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| CIK | 1810747 |
SEC Filings
All companies that sell securities in the United States must register with the Securities and Exchange Commission (SEC) and file reports on a regular basis.
These reports include company annual reports (10K, 10Q), news updates (8K), investor presentations (found in 8Ks), insider trades (form 4), ownership reports (13D, and 13G), and reports related to the specific securities sold, such as registration statements and prospectus. This page shows recent SEC filings related to Simplify Exchange Traded Funds - Simplify Aggregate Bond ETF
SEC Filings (Chronological Order)
Halaman ini menyediakan daftar lengkap dan kronologis dari Pengajuan SEC, tidak termasuk pengajuan kepemilikan yang kami sediakan di tempat lain.
| September 5, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-A FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES PURSUANT TO SECTION 12(b) OR (g) OF THE SECURITIES EXCHANGE ACT OF 1934 SIMPLIFY EXCHANGE TRADED FUNDS (Exact name of registrant as specified in its charter) Delaware See below (State of incorporation or organization) (I.R.S. Employer Identification No.) 10845 Griffith |
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| July 11, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-A FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES PURSUANT TO SECTION 12(b) OR (g) OF THE SECURITIES EXCHANGE ACT OF 1934 SIMPLIFY EXCHANGE TRADED FUNDS (Exact name of registrant as specified in its charter) Delaware See below (State of incorporation or organization) (I.R.S. Employer Identification No.) 10845 Griffith |
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| May 30, 2025 |
NOTIFICATION OF THE REMOVAL FROM LISTING AND REGISTRATION OF THE STATED SECURITIES NYSE Arca hereby notifies the SEC of its intention to remove the entire class of the stated securities from listing and registration on the Exchange at the opening of business on June 10, 2025, pursuant to the provisions of Rule 12d2-2 (a). |
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| May 19, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-A FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES PURSUANT TO SECTION 12(b) OR (g) OF THE SECURITIES EXCHANGE ACT OF 1934 SIMPLIFY EXCHANGE TRADED FUNDS (Exact name of registrant as specified in its charter) Delaware See below (State of incorporation or organization) (I.R.S. Employer Identification No.) 10845 Griffith |
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| April 23, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-A FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES PURSUANT TO SECTION 12(b) OR (g) OF THE SECURITIES EXCHANGE ACT OF 1934 SIMPLIFY EXCHANGE TRADED FUNDS (Exact name of registrant as specified in its charter) Delaware See below (State of incorporation or organization) (I.R.S. Employer Identification No.) 10845 Griffith |
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| April 9, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-A FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES PURSUANT TO SECTION 12(b) OR (g) OF THE SECURITIES EXCHANGE ACT OF 1934 SIMPLIFY EXCHANGE TRADED FUNDS (Exact name of registrant as specified in its charter) Delaware See below (State of incorporation or organization) (I.R.S. Employer Identification No.) 10845 Griffith |
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| January 13, 2025 |
January 13, 2025 VIA EDGAR TRANSMISSION Christina DiAngelo Fettig Securities and Exchange Commission Division of Investment Management 100 F. |
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| January 6, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-A FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES PURSUANT TO SECTION 12(b) OR (g) OF THE SECURITIES EXCHANGE ACT OF 1934 SIMPLIFY EXCHANGE TRADED FUNDS (Exact name of registrant as specified in its charter) Delaware See below (State of incorporation or organization) (I.R.S. Employer Identification No.) 10845 Griffith |
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| December 30, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-A FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES PURSUANT TO SECTION 12(b) OR (g) OF THE SECURITIES EXCHANGE ACT OF 1934 SIMPLIFY EXCHANGE TRADED FUNDS (Exact name of registrant as specified in its charter) Delaware See below (State of incorporation or organization) (I.R.S. Employer Identification No.) 10845 Griffith |
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| December 11, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 SCHEDULE 14C (RULE 14c-101) SCHEDULE 14C INFORMATION Information Statement Pursuant to Section 14(c) of the Securities Exchange Act of 1934 Check the appropriate box: ☐ Preliminary information statement ☐ Confidential, for use of the Commission only (as permitted by Rule 14c-5(d)(2)) ☒ Definitive information statement SIMPLIFY EXCHANGE TRADED FUNDS (Name of Registrant as Specified in Its Charter) Payment of Filing Fee (Check the appropriate box): ☒ No Fee required. |
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| November 25, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-A FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES PURSUANT TO SECTION 12(b) OR (g) OF THE SECURITIES EXCHANGE ACT OF 1934 SIMPLIFY EXCHANGE TRADED FUNDS (Exact name of registrant as specified in its charter) Delaware See below (State of incorporation or organization) (I.R.S. Employer Identification No.) 10845 Griffith |
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| November 25, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 SCHEDULE 14C (RULE 14c-101) SCHEDULE 14C INFORMATION Information Statement Pursuant to Section 14(c) of the Securities Exchange Act of 1934 Check the appropriate box: ☒ Preliminary information statement ☐ Confidential, for use of the Commission only (as permitted by Rule 14c-5(d)(2)) ☐ Definitive information statement SIMPLIFY EXCHANGE TRADED FUNDS (Name of Registrant as Specified in Its Charter) Payment of Filing Fee (Check the appropriate box): ☒ No Fee required. |
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| October 17, 2024 |
Simplify Exchange Traded Funds 10845 Griffith Peak Drive, 2/F Las Vegas, NV 89135 Simplify Exchange Traded Funds 10845 Griffith Peak Drive, 2/F Las Vegas, NV 89135 October 17, 2024 Public Filing Desk U. |
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| September 20, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-A FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES PURSUANT TO SECTION 12(b) OR (g) OF THE SECURITIES EXCHANGE ACT OF 1934 SIMPLIFY EXCHANGE TRADED FUNDS (Exact name of registrant as specified in its charter) Delaware See below (State of incorporation or organization) (I.R.S. Employer Identification No.) 10845 Griffith |
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| September 6, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-A FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES PURSUANT TO SECTION 12(b) OR (g) OF THE SECURITIES EXCHANGE ACT OF 1934 SIMPLIFY EXCHANGE TRADED FUNDS (Exact name of registrant as specified in its charter) Delaware See below (State of incorporation or organization) (I.R.S. Employer Identification No.) 10845 Griffith |
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| August 8, 2024 |
8-A12B 1 simplifyetf8a12b.htm 8-A12B UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-A FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES PURSUANT TO SECTION 12(b) OR (g) OF THE SECURITIES EXCHANGE ACT OF 1934 SIMPLIFY EXCHANGE TRADED FUNDS (Exact name of registrant as specified in its charter) Delaware See below (State of incorporation or organization) (I.R.S. Employ |
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| April 24, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 SCHEDULE 14C (RULE 14c-101) SCHEDULE 14C INFORMATION Information Statement Pursuant to Section 14(c) of the Securities Exchange Act of 1934 Check the appropriate box: ☐ Preliminary information statement ☐ Confidential, for use of the Commission only (as permitted by Rule 14c-5(d)(2)) ☒ Definitive information statement SIMPLIFY EXCHANGE TRADED FUNDS (Name of Registrant as Specified in Its Charter) Payment of Filing Fee (Check all boxes that apply): ☒ No fee required. |
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| April 11, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-A FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES PURSUANT TO SECTION 12(b) OR (g) OF THE SECURITIES EXCHANGE ACT OF 1934 SIMPLIFY EXCHANGE TRADED FUNDS (Exact name of registrant as specified in its charter) Delaware See below (State of incorporation or organization) (I.R.S. Employer Identification No.) 222 Broadway, |
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| April 11, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 SCHEDULE 14C (RULE 14c-101) SCHEDULE 14C INFORMATION Information Statement Pursuant to Section 14(c) of the Securities Exchange Act of 1934 Check the appropriate box: ☐ Preliminary information statement ☐ Confidential, for use of the Commission only (as permitted by Rule 14c-5(d)(2)) ☒ Definitive information statement SIMPLIFY EXCHANGE TRADED FUNDS (Name of Registrant as Specified in Its Charter) Payment of Filing Fee (Check all boxes that apply): ☒ No fee required. |
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| March 14, 2024 |
NOTIFICATION OF THE REMOVAL FROM LISTING AND REGISTRATION OF THE STATED SECURITIES NYSE Arca hereby notifies the SEC of its intention to remove the entire class of the stated securities from listing and registration on the Exchange at the opening of business on March 25, 2024, pursuant to the provisions of Rule 12d2-2 (a). |
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| February 26, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 SCHEDULE 14C (RULE 14c-101) SCHEDULE 14C INFORMATION Information Statement Pursuant to Section 14(c) of the Securities Exchange Act of 1934 Check the appropriate box: ☒ Preliminary information statement ☐ Confidential, for use of the Commission only (as permitted by Rule 14c-5(d)(2)) ☐ Definitive information statement SIMPLIFY EXCHANGE TRADED FUNDS (Name of Registrant as Specified in Its Charter) Payment of Filing Fee (Check all boxes that apply): ☒ No fee required. |
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| February 22, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-A FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES PURSUANT TO SECTION 12(b) OR (g) OF THE SECURITIES EXCHANGE ACT OF 1934 SIMPLIFY EXCHANGE TRADED FUNDS (Exact name of registrant as specified in its charter) Delaware See below (State of incorporation or organization) (I.R.S. Employer Identification No.) 222 Broadway, |
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| November 7, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-A FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES PURSUANT TO SECTION 12(b) OR (g) OF THE SECURITIES EXCHANGE ACT OF 1934 SIMPLIFY EXCHANGE TRADED FUNDS (Exact name of registrant as specified in its charter) Delaware See below (State of incorporation or organization) (I.R.S. Employer Identification No.) 222 Broadway, |
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| November 3, 2023 |
NOTIFICATION OF THE REMOVAL FROM LISTING AND REGISTRATION OF THE STATED SECURITIES NYSE Arca hereby notifies the SEC of its intention to remove the entire class of the stated securities from listing and registration on the Exchange at the opening of business on November 14, 2023, pursuant to the provisions of Rule 12d2-2 (a). |
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| October 30, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-A FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES PURSUANT TO SECTION 12(b) OR (g) OF THE SECURITIES EXCHANGE ACT OF 1934 SIMPLIFY EXCHANGE TRADED FUNDS (Exact name of registrant as specified in its charter) Delaware See below (State of incorporation or organization) (I.R.S. Employer Identification No.) 222 Broadway, |
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| September 6, 2023 |
Simplify Intermediate Term Treasury Futures Strategy ETF Schedule of Investments March 31, 2023 (Unaudited) 1 Principal Value U. |
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| September 6, 2023 |
Simplify Macro Strategy ETF Consolidated Schedule of Investments March 31, 2023 (Unaudited) 1 Shares Value Exchange-Traded Funds – 86. |
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| September 6, 2023 |
Simplify Short Term Treasury Futures Strategy ETF Schedule of Investments March 31, 2023 (Unaudited) 1 Principal Value U. |
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| September 6, 2023 |
Simplify Macro Strategy ETF Consolidated Schedule of Investments September 30, 2022 (Unaudited) 1 . |
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| September 6, 2023 |
Simplify Stable Income ETF Schedule of Investments March 31, 2023 (Unaudited) 1 Principal Value U. |
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| September 6, 2023 |
Simplify Enhanced Income ETF Schedule of Investments March 31, 2023 (Unaudited) 1 Principal Value U. |
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| June 13, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-A FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES PURSUANT TO SECTION 12(b) OR (g) OF THE SECURITIES EXCHANGE ACT OF 1934 SIMPLIFY EXCHANGE TRADED FUNDS (Exact name of registrant as specified in its charter) Delaware See below (State of incorporation or organization) (I.R.S. Employer Identification No.) 222 Broadway, |
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| June 13, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-A FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES PURSUANT TO SECTION 12(b) OR (g) OF THE SECURITIES EXCHANGE ACT OF 1934 SIMPLIFY EXCHANGE TRADED FUNDS (Exact name of registrant as specified in its charter) Delaware See below (State of incorporation or organization) (I.R.S. Employer Identification No.) 222 Broadway, |
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| June 12, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-A FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES PURSUANT TO SECTION 12(b) OR (g) OF THE SECURITIES EXCHANGE ACT OF 1934 SIMPLIFY EXCHANGE TRADED FUNDS (Exact name of registrant as specified in its charter) Delaware See below (State of incorporation or organization) (I.R.S. Employer Identification No.) 222 Broadway, |
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| June 12, 2023 |
June 12, 2023 Scott W. Lee Senior Counsel U.S. Securities and Exchange Commission Division of Investment Management Disclosure Review and Accounting Office 100 F Street NE Washington, DC 20549 Re: Simplify Exchange Traded Funds (the “Trust” or the “Registrant”) File Nos. 811-23570, 333-238475 Dear Mr. Lee: On March 27, 2023, Simplify Exchange Traded Funds (the “Trust” or the “Registrant”), on beha |
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| May 22, 2023 |
NPORT-EX 2 566910SIMPLIFY033123.htm Simplify Volt Cloud and Cybersecurity Disruption ETF Schedule of Investments March 31, 2023 (Unaudited) 1 Shares Value Common Stocks – 94.8% Communications – 13.0% Alphabet, Inc., Class C* ........................................................ 1,732 $ 180,128 Amazon.com, Inc.* ............................................................ 1,732 178,898 Meta Pl |
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| May 22, 2023 |
Simplify Volatility Premium ETF Consolidated Schedule of Investments March 31, 2023 (Unaudited) 1 Principal Value U. |
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| May 22, 2023 |
NPORT-EX 2 565376SIMPLIFY033123.htm Simplify Nasdaq 100 PLUS Convexity ETF Schedule of Investments March 31, 2023 (Unaudited) 1 Shares Value Exchange-Traded Funds – 99.4% Invesco QQQ Trust Series 1(a)(b) (Cost $4,484,810) ........................................................... 11,346 $ 3,641,272 Number of Contracts Notional Amount Purchased Options – 0.6% Calls – Exchange-Traded – 0.5% S&P 50 |
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| May 22, 2023 |
Simplify Developed Ex-US PLUS Downside Convexity ETF Schedule of Investments March 31, 2023 (Unaudited) 1 Shares Value Exchange-Traded Funds – 100. |
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| May 22, 2023 |
Simplify Managed Futures Strategy ETF Consolidated Schedule of Investments March 31, 2023 (Unaudited) 1 Principal Value U. |
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| May 22, 2023 |
NPORT-EX 2 918500SIMPLIFY033123.htm Simplify US Equity PLUS Downside Convexity ETF Schedule of Investments March 31, 2023 (Unaudited) 1 Shares Value Exchange-Traded Funds – 99.7% iShares Core S&P 500 ETF(a)(b) (Cost $155,297,305) ......................................................... 338,778 $ 139,264,860 Number of Contracts Notional Amount Purchased Options – 0.3% Puts – Exchange-Traded – 0.3 |
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| May 22, 2023 |
Simplify Enhanced Income ETF Schedule of Investments March 31, 2023 (Unaudited) 1 Principal Value U. |
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| May 22, 2023 |
NPORT-EX 2 993270SIMPLIFY033123.htm Simplify Tail Risk Strategy ETF Schedule of Investments March 31, 2023 (Unaudited) 1 Shares Value Exchange-Traded Funds – 93.5% Simplify Aggregate Bond Plus Credit Hedge ETF(a)(b)(c) .............................. 202,411 $ 4,617,825 Simplify Enhanced Income ETF(a)(c) .............................................. 71,332 1,778,692 Simplify High Yield PLUS Cred |
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| May 22, 2023 |
NPORT-EX 2 106913SIMPLIFY033123.htm Simplify Macro Strategy ETF Consolidated Schedule of Investments March 31, 2023 (Unaudited) 1 Shares Value Exchange-Traded Funds – 86.8% iShares Gold Trust* ............................................................ 61,580 $ 2,301,245 Simplify Commodities Strategy NO K-1 ETF*(a) ..................................... 100,000 2,491,500 Simplify High Yield PLUS |
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| May 22, 2023 |
Simplify Bitcoin Strategy PLUS Income ETF Schedule of Investments March 31, 2023 (Unaudited) 1 Principal Value U. |
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| May 22, 2023 |
Simplify Propel Opportunities ETF Schedule of Investments March 31, 2023 (Unaudited) 1 Shares Value Common Stocks – 89. |
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| May 22, 2023 |
NPORT-EX 2 469133SIMPLIFY033123.htm Simplify Health Care ETF Schedule of Investments March 31, 2023 (Unaudited) 1 Shares Value Common Stocks – 94 .2 % Consumer, Non-cyclical – 91 .6 % Abbott Laboratories ............................................................ 8,394 $ 849,976 AbbVie, Inc. .................................................................. 9,646 1,537,283 ACADIA Pharmaceutical |
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| May 22, 2023 |
Simplify High Yield PLUS Credit Hedge ETF Schedule of Investments March 31, 2023 (Unaudited) 1 Principal Value U. |
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| May 22, 2023 |
Simplify Nasdaq 100 PLUS Downside Convexity ETF Schedule of Investments March 31, 2023 (Unaudited) 1 Shares Value Exchange-Traded Funds – 99. |
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| May 22, 2023 |
Simplify US Equity PLUS Upside Convexity ETF Schedule of Investments March 31, 2023 (Unaudited) 1 Shares Value Exchange-Traded Funds – 98. |
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| May 22, 2023 |
Simplify Interest Rate Hedge ETF Schedule of Investments March 31, 2023 (Unaudited) 1 Principal Value U. |
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| May 22, 2023 |
Simplify Commodities Strategy No K-1 ETF Consolidated Schedule of Investments March 31, 2023 (Unaudited) 1 Principal Value U. |
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| May 22, 2023 |
Simplify Intermediate Term Treasury Futures Strategy ETF Schedule of Investments March 31, 2023 (Unaudited) 1 Principal Value U. |
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| May 22, 2023 |
Simplify Stable Income ETF Schedule of Investments March 31, 2023 (Unaudited) 1 Principal Value U. |
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| May 22, 2023 |
Simplify Short Term Treasury Futures Strategy ETF Schedule of Investments March 31, 2023 (Unaudited) 1 Principal Value U. |
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| May 22, 2023 |
NPORT-EX 2 106725SIMPLIFY033123.htm Simplify Emerging Markets Equity PLUS Downside Convexity ETF Schedule of Investments March 31, 2023 (Unaudited) 1 Shares Value Exchange-Traded Funds – 99.7% iShares Core MSCI Emerging Markets ETF(a)(b) (Cost $6,582,787) ........................................................... 119,807 $ 5,845,384 Number of Contracts Notional Amount Purchased Options – 0.2% Pu |
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| May 22, 2023 |
NPORT-EX 2 970924SIMPLIFY033123.htm Simplify US Equity PLUS GBTC ETF Schedule of Investments March 31, 2023 (Unaudited) 1 Shares Value Exchange-Traded Funds – 85.0% iShares Core S&P 500 ETF(a) (Cost $5,496,224) ........................................................... 12,954 $ 5,325,131 Grantor Trusts – 10.1% Grayscale Bitcoin Trust BTC* (Cost $1,294,770) ....................................... |
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| May 22, 2023 |
Simplify US Small Cap PLUS Downside Convexity ETF Schedule of Investments March 31, 2023 (Unaudited) 1 Shares Value Exchange-Traded Funds – 99. |
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| May 22, 2023 |
Simplify Volt RoboCar Disruption and Tech ETF Schedule of Investments March 31, 2023 (Unaudited) 1 Shares Value Common Stocks – 91. |
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| May 22, 2023 |
NPORT-EX 2 106912SIMPLIFY033123.htm Simplify Aggregate Bond PLUS Credit Hedge ETF Schedule of Investments March 31, 2023 (Unaudited) 1 Shares Value Exchange-Traded Funds – 73.0% iShares Core U.S. Aggregate Bond ETF(a) ......................................... 6,221 $ 619,861 iShares iBonds Dec 2023 Term Corporate ETF ...................................... 25,000 629,750 iShares iBonds Dec 2024 T |
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| May 22, 2023 |
Simplify Hedged Equity ETF Schedule of Investments March 31, 2023 (Unaudited) 1 Shares Value Exchange-Traded Funds – 100 . |
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| May 22, 2023 |
NPORT-EX 2 918501SIMPLIFY033123.htm Simplify US Equity PLUS Convexity ETF Schedule of Investments March 31, 2023 (Unaudited) 1 Shares Value Exchange-Traded Funds – 99.6% iShares Core S&P 500 ETF(a)(b) (Cost $78,384,111) .......................................................... 186,087 $ 76,496,644 Number of Contracts Notional Amount Purchased Options – 0.6% Calls – Exchange-Traded – 0.5% S&P 500 |
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| May 5, 2023 |
NOTIFICATION OF THE REMOVAL FROM LISTING AND REGISTRATION OF THE STATED SECURITIES NYSE Arca hereby notifies the SEC of its intention to remove the entire class of the stated securities from listing and registration on the Exchange at the opening of business on May 16, 2023, pursuant to the provisions of Rule 12d2-2 (a). |
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| May 5, 2023 |
NOTIFICATION OF THE REMOVAL FROM LISTING AND REGISTRATION OF THE STATED SECURITIES NYSE Arca hereby notifies the SEC of its intention to remove the entire class of the stated securities from listing and registration on the Exchange at the opening of business on May 16, 2023, pursuant to the provisions of Rule 12d2-2 (a). |
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| March 27, 2023 |
March 24, 2023 Via EDGAR filing Securities & Exchange Commission 100 F Street, N.E. Washington, D.C. 20549 Re: Simplify Exchange Traded Funds, File Nos. 333-238475 and 811-23570 Dear Ladies and Gentlemen: On behalf of Simplify Exchange Traded Funds, a registered investment company (the “Trust”), we hereby submit, via electronic filing, Post-Effective Amendment No. 62 (the “Amendment”) to the Trust |
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| March 27, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-A FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES PURSUANT TO SECTION 12(b) OR (g) OF THE SECURITIES EXCHANGE ACT OF 1934 SIMPLIFY EXCHANGE TRADED FUNDS (Exact name of registrant as specified in its charter) Delaware See below (State of incorporation or organization) (I.R.S. Employer Identification No.) 222 Broadway, |
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| March 17, 2023 |
March 17, 2023 Scott W. Lee Senior Counsel U.S. Securities and Exchange Commission Division of Investment Management Disclosure Review and Accounting Office 100 F Street NE Washington, DC 20549 Re: Simplify Exchange Traded Funds (the “Trust” or the “Registrant”) File Nos. 811-23570, 333-238475 Dear Mr. Lee: On January 11, 2023, Simplify Exchange Traded Funds (the “Trust” or the “Registrant”), on b |
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| February 21, 2023 |
Simplify Exchange Traded Funds 222 Broadway, 22nd Floor New York, NY 10038 Simplify Exchange Traded Funds 222 Broadway, 22nd Floor New York, NY 10038 February 21, 2023 Via Electronic Transmission Public Filing Desk U. |
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| January 11, 2023 |
January 11, 2023 Via EDGAR filing Securities & Exchange Commission 100 F Street, N. |
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| December 19, 2022 |
December 19, 2022 Scott W. Lee Senior Counsel U.S. Securities and Exchange Commission Division of Investment Management Disclosure Review and Accounting Office 100 F Street NE Washington, DC 20549 Re: Simplify Exchange Traded Funds (the “Trust” or the “Registrant”) File Nos. 811-23570, 333-238475 Dear Mr. Lee: On October 7, 2022, Simplify Exchange Traded Funds (the “Trust” or the “Registrant”), on |
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| November 22, 2022 |
Simplify Nasdaq 100 PLUS Downside Convexity ETF Schedule of Investments September 30, 2022 (Unaudited) 1 Shares Value Exchange-Traded Funds – 88. |
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| November 22, 2022 |
NPORT-EX 2 106664SIMPLIFY093022.htm Simplify Developed Ex-US PLUS Downside Convexity ETF Schedule of Investments September 30, 2022 (Unaudited) 1 Shares Value Exchange-Traded Funds – 94.9% iShares Core MSCI EAFE ETF(a)(b) (Cost $27,142,204) .......................................................... 397,199 $ 20,920,472 Number of Contracts Notional Amount Purchased Options – 12.1% Calls – Exchange |
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| November 22, 2022 |
Simplify US Equity PLUS Convexity ETF Schedule of Investments September 30, 2022 (Unaudited) 1 Shares Value Exchange-Traded Funds – 93. |
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| November 22, 2022 |
Simplify Tail Risk Strategy ETF Schedule of Investments September 30, 2022 (Unaudited) 1 Shares Value Exchange-Traded Funds – 61. |
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| November 22, 2022 |
Simplify High Yield PLUS Credit Hedge ETF Schedule of Investments September 30, 2022 (Unaudited) 1 Principal Value U. |
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| November 22, 2022 |
Simplify Volatility Premium ETF Consolidated Schedule of Investments September 30, 2022 (Unaudited) 1 Principal Value U. |
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| November 22, 2022 |
Simplify Risk Parity Treasury ETF Schedule of Investments September 30, 2022 (Unaudited) 1 Principal Value U. |
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| November 22, 2022 |
Simplify Volt RoboCar Disruption and Tech ETF Schedule of Investments September 30, 2022 (Unaudited) 1 Shares Value Common Stocks – 81. |
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| November 22, 2022 |
Simplify Hedged Equity ETF Schedule of Investments September 30, 2022 (Unaudited) 1 Shares Value Exchange-Traded Funds – 94 . |
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| November 22, 2022 |
Simplify Health Care ETF Schedule of Investments September 30, 2022 (Unaudited) 1 Shares Value Common Stocks – 98. |
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| November 22, 2022 |
Simplify US Equity PLUS Downside Convexity ETF Schedule of Investments September 30, 2022 (Unaudited) 1 Shares Value Exchange-Traded Funds – 89. |
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| November 22, 2022 |
Simplify US Equity PLUS GBTC ETF Schedule of Investments September 30, 2022 (Unaudited) 1 Shares Value Exchange-Traded Funds – 85. |
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| November 22, 2022 |
Simplify Bitcoin Strategy PLUS Income ETF Schedule of Investments September 30, 2022 (Unaudited) 1 Principal Value U. |
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| November 22, 2022 |
Simplify Interest Rate Hedge ETF Schedule of Investments September 30, 2022 (Unaudited) 1 Principal Value U. |
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| November 22, 2022 |
Simplify Managed Futures Strategy ETF Consolidated Schedule of Investments September 30, 2022 (Unaudited) 1 Principal Value U. |
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| November 22, 2022 |
Simplify US Equity PLUS Upside Convexity ETF Schedule of Investments September 30, 2022 (Unaudited) 1 Shares Value Exchange-Traded Funds – 98. |
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| November 22, 2022 |
NPORT-EX 2 106725SIMPLIFY093022.htm Simplify Emerging Markets Equity PLUS Downside Convexity ETF Schedule of Investments September 30, 2022 (Unaudited) 1 Shares Value Exchange-Traded Funds – 94 .8 % iShares Core MSCI Emerging Markets ETF(a)(b) (Cost $ 8,663,760 ) ........................................................... 158,664 $ 6,819,379 Number of Contracts Notional Amount Purchased Options – |
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| November 22, 2022 |
NPORT-EX 2 106912SIMPLIFY093022.htm Simplify Aggregate Bond PLUS Credit Hedge ETF Schedule of Investments September 30, 2022 (Unaudited) 1 Shares Value Exchange-Traded Funds – 96.9% iShares Core U.S. Aggregate Bond ETF(a)(b) ....................................... 28,186 $ 2,715,439 Simplify Interest Rate Hedge ETF(c) .............................................. 734 50,052 Total Exchange-Trade |
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| November 22, 2022 |
NPORT-EX 2 106722SIMPLIFY093022.htm Simplify US Small Cap PLUS Downside Convexity ETF Schedule of Investments September 30, 2022 (Unaudited) 1 Shares Value Exchange-Traded Funds – 94.2% iShares Core S&P Small-Cap ETF(a)(b) (Cost $3,487,197) ........................................................... 31,846 $ 2,776,653 Number of Contracts Notional Amount Purchased Options – 12.1% Calls – Exchange- |
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| November 22, 2022 |
NPORT-EX 2 106913SIMPLIFY093022.htm Simplify Macro Strategy ETF Consolidated Schedule of Investments September 30, 2022 (Unaudited) 1 . Shares Value Exchange-Traded Funds – 88.7% iShares Gold Trust* ............................................................ 31,324 $ 987,646 Simplify Aggregate Bond PLUS Credit Hedge ETF(a) ................................. 48,125 1,099,646 Simplify High Yield P |
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| November 22, 2022 |
NPORT-EX 2 566910SIMPLIFY093022.htm Simplify Volt Cloud and Cybersecurity Disruption ETF Schedule of Investments September 30, 2022 (Unaudited) 1 Shares Value Common Stocks – 78 .6 % Communications – 21 .0 % A10 Networks, Inc. ............................................................ 2,645 $ 35,099 Alphabet, Inc. , Class C * ........................................................ 14 1,346 Am |
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| November 22, 2022 |
Simplify Nasdaq 100 PLUS Convexity ETF Schedule of Investments September 30, 2022 (Unaudited) 1 Shares Value Exchange-Traded Funds – 94. |
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| November 21, 2022 |
8-A12B 1 simplify-propel8a12b.htm 8-A12B UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-A FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES PURSUANT TO SECTION 12(b) OR (g) OF THE SECURITIES EXCHANGE ACT OF 1934 SIMPLIFY EXCHANGE TRADED FUNDS (Exact name of registrant as specified in its charter) Delaware See below (State of incorporation or organization) (I.R.S. Em |
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| November 14, 2022 |
November 14, 2022 Scott W. Lee Senior Counsel U.S. Securities and Exchange Commission Division of Investment Management Disclosure Review and Accounting Office 100 F Street NE Washington, DC 20549 Re: Simplify Exchange Traded Funds (the ?Trust? or the ?Registrant?) File Nos. 811-23570, 333-238475 Dear Mr. Lee: On August 25, 2022, Simplify Exchange Traded Funds (the ?Trust? or the ?Registrant?), on |
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| October 19, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-A FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES PURSUANT TO SECTION 12(b) OR (g) OF THE SECURITIES EXCHANGE ACT OF 1934 SIMPLIFY EXCHANGE TRADED FUNDS (Exact name of registrant as specified in its charter) Delaware See below (State of incorporation or organization) (I.R.S. Employer Identification No.) 222 Broadway, |
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| October 19, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-A FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES PURSUANT TO SECTION 12(b) OR (g) OF THE SECURITIES EXCHANGE ACT OF 1934 SIMPLIFY EXCHANGE TRADED FUNDS (Exact name of registrant as specified in its charter) Delaware See below (State of incorporation or organization) (I.R.S. Employer Identification No.) 222 Broadway, |
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| October 19, 2022 |
8-A12B 1 simplify-high8a12b.htm 8-A12B UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-A FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES PURSUANT TO SECTION 12(b) OR (g) OF THE SECURITIES EXCHANGE ACT OF 1934 SIMPLIFY EXCHANGE TRADED FUNDS (Exact name of registrant as specified in its charter) Delaware See below (State of incorporation or organization) (I.R.S. Empl |
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| October 17, 2022 |
CORRESP 1 filename1.htm September 17, 2022 Scott W. Lee Senior Counsel U.S. Securities and Exchange Commission Division of Investment Management Disclosure Review and Accounting Office 100 F Street NE Washington, DC 20549 Re: Simplify Exchange Traded Funds (the “Trust” or the “Registrant”) File Nos. 811-23570, 333-238475 Dear Mr. Lee: On August 5, 2022, Simplify Exchange Traded Funds (the “Trust” |
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| October 17, 2022 |
September 17, 2022 Scott W. Lee Senior Counsel U.S. Securities and Exchange Commission Division of Investment Management Disclosure Review and Accounting Office 100 F Street NE Washington, DC 20549 Re: Simplify Exchange Traded Funds (the ?Trust? or the ?Registrant?) File Nos. 811-23570, 333-238475 Dear Mr. Lee: On August 5, 2022, Simplify Exchange Traded Funds (the ?Trust? or the ?Registrant?), on |
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| October 17, 2022 |
September 17, 2022 Scott W. Lee Senior Counsel U.S. Securities and Exchange Commission Division of Investment Management Disclosure Review and Accounting Office 100 F Street NE Washington, DC 20549 Re: Simplify Exchange Traded Funds (the ?Trust? or the ?Registrant?) File Nos. 811-23570, 333-238475 Dear Mr. Lee: On August 5, 2022, Simplify Exchange Traded Funds (the ?Trust? or the ?Registrant?), on |
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| September 19, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-A FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES PURSUANT TO SECTION 12(b) OR (g) OF THE SECURITIES EXCHANGE ACT OF 1934 SIMPLIFY EXCHANGE TRADED FUNDS (Exact name of registrant as specified in its charter) Delaware See below (State of incorporation or organization) (I.R.S. Employer Identification No.) 54 W 40th St, |
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| August 25, 2022 |
August 25, 2022 Via EDGAR filing Securities & Exchange Commission 100 F Street, N. |
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| August 5, 2022 |
August 5, 2022 Via EDGAR filing Securities & Exchange Commission 100 F Street, N.E. Washington, D.C. 20549 Re: Simplify Exchange Traded Funds, File Nos. 333-238475 and 811-23570 Dear Ladies and Gentlemen: On behalf of Simplify Exchange Traded Funds, a registered investment company (the “Trust”), we hereby submit, via electronic filing, Post-Effective Amendment No. 43 (the “Amendment”) to the Trust |
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| August 5, 2022 |
August 5, 2022 Via EDGAR filing Securities & Exchange Commission 100 F Street, N.E. Washington, D.C. 20549 Re: Simplify Exchange Traded Funds, File Nos. 333-238475 and 811-23570 Dear Ladies and Gentlemen: On behalf of Simplify Exchange Traded Funds, a registered investment company (the “Trust”), we hereby submit, via electronic filing, Post-Effective Amendment No. 44 (the “Amendment”) to the Trust |
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| June 30, 2022 |
NOTIFICATION OF THE REMOVAL FROM LISTING AND REGISTRATION OF THE STATED SECURITIES NYSE Arca hereby notifies the SEC of its intention to remove the entire class of the stated securities from listing and registration on the Exchange at the opening of business on July 11, 2022, pursuant to the provisions of Rule 12d2-2 (a). |
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| June 30, 2022 |
EX-99.25 2 ruleprovisionnotice.htm NOTIFICATION OF THE REMOVAL FROM LISTING AND REGISTRATION OF THE STATED SECURITIES NYSE Arca hereby notifies the SEC of its intention to remove the entire class of the stated securities from listing and registration on the Exchange at the opening of business on July 11, 2022, pursuant to the provisions of Rule 12d2-2 (a). [ X ] 17 CFR 240.12d2-2(a)(3) That on Jun |
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| May 26, 2022 |
Simplify Interest Rate Hedge ETF Schedule of Investments March 31, 2022 (Unaudited) 1 Principal Value U. |
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| May 25, 2022 |
Simplify Emerging Markets Equity PLUS Downside Convexity ETF Schedule of Investments March 31, 2022 (Unaudited) 1 Shares Value Exchange-Traded Funds – 98 . |
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| May 25, 2022 |
Simplify High Yield PLUS Credit Hedge ETF Schedule of Investments March 31, 2022 (Unaudited) 1 Principal Value U. |
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| May 25, 2022 |
Simplify Hedged Equity ETF Schedule of Investments March 31, 2022 (Unaudited) 1 Shares Value Exchange-Traded Funds – 100. |
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| May 25, 2022 |
Simplify Health Care ETF Schedule of Investments March 31, 2022 (Unaudited) 1 Shares Value Common Stocks – 99. |
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| May 25, 2022 |
Simplify Risk Parity Treasury ETF Schedule of Investments March 31, 2022 (Unaudited) 1 Principal Value U. |
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| May 25, 2022 |
Simplify Volt Pop Culture Disruption ETF Schedule of Investments March 31, 2022 (Unaudited) 1 Shares Value Common Stocks – 80 . |
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| May 25, 2022 |
Simplify Nasdaq 100 PLUS Downside Convexity ETF Schedule of Investments March 31, 2022 (Unaudited) 1 Shares Value Exchange-Traded Funds – 99. |
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| May 25, 2022 |
Simplify US Small Cap PLUS Downside Convexity ETF Schedule of Investments March 31, 2021 (Unaudited) 1 Shares Value Exchange-Traded Funds – 99 . |
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| May 25, 2022 |
Simplify Volt RoboCar Disruption and Tech ETF Schedule of Investments March 31, 2022 (Unaudited) 1 Shares Value Common Stocks – 79 . |
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| May 25, 2022 |
Simplify Tail Risk Strategy ETF Schedule of Investments March 31, 2022 (Unaudited) 1 Shares Value Exchange-Traded Funds – 94. |
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| May 25, 2022 |
Simplify US Equity PLUS Upside Convexity ETF Schedule of Investments March 31, 2022 (Unaudited) 1 Shares Value Exchange-Traded Funds – 97 . |
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| May 25, 2022 |
Simplify US Equity PLUS Convexity ETF Schedule of Investments March 31, 2022 (Unaudited) 1 Shares Value Exchange-Traded Funds – 98 . |
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| May 25, 2022 |
Simplify Managed Futures Strategy ETF Consolidated Schedule of Investments March 31, 2022 (Unaudited) 1 At March 31, 2022, open futures contracts were as follows: Number of Contracts Notional Value Expiration Date Value/ Unrealized Appreciation (Depreciation) Long position contracts: Natural Gas Future . |
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| May 25, 2022 |
Simplify Volt Fintech Disruption ETF Schedule of Investments March 31, 2022 (Unaudited) 1 Shares Value Common Stocks – 88 . |
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| May 25, 2022 |
Simplify Nasdaq 100 PLUS Convexity ETF Schedule of Investments March 31, 2022 (Unaudited) 1 Shares Value Exchange-Traded Funds – 98. |
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| May 25, 2022 |
Simplify US Equity PLUS GBTC ETF Schedule of Investments March 31, 2022 (Unaudited) 1 Shares Value Exchange-Traded Funds – 83 . |
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| May 25, 2022 |
Simplify Volt Cloud and Cybersecurity Disruption ETF Schedule of Investments March 31,2022 (Unaudited) 1 Shares Value Common Stocks – 89 . |
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| May 25, 2022 |
Simplify Aggregate Bond PLUS Credit Hedge ETF Schedule of Investments March 31, 2022 (Unaudited) 1 Shares Value Exchange-Traded Funds – 99 . |
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| May 25, 2022 |
Simplify Volatility Premium ETF Consolidated Schedule of Investments March 31, 2022 (Unaudited) 1 Principal Value U. |
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| May 25, 2022 |
Simplify US Equity PLUS Downside Convexity ETF Schedule of Investments March 31, 2022 (Unaudited) 1 Shares Value Exchange-Traded Funds – 99 . |
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| May 25, 2022 |
Simplify Developed Ex-US PLUS Downside Convexity ETF Schedule of Investments March 31, 2022 (Unaudited) 1 Shares Value Exchange-Traded Funds – 98 . |
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| May 13, 2022 |
8-A12B 1 simplify8a12b.htm 8-A12B UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-A FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES PURSUANT TO SECTION 12(b) OR (g) OF THE SECURITIES EXCHANGE ACT OF 1934 SIMPLIFY EXCHANGE TRADED FUNDS (Exact name of registrant as specified in its charter) Delaware See below (State of incorporation or organization) (I.R.S. Employer |
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| April 21, 2022 |
Simplify Exchange Traded Funds 54 W. 40th Street New York, New York 10018 Simplify Exchange Traded Funds 54 W. 40th Street New York, New York 10018 April 21, 2022 Public Filing Desk U.S. Securities and Exchange Commission 100 F Street, N.E. Washington, DC 20549 Re: Simplify Exchange Traded Funds (CIK No. 0001810747, File Nos. 333-238475; 811-23570) Request for Withdrawal of Amendment to Registration Statement on Form N-1A Dear Securities and Exchange Commission (?SEC?) |
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| April 4, 2022 |
Simplify Exchange Traded Funds 54 W. 40th Street New York, New York 10018 Simplify Exchange Traded Funds 54 W. 40th Street New York, New York 10018 April 4, 2022 Public Filing Desk U.S. Securities and Exchange Commission 100 F Street, N.E. Washington, DC 20549 Re: Simplify Exchange Traded Funds (CIK No. 0001810747, File Nos. 333-238475; 811-23570) Request for Withdrawal of Amendment to Registration Statement on Form N-1A Dear Securities and Exchange Commission (?SEC?) R |
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| March 23, 2022 |
March 23, 2022 Tim Worthington Attorney, Disclosure Review and Accounting Office Division of Investment Management U. |
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| March 4, 2022 |
FORM 8-A UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES PURSUANT TO SECTION 12(b) OR (g) OF THE SECURITIES EXCHANGE ACT OF 1934 SIMPLIFY EXCHANGE TRADED FUNDS (Exact name of registrant as specified in its charter) Delaware See below (State of incorporation or organization) (I.R.S. Employer Identification No.) 54 W 40th St, |
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| February 14, 2022 |
February 14, 2022 Jaea Hahn Senior Counsel, Disclosure Review and Accounting Office Division of Investment Management U. |
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| February 11, 2022 |
Simplify Exchange Traded Funds 54 W. 40th Street New York, New York 10018 Simplify Exchange Traded Funds 54 W. 40th Street New York, New York 10018 February 8, 2022 Public Filing Desk U.S. Securities and Exchange Commission 100 F Street, N.E. Washington, DC 20549 Re: Simplify Exchange Traded Funds (CIK No. 0001810747, File Nos. 333-238475; 811-23570) Request for Withdrawal of Amendment to Registration Statement on Form N-1A Dear Securities and Exchange Commission (?SEC? |
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| February 11, 2022 |
FORM 8-A UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES PURSUANT TO SECTION 12(b) OR (g) OF THE SECURITIES EXCHANGE ACT OF 1934 SIMPLIFY EXCHANGE TRADED FUNDS (Exact name of registrant as specified in its charter) Delaware See below (State of incorporation or organization) (I.R.S. Employer Identification No.) 54 W 40th St, |
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| January 21, 2022 |
January 21, 2022 Tim Worthington Attorney, Disclosure Review and Accounting Office Division of Investment Management U. |
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| January 12, 2022 |
January 12, 2022 Via EDGAR filing Securities & Exchange Commission 100 F Street, N. |
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| January 10, 2022 |
FORM 8-A UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES PURSUANT TO SECTION 12(b) OR (g) OF THE SECURITIES EXCHANGE ACT OF 1934 SIMPLIFY EXCHANGE TRADED FUNDS (Exact name of registrant as specified in its charter) Delaware See below (State of incorporation or organization) (I.R.S. Employer Identification No.) 54 W 40th St, |
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| November 18, 2021 |
Simplify Volt RoboCar Disruption and Tech ETF Schedule of Investments September 30, 2021 (Unaudited) 1 Shares Value Common Stocks – 89 . |
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| November 18, 2021 |
Simplify Volatility Premium ETF Consolidated Schedule of Investments September 30, 2021 (Unaudited) 1 Shares Value Exchange-Traded Funds – 12 . |
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| November 18, 2021 |
Simplify US Equity PLUS GBTC ETF Schedule of Investments September 30, 2021 (Unaudited) 1 Shares Value Exchange-Traded Funds – 84. |
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| November 18, 2021 |
Simplify Tail Risk Strategy ETF Schedule of Investments September 30, 2021 (Unaudited) 1 Shares Value Exchange-Traded Funds – 83 . |
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| November 18, 2021 |
Simplify Interest Rate Hedge ETF Schedule of Investments September 30, 2021 (Unaudited) 1 Principal Value U. |
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| November 18, 2021 |
Simplify Volt Pop Culture Disruption ETF Schedule of Investments September 30, 2021 (Unaudited) 1 Shares Value Common Stocks – 91. |
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| November 18, 2021 |
Simplify US Equity PLUS Convexity ETF Schedule of Investments September 30, 2021 (Unaudited) 1 Shares Value Exchange-Traded Funds – 98. |
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| November 18, 2021 |
Simplify US Equity PLUS Downside Convexity ETF Schedule of Investments September 30, 2021 (Unaudited) 1 Shares Value Exchange-Traded Funds – 98. |
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| November 18, 2021 |
Simplify Nasdaq 100 PLUS Downside Convexity ETF Schedule of Investments September 30, 2021 (Unaudited) 1 Shares Value Exchange-Traded Funds – 98. |
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| November 18, 2021 |
Simplify Nasdaq 100 PLUS Convexity ETF Schedule of Investments September 30, 2021 (Unaudited) 1 Shares Value Exchange-Traded Funds – 97. |
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| November 18, 2021 |
Simplify Risk Parity Treasury ETF Schedule of Investments September 30, 2021 (Unaudited) 1 Principal Value U. |
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| November 18, 2021 |
Simplify Volt Cloud and Cybersecurity Disruption ETF Schedule of Investments September 30, 2021 (Unaudited) 1 Shares Value Common Stocks – 91. |
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| November 18, 2021 |
Simplify US Equity PLUS Upside Convexity ETF Schedule of Investments September 30, 2021 (Unaudited) 1 Shares Value Exchange-Traded Funds – 97. |
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| November 18, 2021 |
Simplify Volt Fintech Disruption ETF Schedule of Investments September 30, 2021 (Unaudited) 1 Shares Value Common Stocks – 91 . |
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| November 5, 2021 |
November 5, 2021 Via EDGAR filing Securities & Exchange Commission 100 F Street, N. |
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| October 27, 2021 |
FORM 8-A UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES PURSUANT TO SECTION 12(b) OR (g) OF THE SECURITIES EXCHANGE ACT OF 1934 SIMPLIFY EXCHANGE TRADED FUNDS (Exact name of registrant as specified in its charter) Delaware See below (State of incorporation or organization) (I.R.S. Employer Identification No.) 54 W 40th St, |
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| October 19, 2021 |
CORRESP 1 filename1.htm October 19, 2021 DeCarlo McLaren Attorney, Disclosure Review and Accounting Office Division of Investment Management U.S. Securities and Exchange Commission 100 F Street, N.E. Washington, D.C. 20549 Re: Simplify Exchange Traded Funds (the “Trust” or the “Registrant”) File Nos. 811-23570, 333-238475 Dear Mr. McLaren: On August 5, 2021, Simplify Exchange Traded Funds (the “Tr |
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| October 15, 2021 |
October 15, 2021 DeCarlo McLaren Attorney, Disclosure Review and Accounting Office Division of Investment Management U. |
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| October 5, 2021 |
FORM 8-A UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES PURSUANT TO SECTION 12(b) OR (g) OF THE SECURITIES EXCHANGE ACT OF 1934 SIMPLIFY EXCHANGE TRADED FUNDS (Exact name of registrant as specified in its charter) Delaware See below (State of incorporation or organization) (I.R.S. Employer Identification No.) 54 W 40th St, |
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| September 23, 2021 |
FORM 8-A UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES PURSUANT TO SECTION 12(b) OR (g) OF THE SECURITIES EXCHANGE ACT OF 1934 SIMPLIFY EXCHANGE TRADED FUNDS (Exact name of registrant as specified in its charter) Delaware See below (State of incorporation or organization) (I.R.S. Employer Identification No.) 54 W 40th St, |
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| September 9, 2021 |
8-A12B 1 simplifyexchange8a12b.htm 8-A12B FORM 8-A UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES PURSUANT TO SECTION 12(b) OR (g) OF THE SECURITIES EXCHANGE ACT OF 1934 SIMPLIFY EXCHANGE TRADED FUNDS (Exact name of registrant as specified in its charter) Delaware See below (State of incorporation or organization) (I.R.S. E |
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| September 9, 2021 |
September 9, 2021 DeCarlo McLaren Attorney, Disclosure Review and Accounting Office Division of Investment Management U. |
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| September 1, 2021 |
Simplify Tail Risk Strategy ETF September 1, 2021 DeCarlo McLaren Attorney, Disclosure Review and Accounting Office Division of Investment Management U. |
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| August 5, 2021 |
August 5, 2021 Via EDGAR filing Securities & Exchange Commission 100 F Street, N.E. Washington, D.C. 20549 Re: Simplify Exchange Traded Funds, File Nos. 333-238475 and 811-23570 Dear Ladies and Gentlemen: On behalf of Simplify Exchange Traded Funds, a registered investment company (the “Trust”), we hereby submit, via electronic filing, Post-Effective Amendment No. 21 (the “Amendment”) to the Trust |
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| July 30, 2021 |
Simplify Exchange Traded Funds 54 W. 40th Street New York, New York 10018 Simplify Exchange Traded Funds 54 W. 40th Street New York, New York 10018 July 30, 2021 Public Filing Desk U.S. Securities and Exchange Commission 100 F Street, N.E. Washington, DC 20549 Re: Simplify Exchange Traded Funds (CIK No. 0001810747, File Nos. 333-238475; 811-23570) Request for Withdrawal of Amendment to Registration Statement on Form N-1A Dear Securities and Exchange Commission (?SEC?) R |
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| July 30, 2021 |
July 30, 2021 Via EDGAR filing Securities & Exchange Commission 100 F Street, N.E. Washington, D.C. 20549 Re: Simplify Exchange Traded Funds, File Nos. 333-238475 and 811-23570 Dear Ladies and Gentlemen: On behalf of Simplify Exchange Traded Funds, a registered investment company (the “Trust”), we hereby submit, via electronic filing, Post-Effective Amendment No. 20 (the “Amendment”) to the Trust’ |
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| July 23, 2021 |
July 23, 2021 Via EDGAR filing Securities & Exchange Commission 100 F Street, N.E. Washington, D.C. 20549 Re: Simplify Exchange Traded Funds, File Nos. 333-238475 and 811-23570 Dear Ladies and Gentlemen: On behalf of Simplify Exchange Traded Funds, a registered investment company (the “Trust”), we hereby submit, via electronic filing, Post-Effective Amendment No. 19 (the “Amendment”) to the Trust’ |
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| May 21, 2021 |
FORM 8-A UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES PURSUANT TO SECTION 12(b) OR (g) OF THE SECURITIES EXCHANGE ACT OF 1934 SIMPLIFY EXCHANGE TRADED FUNDS (Exact name of registrant as specified in its charter) Delaware See below (State of incorporation or organization) (I.R.S. Employer Identification No.) 54 W 40th St, |
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| May 20, 2021 |
Simplify US Equity PLUS Convexity ETF Schedule of Investments March 31, 2021 (Unaudited) 1 Shares Value Exchange-Traded Funds – 98 . |
|
| May 20, 2021 |
Simplify Volt Fintech Disruption ETF Schedule of Investments March 31, 2021 (Unaudited) 1 Shares Value Common Stocks – 51 . |
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| May 20, 2021 |
Simplify US Equity PLUS Upside Convexity ETF Schedule of Investments March 31, 2021 (Unaudited) 1 Shares Value Exchange-Traded Funds – 98 . |
|
| May 20, 2021 |
Simplify Volt Pop Culture Disruption ETF Schedule of Investments March 31, 2021 (Unaudited) 1 Shares Value Common Stocks – 60. |
|
| May 20, 2021 |
Simplify US Equity PLUS Downside Convexity ETF Schedule of Investments March 31, 2021 (Unaudited) 1 Shares Value Exchange-Traded Funds – 98 . |
|
| May 20, 2021 |
May 20, 2021 Scott W. Lee Attorney, Disclosure Review and Accounting Office Division of Investment Management U.S. Securities and Exchange Commission 100 F Street, N.E. Washington, D.C. 20549 Re: Simplify Exchange Traded Funds (the ?Trust? or the ?Registrant?) File Nos. 811-23570, 333-238475 Dear Mr. Lee: On March 9, 2021, Simplify Exchange Traded Funds (the ?Trust? or the ?Registrant?), on behalf |
|
| May 20, 2021 |
Simplify Nasdaq 100 PLUS Convexity ETF Schedule of Investments March 31, 2021 (Unaudited) 1 Shares Value Exchange-Traded Funds – 98 . |
|
| May 20, 2021 |
Simplify Nasdaq 100 PLUS Downside Convexity ETF Schedule of Investments March 31, 2021 (Unaudited) 1 Shares Value Exchange-Traded Funds – 98. |
|
| May 20, 2021 |
Simplify Volt RoboCar Disruption and Tech ETF Schedule of Investments March 31, 2021 (Unaudited) 1 Shares Value Common Stocks – 16 . |
|
| May 20, 2021 |
Simplify Volt Cloud and Cybersecurity Disruption ETF Schedule of Investments March 31, 2021 (Unaudited) 1 Shares Value Common Stocks – 67 . |
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| May 17, 2021 |
Statement of Additional Information May 17, 2021 Scott W. Lee Attorney, Disclosure Review and Accounting Office Division of Investment Management U.S. Securities and Exchange Commission 100 F Street, N.E. Washington, D.C. 20549 Re: Simplify Exchange Traded Funds (the ?Trust? or the ?Registrant?) File Nos. 811-23570, 333-238475 Dear Mr. Lee: On March 9, 2021, Simplify Exchange Traded Funds (the ?Trust? or the ?Registrant?), on behalf |
|
| May 7, 2021 |
FORM 8-A UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES PURSUANT TO SECTION 12(b) OR (g) OF THE SECURITIES EXCHANGE ACT OF 1934 SIMPLIFY EXCHANGE TRADED FUNDS (Exact name of registrant as specified in its charter) Delaware See below (State of incorporation or organization) (I.R.S. Employer Identification No.) 54 W 40th St, |
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| May 3, 2021 |
May 3, 2021 Christopher Bellacicco Attorney, Disclosure Review and Accounting Office Division of Investment Management U. |
|
| March 9, 2021 |
March 9, 2021 Via EDGAR filing Securities & Exchange Commission 100 F Street, N.E. Washington, D.C. 20549 Re: Simplify Exchange Traded Funds, File Nos. 333-238475 and 811-23570 Dear Ladies and Gentlemen: On behalf of Simplify Exchange Traded Funds, a registered investment company (the “Trust”), we hereby submit, via electronic filing, Post-Effective Amendment No. 9 (the “Amendment”) to the Trust’s |
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| February 23, 2021 |
February 22, 2021 Via EDGAR filing Securities & Exchange Commission 100 F Street, N. |
|
| December 15, 2020 |
FORM 8-A UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES PURSUANT TO SECTION 12(b) OR (g) OF THE SECURITIES EXCHANGE ACT OF 1934 SIMPLIFY EXCHANGE TRADED FUNDS (Exact name of registrant as specified in its charter) Delaware See below (State of incorporation or organization) (I.R.S. Employer Identification No.) 54 W 40th St, |
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| December 2, 2020 |
8-A12B 1 fp00598328a12b.htm FORM 8-A UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES PURSUANT TO SECTION 12(b) OR (g) OF THE SECURITIES EXCHANGE ACT OF 1934 SIMPLIFY EXCHANGE TRADED FUNDS (Exact name of registrant as specified in its charter) Delaware See below (State of incorporation or organization) (I.R.S. Employer Identi |
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| November 30, 2020 |
November 30, 2020 DeCarlo S. McLaren, Senior Counsel Division of Investment Management U.S. Securities and Exchange Commission 100 F Street, N.E. Washington, D.C. 20549 Re: Simplify Exchange Traded Funds (the ?Trust? or the ?Registrant?) File Nos. 811-23570, 333-238475 Dear Mr. McLaren: On September 14, 2020, Simplify Exchange Traded Funds (the ?Trust? or the ?Registrant?), on behalf of its series |
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| November 27, 2020 |
simplifyusequityplusconvexit.htm - Generated by SEC Publisher for SEC Filing Simplify US Equity Plus Convexity ETF Schedule of Investments September 30, 2020 (Unaudited) Shares Value Exchange-Traded Funds – 98.8% iShares Core S&P 500 ETF (Cost $3,752,141) 11,010 $ 3,700,021 Number of Notional Contracts Amount Purchased Options – 1.1% Calls – Exchange-Traded – 0.6% S&P 500 Index, March Strike Price |
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| November 27, 2020 |
simplifyusequityplusupsideco.htm - Generated by SEC Publisher for SEC Filing Simplify US Equity Plus Upside Convexity ETF Schedule of Investments September 30, 2020 (Unaudited) Shares Value Exchange-Traded Funds – 98.8% iShares Core S&P 500 ETF (Cost $2,571,883) 7,429 $ 2,496,590 Number of Notional Contracts Amount Purchased Options – 1.2% Calls – Exchange-Traded – 1.2% S&P 500 Index, March Strike |
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| November 27, 2020 |
simplifyusequityplusdownside.htm - Generated by SEC Publisher for SEC Filing Simplify US Equity Plus Downside Convexity ETF Schedule of Investments September 30, 2020 (Unaudited) Shares Value Exchange-Traded Funds – 98.9% iShares Core S&P 500 ETF (Cost $2,578,537) 7,446 $ 2,502,303 Number of Notional Contracts Amount Purchased Options – 1.0% Puts – Exchange-Traded – 1.0% S&P 500 Index, December St |
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| November 20, 2020 |
CORRESP 1 filename1.htm November 20, 2020 DeCarlo S. McLaren, Senior Counsel Division of Investment Management U.S. Securities and Exchange Commission 100 F Street, N.E. Washington, D.C. 20549 Re: Simplify Exchange Traded Funds (the “Trust” or the “Registrant”) File Nos. 811-23570, 333-238475 Dear Mr. McLaren: On September 11, 2020, Simplify Exchange Traded Funds (the “Trust” or the “Registrant”), |
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| September 14, 2020 |
September 14, 2020 Via EDGAR filing Securities & Exchange Commission 100 F Street, N. |
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| September 11, 2020 |
September 11, 2020 Via EDGAR filing Securities & Exchange Commission 100 F Street, N. |
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| August 26, 2020 |
FORM 8-A UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES PURSUANT TO SECTION 12(b) OR (g) OF THE SECURITIES EXCHANGE ACT OF 1934 SIMPLIFY EXCHANGE TRADED FUNDS (Exact name of registrant as specified in its charter) Delaware See below (State of incorporation or organization) (I.R.S. Employer Identification No.) 54 W 40th St, |
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| August 19, 2020 |
Code of Ethics of the Adviser3 CODE OF ETHICS Introduction This Code of Ethics (the ?Code?) has been adopted by the Company (the ?Adviser?) in connection with its role as investment adviser to an Exchange Traded Fund (?ETF?) and any affiliated registered investment companies (such registered investment companies advised by the Adviser to be collectively referred to as ?Clients?) in compliance with Rule 17j 1 under the Investment Company Act of 1940 (the ?Act?) (unless specifically identified, Rule 17j 1 is referred to as the ?Rule?). |
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| August 19, 2020 |
Agreement and Declaration of Trust of the Registrant3 AGREEMENT AND DECLARATION OF TRUST OF Simplify exchange traded funds a Delaware Statutory Trust TABLE OF CONTENTS Page Article I Name and Definitions 1 Section 1. |
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| August 19, 2020 |
Expense Limitation and Reimbursement Agreement To: Simplify Exchange Traded Funds 54 W 40th St. |
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| August 19, 2020 |
Code of Ethics of the Registrant3 August 18, 2020 Simplify Exchange Traded Funds 54 W 40th St. New York, New York 10018 Dear Board Members: This letter is in response to your request for our opinion in connection with the filing of Pre-Effective Amendment No. 1 to the Registration Statement, File Nos. 333-238475 and 811-23570 (the “Registration Statement”), of Simplify Exchange Traded Funds (the “Trust”). We have examined a copy o |
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| August 19, 2020 |
MANAGEMENT AGREEMENT TO: Simplify Asset Management Inc. 54 W 40th St, New York, NY 10018 Dear Sirs: Simplify Exchange Traded Funds (the ?Trust?) herewith confirms our agreement with you. The Trust has been organized to engage in the business of an open-end management investment company. The Trust currently offers several series of shares to investors. You have been selected to act as the sole inve |
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| August 19, 2020 |
CUSTODY AGREEMENT By and Between THE BANK OF NEW YORK MELLON And SIMPLIFY EXCHANGE TRADED FUNDS BNY MELLON AND CUSTOMER CONFIDENTIAL TABLE OF CONTENTS 1. |
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| August 19, 2020 |
As filed with the Securities and Exchange Commission on August 18, 2020 Securities Act File No. |
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| August 19, 2020 |
Other Opinions. Consent of Independent Registered Public Accounting Firm1 CONSENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM We hereby consent to the incorporation by reference in this Registration Statement on Form N-1A our report dated August 18, 2020, relating to the financial statement of Simplify US Equity PLUS Convexity ETF (the “Fund”), a series of Simplify Exchange Traded Funds, as of August 11, 2020, and to the references to our firm under the headings “Fund Service Providers” in the Prospectus and “Policies and Procedures for Disclosure of Portfolio Holdings,” “Independent Registered Public Accounting Firm,” and “Financial Statements” in the Statement of Additional Information. |
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| August 19, 2020 |
Transfer Agent Servicing Agreement3 TRANSFER AGENCY AND SERVICE AGREEMENT THIS AGREEMENT is made as of the 14th day of July, 2020, by and between each Trust (hereinafter each a “Trust”, and collectively the “Trusts” as applicable) listed on Appendix A hereto (as such Appendix be amended from time to time) and THE BANK OF NEW YORK MELLON, a New York corporation authorized to do a banking business having its principal office and place of business at 240 Greenwich Street, New York, New York 10286 (the “Bank”). |
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| August 19, 2020 |
BY-LAWS Simplify Exchange Traded Funds A Delaware Statutory Trust ARTICLE I. OFFICES Section 1.01. PRINCIPAL EXECUTIVE OFFICE. The Board of Trustees shall fix and, from time to time, may change the location of the principal executive office of the Trust at any place within or outside the State of Delaware. Section 1.02. OTHER OFFICES. The Board of Trustees may at any time establish branch or addit |
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| August 19, 2020 |
ETF DISTRIBUTION AGREEMENT This Distribution Agreement (the ?Agreement?) is made this 30th day of June 2020, by and between Simplify Exchange Traded Funds, a Delaware statutory trust (the ?Trust?) having its principal place of business at 154 W. |
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| August 19, 2020 |
FUND ADMINISTRATION AND ACCOUNTING AGREEMENT THIS AGREEMENT is made as of July 14, 2020 by and between each Trust listed on the signature page hereto (each a “Fund”, and collectively the “Funds” as applicable) and The Bank of New York Mellon, a New York corporation authorized to do a banking business (“BNY Mellon”). |
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| August 19, 2020 |
RULE 12b-1 DISTRIBUTION AND SERVICE PLAN 1. The Trust. Simplify Exchange Trade Funds (the “Trust”) is an open-end management investment company registered as such under the Investment Company Act of 1940, as amended (the “1940 Act”), and is authorized to issue separate series (each such series is referred to herein as a “Fund” and collectively the “Funds”). 2. The Plan. The Trust desires to adopt |
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| August 19, 2020 |
Code of Ethics of the Registrant3 SIMPLIFY EXCHANGE TRADED FUNDS CODE OF ETHICS This Code of Ethics (the ?Code?) has been adopted by Simplify Exchange Traded Funds (the ?Trust?) in compliance with Rule 17j-1 under the Investment Company Act of 1940 (the ?Act?) (unless specifically identified, Rule 17j-1 is referred to as the ?Rule?). |
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| August 4, 2020 |
August 4, 2020 DeCarlo S. McLaren Senior Counsel Division of Investment Management U.S. Securities and Exchange Commission 100 F Street, N.E. Washington, D.C. 20549 Re: Simplify Exchange Traded Funds (the ?Trust? or the ?Registrant?) File Nos. 811-23570, 333-238475 Dear Mr. McLaren: This letter responds to your comment letter dated June 17, 2020 relating to the Trust?s registration statement on Fo |
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| May 18, 2020 |
STATE OF DELAWARE CERTIFICATE OF TRUST This Certificate of Trust (this “Certificate”) is filed in accordance with the provisions of the Delaware Statutory Trust Act (12 Del. |
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| May 18, 2020 |
As filed with the Securities and Exchange Commission on May 18, 2020 Securities Act File No. |
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| May 18, 2020 |
May 18, 2020 VIA ELECTRONIC TRANSMISSION Securities and Exchange Commission Public Filing Desk 100 F Street, N. |
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| May 18, 2020 |
N-8A 1 fp0053976n8a.htm SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM N-8A NOTIFICATION OF REGISTRATION FILED PURSUANT TO SECTION 8(A) OF THE INVESTMENT COMPANY ACT OF 1940 The undersigned investment company hereby notifies the Securities and Exchange Commission that it registers under and pursuant to the provisions of Section 8(a) of the Investment Company Act of 1940 and in conn |
