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| CIK | 30302 |
SEC Filings
All companies that sell securities in the United States must register with the Securities and Exchange Commission (SEC) and file reports on a regular basis.
These reports include company annual reports (10K, 10Q), news updates (8K), investor presentations (found in 8Ks), insider trades (form 4), ownership reports (13D, and 13G), and reports related to the specific securities sold, such as registration statements and prospectus. This page shows recent SEC filings related to Alco Stores Inc
SEC Filings (Chronological Order)
Halaman ini menyediakan daftar lengkap dan kronologis dari Pengajuan SEC, tidak termasuk pengajuan kepemilikan yang kami sediakan di tempat lain.
| March 3, 2015 |
EX-99.1 2 a15-57801ex99d1.htm EX-99.1 Exhibit 99.1 Monthly Operating Report Accrual Basis CASE NAME: ALCO Stores, Inc. CASE NUMBER: 14-34941 JUDGE: JERNIGAN UNITED STATES BANKRUPTCY COURT NORTHERN & EASTERN DISTRICTS OF TEXAS REGION 6 MONTHLY OPERATING REPORT MONTHLY PERIOD: DECEMBER 2014 IN ACCORDANCE WITH TITLE 28, SECTION 1746, OF THE UNITED STATES CODE, I DECLARE UNDER PENALTY OF PERJURY THAT |
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| March 3, 2015 |
Financial Statements and Exhibits, Other Events 8-K 1 a15-578018k.htm 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) February 19, 2015 ALCO Stores, Inc. (Exact name of registrant as specified in its charter) Kansas 001-35911 48-0201080 (State or other jurisdiction of incorpora |
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| February 23, 2015 |
8-K 1 a15-521518k.htm 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) February 20, 2015 ALCO Stores, Inc. (Exact name of registrant as specified in its charter) Kansas 001-35911 48-0201080 (State or other jurisdiction of incorpora |
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| February 5, 2015 |
ALCS / Alco Stores Inc / DIMENSIONAL FUND ADVISORS LP - SCHEDULE 13G/A Passive Investment SC 13G/A 1 rrd015.htm SCHEDULE 13G/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 15)* ALCO STORES INC (Name of Issuer) Common Stock (Title of Class of Securities) 001600105 (CUSIP Number) December 31, 2014 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate t |
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| January 16, 2015 |
EX-99.1 2 a15-24531ex99d1.htm EX-99.1 Exhibit 99.1 Monthly Operating Report Accrual Basis CASE NAME: ALCO Stores, Inc. CASE NUMBER: 14-34941 JUDGE: JERNIGAN UNITED STATES BANKRUPTCY COURT NORTHERN & EASTERN DISTRICTS OF TEXAS REGION 6 MONTHLY OPERATING REPORT MONTHLY PERIOD: NOVEMBER 2014 IN ACCORDANCE WITH TITLE 28, SECTION 1746, OF THE UNITED STATES CODE, I DECLARE UNDER PENALTY OF PERJURY THAT |
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| January 16, 2015 |
Financial Statements and Exhibits, Other Events 8-K 1 a15-245318k.htm 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) January 13, 2015 ALCO Stores, Inc. (Exact name of registrant as specified in its charter) Kansas 001-35911 48-0201080 (State or other jurisdiction of incorporat |
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| December 11, 2014 |
EX-99.1 2 a14-260111ex99d1.htm EX-99.1 Exhibit 99.1 Monthly Operating Report ACCRUAL BASIS CASE NAME: ALCO Stores, Inc. CASE NUMBER: 14-34941 JUDGE: JERNIGAN UNITED STATES BANKRUPTCY COURT NORTHERN & EASTERN DISTRICTS OF TEXAS REGION 6 MONTHL OPERATIN REPORT MONTHL PERIOD: OCTOBER 2014 IN ACCORDANCE WITH TITLE 28, SECTION 1746, OF THE UNITED STATES CODE, I DECLARE UNDER PENALTY OF PERJURY THAT I H |
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| December 11, 2014 |
Financial Statements and Exhibits, Other Events 8-K 1 a14-2601118k.htm 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) December 11, 2014 ALCO Stores, Inc. (Exact name of registrant as specified in its charter) Kansas 001-35911 48-0201080 (State or other jurisdiction of incorpor |
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| November 25, 2014 |
Entry into a Material Definitive Agreement 8-K 1 a14-2512518k.htm 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) November 20, 2014 ALCO Stores, Inc. (Exact name of registrant as specified in its charter) Kansas 001-35911 48-0201080 (State or other jurisdiction of incorpor |
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| November 4, 2014 |
Entry into a Material Definitive Agreement UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) October 30, 2014 ALCO Stores, Inc. |
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| October 14, 2014 |
ALCO STORES COMMENCES VOLUNTARY CHAPTER 11 PROCEEDING EX-99.1 2 a14-223571ex99d1.htm EX-99.1 Exhibit 99.1 ALCO STORES COMMENCES VOLUNTARY CHAPTER 11 PROCEEDING COPPELL, Texas, October 13, 2014 — ALCO Stores, Inc. (ALCS)(“ALCO” or the “Company”) today announced that the Company and its subsidiary, ALCO Holdings, Limited Liability Company, filed on October 12, 2014 (the “Petition Date”) voluntary petitions for relief (the “Chapter 11 Petitions”) in the |
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| October 14, 2014 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) October 12, 2014 ALCO Stores, Inc. |
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| October 8, 2014 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) October 6, 2014 ALCO Stores, Inc. |
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| October 7, 2014 |
SC 13G/A 1 heartlandalco13ga.htm AMENDMENT NO. 20 TO SCHEDULE 13G UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 20)* ALCO STORES, INC. (Name of Issuer) Common Stock (Title of Class of Securities) 001600105 (CUSIP Number) September 30, 2014 (Date of Event Which Requires Filing of this Statement) Check th |
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| September 23, 2014 |
Exhibit 1 CUSIP No. 001600105 JOINT FILING AGREEMENT In accordance with Rule 13d-1(k) promulgated under the Securities Exchange Act of 1934, as amended, the undersigned hereby agree to the joint filing with all other Reporting Persons (as such term is defined in the Schedule 13G) on behalf of each of them of a statement on Schedule 13G (including amendments thereto) with respect to the stock of th |
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| September 23, 2014 |
ALCS / Alco Stores Inc / PRICE MICHAEL F - SCHEDULE 13G, AMENDMENT NO. 5 Passive Investment SC 13G/A 1 sc13ga5.htm SCHEDULE 13G, AMENDMENT NO. 5 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G/A Under the Securities Exchange Act of 1934 (Amendment No. 5)* Alco Stores, Inc. (Name of Issuer) Comon Stock, Par Value $.0001 (Title of Class of Securities) 001600105 (CUSIP Number) September 19, 2014 (Date of Event Which Requires Filing of this Statement) Che |
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| September 22, 2014 |
Exhibit 99.1 ALCO STORES REPORTS SECOND QUARTER FISCAL 2015 FINANCIAL RESULTS New Company Leadership Team Identifies Turnaround Priorities and Pursues Comprehensive Recapitalization Options COPPELL, Texas, September 22, 2014 — ALCO Stores, Inc. (ALCS)(“ALCO” or the “Company”), a broad-line retailer which specializes in providing a superior selection of essential products for everyday life in small |
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| September 22, 2014 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) September 22, 2014 ALCO Stores, Inc. |
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| September 22, 2014 |
EX-12 2 ex12.htm EXHIBIT 12 EX-12 ALCO Stores, Inc. Same-Store Sales and Gross Margin (amounts in thousands except average basket and gross margin percentage) Thirteen Week Periods Ended Twenty-Six Week Periods Ended August 3, 2014 August 4, 2013 August 3, 2014 August 3, 2013 Sales $ 105,850 $ 116,095 $ 205,910 $ 223,728 Customer transactions 4,331 4,712 8,349 8,998 Average basket $ 24.44 $ 24.64 |
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| September 22, 2014 |
ALCS / Alco Stores Inc 10-Q - Quarterly Report - ALCO STORES INC 10-Q 8-3-2014 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q T QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended August 3, 2014 or o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission File Number 0-20269 ALCO STORES, INC. (Exact name of registrant as specified |
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| September 22, 2014 |
EX-10.1 2 a14-212532ex10d1.htm EX-10.1 Exhibit 10.1 CONSULTING AGREEMENT THIS AGREEMENT (this “Agreement”) is made effective as of September 22, 2014 (the “Effective Date”) by and between ALCO Stores, Inc., a Kansas corporation (the “Company”) and Michael Moore (“Consultant”). The Company and Consultant sometimes are referred to herein individually as a “Party” and together as the “Parties.” WHERE |
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| September 22, 2014 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) September 19, 2014 ALCO Stores, Inc. |
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| September 18, 2014 |
EX-10.6 7 alco8k091414ex106.htm DILIP SINGH INDEMNIFICATION AGREEMENT EXHIBIT 10.6 INDEMNIFICATION AGREEMENT THIS INDEMNIFICATION AGREEMENT (this “Agreement”) is made and entered into as of September 12, 2014, between ALCO Stores, Inc., a Kansas corporation (the “Company”), and Dilip Singh (“Indemnitee”). BACKGROUND Highly competent persons have become more reluctant to serve corporations as direc |
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| September 18, 2014 |
EX-10.3 4 alco8k091214ex103.htm WILLIAM L. LECHTNER INDEMNIFICATION AGREEMENT EXHIBIT 10.3 INDEMNIFICATION AGREEMENT THIS INDEMNIFICATION AGREEMENT (this “Agreement”) is made and entered into as of September 12, 2014, between ALCO Stores, Inc., a Kansas corporation (the “Company”), and William L. Lechtner (“Indemnitee”). BACKGROUND Highly competent persons have become more reluctant to serve corpo |
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| September 18, 2014 |
EX-10.1 2 alco8k091214ex101.htm JOHN M. CLIMACO INDEMNIFICATION AGREEMENT EXHIBIT 10.1 INDEMNIFICATION AGREEMENT THIS INDEMNIFICATION AGREEMENT (this “Agreement”) is made and entered into as of September 12, 2014, between ALCO Stores, Inc., a Kansas corporation (the “Company”), and John M. Climaco (“Indemnitee”). BACKGROUND Highly competent persons have become more reluctant to serve corporations |
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| September 18, 2014 |
EXHIBIT 10.5 INDEMNIFICATION AGREEMENT THIS INDEMNIFICATION AGREEMENT (this “Agreement”) is made and entered into as of September 12, 2014, between ALCO Stores, Inc., a Kansas corporation (the “Company”), and Robert J. Sarlls (“Indemnitee”). BACKGROUND Highly competent persons have become more reluctant to serve corporations as directors or officers or in other capacities unless they are provided |
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| September 18, 2014 |
Entry into a Material Definitive Agreement, Financial Statements and Exhibits 8-K 1 alco8k091214.htm FORM 8K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) September 12, 2014 ALCO Stores, Inc. (Exact name of registrant as specified in its charter) Kansas 0-20269 48-0201080 (State or other jurisdiction of incor |
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| September 18, 2014 |
EX-10.2 3 alco8k091214ex102.htm STANLEY B. LATACHA INDEMNIFICATION AGREEMENT EXHIBIT 10.2 INDEMNIFICATION AGREEMENT THIS INDEMNIFICATION AGREEMENT (this “Agreement”) is made and entered into as of September 12, 2014, between ALCO Stores, Inc., a Kansas corporation (the “Company”), and Stanley B. Latacha (“Indemnitee”). BACKGROUND Highly competent persons have become more reluctant to serve corpora |
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| September 18, 2014 |
EX-10.4 5 alco8k091414ex104.htm DAVID W. POINTER INDEMNIFICATION AGREEMENT EXHIBIT 10.4 INDEMNIFICATION AGREEMENT THIS INDEMNIFICATION AGREEMENT (this “Agreement”) is made and entered into as of September 12, 2014, between ALCO Stores, Inc., a Kansas corporation (the “Company”), and David W. Pointer (“Indemnitee”). BACKGROUND Highly competent persons have become more reluctant to serve corporation |
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| September 18, 2014 |
EX-10.7 8 alco8k091414ex107.htm MARK D. STOLPER INDEMNIFICATION AGREEMENT EXHIBIT 10.7 INDEMNIFICATION AGREEMENT THIS INDEMNIFICATION AGREEMENT (this “Agreement”) is made and entered into as of September 12, 2014, between ALCO Stores, Inc., a Kansas corporation (the “Company”), and Mark D. Stolper (“Indemnitee”). BACKGROUND Highly competent persons have become more reluctant to serve corporations |
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| September 17, 2014 |
EXHIBIT 99.1 FOR IMMEDIATE RELEASE ALCO STORES, INC. TO ISSUE SECOND QUARTER FISCAL 2015 FINANCIAL RESULTS ON MONDAY SEPTEMBER 22, 2014, AT MARKET CLOSE Investor Conference Call to be Held at 4:00 p.m. Central Time Coppell, TX (September 17, 2014) - ALCO Stores, Inc. (NASDAQ: ALCS) (“ALCO” or the “Company”), a broad line retailer which specializes in providing a superior selection of essential pro |
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| September 17, 2014 |
ALCS / Alco Stores Inc NT 10-Q - - SCHEDULE 12B-25 EXTENTION TO FILE 10Q OMB APPROVAL OMB Number......3235-0058 Expires....... August 31, 2015 Estimated average burden hours per response.........2.50 SEC FILE NUMBER 001-35911 CUSIP NUMBER 001600105 UNITED STATES SECURITES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 12b-25 NOTIFICATION OF LATE FILING (Check one): ¨ Form 10-K ¨ Form 20-F ¨ Form 11-K ý Form 10-Q ¨ Form 10-D ¨ Form N-SAR ¨ N-CSR For Period Ended: A |
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| September 17, 2014 |
Regulation FD Disclosure, Financial Statements and Exhibits, Other Events 8-K 1 alco8k091714.htm FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) September 17, 2014 ALCO Stores, Inc. (Exact name of registrant as specified in its charter) Kansas 0-20269 48-0201080 (State or other jurisdiction of inco |
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| September 5, 2014 |
EX-99.1 2 alco8k082914ex991.htm PRESS RELEASE DATED AUGUST 29, 2014 EXHIBIT 99.1 FOR IMMEDIATE RELEASE ALCO STORES, INC. ANNOUNCES COMPLETION OF ITS ANNUAL MEETING, INCLUDING INSTALLATION OF NEWLY ELECTED BOARD OF DIRECTORS Coppell, TX (August 29, 2014) - ALCO Stores, Inc. (NASDAQ: ALCS) (“ALCO” or the “Company”), a broad line retailer which specializes in providing a superior selection of essenti |
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| September 5, 2014 |
Alco Stores, Inc. 751 Freeport Parkway Coppell, Texas 75019 September 4, 2014 EX-10.1 2 alco8k09042014ex101.htm EXHIBIT 10.1 STANLEY B. LATACHA EMPLOYMENT AGREEMENT EXHIBIT 10.1 Alco Stores, Inc. 751 Freeport Parkway Coppell, Texas 75019 September 4, 2014 Mr. Stanley B. Latacha N9282 Council Bay Holmen, WI 54636 Re: Employment Agreement This is your Employment Agreement (this “Agreement’) with Alco Stores, Inc., a Kansas corporation (the “Company”). It sets forth the terms |
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| September 5, 2014 |
SEPARATION AND RELEASE AGREEMENT EX-10.2 3 alco8k09042014ex102.htm EXHIBIT 10.2 RICHARD E. WILSON SEPARATION AND RELEASE AGREEMENT EXHIBIT 10.2 SEPARATION AND RELEASE AGREEMENT THIS SEPARATION AND RELEASE AGREEMENT (this “Agreement”) is made as of the 4th day of September, 2014, by and between Richard E. Wilson (the “Executive”) and Alco Stores, Inc., a Kansas corporation (the “Company”). WHEREAS, the Executive and the Company ar |
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| September 5, 2014 |
8-K 1 alco8k082914.htm FORM 8-K - CREDIT AGREEMENT UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported): August 29, 2014 ALCO Stores, Inc. (Exact Name of Registrant as Specified in Charter) Kansas 0-20269 48-0201080 (State or Other Juris |
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| September 5, 2014 |
FIRST AMENDMENT AND WAIVER TO CREDIT AGREEMENT EX-10.1 2 alco8k082914ex101.htm EXHIBIT 10.1 - FIRST AMENDMENT AND WAIVER TO CREDIT AGREEMENT EXHIBIT 10.1 FIRST AMENDMENT AND WAIVER TO CREDIT AGREEMENT This First Amendment and Waiver to Credit Agreement, dated as of September 4, 2014 (this “Agreement”), is entered into by and among ALCO STORES, INC., a Kansas corporation (the “Lead Borrower”); ALCO HOLDINGS, a Texas limited liability company (“ |
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| September 5, 2014 |
ALCO STORES, INC. ANNOUNCES INSTALLATION OF STAN LATACHA AS NEW CHIEF EXECUTIVE OFFICER EXHIBIT 99.1 FOR IMMEDIATE RELEASE ALCO STORES, INC. ANNOUNCES INSTALLATION OF STAN LATACHA AS NEW CHIEF EXECUTIVE OFFICER Coppell, TX (September 4, 2014) - ALCO Stores, Inc. (NASDAQ: ALCS) (“ALCO” or the “Company”), a broad line retailer which specializes in providing a superior selection of essential products for everyday life in small-town America, today announced at a Company Town Hall Meeting |
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| September 5, 2014 |
8-K 1 alco8k09042014.htm FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported): September 4, 2014 ALCO Stores, Inc. (Exact Name of Registrant as Specified in Charter) Kansas 0-20269 48-0201080 (State or Other Jurisdiction of Inco |
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| September 5, 2014 |
8-K 1 alco8k082914.htm FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) August 29, 2014. ALCO Stores, Inc. (Exact name of registrant as specified in its charter) Kansas 0-20269 48-0201080 (State or other jurisdiction of incorp |
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| September 3, 2014 |
EX-99.1 2 sc13d0914a2ex99ivicapalco.htm GROUP TERMINATION AGREEMENT Exhibit 99.1 GROUP TERMINATION AGREEMENT This Group Termination Agreement (“Group Termination Agreement”), dated as of September 2, 2014 (the “Effective Date”), is entered into by and among Milwaukee Private Wealth Management, Inc. a Wisconsin corporation, VI Capital Fund, LP, a Washington limited partnership, VI Capital Managemen |
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| September 3, 2014 |
ALCS / Alco Stores Inc / VI Capital Fund, LP - AMENDMENT TO SCHEDULE 13D Activist Investment SC 13D/A 1 sc13d0914a2vicapitalalcosto.htm AMENDMENT TO SCHEDULE 13D SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 SCHEDULE 13D (Rule 13d-101) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO RULE 13d-1(a) AND AMENDMENTS THERETO FILED PURSUANT TO RULE 13d-2(a) (Amendment No. 2)1 ALCO Stores, Inc. (Name of Issuer) Common Stock, par value $.0001 per share (Title of Class of Secur |
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| July 30, 2014 |
VI Capital Fund, LP DFAN14A - - PROXY STATEMENT UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 FILED BY THE REGISTRANT ¨ FILED BY A PARTY OTHER THAN THE REGISTRANT x Check the appropriate box: ¨ Preliminary Proxy Statement ¨ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ¨ Definitive Proxy State |
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| July 30, 2014 |
ALCS / Alco Stores Inc DEFA14A - - DEFA14A DEFA14A 1 a14-180231defa14a.htm DEFA14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant x Filed by a Party other than the Registrant o Check the appropriate box: o Preliminary Proxy Statement o Confidential, for Use of the Commission Only (a |
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| July 23, 2014 |
FIRST AMENDMENT AMENDED AND RESTATED RIGHTS AGREEMENT EX-4.2 2 a14-175002ex4d2.htm EX-4.2 Exhibit 4.2 FIRST AMENDMENT TO AMENDED AND RESTATED RIGHTS AGREEMENT THIS FIRST AMENDMENT TO AMENDED AND RESTATED RIGHTS AGREEMENT (this “Amendment”), dated as of July 22, 2014, by and between ALCO STORES, INC., a Kansas corporation (the “Company”), and COMPUTERSHARE TRUST COMPANY, N.A., a national banking association (the “Rights Agent”), amends the Amended and |
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| July 23, 2014 |
FIRST AMENDMENT AMENDED AND RESTATED RIGHTS AGREEMENT Exhibit 4.2 FIRST AMENDMENT TO AMENDED AND RESTATED RIGHTS AGREEMENT THIS FIRST AMENDMENT TO AMENDED AND RESTATED RIGHTS AGREEMENT (this “Amendment”), dated as of July 22, 2014, by and between ALCO STORES, INC., a Kansas corporation (the “Company”), and COMPUTERSHARE TRUST COMPANY, N.A., a national banking association (the “Rights Agent”), amends the Amended and Restated Rights Agreement, dated as |
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| July 23, 2014 |
8-K 1 a14-1750018k.htm 8-K SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 22, 2014 ALCO STORES, INC. (Exact name of registrant as specified in its charter) Kansas 0-20269 48-0201080 (State or other jurisdiction of incorporation) (Commissio |
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| July 23, 2014 |
ALCS / Alco Stores Inc 8-A12B/A - - 8-A12B/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-A/A Amendment No. 3 FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES PURSUANT TO SECTION 12(b) OR 12(g) OF THE SECURITIES EXCHANGE ACT OF 1934 ALCO STORES, INC. (Exact name of registrant as specified in its charter) Kansas 48-0201080 (State of (I.R.S. Employer Incorporation or Organization) Identification No.) 751 Free |
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| July 23, 2014 |
ALCO STORES, INC. ANNOUNCES AMENDMENT TO RIGHTS AGREEMENT EX-99.1 3 a14-175001ex99d1.htm EX-99.1 Exhibit 99.1 FOR IMMEDIATE RELEASE ALCO STORES, INC. ANNOUNCES AMENDMENT TO RIGHTS AGREEMENT Coppell, TX (July 23, 2014) — ALCO Stores, Inc. (Nasdaq: ALCS) (“ALCO” or the “Company”), a general merchandise retailer specializing in providing a superior selection of essential products for everyday life in small-town America, yesterday announced that its Board of |
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| July 22, 2014 |
ALCO STORES, INC. RESPONDS TO DISSIDENT SHAREHOLDER GROUP’S PROXY SOLICITATION MATERIALS Exhibit 99.1 FOR IMMEDIATE RELEASE ALCO STORES, INC. RESPONDS TO DISSIDENT SHAREHOLDER GROUP?S PROXY SOLICITATION MATERIALS Coppell, TX (July 22, 2014) ? ALCO Stores, Inc. (NASDAQ: ALCS) (the ?Company? or ?ALCO?)today issued a statement responding to the proxy solicitation materials filed by a dissident shareholder group calling itself Concerned ALCO Shareholders (?CAS?), which is seeking to elect |
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| July 22, 2014 |
ALCO STORES, INC. RESPONDS TO DISSIDENT SHAREHOLDER GROUP’S PROXY SOLICITATION MATERIALS Exhibit 99.1 FOR IMMEDIATE RELEASE ALCO STORES, INC. RESPONDS TO DISSIDENT SHAREHOLDER GROUP’S PROXY SOLICITATION MATERIALS Coppell, TX (July 22, 2014) — ALCO Stores, Inc. (NASDAQ: ALCS) (the “Company” or “ALCO”)today issued a statement responding to the proxy solicitation materials filed by a dissident shareholder group calling itself Concerned ALCO Shareholders (“CAS”), which is seeking to elect |
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| July 22, 2014 |
ALCS / Alco Stores Inc DEFA14A - - 8-K SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 22, 2014 (July 22, 2014) ALCO STORES, INC. (Exact name of registrant as specified in its charter) Kansas 0-20269 48-0201080 (State or other jurisdiction of incorporation) (Commission File Numb |
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| July 22, 2014 |
VI Capital Fund, LP DFAN14A - - DEFINITIVE ADDITIONAL MATERIALS UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 FILED BY THE REGISTRANT ¨ FILED BY A PARTY OTHER THAN THE REGISTRANT x Check the appropriate box: ¨ Preliminary Proxy Statement ¨ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ¨ Definitive Proxy State |
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| July 22, 2014 |
Financial Statements and Exhibits, Other Events 8-K 1 a14-1750048k.htm 8-K SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 22, 2014 (July 22, 2014) ALCO STORES, INC. (Exact name of registrant as specified in its charter) Kansas 0-20269 48-0201080 (State or other jurisdiction of incorpora |
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| July 21, 2014 |
VI Capital Fund, LP DFAN14A - - UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 FILED BY THE REGISTRANT ¨ FILED BY A PARTY OTHER THAN THE REGISTRANT x Check the appropriate box: ¨ Preliminary Proxy Statement ¨ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ¨ Definitive Proxy State |
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| July 11, 2014 |
VI Capital Fund, LP DFAN14A - - DEFINITIVE ADDITIONAL MATERIALS UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 FILED BY THE REGISTRANT £ FILED BY A PARTY OTHER THAN THE REGISTRANT ☒ Check the appropriate box: £ Preliminary Proxy Statement £ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) £ Definitive Proxy State |
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| July 10, 2014 |
8-K 1 alco8k07042014.htm FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) July 4, 2014 ALCO Stores, Inc. (Exact name of registrant as specified in its charter) Kansas 0-20269 48-0201080 (State or other jurisdiction of incorpor |
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| July 10, 2014 |
SEPARATION AGREEMENT AND RELEASE EX-99.1 2 alco8kex991.htm WAYNE PETERSON SEPARATION AGREEMENT AND RELEASE EXHIBIT 99.1 SEPARATION AGREEMENT AND RELEASE This Separation Agreement and Release (“Agreement”) is by and between ALCO Stores, Inc., a Kansas Corporation (the “Company”) and Wayne Peterson, an individual (“Employee”) as of the date executed by both parties. WHEREAS, Employee’s employment with the Company will terminate eff |
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| July 9, 2014 |
VI Capital Fund, LP DFAN14A - - UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 FILED BY THE REGISTRANT ¨ FILED BY A PARTY OTHER THAN THE REGISTRANT x Check the appropriate box: ¨ Preliminary Proxy Statement ¨ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ¨ Definitive Proxy State |
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| July 7, 2014 |
ALCO STORES, INC. NON-QUALIFIED STOCK OPTION AGREEMENT EXHIBIT 99.4 ALCO STORES, INC. NON-QUALIFIED STOCK OPTION AGREEMENT THIS NON-QUALIFIED STOCK OPTION AGREEMENT (this “Agreement”) is made and entered into this 30th day of June, 2014 (the “Grant Date”), by and between ALCO STORES, INC., a Kansas corporation (the “Company”), and Paul T. Davies (the “Optionee”). WHEREAS, the Company adopted a Non-Qualified Stock Option Plan for Non-Management Directo |
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| July 7, 2014 |
ALCO STORES, INC. NON-QUALIFIED STOCK OPTION AGREEMENT EXHIBIT 99.3 ALCO STORES, INC. NON-QUALIFIED STOCK OPTION AGREEMENT THIS NON-QUALIFIED STOCK OPTION AGREEMENT (this “Agreement”) is made and entered into this 30th day of June, 2014 (the “Grant Date”), by and between ALCO STORES, INC., a Kansas corporation (the “Company”), and Lolan C. Mackey (the “Optionee”). WHEREAS, the Company adopted a Non-Qualified Stock Option Plan for Non-Management Direct |
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| July 7, 2014 |
ALCO STORES, INC. NON-QUALIFIED STOCK OPTION AGREEMENT EXHIBIT 99.2 ALCO STORES, INC. NON-QUALIFIED STOCK OPTION AGREEMENT THIS NON-QUALIFIED STOCK OPTION AGREEMENT (this “Agreement”) is made and entered into this 30th day of June, 2014 (the “Grant Date”), by and between ALCO STORES, INC., a Kansas corporation (the “Company”), and Terrence M. Babilla (the “Optionee”). WHEREAS, the Company adopted a Non-Qualified Stock Option Plan for Non-Management Di |
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| July 7, 2014 |
ALCO STORES, INC. NON-QUALIFIED STOCK OPTION AGREEMENT EXHIBIT 99.5 ALCO STORES, INC. NON-QUALIFIED STOCK OPTION AGREEMENT THIS NON-QUALIFIED STOCK OPTION AGREEMENT (this “Agreement”) is made and entered into this 30th day of June, 2014 (the “Grant Date”), by and between ALCO STORES, INC., a Kansas corporation (the “Company”), and Leslie A. Ball (the “Optionee”). WHEREAS, the Company adopted a Non-Qualified Stock Option Plan for Non-Management Directo |
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| July 7, 2014 |
ALCO STORES, INC. NON-QUALIFIED STOCK OPTION AGREEMENT EXHIBIT 99.6 ALCO STORES, INC. NON-QUALIFIED STOCK OPTION AGREEMENT THIS NON-QUALIFIED STOCK OPTION AGREEMENT (this “Agreement”) is made and entered into this 30th day of June, 2014 (the “Grant Date”), by and between ALCO STORES, INC., a Kansas corporation (the “Company”), and Royce Winsten (the “Optionee”). WHEREAS, the Company adopted a Non-Qualified Stock Option Plan for Non-Management Director |
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| July 7, 2014 |
ALCO STORES, INC. NON-QUALIFIED STOCK OPTION AGREEMENT EXHIBIT 99.1 ALCO STORES, INC. NON-QUALIFIED STOCK OPTION AGREEMENT THIS NON-QUALIFIED STOCK OPTION AGREEMENT (this “Agreement”) is made and entered into this 30th day of June, 2014 (the “Grant Date”), by and between ALCO STORES, INC., a Kansas corporation (the “Company”), and Dennis E. Logue (the “Optionee”). WHEREAS, the Company adopted a Non-Qualified Stock Option Plan for Non-Management Direct |
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| July 7, 2014 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) June 30, 2014. |
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| July 2, 2014 |
VI Capital Fund, LP DEFN14A - - DEFINITIVE PROXY STATEMENT UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 FILED BY THE REGISTRANT ¨ FILED BY A PARTY OTHER THAN THE REGISTRANT x Check the appropriate box: ¨ Preliminary Proxy Statement ¨ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) x Definitive Proxy State |
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| June 30, 2014 |
ALCS / Alco Stores Inc DEF 14A - - DEFINITIVE SCHEDULE 14A DEF 14A 1 alcodef14a063014.htm DEFINITIVE SCHEDULE 14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 x Filed by the Registrant ¨ Filed by a Party other than the Registrant Check the appropriate box: ¨ |
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| June 30, 2014 |
VI Capital Fund, LP DFAN14A - - PROXY STATEMENT UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 FILED BY THE REGISTRANT ¨ FILED BY A PARTY OTHER THAN THE REGISTRANT x Check the appropriate box: ¨ Preliminary Proxy Statement ¨ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ¨ Definitive Proxy State |
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| June 23, 2014 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. 1) FILED BY THE REGISTRANT ¨ FILED BY A PARTY OTHER THAN THE REGISTRANT x Check the appropriate box: x Preliminary Proxy Statement ¨ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ¨ Defi |
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| June 20, 2014 |
VIA EMAIL AND EDGAR June 20, 2014 Perry Hindin Special Counsel of the Office of Mergers and Acquisitions Securities and Exchange Commission 100 F Street, N. |
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| June 20, 2014 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 x Filed by the Registrant ¨ Filed by a Party other than the Registrant Check the appropriate box: x Preliminary Proxy Statement ¨ Confidential, for Use of |
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| June 19, 2014 |
EX-99.3 4 a14-157571ex99d3.htm EX-99.3 Exhibit 99.3 ALCO STORES, INC. BONUS PLAN The Compensation Committee of the Board of Directors (the “Compensation Committee”) of ALCO Stores, Inc. (the “Company”) has adopted the following bonus plan (the “Bonus Plan”) to commence in Fiscal Year 2015, and remain in place until future action of the Compensation Committee. 1. Bonus Payments. The Company’s Retur |
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| June 19, 2014 |
8-K 1 a14-1575718k.htm 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) June 16, 2014 ALCO Stores, Inc. (Exact name of registrant as specified in its charter) Kansas 0-20269 48-0201080 (State or other jurisdiction of incorporation) |
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| June 19, 2014 |
ALCO STORES, INC. TIME BASED INCENTIVE STOCK OPTION AGREEMENT EX-99.1 2 a14-157571ex99d1.htm EX-99.1 Exhibit 99.1 ALCO STORES, INC. TIME BASED INCENTIVE STOCK OPTION AGREEMENT THIS INCENTIVE STOCK OPTION AGREEMENT (this “Agreement”), is made and entered into as of the 16th day of June, 2014 (the “Granting Date”), by and between ALCO Stores, Inc., a Kansas corporation (the “Company”), and Ricardo A. Clemente (the “Optionee”). WITNESSETH: WHEREAS, on June 27, |
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| June 19, 2014 |
ALCO STORES, INC. TIME BASED INCENTIVE STOCK OPTION AGREEMENT EX-99.2 3 a14-157571ex99d2.htm EX-99.2 Exhibit 99.2 ALCO STORES, INC. TIME BASED INCENTIVE STOCK OPTION AGREEMENT THIS INCENTIVE STOCK OPTION AGREEMENT (this “Agreement”), is made and entered into as of the 16th day of June, 2014 (the “Granting Date”), by and between ALCO Stores, Inc., a Kansas corporation (the “Company”), and Brent A. Streit (the “Optionee”). WITNESSETH: WHEREAS, on June 27, 2012 |
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| June 19, 2014 |
EX-99.4 5 a14-157571ex99d4.htm EX-99.4 Exhibit 99.4 FOR IMMEDIATE RELEASE ALCO STORES, INC. REPORTS OPERATING RESULTS FOR FIRST QUARTER ENDED MAY 4, 2014 Coppell, TX. (June 18, 2014) — ALCO Stores, Inc. (NASDAQ: ALCS), which specializes in providing a superior selection of essential products for everyday life in small-town America, today announced operating results for its first quarter ended May |
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| June 18, 2014 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q 10-Q 1 form10q.htm ALCO STORES INC 10-Q 5-4-2014 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended May 4, 2014 or o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission File Number 0-20269 ALCO STORES |
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| June 18, 2014 |
Exhibit 12 ALCO Stores, Inc. Same-Store Sales and Gross Margin (amounts in thousands except average basket and gross margin percentage) Thirteen Week Periods Ended May 4, 2014 May 5, 2013 Sales $ 100,073 $ 107,633 Customer transactions 4,086 4,400 Average basket $ 24.49 $ 24.46 Gross Margin $ 29,347 $ 32,286 Gross margin percentage 29.0 % 29.6 % (1) Same-stores are those stores which were open at |
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| June 10, 2014 |
Exhibit 4.1 Execution Copy ALCO STORES, INC. AND COMPUTERSHARE TRUST COMPANY, N.A., as Rights Agent AMENDED AND RESTATED RIGHTS AGREEMENT dated as of June 9, 2014 TABLE OF CONTENTS Page Section 1 Certain Definitions 1 Section 2 Appointment of Rights Agent 11 Section 3 Evidence of Rights; Legends 11 Section 4 Form of Right Certificates 14 Section 5 Countersignature and Registration 14 Section 6 Tra |
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| June 10, 2014 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 x Filed by the Registrant ¨ Filed by a Party other than the Registrant Check the appropriate box: x Preliminary Proxy Statement ¨ Confidential, for Use of |
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| June 10, 2014 |
ALCO STORES, INC. ANNOUNCES AMENDMENT AND RESTATEMENT OF RIGHTS AGREEMENT Exhibit 99.1 FOR IMMEDIATE RELEASE ALCO STORES, INC. ANNOUNCES AMENDMENT AND RESTATEMENT OF RIGHTS AGREEMENT Coppell, TX (June 9, 2014) — ALCO Stores, Inc. (Nasdaq: ALCS) (“ALCO” or the “Company”), a general merchandise retailer specializing in providing a superior selection of essential products for everyday life in small-town America, today announced that its Board of Directors (the “Board”) has |
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| June 10, 2014 |
8-K 1 a14-1510818k.htm 8-K SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 9, 2014 ALCO STORES, INC. (Exact name of registrant as specified in its charter) Kansas 0-20269 48-0201080 (State or other (Commission (IRS Employer jurisdiction of |
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| June 9, 2014 |
Exhibit 4.1 ALCO STORES, INC. AND COMPUTERSHARE TRUST COMPANY, N.A., as Rights Agent AMENDED AND RESTATED RIGHTS AGREEMENT dated as of June 9, 2014 TABLE OF CONTENTS Page Section 1 Certain Definitions 1 Section 2 Appointment of Rights Agent 7 Section 3 Evidence of Rights; Legends 7 Section 4 Form of Right Certificates 9 Section 5 Countersignature and Registration 10 Section 6 Transfer and Replacem |
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| June 9, 2014 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-A/A Amendment No. 2 FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES PURSUANT TO SECTION 12(b) OR 12(g) OF THE SECURITIES EXCHANGE ACT OF 1934 ALCO STORES, INC. (Exact name of registrant as specified in its charter) Kansas 48-0201080 (State of (I.R.S. Employer Incorporation or Organization) Identification No.) 751 Free |
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| June 6, 2014 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) May 30, 2014 ALCO Stores, Inc. |
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| June 6, 2014 |
Execution Version AMENDED AND RESTATED CREDIT AGREEMENT Dated as of May 30, 2014 among ALCO STORES, INC. |
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| June 6, 2014 |
ALCO Stores Announces New Credit Facility FOR IMMEDIATE RELEASE ALCO Stores Announces New Credit Facility COPPELL, TX, June 2, 2014 – ALCO Stores, Inc. |
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| June 6, 2014 |
AMENDED AND RESTATED SECURITY AGREEMENT AMENDED AND RESTATED SECURITY AGREEMENT AMENDED AND RESTATED SECURITY AGREEMENT (this “Agreement”), dated as of May 30, 2014, by and among ALCO STORES, INC. |
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| May 21, 2014 |
PREC14A 1 prec14a0514alcostoresinc.htm PRELIMINARY PROXY STATEMENT UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 FILED BY THE REGISTRANT ¨ FILED BY A PARTY OTHER THAN THE REGISTRANT x Check the appropriate box: x Preliminary Proxy Statement ¨ Confidential, for Use of the Commissi |
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| May 14, 2014 |
SC 13D/A 1 sc13d0514a1vicapitalalco.htm AMENDMENT NO. 1 TO SCHEDULE 13D SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 SCHEDULE 13D (Rule 13d-101) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO RULE 13d-1(a) AND AMENDMENTS THERETO FILED PURSUANT TO RULE 13d-2(a) (Amendment No. 1)1 ALCO Stores, Inc. (Name of Issuer) Common Stock, par value $.0001 per share (Title of Class of Se |
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| May 14, 2014 |
EX-99.2 3 sc13d0514a1vicapex99iialco.htm JOINT FILING AGREEMENT Exhibit 99.2 Joint Filing Agreement In accordance with Rule 13d-1(k)(1)(iii) under the Securities Exchange Act of 1934, as amended, the persons named below agree to the joint filing on behalf of each of them of a Statement on Schedule 13D (including amendments thereto) with respect to securities of ALCO Stores, Inc. This Joint Filing |
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| May 14, 2014 |
AMENDED AND RESTATED SOLICITATION AGREEMENT EX-99.1 2 sc13d0514a1vicapex99ialco.htm AMENDED AND RESTATED SOLICITATION Exhibit 99.1 AMENDED AND RESTATED SOLICITATION AGREEMENT This Amended and Restated Solicitation Agreement (this “Agreement”) is made and entered into as of May 14, 2014, by and among Milwaukee Private Wealth Management, Inc. (“MPWMI”), Jeffrey R. Geygan, Stanley B. Latacha, Robert J. Sarlls and William L. Lechtner (collectiv |
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| May 8, 2014 |
INDEMNIFICATION AGREEMENT THIS INDEMNIFICATION AGREEMENT (this “Agreement”) is made and entered into as of May 5, 2014, between ALCO Stores, Inc. |
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| May 8, 2014 |
INDEMNIFICATION AGREEMENT THIS INDEMNIFICATION AGREEMENT (this “Agreement”) is made and entered into as of May 5, 2014, between ALCO Stores, Inc. |
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| May 8, 2014 |
SECOND AMENDMENT RIGHTS AGREEMENT SECOND AMENDMENT TO RIGHTS AGREEMENT THIS SECOND AMENDMENT TO RIGHTS AGREEMENT (this “Amendment”), dated as of May 7, 2014, by and between ALCO STORES, INC. |
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| May 8, 2014 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) May 5, 2014 ALCO Stores, Inc. |
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| May 8, 2014 |
FOR IMMEDIATE RELEASE ALCO STORES, INC. ANNOUNCES ADDITION OF TWO NEW BOARD MEMBERS AND ADOPTION OF AMENDED SHAREHOLDER RIGHTS AGREEMENT Coppell, TX (May 5, 2014) - ALCO Stores, Inc. (NASDAQ: ALCS) (“ALCO” or the “Company”), which specializes in providing a superior selection of essential products for everyday life in small-town America, today announced the addition of two seasoned retail executiv |
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| May 7, 2014 |
SECOND AMENDMENT RIGHTS AGREEMENT Exhibit 4.2 SECOND AMENDMENT TO RIGHTS AGREEMENT THIS SECOND AMENDMENT TO RIGHTS AGREEMENT (this “Amendment”), dated as of May 7, 2014, by and between ALCO STORES, INC., a Kansas corporation (the “Company”), and COMPUTERSHARE TRUST COMPANY, N.A., a national banking association (the “Rights Agent”), amends the Rights Agreement, dated as of May 3, 2013, and as amended as of July 25, 2013 (the “Right |
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| May 7, 2014 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-A/A Amendment No. 1 FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES PURSUANT TO SECTION 12(b) OR 12(g) OF THE SECURITIES EXCHANGE ACT OF 1934 ALCO STORES, INC. (Exact name of registrant as specified in its charter) Kansas 48-0201080 (State of (I.R.S. Employer Incorporation or Organization) Identification No.) 751 Free |
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| May 5, 2014 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K 10-K 1 form10k.htm ALCO STORES, INC 10-K 2-2-2014 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K T ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended February 2, 2014 or o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission File Number 0-20269 ALCO STORES, |
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| May 5, 2014 |
EX-12 ALCO Stores, Inc. Same-Store Sales and Gross Margin Fiscal Years ended February 2, 2014 and February 3, 2013 (amounts in thousands except average basket and gross margin percentage) 52 Weeks 2014 53 Weeks 2013 Sales $ 452,457 $ 473,955 Customer transactions 18,293 19,745 Average basket $ 24.73 $ 24.00 Gross Margin $ 130,336 $ 145,739 Gross margin percentage 28.5 % 30.3 % (1) Same-stores are |
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| April 23, 2014 |
8-K 1 canfield8k.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) April 17, 2014 ALCO Stores, Inc. (Exact name of registrant as specified in its charter) Kansas 0-20269 48-0201080 (State or other jurisdiction of incorporation) (Com |
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| April 8, 2014 |
Exhibit 99.1 SOLICITATION AGREEMENT This Solicitation Agreement (this “Agreement”) is made and entered into as of April 1, 2014, by and among Milwaukee Private Wealth Management, Inc. (“MPWMI”), Jeffrey Geygan, Stanley B. Latacha, and Robert J. Sarlls, on the one hand, and VI Capital Fund, LP (“VICF”), VI Capital Management, LLC (“VI Capital Management”, and together with VICF, the “VI Capital Par |
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| April 8, 2014 |
ALCS / Alco Stores Inc / GLOBAL VALUE INVESTMENT CORP. Activist Investment SC 13D 1 sc13d0986300204012014.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D (Rule 13d-101) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO § 240.13d-1(a) AND AMENDMENTS THERETO FILED PURSUANT TO § 240.13d-2(a) (Amendment No. )1 ALCO Stores, Inc. (Name of Issuer) Common Stock, par value $.0001 per share (Title of Class of Securities) 001600105 |
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| April 8, 2014 |
EX-99.2 3 ex992to13d0986300204012014.htm Exhibit 99.2 Joint Filing Agreement In accordance with Rule 13d-1(k)(1)(iii) under the Securities Exchange Act of 1934, as amended, the persons named below agree to the joint filing on behalf of each of them of a Statement on Schedule 13D (including amendments thereto) with respect to securities of ALCO Stores, Inc. This Joint Filing Agreement shall be file |
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| April 2, 2014 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 FILED BY THE REGISTRANT ¨ FILED BY A PARTY OTHER THAN THE REGISTRANT x Check the appropriate box: ¨ Preliminary Proxy Statement ¨ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ¨ Definitive Proxy State |
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| March 13, 2014 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant x Filed by a Party other than the Registrant Check the appropriate box: Preliminary Proxy Statement Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) Definitive Proxy Statement Def |
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| March 6, 2014 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant o Filed by a Party other than the Registrant x Check the appropriate box: o Preliminary Proxy Statement ¨ Confide |
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| February 24, 2014 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 FILED BY THE REGISTRANT ¨ FILED BY A PARTY OTHER THAN THE REGISTRANT x Check the appropriate box: ¨ Preliminary Proxy Statement ¨ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ¨ Definitive Proxy State |
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| February 18, 2014 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 FILED BY THE REGISTRANT ¨ FILED BY A PARTY OTHER THAN THE REGISTRANT x Check the appropriate box: ¨ Preliminary Proxy Statement ¨ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ¨ Definitive Proxy State |
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| February 11, 2014 |
ALCS / Alco Stores Inc / FRANKLIN RESOURCES INC Passive Investment alco13a7.htm - Generated by SEC Publisher for SEC Filing CUSIP NO. 001600105 13G Page 1 of 13 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 7)* ALCO STORES, INC. (Name of Issuer) Common Stock, par value $.0001 per share (Title of Class of Securities) 001600105 (CUSIP Number) December 31, 2013 (Date of E |
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| February 10, 2014 |
ALCS / Alco Stores Inc / DIMENSIONAL FUND ADVISORS LP - SCHEDULE 13G/A Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 14)* ALCO STORES INC (Name of Issuer) Common Stock (Title of Class of Securities) 001600105 (CUSIP Number) December 31, 2013 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Schedu |
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| February 6, 2014 |
ALCS / Alco Stores Inc / HEARTLAND ADVISORS INC - SC 13G/A Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 19) ALCO STORES, INC. (Name of Issuer) Common Stock (Title of Class of Securities) 001600105 (CUSIP Number) December 31st, 2013 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Sch |
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| February 6, 2014 |
EXHIBIT 1 – JOINT FILING AGREEMENT JOINT FILING AGREEMENT In accordance with Rule 13d-1(k)(1) under the Securities Exchange Act of 1934, as amended, each of the undersigned hereby agrees to the joint filing with the other reporting person of a statement on Schedule 13G (including amendments thereto) with respect to the common stock, $0. |
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| December 18, 2013 |
Exhibit 12 ALCO Stores, Inc. Same-Store Sales and Gross Margin (amounts in thousands except average basket and gross margin percentage) Thirteen Week Periods Ended Thirty-Nine Week Periods Ended November 3, 2013 October 28, 2012 November 3, 2013 October 28, 2012 Sales $ 101,101 $ 104,134 $ 327,646 $ 332,609 Customer transactions 4,373 4,554 13,608 14,321 Average basket $ 23.12 $ 22.86 $ 24.08 $ 23 |
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| December 18, 2013 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended November 3, 2013 or o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission File Number 0-20269 ALCO STORES, INC. (Exact name of registrant as specifie |
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| October 30, 2013 |
Exhibit 99.1 FOR IMMEDIATE RELEASE ALCO STORES, INC. ANNOUNCES THAT THE PROPOSAL TO ADOPT THE MERGER AGREEMENT FAILED TO RECEIVE REQUIRED SHAREHOLDER VOTE Coppell, TX (October 30, 2013) — ALCO Stores, Inc. (Nasdaq: ALCS) (“ALCO” or the “Company”), a general merchandise retailer specializing in providing a superior selection of essential products for everyday life in small-town America, today annou |
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| October 30, 2013 |
SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 30, 2013 (October 30, 2013) ALCO STORES, INC. (Exact name of registrant as specified in its charter) Kansas 0-20269 48-0201080 (State or other (Commission (IRS Employer jurisdiction of File |
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| October 24, 2013 |
Vote “FOR” The Proposed Merger On The Enclosed Proxy Card Today Exhibit 99.1 October 24, 2013 Dear Fellow Stockholder, We have previously sent you proxy material for the special meeting of the stockholders of ALCO Stores, Inc. (the “Company”), to be held on Wednesday, October 30, 2013. The purpose of the special meeting is to, among other proposals, consider and vote upon the Company’s proposed merger with an affiliate of Argonne Capital Group, LLC. Institutio |
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| October 24, 2013 |
Vote “FOR” The Proposed Merger On The Enclosed Proxy Card Today Exhibit 99.1 October 24, 2013 Dear Fellow Stockholder, We have previously sent you proxy material for the special meeting of the stockholders of ALCO Stores, Inc. (the “Company”), to be held on Wednesday, October 30, 2013. The purpose of the special meeting is to, among other proposals, consider and vote upon the Company’s proposed merger with an affiliate of Argonne Capital Group, LLC. Institutio |
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| October 24, 2013 |
SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 24, 2013 (October 24, 2013) ALCO STORES, INC. (Exact name of registrant as specified in its charter) Kansas 0-20269 48-0201080 (State or other jurisdiction of incorporation) (Commission Fil |
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| October 24, 2013 |
Financial Statements and Exhibits, Other Events - 8-K SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 24, 2013 (October 24, 2013) ALCO STORES, INC. (Exact name of registrant as specified in its charter) Kansas 0-20269 48-0201080 (State or other jurisdiction of incorporation) (Commission Fil |
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| October 22, 2013 |
SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 22, 2013 (October 21, 2013) ALCO STORES, INC. (Exact name of registrant as specified in its charter) Kansas 0-20269 48-0201080 (State or other jurisdiction of incorporation) (Commission Fil |
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| October 22, 2013 |
ALCO STORES, INC. ANNOUNCES PLANS TO VOLUNTARILY DELIST ITS STOCK IF MERGER IS APPROVED Exhibit 99.1 FOR IMMEDIATE RELEASE ALCO STORES, INC. ANNOUNCES PLANS TO VOLUNTARILY DELIST ITS STOCK IF MERGER IS APPROVED Coppell, TX (October 21, 2013) — ALCO Stores, Inc. (Nasdaq: ALCS) (the “Company”) today announced its intention to voluntarily delist its common stock from the NASDAQ Stock Market (“NASDAQ”) on or about October 31, 2013. The delisting of the Company’s shares is subject to stoc |
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| October 22, 2013 |
SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 22, 2013 (October 21, 2013) ALCO STORES, INC. (Exact name of registrant as specified in its charter) Kansas 0-20269 48-0201080 (State or other jurisdiction of incorporation) (Commission Fil |
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| October 22, 2013 |
ALCO STORES, INC. ANNOUNCES PLANS TO VOLUNTARILY DELIST ITS STOCK IF MERGER IS APPROVED Exhibit 99.1 FOR IMMEDIATE RELEASE ALCO STORES, INC. ANNOUNCES PLANS TO VOLUNTARILY DELIST ITS STOCK IF MERGER IS APPROVED Coppell, TX (October 21, 2013) — ALCO Stores, Inc. (Nasdaq: ALCS) (the “Company”) today announced its intention to voluntarily delist its common stock from the NASDAQ Stock Market (“NASDAQ”) on or about October 31, 2013. The delisting of the Company’s shares is subject to stoc |
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| October 17, 2013 |
SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 17, 2013 (October 17, 2013) ALCO STORES, INC. (Exact name of registrant as specified in its charter) Kansas 0-20269 48-0201080 (State or other jurisdiction of incorporation) (Commission Fil |
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| October 17, 2013 |
Vote “FOR” The Proposed Merger On The Enclosed Proxy Card Today Exhibit 99.1 October 16, 2013 Dear Fellow Stockholder, We have previously sent you proxy material for the special meeting of the stockholders of ALCO Stores, Inc. (the “Company”), to be held on Wednesday, October 30, 2013. The purpose of the special meeting is to, among other proposals, consider and vote upon the Company’s proposed merger with an affiliate of Argonne Capital Group, LLC. On October |
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| October 17, 2013 |
Vote “FOR” The Proposed Merger On The Enclosed Proxy Card Today Exhibit 99.1 October 16, 2013 Dear Fellow Stockholder, We have previously sent you proxy material for the special meeting of the stockholders of ALCO Stores, Inc. (the “Company”), to be held on Wednesday, October 30, 2013. The purpose of the special meeting is to, among other proposals, consider and vote upon the Company’s proposed merger with an affiliate of Argonne Capital Group, LLC. On October |
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| October 17, 2013 |
Financial Statements and Exhibits, Other Events SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 17, 2013 (October 17, 2013) ALCO STORES, INC. (Exact name of registrant as specified in its charter) Kansas 0-20269 48-0201080 (State or other jurisdiction of incorporation) (Commission Fil |
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| October 10, 2013 |
Your Board of Directors Strongly Recommends that You Vote FOR the Proposed Merger Exhibit 99.1 October 10, 2013 Dear Fellow Stockholder, We have previously sent you proxy material for the special meeting of the stockholders of ALCO Stores, Inc. (the “Company”), to be held on Wednesday, October 30, 2013. According to our latest records, we have not yet received your proxy. At the special meeting, we will consider and vote upon our proposed merger with an affiliate of Argonne Cap |
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| October 10, 2013 |
Your Board of Directors Strongly Recommends that You Vote FOR the Proposed Merger Exhibit 99.1 October 10, 2013 Dear Fellow Stockholder, We have previously sent you proxy material for the special meeting of the stockholders of ALCO Stores, Inc. (the “Company”), to be held on Wednesday, October 30, 2013. According to our latest records, we have not yet received your proxy. At the special meeting, we will consider and vote upon our proposed merger with an affiliate of Argonne Cap |
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| October 10, 2013 |
Financial Statements and Exhibits, Other Events - 8-K SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 10, 2013 (October 10, 2013) ALCO STORES, INC. (Exact name of registrant as specified in its charter) Kansas 0-20269 48-0201080 (State or other jurisdiction of incorporation) (Commission Fil |
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| October 10, 2013 |
SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 10, 2013 (October 10, 2013) ALCO STORES, INC. (Exact name of registrant as specified in its charter) Kansas 0-20269 48-0201080 (State or other jurisdiction of incorporation) (Commission Fil |
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| October 1, 2013 |
Use these links to rapidly review the document TABLE OF CONTENTS Table of Contents Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| September 24, 2013 |
Use these links to rapidly review the document TABLE OF CONTENTS Table of Contents Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| September 18, 2013 |
Exhibit 12 ALCO Stores, Inc. Same-Store Sales and Gross Margin (amounts in thousands except average basket and gross margin percentage) Thirteen Week Periods Ended Twenty-Six Week Periods Ended August 4, 2013 July 29, 2012 August 4, 2013 July 29, 2012 Sales $ 119,251 $ 117,626 $ 229,401 $ 231,301 Customer transactions 4,864 5,006 9,281 9,815 Average basket $ 24.52 $ 23.50 $ 24.72 $ 23.57 Gross Mar |
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| September 18, 2013 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended August 4, 2013 or o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission File Number 0-20269 ALCO STORES, INC. (Exact name of registrant as specified |
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| September 11, 2013 |
Regulation FD Disclosure, Financial Statements and Exhibits, Other Events - 8-K SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): September 11, 2013 ALCO STORES, INC. (Exact name of registrant as specified in its charter) Kansas 0-20269 48-0201080 (State or other jurisdiction of incorporation) (Commission File Number) (IRS Em |
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| September 11, 2013 |
Exhibit 99.1 FOR IMMEDIATE RELEASE ALCO STORES, INC. ANNOUNCES CLARIFICATION REGARDING EVERBRIGHT DEVELOPMENT OVERSEAS, LTD.’S ACQUISITION PROPOSAL Coppell, TX (September 10, 2013) — ALCO Stores, Inc. (Nasdaq: ALCS) (the “Company”) today announced that the Company has reviewed Amendment No. 4 to Schedule 13D filed jointly on behalf of Everbright Development Overseas, Ltd. (“Everbright”), Luis Chan |
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| September 11, 2013 |
Exhibit 99.1 FOR IMMEDIATE RELEASE ALCO STORES, INC. ANNOUNCES CLARIFICATION REGARDING EVERBRIGHT DEVELOPMENT OVERSEAS, LTD.’S ACQUISITION PROPOSAL Coppell, TX (September 10, 2013) — ALCO Stores, Inc. (Nasdaq: ALCS) (the “Company”) today announced that the Company has reviewed Amendment No. 4 to Schedule 13D filed jointly on behalf of Everbright Development Overseas, Ltd. (“Everbright”), Luis Chan |
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| September 11, 2013 |
DEFA14A 1 a13-2053918k.htm 8-K SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): September 11, 2013 ALCO STORES, INC. (Exact name of registrant as specified in its charter) Kansas 0-20269 48-0201080 (State or other jurisdiction of incorporation) ( |
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| September 10, 2013 |
ALCS / Alco Stores Inc / EVERBRIGHT DEVELOPMENT OVERSEAS LTD - AMENDMENT NO. 4 Activist Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D/A Under the Securities Exchange Act of 1934 (Amendment No. 4)* Alco Stores, Inc. (Name of Issuer) Common Stock (Title of Class of Securities) 001600105 (CUSIP Number) Luis Chang c/o Everbright Development Overseas, Ltd. 110 Wall Street, 11th Floor New York, NY 10005-3198 (212) 804-5725 (Name, Address and Telephone |
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| September 10, 2013 |
Exhibit 7.04 EVERBRIGHT DEVELOPMENT OVERSEAS, LTD. 110 Wall Street, 11th Floor New York, New York 10005-3198 (212) 804-5725 September 6, 2013 ALCO Stores, Inc. 401 Cottage Abilene, Kansas 67410-2832 Attention: Board of Directors Re: Acquisition Proposal Gentlemen: Reference is made to our Acquisition Proposal dated August 23, 2013, as supplemented by our letter dated August 28, 2013 (the “August A |
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| August 29, 2013 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D/A Under the Securities Exchange Act of 1934 (Amendment No. 3)* Alco Stores, Inc. (Name of Issuer) Common Stock (Title of Class of Securities) 001600105 (CUSIP Number) Luis Chang c/o Everbright Development Overseas, Ltd. 110 Wall Street, 11th Floor New York, NY 10005-3198 (212) 804-5725 (Name, Address and Telephone |
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| August 29, 2013 |
Exhibit 7.3 EVERBRIGHT DEVELOPMENT OVERSEAS, LTD. 110 Wall Street, 11th Floor New York, New York 10005-3198 (212) 804-5725 August 28, 2013 ALCO Stores, Inc. 401 Cottage Abilene, Kansas 67410-2832 Attention: Board of Directors Re: Acquisition Proposal Gentlemen: Reference is made to our letter dated August 23, 2013 heretofore submitted to you on such date and setting forth our "Acquisition Proposal |
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| August 27, 2013 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D/A Under the Securities Exchange Act of 1934 (Amendment No. 2)* Alco Stores, Inc. (Name of Issuer) Common Stock (Title of Class of Securities) 001600105 (CUSIP Number) Luis Chang c/o Everbright Development Overseas, Ltd. 110 Wall Street, 11th Floor New York, NY 10005-3198 (212) 804-5725 (Name, Address and Telephone |
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| August 15, 2013 |
Use these links to rapidly review the document TABLE OF CONTENTS Table of Contents Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| August 15, 2013 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D/A Under the Securities Exchange Act of 1934 (Amendment No. 1)* Alco Stores, Inc. (Name of Issuer) Common Stock (Title of Class of Securities) 001600105 (CUSIP Number) Luis Chang c/o Everbright Development Overseas, Ltd. 110 Wall Street, 11th Floor New York, NY 10005-3198 (212) 804-5725 (Name, Address and Telephone |
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| August 5, 2013 |
ALCS / Alco Stores Inc / MFP Investors LLC - SCHEDULE 13D Activist Investment SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 13D (Rule 13d-101) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO §240.13d-1(a) AND AMENDMENTS THERETO FILED PURSUANT TO §240.13d-2(a). UNDER THE SECURITIES EXCHANGE ACT OF 1934 (Amendment No. ) ALCO STORES, INC. (Name of Issuer) Common Stock, Par Value $0.0001 (Title of Class of Securities) 001600105 (CUSIP Number) TIM |
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| August 5, 2013 |
CUSIP NO. 001600105 Schedule 13D EXHIBIT 1 JOINT FILING AGREEMENT In accordance with Rule 13d-1(k) promulgated under the Securities Exchange Act of 1934, as amended, the undersigned hereby agree to the joint filing with all other Reporting Persons (as such term is defined in the Schedule 13D) on behalf of each of them of a statement on Schedule 13D (including amendments thereto) with respect to th |
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| July 25, 2013 |
FIRST AMENDMENT RIGHTS AGREEMENT Exhibit 4.1 FIRST AMENDMENT TO RIGHTS AGREEMENT THIS FIRST AMENDMENT TO RIGHTS AGREEMENT (this “Amendment”), dated as of July 25, 2013, by and between ALCO STORES, INC., a Kansas corporation (the “Company”), and COMPUTERSHARE TRUST COMPANY, N.A., a national banking association (the “Rights Agent”), amends the Rights Agreement, dated as of May 3, 2013 (the “Rights Agreement”), by and between the Co |
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| July 25, 2013 |
SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 25, 2013 ALCO STORES, INC. (Exact name of registrant as specified in its charter) Kansas 0-20269 48-0201080 (State or other jurisdiction of incorporation) (Commission File Number) (IRS Employe |
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| July 25, 2013 |
Exhibit 99.1 FOR IMMEDIATE RELEASE ALCO STORES, INC. ENTERS INTO DEFINITIVE AGREEMENT TO BE ACQUIRED BY ARGONNE CAPITAL GROUP ALCO Shareholders to Receive $14.00 Per Share in Cash Abilene, KS (July 25, 2013) — ALCO Stores, Inc. (Nasdaq: ALCS), (“ALCO” or the “Company”) a general merchandise retailer specializing in providing a superior selection of essential products for everyday life in small-tow |
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| July 25, 2013 |
SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 25, 2013 ALCO STORES, INC. (Exact name of registrant as specified in its charter) Kansas 0-20269 48-0201080 (State or other jurisdiction of incorporation) (Commission File Number) (IRS Employe |
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| July 25, 2013 |
Exhibit 99.1 FOR IMMEDIATE RELEASE ALCO STORES, INC. ENTERS INTO DEFINITIVE AGREEMENT TO BE ACQUIRED BY ARGONNE CAPITAL GROUP ALCO Shareholders to Receive $14.00 Per Share in Cash Abilene, KS (July 25, 2013) — ALCO Stores, Inc. (Nasdaq: ALCS), (“ALCO” or the “Company”) a general merchandise retailer specializing in providing a superior selection of essential products for everyday life in small-tow |
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| July 25, 2013 |
Exhibit 2.1 AGREEMENT AND PLAN OF MERGER by and among MALLARD PARENT, LLC, M ACQUISITION CORPORATION and ALCO STORES, INC. Dated as of July 25, 2013 Table of Contents ARTICLE I The Merger 2 1.1. The Merger 2 1.2. Closing 2 1.3. Effective Time 2 ARTICLE II Effects of the Merger 2 2.1. Effects of the Merger 2 2.2. The Articles of Incorporation 3 2.3. The Bylaws 3 2.4. Directors and Officers 3 2.5. F |
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| July 25, 2013 |
Exhibit 2.1 AGREEMENT AND PLAN OF MERGER by and among MALLARD PARENT, LLC, M ACQUISITION CORPORATION and ALCO STORES, INC. Dated as of July 25, 2013 Table of Contents ARTICLE I The Merger 2 1.1. The Merger 2 1.2. Closing 2 1.3. Effective Time 2 ARTICLE II Effects of the Merger 2 2.1. Effects of the Merger 2 2.2. The Articles of Incorporation 3 2.3. The Bylaws 3 2.4. Directors and Officers 3 2.5. F |
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| July 25, 2013 |
FIRST AMENDMENT RIGHTS AGREEMENT Exhibit 4.1 FIRST AMENDMENT TO RIGHTS AGREEMENT THIS FIRST AMENDMENT TO RIGHTS AGREEMENT (this “Amendment”), dated as of July 25, 2013, by and between ALCO STORES, INC., a Kansas corporation (the “Company”), and COMPUTERSHARE TRUST COMPANY, N.A., a national banking association (the “Rights Agent”), amends the Rights Agreement, dated as of May 3, 2013 (the “Rights Agreement”), by and between the Co |
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| July 8, 2013 |
ALCO STORES, INC. NON-QUALIFIED STOCK OPTION AGREEMENT ALCO STORES, INC. NON-QUALIFIED STOCK OPTION AGREEMENT THIS NON-QUALIFIED STOCK OPTON AGREEMENT (this "Agreement"), made and entered into this 28th day of June, 2013 (the “Grant Date”), by and between ALCO STORES, INC., a Kansas corporation (the “Company”) and Lolan C. Mackey (the “Optionee”). WHEREAS, the Company adopted a Non-Qualified Stock Option Plan for Non-Management Directors in 2006, as m |
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| July 8, 2013 |
ALCO STORES, INC. NON-QUALIFIED STOCK OPTION AGREEMENT ALCO STORES, INC. NON-QUALIFIED STOCK OPTION AGREEMENT THIS NON-QUALIFIED STOCK OPTON AGREEMENT (this "Agreement"), made and entered into this 28th day of June, 2013 (the “Grant Date”), by and between ALCO STORES, INC., a Kansas corporation (the “Company”) and Terrence M. Babilla (the “Optionee”). WHEREAS, the Company adopted a Non-Qualified Stock Option Plan for Non-Management Directors in 2006, |
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| July 8, 2013 |
ALCO STORES, INC. NON-QUALIFIED STOCK OPTION AGREEMENT ALCO STORES, INC. NON-QUALIFIED STOCK OPTION AGREEMENT THIS NON-QUALIFIED STOCK OPTON AGREEMENT (this "Agreement"), made and entered into this 28th day of June, 2013 (the “Grant Date”), by and between ALCO STORES, INC., a Kansas corporation (the “Company”) and Royce Winsten (the “Optionee”). WHEREAS, the Company adopted a Non-Qualified Stock Option Plan for Non-Management Directors in 2006, as may |
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| July 8, 2013 |
ALCO STORES, INC. NON-QUALIFIED STOCK OPTION AGREEMENT ALCO STORES, INC. NON-QUALIFIED STOCK OPTION AGREEMENT THIS NON-QUALIFIED STOCK OPTON AGREEMENT (this "Agreement"), made and entered into this 28th day of June, 2013 (the “Grant Date”), by and between ALCO STORES, INC., a Kansas corporation (the “Company”) and Dennis E. Logue (the “Optionee”). WHEREAS, the Company adopted a Non-Qualified Stock Option Plan for Non-Management Directors in 2006, as m |
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| July 8, 2013 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) July 1, 2013. |
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| June 19, 2013 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q 10-Q 1 10-q.htm FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q [x] QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended May 5, 2013 or [ ] TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission File Number 0-20269 ALCO STORES, INC. (Exact name |
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| June 19, 2013 |
ALCO Stores, Inc. Same-Store Sales and Gross Margin Thirteen Week Periods ended May 5, 2013 and April 29, 2012 (amounts in thousands except average basket and gross margin percentage) Thirteen Week Periods Ended May 5, 2013 April 29, 2012 Sales $ 112,359 $ 114,896 Customer transactions 4,493 4,873 Average basket $ 25.01 $ 23.58 Gross Margin $ 33,302 $ 34,371 Gross margin percentage 29.2 % 29.5 % ( |
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| June 10, 2013 |
Regulation FD Disclosure, Submission of Matters to a Vote of Security Holders - UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) June 4, 2013. |
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| May 31, 2013 |
ALCO STORES, INC. TIME BASED INCENTIVE STOCK OPTION AGREEMENT ALCO STORES, INC. TIME BASED INCENTIVE STOCK OPTION AGREEMENT THIS INCENTIVE STOCK OPTION AGREEMENT (this “Agreement”), is made and entered into as of the 24th day of May, 2013 (the "Granting Date"), by and between ALCO Stores, Inc., a Kansas corporation (the "Company"), and Tom L. Canfield, Jr. (the "Optionee"). WITNESSETH: WHEREAS, on June 27, 2012, the Company adopted the Company's 2012 Equity |
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| May 31, 2013 |
ALCO STORES, INC. RESTRICTED STOCK AGREEMENT ALCO STORES, INC. RESTRICTED STOCK AGREEMENT THIS RESTRICTED STOCK AGREEMENT (this “Agreement”), is made and entered into as of the 24th day of May, 2013 (the "Granting Date"), by and between ALCO Stores, Inc., a Kansas corporation (the "Company"), and Wayne S. Peterson (the "Grantee"). WITNESSETH: WHEREAS, on June 27, 2012, the Company adopted the Company's 2012 Equity Incentive Plan (the "Plan") |
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| May 31, 2013 |
EMPLOYMENT AGREEMENT This EMPLOYMENT AGREEMENT (this “Agreement”) is made and entered into effective as of the 24th day of May, 2013 (the "Effective Date") by and between Duckwall-ALCO Stores, Inc. |
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| May 31, 2013 |
ALCO STORES, INC. TIME BASED INCENTIVE STOCK OPTION AGREEMENT ALCO STORES, INC. TIME BASED INCENTIVE STOCK OPTION AGREEMENT THIS INCENTIVE STOCK OPTION AGREEMENT (this “Agreement”), is made and entered into as of the 24th day of May, 2013 (the "Granting Date"), by and between ALCO Stores, Inc., a Kansas corporation (the "Company"), and Ricardo A. Clemente (the "Optionee"). WITNESSETH: WHEREAS, on June 27, 2012, the Company adopted the Company's 2012 Equity I |
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| May 31, 2013 |
ALCO STORES, INC. TIME BASED INCENTIVE STOCK OPTION AGREEMENT ALCO STORES, INC. TIME BASED INCENTIVE STOCK OPTION AGREEMENT THIS INCENTIVE STOCK OPTION AGREEMENT (this “Agreement”), is made and entered into as of the 24th day of May, 2013 (the "Granting Date"), by and between ALCO Stores, Inc., a Kansas corporation (the "Company"), and Richard E. Wilson (the "Optionee"). WITNESSETH: WHEREAS, on June 27, 2012, the Company adopted the Company's 2012 Equity Inc |
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| May 31, 2013 |
ALCO STORES, INC. RESTRICTED STOCK AGREEMENT ALCO STORES, INC. RESTRICTED STOCK AGREEMENT THIS RESTRICTED STOCK AGREEMENT (this “Agreement”), is made and entered into as of the 24th day of May, 2013 (the "Granting Date"), by and between ALCO Stores, Inc., a Kansas corporation (the "Company"), and Brent A. Streit (the "Grantee"). WITNESSETH: WHEREAS, on June 27, 2012, the Company adopted the Company's 2012 Equity Incentive Plan (the "Plan") p |
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| May 31, 2013 |
ALCO STORES, INC. TIME BASED INCENTIVE STOCK OPTION AGREEMENT ALCO STORES, INC. TIME BASED INCENTIVE STOCK OPTION AGREEMENT THIS INCENTIVE STOCK OPTION AGREEMENT (this “Agreement”), is made and entered into as of the 24th day of May, 2013 (the "Granting Date"), by and between ALCO Stores, Inc., a Kansas corporation (the "Company"), and Brent A. Streit (the "Optionee"). WITNESSETH: WHEREAS, on June 27, 2012, the Company adopted the Company's 2012 Equity Incen |
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| May 31, 2013 |
ALCO STORES, INC. RESTRICTED STOCK AGREEMENT ALCO STORES, INC. RESTRICTED STOCK AGREEMENT THIS RESTRICTED STOCK AGREEMENT (this “Agreement”), is made and entered into as of the 24th day of May, 2013 (the "Granting Date"), by and between ALCO Stores, Inc., a Kansas corporation (the "Company"), and Tom L. Canfield, Jr. (the "Grantee"). WITNESSETH: WHEREAS, on June 27, 2012, the Company adopted the Company's 2012 Equity Incentive Plan (the "Pla |
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| May 31, 2013 |
ALCO STORES PROMOTES RICARDO CLEMENTE TO SENIOR VICE PRESIDENT FOR IMMEDIATE RELEASE ALCO STORES PROMOTES RICARDO CLEMENTE TO SENIOR VICE PRESIDENT Abilene, Kan. |
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| May 31, 2013 |
ALCO STORES, INC. RESTRICTED STOCK AGREEMENT ALCO STORES, INC. RESTRICTED STOCK AGREEMENT THIS RESTRICTED STOCK AGREEMENT (this “Agreement”), is made and entered into as of the 24th day of May, 2013 (the "Granting Date"), by and between ALCO Stores, Inc., a Kansas corporation (the "Company"), and Ricardo A. Clemente (the "Grantee"). WITNESSETH: WHEREAS, on June 27, 2012, the Company adopted the Company's 2012 Equity Incentive Plan (the "Plan |
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| May 31, 2013 |
ALCO STORES, INC. BONUS PLAN The Compensation Committee of the Board of Directors (the "Compensation Committee") of ALCO Stores, Inc. (the "Company") has adopted the following bonus plan (the "Bonus Plan") to commence in Fiscal Year 2014, and remain in place until future action of the Compensation Committee. 1. Bonus Payments. The Company's Return on Equity Percentage 3.49% or less 3.5% - 5.49% 5. |
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| May 31, 2013 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) May 24, 2013. |
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| May 31, 2013 |
ALCO STORES, INC. RESTRICTED STOCK AGREEMENT ALCO STORES, INC. RESTRICTED STOCK AGREEMENT THIS RESTRICTED STOCK AGREEMENT (this “Agreement”), is made and entered into as of the 24th day of May, 2013 (the "Granting Date"), by and between ALCO Stores, Inc., a Kansas corporation (the "Company"), and Richard E. Wilson (the "Grantee"). WITNESSETH: WHEREAS, on June 27, 2012, the Company adopted the Company's 2012 Equity Incentive Plan (the "Plan") |
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| May 31, 2013 |
ALCO STORES, INC. TIME BASED INCENTIVE STOCK OPTION AGREEMENT ALCO STORES, INC. TIME BASED INCENTIVE STOCK OPTION AGREEMENT THIS INCENTIVE STOCK OPTION AGREEMENT (this “Agreement”), is made and entered into as of the 24th day of May, 2013 (the "Granting Date"), by and between ALCO Stores, Inc., a Kansas corporation (the "Company"), and Wayne S. Peterson (the "Optionee"). WITNESSETH: WHEREAS, on June 27, 2012, the Company adopted the Company's 2012 Equity Inc |
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| May 10, 2013 |
DEF 14A 1 proxy.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 x Filed by the Registrant ¨ Filed by a Party other than the Registrant Check the appropriate box: ¨ Preliminary Proxy Statement ¨ Conf |
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| May 10, 2013 |
ALCS / Alco Stores Inc / EVERBRIGHT DEVELOPMENT OVERSEAS LTD - SCHEDULE 13D Activist Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. ) * Alco Stores, Inc. (Name of Issuer) Common Stock (Title of Class of Securities) 001600105 (CUSIP Number) Luis Chang c/o Everbright Development Overseas, Ltd. 110 Wall Street, 11th Floor New York, NY 10005-3198 (212) 804-5725 (Name, Address and Telephone N |
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| May 8, 2013 |
LEASE AGREEMENT BETWEEN IIT FREEPORT OFFICE LP, AS LANDLORD, AND ALCO STORES, INC. |
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| May 8, 2013 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) May 2, 2013 ALCO Stores, Inc. |
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| May 6, 2013 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-A FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES PURSUANT TO SECTION 12(b) OR 12(g) OF THE SECURITIES EXCHANGE ACT OF 1934 ALCO STORES, Inc. (Exact name of registrant as specified in its charter) Kansas 48-0201080 (State of incorporation or organization) (I.R.S. Employer Identification No.) 401 Cottage Abilene, Kansa |
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| May 6, 2013 |
ALCO STORES, INC. ANNOUNCES ADOPTION OF RIGHTS AGREEMENT FOR IMMEDIATE RELEASE ALCO STORES, INC. ANNOUNCES ADOPTION OF RIGHTS AGREEMENT ABILENE, Kan. (May 3, 2013) - ALCO Stores, Inc. (Nasdaq: ALCS), which specializes in providing a superior selection of essential products for everyday life in small-town America, today announced that its Board of Directors adopted a three-year rights agreement. The adoption of a rights agreement is designed to ensure th |
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| May 6, 2013 |
SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 3, 2013 ALCO STORES, INC. (Exact name of registrant as specified in its charter) Kansas 0-20269 48-0201080 (State or other jurisdiction of incorporation) (Commission File Number) (IRS Employer |
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| May 6, 2013 |
Execution Version ALCO STORES, INC. AND COMPUTERSHARE TRUST COMPANY, N.A., as Rights Agent RIGHTS AGREEMENT dated as of May 3, 2013 TABLE OF CONTENTS Page Section 1 Certain Definitions 1 Section 2 Appointment of Rights Agent 7 Section 3 Evidence of Rights; Legends 7 Section 4 Form of Right Certificates 9 Section 5 Countersignature and Registration 10 Section 6 Transfer and Replacement of Right Cer |
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| May 6, 2013 |
Execution Version ALCO STORES, INC. AND COMPUTERSHARE TRUST COMPANY, N.A., as Rights Agent RIGHTS AGREEMENT dated as of May 3, 2013 86920002.4 TABLE OF CONTENTS Page Section 1 Certain Definitions 1 Section 2 Appointment of Rights Agent 7 Section 3 Evidence of Rights; Legends 7 Section 4 Form of Right Certificates 9 Section 5 Countersignature and Registration 10 Section 6 Transfer and Replacement o |
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| April 24, 2013 |
10-K 1 10-k.htm 10-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K [x] ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended February 3, 2013 or [ ] TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission File Number 0-20269 ALCO STORES, INC. (Exact name of regis |
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| April 24, 2013 |
Exhibit 12 ALCO Stores, Inc. Same-Store Sales and Gross Margin Fiscal Years ended February 3, 2013 and January 29, 2012 (amounts in thousands except average basket and gross margin percentage) 53 Weeks 2013 52 Weeks 2012 Sales $ 469,374 $ 467,857 Customer transactions 19,782 20,529 Average basket $ 23.73 $ 22.79 Gross Margin $ 144,168 $ 143,831 Gross margin percentage 30.7 % 30.7 % (1) Same-stores |
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| April 23, 2013 |
FOR IMMEDIATE RELEASE ALCO STORES, INC. REPORTS OPERATING RESULTS FOR FOURTH QUARTER AND FISCAL YEAR ENDED FEBRUARY 3, 2013 ABILENE, Kan. (April 18, 2013) - ALCO Stores, Inc. (NASDAQ: ALCS), which specializes in providing a superior selection of essential products for everyday life in small-town America, today announced operating results for its fourth quarter and fiscal year ended February 3, 201 |
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| April 23, 2013 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) April 18, 2013 ALCO Stores, Inc. |
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| April 12, 2013 |
Regulation FD Disclosure, Financial Statements and Exhibits, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) April 10, 2013 ALCO Stores, Inc. |
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| April 12, 2013 |
ALCO Stores to Move its Headquarters to Dallas, TX FOR IMMEDIATE RELEASE ALCO Stores to Move its Headquarters to Dallas, TX Abilene, Kan. |
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| April 8, 2013 |
April 8, 2013 Attn: Andrew D. Mew, Accounting Branch Chief Securities and Exchange Commission 100 F Street, N.E. Washington, D.C. 20549 Re: ALCO Stores, Inc. Form 10-K for the Fiscal Year Ended January 29, 2012 Filed April 13, 2012 File No. 000-20269 Dear Mr. Mew: We are in receipt of your letter dated April 1, 2013 in which you have reviewed and commented on our financial statements and related d |
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| March 21, 2013 |
March 21, 2013 Attn: Andrew D. Mew, Accounting Branch Chief Securities and Exchange Commission 100 F Street, N.E. Washington, D.C. 20549 Re: ALCO Stores, Inc. Form 10-K for the Fiscal Year Ended January 29, 2012 Filed April 13, 2012 File No. 000-20269 Dear Mr. Mew: We are in receipt of your letter dated March 8, 2013 in which you have reviewed and commented on our financial statements and related |
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| February 22, 2013 |
February 21, 2013 Attn: Andrew D. Mew, Accounting Branch Chief Securities and Exchange Commission 100 F Street, N.E. Washington, D.C. 20549 Re: ALCO Stores, Inc. Form 10-K for the Fiscal Year Ended January 29, 2012 Filed April 13, 2012 Form 10-Q for the Quarterly Period Ended October 28, 2012 Filed December 7, 2012 File No. 000-20269 Dear Mr. Mew: We are in receipt of your letter dated January 25, |
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| February 14, 2013 |
CUSIP No. 001600105 Exhibit 1 JOINT FILING AGREEMENT In accordance with Rule 13d-1(k) promulgated under the Securities Exchange Act of 1934, as amended, the undersigned hereby agree to the joint filing with all other Reporting Persons (as such term is defined in the Schedule 13G) on behalf of each of them of a statement on Schedule 13G (including amendments thereto) with respect to the stock of th |
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| February 14, 2013 |
ALCS / Alco Stores Inc / MFP Investors LLC - SCHEDULE 13G, AMENDMENT NO. 4 Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G/A Under the Securities Exchange Act of 1934 (Amendment No. 4)* Alco Stores, Inc. (Name of Issuer) Common Stock, Par Value $.0001 (Title of Class of Securities) 001600105 (CUSIP Number) February 14, 2013 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant |
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| February 12, 2013 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) February 6, 2013 ALCO Stores, Inc. |
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| February 12, 2013 |
FIRST AMENDMENT TO CREDIT AGREEMENT FIRST AMENDMENT TO CREDIT AGREEMENT FIRST AMENDMENT TO CREDIT AGREEMENT (this "Amendment") dated as of February 6, 2013 (the "Effective Date"), by and among WELLS FARGO BANK, NATIONAL ASSOCIATION, in its capacity as Administrative Agent, Collateral Agent, Swing Line Lender and L/C Issuer pursuant to the Credit Agreement (as hereinafter defined) acting for and on behalf of the financial institutions which are now or hereafter become parties thereto as lenders (in such capacity, "Agent"), the LENDERS party hereto (individually, each a "Lender" and collectively, "Lenders"), and ALCO STORES, INC. |
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| February 11, 2013 |
ALCS / Alco Stores Inc / DIMENSIONAL FUND ADVISORS LP - SCHEDULE 13G/A Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 13)* ALCO STORES INC (Name of Issuer) Common Stock (Title of Class of Securities) 001600105 (CUSIP Number) December 31, 2012 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Schedu |
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| February 7, 2013 |
February 7, 2013 Attn: Andrew D. Mew, Accounting Branch Chief Securities and Exchange Commission 100 F Street, N.E. Washington, D.C. 20549 Re: ALCO Stores, Inc. Form 10-K for the Year Ended January 29, 2012 Filed April 13, 2012 Form 10-Q for the Period Ended October 28, 2012 Filed December 7, 2012 File No. 000-20269 Dear Mr. Mew: On behalf of ALCO Stores, Inc. (the "Company"), we are writing to co |
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| February 1, 2013 |
ALCS / Alco Stores Inc / FRANKLIN RESOURCES INC Passive Investment alco12a6.htm - Generated by SEC Publisher for SEC Filing CUSIP NO. 001600105 13G Page 1 of 14 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 6)* ALCO STORES, INC. (Name of Issuer) Common Stock, Par Value, $.0001 per share (Title of Class of Securities) 001600105 (CUSIP Number) December 31, 2012 (Date of |
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| December 7, 2012 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (X) QUARTERLY REPORT PURSUANT TO SECTION 13 or 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended October 28, 2012 OR ( ) TRANSITION REPORT PURSUANT TO SECTION 13 or 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission File Number 0-20269 ALCO STORES, INC. (Exact name of registrant as spec |
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| November 9, 2012 |
ALCS / Alco Stores Inc / AVIVA PLC - SCHEDULE 13G/A Passive Investment Schedule 13G/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 1)* ALCO Stores, Inc. (Name of Issuer) Common Stock, par value $.0001 per share (Title of Class of Securities) 001600105 (CUSIP Number) October 10, 2012 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to desig |
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| October 15, 2012 |
Regulation FD Disclosure, Financial Statements and Exhibits, Other Events - UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) October 10, 2012 ALCO Stores, Inc. |
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| October 15, 2012 |
ALCO STORES, INC. ANNOUNCES REPURCHASE OF 12% OF ITS SHARES FOR IMMEDIATE RELEASE ALCO STORES, INC. ANNOUNCES REPURCHASE OF 12% OF ITS SHARES Abilene, Kan. (October 10, 2012) – ALCO Stores, Inc. (Nasdaq: ALCS) today announced that it has acquired 460,158 shares of its common stock, approximately 12% of the outstanding shares, in a transaction with a major shareholder. The purchase price of $6.60 per share of ALCO stock resulted in a total transaction value |
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| October 11, 2012 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) October 5, 2012 ALCO Stores, Inc. |
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| September 7, 2012 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (X) QUARTERLY REPORT PURSUANT TO SECTION 13 or 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended July 29, 2012 OR ( ) TRANSITION REPORT PURSUANT TO SECTION 13 or 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission File Number 0-20269 ALCO STORES, INC. (Exact name of registrant as specifi |
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| August 2, 2012 |
Regulation FD Disclosure, Other Events - UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) July 27, 2012 ALCO Stores, Inc. |
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| July 19, 2012 |
FOR IMMEDIATE RELEASE ALCO STORES LAUNCHES ECOMMERCE STORE WITH BROAD SELECTION OF VALUE-PRICED MERCHANDISE AT ALCOSTORES. |
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| July 19, 2012 |
Regulation FD Disclosure, Financial Statements and Exhibits, Other Events 8-K 1 ecomform8k.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) July 18, 2012 ALCO Stores, Inc. (Exact name of registrant as specified in its charter) Kansas 0-20269 48-0201080 (State or other jurisdiction of incorporation) (Comm |
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| July 17, 2012 |
Financial Statements and Exhibits - UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) July 11, 2012. |
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| July 17, 2012 |
July 17, 2012 Securities and Exchange Commission Washington, D.C. 20549 Ladies and Gentlemen: We were previously principal accountants for ALCO Stores, Inc. (previously known as Duckwall-ALCO Stores, Inc.) (the Company) and, under the date of April 13, 2012, we reported on the financial statements of the Company as of and for the years ended January 29, 2012 and January 30, 2011, and the effective |
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| July 13, 2012 |
ALCO STORES, INC. INCENTIVE STOCK OPTION AGREEMENT Exhibit 99.9 ALCO STORES, INC. INCENTIVE STOCK OPTION AGREEMENT THIS INCENTIVE STOCK OPTION AGREEMENT (this “Agreement”), is made and entered into this 6th day of July, 2012 (the "Granting Date"), by and between ALCO Stores, Inc., a Kansas corporation (the "Company"), and Tom L. Canfield, Jr. (the "Optionee"). WITNESSETH: WHEREAS, on June 27, 2012, the Company adopted the Company's 2012 Equity Inc |
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| July 13, 2012 |
ALCO STORES, INC. INCENTIVE STOCK OPTION AGREEMENT Exhibit 99.8 ALCO STORES, INC. INCENTIVE STOCK OPTION AGREEMENT THIS INCENTIVE STOCK OPTION AGREEMENT (this “Agreement”), is made and entered into this 6th day of July, 2012 (the "Granting Date"), by and between ALCO Stores, Inc., a Kansas corporation (the "Company"), and Tom L. Canfield, Jr. (the "Optionee"). WITNESSETH: WHEREAS, on June 27, 2012, the Company adopted the Company's 2012 Equity Inc |
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| July 13, 2012 |
ALCO STORES, INC. INCENTIVE STOCK OPTION AGREEMENT Exhibit 99.6 ALCO STORES, INC. INCENTIVE STOCK OPTION AGREEMENT THIS INCENTIVE STOCK OPTION AGREEMENT (this “Agreement”), is made and entered into this 6th day of July, 2012 (the "Granting Date"), by and between ALCO Stores, Inc., a Kansas corporation (the "Company"), and Wayne S. Peterson (the "Optionee"). WITNESSETH: WHEREAS, on June 27, 2012, the Company adopted the Company's 2012 Equity Incent |
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| July 13, 2012 |
Exhibit 99.2 EMPLOYMENT AGREEMENT This EMPLOYMENT AGREEMENT (this “Agreement”) is made and entered into effective as of the 6th day of July, 2012 (the "Effective Date") by and between ALCO Stores, Inc., a Kansas corporation (the “Company”), and Brent A. Streit, an individual (the “Employee”). W I T N E S S E T H: WHEREAS, the Company desires to employ the Employee on the terms and conditions set f |
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| July 13, 2012 |
ALCO STORES PROMOTES BRENT STREIT TO SENIOR VICE PRESIDENT, MARKETING & ECOMMERCE Exhibit 99.3 FOR IMMEDIATE RELEASE ALCO STORES PROMOTES BRENT STREIT TO SENIOR VICE PRESIDENT, MARKETING & ECOMMERCE Abilene, Kan. (July 11, 2012) – ALCO Stores, Inc. (Nasdaq: ALCS), which specializes in providing a superior selection of essential products for everyday life in small-town America, today announced the promotion of Brent Streit to Senior Vice President, Marketing & Ecommerce. Mr. Str |
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| July 13, 2012 |
ALCO STORES, INC. INCENTIVE STOCK OPTION AGREEMENT Exhibit 99.10 ALCO STORES, INC. INCENTIVE STOCK OPTION AGREEMENT THIS INCENTIVE STOCK OPTION AGREEMENT (this “Agreement”), is made and entered into this 6th day of July, 2012 (the "Granting Date"), by and between ALCO Stores, Inc., a Kansas corporation (the "Company"), and Edmond C. Beaith (the "Optionee"). WITNESSETH: WHEREAS, on June 27, 2012, the Company adopted the Company's 2012 Equity Incent |
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| July 13, 2012 |
ALCO STORES, INC. INCENTIVE STOCK OPTION AGREEMENT Exhibit 99.7 ALCO STORES, INC. INCENTIVE STOCK OPTION AGREEMENT THIS INCENTIVE STOCK OPTION AGREEMENT (this “Agreement”), is made and entered into this 6th day of July, 2012 (the "Granting Date"), by and between ALCO Stores, Inc., a Kansas corporation (the "Company"), and Wayne S. Peterson (the "Optionee"). WITNESSETH: WHEREAS, on June 27, 2012, the Company adopted the Company's 2012 Equity Incent |
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| July 13, 2012 |
ALCO STORES, INC. INCENTIVE STOCK OPTION AGREEMENT Exhibit 99.13 ALCO STORES, INC. INCENTIVE STOCK OPTION AGREEMENT THIS INCENTIVE STOCK OPTION AGREEMENT (this “Agreement”), is made and entered into this 6th day of July, 2012 (the "Granting Date"), by and between ALCO Stores, Inc., a Kansas corporation (the "Company"), and Brent A. Streit (the "Optionee"). WITNESSETH: WHEREAS, on June 27, 2012, the Company adopted the Company's 2012 Equity Incenti |
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| July 13, 2012 |
ALCO STORES, INC. INCENTIVE STOCK OPTION AGREEMENT Exhibit 99.12 ALCO STORES, INC. INCENTIVE STOCK OPTION AGREEMENT THIS INCENTIVE STOCK OPTION AGREEMENT (this “Agreement”), is made and entered into this 6th day of July, 2012 (the "Granting Date"), by and between ALCO Stores, Inc., a Kansas corporation (the "Company"), and Brent A. Streit (the "Optionee"). WITNESSETH: WHEREAS, on June 27, 2012, the Company adopted the Company's 2012 Equity Incenti |
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| July 13, 2012 |
ALCO STORES, INC. INCENTIVE STOCK OPTION AGREEMENT Exhibit 99.4 ALCO STORES, INC. INCENTIVE STOCK OPTION AGREEMENT THIS INCENTIVE STOCK OPTION AGREEMENT (this “Agreement”), is made and entered into this 6th day of July, 2012 (the "Granting Date"), by and between ALCO Stores, Inc., a Kansas corporation (the "Company"), and Richard E. Wilson (the "Optionee"). WITNESSETH: WHEREAS, on June 27, 2012, the Company adopted the Company's 2012 Equity Incent |
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| July 13, 2012 |
ALCO STORES, INC. INCENTIVE STOCK OPTION AGREEMENT Exhibit 99.5 ALCO STORES, INC. INCENTIVE STOCK OPTION AGREEMENT THIS INCENTIVE STOCK OPTION AGREEMENT (this “Agreement”), is made and entered into this 6th day of July, 2012 (the "Granting Date"), by and between ALCO Stores, Inc., a Kansas corporation (the "Company"), and Richard E. Wilson (the "Optionee"). WITNESSETH: WHEREAS, on June 27, 2012, the Company adopted the Company's 2012 Equity Incent |
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| July 13, 2012 |
ALCO STORES, INC. INCENTIVE STOCK OPTION AGREEMENT Exhibit 99.11 ALCO STORES, INC. INCENTIVE STOCK OPTION AGREEMENT THIS INCENTIVE STOCK OPTION AGREEMENT (this “Agreement”), is made and entered into this 6th day of July, 2012 (the "Granting Date"), by and between ALCO Stores, Inc., a Kansas corporation (the "Company"), and Edmond C. Beaith (the "Optionee"). WITNESSETH: WHEREAS, on June 27, 2012, the Company adopted the Company's 2012 Equity Incent |
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| July 13, 2012 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) July 6, 2012. |
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| July 13, 2012 |
Exhibit 99.1 ALCO-STORES, INC. BONUS PLAN The Compensation Committee of the Board of Directors (the "Compensation Committee") of ALCO Stores, Inc. (the "Company") has adopted the following bonus plan (the "Bonus Plan") to commence in Fiscal Year 2013, and remain in place until future action of the Compensation Committee. 1. Bonus Payments. The Company's Return on Equity Percentage 3.49% or less 3. |
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| July 11, 2012 |
EXHIBIT 24.1 POWER OF ATTORNEY KNOW ALL MEN BY THESE PRESENTS, that each person whose signature appears below constitutes and appoints Brett C. Bogan, as his true and lawful attorney-in-fact and agent, with full power of substitution and in his place and stead in any and all capacities, to sign a Registration Statement on Form S-8 with respect to the Common Stock of the Company offered under the A |
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| July 11, 2012 |
DUCKWALL-ALCO STORES, INC. 2012 EQUITY INCENTIVE PLAN DUCKWALL-ALCO STORES, INC. 2012 EQUITY INCENTIVE PLAN TABLE OF CONTENTS Page ARTICLE 1 ESTABLISHMENT & PURPOSE 1 1.1 Establishment 1 1.2 Purpose of the Plan 1 1.3 Successor to Prior Plan 1 ARTICLE 2 DEFINITIONS 1 ARTICLE 3 ADMINISTRATION 4 3.1 Authority of the Committee 4 3.2 Delegation 4 3.3 Limitation of Liability 5 ARTICLE 4 ELIGIBILITY AND PARTICIPATION 5 4.1 Eligibility 5 4.2 Type of Awards 5 |
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| July 11, 2012 |
As filed with the Securities and Exchange Commission on July 11, 2012 Registration No. |
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| July 10, 2012 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) July 2, 2012. |
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| July 10, 2012 |
DUCKWALL-ALCO STORES, INC. NON-QUALIFIED STOCK OPTION AGREEMENT DUCKWALL-ALCO STORES, INC. NON-QUALIFIED STOCK OPTION AGREEMENT THIS NON-QUALIFIED STOCK OPTON AGREEMENT (this "Agreement"), made and entered into this 29th day of June, 2012 (the “Grant Date”), by and between DUCKWALL-ALCO STORES, INC., a Kansas corporation (the “Company”) and DENNIS E. LOGUE (the “Optionee”). WHEREAS, the Company adopted a Non-Qualified Stock Option Plan for Non-Management Direc |
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| July 10, 2012 |
DUCKWALL-ALCO STORES, INC. NON-QUALIFIED STOCK OPTION AGREEMENT DUCKWALL-ALCO STORES, INC. NON-QUALIFIED STOCK OPTION AGREEMENT THIS NON-QUALIFIED STOCK OPTON AGREEMENT (this "Agreement"), made and entered into this 29th day of June, 2012 (the “Grant Date”), by and between DUCKWALL-ALCO STORES, INC., a Kansas corporation (the “Company”) and TERRENCE M. BABILLA (the “Optionee”). WHEREAS, the Company adopted a Non-Qualified Stock Option Plan for Non-Management D |
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| July 10, 2012 |
DUCKWALL-ALCO STORES, INC. NON-QUALIFIED STOCK OPTION AGREEMENT DUCKWALL-ALCO STORES, INC. NON-QUALIFIED STOCK OPTION AGREEMENT THIS NON-QUALIFIED STOCK OPTON AGREEMENT (this "Agreement"), made and entered into this 29th day of June, 2012 (the “Grant Date”), by and between DUCKWALL-ALCO STORES, INC., a Kansas corporation (the “Company”) and ROYCE WINSTEN (the “Optionee”). WHEREAS, the Company adopted a Non-Qualified Stock Option Plan for Non-Management Directo |
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| July 10, 2012 |
DUCKWALL-ALCO STORES, INC. NON-QUALIFIED STOCK OPTION AGREEMENT DUCKWALL-ALCO STORES, INC. NON-QUALIFIED STOCK OPTION AGREEMENT THIS NON-QUALIFIED STOCK OPTON AGREEMENT (this "Agreement"), made and entered into this 29th day of June, 2012 (the “Grant Date”), by and between DUCKWALL-ALCO STORES, INC., a Kansas corporation (the “Company”) and LOLAN C. MACKEY (the “Optionee”). WHEREAS, the Company adopted a Non-Qualified Stock Option Plan for Non-Management Direc |
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| June 29, 2012 |
CERTIFICATE OF AMENDMENT OF THE ARTICLES OF INCORPORATION OF DUCKWALL-ALCO STORES, INC. |
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| June 29, 2012 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) June 27, 2012. |
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| June 29, 2012 |
FOR IMMEDIATE RELEASE DUCKWALL-ALCO APPROVES NAME CHANGE TO ALCO STORES, INC., ADDING CLARITY TO BRAND VALUED BY CONSUMERS IN 23 STATES ABILENE, Kan. (June 28, 2012) - Duckwall-ALCO Stores, Inc. (NASDAQ: DUCK), which specializes in providing a superior selection of essential products for everyday life in small-town America, announced at its June 27 annual meeting of shareholders that the Company’s |
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| June 8, 2012 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (X) QUARTERLY REPORT PURSUANT TO SECTION 13 or 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended April 29, 2012 OR ( ) TRANSITION REPORT PURSUANT TO SECTION 13 or 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission File Number 0-20269 DUCKWALL-ALCO STORES, INC. (Exact name of registrant |
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| June 8, 2012 |
DUCKWALL-ALCO STORES, INC. 2012 EQUITY INCENTIVE PLAN TABLE OF CONTENTS DUCKWALL-ALCO STORES, INC. 2012 EQUITY INCENTIVE PLAN TABLE OF CONTENTS ARTICLE 1 ESTABLISHMENT & PURPOSE 1 1.1 Establishment 1 1.2 Purpose of the Plan 1 1.3 Successor to Prior Plan 1 ARTICLE 2 DEFINITIONS 1 ARTICLE 3 ADMINISTRATION 4 3.1 Authority of the Committee 4 3.2 Delegation 4 3.3 Limitation of Liability 5 ARTICLE 4 ELIGIBILITY AND PARTICIPATION 5 4.1 Eligibility 5 4.2 Type of Awards 5 ARTI |
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| June 8, 2012 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 x Filed by the Registrant ¨ Filed by a Party other than the Registrant Check the appropriate box: ¨ Preliminary Proxy Statement ¨ Confidential, for Use of |
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| May 3, 2012 |
DUCKWALL-ALCO STORES, INC. INCENTIVE STOCK OPTION AGREEMENT DUCKWALL-ALCO STORES, INC. INCENTIVE STOCK OPTION AGREEMENT THIS INCENTIVE STOCK OPTION AGREEMENT (this “Agreement”), is made and entered into this 30th day of April, 2012 (the "Granting Date"), by and between Duckwall-ALCO Stores, Inc., a Kansas corporation (the "Company"), and Tom L. Canfield, Jr. (the "Optionee"). WITNESSETH: WHEREAS, on May 22, 2003, the Company adopted an Incentive Stock Opti |
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| May 3, 2012 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) April 30, 2012. |
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| May 3, 2012 |
DUCKWALL-ALCO STORES, INC. INCENTIVE STOCK OPTION AGREEMENT DUCKWALL-ALCO STORES, INC. INCENTIVE STOCK OPTION AGREEMENT THIS INCENTIVE STOCK OPTION AGREEMENT (this “Agreement”), is made and entered into this 30th day of April, 2012 (the "Granting Date"), by and between Duckwall-ALCO Stores, Inc., a Kansas corporation (the "Company"), and Wayne S. Peterson (the "Optionee"). WITNESSETH: WHEREAS, on May 22, 2003, the Company adopted an Incentive Stock Option |
