinerja perdagangan historis adalah rata-rata tertimbang dari kinerja transaksi pembelian pasar terbuka aktual yang dilakukan oleh orang dalam tersebut. Untuk informasi lebih lanjut tentang bagaimana ini dihitung, tonton webinar YouTube ini.
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| Orang Dalam | Rata-rata Keuntungan (%) | Saham Dimiliki |
Terbagi Disesuaikan |
|---|---|---|---|
| Mark C Biderman Director - [D] | 10,074 | 6,847 | |
| Richard M Cohen Director - [D] | 18,136 | 18,136 | |
| Eugene I Davis | 0 | ||
| Keri Davis CFO - [O] | 19,392 | 19,392 | |
| Matthew A Drapkin Director - [D] | 75,716 | 75,716 | |
|
Great Elm Capital Group, Inc.
10% Owner -
|
0 | 0 | |
|
Great Elm Group, Inc.
10% Owner -
|
1,438,079 | 1,438,079 | |
|
Great Elm Strategic Partnership I, LLC
10% Owner -
|
1,647,782 | 1,647,782 |
| Orang Dalam | Rata-rata Keuntungan (%) | Saham Dimiliki |
Terbagi Disesuaikan |
|---|---|---|---|
| Randall Revell Horsey Director - [D] | 25,279 | 4,213 | |
| Matthew D Kaplan CEO and President - [O] | 92,789 | 92,789 | |
| Adam M Kleinman CCO and Secretary - [O] | 40,344 | 40,344 | |
| Mark Kuperschmid Director - [D] | 3,000 | 3,000 | |
|
Lenders Funding LLC /California
10% Owner -
|
3,397,436 | 566,239 | |
|
Mast Capital Management, LLC
10% Owner -
|
1,015,508 | 690,207 | |
|
Northern Right Capital Management, L.P.
10% Owner -
|
220,399 | 220,399 | |
| Chad Perry Director - [D] | 1,850 | 1,850 |
| Orang Dalam | Rata-rata Keuntungan (%) | Saham Dimiliki |
Terbagi Disesuaikan |
|---|---|---|---|
| Peter A Reed President and CEO, Director - [D] [O] | 351,636 | 58,606 | |
| John Edward Stuart Director - [D] | 1,034 | 172 | |
| Sell Michael J. See Remarks - [O] | 1,700 | 1,155 | |
| Michael C Speller Director - [D] | 36,559 | 6,093 | |
|
Steinberg David J.
10% Owner -
|
1,015,508 | 690,207 | |
| Robert Wilson | 0 | ||
| John J Woods See Remarks - [O] | 4,000 | 2,719 | |
|
Robert A Zadek
10% Owner -
|
3,397,436 | 566,239 |
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Rekam Jejak Pembelian Orang Dalam - Analisis Keuntungan Jangka Pendek
Pada bagian ini, kami menganalisis profitabilitas setiap pembelian saham oleh orang dalam di pasar terbuka yang tidak direncanakan yang dilakukan di GECC / Great Elm Capital Corp.. Analisis ini membantu memahami apakah orang dalam tersebut secara konsisten menghasilkan pengembalian abnormal, dan layak untuk diikuti. Analisis ini dilakukan selama satu tahun setelah setiap transaksi, dan hasilnya bersifat teoretis .
Tabel berikut menunjukkan pembelian pasar terbuka terbaru yang bukan bagian dari rencana perdagangan otomatis.
Harga yang Disesuaikan adalah harga yang disesuaikan dengan pemisahan saham. Ang Adjusted Shares ay ang jumlah saham yang disesuaikan dengan pemisahan saham (stock split).
Rekam Jejak Penjualan Orang Dalam - Analisis Kerugian Jangka Pendek
Dalam bagian ini, kami menganalisis penghindaran kerugian jangka pendek dari setiap penjualan dalam pasar terbuka yang tidak direncanakan oleh orang dalam yang dilakukan di GECC / Great Elm Capital Corp.. Pola penghindaran kerugian yang konsisten dapat menunjukkan bahwa transaksi penjualan di masa mendatang dapat memprediksi penurunan harga. Analisis ini berlaku untuk satu tahun setelah setiap perdagangan, dan hasilnya bersifat teoretis .
Tabel berikut menunjukkan penjualan pasar terbuka terbaru yang bukan bagian dari rencana perdagangan otomatis.
Harga yang Disesuaikan adalah harga yang disesuaikan dengan pemisahan saham. Ang Adjusted Shares ay ang jumlah saham yang disesuaikan dengan pemisahan saham (stock split).
Riwayat Transaksi
Klik ikon tautan untuk melihat riwayat transaksi lengkap. Transaksi yang dilaporkan sebagai bagian dari rencana perdagangan otomatis 10b5-1 akan memiliki tanda X di kolom yang bertanda 10b-5.
| Berkas Tanggal |
Perdagangan Tanggal |
Formulir | Orang Dalam | Ticker | Judul Keamanan | Kode | Langsung | Latihan Harga |
Satuan Harga |
Unit Diubah |
Nilai Diubah (1 ribu) |
Sisa Pilihan |
Sisa Saham |
|
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 2025-08-27 | 2025-08-26 | 4 | Great Elm Strategic Partnership I, LLC | GECC | Common Stock | D | 11.2000 | -21,472 | -240 | 1,647,782 | ||||
| 2025-08-27 | 2025-08-25 | 4 | Great Elm Strategic Partnership I, LLC | GECC | Common Stock | D | 11.2000 | -25,711 | -288 | 1,669,254 | ||||
| 2025-08-22 | 2025-08-22 | 4 | Great Elm Strategic Partnership I, LLC | GECC | Common Stock | D | 11.2000 | -17,956 | -201 | 1,694,965 | ||||
| 2025-08-22 | 2025-08-21 | 4 | Great Elm Strategic Partnership I, LLC | GECC | Common Stock | D | 11.2000 | -26,705 | -299 | 1,712,921 | ||||
| 2025-08-20 | 2025-08-20 | 4 | Great Elm Strategic Partnership I, LLC | GECC | Common Stock | D | 11.2000 | -7,793 | -87 | 1,739,626 | ||||
| 2025-08-20 | 2025-08-18 | 4 | Great Elm Strategic Partnership I, LLC | GECC | Common Stock | D | 11.2000 | -363 | -4 | 1,747,419 | ||||
| 2025-07-14 | 2025-07-11 | 4 | Great Elm Strategic Partnership I, LLC | GECC | Common Stock | D | 10.9500 | -38,793 | -425 | 1,747,782 | ||||
| 2025-07-10 | 2025-07-10 | 4 | Great Elm Strategic Partnership I, LLC | GECC | Common Stock | D | 10.9500 | -8,661 | -95 | 1,786,575 | ||||
| 2025-07-10 | 2025-07-09 | 4 | Great Elm Strategic Partnership I, LLC | GECC | Common Stock | D | 10.9500 | -3,129 | -34 | 1,795,236 | ||||
| 2025-07-08 | 2025-07-08 | 4 | Great Elm Strategic Partnership I, LLC | GECC | Common Stock | D | 10.9500 | -3,218 | -35 | 1,798,365 | ||||
| 2025-07-08 | 2025-07-07 | 4 | Great Elm Strategic Partnership I, LLC | GECC | Common Stock | D | 10.9500 | -11,852 | -130 | 1,801,583 | ||||
| 2025-07-03 | 2025-07-03 | 4 | Great Elm Strategic Partnership I, LLC | GECC | Common Stock | D | 10.9500 | -11,021 | -121 | 1,813,435 | ||||
| 2025-07-03 | 2025-07-02 | 4 | Great Elm Strategic Partnership I, LLC | GECC | Common Stock | D | 10.9500 | -13,324 | -146 | 1,824,456 | ||||
| 2025-07-03 | 2025-06-13 | 4 | Great Elm Strategic Partnership I, LLC | GECC | Common Stock | D | 11.0000 | -2,714 | -30 | 1,837,780 | ||||
| 2025-07-03 | 2025-06-12 | 4 | Great Elm Strategic Partnership I, LLC | GECC | Common Stock | D | 10.9700 | -7,288 | -80 | 1,840,494 | ||||
| 2025-07-03 | 2025-06-11 | 4 | Great Elm Strategic Partnership I, LLC | GECC | Common Stock | D | 11.2000 | -2,642 | -30 | 1,847,782 | ||||
| 2025-06-13 | 2025-06-13 | 4 | COHEN RICHARD M | GECC | Common Stock | D | 11.0082 | 36 | 0 | 18,136 | ||||
| 2025-06-12 | 2025-06-12 | 4 | COHEN RICHARD M | GECC | Common Stock | D | 10.9500 | 3,100 | 34 | 18,100 | ||||
| 2025-06-12 | 2025-06-11 | 4 | COHEN RICHARD M | GECC | Common Stock | D | 11.1817 | 5,000 | 56 | 15,000 | ||||
| 2025-06-11 | 2025-06-10 | 4 | COHEN RICHARD M | GECC | Common Stock | D | 11.1304 | 3,500 | 39 | 10,000 | ||||
| 2025-06-11 | 2025-06-09 | 4 | COHEN RICHARD M | GECC | Common Stock | D | 11.1212 | 2,500 | 28 | 6,500 | ||||
| 2025-06-11 | 2025-06-09 | 4 | COHEN RICHARD M | GECC | Common Stock | D | 10.8267 | 1,500 | 16 | 4,000 | ||||
| 2025-06-11 | 2025-06-06 | 4 | COHEN RICHARD M | GECC | Common Stock | D | 10.7410 | 1,500 | 16 | 2,500 | ||||
| 2025-06-11 | 2025-06-06 | 4 | COHEN RICHARD M | GECC | Common Stock | D | 10.6381 | 1,000 | 11 | 1,000 | ||||
| 2025-06-05 | 2025-06-04 | 4 | Perry Chad | GECC | Common Stock | D | 10.5800 | 1,850 | 20 | 1,850 | ||||
| 2024-12-23 | 2024-12-23 | 4 | Great Elm Group, Inc. | GECC | Common Stock | D | 10.2200 | -2,643 | -27 | 1,438,079 | ||||
| 2024-09-27 | 2024-09-24 | 4/A | Kleinman Adam M | GECC | Common Stock | D | 2,093 | 40,344 | ||||||
| 2024-09-27 | 2024-09-20 | 4/A | Kleinman Adam M | GECC | Common Stock | D | 6,194 | 38,251 | ||||||
| 2024-09-27 | 2024-09-24 | 4/A | Davis Keri | GECC | Common Stock | D | 213 | 19,392 | ||||||
| 2024-09-27 | 2024-09-20 | 4/A | Davis Keri | GECC | Common Stock | D | 647 | 19,179 | ||||||
| 2024-09-25 | 2024-09-24 | 4/A | Great Elm Group, Inc. | GECC | Common Stock | D | 10.0900 | -9,177 | -93 | 1,440,722 | ||||
| 2024-09-25 | 2024-09-20 | 4/A | Great Elm Group, Inc. | GECC | Common Stock | D | 10.0900 | -25,573 | -258 | 1,431,545 | ||||
| 2024-09-24 | 2024-09-24 | 4 | Great Elm Group, Inc. | GECC | Common Stock | D | 10.0900 | -10,811 | -109 | 1,429,911 | ||||
| 2024-09-24 | 2024-09-24 | 4 | Great Elm Group, Inc. | GECC | Common Stock | D | 10.0900 | -14,977 | -151 | 1,440,722 | ||||
| 2024-09-24 | 2024-09-20 | 4 | Great Elm Group, Inc. | GECC | Common Stock | D | 10.0900 | -30,584 | -309 | 1,455,699 | ||||
| 2024-09-24 | 2024-09-20 | 4 | Great Elm Group, Inc. | GECC | Common Stock | D | 10.0900 | -31,879 | -322 | 1,486,283 | ||||
| 2024-09-24 | 2024-09-24 | 4 | Davis Keri | GECC | Common Stock | D | 781 | 19,313 | ||||||
| 2024-09-24 | 2024-09-20 | 4 | Davis Keri | GECC | Common Stock | D | 3,717 | 18,532 | ||||||
| 2024-09-24 | 2024-09-24 | 4 | Kleinman Adam M | GECC | Common Stock | D | 2,093 | 30,419 | ||||||
| 2024-09-24 | 2024-09-20 | 4 | Kleinman Adam M | GECC | Common Stock | D | 6,194 | 28,326 | ||||||
| 2024-09-24 | 2024-09-20 | 4 | Kaplan Matthew D | GECC | Common Stock | D | 42,121 | 92,789 | ||||||
| 2024-09-17 | 2024-09-16 | 4 | Drapkin Matthew A | GECC | Common Stock | D | 9.9204 | 9,600 | 95 | 75,716 | ||||
| 2024-08-21 | 2024-08-21 | 4 | Drapkin Matthew A | GECC | Common Stock | D | 10.1200 | 1,310 | 13 | 66,116 | ||||
| 2024-08-21 | 2024-08-20 | 4 | Drapkin Matthew A | GECC | Common Stock | D | 10.0100 | 3,189 | 32 | 64,806 | ||||
| 2024-03-04 | 2024-03-04 | 4 | Great Elm Group, Inc. | GECC | Common Stock | D | 10.8200 | -1,239 | -13 | 1,516,932 | ||||
| 2024-02-22 | 2024-02-15 | 4 | Great Elm Group, Inc. | GECC | Common Stock | D | 10.6900 | -2,389 | -26 | 1,518,171 | ||||
| 2024-02-13 | 3 | Great Elm Strategic Partnership I, LLC | GECC | Common Stock | D | 1,850,424 | ||||||||
| 2023-11-21 | 2023-11-21 | 4 | Great Elm Group, Inc. | GECC | Common Stock | D | 10.0500 | 27,000 | 271 | 1,520,560 | ||||
| 2023-10-11 | 2023-10-10 | 4 | Kaplan Matthew D | GECC | Common Stock | D | 38,668 | 50,668 | ||||||
| 2023-09-22 | 2023-09-20 | 4 | Great Elm Group, Inc. | GECC | Common Stock | D | 9.3100 | -26,360 | -245 | 1,506,159 | ||||
| 2023-09-22 | 2023-09-20 | 4 | Davis Keri | GECC | Common Stock | D | 196 | 14,815 | ||||||
| 2023-09-22 | 2023-09-20 | 4 | Davis Keri | GECC | Common Stock | D | 5,585 | 14,619 | ||||||
| 2023-08-16 | 2023-08-15 | 4 | COHEN RICHARD M By Spouse | GECC | Common Stock | I | 9.4749 | 2,612 | 25 | 2,612 | ||||
| 2023-05-23 | 2023-05-19 | 4 | Great Elm Group, Inc. | GECC | Common Stock | D | -37,268 | 1,532,519 | ||||||
| 2023-05-16 | 2023-05-12 | 4 | Kuperschmid Mark | GECC | Common Stock | D | 8.0199 | 2,700 | 22 | 3,000 | ||||
| 2023-05-16 | 2023-05-12 | 4 | Kuperschmid Mark | GECC | Common Stock | D | 8.0100 | 300 | 2 | 300 | ||||
| 2023-05-16 | 2023-05-12 | 4 | Kuperschmid Mark By Benmark Investments LLC | GECC | Common Stock | I | 8.0100 | 2,000 | 16 | 13,972 | ||||
| 2023-03-31 | 2022-09-24 | 4 | Davis Keri | GECC | Common Stock | D | 23 | 9,034 | ||||||
| 2023-03-31 | 2022-09-20 | 4 | Davis Keri | GECC | Common Stock | D | 5,894 | 9,011 | ||||||
| 2023-03-14 | 2023-03-10 | 4 | Kaplan Matthew D | GECC | Common Stock | D | 9.2900 | 1,100 | 10 | 12,000 | ||||
| 2023-03-09 | 2023-03-09 | 4 | Kaplan Matthew D | GECC | Common Stock | D | 9.4100 | 1,679 | 16 | 10,900 | ||||
| 2023-03-09 | 2023-03-08 | 4 | Kaplan Matthew D | GECC | Common Stock | D | 9.4600 | 2,201 | 21 | 9,221 | ||||
| 2023-03-09 | 2023-03-07 | 4 | Kaplan Matthew D | GECC | Common Stock | D | 9.1300 | 5,020 | 46 | 7,020 | ||||
| 2023-01-24 | 2022-12-22 | 4 | Great Elm Group, Inc. | GECC | Common Stock | D | 8.3100 | -1,866 | -16 | 1,569,787 | ||||
| 2023-01-24 | 2022-12-07 | 4 | Great Elm Group, Inc. | GECC | Common Stock | D | 10.0000 | -200,000 | -2,000 | 1,571,653 | ||||
| 2023-01-24 | 2022-09-26 | 4 | Great Elm Group, Inc. | GECC | Common Stock | D | 8.6600 | -10,116 | -88 | 1,771,653 | ||||
| 2023-01-24 | 2022-09-20 | 4 | Great Elm Group, Inc. | GECC | Common Stock | D | 10.1800 | -9,947 | -101 | 1,781,769 | ||||
| 2023-01-24 | 2022-08-30 | 4 | Great Elm Group, Inc. | GECC | Common Stock | D | 12.1900 | -50,000 | -610 | 1,791,716 | ||||
| 2023-01-03 | 2023-01-03 | 4 | Great Elm Group, Inc. Great Elm Opportunities Fund I, LP | GECC | Common Stock | I | -73,176 | 0 | ||||||
| 2023-01-03 | 2022-12-30 | 4 | Great Elm Group, Inc. Forest Investments, Inc. | GECC | Common Stock | I | -372,495 | 0 | ||||||
| 2022-06-27 | 3 | BC Advisors LLC | GECC | Common Stock | I | 220,399 | ||||||||
| 2022-06-27 | 3 | BC Advisors LLC | GECC | Common Stock | I | 369,140 | ||||||||
| 2022-06-27 | 3 | BC Advisors LLC | GECC | Common Stock | I | 208,932 | ||||||||
| 2022-06-17 | 2022-06-15 | 4 | Kuperschmid Mark By Benmark Investments LLC | GECC | Common Stock | I | 12.5000 | 5,986 | 75 | 11,972 | ||||
| 2022-06-17 | 2022-06-15 | 4 | Kleinman Adam M | GECC | Common Stock | D | 12.5000 | 4,000 | 50 | 20,558 | ||||
| 2022-06-17 | 2022-06-15 | 4 | Kaplan Matthew D | GECC | Common Stock | D | 12.5000 | 1,000 | 12 | 2,000 | ||||
| 2022-06-17 | 2022-06-15 | 4 | Great Elm Group, Inc. Forest Investments, Inc. | GECC | Common Stock | I | 12.5000 | 399,990 | 5,000 | 400,100 | ||||
| 2022-06-17 | 2022-06-15 | 4 | Great Elm Group, Inc. Forest Investments, Inc. | GECC | Common Stock | I | 12.5000 | 100 | 1 | 200 | ||||
| 2022-06-17 | 2022-06-15 | 4 | Great Elm Group, Inc. | GECC | Common Stock | D | 12.5000 | 185,889 | 2,324 | 1,814,111 | ||||
| 2022-06-17 | 2022-06-15 | 4 | Great Elm Group, Inc. | GECC | Common Stock | D | 12.5000 | 814,111 | 10,176 | 1,628,222 | ||||
| 2022-06-17 | 2022-06-15 | 4 | Drapkin Matthew A | GECC | Common Stock | I | 12.5000 | 40,000 | 500 | 40,309 | ||||
| 2022-06-17 | 2022-06-15 | 4 | Drapkin Matthew A | GECC | Common Stock | D | 12.5000 | 20,000 | 250 | 21,308 | ||||
| 2022-06-17 | 2022-06-15 | 4 | Drapkin Matthew A | GECC | Common Stock | I | 12.5000 | 320,000 | 4,000 | 369,140 | ||||
| 2022-06-17 | 2022-06-15 | 4 | Drapkin Matthew A | GECC | Common Stock | I | 12.5000 | 160,000 | 2,000 | 208,932 | ||||
| 2022-06-17 | 2022-06-15 | 4 | Drapkin Matthew A | GECC | Common Stock | I | 12.5000 | 84,000 | 1,050 | 220,399 | ||||
| 2022-05-27 | 2022-05-25 | 4 | Drapkin Matthew A | GECC | Common Stock | I | 12.4136 | 4,793 | 59 | 136,399 | ||||
| 2022-05-27 | 2022-05-25 | 4 | Drapkin Matthew A | GECC | Common Stock | I | 12.4136 | 1,597 | 20 | 48,932 | ||||
| 2022-05-27 | 2022-05-25 | 4 | Drapkin Matthew A | GECC | Common Stock | I | 12.4136 | 946 | 12 | 49,140 | ||||
| 2022-05-12 | 2022-05-11 | 4 | Great Elm Group, Inc. | GECC | Common Stock | D | 12.5000 | -100,000 | -1,250 | 814,111 | ||||
| 2022-03-11 | 2022-03-09 | 4 | Drapkin Matthew A | GECC | Common Stock | D | 14.7000 | 1,000 | 15 | 1,617 | ||||
| 2022-03-11 | 2022-03-09 | 4 | Drapkin Matthew A | GECC | Common Stock | I | 14.7000 | 1,000 | 15 | 48,195 | ||||
| 2022-03-11 | 2022-03-09 | 4 | Drapkin Matthew A | GECC | Common Stock | D | 14.7000 | 617 | 9 | 617 | ||||
| 2022-03-11 | 3 | Drapkin Matthew A | GECC | Common Stock | I | 131,606 | ||||||||
| 2022-03-11 | 3 | Drapkin Matthew A | GECC | Common Stock | I | 47,195 | ||||||||
| 2022-03-11 | 3 | Drapkin Matthew A | GECC | Common Stock | I | 47,335 | ||||||||
| 2022-03-10 | 2022-03-08 | 4 | Kaplan Matthew D | GECC | Common Stock | D | 14.0000 | 1,000 | 14 | 1,000 | ||||
| 2021-10-13 | 3 | Zadek Robert A | GECC | Common Stock | D | 3,397,436 | ||||||||
| 2021-09-28 | 2021-09-24 | 4 | Davis Keri | GECC | Common Stock | D | 5,147 | 18,699 | ||||||
| 2021-09-28 | 2021-09-24 | 4 | Reed Peter A | GECC | Common Stock | D | 87,132 | 351,636 | ||||||
| 2021-09-28 | 2021-09-24 | 4 | Kleinman Adam M | GECC | Common Stock | D | 79,411 | 158,907 | ||||||
| 2021-09-28 | 2021-09-24 | 4 | Great Elm Group, Inc. | GECC | Common Stock | D | -220,217 | 5,319,507 | ||||||
| 2021-02-09 | 2021-02-05 | 4 | Great Elm Group, Inc. | GECC | Common Stock | D | -11,254 | 5,539,724 | ||||||
| 2021-02-09 | 2021-02-05 | 4 | Davis Keri | GECC | Common Stock | D | 11,254 | 13,552 | ||||||
| 2021-01-26 | 2021-01-21 | 4 | STUART JOHN EDWARD By Michele G. Stuart | GECC | Common Stock | I | 18 | 1,034 | ||||||
| 2021-01-26 | 2021-01-21 | 4 | STUART JOHN EDWARD By Mary E. Stuart 2011 Grantor Trust | GECC | Common Stock | I | 40 | 2,383 | ||||||
| 2021-01-26 | 2021-01-21 | 4 | STUART JOHN EDWARD By John E. Stuart GST Trust | GECC | Common Stock | I | 97 | 5,073 | ||||||
| 2021-01-26 | 2021-01-21 | 4 | STUART JOHN EDWARD | GECC | Common Stock | D | 330 | 17,202 | ||||||
| 2021-01-26 | 2021-01-21 | 4 | Speller Michael C | GECC | Common Stock | D | 614 | 36,559 | ||||||
| 2021-01-26 | 2021-01-21 | 4 | Kuperschmid Mark By Benmark Investments LLC | GECC | Common Stock | I | 603 | 35,917 | ||||||
| 2021-01-26 | 2021-01-21 | 4 | Horsey Randall Revell | GECC | Common Stock | D | 572 | 25,279 | ||||||
| 2021-01-26 | 2021-01-21 | 4 | Great Elm Group, Inc. Great Elm Opportunities Fund I, LP | GECC | Common Stock | I | 9,913 | 439,063 | ||||||
| 2021-01-26 | 2021-01-21 | 4 | Great Elm Group, Inc. | GECC | Common Stock | D | 125,334 | 5,550,978 | ||||||
| 2021-01-26 | 2021-01-21 | 4 | Reed Peter A | GECC | Common Stock | D | 5,969 | 264,504 | ||||||
| 2021-01-26 | 2021-01-21 | 4 | Kleinman Adam M | GECC | Common Stock | D | 1,795 | 79,496 | ||||||
| 2021-01-26 | 2021-01-21 | 4 | Davis Keri | GECC | Common Stock | D | 52 | 2,298 | ||||||
| 2020-12-31 | 3 | Great Elm Group, Inc. | GECC | Common Stock | I | 429,150 | ||||||||
| 2020-12-31 | 3 | Great Elm Group, Inc. | GECC | Common Stock | D | 5,425,644 | ||||||||
| 2020-12-31 | 2020-12-29 | 4 | Great Elm Capital Group, Inc. See Footnotes | GECC | Common Stock | I | -429,150 | 0 | ||||||
| 2020-12-31 | 2020-12-29 | 4 | Great Elm Capital Group, Inc. | GECC | Common Stock | D | -5,425,644 | 0 | ||||||
| 2020-12-23 | 2020-12-21 | 4 | STUART JOHN EDWARD By Michele G. Stuart | GECC | Common Stock | I | 19 | 1,016 | ||||||
| 2020-12-23 | 2020-12-21 | 4 | STUART JOHN EDWARD By Mary E. Stuart 2011 Grantor Trust | GECC | Common Stock | I | 42 | 2,343 | ||||||
| 2020-12-23 | 2020-12-21 | 4 | STUART JOHN EDWARD By John E. Stuart GST Trust | GECC | Common Stock | I | 96 | 4,976 | ||||||
| 2020-12-23 | 2020-12-21 | 4 | STUART JOHN EDWARD | GECC | Common Stock | D | 324 | 16,872 | ||||||
| 2020-12-23 | 2020-12-21 | 4 | Speller Michael C | GECC | Common Stock | D | 644 | 35,945 | ||||||
| 2020-12-23 | 2020-12-21 | 4 | Kuperschmid Mark By Benmark Investments LLC | GECC | Common Stock | I | 633 | 35,314 | ||||||
| 2020-12-23 | 2020-12-21 | 4 | Horsey Randall Revell | GECC | Common Stock | D | 524 | 24,708 | ||||||
| 2020-12-23 | 2020-12-21 | 4 | Great Elm Capital Group, Inc. Great Elm Opportunities Fund I, LP | GECC | Common Stock | I | 9,089 | 429,150 | ||||||
| 2020-12-23 | 2020-12-21 | 4 | Great Elm Capital Group, Inc. | GECC | Common Stock | D | 97,294 | 5,425,644 | ||||||
| 2020-12-23 | 2020-12-21 | 4 | Reed Peter A | GECC | Common Stock | D | 5,473 | 258,535 | ||||||
| 2020-12-23 | 2020-12-21 | 4 | Kleinman Adam M | GECC | Common Stock | D | 1,646 | 77,701 | ||||||
| 2020-12-23 | 2020-12-21 | 4 | Davis Keri | GECC | Common Stock | D | 48 | 2,246 | ||||||
| 2020-11-24 | 2020-11-20 | 4 | STUART JOHN EDWARD By Michele G. Stuart | GECC | Common Stock | I | 24 | 997 | ||||||
| 2020-11-24 | 2020-11-20 | 4 | STUART JOHN EDWARD By Mary E. Stuart 2011 Grantor Trust | GECC | Common Stock | I | 53 | 2,301 | ||||||
| 2020-11-24 | 2020-11-20 | 4 | STUART JOHN EDWARD By John E. Stuart GST Trust | GECC | Common Stock | I | 128 | 4,880 | ||||||
| 2020-11-24 | 2020-11-20 | 4 | STUART JOHN EDWARD | GECC | Common Stock | D | 432 | 16,548 | ||||||
| 2020-11-24 | 2020-11-20 | 4 | Speller Michael C | GECC | Common Stock | D | 825 | 35,301 | ||||||
| 2020-11-24 | 2020-11-20 | 4 | Kuperschmid Mark By Benmark Investments LLC | GECC | Common Stock | I | 811 | 34,681 | ||||||
| 2020-11-24 | 2020-11-20 | 4 | Horsey Randall Revell | GECC | Common Stock | D | 730 | 24,184 | ||||||
| 2020-11-24 | 2020-11-20 | 4 | Great Elm Capital Group, Inc. Great Elm Opportunities Fund I, LP | GECC | Common Stock | I | 12,652 | 420,061 | ||||||
| 2020-11-24 | 2020-11-20 | 4 | Great Elm Capital Group, Inc. | GECC | Common Stock | D | 160,492 | 5,328,350 | ||||||
| 2020-11-24 | 2020-11-20 | 4 | Reed Peter A | GECC | Common Stock | D | 7,619 | 253,062 | ||||||
| 2020-11-24 | 2020-11-20 | 4 | Davis Keri | GECC | Common Stock | D | 66 | 2,199 | ||||||
| 2020-11-24 | 2020-11-20 | 4 | Kleinman Adam M | GECC | Common Stock | D | 2,291 | 76,056 | ||||||
| 2020-10-23 | 2020-10-21 | 4 | Great Elm Capital Group, Inc. Great Elm Opportunities Fund I, LP | GECC | Common Stock | I | 6,858 | 407,409 | ||||||
| 2020-10-23 | 2020-10-21 | 4 | Great Elm Capital Group, Inc. | GECC | Common Stock | D | 59,089 | 5,167,858 | ||||||
| 2020-10-23 | 2020-10-21 | 4 | STUART JOHN EDWARD By Michele G. Stuart | GECC | Common Stock | I | 20 | 973 | ||||||
| 2020-10-23 | 2020-10-21 | 4 | STUART JOHN EDWARD By Mary E. Stuart 2011 Grantor Trust | GECC | Common Stock | I | 46 | 2,248 | ||||||
| 2020-10-23 | 2020-10-21 | 4 | STUART JOHN EDWARD By John E. Stuart GST Trust | GECC | Common Stock | I | 111 | 4,752 | ||||||
| 2020-10-23 | 2020-10-21 | 4 | STUART JOHN EDWARD | GECC | Common Stock | D | 245 | 16,116 | ||||||
| 2020-10-23 | 2020-10-21 | 4 | Kuperschmid Mark By Benmark Investments LLC | GECC | Common Stock | I | 453 | 33,870 | ||||||
| 2020-10-23 | 2020-10-21 | 4 | Speller Michael C | GECC | Common Stock | D | 363 | 34,476 | ||||||
| 2020-10-23 | 2020-10-21 | 4 | Horsey Randall Revell | GECC | Common Stock | D | 362 | 23,454 | ||||||
| 2020-10-23 | 2020-10-21 | 4 | Reed Peter A | GECC | Common Stock | D | 2,592 | 245,443 | ||||||
| 2020-10-23 | 2020-10-21 | 4 | Davis Keri | GECC | Common Stock | D | 18 | 2,132 | ||||||
| 2020-10-23 | 2020-10-21 | 4 | Kleinman Adam M | GECC | Common Stock | D | 1,011 | 73,765 | ||||||
| 2020-10-01 | 2020-10-01 | 4 | Great Elm Capital Group, Inc. | GECC | Common Stock | D | 2.9500 | 863,337 | 2,547 | 5,108,769 | ||||
| 2020-10-01 | 2020-09-28 | 4 | Great Elm Capital Group, Inc. Great Elm Opportunities Fund I, LP | GECC | Subscription Rights | I | 2.95 | -151,894 | 0 | |||||
| 2020-10-01 | 2020-09-28 | 4 | Great Elm Capital Group, Inc. | GECC | Subscription Rights | D | 2.95 | -2,103,194 | 0 | |||||
| 2020-10-01 | 2020-09-28 | 4 | Great Elm Capital Group, Inc. Great Elm Opportunities Fund I, LP | GECC | Common Stock | I | 2.9500 | 151,894 | 448 | 400,551 | ||||
| 2020-10-01 | 2020-09-28 | 4 | Great Elm Capital Group, Inc. | GECC | Common Stock | D | 2.9500 | 2,103,194 | 6,204 | 4,245,432 | ||||
| 2020-10-01 | 2020-09-21 | 4 | Great Elm Capital Group, Inc. Great Elm Opportunities Fund I, LP | GECC | Common Stock | I | 4,532 | 248,657 | ||||||
| 2020-10-01 | 2020-09-21 | 4 | Great Elm Capital Group, Inc. | GECC | Common Stock | D | 39,044 | 2,142,238 | ||||||
| 2020-10-01 | 2020-08-21 | 4 | Great Elm Capital Group, Inc. Great Elm Opportunities Fund I, LP | GECC | Common Stock | I | 4,337 | 244,125 | ||||||
| 2020-10-01 | 2020-08-21 | 4 | Great Elm Capital Group, Inc. | GECC | Common Stock | D | 31,546 | 2,103,194 | ||||||
| 2020-10-01 | 2020-07-15 | 4 | Great Elm Capital Group, Inc. Great Elm Opportunities Fund I, LP | GECC | Common Stock | I | 4,641 | 239,788 | ||||||
| 2020-10-01 | 2020-07-15 | 4 | Great Elm Capital Group, Inc. | GECC | Common Stock | D | 28,214 | 2,071,648 | ||||||
| 2020-10-01 | 2020-06-15 | 4 | Great Elm Capital Group, Inc. Great Elm Opportunities Fund I, LP | GECC | Common Stock | I | 4,447 | 235,147 | ||||||
| 2020-10-01 | 2020-06-15 | 4 | Great Elm Capital Group, Inc. | GECC | Common Stock | D | 26,939 | 2,043,434 | ||||||
| 2020-10-01 | 2020-05-15 | 4 | Great Elm Capital Group, Inc. Great Elm Opportunities Fund I, LP | GECC | Common Stock | I | 5,700 | 230,700 | ||||||
| 2020-10-01 | 2020-05-15 | 4 | Great Elm Capital Group, Inc. | GECC | Common Stock | D | 49,828 | 2,016,495 | ||||||
| 2020-10-01 | 2020-09-28 | 4 | STUART JOHN EDWARD | GECC | Subscription Rights | D | 2.95 | -5,773 | 0 | |||||
| 2020-10-01 | 2020-09-28 | 4 | STUART JOHN EDWARD | GECC | Common Stock | D | 2.9500 | 5,773 | 17 | 15,871 | ||||
| 2020-10-01 | 2020-09-28 | 4 | Kuperschmid Mark By Benmark Investments LLC | GECC | Subscription Rights | I | 2.95 | -12,000 | 0 | |||||
| 2020-10-01 | 2020-09-28 | 4 | Kuperschmid Mark By Benmark Investments LLC | GECC | Common Stock | I | 2.9500 | 12,000 | 35 | 33,417 | ||||
| 2020-10-01 | 2020-09-28 | 4 | Speller Michael C | GECC | Subscription Rights | D | 2.95 | -16,937 | 0 | |||||
| 2020-10-01 | 2020-09-28 | 4 | Speller Michael C | GECC | Common Stock | D | 2.9500 | 16,937 | 50 | 34,113 | ||||
| 2020-10-01 | 2020-10-01 | 4 | Reed Peter A | GECC | Common Stock | D | 2.9500 | 56,239 | 166 | 242,851 | ||||
| 2020-10-01 | 2020-09-28 | 4 | Reed Peter A | GECC | Subscription Rights | D | 2.95 | -92,448 | 0 | |||||
| 2020-10-01 | 2020-09-28 | 4 | Reed Peter A | GECC | Common Stock | D | 2.9500 | 92,448 | 273 | 186,612 | ||||
| 2020-10-01 | 2020-09-28 | 4 | Horsey Randall Revell | GECC | Subscription Rights | D | 2.95 | -10,000 | 0 | |||||
| 2020-10-01 | 2020-09-28 | 4 | Horsey Randall Revell | GECC | Common Stock | D | 2.9500 | 10,000 | 30 | 23,092 | ||||
| 2020-10-01 | 2020-10-01 | 4 | Davis Keri | GECC | Common Stock | D | 2.9500 | 800 | 2 | 2,114 | ||||
| 2020-10-01 | 2020-09-28 | 4 | Davis Keri | GECC | Subscription Rights | D | 2.95 | -651 | 0 | |||||
| 2020-10-01 | 2020-09-28 | 4 | Davis Keri | GECC | Common Stock | D | 2.9500 | 651 | 2 | 1,314 | ||||
| 2020-10-01 | 2020-09-28 | 4 | Kleinman Adam M | GECC | Subscription Rights | D | 2.95 | -36,042 | 0 | |||||
| 2020-10-01 | 2020-09-28 | 4 | Kleinman Adam M | GECC | Common Stock | D | 2.9500 | 36,042 | 106 | 72,754 | ||||
| 2020-09-23 | 2020-09-21 | 4 | STUART JOHN EDWARD By Michele G. Stuart | GECC | Common Stock | I | 14 | 953 | ||||||
| 2020-09-23 | 2020-09-21 | 4 | STUART JOHN EDWARD By Mary E. Stuart 2011 Grantor Trust | GECC | Common Stock | I | 30 | 2,202 | ||||||
| 2020-09-23 | 2020-09-21 | 4 | STUART JOHN EDWARD By John E. Stuart GST Trust | GECC | Common Stock | I | 72 | 4,641 | ||||||
| 2020-09-23 | 2020-09-21 | 4 | STUART JOHN EDWARD | GECC | Common Stock | D | 160 | 10,098 | ||||||
| 2020-09-23 | 2020-09-21 | 4 | Kuperschmid Mark By Benmark Investments LLC | GECC | Common Stock | I | 298 | 21,417 | ||||||
| 2020-09-23 | 2020-09-21 | 4 | Speller Michael C | GECC | Common Stock | D | 239 | 17,176 | ||||||
| 2020-09-23 | 2020-09-21 | 4 | Horsey Randall Revell | GECC | Common Stock | D | 239 | 13,092 | ||||||
| 2020-09-23 | 2020-09-21 | 4 | Reed Peter A | GECC | Common Stock | D | 1,716 | 94,164 | ||||||
| 2020-09-23 | 2020-09-21 | 4 | Kleinman Adam M | GECC | Common Stock | D | 669 | 36,712 | ||||||
| 2020-09-23 | 2020-09-21 | 4 | Davis Keri | GECC | Common Stock | D | 12 | 663 | ||||||
| 2020-08-25 | 2020-08-21 | 4 | STUART JOHN EDWARD By Michele G. Stuart | GECC | Common Stock | I | 14 | 939 | ||||||
| 2020-08-25 | 2020-08-21 | 4 | STUART JOHN EDWARD By Mary E. Stuart 2011 Grantor Trust | GECC | Common Stock | I | 32 | 2,172 | ||||||
| 2020-08-25 | 2020-08-21 | 4 | STUART JOHN EDWARD By John E. Stuart GST Trust | GECC | Common Stock | I | 74 | 4,569 | ||||||
| 2020-08-25 | 2020-08-21 | 4 | STUART JOHN EDWARD | GECC | Common Stock | D | 161 | 9,938 | ||||||
| 2020-08-25 | 2020-08-21 | 4 | Kuperschmid Mark By Benmark Investments LLC | GECC | Common Stock | I | 316 | 21,119 | ||||||
| 2020-08-25 | 2020-08-21 | 4 | Speller Michael C | GECC | Common Stock | D | 254 | 16,937 | ||||||
| 2020-08-25 | 2020-08-21 | 4 | Horsey Randall Revell | GECC | Common Stock | D | 193 | 12,853 | ||||||
| 2020-08-25 | 2020-08-21 | 4 | Reed Peter A | GECC | Common Stock | D | 1,640 | 92,448 | ||||||
| 2020-08-25 | 2020-08-21 | 4 | Kleinman Adam M | GECC | Common Stock | D | 640 | 36,043 | ||||||
| 2020-08-25 | 2020-08-21 | 4 | Davis Keri | GECC | Common Stock | D | 12 | 651 | ||||||
| 2020-07-23 | 2020-07-15 | 4 | STUART JOHN EDWARD | GECC | Common Stock | D | 41 | 9,777 | ||||||
| 2020-07-17 | 2020-07-15 | 4 | STUART JOHN EDWARD By Michele G. Stuart | GECC | Common Stock | I | 13 | 925 | ||||||
| 2020-07-17 | 2020-07-15 | 4 | STUART JOHN EDWARD By Mary E. Stuart 2011 Grantor Trust | GECC | Common Stock | I | 29 | 2,140 | ||||||
| 2020-07-17 | 2020-07-15 | 4 | STUART JOHN EDWARD By John E. Stuart GST Trust | GECC | Common Stock | I | 72 | 4,495 | ||||||
| 2020-07-17 | 2020-07-15 | 4 | STUART JOHN EDWARD | GECC | Common Stock | D | 119 | 9,736 | ||||||
| 2020-07-17 | 2020-07-15 | 4 | Kuperschmid Mark By Benmark Investments LLC | GECC | Common Stock | I | 283 | 20,803 | ||||||
| 2020-07-17 | 2020-07-15 | 4 | Speller Michael C | GECC | Common Stock | D | 227 | 16,683 | ||||||
| 2020-07-17 | 2020-07-15 | 4 | Horsey Randall Revell | GECC | Common Stock | D | 245 | 12,660 | ||||||
| 2020-07-17 | 2020-07-15 | 4 | Reed Peter A | GECC | Common Stock | D | 1,755 | 90,808 | ||||||
| 2020-07-17 | 2020-07-15 | 4 | Kleinman Adam M | GECC | Common Stock | D | 685 | 35,403 | ||||||
| 2020-07-17 | 2020-07-15 | 4 | Davis Keri | GECC | Common Stock | D | 12 | 639 | ||||||
| 2020-06-17 | 2020-06-15 | 4 | Davis Keri | GECC | Common Stock | D | 12 | 627 | ||||||
| 2020-06-17 | 2020-06-15 | 4 | Reed Peter A | GECC | Common Stock | D | 1,682 | 89,053 | ||||||
| 2020-06-17 | 2020-06-15 | 4 | Kleinman Adam M | GECC | Common Stock | D | 657 | 34,717 | ||||||
| 2020-06-17 | 2020-06-15 | 4 | Horsey Randall Revell | GECC | Common Stock | D | 235 | 12,415 | ||||||
| 2020-06-17 | 2020-06-15 | 4 | STUART JOHN EDWARD By Michele G. Stuart | GECC | Common Stock | I | 12 | 912 | ||||||
| 2020-06-17 | 2020-06-15 | 4 | STUART JOHN EDWARD By Mary E. Stuart 2011 Grantor Trust | GECC | Common Stock | I | 27 | 2,111 | ||||||
| 2020-06-17 | 2020-06-15 | 4 | STUART JOHN EDWARD By John E. Stuart GST Trust | GECC | Common Stock | I | 69 | 4,423 | ||||||
| 2020-06-17 | 2020-06-15 | 4 | STUART JOHN EDWARD | GECC | Common Stock | D | 152 | 9,617 | ||||||
| 2020-06-17 | 2020-06-15 | 4 | Speller Michael C | GECC | Common Stock | D | 216 | 16,456 | ||||||
| 2020-06-17 | 2020-06-15 | 4 | Kuperschmid Mark By Benmark Investments LLC | GECC | Common Stock | I | 270 | 20,520 | ||||||
| 2020-05-19 | 2020-05-15 | 4 | Speller Michael C | GECC | Common Stock | D | 240 | 16,240 | ||||||
| 2020-05-19 | 2020-05-15 | 4 | Kuperschmid Mark By Benmark Investments LLC | GECC | Common Stock | I | 300 | 20,250 | ||||||
| 2020-05-19 | 2020-05-15 | 4 | STUART JOHN EDWARD By Michele G. Stuart | GECC | Common Stock | I | 13 | 900 | ||||||
| 2020-05-19 | 2020-05-15 | 4 | STUART JOHN EDWARD By Mary E. Stuart 2011 Grantor Trust | GECC | Common Stock | I | 30 | 2,084 | ||||||
| 2020-05-19 | 2020-05-15 | 4 | STUART JOHN EDWARD By John E. Stuart GST Trust | GECC | Common Stock | I | 83 | 4,354 | ||||||
| 2020-05-19 | 2020-05-15 | 4 | STUART JOHN EDWARD | GECC | Common Stock | D | 185 | 9,465 | ||||||
| 2020-05-19 | 2020-05-15 | 4 | Horsey Randall Revell | GECC | Common Stock | D | 180 | 12,180 | ||||||
| 2020-05-19 | 2020-05-15 | 4 | Reed Peter A | GECC | Common Stock | D | 2,157 | 87,371 | ||||||
| 2020-05-19 | 2020-05-15 | 4 | Kleinman Adam M | GECC | Common Stock | D | 842 | 34,061 | ||||||
| 2020-05-19 | 2020-05-15 | 4 | Davis Keri | GECC | Common Stock | D | 15 | 615 | ||||||
| 2019-11-21 | 2019-11-20 | 4 | Speller Michael C | GECC | Common Stock | D | 7.8000 | 5,000 | 39 | 16,000 | ||||
| 2019-11-21 | 2019-11-20 | 4 | Davis Keri | GECC | Common Stock | D | 7.9400 | 600 | 5 | 600 | ||||
| 2019-11-21 | 2019-11-20 | 4 | Kleinman Adam M | GECC | Common Stock | D | 7.9000 | 7,500 | 59 | 33,219 | ||||
| 2019-09-03 | 2019-08-30 | 4 | Kleinman Adam M | GECC | Common Stock | D | 8.2500 | 369 | 3 | 25,719 | ||||
| 2019-09-03 | 2019-08-29 | 4 | Kleinman Adam M | GECC | Common Stock | D | 8.1700 | 350 | 3 | 25,350 | ||||
| 2019-08-29 | 2019-08-27 | 4 | Horsey Randall Revell | GECC | Common Stock | D | 8.3200 | 2,000 | 17 | 12,000 | ||||
| 2019-08-28 | 2019-08-26 | 4 | Reed Peter A | GECC | Common Stock | D | 8.2500 | 3,000 | 25 | 85,214 | ||||
| 2019-08-21 | 2019-08-19 | 4 | Reed Peter A | GECC | Common Stock | D | 8.2500 | 2,219 | 18 | 82,214 | ||||
| 2019-06-07 | 2019-06-06 | 4 | Reed Peter A | GECC | Common Stock | D | 8.5000 | 3,143 | 27 | 79,995 | ||||
| 2019-06-07 | 2019-06-05 | 4 | Mast Capital Management, LLC See footnotes | GECC | Common Stock | I | 8.4812 | -55,100 | -467 | 1,015,508 | ||||
| 2019-06-06 | 2019-06-04 | 4 | Kleinman Adam M | GECC | Common Stock | D | 8.5000 | 10,000 | 85 | 25,000 | ||||
| 2019-06-04 | 2019-06-04 | 4 | Mast Capital Management, LLC See footnotes | GECC | Common Stock | I | 8.4744 | -5,700 | -48 | 1,070,608 | ||||
| 2019-06-04 | 2019-06-03 | 4 | Mast Capital Management, LLC See footnotes | GECC | Common Stock | I | 8.4650 | -7,400 | -63 | 1,076,308 | ||||
| 2019-06-04 | 2019-05-31 | 4 | Mast Capital Management, LLC See footnotes | GECC | Common Stock | I | 8.5991 | -58,200 | -500 | 1,083,708 | ||||
| 2019-06-04 | 2019-05-31 | 4 | Reed Peter A | GECC | Common Stock | D | 8.5800 | 2,000 | 17 | 76,852 | ||||
| 2019-05-30 | 2019-05-30 | 4 | Mast Capital Management, LLC See footnotes | GECC | Common Stock | I | 8.8616 | -7,000 | -62 | 1,141,908 | ||||
| 2019-05-30 | 2019-05-29 | 4 | Mast Capital Management, LLC See footnotes | GECC | Common Stock | I | 8.9000 | -5,300 | -47 | 1,148,908 | ||||
| 2019-05-30 | 2019-05-28 | 4 | Mast Capital Management, LLC See footnotes | GECC | Common Stock | I | 8.8812 | -8,800 | -78 | 1,154,208 | ||||
| 2019-05-24 | 2019-05-24 | 4 | Mast Capital Management, LLC See footnotes | GECC | Common Stock | I | 8.8485 | -10,500 | -93 | 1,163,008 | ||||
| 2019-05-24 | 2019-05-23 | 4 | Mast Capital Management, LLC See footnotes | GECC | Common Stock | I | 8.6028 | -258,100 | -2,220 | 1,173,508 | ||||
| 2019-05-24 | 2019-05-22 | 4 | Mast Capital Management, LLC See footnotes | GECC | Common Stock | I | 8.7742 | -5,400 | -47 | 1,431,608 | ||||
| 2019-05-21 | 2019-05-21 | 4 | Mast Capital Management, LLC See footnotes | GECC | Common Stock | I | 8.8485 | -6,900 | -61 | 1,437,008 | ||||
| 2019-05-21 | 2019-05-20 | 4 | Mast Capital Management, LLC See footnotes | GECC | Common Stock | I | 8.8323 | -6,200 | -55 | 1,443,908 | ||||
| 2019-05-21 | 2019-05-17 | 4 | Mast Capital Management, LLC See footnotes | GECC | Common Stock | I | 8.7221 | -5,400 | -47 | 1,450,108 | ||||
| 2019-05-16 | 2019-05-16 | 4 | Mast Capital Management, LLC See footnotes | GECC | Common Stock | I | 8.6943 | -134,700 | -1,171 | 1,455,508 | ||||
| 2019-05-16 | 2019-05-15 | 4 | Mast Capital Management, LLC See footnotes | GECC | Common Stock | I | 8.5580 | -9,400 | -80 | 1,590,208 | ||||
| 2019-05-16 | 2019-05-14 | 4 | Mast Capital Management, LLC See footnotes | GECC | Common Stock | I | 8.5460 | -4,900 | -42 | 1,599,608 | ||||
| 2019-05-13 | 2019-05-13 | 4 | Mast Capital Management, LLC See footnotes | GECC | Common Stock | I | 8.4071 | -5,000 | -42 | 1,604,508 | ||||
| 2019-05-13 | 2019-05-10 | 4 | Mast Capital Management, LLC See footnotes | GECC | Common Stock | I | 8.4327 | -2,100 | -18 | 1,609,508 | ||||
| 2019-05-13 | 2019-05-09 | 4 | Mast Capital Management, LLC See footnotes | GECC | Common Stock | I | 8.3899 | -1,700 | -14 | 1,611,608 | ||||
| 2019-04-29 | 2019-04-25 | 4 | Mast Capital Management, LLC See footnotes | GECC | Common Stock | I | 8.3616 | -13,300 | -111 | 1,613,308 | ||||
| 2019-04-24 | 2019-04-24 | 4 | Mast Capital Management, LLC See footnotes | GECC | Common Stock | I | 8.4107 | -20,500 | -172 | 1,626,608 | ||||
| 2019-04-24 | 2019-04-23 | 4 | Mast Capital Management, LLC See footnotes | GECC | Common Stock | I | 8.3901 | -16,200 | -136 | 1,647,108 | ||||
| 2019-04-24 | 2019-04-22 | 4 | Mast Capital Management, LLC See footnotes | GECC | Common Stock | I | 8.3436 | -11,300 | -94 | 1,663,308 | ||||
| 2019-04-18 | 2019-04-18 | 4 | Mast Capital Management, LLC See footnotes | GECC | Common Stock | I | 8.3581 | -13,000 | -109 | 1,674,608 | ||||
| 2019-04-18 | 2019-04-17 | 4 | Mast Capital Management, LLC See footnotes | GECC | Common Stock | I | 8.3576 | -7,400 | -62 | 1,687,608 | ||||
| 2019-04-18 | 2019-04-16 | 4 | Mast Capital Management, LLC See footnotes | GECC | Common Stock | I | 8.3392 | -16,700 | -139 | 1,695,008 | ||||
| 2019-04-01 | 2019-04-01 | 4 | Mast Capital Management, LLC See footnotes | GECC | Common Stock | I | 8.2016 | -102,900 | -844 | 1,711,708 | ||||
| 2019-04-01 | 2019-03-29 | 4 | Mast Capital Management, LLC See footnotes | GECC | Common Stock | I | 8.2688 | -5,900 | -49 | 1,814,608 | ||||
| 2019-04-01 | 2019-03-28 | 4 | Mast Capital Management, LLC See footnotes | GECC | Common Stock | I | 8.2938 | -6,400 | -53 | 1,820,508 | ||||
| 2019-03-27 | 2019-03-26 | 4 | Mast Capital Management, LLC See footnotes | GECC | Common Stock | I | 8.3540 | -16,000 | -134 | 1,826,908 | ||||
| 2019-03-27 | 2019-03-25 | 4 | Mast Capital Management, LLC See footnotes | GECC | Common Stock | I | 8.2217 | -205,200 | -1,687 | 1,842,908 | ||||
| 2019-03-22 | 2019-03-22 | 4 | Mast Capital Management, LLC See footnotes | GECC | Common Stock | I | 8.2391 | -16,000 | -132 | 2,048,108 | ||||
| 2019-03-22 | 2019-03-21 | 4 | Mast Capital Management, LLC See footnotes | GECC | Common Stock | I | 8.3089 | -4,300 | -36 | 2,064,108 | ||||
| 2019-03-22 | 2019-03-20 | 4 | Mast Capital Management, LLC See footnotes | GECC | Common Stock | I | 8.3168 | -3,700 | -31 | 2,068,408 | ||||
| 2019-03-19 | 2019-03-19 | 4 | Mast Capital Management, LLC See footnotes | GECC | Common Stock | I | 8.2816 | -9,500 | -79 | 2,072,108 | ||||
| 2019-03-19 | 2019-03-18 | 4 | Mast Capital Management, LLC See footnotes | GECC | Common Stock | I | 8.1696 | -4,800 | -39 | 2,081,608 | ||||
| 2019-03-19 | 2019-03-15 | 4 | Mast Capital Management, LLC See footnotes | GECC | Common Stock | I | 8.1532 | -18,009 | -147 | 2,086,408 | ||||
| 2019-03-14 | 2019-03-14 | 4 | Mast Capital Management, LLC See footnotes | GECC | Common Stock | I | 8.0975 | -10,400 | -84 | 2,104,417 | ||||
| 2019-03-14 | 2019-03-13 | 4 | Mast Capital Management, LLC See footnotes | GECC | Common Stock | I | 8.1376 | -35,900 | -292 | 2,114,817 | ||||
| 2019-03-14 | 2019-03-12 | 4 | Mast Capital Management, LLC See footnotes | GECC | Common Stock | I | 8.2087 | -17,700 | -145 | 2,150,717 | ||||
| 2019-03-11 | 2019-03-11 | 4 | Mast Capital Management, LLC See footnotes | GECC | Common Stock | I | 8.1600 | -9,800 | -80 | 2,168,417 | ||||
| 2019-03-11 | 2019-03-08 | 4 | Mast Capital Management, LLC See footnotes | GECC | Common Stock | I | 8.0884 | -8,400 | -68 | 2,178,217 | ||||
| 2019-03-11 | 2019-03-07 | 4 | Mast Capital Management, LLC See footnotes | GECC | Common Stock | I | 8.1693 | -17,600 | -144 | 2,186,617 | ||||
| 2019-03-06 | 2019-03-06 | 4 | Mast Capital Management, LLC See footnotes | GECC | Common Stock | I | 8.2030 | -6,300 | -52 | 2,204,217 | ||||
| 2019-03-06 | 2019-03-05 | 4 | Mast Capital Management, LLC See footnotes | GECC | Common Stock | I | 8.1613 | -14,500 | -118 | 2,210,517 | ||||
| 2019-03-06 | 2019-03-04 | 4 | Mast Capital Management, LLC See footnotes | GECC | Common Stock | I | 8.2904 | -16,700 | -138 | 2,225,017 | ||||
| 2019-03-01 | 2019-03-01 | 4 | Mast Capital Management, LLC See footnotes | GECC | Common Stock | I | 8.4181 | -40,000 | -337 | 2,241,717 | ||||
| 2019-03-01 | 2019-02-28 | 4 | Mast Capital Management, LLC See footnotes | GECC | Common Stock | I | 8.3302 | -11,400 | -95 | 2,281,717 | ||||
| 2019-03-01 | 2019-02-27 | 4 | Mast Capital Management, LLC See footnotes | GECC | Common Stock | I | 8.3794 | -10,000 | -84 | 2,293,117 | ||||
| 2019-02-26 | 2019-02-26 | 4 | Mast Capital Management, LLC See footnotes | GECC | Common Stock | I | 8.5034 | -29,400 | -250 | 2,307,791 | ||||
| 2019-02-26 | 2019-02-25 | 4 | Mast Capital Management, LLC See footnotes | GECC | Common Stock | I | 8.4790 | -32,500 | -276 | 2,337,191 | ||||
| 2019-02-26 | 2019-02-22 | 4 | Mast Capital Management, LLC See footnotes | GECC | Common Stock | I | 8.4493 | -15,700 | -133 | 2,369,691 | ||||
| 2019-02-21 | 2019-02-21 | 4 | Mast Capital Management, LLC See footnotes | GECC | Common Stock | I | 8.3891 | -6,400 | -54 | 2,385,391 | ||||
| 2019-02-21 | 2019-02-20 | 4 | Mast Capital Management, LLC See footnotes | GECC | Common Stock | I | 8.3200 | -11,600 | -97 | 2,391,791 | ||||
| 2019-02-21 | 2019-02-19 | 4 | Mast Capital Management, LLC See footnotes | GECC | Common Stock | I | 8.3200 | -20,900 | -174 | 2,403,391 | ||||
| 2019-02-15 | 2019-02-15 | 4 | Mast Capital Management, LLC See footnotes | GECC | Common Stock | I | 8.3054 | -12,000 | -100 | 2,424,291 | ||||
| 2019-02-15 | 2019-02-14 | 4 | Mast Capital Management, LLC See footnotes | GECC | Common Stock | I | 8.2848 | -16,400 | -136 | 2,436,291 | ||||
| 2019-02-15 | 2019-02-13 | 4 | Mast Capital Management, LLC See footnotes | GECC | Common Stock | I | 8.2648 | -12,000 | -99 | 2,452,691 | ||||
| 2019-02-12 | 2019-02-12 | 4 | Mast Capital Management, LLC See footnotes | GECC | Common Stock | I | 8.1626 | -8,400 | -69 | 2,464,691 | ||||
| 2019-02-12 | 2019-02-11 | 4 | Mast Capital Management, LLC See footnotes | GECC | Common Stock | I | 8.1330 | -5,900 | -48 | 2,473,091 | ||||
| 2019-02-12 | 2019-02-08 | 4 | Mast Capital Management, LLC See footnotes | GECC | Common Stock | I | 8.1475 | -6,000 | -49 | 2,478,991 | ||||
| 2019-02-07 | 2019-02-07 | 4 | Mast Capital Management, LLC See footnotes | GECC | Common Stock | I | 8.1372 | -9,000 | -73 | 2,484,991 | ||||
| 2019-02-07 | 2019-02-06 | 4 | Mast Capital Management, LLC See footnotes | GECC | Common Stock | I | 8.1374 | -14,700 | -120 | 2,493,991 | ||||
| 2019-02-07 | 2019-02-05 | 4 | Mast Capital Management, LLC See footnotes | GECC | Common Stock | I | 8.0759 | -16,100 | -130 | 2,508,691 | ||||
| 2019-02-04 | 2019-02-04 | 4 | Mast Capital Management, LLC See footnotes | GECC | Common Stock | I | 8.0128 | -25,000 | -200 | 2,524,791 | ||||
| 2019-02-04 | 2019-02-01 | 4 | Mast Capital Management, LLC See footnotes | GECC | Common Stock | I | 8.0003 | -5,200 | -42 | 2,549,791 | ||||
| 2019-02-04 | 2019-01-31 | 4 | Mast Capital Management, LLC See footnotes | GECC | Common Stock | I | 8.0053 | -9,000 | -72 | 2,554,991 | ||||
| 2019-01-30 | 2019-01-30 | 4 | Mast Capital Management, LLC See footnotes | GECC | Common Stock | I | 8.0049 | -9,750 | -78 | 2,563,991 | ||||
| 2019-01-30 | 2019-01-29 | 4 | Mast Capital Management, LLC See footnotes | GECC | Common Stock | I | 8.0076 | -7,000 | -56 | 2,573,741 | ||||
| 2019-01-30 | 2019-01-28 | 4 | Mast Capital Management, LLC See footnotes | GECC | Common Stock | I | 7.9882 | -15,100 | -121 | 25,807,417 | ||||
| 2019-01-25 | 2019-01-25 | 4 | Mast Capital Management, LLC See footnotes | GECC | Common Stock | I | 7.9513 | -18,500 | -147 | 2,595,841 | ||||
| 2019-01-25 | 2019-01-24 | 4 | Mast Capital Management, LLC See footnotes | GECC | Common Stock | I | 7.9521 | -4,666 | -37 | 2,614,341 | ||||
| 2019-01-25 | 2019-01-23 | 4 | Mast Capital Management, LLC See footnotes | GECC | Common Stock | I | 7.9510 | -9,533 | -76 | 2,619,007 | ||||
| 2019-01-22 | 2019-01-22 | 4 | Mast Capital Management, LLC See footnotes | GECC | Common Stock | I | 7.9553 | -6,525 | -52 | 2,628,540 | ||||
| 2019-01-22 | 2019-01-18 | 4 | Mast Capital Management, LLC See footnotes | GECC | Common Stock | I | 7.9515 | -4,950 | -39 | 2,635,065 | ||||
| 2019-01-22 | 2019-01-17 | 4 | Mast Capital Management, LLC See footnotes | GECC | Common Stock | I | 7.9500 | -2,950 | -23 | 2,640,015 | ||||
| 2019-01-16 | 2019-01-16 | 4 | Mast Capital Management, LLC See footnotes | GECC | Common Stock | I | 7.9608 | -3,750 | -30 | 2,642,965 | ||||
| 2019-01-16 | 2019-01-15 | 4 | Mast Capital Management, LLC See footnotes | GECC | Common Stock | I | 7.9504 | -1,325 | -11 | 2,646,715 | ||||
| 2019-01-16 | 2019-01-14 | 4 | Mast Capital Management, LLC See footnotes | GECC | Common Stock | I | 7.9500 | -200 | -2 | 2,648,040 | ||||
| 2019-01-11 | 2019-01-11 | 4 | Mast Capital Management, LLC See footnotes | GECC | Common Stock | I | 7.9515 | -2,100 | -17 | 2,648,240 | ||||
| 2019-01-11 | 2019-01-10 | 4 | Mast Capital Management, LLC See footnotes | GECC | Common Stock | I | 7.9559 | -3,700 | -29 | 2,650,340 | ||||
| 2019-01-11 | 2019-01-09 | 4 | Mast Capital Management, LLC See footnotes | GECC | Common Stock | I | 7.9508 | -1,300 | -10 | 2,654,040 | ||||
| 2019-01-08 | 2019-01-08 | 4 | Mast Capital Management, LLC See footnotes | GECC | Common Stock | I | 7.9507 | -1,450 | -12 | 2,655,340 | ||||
| 2019-01-08 | 2019-01-07 | 4 | Mast Capital Management, LLC See footnotes | GECC | Common Stock | I | 7.9559 | -1,690 | -13 | 2,656,790 | ||||
| 2019-01-08 | 2019-01-04 | 4 | Mast Capital Management, LLC See footnotes | GECC | Common Stock | I | 7.9012 | -40,750 | -322 | 2,658,480 | ||||
| 2019-01-04 | 2019-01-03 | 4 | Mast Capital Management, LLC See footnotes | GECC | Common Stock | I | 7.9800 | -475 | -4 | 2,699,230 | ||||
| 2019-01-04 | 2019-01-02 | 4 | Mast Capital Management, LLC See footnotes | GECC | Common Stock | I | 8.0000 | -750 | -6 | 2,699,705 | ||||
| 2019-01-02 | 2018-12-31 | 4 | Mast Capital Management, LLC See footnotes | GECC | Common Stock | I | 8.0000 | -250 | -2 | 2,700,455 | ||||
| 2019-01-02 | 2018-12-28 | 4 | Mast Capital Management, LLC See footnotes | GECC | Common Stock | I | 8.0066 | -1,375 | -11 | 2,700,705 | ||||
| 2018-12-20 | 2018-12-18 | 4 | Reed Peter A | GECC | Common Stock | D | 7.9000 | 2,145 | 17 | 74,852 | ||||
| 2018-12-17 | 2018-12-13 | 4 | Mast Capital Management, LLC See footnotes | GECC | Common Stock | I | 8.1603 | -862 | -7 | 2,702,080 | ||||
| 2018-12-12 | 2018-12-11 | 4 | Mast Capital Management, LLC See footnotes | GECC | Common Stock | I | 8.1909 | -2,000 | -16 | 2,704,774 | ||||
| 2018-12-12 | 2018-12-11 | 4 | Mast Capital Management, LLC See footnotes | GECC | Common Stock | I | 8.1500 | -300 | -2 | 2,706,774 | ||||
| 2018-12-12 | 2018-12-10 | 4 | Mast Capital Management, LLC See footnotes | GECC | Common Stock | I | 8.1539 | -2,800 | -23 | 2,707,074 | ||||
| 2018-12-10 | 2018-12-07 | 4 | Mast Capital Management, LLC See footnotes | GECC | Common Stock | I | 8.2455 | -2,000 | -16 | 2,709,874 | ||||
| 2018-12-04 | 2018-11-29 | 4/A | Kuperschmid Mark By Benmark Investments LLC | GECC | Common Stock | I | 8.3000 | 4,000 | 33 | 12,768 | ||||
| 2018-12-04 | 2018-12-04 | 4 | Kuperschmid Mark By Benmark Investments LLC | GECC | Common Stock | I | 8.3500 | 7,000 | 58 | 19,950 | ||||
| 2018-12-04 | 2018-12-03 | 4 | Kuperschmid Mark By Benmark Investments LLC | GECC | Common Stock | I | 8.3000 | 182 | 2 | 12,950 | ||||
| 2018-12-04 | 2018-11-30 | 4 | Reed Peter A | GECC | Common Stock | D | 8.4000 | 3,000 | 25 | 72,707 | ||||
| 2018-12-04 | 2018-11-30 | 4 | Horsey Randall Revell | GECC | Common Stock | D | 8.3800 | 2,000 | 17 | 10,000 | ||||
| 2018-12-03 | 2018-11-29 | 4 | Kuperschmid Mark By Benmark Investments LLC | GECC | Common Stock | I | 8.3000 | 7,364 | 61 | 16,132 | ||||
| 2018-11-30 | 2018-11-28 | 4 | Horsey Randall Revell | GECC | Common Stock | D | 8.3600 | 4,000 | 33 | 8,000 | ||||
| 2018-11-29 | 2018-11-27 | 4 | Reed Peter A | GECC | Common Stock | D | 8.3900 | 1,832 | 15 | 69,707 | ||||
| 2018-11-27 | 2018-11-26 | 4 | Reed Peter A | GECC | Common Stock | D | 8.2500 | 2,368 | 20 | 67,875 | ||||
| 2018-11-21 | 2018-11-20 | 4 | Speller Michael C | GECC | Common Stock | D | 8.1200 | 6,000 | 49 | 11,000 | ||||
| 2018-11-21 | 2018-11-20 | 4 | Kleinman Adam M | GECC | Common Stock | D | 8.0500 | 6,000 | 48 | 15,000 | ||||
| 2018-11-21 | 2018-11-19 | 4 | Kuperschmid Mark By Benmark Investments LLC | GECC | Common Stock | I | 8.1400 | 1,000 | 8 | 8,768 | ||||
| 2018-11-21 | 2018-11-20 | 4 | Horsey Randall Revell | GECC | Common Stock | D | 8.0800 | 2,000 | 16 | 4,000 | ||||
| 2018-11-21 | 2018-11-19 | 4 | Horsey Randall Revell | GECC | Common Stock | D | 8.1000 | 1,000 | 8 | 2,000 | ||||
| 2018-11-19 | 2018-11-16 | 4 | Kuperschmid Mark By Benmark Investments LLC | GECC | Common Stock | I | 8.0300 | 1,237 | 10 | 7,768 | ||||
| 2018-11-19 | 2018-11-15 | 4 | Kuperschmid Mark By Benmark Investments LLC | GECC | Common Stock | I | 8.0600 | 4,531 | 37 | 6,531 | ||||
| 2018-11-19 | 2018-05-29 | 4 | Kuperschmid Mark By Benmark Investments LLC | GECC | Common Stock | I | 9.3600 | 1,000 | 9 | 2,000 | ||||
| 2018-11-19 | 2018-11-16 | 4 | Horsey Randall Revell | GECC | Common Stock | D | 8.1400 | 1,000 | 8 | 1,000 | ||||
| 2018-11-19 | 2018-11-19 | 4 | Reed Peter A | GECC | Common Stock | D | 8.0500 | 20,000 | 161 | 65,507 | ||||
| 2018-11-19 | 2018-11-15 | 4 | Reed Peter A | GECC | Common Stock | D | 8.1000 | 41,500 | 336 | 45,507 | ||||
| 2018-11-19 | 2018-11-15 | 4 | Kleinman Adam M | GECC | Common Stock | D | 8.0600 | 9,000 | 73 | 9,000 | ||||
| 2018-10-24 | 2018-10-22 | 4 | Mast Capital Management, LLC See footnotes | GECC | Common Stock | I | 7.5500 | -2,276,279 | -17,186 | 2,711,874 | ||||
| 2018-09-14 | 2018-09-12 | 4 | Mast Capital Management, LLC See footnotes | GECC | Common Stock | I | 9.6773 | -45,448 | -440 | 4,988,153 | ||||
| 2018-09-11 | 3 | Great Elm Capital Group, Inc. | GECC | Common Stock | D | 3,933,334 | ||||||||
| 2018-09-11 | 3 | Great Elm Capital Group, Inc. | GECC | Common Stock | D | 3,933,334 | ||||||||
| 2018-09-11 | 3 | Great Elm Capital Group, Inc. | GECC | Common Stock | D | 3,933,334 | ||||||||
| 2018-06-08 | 3 | Woods John J | GECC | Common Stock | D | 4,000 | ||||||||
| 2018-06-08 | 3 | Woods John J | GECC | Common Stock | D | 4,000 | ||||||||
| 2018-06-08 | 3 | Woods John J | GECC | Common Stock | D | 4,000 | ||||||||
| 2018-04-27 | 2018-04-27 | 4 | Mast Capital Management, LLC See footnotes | GECC | Common Stock | I | 9.2358 | -2,000 | -18 | 5,033,601 | ||||
| 2018-04-27 | 2018-04-26 | 4 | Mast Capital Management, LLC See footnotes | GECC | Common Stock | I | 9.2676 | -2,500 | -23 | 5,035,601 | ||||
| 2018-04-27 | 2018-04-25 | 4 | Mast Capital Management, LLC See footnotes | GECC | Common Stock | I | 9.2309 | -2,000 | -18 | 5,038,101 | ||||
| 2018-04-20 | 2018-04-18 | 4 | Mast Capital Management, LLC See footnotes | GECC | Common Stock | I | 9.1979 | -1,900 | -17 | 5,040,101 | ||||
| 2018-04-17 | 2018-04-17 | 4 | Mast Capital Management, LLC See footnotes | GECC | Common Stock | I | 9.1724 | -1,000 | -9 | 5,042,001 | ||||
| 2018-04-17 | 2018-04-13 | 4 | Mast Capital Management, LLC See footnotes | GECC | Common Stock | I | 9.2500 | -500 | -5 | 5,043,001 | ||||
| 2018-04-11 | 2018-04-11 | 4 | Mast Capital Management, LLC See footnotes | GECC | Common Stock | I | 9.2081 | -2,600 | -24 | 5,043,501 | ||||
| 2018-04-11 | 2018-04-10 | 4 | Mast Capital Management, LLC See footnotes | GECC | Common Stock | I | 9.1724 | -4,656 | -43 | 5,046,101 | ||||
| 2018-04-11 | 2018-04-09 | 4 | Mast Capital Management, LLC See footnotes | GECC | Common Stock | I | 9.2500 | -1,000 | -9 | 5,050,757 | ||||
| 2018-04-06 | 2018-04-06 | 4 | Mast Capital Management, LLC See footnotes | GECC | Common Stock | I | 9.2438 | -902 | -8 | 5,051,757 | ||||
| 2018-04-06 | 2018-04-05 | 4 | Mast Capital Management, LLC See footnotes | GECC | Common Stock | I | 9.3510 | -864 | -8 | 5,052,659 | ||||
| 2018-04-06 | 2018-04-04 | 4 | Mast Capital Management, LLC See footnotes | GECC | Common Stock | I | 9.3964 | -940 | -9 | 5,053,523 | ||||
| 2018-04-03 | 2018-04-03 | 4 | Mast Capital Management, LLC See footnotes | GECC | Common Stock | I | 9.3472 | -180 | -2 | 5,054,463 | ||||
| 2018-04-03 | 2018-04-02 | 4 | Mast Capital Management, LLC See footnotes | GECC | Common Stock | I | 9.2368 | -900 | -8 | 5,054,643 | ||||
| 2018-04-03 | 2018-03-29 | 4 | Mast Capital Management, LLC See footnotes | GECC | Common Stock | I | 9.3442 | -698 | -7 | 5,055,543 | ||||
| 2018-03-28 | 2018-03-28 | 4 | Mast Capital Management, LLC See footnotes | GECC | Common Stock | I | 9.2176 | -17,006 | -157 | 5,056,241 | ||||
| 2018-03-28 | 2018-03-27 | 4 | Mast Capital Management, LLC See footnotes | GECC | Common Stock | I | 9.1864 | -1,100 | -10 | 5,073,247 | ||||
| 2018-03-28 | 2018-03-26 | 4 | Mast Capital Management, LLC See footnotes | GECC | Common Stock | I | 9.1680 | -500 | -5 | 5,074,347 | ||||
| 2018-03-23 | 2018-03-23 | 4 | Mast Capital Management, LLC See footnotes | GECC | Common Stock | I | 9.2220 | -500 | -5 | 5,074,847 | ||||
| 2018-03-23 | 2018-03-22 | 4 | Mast Capital Management, LLC See footnotes | GECC | Common Stock | I | 8.9780 | -2,700 | -24 | 5,075,347 | ||||
| 2018-03-23 | 2018-03-21 | 4 | Mast Capital Management, LLC See footnotes | GECC | Common Stock | I | 9.1837 | -3,945 | -36 | 5,078,047 | ||||
| 2017-11-29 | 2017-11-27 | 4 | Reed Peter A | GECC | Common Stock | D | 10.1000 | 200 | 2 | 4,007 | ||||
| 2017-11-21 | 2017-11-17 | 4 | Reed Peter A | GECC | Common Stock | D | 9.8500 | 3,807 | 37 | 3,807 | ||||
| 2017-11-15 | 2017-11-13 | 4 | Speller Michael C | GECC | Common Stock | D | 9.4000 | 5,000 | 47 | 5,000 | ||||
| 2017-11-13 | 2017-11-10 | 4 | Kuperschmid Mark By Benmark Investments LLC | GECC | Common Stock | I | 9.3600 | 1,000 | 9 | 1,000 | ||||
| 2017-11-13 | 2017-11-10 | 4 | Sell Michael J. | GECC | Common Stock | D | 9.4300 | 1,088 | 10 | 1,700 | ||||
| 2017-11-03 | 2017-11-01 | 4 | Mast Capital Management, LLC See footnotes | GECC | Common Stock | I | 10.1250 | -200 | -2 | 5,081,992 | ||||
| 2017-10-31 | 2017-10-30 | 4 | Mast Capital Management, LLC See footnotes | GECC | Common Stock | I | 10.1000 | -200 | -2 | 5,082,192 | ||||
| 2017-10-31 | 2017-10-27 | 4 | Mast Capital Management, LLC See footnotes | GECC | Common Stock | I | 10.2797 | -201 | -2 | 5,082,392 | ||||
| 2017-10-26 | 2017-10-26 | 4 | Mast Capital Management, LLC See footnotes | GECC | Common Stock | I | 10.2150 | -200 | -2 | 5,082,593 | ||||
| 2017-10-26 | 2017-10-25 | 4 | Mast Capital Management, LLC See footnotes | GECC | Common Stock | I | 10.2400 | -200 | -2 | 5,082,793 | ||||
| 2017-10-26 | 2017-10-24 | 4 | Mast Capital Management, LLC See footnotes | GECC | Common Stock | I | 10.2400 | -200 | -2 | 5,082,993 | ||||
| 2017-10-23 | 2017-10-20 | 4 | Mast Capital Management, LLC See footnotes | GECC | Common Stock | I | 10.2542 | -1,569 | -16 | 5,083,193 | ||||
| 2017-10-19 | 2017-10-19 | 4 | Mast Capital Management, LLC See footnotes | GECC | Common Stock | I | 10.1714 | -2,500 | -25 | 5,084,762 | ||||
| 2017-10-19 | 2017-10-18 | 4 | Mast Capital Management, LLC See footnotes | GECC | Common Stock | I | 10.1415 | -16,702 | -169 | 5,087,262 | ||||
| 2017-10-19 | 2017-10-17 | 4 | Mast Capital Management, LLC See footnotes | GECC | Common Stock | I | 10.0904 | -29,954 | -302 | 5,103,964 | ||||
| 2017-10-16 | 2017-10-16 | 4 | Mast Capital Management, LLC See footnotes | GECC | Common Stock | I | 10.1554 | -8,738 | -89 | 5,133,918 | ||||
| 2017-10-16 | 2017-10-13 | 4 | Mast Capital Management, LLC See footnotes | GECC | Common Stock | I | 10.1048 | -28,506 | -288 | 5,142,656 | ||||
| 2017-10-16 | 2017-10-12 | 4 | Mast Capital Management, LLC See footnotes | GECC | Common Stock | I | 10.1165 | -13,300 | -135 | 51,711,623 | ||||
| 2017-10-11 | 2017-10-11 | 4 | Mast Capital Management, LLC See footnotes | GECC | Common Stock | I | 10.1537 | -6,192 | -63 | 5,184,462 | ||||
| 2017-10-11 | 2017-10-10 | 4 | Mast Capital Management, LLC See footnotes | GECC | Common Stock | I | 10.1523 | -5,700 | -58 | 5,190,654 | ||||
| 2017-10-10 | 2017-10-09 | 4 | Mast Capital Management, LLC See footnotes | GECC | Common Stock | I | 10.2099 | -2,500 | -26 | 5,196,354 | ||||
| 2017-10-10 | 2017-10-06 | 4 | Mast Capital Management, LLC See footnotes | GECC | Common Stock | I | 10.3151 | -13,445 | -139 | 5,198,854 | ||||
| 2017-10-10 | 2017-10-05 | 4 | Mast Capital Management, LLC See footnotes | GECC | Common Stock | I | 10.3344 | -13,722 | -142 | 5,212,299 | ||||
| 2017-10-05 | 3 | Kleinman Adam M By Mast Admiral Master Fund L.P. | GECC | Common Stock | I | 8,144 | ||||||||
| 2017-10-05 | 3 | Kleinman Adam M By Mast Admiral Master Fund L.P. | GECC | Common Stock | I | 8,144 | ||||||||
| 2017-10-04 | 2017-10-04 | 4 | Mast Capital Management, LLC See footnotes | GECC | Common Stock | I | 10.3629 | -4,340 | -45 | 5,226,021 | ||||
| 2017-10-04 | 2017-10-03 | 4 | Mast Capital Management, LLC See footnotes | GECC | Common Stock | I | 10.4036 | -7,242 | -75 | 5,230,361 | ||||
| 2017-10-04 | 2017-10-02 | 4 | Mast Capital Management, LLC See footnotes | GECC | Common Stock | I | 10.4331 | -7,023 | -73 | 5,237,603 | ||||
| 2017-10-04 | 2017-09-19 | 4 | Mast Capital Management, LLC See footnotes | GECC | Common Stock | I | 10.6611 | -11,216 | -120 | 5,404,305 | ||||
| 2017-10-04 | 2017-09-18 | 4 | Mast Capital Management, LLC See footnotes | GECC | Common Stock | I | 10.7540 | -25,000 | -269 | 5,415,521 | ||||
| 2017-09-29 | 2017-09-29 | 4 | Mast Capital Management, LLC See footnotes | GECC | Common Stock | I | 10.4691 | -15,000 | -157 | 5,244,626 | ||||
| 2017-09-29 | 2017-09-28 | 4 | Mast Capital Management, LLC See footnotes | GECC | Common Stock | I | 10.4514 | -54,504 | -570 | 5,259,626 | ||||
| 2017-09-29 | 2017-09-27 | 4 | Mast Capital Management, LLC See footnotes | GECC | Common Stock | I | 10.5542 | -13,276 | -140 | 5,314,130 | ||||
| 2017-09-27 | 2017-09-26 | 4 | Mast Capital Management, LLC See footnotes | GECC | Common Stock | I | 10.5541 | -6,432 | -68 | 5,327,406 | ||||
| 2017-09-27 | 2017-09-25 | 4 | Mast Capital Management, LLC See footnotes | GECC | Common Stock | I | 10.6000 | -10,791 | -114 | 5,333,838 | ||||
| 2017-09-22 | 2017-09-21 | 4 | Mast Capital Management, LLC See footnotes | GECC | Common Stock | I | 10.6189 | -42,348 | -450 | 5,344,629 | ||||
| 2017-09-22 | 2017-09-20 | 4 | Mast Capital Management, LLC See footnotes | GECC | Common Stock | I | 10.7307 | -17,328 | -186 | 5,386,977 | ||||
| 2017-09-18 | 2017-09-15 | 4 | Mast Capital Management, LLC See footnotes | GECC | Common Stock | I | 10.7744 | -12,461 | -134 | 5,440,521 | ||||
| 2017-09-18 | 2017-09-14 | 4 | Mast Capital Management, LLC See footnotes | GECC | Common Stock | I | 10.8617 | -300 | -3 | 5,452,982 | ||||
| 2017-09-12 | 2017-09-08 | 4 | Mast Capital Management, LLC See footnotes | GECC | Common Stock | I | 10.9325 | -600 | -7 | 5,453,282 | ||||
| 2017-05-19 | 2017-05-08 | 4 | Mast Capital Management, LLC See footnotes | GECC | Common Stock | I | 11.5000 | -17,030 | -196 | 157,725 | ||||
| 2017-05-19 | 2017-05-08 | 4 | Mast Capital Management, LLC See footnotes | GECC | Common Stock | I | 11.5000 | -302,543 | -3,479 | 2,802,018 | ||||
| 2017-05-19 | 2017-05-08 | 4 | Mast Capital Management, LLC See footnotes | GECC | Common Stock | I | 11.5000 | -162,345 | -1,867 | 2,494,139 | ||||
| 2016-12-09 | 3 | BIDERMAN MARK C | GECC | Common Stock | D | 10,074 | ||||||||
| 2016-12-09 | 3 | BIDERMAN MARK C | GECC | Common Stock | D | 10,074 | ||||||||
| 2016-12-09 | 3 | Reed Peter A | GECC | Common Stock | D | 20,344 | ||||||||
| 2016-12-09 | 3 | Reed Peter A | GECC | Common Stock | D | 20,344 | ||||||||
| 2016-12-09 | 3 | Sell Michael J. | GECC | Common Stock | D | 1,224 | ||||||||
| 2016-12-09 | 3 | Sell Michael J. | GECC | Common Stock | D | 1,224 | ||||||||
| 2016-12-09 | 3 | STUART JOHN EDWARD By Full Circle Investments LLC | GECC | Common Stock | I | 16,598 | ||||||||
| 2016-12-09 | 3 | STUART JOHN EDWARD | GECC | Common Stock | D | 25,825 | ||||||||
| 2016-12-09 | 3 | STUART JOHN EDWARD | GECC | Common Stock | D | 25,825 | ||||||||
| 2016-12-09 | 3 | STUART JOHN EDWARD By Mary E. Stuart 2001 Grantor Trust | GECC | Common Stock | I | 18,599 | ||||||||
| 2016-12-09 | 3 | STUART JOHN EDWARD By John E. Stuart GST Trust | GECC | Common Stock | I | 20,816 | ||||||||
| 2016-12-09 | 3 | STUART JOHN EDWARD By Mary E. Stuart 2001 Grantor Trust | GECC | Common Stock | I | 18,599 | ||||||||
| 2016-12-09 | 3 | STUART JOHN EDWARD By Full Circle Investments LLC | GECC | Common Stock | I | 16,598 | ||||||||
| 2016-12-09 | 3 | STUART JOHN EDWARD By Michele G. Stuart | GECC | Common Stock | I | 17,432 | ||||||||
| 2016-12-09 | 3 | STUART JOHN EDWARD By John E. Stuart GST Trust | GECC | Common Stock | I | 20,816 | ||||||||
| 2016-12-09 | 3 | STUART JOHN EDWARD By Michele G. Stuart | GECC | Common Stock | I | 17,432 | ||||||||
| 2016-11-03 | 3 | Steinberg David J. | GECC | Common Stock, par value $.01 per share | I | 8,592,284 | ||||||||
| 2016-11-03 | 3 | Steinberg David J. | GECC | Common Stock, par value $.01 per share | I | 6,110,555 | ||||||||
| 2016-11-03 | 3 | Steinberg David J. | GECC | Common Stock, par value $.01 per share | I | 9,040,361 | ||||||||
| 2016-11-03 | 3 | Steinberg David J. | GECC | Common Stock, par value $.01 per share | I | 8,592,284 | ||||||||
| 2016-11-03 | 3 | Steinberg David J. | GECC | Common Stock, par value $.01 per share | I | 6,110,555 | ||||||||
| 2016-11-03 | 3 | Steinberg David J. | GECC | Common Stock, par value $.01 per share | I | 9,040,361 | ||||||||
| 2016-11-03 | 3 | Steinberg David J. | GECC | Common Stock, par value $.01 per share | I | 8,592,284 | ||||||||
| 2016-11-03 | 3 | Steinberg David J. | GECC | Common Stock, par value $.01 per share | I | 6,110,555 | ||||||||
| 2016-11-03 | 3 | Steinberg David J. | GECC | Common Stock, par value $.01 per share | I | 9,040,361 |
P
Pembelian sekuritas non-derivatif atau derivatif di pasar terbuka atau secara pribadi.
S
Penjualan terbuka atau penjualan pribadi atas sekuritas non-derivatif atau derivatif.
A
Hibah, penghargaan, atau perolehan sekuritas lainnya dari perusahaan (seperti opsi)
C
Konversi turunan
D
Penjualan atau pengalihan sekuritas kembali ke perusahaan.
F
Pembayaran harga pelaksanaan atau kewajiban pajak menggunakan sebagian sekuritas yang diterima dari perusahaan.
G
Pemberian sekuritas oleh atau kepada orang dalam.
K
Swap ekuitas dan transaksi lindung nilai serupa
M
Pelaksanaan atau konversi sekuritas derivatif yang diterima dari perusahaan (seperti opsi)
V
Transaksi yang dilaporkan secara sukarela pada Formulir 4.
J
Lainnya (disertai dengan catatan kaki yang menjelaskan transaksi tersebut)
