HGEN Insider Trading - Humanigen, Inc.

Saham Orang Dalam

34,952,635 shares

Skor Sentimen Orang Dalam

Skor Sentimen Orang Dalam mengidentifikasi perusahaan yang dibeli oleh orang dalam korporat.

Ini adalah hasil dari model kuantitatif multifaktor yang canggih yang mengidentifikasi perusahaan dengan tingkat akumulasi internal tertinggi. Model penilaian ini menggunakan kombinasi dari jumlah bersih orang dalam yang membeli dalam 90 hari sebelumnya, total saham yang dibeli sebagai persentase dari jumlah saham yang beredar, dan total saham yang dimiliki oleh orang dalam. Angka tersebut berkisar dari 0 hingga 100, dengan angka yang lebih tinggi menunjukkan tingkat akumulasi yang lebih tinggi dibandingkan dengan perusahaan sejenis, dan 50 adalah rata-rata.

Frekuensi Pembaruan: Setiap Hari

Lihat Pilihan Teratas dari Orang Dalam, yang menyediakan daftar perusahaan dengan akumulasi orang dalam tertinggi.

Lihat Saham dengan Peringkat Tertinggi

Skor Sentimen Petugas

Skor Sentimen Pejabat menemukan perusahaan yang dibeli oleh Pejabat Korporat.

Menurut definisi, Pejabat Korporasi adalah Orang Dalam Korporasi, tetapi tidak seperti beberapa Orang Dalam lainnya (Pemegang Saham 10% dan Anggota Dewan), Pejabat bekerja untuk perusahaan setiap hari, dan mereka menggunakan uang mereka sendiri saat bertransaksi . (Pemegang Saham 10% dan Anggota Dewan seringkali adalah manajer dana yang mengelola uang orang lain.) Dengan demikian, transaksi orang dalam yang dilakukan oleh Pejabat jauh lebih signifikan dan harus ditangani dengan tepat.

Seperti Skor Sentimen Internal, Skor Sentimen Pejabat adalah hasil dari model kuantitatif multi-faktor yang canggih yang mengidentifikasi perusahaan dengan tingkat akumulasi pejabat tertinggi.

Frekuensi Pembaruan: Setiap Hari

Lihat Pilihan Teratas dari Orang Dalam, yang menyediakan daftar perusahaan dengan sentimen orang dalam tertinggi.

Lihat Saham dengan Peringkat Tertinggi

Metrik Utama Orang Dalam

Kartu ini menunjukkan peringkat perusahaan berdasarkan berbagai metrik internal. Peringkat persentil menunjukkan bagaimana perusahaan ini dibandingkan dengan perusahaan lain di pasar AS. Peringkat yang lebih tinggi menunjukkan situasi yang lebih baik.

Sebagai contoh, secara umum diterima bahwa pembelian oleh orang dalam perusahaan adalah indikator positif, sehingga perusahaan dengan lebih banyak pembelian oleh orang dalam akan mendapat peringkat lebih tinggi daripada perusahaan dengan lebih sedikit pembelian oleh orang dalam (atau bahkan penjualan oleh orang dalam).

Jumlah Bersih Pembelian oleh Orang Dalam (Peringkat)

N/A

Jumlah Bersih Pembelian oleh Orang Dalam adalah total jumlah orang dalam yang membeli dikurangi total jumlah orang dalam yang menjual dalam 90 hari terakhir. Peringkat persentil ditunjukkan di sini (kisaran dari 0 hingga 100%).

Persentase Saham yang Dibeli oleh Orang Dalam (Peringkat)

N/A

Persentase Saham yang Dibeli oleh Orang Dalam adalah total jumlah saham yang dibeli oleh orang dalam dikurangi total jumlah saham yang dijual oleh orang dalam dalam 90 hari terakhir, dibagi dengan total jumlah saham yang beredar dan dikalikan dengan 100.

Grafik Perdagangan Orang Dalam

Grafik berikut menunjukkan Humanigen, Inc. transaksi orang dalam. Orang dalam adalah pejabat, direktur, atau investor signifikan dalam suatu perusahaan. Secara umum, melakukan transaksi di perusahaan mereka berdasarkan informasi material yang belum dipublikasikan adalah ilegal bagi orang dalam. Ini tidak berarti bahwa mereka dilarang melakukan transaksi apa pun di perusahaan mereka sendiri. Namun, mereka wajib melaporkan semua transaksi kepada SEC melalui Formulir 4.

Daftar Orang Dalam dan Metrik Profitabilitas

Tabel ini menampilkan daftar orang dalam yang diketahui, dan dibuat secara otomatis dari pengajuan yang diungkapkan kepada SEC. Selain nama, jabatan terbaru, dan sebutan direktur, pejabat, atau pemilik 10%, kami memberikan kepemilikan terbaru yang diungkapkan. Selain itu, jika memungkinkan, kami memberikan kinerja perdagangan historis untuk orang dalam tersebut. Kinerja perdagangan historis adalah rata-rata tertimbang dari kinerja transaksi pembelian pasar terbuka aktual yang dilakukan oleh orang dalam tersebut. Untuk informasi lebih lanjut tentang bagaimana ini dihitung, tonton webinar YouTube ini.

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Orang Dalam	Rata-rata Keuntungan (%)	Saham Dimiliki	Terbagi Disesuaikan

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Rekam Jejak Pembelian Orang Dalam - Analisis Keuntungan Jangka Pendek

Pada bagian ini, kami menganalisis profitabilitas setiap pembelian saham oleh orang dalam di pasar terbuka yang tidak direncanakan yang dilakukan di HGEN / Humanigen, Inc.. Analisis ini membantu memahami apakah orang dalam tersebut secara konsisten menghasilkan pengembalian abnormal, dan layak untuk diikuti. Analisis ini dilakukan selama satu tahun setelah setiap transaksi, dan hasilnya bersifat teoretis .

Tabel berikut menunjukkan pembelian pasar terbuka terbaru yang bukan bagian dari rencana perdagangan otomatis.

Tanggal Perdagangan	Orang Dalam	Dilaporkan Saham	Dilaporkan Harga	Disesuaikan Saham	Disesuaikan Harga	Dasar Biaya	Hari-hari menuju Maksimal	Harga di Maksimal	Maksimal Keuntungan ($)	Maksimum Pengembalian (%)
2022-05-20	Chappell Dale	54,549	2.2280	54,549	2.2280	121,535	52	3.0200	43,203	35.55
2022-05-20	Chappell Dale	109,098	2.2280	109,098	2.2280	243,070
2022-05-20	Chappell Dale	381,841	2.2280	381,841	2.2280	850,742
2022-05-19	Chappell Dale	32,381	2.1860	32,381	2.1860	70,785
2022-05-19	Chappell Dale	64,762	2.1860	64,762	2.1860	141,570
2022-05-19	Chappell Dale	226,665	2.1860	226,665	2.1860	495,490
2022-05-18	Chappell Dale	17,370	1.9620	17,370	1.9620	34,080
2022-05-18	Chappell Dale	34,740	1.9620	34,740	1.9620	68,160
2022-05-18	Chappell Dale	121,590	1.9620	121,590	1.9620	238,560

Harga yang Disesuaikan adalah harga yang disesuaikan dengan pemisahan saham. Ang Adjusted Shares ay ang jumlah saham yang disesuaikan dengan pemisahan saham (stock split).

Rekam Jejak Penjualan Orang Dalam - Analisis Kerugian Jangka Pendek

Dalam bagian ini, kami menganalisis penghindaran kerugian jangka pendek dari setiap penjualan dalam pasar terbuka yang tidak direncanakan oleh orang dalam yang dilakukan di HGEN / Humanigen, Inc.. Pola penghindaran kerugian yang konsisten dapat menunjukkan bahwa transaksi penjualan di masa mendatang dapat memprediksi penurunan harga. Analisis ini berlaku untuk satu tahun setelah setiap perdagangan, dan hasilnya bersifat teoretis .

Tabel berikut menunjukkan penjualan pasar terbuka terbaru yang bukan bagian dari rencana perdagangan otomatis.

Tanggal Perdagangan	Orang Dalam	Dilaporkan Saham	Dilaporkan Harga	Disesuaikan Saham	Disesuaikan Harga	Dasar Biaya	Hari-hari menuju Menit
2023-10-18	Chappell Dale	34,253	0.0110	34,253	0.0110	377	731
2023-10-18	Chappell Dale	75,887	0.0110	75,887	0.0110	835
2023-10-18	Chappell Dale	276,210	0.0110	276,210	0.0110	3,038
2021-06-18	Chappell Dale	30,186	18.4992	30,186	18.4992	558,417
2021-06-18	Chappell Dale	80,496	18.4992	80,496	18.4992	1,489,112
2021-06-18	Chappell Dale	291,798	18.4992	291,798	18.4992	5,398,030
2021-06-17	Chappell Dale	13,607	19.1731	13,607	19.1731	260,888
2021-06-17	Chappell Dale	36,284	19.1731	36,284	19.1731	695,677
2021-06-17	Chappell Dale	131,532	19.1731	131,532	19.1731	2,521,876

Harga yang Disesuaikan adalah harga yang disesuaikan dengan pemisahan saham. Ang Adjusted Shares ay ang jumlah saham yang disesuaikan dengan pemisahan saham (stock split).

Riwayat Transaksi

Klik ikon tautan untuk melihat riwayat transaksi lengkap. Transaksi yang dilaporkan sebagai bagian dari rencana perdagangan otomatis 10b5-1 akan memiliki tanda X di kolom yang bertanda 10b-5.

Berkas Tanggal	Perdagangan Tanggal	Formulir	Orang Dalam	Ticker	Judul Keamanan	Kode	Langsung	Latihan Harga	Satuan Harga	Unit Diubah	Nilai Diubah (1 ribu)	Sisa Pilihan	Sisa Saham
2023-10-20	2023-10-18	4	Chappell Dale By Cheval Holdings, Ltd.	HGEN	Common Stock, $0.001 par value	S - Sale	I		0.0110	-276,210	-3		8,398,871
2023-10-20	2023-10-18	4	Chappell Dale By Black Horse Capital Master Fund Ltd.	HGEN	Common Stock, $0.001 par value	S - Sale	I		0.0110	-75,887	-1		2,307,530
2023-10-20	2023-10-18	4	Chappell Dale By Black Horse Capital LP	HGEN	Common Stock, $0.001 par value	S - Sale	I		0.0110	-34,253	-0		1,041,536
2022-05-20	2022-05-20	4	Chappell Dale By Cheval Holdings, Ltd.	HGEN	Common Stock, $0.001 par value	P - Purchase	I		2.2280	381,841	851		8,675,081
2022-05-20	2022-05-20	4	Chappell Dale By Black Horse Capital Master Fund Ltd.	HGEN	Common Stock, $0.001 par value	P - Purchase	I		2.2280	109,098	243		2,383,417
2022-05-20	2022-05-20	4	Chappell Dale By Black Horse Capital LP	HGEN	Common Stock, $0.001 par value	P - Purchase	I		2.2280	54,549	122		1,075,789
2022-05-20	2022-05-19	4	Chappell Dale By Cheval Holdings, Ltd.	HGEN	Common Stock, $0.001 par value	P - Purchase	I		2.1860	226,665	495		8,293,240
2022-05-20	2022-05-19	4	Chappell Dale By Black Horse Capital Master Fund Ltd.	HGEN	Common Stock, $0.001 par value	P - Purchase	I		2.1860	64,762	142		2,274,319
2022-05-20	2022-05-19	4	Chappell Dale By Black Horse Capital LP	HGEN	Common Stock, $0.001 par value	P - Purchase	I		2.1860	32,381	71		1,021,240
2022-05-20	2022-05-18	4	Chappell Dale By Cheval Holdings, Ltd.	HGEN	Common Stock, $0.001 par value	P - Purchase	I		1.9620	121,590	239		8,066,575
2022-05-20	2022-05-18	4	Chappell Dale By Black Horse Capital Master Fund Ltd.	HGEN	Common Stock, $0.001 par value	P - Purchase	I		1.9620	34,740	68		2,209,557
2022-05-20	2022-05-18	4	Chappell Dale By Black Horse Capital LP	HGEN	Common Stock, $0.001 par value	P - Purchase	I		1.9620	17,370	34		988,859
2022-03-15	2022-03-11	4	Chappell Dale By Cheval Holdings, Ltd.	HGEN	Common Stock, $0.001 par value	P - Purchase	I		3.0000	700,000	2,100		7,944,985
2022-03-15	2022-03-11	4	Chappell Dale By Black Horse Capital Master Fund Ltd.	HGEN	Common Stock, $0.001 par value	P - Purchase	I		3.0000	200,000	600		2,174,817
2022-03-15	2022-03-11	4	Chappell Dale By Black Horse Capital LP	HGEN	Common Stock, $0.001 par value	P - Purchase	I		3.0000	100,000	300		971,489
2022-03-14	2022-03-09	4	Kilcoyne Adrian	HGEN	Common Stock	P - Purchase	D		2.7800	5,000	14		12,000
2022-03-14	2022-03-08	4	Kilcoyne Adrian	HGEN	Common Stock	P - Purchase	D		2.5300	7,000	18		7,000
2022-03-10	2022-03-10	4	Chappell Dale By Cheval Holdings, Ltd.	HGEN	Call Option (Right to Buy)	P - Purchase	I	5.00	0.7500	550	0	2,866
2022-03-10	2022-03-10	4	Chappell Dale By Black Horse Capital Master Fund Ltd.	HGEN	Call Option (Right to Buy)	P - Purchase	I	5.00	0.7500	157	0	818
2022-03-10	2022-03-10	4	Chappell Dale By Black Horse Capital LP	HGEN	Call Option (Right to Buy)	P - Purchase	I	5.00	0.7500	79	0	410
2022-03-10	2022-03-09	4	Chappell Dale By Cheval Holdings, Ltd.	HGEN	Call Option (Right to Buy)	P - Purchase	I	5.00	0.7870	1,026	1	2,316
2022-03-10	2022-03-09	4	Chappell Dale By Cheval Holdings, Ltd.	HGEN	Call Option (Right to Buy)	P - Purchase	I	2.50	1.2000	36	0	7,393
2022-03-10	2022-03-09	4	Chappell Dale By Black Horse Capital Master Fund Ltd.	HGEN	Call Option (Right to Buy)	P - Purchase	I	5.00	0.7870	293	0	661
2022-03-10	2022-03-09	4	Chappell Dale By Black Horse Capital Master Fund Ltd.	HGEN	Call Option (Right to Buy)	P - Purchase	I	2.50	1.2000	10	0	2,111
2022-03-10	2022-03-09	4	Chappell Dale By Black Horse Capital LP	HGEN	Call Option (Right to Buy)	P - Purchase	I	5.00	0.7870	147	0	331
2022-03-10	2022-03-09	4	Chappell Dale By Black Horse Capital LP	HGEN	Call Option (Right to Buy)	P - Purchase	I	2.50	1.2000	5	0	1,055
2022-03-10	2022-03-08	4	Chappell Dale By Cheval Holdings, Ltd.	HGEN	Call Option (Right to Buy)	P - Purchase	I	2.50	1.2000	1,668	2	7,357
2022-03-10	2022-03-08	4	Chappell Dale By Black Horse Capital Master Fund Ltd.	HGEN	Call Option (Right to Buy)	P - Purchase	I	2.50	1.2000	476	1	2,101
2022-03-10	2022-03-08	4	Chappell Dale By Black Horse Capital LP	HGEN	Call Option (Right to Buy)	P - Purchase	I	2.50	1.2000	238	0	1,050
2022-03-04	2022-03-04	4	Chappell Dale By Cheval Holdings, Ltd.	HGEN	Call Option (Right to Buy)	P - Purchase	I	2.50	0.8972	891	1	5,689
2022-03-04	2022-03-04	4	Chappell Dale By Black Horse Capital Master Fund Ltd.	HGEN	Call Option (Right to Buy)	P - Purchase	I	2.50	0.8972	255	0	1,625
2022-03-04	2022-03-04	4	Chappell Dale By Black Horse Capital LP	HGEN	Call Option (Right to Buy)	P - Purchase	I	2.50	0.8972	127	0	812
2022-03-04	2022-03-03	4	Chappell Dale By Cheval Holdings, Ltd.	HGEN	Call Option (Right to Buy)	P - Purchase	I	5.00	0.3500	1,213	0	1,290
2022-03-04	2022-03-03	4	Chappell Dale By Cheval Holdings, Ltd.	HGEN	Call Option (Right to Buy)	P - Purchase	I	2.50	0.7000	36	0	4,798
2022-03-04	2022-03-03	4	Chappell Dale By Black Horse Capital Master Fund Ltd.	HGEN	Call Option (Right to Buy)	P - Purchase	I	5.00	0.3500	346	0	368
2022-03-04	2022-03-03	4	Chappell Dale By Black Horse Capital Master Fund Ltd.	HGEN	Call Option (Right to Buy)	P - Purchase	I	2.50	0.7000	10	0	1,370
2022-03-04	2022-03-03	4	Chappell Dale By Black Horse Capital LP	HGEN	Call Option (Right to Buy)	P - Purchase	I	5.00	0.3500	173	0	184
2022-03-04	2022-03-03	4	Chappell Dale By Black Horse Capital LP	HGEN	Call Option (Right to Buy)	P - Purchase	I	2.50	0.7000	5	0	685
2022-03-04	2022-03-02	4	Chappell Dale By Cheval Holdings, Ltd.	HGEN	Call Option (Right to Buy)	P - Purchase	I	5.00	0.3255	77	0	77
2022-03-04	2022-03-02	4	Chappell Dale By Cheval Holdings, Ltd.	HGEN	Call Option (Right to Buy)	P - Purchase	I	2.50	0.5960	4,762	3	4,762
2022-03-04	2022-03-02	4	Chappell Dale By Black Horse Capital Master Fund Ltd.	HGEN	Call Option (Right to Buy)	P - Purchase	I	5.00	0.3255	22	0	22
2022-03-04	2022-03-02	4	Chappell Dale By Black Horse Capital Master Fund Ltd.	HGEN	Call Option (Right to Buy)	P - Purchase	I	2.50	0.5960	1,360	1	1,360
2022-03-04	2022-03-02	4	Chappell Dale By Black Horse Capital LP	HGEN	Call Option (Right to Buy)	P - Purchase	I	5.00	0.3255	11	0	11
2022-03-04	2022-03-02	4	Chappell Dale By Black Horse Capital LP	HGEN	Call Option (Right to Buy)	P - Purchase	I	2.50	0.5960	680	0	680
2022-03-04	2022-03-02	4	Durrant Cameron By Cameron Durrant Revocable Trust	HGEN	Common Stock	P - Purchase	I		2.3400	40,000	94		70,000
2022-03-04	2022-03-02	4	Jordan Edward P.	HGEN	Common Stock	P - Purchase	D		2.3200	12,500	29		12,500
2022-01-14	2022-01-12	4	MORRIS TIMOTHY E	HGEN	Stock Option (Right to Buy)	A - Award	D	2.99		59,841		59,841
2022-01-14	2022-01-12	4	Kilcoyne Adrian	HGEN	Stock Option (Right to Buy)	A - Award	D	2.99		38,411		38,411
2022-01-14	2022-01-12	4	Chappell Dale	HGEN	Stock Option (Right to Buy)	A - Award	D	2.99		36,550		36,550
2022-01-14	2022-01-12	4	Jordan Edward P.	HGEN	Stock Option (Right to Buy)	A - Award	D	2.99		43,763		43,763
2022-01-14	2022-01-12	4	Durrant Cameron	HGEN	Stock Option (Right to Buy)	A - Award	D	2.99		84,385		84,385
2022-01-04	2021-12-31	4	Kilcoyne Adrian	HGEN	Stock Option (Right to Buy)	A - Award	D	3.72		34,500		34,500
2022-01-04	2021-12-31	4	BARLIANT RONALD	HGEN	Stock Option (Right to Buy)	A - Award	D	3.72	2.8400	4,163	12	4,163
2022-01-04	2021-12-31	4	Chappell Dale	HGEN	Stock Option (Right to Buy)	A - Award	D	3.72		44,600		44,600
2022-01-04	2021-12-31	4	Buxton Cheryl	HGEN	Stock Option (Right to Buy)	A - Award	D	3.72	2.8400	5,523	16	5,523
2022-01-04	2021-12-31	4	Boehm Rainer J.	HGEN	Stock Option (Right to Buy)	A - Award	D	3.72	2.8400	5,117	15	5,117
2022-01-04	2021-12-31	4	Jordan Edward P.	HGEN	Stock Option (Right to Buy)	A - Award	D	3.72		29,400		29,400
2022-01-04	2021-12-31	4	Durrant Cameron	HGEN	Stock Option (Right to Buy)	A - Award	D	3.72		76,000		76,000
2022-01-04	2021-12-31	4	MORRIS TIMOTHY E	HGEN	Stock Option (Right to Buy)	A - Award	D	3.72		51,000		51,000
2022-01-04	2021-12-31	4	Hohneker John	HGEN	Stock Option (Right to Buy)	A - Award	D	3.72	2.8400	3,538	10	3,538
2022-01-04	2021-12-31	4	Xie Yili Kevin	HGEN	Stock Option (Right to Buy)	A - Award	D	3.72	2.8400	4,674	13	4,674
2021-11-26	2021-11-23	4	Durrant Cameron	HGEN	Stock Option (Right to Buy)	D - Sale to Issuer	D	5.93	4.5300	-17,660	-80	0
2021-11-26	2021-11-23	4	Kilcoyne Adrian	HGEN	Stock Option (Right to Buy)	D - Sale to Issuer	D	5.93	4.5300	-5,863	-27	0
2021-11-26	2021-11-23	4	Jordan Edward P.	HGEN	Stock Option (Right to Buy)	D - Sale to Issuer	D	5.93	4.5300	-4,966	-22	0
2021-10-20	2021-10-19	4	Xie Yili Kevin	HGEN	Stock Option (Right to Buy)	A - Award	D	6.56		42,866		42,866
2021-10-20	2021-10-19	4	Hohneker John	HGEN	Stock Option (Right to Buy)	A - Award	D	6.56		42,866		42,866
2021-10-04	2021-09-30	4	Jordan Edward P.	HGEN	Stock Option (Right to Buy)	A - Award	D	5.93		4,966		4,966
2021-10-04	2021-09-30	4	Durrant Cameron	HGEN	Stock Option (Right to Buy)	A - Award	D	5.93		17,660		17,660
2021-10-04	2021-09-30	4	Chappell Dale	HGEN	Stock Option (Right to Buy)	A - Award	D	5.93		22,626		22,626
2021-10-04	2021-09-30	4	Kilcoyne Adrian	HGEN	Stock Option (Right to Buy)	A - Award	D	5.93		5,863		5,863
2021-08-27	2020-10-16	5	NOMIS BAY LTD.	HGEN	Call Option (Obligation to sell)	E - Other	D	20.00		-80		6,532,433
2021-08-27	2020-10-13	5	NOMIS BAY LTD.	HGEN	Call Option (Obligation to sell)	S - Sale	D	20.00	0.0938	-80	-0	6,532,433
2021-08-13	2021-08-12	4	Chappell Dale By Cheval Holdings, Ltd.	HGEN	Common Stock, $0.001 par value	S - Sale	I		17.1598	-41,725	-716		7,266,296
2021-08-13	2021-08-12	4	Chappell Dale By Black Horse Capital Master Fund Ltd.	HGEN	Common Stock, $0.001 par value	S - Sale	I		17.1598	-11,510	-198		1,980,696
2021-08-13	2021-08-12	4	Chappell Dale By Black Horse Capital LP	HGEN	Common Stock, $0.001 par value	S - Sale	I		17.1598	-4,316	-74		873,693
2021-08-13	2021-08-11	4	Chappell Dale By Cheval Holdings, Ltd.	HGEN	Common Stock, $0.001 par value	S - Sale	I		17.0743	-79,494	-1,357		7,308,021
2021-08-13	2021-08-11	4	Chappell Dale By Black Horse Capital Master Fund Ltd.	HGEN	Common Stock, $0.001 par value	S - Sale	I		17.0743	-21,929	-374		1,992,206
2021-08-13	2021-08-11	4	Chappell Dale By Black Horse Capital LP	HGEN	Common Stock, $0.001 par value	S - Sale	I		17.0743	-8,224	-140		878,009
2021-07-30	2021-07-29	4	Chappell Dale By Cheval Holdings, Ltd.	HGEN	Common Stock, $0.001 par value	S - Sale	I		17.0342	-21,311	-363		7,366,204
2021-07-30	2021-07-29	4	Chappell Dale By Black Horse Capital Master Fund Ltd.	HGEN	Common Stock, $0.001 par value	S - Sale	I		17.0342	-5,879	-100		2,008,256
2021-07-30	2021-07-29	4	Chappell Dale By Black Horse Capital LP	HGEN	Common Stock, $0.001 par value	S - Sale	I		17.0342	-2,204	-38		884,029
2021-07-30	2021-07-28	4	Chappell Dale By Cheval Holdings, Ltd.	HGEN	Common Stock, $0.001 par value	S - Sale	I		17.0411	-7,027	-120		7,387,515
2021-07-30	2021-07-28	4	Chappell Dale By Black Horse Capital Master Fund Ltd.	HGEN	Common Stock, $0.001 par value	S - Sale	I		17.0411	-1,938	-33		2,014,135
2021-07-30	2021-07-28	4	Chappell Dale By Black Horse Capital LP	HGEN	Common Stock, $0.001 par value	S - Sale	I		17.0411	-727	-12		886,233
2021-07-23	2021-07-23	4	Chappell Dale By Cheval Holdings, Ltd.	HGEN	Common Stock, $0.001 par value	S - Sale	I		17.0406	-4,048	-69		7,394,542
2021-07-23	2021-07-23	4	Chappell Dale By Black Horse Capital Master Fund Ltd.	HGEN	Common Stock, $0.001 par value	S - Sale	I		17.0406	-1,117	-19		2,016,073
2021-07-23	2021-07-23	4	Chappell Dale By Black Horse Capital LP	HGEN	Common Stock, $0.001 par value	S - Sale	I		17.0406	-419	-7		886,960
2021-07-23	2021-07-22	4	Chappell Dale By Cheval Holdings, Ltd.	HGEN	Common Stock, $0.001 par value	S - Sale	I		17.0377	-129,054	-2,199		7,398,590
2021-07-23	2021-07-22	4	Chappell Dale By Black Horse Capital Master Fund Ltd.	HGEN	Common Stock, $0.001 par value	S - Sale	I		17.0377	-35,601	-607		2,017,190
2021-07-23	2021-07-22	4	Chappell Dale By Black Horse Capital LP	HGEN	Common Stock, $0.001 par value	S - Sale	I		17.0377	-13,350	-227		887,379
2021-07-23	2021-07-21	4	Chappell Dale By Cheval Holdings, Ltd.	HGEN	Common Stock, $0.001 par value	S - Sale	I		17.1366	-96,254	-1,649		7,527,644
2021-07-23	2021-07-21	4	Chappell Dale By Black Horse Capital Master Fund Ltd.	HGEN	Common Stock, $0.001 par value	S - Sale	I		17.1366	-26,553	-455		2,052,791
2021-07-23	2021-07-21	4	Chappell Dale By Black Horse Capital LP	HGEN	Common Stock, $0.001 par value	S - Sale	I		17.1366	-9,957	-171		900,729
2021-07-16	2021-07-14	4	Chappell Dale By Cheval Holdings, Ltd.	HGEN	Common Stock, $0.001 par value	S - Sale	I		17.0552	-11,003	-188		7,623,898
2021-07-16	2021-07-14	4	Chappell Dale By Black Horse Capital Master Fund Ltd.	HGEN	Common Stock, $0.001 par value	S - Sale	I		17.0552	-3,036	-52		2,079,344
2021-07-16	2021-07-14	4	Chappell Dale By Black Horse Capital LP	HGEN	Common Stock, $0.001 par value	S - Sale	I		17.0552	-1,138	-19		910,686
2021-07-09	2021-07-09	4	Chappell Dale By Cheval Holdings, Ltd.	HGEN	Common Stock, $0.001 par value	S - Sale	I		17.3721	-214,626	-3,729		7,634,901
2021-07-09	2021-07-09	4	Chappell Dale By Black Horse Capital Master Fund Ltd.	HGEN	Common Stock, $0.001 par value	S - Sale	I		17.3721	-59,207	-1,029		2,082,380
2021-07-09	2021-07-09	4	Chappell Dale By Black Horse Capital LP	HGEN	Common Stock, $0.001 par value	S - Sale	I		17.3721	-22,203	-386		911,824
2021-07-09	2021-07-08	4	Chappell Dale By Cheval Holdings, Ltd.	HGEN	Common Stock, $0.001 par value	S - Sale	I		17.1654	-34,807	-597		7,849,527
2021-07-09	2021-07-08	4	Chappell Dale By Black Horse Capital Master Fund Ltd.	HGEN	Common Stock, $0.001 par value	S - Sale	I		17.1654	-9,602	-165		2,141,587
2021-07-09	2021-07-08	4	Chappell Dale By Black Horse Capital LP	HGEN	Common Stock, $0.001 par value	S - Sale	I		17.1654	-3,601	-62		934,027
2021-07-02	2021-07-02	4	Chappell Dale By Cheval Holdings, Ltd.	HGEN	Common Stock, $0.001 par value	S - Sale	I		17.1200	-74,565	-1,277		7,884,334
2021-07-02	2021-07-02	4	Chappell Dale By Black Horse Capital Master Fund Ltd.	HGEN	Common Stock, $0.001 par value	S - Sale	I		17.1200	-20,569	-352		2,151,189
2021-07-02	2021-07-02	4	Chappell Dale By Black Horse Capital LP	HGEN	Common Stock, $0.001 par value	S - Sale	I		17.1200	-7,714	-132		937,628
2021-07-02	2021-07-01	4	Chappell Dale By Cheval Holdings, Ltd.	HGEN	Common Stock, $0.001 par value	S - Sale	I		17.0979	-102,219	-1,748		7,958,899
2021-07-02	2021-07-01	4	Chappell Dale By Black Horse Capital Master Fund Ltd.	HGEN	Common Stock, $0.001 par value	S - Sale	I		17.0979	-28,198	-482		2,171,758
2021-07-02	2021-07-01	4	Chappell Dale By Black Horse Capital LP	HGEN	Common Stock, $0.001 par value	S - Sale	I		17.0979	-10,575	-181		945,342
2021-07-02	2021-06-30	4	Chappell Dale By Cheval Holdings, Ltd.	HGEN	Common Stock, $0.001 par value	S - Sale	I		17.2764	-158,961	-2,746		8,061,118
2021-07-02	2021-06-30	4	Chappell Dale By Black Horse Capital Master Fund Ltd.	HGEN	Common Stock, $0.001 par value	S - Sale	I		17.2764	-43,851	-758		2,199,956
2021-07-02	2021-06-30	4	Chappell Dale By Black Horse Capital LP	HGEN	Common Stock, $0.001 par value	S - Sale	I		17.2764	-16,444	-284		955,917
2021-06-25	2021-06-25	4	Chappell Dale By Cheval Holdings, Ltd.	HGEN	Common Stock, $0.001 par value	S - Sale	I		17.8035	-725,000	-12,908		8,220,079
2021-06-25	2021-06-25	4	Chappell Dale By Black Horse Capital Master Fund Ltd.	HGEN	Common Stock, $0.001 par value	S - Sale	I		17.8035	-200,000	-3,561		2,243,807
2021-06-25	2021-06-25	4	Chappell Dale By Black Horse Capital LP	HGEN	Common Stock, $0.001 par value	S - Sale	I		17.8035	-75,000	-1,335		972,361
2021-06-25	2021-06-24	4	Chappell Dale By Cheval Holdings, Ltd.	HGEN	Common Stock, $0.001 par value	S - Sale	I		18.3749	-101,158	-1,859		8,945,079
2021-06-25	2021-06-24	4	Chappell Dale By Black Horse Capital Master Fund Ltd.	HGEN	Common Stock, $0.001 par value	S - Sale	I		18.3749	-27,906	-513		2,443,807
2021-06-25	2021-06-24	4	Chappell Dale By Black Horse Capital LP	HGEN	Common Stock, $0.001 par value	S - Sale	I		18.3749	-10,465	-192		1,047,361
2021-06-25	2021-06-23	4	Chappell Dale By Cheval Holdings, Ltd.	HGEN	Common Stock, $0.001 par value	S - Sale	I		18.2848	-96,516	-1,765		9,046,237
2021-06-25	2021-06-23	4	Chappell Dale By Black Horse Capital Master Fund Ltd.	HGEN	Common Stock, $0.001 par value	S - Sale	I		18.2848	-26,625	-487		2,471,713
2021-06-25	2021-06-23	4	Chappell Dale By Black Horse Capital LP	HGEN	Common Stock, $0.001 par value	S - Sale	I		18.2848	-9,985	-183		1,057,826
2021-06-21	2021-06-18	4	Chappell Dale By Cheval Holdings, Ltd.	HGEN	Common Stock, $0.001 par value	S - Sale	I		18.4992	-291,798	-5,398		9,142,753
2021-06-21	2021-06-18	4	Chappell Dale By Black Horse Capital Master Fund Ltd.	HGEN	Common Stock, $0.001 par value	S - Sale	I		18.4992	-80,496	-1,489		2,498,338
2021-06-21	2021-06-18	4	Chappell Dale By Black Horse Capital LP	HGEN	Common Stock, $0.001 par value	S - Sale	I		18.4992	-30,186	-558		1,067,811
2021-06-21	2021-06-17	4	Chappell Dale By Cheval Holdings, Ltd.	HGEN	Common Stock, $0.001 par value	S - Sale	I		19.1731	-131,532	-2,522		9,434,551
2021-06-21	2021-06-17	4	Chappell Dale By Black Horse Capital Master Fund Ltd.	HGEN	Common Stock, $0.001 par value	S - Sale	I		19.1731	-36,284	-696		2,578,834
2021-06-21	2021-06-17	4	Chappell Dale By Black Horse Capital LP	HGEN	Common Stock, $0.001 par value	S - Sale	I		19.1731	-13,607	-261		1,097,997
2021-06-21	2021-06-16	4	Chappell Dale By Cheval Holdings, Ltd.	HGEN	Common Stock, $0.001 par value	S - Sale	I		19.4032	-111,325	-2,160		9,566,083
2021-06-21	2021-06-16	4	Chappell Dale By Black Horse Capital Master Fund Ltd.	HGEN	Common Stock, $0.001 par value	S - Sale	I		19.3996	-34,431	-668		2,615,118
2021-06-21	2021-06-16	4	Chappell Dale By Black Horse Capital LP	HGEN	Common Stock, $0.001 par value	S - Sale	I		19.4955	-12,730	-248		1,111,604
2021-06-16	2021-06-14	4	Durrant Cameron By Cameron Durrant Revocable Trust	HGEN	Common Stock	S - Sale	I		20.6100	-49,906	-1,029		30,000
2021-06-16	2021-06-14	4	Durrant Cameron By Cameron Durrant Revocable Trust	HGEN	Common Stock	S - Sale	I		21.1400	-5,094	-108		79,906
2021-06-16	2021-06-14	4	Durrant Cameron By Cameron Durrant Revocable Trust	HGEN	Common Stock	S - Sale	I		20.6000	-26,441	-545		85,000
2021-06-16	2021-03-01	4	Durrant Cameron By Cameron Durrant Revocable Trust	HGEN	Common Stock	G - Gift	I			111,441			111,441
2021-06-16	2021-03-01	4	Durrant Cameron	HGEN	Common Stock	G - Gift	D			-111,441			0
2021-06-09	2021-06-08	4	Jordan Edward P.	HGEN	Stock Option (Right to Buy)	M - Exercise	D	9.65		-14,700		73,500
2021-06-09	2021-06-08	4	Jordan Edward P.	HGEN	Common Stock	S - Sale	D		20.0800	-14,700	-295		0
2021-06-09	2021-06-08	4	Jordan Edward P.	HGEN	Common Stock	M - Exercise	D		9.6500	14,700	142		14,700
2021-06-09	2021-06-07	4	Chappell Dale By Cheval Holdings, Ltd.	HGEN	Common Stock, $0.001 par value	S - Sale	I		19.0832	-42,440	-810		9,677,408
2021-06-09	2021-06-07	4	Chappell Dale By Black Horse Capital Master Fund Ltd.	HGEN	Common Stock, $0.001 par value	S - Sale	I		19.0832	-25,464	-486		2,649,549
2021-06-09	2021-06-07	4	Chappell Dale By Black Horse Capital LP	HGEN	Common Stock, $0.001 par value	S - Sale	I		19.0832	-12,732	-243		1,124,334
2021-06-04	2021-06-04	4	Chappell Dale By Cheval Holdings, Ltd.	HGEN	Common Stock, $0.001 par value	S - Sale	I		18.4635	-66,886	-1,235		9,719,848
2021-06-04	2021-06-04	4	Chappell Dale By Black Horse Capital Master Fund Ltd.	HGEN	Common Stock, $0.001 par value	S - Sale	I		18.4635	-40,132	-741		2,675,013
2021-06-04	2021-06-04	4	Chappell Dale By Black Horse Capital LP	HGEN	Common Stock, $0.001 par value	S - Sale	I		18.4635	-20,066	-370		1,137,066
2021-06-04	2021-06-03	4	Chappell Dale By Cheval Holdings, Ltd.	HGEN	Common Stock, $0.001 par value	S - Sale	I		18.3690	-100,607	-1,848		9,786,734
2021-06-04	2021-06-03	4	Chappell Dale By Black Horse Capital Master Fund Ltd.	HGEN	Common Stock, $0.001 par value	S - Sale	I		18.3690	-60,365	-1,109		2,715,145
2021-06-04	2021-06-03	4	Chappell Dale By Black Horse Capital LP	HGEN	Common Stock, $0.001 par value	S - Sale	I		18.3690	-30,182	-554		1,157,132
2021-06-04	2021-06-02	4	Chappell Dale By Cheval Holdings, Ltd.	HGEN	Common Stock, $0.001 par value	S - Sale	I		19.0115	-40,042	-761		9,887,341
2021-06-04	2021-06-02	4	Chappell Dale By Black Horse Capital Master Fund Ltd.	HGEN	Common Stock, $0.001 par value	S - Sale	I		19.0115	-24,056	-457		2,775,510
2021-06-04	2021-06-02	4	Chappell Dale By Black Horse Capital LP	HGEN	Common Stock, $0.001 par value	S - Sale	I		19.0115	-12,028	-229		1,187,314
2021-04-22	2021-04-21	4	Kilcoyne Adrian	HGEN	Stock Option (Right to Buy)	A - Award	D	14.99		155,000		155,000
2021-04-06	2021-03-09	4/A	NOMIS BAY LTD.	HGEN	Common Stock	S - Sale	D		17.2374	-83,568	-1,440		5,632,469
2021-03-15	2021-03-12	4	Durrant Cameron	HGEN	Stock Option (Right to Buy)	A - Award	D	16.07		652,640		652,640
2021-03-11	2021-03-11	4	NOMIS BAY LTD.	HGEN	Common Stock	J - Other	D		15.4900	-37,912	-587		5,342,887
2021-03-11	2021-03-11	4	NOMIS BAY LTD.	HGEN	Common Stock	S - Sale	D		16.0206	-119,201	-1,910		5,380,799
2021-03-11	2021-03-10	4	NOMIS BAY LTD.	HGEN	Common Stock	S - Sale	D		16.4646	-32,469	-535		5,500,000
2021-03-11	2021-03-09	4	NOMIS BAY LTD.	HGEN	Common Stock	S - Sale	D		17.2374	-83,568	-1,440		55,632,469
2021-03-01	2021-03-01	4	NOMIS BAY LTD.	HGEN	Common Stock	S - Sale	D		18.6490	-14,100	-263		5,616,037
2021-03-01	2021-02-26	4	NOMIS BAY LTD.	HGEN	Common Stock	S - Sale	D		19.1793	-30,003	-575		5,630,137
2021-03-01	2021-02-25	4	NOMIS BAY LTD.	HGEN	Common Stock	S - Sale	D		19.1694	-2,402	-46		5,660,140
2021-02-24	2021-02-24	4	NOMIS BAY LTD.	HGEN	Common Stock	S - Sale	D		19.5450	-25,906	-506		5,662,542
2021-02-24	2021-02-22	4	NOMIS BAY LTD.	HGEN	Common Stock	S - Sale	D		23.2130	-77,314	-1,795		5,688,448
2021-02-19	2021-02-19	4	NOMIS BAY LTD.	HGEN	Common Stock	S - Sale	D		23.4950	-37,300	-876		5,765,762
2021-02-19	2021-02-18	4	NOMIS BAY LTD.	HGEN	Common Stock	S - Sale	D		21.6950	-42,408	-920		5,803,062
2021-02-19	2021-02-17	4	NOMIS BAY LTD.	HGEN	Common Stock	S - Sale	D		19.9190	-9,700	-193		5,845,470
2021-02-16	2021-02-13	4	NOMIS BAY LTD.	HGEN	Common Stock	S - Sale	D		19.6810	-16,423	-323		5,855,170
2021-02-16	2021-02-11	4	NOMIS BAY LTD.	HGEN	Common Stock	S - Sale	D		21.0090	-550	-12		5,871,593
2021-02-10	2021-02-10	4	NOMIS BAY LTD.	HGEN	Common Stock	S - Sale	D		21.3890	-10,875	-233		5,872,143
2021-02-10	2021-02-09	4	NOMIS BAY LTD.	HGEN	Common Stock	S - Sale	D		22.3230	-25,666	-573		5,883,018
2021-02-10	2021-02-08	4	NOMIS BAY LTD.	HGEN	Common Stock	S - Sale	D		20.6990	-17,732	-367		5,908,684
2021-02-04	2021-02-04	4	NOMIS BAY LTD.	HGEN	Common Stock	S - Sale	D		21.8770	-47,862	-1,047		5,926,416
2021-02-04	2021-02-03	4	NOMIS BAY LTD.	HGEN	Common Stock	S - Sale	D		19.2330	-25,000	-481		5,974,278
2021-02-04	2021-02-02	4	NOMIS BAY LTD.	HGEN	Common Stock	S - Sale	D		20.0290	-722	-14		5,999,278
2021-01-27	2021-01-25	4	NOMIS BAY LTD.	HGEN	Common Stock	J - Other	D		18.7800	-70,000	-1,315		6,000,000
2021-01-27	2021-01-25	4	NOMIS BAY LTD.	HGEN	Common Stock	S - Sale	D		19.2320	-23,140	-445		6,070,000
2021-01-27	2021-01-22	4	NOMIS BAY LTD.	HGEN	Common Stock	S - Sale	D		20.0760	-71,892	-1,443		6,093,140
2021-01-21	2021-01-20	4	NOMIS BAY LTD.	HGEN	Common Stock	S - Sale	D		18.3711	-2,500	-46		6,165,032
2021-01-21	2021-01-19	4	NOMIS BAY LTD.	HGEN	Common Stock	S - Sale	D		21.0825	-6,000	-126		6,167,532
2021-01-19	2021-01-19	4	NOMIS BAY LTD.	HGEN	Common Stock	S - Sale	D		19.8100	-50,000	-990		6,173,532
2021-01-19	2021-01-15	4	NOMIS BAY LTD.	HGEN	Common Stock	S - Sale	D		18.2290	-30,000	-547		6,223,532
2021-01-19	2021-01-14	4	NOMIS BAY LTD.	HGEN	Common Stock	S - Sale	D		18.0660	-25,000	-452		6,253,532
2021-01-13	2021-01-12	4	NOMIS BAY LTD.	HGEN	Common Stock	S - Sale	D		18.4272	-14,577	-269		6,278,532
2021-01-13	2021-01-11	4	NOMIS BAY LTD.	HGEN	Common Stock	S - Sale	D		19.0000	-10,423	-198		6,293,109
2020-12-31	2020-12-28	4	NOMIS BAY LTD.	HGEN	Common Stock	S - Sale	D		22.2020	-500	-11		6,303,532
2020-12-28	2020-12-22	4/A	NOMIS BAY LTD.	HGEN	Common Stock	S - Sale	D		20.0197	-50,000	-1,001		6,357,433
2020-12-28	2020-12-24	4	NOMIS BAY LTD.	HGEN	Common Stock	S - Sale	D		22.0490	-8,401	-185		6,304,032
2020-12-28	2020-12-23	4	NOMIS BAY LTD.	HGEN	Common Stock	S - Sale	D		21.0860	-45,000	-949		6,312,433
2020-12-23	2020-12-22	4	NOMIS BAY LTD.	HGEN	Common Stock	S - Sale	D		50,000.0000	-50,000	-2,500,000		6,357,433
2020-12-23	2020-12-21	4	NOMIS BAY LTD.	HGEN	Common Stock	S - Sale	D		19.4578	-25,000	-486		6,407,433
2020-12-23	2020-12-18	4	NOMIS BAY LTD.	HGEN	Call Option (Obligation to sell)	X - Other	D	15.00		-46		0
2020-12-23	2020-12-18	4	NOMIS BAY LTD.	HGEN	Call Option (Obligation to sell)	X - Other	D	15.00		-157		46
2020-12-23	2020-12-18	4	NOMIS BAY LTD.	HGEN	Call Option (Obligation to sell)	X - Other	D	15.00		-100		203
2020-12-23	2020-12-18	4	NOMIS BAY LTD.	HGEN	Call Option (Obligation to sell)	X - Other	D	15.00		-70		303
2020-12-23	2020-12-18	4	NOMIS BAY LTD.	HGEN	Common Stock	X - Other	D		15.0000	-37,300	-560		6,432,433
2020-12-23	2020-12-18	4	NOMIS BAY LTD.	HGEN	Common Stock	S - Sale	D		15.7627	-62,700	-988		6,469,733
2020-12-23	2020-12-17	4	NOMIS BAY LTD.	HGEN	Call Option (Obligation to sell)	S - Sale	D	15.00	0.1533	-46	-0	373
2020-12-23	2020-12-15	4	NOMIS BAY LTD.	HGEN	Call Option (Obligation to sell)	S - Sale	D	15.00	0.4000	-157	-0	327
2020-12-23	2020-12-10	4	NOMIS BAY LTD.	HGEN	Call Option (Obligation to sell)	S - Sale	D	15.00	0.1000	-100	-0	170
2020-12-23	2020-12-07	4	NOMIS BAY LTD.	HGEN	Call Option (Obligation to sell)	S - Sale	D	15.00	0.1000	-70	-0	70
2020-10-07	2020-10-05	4	Durrant Cameron	HGEN	Stock Option (Right to Buy)	A - Award	D	12.14		82,622		82,622
2020-10-02	2020-09-30	4	BARLIANT RONALD	HGEN	Stock Option (Right to Buy)	A - Award	D	10.64	8.0400	1,803	14	1,803
2020-10-02	2020-09-30	4	Buxton Cheryl	HGEN	Common Stock, $0.001 par value	A - Award	D		10.6400	1,284	14		4,364
2020-10-02	2020-09-30	4	Boehm Rainer J.	HGEN	Common Stock, $0.001 par value	A - Award	D		10.6400	1,519	16		84,986
2020-09-22	2020-09-18	4	Chappell Dale	HGEN	Stock Option (right to buy)	A - Award	D	9.65	9.6500	133,760	1,291	133,760
2020-09-22	2020-09-18	4	Tousley David L.	HGEN	Stock Option (Right to Buy)	A - Award	D	9.65		62,700		62,700
2020-09-22	2020-09-18	4	MORRIS TIMOTHY E	HGEN	Stock Option (Right to Buy)	A - Award	D	9.65		151,316		151,316
2020-09-22	2020-09-18	4	Jordan Edward P.	HGEN	Stock Option (Right to Buy)	A - Award	D	9.65		88,200		88,200
2020-08-12	2020-08-10	4	NOMIS BAY LTD.	HGEN	Common Stock	S - Sale	D		5.0350	-17,100	-86		32,662,170
2020-07-30	2020-07-28	4	NOMIS BAY LTD.	HGEN	Common Stock	S - Sale	D		5.6550	-10,000	-57		32,679,270
2020-07-21	2020-07-20	4	NOMIS BAY LTD.	HGEN	Common Stock	S - Sale	D		5.0000	-261,915	-1,310		32,689,270
2020-07-21	2020-07-17	4	NOMIS BAY LTD.	HGEN	Common Stock	S - Sale	D		5.0050	-38,085	-191		32,951,185
2020-07-02	2020-06-30	4	NOMIS BAY LTD.	HGEN	Common Stock	S - Sale	D		4.9130	-3,000	-15		32,989,270
2020-06-17	2020-06-16	4	NOMIS BAY LTD.	HGEN	Common Stock	S - Sale	D		5.7329	-35,000	-201		32,992,270
2020-06-17	2020-06-15	4	NOMIS BAY LTD.	HGEN	Common Stock	S - Sale	D		5.5049	-30,000	-165		33,027,270
2020-06-12	2020-06-10	4	NOMIS BAY LTD.	HGEN	Common Stock	S - Sale	D		3.4770	-5,000	-17		33,057,270
2020-06-12	2020-06-09	4	NOMIS BAY LTD.	HGEN	Common Stock	S - Sale	D		3.6510	-35,000	-128		33,062,270
2020-06-12	2020-06-04	4	NOMIS BAY LTD.	HGEN	Common Stock	S - Sale	D		3.0250	-106,000	-321		33,097,270
2020-06-12	2020-06-03	4	NOMIS BAY LTD.	HGEN	Common Stock	S - Sale	D		2.9830	-101,010	-301		33,203,270
2020-06-12	2020-06-02	4	NOMIS BAY LTD.	HGEN	Common Stock	S - Sale	D		2.1810	-263,250	-574		33,304,280
2020-06-12	2020-03-20	4	NOMIS BAY LTD.	HGEN	Common Stock	S - Sale	D		2.0000	-6,000	-12		33,567,530
2020-05-22	2020-05-20	4	BARLIANT RONALD	HGEN	Common Stock, $0.001 par value	A - Award	D		0.8600	26,847	23		449,351
2020-05-21	2020-05-20	4	Durrant Cameron	HGEN	Stock Option (Right to Buy)	A - Award	D	0.86	0.8600	250,000	215	250,000
2020-04-07	2020-04-01	4/A	Savage Robert G.	HGEN	Stock Option (Right to Buy)	A - Award	D	1.20	1.2000	21,022	25	21,022
2020-04-07	2020-04-01	4/A	BARLIANT RONALD	HGEN	Stock Option (Right to Buy)	A - Award	D	1.20	1.2000	15,340	18	15,340
2020-04-07	2020-04-02	4	Chappell Dale By Cheval Holdings, Ltd.	HGEN	Convertible Note	C - Conversion	I	0.36	500,000.0000			0
2020-04-07	2020-04-02	4	Chappell Dale By Cheval Holdings, Ltd.	HGEN	Common Stock, $0.001 par value	C - Conversion	I		0.3600	1,583,333	570		49,636,917
2020-04-07	2018-09-20	4	Chappell Dale By Cheval Holdings, Ltd.	HGEN	Convertible Note	J - Other	I	0.36	500,000.0000
2020-04-02	2020-04-01	4	BARLIANT RONALD	HGEN	Stock Option (Right to Buy)	A - Award	D	1.20	1.2000	48,214	58	48,214
2020-04-02	2020-04-01	4	Boehm Rainer J.	HGEN	Common Stock, $0.001 par value	A - Award	D		1.2000	13,750	16		417,338
2020-04-02	2020-04-01	4	Buxton Cheryl	HGEN	Common Stock, $0.001 par value	A - Award	D		1.2000	10,824	13		15,400
2020-04-02	2020-04-01	4	Savage Robert G.	HGEN	Stock Option (Right to Buy)	A - Award	D	1.20	1.2000	66,071	79	66,071
2020-01-29	2020-01-28	4	Durrant Cameron	HGEN	Stock Option (Right to Buy)	A - Award	D	0.40	0.4000	318,103	127	318,103
2020-01-24	2020-01-22	4	BARLIANT RONALD	HGEN	Stock Option (Right to Buy)	A - Award	D	0.38	0.3800	50,000	19	50,000
2020-01-24	2020-01-22	4	Buxton Cheryl	HGEN	Common Stock, $0.001 par value	A - Award	D		0.3800	4,576	2		4,576
2020-01-24	2020-01-22	4	Boehm Rainer J.	HGEN	Common Stock, $0.001 par value	A - Award	D		0.3800	43,421	16		403,588
2019-12-16	2019-12-16	4	Buxton Cheryl	HGEN	Stock Option (Right to Buy)	A - Award	D	0.45		715,877		715,877
2019-11-12	2019-11-08	4	Boehm Rainer J.	HGEN	Common Stock, $0.001 par value	A - Award	D		0.7000	23,571	16		360,167
2019-11-12	2019-11-08	4	BARLIANT RONALD	HGEN	Stock Option (Right to Buy)	A - Award	D	0.70	0.5100	26,470	13	26,470
2019-07-31	2019-07-29	4	BARLIANT RONALD	HGEN	Common Stock, $0.001 par value	A - Award	D		0.8500	15,882	13		422,504
2019-07-31	2019-07-29	4	Boehm Rainer J.	HGEN	Common Stock, $0.001 par value	A - Award	D		0.8500	19,412	17		336,596
2019-06-05	2019-06-04	4	Durrant Cameron	HGEN	Common Stock, $0.001 par value	A - Award	D		1.2500	8,000	10		557,207
2019-06-04	2019-05-31	4	Chappell Dale By Cheval Holdings, Ltd.	HGEN	Common Stock, $0.001 par value	J - Other	I			586,027			48,053,584
2019-06-04	2019-05-31	4	Chappell Dale By Cheval Holdings, Ltd.	HGEN	Common Stock, $0.001 par value	J - Other	I			591,248			47,467,557
2019-05-31	2019-05-31	4	Durrant Cameron	HGEN	Common Stock, $0.001 par value	J - Other	D			235,624			549,207
2019-05-31	2019-05-31	4	BARLIANT RONALD	HGEN	Common Stock, $0.001 par value	J - Other	D			236,499			406,622
2019-05-30	2019-05-29	4	Boehm Rainer J.	HGEN	Stock Option (Right to Buy)	M - Exercise	D	0.66		-238,625		477,252
2019-05-30	2019-05-29	4	Boehm Rainer J.	HGEN	Common Stock, $0.001 par value	A - Award	D		0.6650	238,625	159		317,184
2019-05-16	2019-05-14	4	Savage Robert G.	HGEN	Stock Option (Right to Buy)	M - Exercise	D	0.66		-100,000		615,877
2019-05-16	2019-05-14	4	Savage Robert G.	HGEN	Common Stock, $0.001 par value	A - Award	D		0.6650	100,000	66		199,869
2019-04-25	2019-04-23	4	Durrant Cameron	HGEN	Employee Stock Option Exercise (Right to Buy)	M - Exercise	D	0.66		-75,000		8,359,771
2019-04-25	2019-04-23	4	Durrant Cameron	HGEN	Common Stock, $0.001 par value	A - Award	D		0.6650	75,000	50		313,583
2019-04-02	2019-03-29	4	Boehm Rainer J.	HGEN	Common Stock, $0.001 par value	A - Award	D		1.3500	12,222	16		78,559
2019-04-02	2019-03-29	4	Savage Robert G.	HGEN	Common Stock, $0.001 par value	A - Award	D		1.3500	13,704	19		99,869
2019-04-02	2019-03-29	4	BARLIANT RONALD	HGEN	Common Stock, $0.001 par value	A - Award	D		1.3500	10,000	14		170,123
2019-03-11	2019-03-08	4	Durrant Cameron	HGEN	Employee Stock Option Exercise (Right to Buy)	M - Exercise	D	0.66		-75,000		8,434,771
2019-03-11	2019-03-08	4	Durrant Cameron	HGEN	Common Stock, $0.001 par value	A - Award	D		0.6650	75,000	50		238,583
2019-01-28	2019-01-25	4	Durrant Cameron	HGEN	Stock Option (Right to Buy)	A - Award	D	0.84		142,857		142,857
2019-01-28	2019-01-25	4	Jester J Gregory	HGEN	Stock Option (Right to Buy)	A - Award	D	0.84		86,111		86,111
2019-01-07	2019-01-03	4	Savage Robert G.	HGEN	Common Stock, $0.001 par value	A - Award	D		0.7400	20,946	16		86,165
2019-01-07	2019-01-03	4	BARLIANT RONALD	HGEN	Common Stock, $0.001 par value	A - Award	D		0.7400	18,243	13		160,123
2019-01-07	2019-01-03	4	Boehm Rainer J.	HGEN	Common Stock, $0.001 par value	A - Award	D		0.7400	18,243	13		66,337
2018-12-14	2018-12-14	4	Durrant Cameron	HGEN	Common Stock, $0.001 par value	A - Award	D		0.8160	4,000	3		163,583
2018-12-14	2018-12-12	4	Durrant Cameron	HGEN	Common Stock, $0.001 par value	A - Award	D		0.8219	2,000	2		159,583
2018-12-12	2018-12-11	4	Durrant Cameron	HGEN	Common Stock, $0.001 par value	A - Award	D		0.7570	2,500	2		157,583
2018-12-12	2018-12-10	4	Durrant Cameron	HGEN	Common Stock, $0.001 par value	A - Award	D		0.7500	2,500	2		155,083
2018-12-10	2018-12-07	4	Durrant Cameron	HGEN	Common Stock, $0.001 par value	A - Award	D		0.7390	7,000	5		152,583
2018-12-10	2018-12-06	4	Durrant Cameron	HGEN	Common Stock, $0.001 par value	A - Award	D		0.7320	10,000	7		145,583
2018-10-02	2018-09-28	4	Savage Robert G.	HGEN	Common Stock, $0.001 par value	A - Award	D		0.6400	24,219	16		65,219
2018-10-02	2018-09-28	4	BARLIANT RONALD	HGEN	Common Stock, $0.001 par value	A - Award	D		0.6400	21,094	14		141,880
2018-10-02	2018-09-28	4	Boehm Rainer J.	HGEN	Common Stock, $0.001 par value	A - Award	D		0.6400	21,094	14		48,094
2018-08-09	2018-08-07	4	BARLIANT RONALD	HGEN	Common Stock, $0.001 par value	A - Award	D		0.5000	27,000	14		120,786
2018-08-09	2018-08-07	4	Savage Robert G.	HGEN	Common Stock, $0.001 par value	A - Award	D		0.5000	31,000	16		41,000
2018-08-09	2018-08-07	4	Boehm Rainer J.	HGEN	Common Stock, $0.001 par value	A - Award	D		0.5000	27,000	14		27,000
2018-03-13		3	Savage Robert G.	HGEN	Common Stock, $0.001 par value		D						20,000
2018-03-13		3	Savage Robert G.	HGEN	Common Stock, $0.001 par value		D						20,000
2018-03-13	2018-03-09	4	Boehm Rainer J.	HGEN	Stock Option (Right to Buy)	A - Award	D	0.66		715,877		715,877
2018-03-13	2018-03-09	4	Jester J Gregory	HGEN	Stock Option (Right to Buy)	A - Award	D	0.66		284,313		284,313
2018-03-13	2018-03-09	4	Jester J Gregory	HGEN	Stock Option (Right to Buy)	A - Award	D	0.66		1,073,815		1,223,815
2018-03-13	2018-03-09	4	BARLIANT RONALD	HGEN	Stock Option (Right to Buy)	A - Award	D	0.66		156,863		156,863
2018-03-13	2018-03-09	4	BARLIANT RONALD	HGEN	Stock Option (Right to Buy)	A - Award	D	0.66		715,877		715,877
2018-03-13	2018-03-09	4	Durrant Cameron	HGEN	Stock Option (Right to Buy)	A - Award	D	0.66		7,466,749		8,509,771
2018-03-13	2018-03-09	4	Savage Robert G.	HGEN	Stock Option (Right to Buy)	A - Award	D	0.66		715,877		715,877
2018-03-13	2018-03-09	4	MORRIS TIMOTHY E	HGEN	Stock Option (Right to Buy)	A - Award	D	0.66		88,235		88,235
2018-03-13	2018-03-09	4	MORRIS TIMOTHY E	HGEN	Stock Option (Right to Buy)	A - Award	D	0.66		715,877		715,877
2018-03-07	2017-09-05	4	Jester J Gregory	HGEN	Employee Stock Option (right to buy)	A - Award	D	0.33		150,000		150,000
2018-03-05	2018-02-27	4	NOMIS BAY LTD.	HGEN	Common Stock	P - Purchase	D		0.2800	29,893,424	8,370		33,573,530
2018-03-01	2018-02-27	4	Chappell Dale By Cheval Holdings, Ltd.	HGEN	Common Stock, $0.001 par value	P - Purchase	I		0.0937	32,028,669	3,001		46,876,309
2018-03-01	2018-02-27	4	Chappell Dale By Cheval Holdings, Ltd.	HGEN	Common Stock, $0.001 par value	J - Other	I			12,812,322			14,847,640
2018-03-01	2018-02-27	4	Chappell Dale By Black Horse Capital Master Fund Ltd.	HGEN	Common Stock, $0.001 par value	J - Other	I			11,957,369			13,997,832
2018-03-01	2018-02-27	4	Chappell Dale By Black Horse Capital LP	HGEN	Common Stock, $0.001 par value	J - Other	I			5,123,733			5,996,710
2017-09-05	2017-08-30	4	NOMIS BAY LTD.	HGEN	Common Stock	S - Sale	D		0.4600	-38,900	-18		3,680,106
2017-02-22	2017-02-21	4	Lam Morgan	KBIO	Employee Stock Option (right to buy)	A - Award	D	2.92		100,000		100,000
2017-02-22	2017-02-21	4	Tousley David L.	KBIO	Employee Stock Option (right to buy)	A - Award	D	2.92		100,000		100,000
2016-09-15	2016-09-13	4	BARLIANT RONALD	KBIO	Stock Option (right to buy)	A - Award	D	3.38		100,000		100,000
2016-09-15	2016-09-13	4	MORRIS TIMOTHY E	KBIO	Stock Option (right to buy)	A - Award	D	3.38		100,000		100,000
2016-09-15	2016-09-13	4	Chappell Dale	KBIO	Stock Option (Right to Buy)	A - Award	D	3.38		100,000		100,000
2016-09-15	2016-09-13	4	Durrant Cameron	KBIO	Stock Option (right to buy)	A - Award	D	3.38		1,043,022		1,043,022
2016-09-15	2016-09-13	4	Friedberg Ezra M	KBIO	Stock Option (right to buy)	A - Award	D	3.38		100,000		100,000
2016-09-15	2016-09-13	4	Lam Morgan	KBIO	Stock Option (right to buy)	A - Award	D	3.38		100,000		100,000
2016-08-29	2016-08-26	4	Shkreli Martin	KBIO	Common Stock	S - Sale	D		3.1000	-309,723	-960		0
2016-08-29	2016-08-25	4	Shkreli Martin	KBIO	Common Stock	S - Sale	D		3.1000	-1,913,206	-5,931		309,723
2016-07-13		3	NOMIS BAY LTD.	KBIOQ	Common Stock		D						7,438,012
2016-07-13		3	NOMIS BAY LTD.	KBIOQ	Common Stock		D						7,438,012
2016-07-11		3	Black Horse Capital Master Fund Ltd. By: Cheval Holdings, Ltd.	KBIO	Common Stock, par value $0.001		I						6,984,076
2016-07-11		3	Black Horse Capital Master Fund Ltd. By Black Horse Capital LP	KBIO	Common Stock, par value $0.001		I						5,821,735
2016-07-11		3	Black Horse Capital Master Fund Ltd. By Black Horse Capital Master Fund Ltd.	KBIO	Common Stock, par value $0.001		I						6,989,221
2016-07-11		3	Black Horse Capital Master Fund Ltd. By Black Horse Capital LP	KBIO	Common Stock, par value $0.001		I						5,821,735
2016-07-11		3	Black Horse Capital Master Fund Ltd. By: Cheval Holdings, Ltd.	KBIO	Common Stock, par value $0.001		I						6,984,076
2016-07-11		3	Black Horse Capital Master Fund Ltd. By Black Horse Capital LP	KBIO	Common Stock, par value $0.001		I						5,821,735
2016-07-11		3	Black Horse Capital Master Fund Ltd. By: Cheval Holdings, Ltd.	KBIO	Common Stock, par value $0.001		I						6,984,076
2016-07-11		3	Black Horse Capital Master Fund Ltd. By Black Horse Capital Master Fund Ltd.	KBIO	Common Stock, par value $0.001		I						6,989,221
2016-07-11		3	Black Horse Capital Master Fund Ltd. By: Cheval Holdings, Ltd.	KBIO	Common Stock, par value $0.001		I						6,984,076
2016-07-11		3	Black Horse Capital Master Fund Ltd. By Black Horse Capital LP	KBIO	Common Stock, par value $0.001		I						5,821,735
2016-07-11		3	Black Horse Capital Master Fund Ltd. By Black Horse Capital Master Fund Ltd.	KBIO	Common Stock, par value $0.001		I						6,989,221
2016-07-11		3	Black Horse Capital Master Fund Ltd. By Black Horse Capital LP	KBIO	Common Stock, par value $0.001		I						5,821,735
2016-07-11		3	Black Horse Capital Master Fund Ltd. By Black Horse Capital Master Fund Ltd.	KBIO	Common Stock, par value $0.001		I						6,989,221
2016-07-11		3	Black Horse Capital Master Fund Ltd. By: Cheval Holdings, Ltd.	KBIO	Common Stock, par value $0.001		I						6,984,076
2016-07-11		3	Black Horse Capital Master Fund Ltd. By Black Horse Capital LP	KBIO	Common Stock, par value $0.001		I						5,821,735
2016-07-11		3	Black Horse Capital Master Fund Ltd. By Black Horse Capital Master Fund Ltd.	KBIO	Common Stock, par value $0.001		I						6,989,221
2016-07-11		3	Black Horse Capital Master Fund Ltd. By: Cheval Holdings, Ltd.	KBIO	Common Stock, par value $0.001		I						6,984,076
2016-07-11		3	Black Horse Capital Master Fund Ltd. By Black Horse Capital Master Fund Ltd.	KBIO	Common Stock, par value $0.001		I						6,989,221
2016-07-05	2016-06-30	4	BARLIANT RONALD	KBIOQ	Common Stock	A - Award	D			93,786			93,786
2016-07-05	2016-06-30	4	Durrant Cameron	KBIOQ	Common Stock	A - Award	D			135,583			135,583
2015-12-18	2015-12-16	4/A	Anthion Partners II LLC Through Anthion Partners II LLC	KBIO	Common Stock	P - Purchase	I		29.3200	3,410	100		178,210
2015-12-18	2015-12-16	4/A	Anthion Partners II LLC	KBIO	Common Stock	P - Purchase	D		29.3200	3,410	100		178,210
2015-12-18	2015-12-16	4	Fernandez Thomas Edward	KBIO	Common Stock	P - Purchase	D		29.3200	6,821	200		6,821
2015-12-18	2015-12-16	4	BIESTEK MAREK	KBIO	Common Stock	P - Purchase	D		29.3200	10,000	293		250,000
2015-12-18	2015-12-16	4	Harrison Michael Wayne	KBIO	Common Stock	P - Purchase	D		29.3200	1,705	50		1,705
2015-12-17	2015-12-16	4	Anthion Partners II LLC Through Anthion Partners II LLC	KBIO	Common Stock	P - Purchase	I		29.3200	3,410	100		378,210
2015-12-17	2015-12-16	4	Anthion Partners II LLC	KBIO	Common Stock	P - Purchase	D		29.3200	3,410	100		378,210
2015-11-24	2015-11-24	4	Shkreli Martin	KBIO	Common Stock	P - Purchase	D		38.1500	5,000	191		2,075,200
2015-11-23	2015-11-20	4	Shkreli Martin	KBIO	Common Stock	P - Purchase	D		18.8800	5,000	94		2,070,200
2015-11-19		3	BIESTEK MAREK	KBIO	Common Stock		D						0
2015-11-19	2015-11-18	4	Shkreli Martin	KBIO	Common Stock	P - Purchase	D		2.0200	440,000	889		2,065,200
2015-11-19	2015-11-18	4	BIESTEK MAREK	KBIO	Common Stock	P - Purchase	D		2.0400	40,000	82		240,000
2015-11-19	2015-11-17	4	BIESTEK MAREK	KBIO	Common Stock	P - Purchase	D		1.8300	135,000	247		200,000
2015-11-19	2015-11-16	4	BIESTEK MAREK	KBIO	Common Stock	P - Purchase	D		1.3600	65,000	88		65,000
2015-11-19	2015-11-18	4	Anthion Partners II LLC Through Anthion Partners II LLC	KBIO	Common Stock	P - Purchase	I		2.1300	150,000	320		574,800
2015-11-19	2015-11-18	4	Anthion Partners II LLC	KBIO	Common Stock	P - Purchase	D		2.1300	150,000	320		574,800
2015-11-18		3/A	Moradi David	KBIO	Common Stock		D						67,937
2015-11-18		3/A	Moradi David Through Anthion Partners II LLC	KBIO	Common Stock		I						67,937
2015-11-18	2015-11-17	4/A	Anthion Partners II LLC Through Anthion Partners II LLC	KBIO	Common Stock	P - Purchase	I		1.6900	113,800	192		424,800
2015-11-18	2015-11-17	4/A	Anthion Partners II LLC	KBIO	Common Stock	P - Purchase	D		1.6900	113,800	192		424,800
2015-11-18	2015-11-16	4/A	Anthion Partners II LLC Through Anthion Partners II LLC	KBIO	Common Stock	P - Purchase	I		1.7600	17,100	30		311,000
2015-11-18	2015-11-16	4/A	Anthion Partners II LLC	KBIO	Common Stock	P - Purchase	D		1.7600	17,100	30		311,000
2015-11-18	2015-11-16	4/A	Anthion Partners II LLC Through Anthion Partners II LLC	KBIO	Common Stock	P - Purchase	I		1.2600	225,963	285		293,900
2015-11-18	2015-11-16	4/A	Anthion Partners II LLC	KBIO	Common Stock	P - Purchase	D		1.2600	225,963	285		293,900
2015-11-18		3	Anthion Partners II LLC	KBIO	Common Stock		D						203,811
2015-11-18		3	Anthion Partners II LLC Through Anthion Partners II LLC	KBIO	Common Stock		I						203,811
2015-11-18		3	Anthion Partners II LLC	KBIO	Common Stock		D						203,811
2015-11-18		3	Anthion Partners II LLC Through Anthion Partners II LLC	KBIO	Common Stock		I						203,811
2015-11-18		3	Shkreli Martin	KBIO	Common Stock		D						828,170
2015-11-18		3	Shkreli Martin	KBIO	Common Stock		D						828,170
2015-11-18	2015-11-17	4	Anthion Partners II LLC Through Anthion Partners II LLC	KBIO	Common Stock	P - Purchase	I		1.6900	113,800	192		424,800
2015-11-18	2015-11-17	4	Anthion Partners II LLC	KBIO	Common Stock	P - Purchase	D		1.6900	113,800	192		424,800
2015-11-18	2015-11-16	4	Anthion Partners II LLC	KBIO	Common Stock	P - Purchase	D		1.7600	17,100	30		311,000
2015-11-18	2015-11-16	4	Anthion Partners II LLC Through Anthion Partners II LLC	KBIO	Common Stock	P - Purchase	I		1.7600	17,100	30		311,000
2015-11-18	2015-11-16	4	Anthion Partners II LLC Through Anthion Partners II LLC	KBIO	Common Stock	P - Purchase	I		1.2600	225,963	285		293,900
2015-11-18	2015-11-16	4	Anthion Partners II LLC	KBIO	Common Stock	P - Purchase	D		1.2600	225,963	285		293,900
2015-11-18	2015-11-17	4	Shkreli Martin	KBIO	Common Stock	P - Purchase	D		2.4300	7,000	17		1,625,200
2015-11-18	2015-11-17	4	Shkreli Martin	KBIO	Common Stock	P - Purchase	D		1.9300	606,677	1,171		1,618,200
2015-11-18	2015-11-16	4	Shkreli Martin	KBIO	Common Stock	P - Purchase	D		1.4300	97,269	139		1,011,523
2015-11-18	2015-11-16	4	Shkreli Martin	KBIO	Common Stock	P - Purchase	D		0.6100	500,169	305		914,254
2015-11-10	2015-11-09	4	CROSS HERB	KBIO	Stock Option (right to buy)	A - Award	D	0.95		1,875		1,875
2015-10-28	2015-10-28	4	MARTELL RON	KBIO	Stock Option (right to buy)	A - Award	D	1.90		3,125		3,125
2015-10-08	2015-10-08	4	CROSS HERB	KBIO	Stock Option (right to buy)	A - Award	D	2.31		1,875		1,875
2015-09-28	2015-09-28	4	MARTELL RON	KBIO	Stock Option (right to buy)	A - Award	D	1.93		3,125		3,125
2015-09-22	2015-08-28	4	MARTELL RON	KBIO	Stock Option (right to buy)	A - Award	D	2.01		3,125		3,125
2015-09-22	2015-09-08	4	CROSS HERB	KBIO	Stock Option (right to buy)	A - Award	D	3.45		1,875		1,875
2015-08-11	2015-08-10	4	CROSS HERB	KBIO	Stock Option (right to buy)	A - Award	D	2.05		1,875		1,875
2015-07-30	2015-07-30	4	MARTELL RON	KBIO	Stock Option (right to buy)	A - Award	D	2.16		3,125		3,125
2015-07-14	2015-07-10	4	Smaldone Alsup Laurie	KBIO	Stock Option (right to buy)	A - Award	D	3.68		5,000		5,000
2015-07-14	2015-07-10	4	BAFFI ROBERT	KBIO	Stock Option (right to buy)	A - Award	D	3.68		5,000		5,000
2015-07-14	2015-07-10	4	GILBERT DENISE	KBIO	Stock Option (right to buy)	A - Award	D	3.68		5,000		5,000
2015-07-14	2015-07-10	4	WITHY RAYMOND M	KBIO	Stock Option (right to buy)	A - Award	D	3.68		5,000		5,000
2015-07-14	2015-07-10	4	LOVE TED W	KBIO	Stock Option (right to buy)	A - Award	D	3.68		5,000		5,000
2015-07-14	2015-07-10	4	LYONS GARY A	KBIO	Stock Option (right to buy)	A - Award	D	3.68		5,000		5,000
2015-07-08	2015-07-07	4	CROSS HERB	KBIO	Stock Option (right to buy)	A - Award	D	0.49		15,000		15,000
2015-06-30	2015-06-29	4	MARTELL RON	KBIO	Stock Option (right to buy)	A - Award	D	0.49		25,000		25,000
2015-06-08	2015-06-08	4	CROSS HERB	KBIO	Stock Option (right to buy)	A - Award	D	0.57		15,000		15,000
2015-05-28	2015-05-28	4	MARTELL RON	KBIO	Stock Option (right to buy)	A - Award	D	0.53		25,000		25,000
2015-05-08	2015-05-07	4	CROSS HERB	KBIO	Stock Option (right to buy)	A - Award	D	0.50		15,000		15,000
2015-04-27	2015-04-22	4	MARTELL RON	KBIO	Stock Option (right to buy)	A - Award	D	0.57		30,000		30,000
2015-04-27	2015-04-22	4	MARTELL RON	KBIO	Restricted Stock Units	A - Award	D			30,000		30,000
2015-04-08	2015-04-07	4	CROSS HERB	KBIO	Stock Option (right to buy)	A - Award	D	0.47		15,000		15,000
2015-03-13	2015-01-20	4/A	CROSS HERB	KBIO	Stock Option (right to buy)	A - Award	D	0.44		15,000		15,000
2015-03-10	2015-03-10	4	CROSS HERB	KBIO	Stock Option (right to buy)	A - Award	D	0.56		15,000		15,000
2015-02-18	2015-02-16	4	Joseph Donald	KBIO	Stock Options (right to buy)	A - Award	D	0.45		300,000		300,000
2015-02-18	2015-02-16	4	CROSS HERB	KBIO	Stock Option (right to buy)	A - Award	D	0.45		300,000		300,000
2015-02-18	2015-02-16	4	Yarranton Geoffrey Thomas	KBIO	Stock Options (right to buy)	A - Award	D	0.45		300,000		300,000
2015-02-09	2015-02-06	4	CROSS HERB	KBIO	Stock Option (right to buy)	A - Award	D	0.42		15,000		15,000
2015-01-21	2015-01-20	4	CROSS HERB	KBIO	Stock Option (right to buy)	A - Award	D	0.44		15,000		15,000
2014-12-01	2014-11-25	4	BAFFI ROBERT	KBIO	Stock Option (right to buy)	A - Award	D	1.87		40,000		40,000
2014-06-20	2014-06-18	4	LOVE TED W	KBIO	Stock Option (right to buy)	A - Award	D	2.10		20,000		20,000
2014-06-20	2014-06-18	4	LAWLIS V BRYAN	KBIO	Stock Option (right to buy)	A - Award	D	2.10		20,000		20,000
2014-06-20	2014-06-18	4	WITHY RAYMOND M	KBIO	Stock Option (right to buy)	A - Award	D	2.10		20,000		20,000
2014-06-20	2014-06-18	4	LYONS GARY A	KBIO	Stock Option (right to buy)	A - Award	D	2.10		20,000		20,000
2014-06-20	2014-06-18	4	GILBERT DENISE	KBIO	Stock Option (right to buy)	A - Award	D	2.10		20,000		20,000
2014-06-20	2014-06-18	4	Smaldone Alsup Laurie	KBIO	Stock Option (right to buy)	A - Award	D	2.10		20,000		20,000
2014-01-22	2014-01-19	4	Joseph Donald	KBIO	Stock Option (right to buy)	A - Award	D	5.41		40,000		40,000
2014-01-22	2014-01-19	4	Yarranton Geoffrey Thomas	KBIO	Stock Option (right to buy)	A - Award	D	5.41		75,000		75,000
2014-01-22	2014-01-19	4	Molfino Nestor	KBIO	Stock Option (right to buy)	A - Award	D	5.41		150,000		150,000
2014-01-22	2014-01-21	4	Pritchard David	KBIO	Stock Option (right to buy)	A - Award	D	5.36		250,000		250,000
2013-10-23	2013-10-22	4	CROSS HERB	KBIO	Stock Option (right to buy)	A - Award	D	4.15		150,000		150,000
2013-10-23	2013-10-22	4	Smaldone Alsup Laurie	KBIO	Stock Option (right to buy)	A - Award	D	4.15		20,000		20,000
2013-09-03	2013-08-29	4	LAWLIS V BRYAN	KBIO	Stock Option (right to buy)	A - Award	D	5.57		20,000		20,000
2013-08-01	2013-07-30	4	Joseph Donald	KBIO	Stock Option (right to buy)	A - Award	D	5.75		125,000		125,000
2013-05-03	2013-05-01	4	HENNER DENNIS	KBIO	Stock Option (Right to Buy)	A - Award	D	6.00		15,000		15,000
2013-05-02	2013-04-30	4	HEALY JAMES	KBIO	Stock Option (right to buy)	A - Award	D	6.00		15,000		15,000
2013-05-02	2013-04-30	4	WITHY RAYMOND M	KBIO	Stock Option (right to buy)	A - Award	D	6.00		15,000		15,000
2013-05-02	2013-04-30	4	LOVE TED W	KBIO	Stock Option (right to buy)	A - Award	D	6.00		15,000		15,000
2013-05-02	2013-04-30	4	LYONS GARY A	KBIO	Stock Option (right to buy)	A - Award	D	6.00		15,000		15,000
2013-05-02	2013-04-30	4	GILBERT DENISE	KBIO	Stock Option (right to buy)	A - Award	D	6.00		15,000		15,000
2013-05-02	2013-04-30	4	Cooper Jeffrey H	KBIO	Stock Option (right to buy)	A - Award	D	6.00		-60,000		60,000
2013-05-02	2013-04-30	4	Molfino Nestor	KBIO	Stock Option (right to buy)	A - Award	D	6.00		-90,000		90,000
2013-05-02	2013-04-30	4	Yarranton Geoffrey Thomas	KBIO	Stock Option (right to buy)	A - Award	D	6.00		75,000		75,000
2013-05-02	2013-04-30	4	Smith Brigitte	KBIO	Stock Option (right to buy)	A - Award	D	6.00		15,000		15,000
2013-05-02	2013-04-30	4	Pritchard David	KBIO	Stock Option (right to buy)	A - Award	D	6.00		150,000		150,000
2013-02-07	2013-02-05	4	HEALY JAMES	KBIO	Series E Preferred Stock	C - Conversion	I			-1,207		0
2013-02-07	2013-02-05	4	HEALY JAMES	KBIO	Series E Preferred Stock	C - Conversion	I			-80,731		0
2013-02-07	2013-02-05	4	HEALY JAMES	KBIO	Series E Preferred Stock	C - Conversion	I			-643		0
2013-02-07	2013-02-05	4	HEALY JAMES	KBIO	Series D Preferred Stock	C - Conversion	I			-2,565		0
2013-02-07	2013-02-05	4	HEALY JAMES	KBIO	Series D Preferred Stock	C - Conversion	I			-171,450		0
2013-02-07	2013-02-05	4	HEALY JAMES	KBIO	Series D Preferred Stock	C - Conversion	I			-1,367		0
2013-02-07	2013-02-05	4	HEALY JAMES	KBIO	Series C Preferred Stock	C - Conversion	I			-3,143		0
2013-02-07	2013-02-05	4	HEALY JAMES	KBIO	Series C Preferred Stock	C - Conversion	I			-210,056		0
2013-02-07	2013-02-05	4	HEALY JAMES	KBIO	Series C Preferred Stock	C - Conversion	I			-1,675		0
2013-02-07	2013-02-05	4	HEALY JAMES	KBIO	Series B-2 Preferred Stock	C - Conversion	I			-9,982		0
2013-02-07	2013-02-05	4	HEALY JAMES	KBIO	Series B-2 Preferred Stock	C - Conversion	I			-653,356		0
2013-02-07	2013-02-05	4	HEALY JAMES	KBIO	Series B-2 Preferred Stock	C - Conversion	I			-19,120		0
2013-02-07	2013-02-05	4	HEALY JAMES	KBIO	Series B-1 Preferred Stock	C - Conversion	I			-5,231		0
2013-02-07	2013-02-05	4	HEALY JAMES	KBIO	Series B-1 Preferred Stock	C - Conversion	I			-341,236		0
2013-02-07	2013-02-05	4	HEALY JAMES	KBIO	Series B-1 Preferred Stock	C - Conversion	I			-11,226		0
2013-02-07	2013-02-05	4	HEALY JAMES	KBIO	Series A Preferred Stock	C - Conversion	I			-2,851		0
2013-02-07	2013-02-05	4	HEALY JAMES	KBIO	Series A Preferred Stock	C - Conversion	I			-185,996		0
2013-02-07	2013-02-05	4	HEALY JAMES	KBIO	Series A Preferred Stock	C - Conversion	I			-6,118		0
2013-02-07	2013-02-05	4	HEALY JAMES	KBIO	Common Stock	C - Conversion	I			1,392			31,415
2013-02-07	2013-02-05	4	HEALY JAMES	KBIO	Common Stock	C - Conversion	I			93,129			2,072,914
2013-02-07	2013-02-05	4	HEALY JAMES	KBIO	Common Stock	C - Conversion	I			742			43,767
2013-02-07	2013-02-05	4	HEALY JAMES	KBIO	Common Stock	C - Conversion	I			2,918			30,023
2013-02-07	2013-02-05	4	HEALY JAMES	KBIO	Common Stock	C - Conversion	I			195,088			1,979,785
2013-02-07	2013-02-05	4	HEALY JAMES	KBIO	Common Stock	C - Conversion	I			1,555			43,025
2013-02-07	2013-02-05	4	HEALY JAMES	KBIO	Common Stock	C - Conversion	I			3,440			27,105
2013-02-07	2013-02-05	4	HEALY JAMES	KBIO	Common Stock	C - Conversion	I			229,904			1,784,697
2013-02-07	2013-02-05	4	HEALY JAMES	KBIO	Common Stock	C - Conversion	I			1,833			41,470
2013-02-07	2013-02-05	4	HEALY JAMES	KBIO	Common Stock	C - Conversion	I			9,982			23,665
2013-02-07	2013-02-05	4	HEALY JAMES	KBIO	Common Stock	C - Conversion	I			653,356			1,554,793
2013-02-07	2013-02-05	4	HEALY JAMES	KBIO	Common Stock	C - Conversion	I			19,120			39,637
2013-02-07	2013-02-05	4	HEALY JAMES	KBIO	Common Stock	C - Conversion	I			5,231			13,683
2013-02-07	2013-02-05	4	HEALY JAMES	KBIO	Common Stock	C - Conversion	I			341,236			901,437
2013-02-07	2013-02-05	4	HEALY JAMES	KBIO	Common Stock	C - Conversion	I			11,226			20,517
2013-02-07	2013-02-05	4	HEALY JAMES	KBIO	Common Stock	C - Conversion	I			2,851			8,452
2013-02-07	2013-02-05	4	HEALY JAMES	KBIO	Common Stock	C - Conversion	I			185,996			560,201
2013-02-07	2013-02-05	4	HEALY JAMES	KBIO	Common Stock	C - Conversion	I			6,118			9,291
2013-02-07	2013-02-05	4	DEVELOPMENT BANK OF JAPAN INC.	KBIO	Series D Preferred Stock	C - Conversion	D			-431,973		0
2013-02-07	2013-02-05	4	DEVELOPMENT BANK OF JAPAN INC.	KBIO	Common Stock	C - Conversion	D			491,530			491,530
2013-02-07	2013-02-05	4	BAXTER INTERNATIONAL INC	KBIO	Series D Preferred Stock	C - Conversion	D			-842,435		0
2013-02-07	2013-02-05	4	BAXTER INTERNATIONAL INC	KBIO	Common Stock	C - Conversion	D			958,583			958,583
2013-02-07	2013-02-05	4	Sanofi by wholly-owned subsidiary Genzyme Corp.	KBIO	Preferred Shares	C - Conversion	I			-431,973		0
2013-02-07	2013-01-31	4	Sanofi by wholly-owned subsidiary Genzyme Corp.	KBIO	Common Stock	P - Purchase	I		8.0000	87,500	700		579,030
2013-02-07	2013-02-05	4	HENNER DENNIS	KBIO	Series D Preferred Stock	C - Conversion	I			-275,539		0
2013-02-07	2013-02-05	4	HENNER DENNIS	KBIO	Series C Preferred Stock	C - Conversion	I			-337,622		0
2013-02-07	2013-02-05	4	HENNER DENNIS	KBIO	Series B-2 Preferred Stock	C - Conversion	I			-1,949,879		0
2013-02-07	2013-02-05	4	HENNER DENNIS	KBIO	Common Stock	C - Conversion	I			313,527			2,632,928
2013-02-07	2013-02-05	4	HENNER DENNIS	KBIO	Common Stock	C - Conversion	I			369,522			2,319,401
2013-02-07	2013-02-05	4	HENNER DENNIS	KBIO	Common Stock	C - Conversion	I			1,949,879			1,949,879
2013-02-07	2013-02-05	4	EVNIN LUKE	KBIO	Series D Preferred Stock	C - Conversion	I			-275,539		0
2013-02-07	2013-02-05	4	EVNIN LUKE	KBIO	Series C Preferred Stock	C - Conversion	I			-337,622		0
2013-02-07	2013-02-05	4	EVNIN LUKE	KBIO	Series B-2 Preferred Stock	C - Conversion	I			-1,949,879		0
2013-02-07	2013-02-05	4	EVNIN LUKE	KBIO	Common Stock	C - Conversion	I			313,527			2,632,928
2013-02-07	2013-02-05	4	EVNIN LUKE	KBIO	Common Stock	C - Conversion	I			369,522			2,319,401
2013-02-07	2013-02-05	4	EVNIN LUKE	KBIO	Common Stock	C - Conversion	I			1,949,879			1,949,879
2013-02-07	2013-02-05	4	Alloy Ventures 2000, LLC	KBIO	Series E Preferred Stock	C - Conversion	D			-165,164		0
2013-02-07	2013-02-05	4	Alloy Ventures 2000, LLC	KBIO	Series D Preferred Stock	C - Conversion	D			-224,029		0
2013-02-07	2013-02-05	4	Alloy Ventures 2000, LLC	KBIO	Series C Preferred Stock	C - Conversion	D			-181,114		0
2013-02-07	2013-02-05	4	Alloy Ventures 2000, LLC	KBIO	Series B-2 Preferred Stock	C - Conversion	D			-487,489		0
2013-02-07	2013-02-05	4	Alloy Ventures 2000, LLC	KBIO	Series B-1 Preferred Stock	C - Conversion	D			-357,693		0
2013-02-07	2013-02-05	4	Alloy Ventures 2000, LLC	KBIO	Series A Preferred Stock	C - Conversion	D			-194,965		0
2013-02-07	2013-02-05	4	Alloy Ventures 2000, LLC	KBIO	Common Stock	C - Conversion	D			1,683,817			1,691,794
2013-02-07	2013-02-05	4	MPM BIOVENTURES III-QP L.P.	KBIO	Series D Preferred Stock	C - Conversion	I			-275,539		0
2013-02-07	2013-02-05	4	MPM BIOVENTURES III-QP L.P.	KBIO	Series C Preferred Stock	C - Conversion	I			-337,622		0
2013-02-07	2013-02-05	4	MPM BIOVENTURES III-QP L.P.	KBIO	Series B-2 Preferred Stock	C - Conversion	I			-1,949,879		0
2013-02-07	2013-02-05	4	MPM BIOVENTURES III-QP L.P.	KBIO	Common Stock	C - Conversion	I			313,527			2,632,928
2013-02-07	2013-02-05	4	MPM BIOVENTURES III-QP L.P.	KBIO	Common Stock	C - Conversion	I			369,522			2,319,401
2013-02-07	2013-02-05	4	MPM BIOVENTURES III-QP L.P.	KBIO	Common Stock	C - Conversion	I			1,949,879			1,949,879
2013-02-07	2013-02-05	4	MPM BIOVENTURES III-QP L.P.	KBIO	Series D Preferred Stock	C - Conversion	I			-275,539		0
2013-02-07	2013-02-05	4	MPM BIOVENTURES III-QP L.P.	KBIO	Series C Preferred Stock	C - Conversion	I			-337,622		0
2013-02-07	2013-02-05	4	MPM BIOVENTURES III-QP L.P.	KBIO	Series B-2 Preferred Stock	C - Conversion	I			-1,949,879		0
2013-02-07	2013-02-05	4	MPM BIOVENTURES III-QP L.P.	KBIO	Common Stock	C - Conversion	I			313,527			2,632,928
2013-02-07	2013-02-05	4	MPM BIOVENTURES III-QP L.P.	KBIO	Common Stock	C - Conversion	I			369,522			2,319,401
2013-02-07	2013-02-05	4	MPM BIOVENTURES III-QP L.P.	KBIO	Common Stock	C - Conversion	I			1,949,879			1,949,879
2013-02-07	2013-02-05	4	SOFINNOVA VENTURE PARTNERS V LP	KBIO	Series E Preferred Stock	C - Conversion	D			-1,207		0
2013-02-07	2013-02-05	4	SOFINNOVA VENTURE PARTNERS V LP	KBIO	Series E Preferred Stock	C - Conversion	D			-80,731		0
2013-02-07	2013-02-05	4	SOFINNOVA VENTURE PARTNERS V LP	KBIO	Series E Preferred Stock	C - Conversion	D			-643		0
2013-02-07	2013-02-05	4	SOFINNOVA VENTURE PARTNERS V LP	KBIO	Series D Preferred Stock	C - Conversion	D			-2,565		0
2013-02-07	2013-02-05	4	SOFINNOVA VENTURE PARTNERS V LP	KBIO	Series D Preferred Stock	C - Conversion	D			-171,450		0
2013-02-07	2013-02-05	4	SOFINNOVA VENTURE PARTNERS V LP	KBIO	Series D Preferred Stock	C - Conversion	D			-1,367		0
2013-02-07	2013-02-05	4	SOFINNOVA VENTURE PARTNERS V LP	KBIO	Series C Preferred Stock	C - Conversion	D			-3,143		0
2013-02-07	2013-02-05	4	SOFINNOVA VENTURE PARTNERS V LP	KBIO	Series C Preferred Stock	C - Conversion	D			-210,056		0
2013-02-07	2013-02-05	4	SOFINNOVA VENTURE PARTNERS V LP	KBIO	Series C Preferred Stock	C - Conversion	D			-1,675		0
2013-02-07	2013-02-05	4	SOFINNOVA VENTURE PARTNERS V LP	KBIO	Series B-2 Preferred Stock	C - Conversion	D			-9,982		0
2013-02-07	2013-02-05	4	SOFINNOVA VENTURE PARTNERS V LP	KBIO	Series B-2 Preferred Stock	C - Conversion	D			-653,356		0
2013-02-07	2013-02-05	4	SOFINNOVA VENTURE PARTNERS V LP	KBIO	Series B-2 Preferred Stock	C - Conversion	D			-19,120		0
2013-02-07	2013-02-05	4	SOFINNOVA VENTURE PARTNERS V LP	KBIO	Series B-1 Preferred Stock	C - Conversion	D			-5,231		0
2013-02-07	2013-02-05	4	SOFINNOVA VENTURE PARTNERS V LP	KBIO	Series B-1 Preferred Stock	C - Conversion	D			-341,236		0
2013-02-07	2013-02-05	4	SOFINNOVA VENTURE PARTNERS V LP	KBIO	Series B-1 Preferred Stock	C - Conversion	D			-11,226		0
2013-02-07	2013-02-05	4	SOFINNOVA VENTURE PARTNERS V LP	KBIO	Series A Preferred Stock	C - Conversion	D			-2,851		0
2013-02-07	2013-02-05	4	SOFINNOVA VENTURE PARTNERS V LP	KBIO	Series A Preferred Stock	C - Conversion	D			-185,996		0
2013-02-07	2013-02-05	4	SOFINNOVA VENTURE PARTNERS V LP	KBIO	Series A Preferred Stock	C - Conversion	D			-6,118		0
2013-02-07	2013-02-05	4	SOFINNOVA VENTURE PARTNERS V LP	KBIO	Common Stock	C - Conversion	D			1,392			31,415
2013-02-07	2013-02-05	4	SOFINNOVA VENTURE PARTNERS V LP	KBIO	Common Stock	C - Conversion	D			93,129			2,072,914
2013-02-07	2013-02-05	4	SOFINNOVA VENTURE PARTNERS V LP	KBIO	Common Stock	C - Conversion	D			742			43,767
2013-02-07	2013-02-05	4	SOFINNOVA VENTURE PARTNERS V LP	KBIO	Common Stock	C - Conversion	D			2,918			30,023
2013-02-07	2013-02-05	4	SOFINNOVA VENTURE PARTNERS V LP	KBIO	Common Stock	C - Conversion	D			195,088			1,979,785
2013-02-07	2013-02-05	4	SOFINNOVA VENTURE PARTNERS V LP	KBIO	Common Stock	C - Conversion	D			1,555			43,025
2013-02-07	2013-02-05	4	SOFINNOVA VENTURE PARTNERS V LP	KBIO	Common Stock	C - Conversion	D			3,440			27,105
2013-02-07	2013-02-05	4	SOFINNOVA VENTURE PARTNERS V LP	KBIO	Common Stock	C - Conversion	D			229,904			1,784,697
2013-02-07	2013-02-05	4	SOFINNOVA VENTURE PARTNERS V LP	KBIO	Common Stock	C - Conversion	D			1,833			41,470
2013-02-07	2013-02-05	4	SOFINNOVA VENTURE PARTNERS V LP	KBIO	Common Stock	C - Conversion	D			9,982			23,665
2013-02-07	2013-02-05	4	SOFINNOVA VENTURE PARTNERS V LP	KBIO	Common Stock	C - Conversion	D			653,356			1,554,793
2013-02-07	2013-02-05	4	SOFINNOVA VENTURE PARTNERS V LP	KBIO	Common Stock	C - Conversion	D			19,120			39,637
2013-02-07	2013-02-05	4	SOFINNOVA VENTURE PARTNERS V LP	KBIO	Common Stock	C - Conversion	D			5,231			13,683
2013-02-07	2013-02-05	4	SOFINNOVA VENTURE PARTNERS V LP	KBIO	Common Stock	C - Conversion	D			341,236			901,437
2013-02-07	2013-02-05	4	SOFINNOVA VENTURE PARTNERS V LP	KBIO	Common Stock	C - Conversion	D			11,226			20,517
2013-02-07	2013-02-05	4	SOFINNOVA VENTURE PARTNERS V LP	KBIO	Common Stock	C - Conversion	D			2,851			8,452
2013-02-07	2013-02-05	4	SOFINNOVA VENTURE PARTNERS V LP	KBIO	Common Stock	C - Conversion	D			185,996			560,201
2013-02-07	2013-02-05	4	SOFINNOVA VENTURE PARTNERS V LP	KBIO	Common Stock	C - Conversion	D			6,118			9,291
2013-02-07	2013-02-05	4	Smith Brigitte By GBS Genesis	KBIO	Series D Preferred Stock	C - Conversion	I			-45,368		0
2013-02-07	2013-02-05	4	Smith Brigitte By GBS Bioventures II A/C	KBIO	Series D Preferred Stock	C - Conversion	I			-170,617		0
2013-02-07	2013-02-05	4	Smith Brigitte By GBS Genesis	KBIO	Series C Preferred Stock	C - Conversion	I			-25,322		0
2013-02-07	2013-02-05	4	Smith Brigitte By GBS Bioventures II A/C	KBIO	Series C Preferred Stock	C - Conversion	I			-59,084		0
2013-02-07	2013-02-05	4	Smith Brigitte By GBS Genesis	KBIO	Series B-2 Preferred Stock	C - Conversion	I			-146,240		0
2013-02-07	2013-02-05	4	Smith Brigitte By GBS Bioventures II A/C	KBIO	Series B-2 Preferred Stock	C - Conversion	I			-341,229		0
2013-02-07	2013-02-05	4	Smith Brigitte	KBIO	Common Stock	C - Conversion	I			825,613			850,613
2013-02-07	2013-02-05	4	5AM Partners LLC	KBIO	Series D Preferred Stock	C - Conversion	D			-96,612		0
2013-02-07	2013-02-05	4	5AM Partners LLC	KBIO	Series C Preferred Stock	C - Conversion	D			-79,886		0
2013-02-07	2013-02-05	4	5AM Partners LLC	KBIO	Series B-2 Preferred Stock	C - Conversion	D			-175,488		0
2013-02-07	2013-02-05	4	5AM Partners LLC	KBIO	Series B-1 Preferred Stock	C - Conversion	D			-125,185		0
2013-02-07	2013-02-05	4	5AM Partners LLC	KBIO	Common Stock	C - Conversion	D			498,038			721,228
2013-02-07	2013-02-05	4	Mitsubishi UFJ Capital II, Limited Partnership	KBIO	Series D Preferred Stock	C - Conversion	D			-345,578		0
2013-02-07	2013-02-05	4	Mitsubishi UFJ Capital II, Limited Partnership	KBIO	Common Stock	C - Conversion	D			393,223			393,223
2013-02-07	2013-02-05	4	GBS Venture Partners Pty, Ltd	KBIO	Series D Preferred Stock	C - Conversion	D			-215,985		0
2013-02-07	2013-02-05	4	GBS Venture Partners Pty, Ltd	KBIO	Series C Preferred Stock	C - Conversion	D			-84,406		0
2013-02-07	2013-02-05	4	GBS Venture Partners Pty, Ltd	KBIO	Series B-2 Preferred Stock	C - Conversion	D			-487,469		0
2013-02-07	2013-02-05	4	GBS Venture Partners Pty, Ltd	KBIO	Common Stock	C - Conversion	D			825,613			850,613
2013-02-07	2013-02-05	4	Lehman Brothers Holdings Inc. By LB I Group Inc.	KBIO	Series C Convertible Preferred Stock	C - Conversion	I			-974,940		0
2013-02-07	2013-02-05	4	Lehman Brothers Holdings Inc. By LB I Group Inc.	KBIO	Common Stock	C - Conversion	I			1,067,059			1,067,059
2013-02-07	2013-02-05	4	SINGAPORE BIO INNOVATIONS PTE LTD	KBIO	Series D Preferred Stock	C - Conversion	D			-104,387		0
2013-02-07	2013-02-05	4	SINGAPORE BIO INNOVATIONS PTE LTD	KBIO	Series C Preferred Stock	C - Conversion	D			-51,710		0
2013-02-07	2013-02-05	4	SINGAPORE BIO INNOVATIONS PTE LTD	KBIO	Series B-2 Preferred Stock	C - Conversion	D			-175,489		0
2013-02-07	2013-02-05	4	SINGAPORE BIO INNOVATIONS PTE LTD	KBIO	Series B-1 Preferred Stock	C - Conversion	D			-121,149		0
2013-02-07	2013-02-05	4	SINGAPORE BIO INNOVATIONS PTE LTD	KBIO	Common Stock	C - Conversion	D			472,013			474,018
2013-02-04	2013-01-31	4	HEALY JAMES	KBIO	Common Stock	P - Purchase	I		8.0000	5,485	44		5,601
2013-02-04	2013-01-31	4	HEALY JAMES	KBIO	Common Stock	P - Purchase	I		8.0000	366,592	2,933		374,205
2013-02-04	2013-01-31	4	HEALY JAMES	KBIO	Common Stock	P - Purchase	I		8.0000	2,923	23		3,173
2013-02-04	2013-01-31	4	GBS Venture Partners Pty, Ltd	KBIO	Common Stock	P - Purchase	D		8.0000	25,000	200		25,000
2013-02-04	2013-01-31	4	Smith Brigitte By GBS Bioventures II A/C	KBIO	Common Stock	P - Purchase	I		8.0000	25,000	200		25,000
2013-02-04	2013-01-31	4	5AM Partners LLC	KBIO	Common Stock	P - Purchase	D		8.0000	62,500	500		223,190
2012-08-13		3	WITHY RAYMOND M	NONE	Common Stock		D						100,000
2012-08-10		3	Alloy Ventures 2000, L.P.	NONE	Common Stock		D						28,418
2012-08-10		3	Azan Alain	NONE	Common Stock		I						414
2012-08-10		3	Azan Alain	NONE	Common Stock		I						27,116
2012-08-10		3	Azan Alain	NONE	Common Stock		I						891
2012-08-10		3	Yarranton Geoffrey Thomas	NONE	Common Stock		D						931,645
2012-08-10		3	Pritchard David	NONE	Common Stock		D						2,273,521
2012-08-10		3	Shochat Dan	NONE	Common Stock		D						826,394
2012-08-10		3	5AM VENTURES LLC	NONE	Common Stock		D						572,295
2012-08-10		3	EDB Investments Pte Ltd.	NONE	Common Stock		D						7,142

Pembelian sekuritas non-derivatif atau derivatif di pasar terbuka atau secara pribadi.

Penjualan terbuka atau penjualan pribadi atas sekuritas non-derivatif atau derivatif.

Hibah, penghargaan, atau perolehan sekuritas lainnya dari perusahaan (seperti opsi)

Konversi turunan

Penjualan atau pengalihan sekuritas kembali ke perusahaan.

Pembayaran harga pelaksanaan atau kewajiban pajak menggunakan sebagian sekuritas yang diterima dari perusahaan.

Pemberian sekuritas oleh atau kepada orang dalam.

Swap ekuitas dan transaksi lindung nilai serupa

Pelaksanaan atau konversi sekuritas derivatif yang diterima dari perusahaan (seperti opsi)

Transaksi yang dilaporkan secara sukarela pada Formulir 4.

Lainnya (disertai dengan catatan kaki yang menjelaskan transaksi tersebut)

HGEN / Humanigen, Inc. - Insider Trading and Ownership Report - SEC Form 3, 4, 5