Mga Batayang Estadistika
| CIK | 1023298 |
SEC Filings
All companies that sell securities in the United States must register with the Securities and Exchange Commission (SEC) and file reports on a regular basis.
These reports include company annual reports (10K, 10Q), news updates (8K), investor presentations (found in 8Ks), insider trades (form 4), ownership reports (13D, and 13G), and reports related to the specific securities sold, such as registration statements and prospectus. This page shows recent SEC filings related to alpha-En Corporation
SEC Filings (Chronological Order)
Halaman ini menyediakan daftar lengkap dan kronologis dari Pengajuan SEC, tidak termasuk pengajuan kepemilikan yang kami sediakan di tempat lain.
| May 22, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 25 NOTIFICATION OF REMOVAL FROM LISTING AND/OR REGISTRATION UNDER SECTION 12(b) OF THE SECURITIES EXCHANGE ACT OF 1934. Commission File Number: 001-12885 Alpha-En Corporation (Exact name of Issuer as specified in its charter, and name of Exchange where security is listed and/or registered) 200 North Drive Hopewell Junctio |
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| March 31, 2022 |
SC TO-T/A 1 alpha-ensctoafinal.htm FINAL AMENDMENT UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Amendment No. 2 to SCHEDULE TO TENDER OFFER STATEMENT UNDER SECTION 14(d)(1) OR 13(e)(1) OF THE SECURITIES EXCHANGE ACT OF 1934 alpha-En Corporation - (Name of Subject Company (Issuer)) Alternative Liquidity Index LP - (Names of Filing Person (Purchaser)) Common Stock, $0.01 p |
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| March 25, 2022 |
SC 14D9 1 ea157018-sc14d9alphaen.htm SC 14D9 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14D-9 (Rule 14d-101) Solicitation/Recommendation Statement Under Section 14(d)(4) of the Securities Exchange Act of 1934 Alpha-En Corporation (Name of Subject Company) Alpha-En Corporation (Name of Person Filing Statement) Common Stock, $0.01 par value (Title of Class of Se |
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| March 9, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Amendment No. 1 to SCHEDULE TO TENDER OFFER STATEMENT UNDER SECTION 14(d)(1) OR 13(e)(1) OF THE SECURITIES EXCHANGE ACT OF 1934 alpha-En Corporation - (Name of Subject Company (Issuer)) Alternative Liquidity Index LP - (Names of Filing Person (Purchaser)) Common Stock, $0.01 par value - (Title of Class of Securi |
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| January 28, 2022 |
Assignment Form Please complete and return to: Alternative Liquidity Index LP C/O Alternative Liquidity Capital 11500 Wayzata Blvd. |
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| January 28, 2022 |
Alternative Liquidity Index announces offer to purchase shares in alpha-En Corporation Alternative Liquidity Index announces offer to purchase shares in alpha-En Corporation Minnetonka, MN January 28, 2022 Alternative Liquidity Index LP has announced an offer to purchase up to 2,000,000 Shares of alpha-En Corporation (the ?Shares?), an amount equal to approximately 5. |
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| January 28, 2022 |
Offer to Purchase for Cash Up to 2,000,000 Shares of alpha-En Corporation At a Price of $0. |
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| January 28, 2022 |
Alternative Liquidity Capital Minnetonka, Minnesota Alternative Liquidity Capital Minnetonka, Minnesota January 28, 2022 Re: Offer to Purchase Shares of alpha-En Corporation(ALPE) Dear Investor: Great news! Now you can get cash for your shares in alpha-En Corporation (ALPE). |
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| January 28, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE TO TENDER OFFER STATEMENT UNDER SECTION 14(d)(1) OR 13(e)(1) OF THE SECURITIES EXCHANGE ACT OF 1934 alpha-En Corporation - (Name of Subject Company (Issuer)) Alternative Liquidity Index LP - (Names of Filing Person (Purchaser)) Common Stock, $0.01 par value - (Title of Class of Securities) 02072E108 - |
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| January 8, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): January 7, 2021 Alpha-En Corporation (Exact name of registrant as specified in its charter) Delaware 001-12885 954622429 (State or Other Jurisdiction (Commission (I.R.S. Employer of I |
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| June 25, 2020 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 23, 2020 ALPHA-EN CORPORATION (Exact name of registrant as specified in its charter) Delaware 001-12885 95-4622429 (State or other jurisdiction of incorporation) (Commission File |
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| June 12, 2020 |
Changes in Registrant's Certifying Accountant UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 3, 2020 ALPHA-EN CORPORATION (Exact name of registrant as specified in its charter) Delaware 001-12885 95-4622429 (State or other jurisdiction of incorporation) (Commission File |
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| May 26, 2020 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 18, 2020 ALPHA-EN CORPORATION (Exact name of registrant as specified in its charter) Delaware 001-12885 95-4622429 (State or other jurisdiction of incorporation) (Commission File |
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| May 21, 2020 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 12b-25 NOTIFICATION OF LATE FILING OMB APPROVAL OMB Number: 3235-0058 Expires: February 28, 2022 Estimated average burden hours per response ... 2.50 SEC FILE NUMBER 001-12885 CUSIP NUMBER (Check one): [ ] Form 10-K [ ] Form 20-F [ ] Form 11-K [X] Form 10-Q [ ] Form 10-D [ ] Form N-SAR [ ] Form N-CSR For Period Ended: Mar |
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| May 21, 2020 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 12b-25 NOTIFICATION OF LATE FILING OMB APPROVAL OMB Number: 3235-0058 Expires: February 28, 2022 Estimated average burden hours per response ... 2.50 SEC FILE NUMBER 001-12885 CUSIP NUMBER (Check one): [X] Form 10-K [ ] Form 20-F [ ] Form 11-K [ ] Form 10-Q [ ] Form 10-D [ ] Form N-SAR [ ] Form N-CSR For Period Ended: Dec |
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| May 20, 2020 |
Changes in Registrant's Certifying Accountant, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 13, 2020 ALPHA-EN CORPORATION (Exact name of registrant as specified in its charter) Delaware 001-12885 95-4622429 (State or other jurisdiction of incorporation) (Commission File |
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| May 20, 2020 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 13, 2020 ALPHA-EN CORPORATION (Exact name of registrant as specified in its charter) Delaware 001-12885 95-4622429 (State or other jurisdiction of incorporation) (Commission File |
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| May 20, 2020 |
Letter from EisnerAmper dated May 19, 2020 Exhibit 16.1 May 19, 2020 Securities and Exchange Commission 100 F Street, N.E. Washington, DC 20549 Ladies and Gentlemen: We have read Item 4.01 of Form 8-K dated May 19, 2020 of alpha-En Corporation and are in agreement with the statements contained therein as it regards our firm. Sincerely, /s/ EisnerAmper LLP EisnerAmper LLP |
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| April 2, 2020 |
Exhibit 99.1 Dear Shareholders, April 2, 2020 At this time of the year you are accustomed to getting a company update from Jerry Feldman but as you are aware his role has changed to Chairman Emeritus and he handed the Executive Chairman/CEO functions to me. So this is my first time writing the Chairman’s letter. I am reaching out to you to brief you on the status of our company Alpha-en in these d |
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| April 2, 2020 |
Regulation FD Disclosure, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): April 2, 2020 ALPHA-EN CORPORATION (Exact Name of Registrant as Specified in Its Charter) Delaware 001-12885 95-4622429 (State or Other Jurisdiction of Incorporation) (Commission File |
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| March 27, 2020 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): March 27, 2020 ALPHA-EN CORPORATION (Exact Name of Registrant as Specified in Its Charter) Delaware 001-12885 95-4622429 (State or Other Jurisdiction of Incorporation) (Commission Fil |
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| February 26, 2020 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): February 26, 2020 ALPHA-EN CORPORATION (Exact Name of Registrant as Specified in Its Charter) Delaware 001-12885 95-4622429 (State or Other Jurisdiction of Incorporation) (Commission |
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| February 19, 2020 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): February 18, 2020 ALPHA-EN CORPORATION (Exact Name of Registrant as Specified in Its Charter) Delaware 001-12885 95-4622429 (State or Other Jurisdiction of Incorporation) (Commission |
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| December 27, 2019 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): December 20, 2019 ALPHA-EN CORPORATION (Exact Name of Registrant as Specified in Its Charter) Delaware 001-12885 95-4622429 (State or Other Jurisdiction of Incorporation) (Commission |
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| December 5, 2019 |
ALPE / alpha-En Corporation DEF 14C - - UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14C INFORMATION STATEMENT Pursuant to Section 14(c) of the Exchange Act of 1934 Check the appropriate box: [ ] Preliminary Information Statement [ ] Confidential, for Use of the Commission Only (as permitted by Rule 14c-5(d)(2)) [X] Definitive Information Statement ALPHA-EN CORPORATION (Name of Registrant as Specified |
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| November 22, 2019 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): November 13, 2019 ALPHA-EN CORPORATION (Exact Name of Registrant as Specified in Its Charter) Delaware 001-12885 95-4622429 (State or Other Jurisdiction of Incorporation) (Commission |
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| November 14, 2019 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q [X] QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 FOR THE QUARTERLY PERIOD ENDED: September 30, 2019 [ ] TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 FOR THE TRANSITION PERIOD FROM TO Commission File Number: 001-12885 alpha-En Corpo |
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| November 12, 2019 |
ALPE / alpha-En Corporation PRE 14C - - UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14C INFORMATION STATEMENT Pursuant to Section 14(c) of the Exchange Act of 1934 Check the appropriate box: [X] Preliminary Information Statement [ ] Confidential, for Use of the Commission Only (as permitted by Rule 14c-5(d)(2)) [ ] Definitive Information Statement ALPHA-EN CORPORATION (Name of Registrant as Specified |
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| August 14, 2019 |
ALPE / alpha-En Corporation 10-Q - Quarterly Report - UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q [X] QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 FOR THE QUARTERLY PERIOD ENDED: June 30, 2019 [ ] TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 FOR THE TRANSITION PERIOD FROM TO Commission File Number: 001-12885 alpha-En Corporatio |
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| May 15, 2019 |
ALPE / alpha-En Corporation 10-Q Quarterly Report UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q [X] QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 FOR THE QUARTERLY PERIOD ENDED: March 31, 2019 [ ] TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 FOR THE TRANSITION PERIOD FROM TO Commission File Number: 000-12885 alpha-En Corporati |
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| April 15, 2019 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): April 15, 2019 ALPHA-EN CORPORATION (Exact Name of Registrant as Specified in Its Charter) Delaware 001-12885 95-4622429 (State or Other Jurisdiction of Incorporation) (Commission Fil |
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| April 15, 2019 |
Certificate of Designation of Series B Preferred Stock EX-3.1 2 ex3-1.htm ALPHA-EN CORPORATION CERTIFICATE OF DESIGNATIONS OF PREFERENCES, RIGHTS AND LIMITATIONS OF SERIES B PREFERRED STOCK The undersigned DOES HEREBY CERTIFY that the following resolutions were duly adopted by the Board of Directors of alpha-En Corporation, a Delaware corporation (the “Corporation”), at a special meeting of the Board of Directors held on March 14, 2019 and in accordan |
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| April 15, 2019 |
EX-10.2 4 ex10-2.htm NEITHER THE SECURITIES REPRESENTED BY THIS INSTRUMENT NOR THE SECURITIES FOR WHICH THESE SECURITIES ARE EXERCISABLE HAVE BEEN REGISTERED UNDER THE SECURITIES ACT OF 1933, AS AMENDED, OR APPLICABLE STATE SECURITIES LAWS. THE SECURITIES MAY NOT BE OFFERED FOR SALE, SOLD, TRANSFERRED OR ASSIGNED (I) IN THE ABSENCE OF (A) AN EFFECTIVE REGISTRATION STATEMENT FOR THE SECURITIES UNDE |
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| April 15, 2019 |
SECURITIES PURCHASE AGREEMENT SECURITIES PURCHASE AGREEMENT (the “Agreement”), dated as of April , 2019, by and among alpha-En Corporation, a Delaware corporation, (the “Company”), and the investors identified in their respective “Buyer Signature Page” attached hereto (individually, a “Buyer” and collectively, the “Buyers”). |
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| April 1, 2019 |
ALPE / alpha-En Corporation (Annual Report) UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K [X] ANNUAL REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2018 [ ] TRANSITION REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file no.: 001-12885 alpha-En Corporation (Exact Name of Reg |
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| November 14, 2018 |
ALPE / alpha-En Corporation 10-Q (Quarterly Report) UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q [X] QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 FOR THE QUARTERLY PERIOD ENDED: September 30, 2018 [ ] TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 FOR THE TRANSITION PERIOD FROM TO Commission File Number: 000-12885 alpha-En Corpo |
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| August 10, 2018 |
ALPE / alpha-En Corporation 10-Q (Quarterly Report) UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q [X] QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 FOR THE QUARTERLY PERIOD ENDED: June 30, 2018 [ ] TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 FOR THE TRANSITION PERIOD FROM TO Commission File Number: 000-12885 alpha-En Corporatio |
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| July 17, 2018 |
EXECUTIVE CHAIRMAN’S ANNUAL LETTER TO THE SHAREHOLDERS Exhibit 99.1 EXECUTIVE CHAIRMAN’S ANNUAL LETTER TO THE SHAREHOLDERS Yonkers, New York 7/17/2018 For many years my favorite duty has been writing the annual Shareholder’s letter. In prior years such letters were glossier and my hand was freer. The regulatory landscape has changed, making that practice more difficult, but I still enjoy updating our Shareholder’s on our progress. Following this compa |
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| July 17, 2018 |
Financial Statements and Exhibits, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): July 17, 2018 ALPHA-EN CORPORATION (Exact Name of Registrant as Specified in Its Charter) Delaware 001-12885 95-4622429 (State or Other Jurisdiction of Incorporation) (Commission File |
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| June 19, 2018 |
Alpha-En corp elects Sam Pitroda as Chairman of the Board Exhibit 99.2 Alpha-En corp elects Sam Pitroda as Chairman of the Board Yonkers, New York 6/19/2018 alpha-En announced today the Sam Pitroda was elected to Chairman of the Board. He will take on these additional duties while continuing to serve in his current role as the CEO. Page Feldman was also elected to the Board, she is known predominantly for her decade of work as the producer of Donald J. T |
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| June 19, 2018 |
alpha-En corp announces closing of previously disclosed financing EX-99.1 2 ex99-1.htm Exhibit 99.1 alpha-En corp announces closing of previously disclosed financing Yonkers, New York 6/19/2018 alpha-En today announced that all closing conditions of the $1 million equity financing that was previously disclosed in its most recent Form 10-Q have been met and the financing is now completed. A Form 8-K was filed today with the U.S. Securities and Exchange Commission |
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| June 19, 2018 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): June 14, 2018 ALPHA-EN CORPORATION (Exact Name of Registrant as Specified in Its Charter) Delaware 001-12885 95-4622429 (State or Other Jurisdiction of Incorporation) (Commission File |
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| May 16, 2018 |
ALPE / alpha-En Corporation 10-Q (Quarterly Report) UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q [X] QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 FOR THE QUARTERLY PERIOD ENDED: MARCH 31, 2018 [ ] TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 FOR THE TRANSITION PERIOD FROM TO Commission File Number: 000-12885 alpha-En Corporati |
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| May 15, 2018 |
ALPE / alpha-En Corporation NT 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 12b-25 NOTIFICATION OF LATE FILING SEC File Number 001-12885 CUSIP Number 053577 10 2 (Check one): [ ] Form 10-K [ ] Form 20-F [ ] Form 11-K [X] Form 10-Q [ ] Form 10-D [ ] Form N-SAR [ ] Form N-CSR For Period Ended: March 31, 2018 [ ] Transition Report on Form 10-K [ ] Transition Report on Form 20-F [ ] Transition Report |
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| April 2, 2018 |
Subsidiaries of alpha-En Corporation. Exhibit 21.1 Subsidiaries of alpha-En Corporation Subsidiary State of Incorporation Owner Percentage Clean Lithium Corporation New York alpha-En Corporation 90.95 % |
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| April 2, 2018 |
ALPE / alpha-En Corporation 10-K (Annual Report) UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K [X] ANNUAL REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2017 [ ] TRANSITION REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file no.: 001-12885 alpha-En Corporation (Exact Name of Reg |
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| February 8, 2018 |
Exhibit 3.1 AMENDED AND RESTATED CERTIFICATE OF INCORPORATION OF ALPHA-EN CORPORATION alpha-En Corporation, a corporation organized and existing under the laws of the State of Delaware, hereby certifies as follows: 1. The name of the corporation is alpha-En Corporation, and this corporation was originally incorporated under the name Avenue Entertainment Group, Inc. under a certificate of incorpora |
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| February 8, 2018 |
Exhibit 10.1 SECURITIES PURCHASE AGREEMENT SECURITIES PURCHASE AGREEMENT (the ?Agreement?), dated as of February , 2018, by and among alpha-En Corporation, a Delaware corporation, with headquarters located at 28 Wells Avenue, 2nd Floor, Yonkers, NY 10701 (the ?Company?), and the investors identified in their respective ?Buyer Signature Page? attached hereto (individually, a ?Buyer? and collectivel |
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| February 8, 2018 |
Exhibit 99.1 Yonkers, New York February 8Th 2018. Alpha- En corp today announced the closing of a tranche of it?s Ser A preferred shares in the amount of $ 1,950,000.- This round was led by the Pitroda Group LLC and three members of the management team. ?We are very excited to have earned Sam?s endorsement of our process and its potential in the marketplace, not only as our CEO but now also as a s |
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| February 8, 2018 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): February 8, 2018 ALPHA-EN CORPORATION (Exact Name of Registrant as Specified in Its Charter) Delaware 001-12885 95-4622429 (State or Other Jurisdiction of Incorporation) (Commission F |
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| February 8, 2018 |
ALPHA-EN CORPORATION Warrant To Purchase Common Stock EX-10.2 4 ex10-2.htm Exhibit 10.2 NEITHER THE SECURITIES REPRESENTED BY THIS INSTRUMENT NOR THE SECURITIES FOR WHICH THESE SECURITIES ARE EXERCISABLE HAVE BEEN REGISTERED UNDER THE SECURITIES ACT OF 1933, AS AMENDED, OR APPLICABLE STATE SECURITIES LAWS. THE SECURITIES MAY NOT BE OFFERED FOR SALE, SOLD, TRANSFERRED OR ASSIGNED (I) IN THE ABSENCE OF (A) AN EFFECTIVE REGISTRATION STATEMENT FOR THE SE |
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| November 14, 2017 |
ALPE / alpha-En Corporation 10-Q (Quarterly Report) UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q [X] QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 FOR THE QUARTERLY PERIOD ENDED: SEPTEMBER 30, 2017 [ ] TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 FOR THE TRANSITION PERIOD FROM TO Commission File Number: 000-12885 alpha-En Corpo |
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| November 2, 2017 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): November 2, 2017(October 30, 2017) ALPHA-EN CORPORATION (Exact Name of Registrant as Specified in Its Charter) Delaware 001-12885 95-4622429 (State or Other Jurisdiction of Incorporat |
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| November 2, 2017 |
Exhibit 99.1 Alpha-En Corporation Announces Sam Pitroda as New Chief Executive Officer World renowned technology entrepreneur, inventor and policy maker YONKERS, N.Y. November 1, 2017 ? alpha-En Corporation (OTC: ALPE), an innovative technology company that has developed a patent pending process to produce highly pure lithium metal and associated next-generation batteries, announced today that wor |
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| September 28, 2017 | ||
| September 28, 2017 |
Regulation FD Disclosure, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): September 28, 2017 ALPHA-EN CORPORATION (Exact Name of Registrant as Specified in Its Charter) Delaware 001-12885 95-4622429 (State or Other Jurisdiction of Incorporation) (Commission |
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| August 29, 2017 |
Exhibit 99.1 alpha-En Corporation Announces Joint Research Program with Mercedes-Benz Research and Development North America & Princeton University YONKERS, N.Y. August 29, 2017 ? alpha-En Corporation (OTC: ALPE), an innovative clean technology company that has developed a patent pending process to produce high purity thin film lithium metal anodes and associated products at room temperature, anno |
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| August 29, 2017 |
Financial Statements and Exhibits, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): August 29, 2017 ALPHA-EN CORPORATION (Exact Name of Registrant as Specified in Its Charter) Delaware 001-12885 95-4622429 (State or Other Jurisdiction of Incorporation) (Commission Fi |
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| August 14, 2017 |
Alpha-En Corporation Equity Plan EX-10.1 3 ex10-1.htm Exhibit 10.1 Alpha-En Corporation Equity Plan 1. Purpose; Eligibility. 1.1 General Purpose. The name of this plan is the alpha-En Corporation 2016 Omnibus Equity Plan (the “Plan”). The purposes of the Plan are to (a) enable alpha-En Corporation, a Delaware corporation (the “Company”), and any Affiliate to attract and retain the types of Employees, Consultants, and Directors wh |
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| August 14, 2017 |
ALPE / alpha-En Corporation 10-Q (Quarterly Report) UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q [X] QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 FOR THE QUARTERLY PERIOD ENDED: JUNE 30, 2017 [ ] TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 FOR THE TRANSITION PERIOD FROM TO Commission File Number: 000-12885 alpha-En Corporatio |
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| August 14, 2017 |
AMENDED AND RESTATED CERTIFICATE OF INCORPORATION ALPHA-EN CORPORATION Exhibit 3.1 AMENDED AND RESTATED CERTIFICATE OF INCORPORATION OF ALPHA-EN CORPORATION alpha-En Corporation, a corporation organized and existing under the laws of the State of Delaware, hereby certifies as follows: 1. The name of the corporation is alpha-En Corporation, and this corporation was originally incorporated under the name Avenue Entertainment Group, Inc. under a certificate of incorpora |
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| July 20, 2017 |
ALPE / alpha-En Corporation 10-Q/A (Quarterly Report) UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q/A Amendment No. 1 [X] QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 FOR THE QUARTERLY PERIOD ENDED: MARCH 31, 2017 [ ] TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 FOR THE TRANSITION PERIOD FROM TO Commission File Number: 000-12885 |
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| June 1, 2017 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14C INFORMATION STATEMENT Pursuant to Section 14(c) of the Exchange Act of 1934 Check the appropriate box: [ ] Preliminary Information Statement [ ] Confidential, for Use of the Commission Only (as permitted by Rule 14c-5(d)(2)) [X] Definitive Information Statement ALPHA-EN CORPORATION (Name of Registrant as Specified |
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| May 24, 2017 |
Exhibit 3.1 ALPHA-EN CORPORATION CERTIFICATE OF DESIGNATIONS OF PREFERENCES, RIGHTS AND LIMITATIONS OF SERIES A PREFERRED STOCK The undersigned DOES HEREBY CERTIFY that the following resolutions were duly adopted by the Board of Directors of alpha-En Corporation, a Delaware corporation (the ?Corporation?), at a special meeting of the Board of Directors held on May16, 2017 and in accordance with th |
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| May 24, 2017 |
Exhibit 10.1 SECURITIES PURCHASE AGREEMENT SECURITIES PURCHASE AGREEMENT (the ?Agreement?), dated as of May , 2017, by and among alpha-En Corporation, a Delaware corporation, with headquarters located at 120 White Plains Road, Suite 425, Tarrytown, New York (the ?Company?), and the investors identified in their respective ?Buyer Signature Page? attached hereto (individually, a ?Buyer? and collecti |
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| May 24, 2017 |
alpha-En Corporation Announces $2 Million Private Placement Exhibit 99.1 alpha-En Corporation Announces $2 Million Private Placement TARRYTOWN, N.Y., May 17, 2017 ? alpha-En Corporation (OTC: ALPE), an innovative clean technology company focused on enabling next-generation battery technologies by producing high purity lithium metal and associated products, announced today the completion of a private placement of approximately $1.8 million in convertible pr |
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| May 24, 2017 |
ALPHA-EN CORPORATION Warrant To Purchase Common Stock Exhibit 10.2 NEITHER THE SECURITIES REPRESENTED BY THIS INSTRUMENT NOR THE SECURITIES FOR WHICH THESE SECURITIES ARE EXERCISABLE HAVE BEEN REGISTERED UNDER THE SECURITIES ACT OF 1933, AS AMENDED, OR APPLICABLE STATE SECURITIES LAWS. THE SECURITIES MAY NOT BE OFFERED FOR SALE, SOLD, TRANSFERRED OR ASSIGNED (I) IN THE ABSENCE OF (A) AN EFFECTIVE REGISTRATION STATEMENT FOR THE SECURITIES UNDER THE SE |
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| May 24, 2017 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): May 23, 2017 (May 17, 2017) ALPHA-EN CORPORATION (Exact Name of Registrant as Specified in Its Charter) Delaware 001-12885 95-4622429 (State or Other Jurisdiction of Incorporation) (C |
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| May 15, 2017 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q [X] QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 FOR THE QUARTERLY PERIOD ENDED: MARCH 31, 2017 [ ] TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 FOR THE TRANSITION PERIOD FROM TO Commission File Number: 000-12885 alpha-En Corporati |
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| May 11, 2017 |
PRE 14C 1 pre14c.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14C INFORMATION STATEMENT Pursuant to Section 14(c) of the Exchange Act of 1934 Check the appropriate box: [X] Preliminary Information Statement [ ] Confidential, for Use of the Commission Only (as permitted by Rule 14c-5(d)(2)) [ ] Definitive Information Statement ALPHA-EN CORPORATION (Name of Re |
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| April 17, 2017 | ||
| April 17, 2017 |
EX-99.2 24 ex99-2.htm Exhibit 99.2 April 17, 2017 Forward-looking Statements Certain matters discussed in this Shareholder Letter contain statements, estimates and projections about the alpha-En’s business, potential partnerships, technology, ability to generate revenue, and related business and funding strategy. Such statements, estimates and projections may constitute forward-looking statements |
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| April 17, 2017 |
Regulation FD Disclosure, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): April 17, 2017 ALPHA-EN CORPORATION (Exact Name of Registrant as Specified in Its Charter) Delaware 001-12885 95-4622429 (State or Other Jurisdiction of Incorporation) (Commission Fil |
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| March 31, 2017 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K [X] ANNUAL REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2016 [ ] TRANSITION REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file no.: 001-12885 alpha-En Corporation (Exact Name of Reg |
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| March 31, 2017 |
Subsidiaries of alpha-En Corporation Exhibit 21.1 Subsidiaries of alpha-En Corporation Subsidiary State of Incorporation Owner Percentage Avenue Pictures, Inc.(1) Delaware alpha-En Corporation 100 % Clean Lithium Corporation New York alpha-En Corporation 90.95 % Wombat Productions, Inc.(1) Delaware alpha-En Corporation 100 % (1) Inactive subsidiary dissolved in 2016. |
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| March 31, 2017 |
Exhibit 10.3 January 27, 2017 To: Nathan Wasserman 1 Round Hill Road Chappaqua, New York 10514 Dear Nathan: The following agreement accurately reflects our contract, which will be updated as soon as possible following execution of this document: a) The term of this agreement is for 3 years; however, either party may cancel at any time with 30 days notice. b) You are to receive $5,000.00 per month |
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| January 17, 2017 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q [X] QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 FOR THE QUARTERLY PERIOD ENDED: MARCH 31, 2016 [ ] TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 FOR THE TRANSITION PERIOD FROM TO Commission File Number: 000-12885 alpha-En Corporati |
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| January 17, 2017 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q [X] QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 FOR THE QUARTERLY PERIOD ENDED: SEPTEMBER 30, 2016 [ ] TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 FOR THE TRANSITION PERIOD FROM TO Commission File Number: 000-12885 alpha-En Corpo |
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| January 17, 2017 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q [X] QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 FOR THE QUARTERLY PERIOD ENDED: JUNE 30, 2016 [ ] TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 FOR THE TRANSITION PERIOD FROM TO Commission File Number: 000-12885 alpha-En Corporatio |
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| November 16, 2016 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): November 16, 2016 (November 3, 2016) ALPHA-EN CORPORATION (Exact Name of Registrant as Specified in Its Charter) Delaware 001-12885 95-4622429 (State or Other Jurisdiction of Incorpor |
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| November 15, 2016 |
Regulation FD Disclosure, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): November 14, 2016 ALPHA-EN CORPORATION (Exact Name of Registrant as Specified in Its Charter) Delaware 001-12885 95-4622429 (State or Other Jurisdiction of Incorporation) (Commission |
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| November 15, 2016 |
Exhibit 99.1 November 11, 201 6 Enabling Next Generation Energy Storage Room Temperature Production of High Purity Lithium Meta l & Associated Products High Purity Lithium Metal - Clean Technology Thi s presentatio n i s fo r informationa l purpose s onl y and doe s no t constitut e a n o f fe r t o sell , o r th e solicitatio n o f a n o f fe r t o b u y , an y securitie s o f th e alpha - En Cor |
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| October 20, 2016 |
Subsidiaries of alpha-En Corporation Exhibit 21.1 Subsidiaries of alpha-En Corporation Subsidiary State of Incorporation Owner Percentage Avenue Pictures, Inc.(1) Delaware alpha-En Corporation 100 % Clean Lithium Corporation New York alpha-En Corporation 91.7 % Wombat Productions, Inc.(1) Delaware alpha-En Corporation 100 % (1) Inactive subsidiary dissolved in 2016. |
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| October 20, 2016 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K 10-K 1 v45055810k.htm 10-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K x ANNUAL REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal years ended December 31, 2014 and December 31, 2015 ¨ TRANSITION REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file no.: 001 |
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| October 20, 2016 |
Exhibit 10.2 October 20, 2015 To: Steven m. Fludder 264 Nantasket Road Hull, MA 02045 Dear Steve: The following agreement accurately reflects our contract, which will be updated as soon as possible following execution of this document. a) The term of this agreement is for 3 years; however, either party may cancel at any time with 30 days notice. b) You are to receive $5,000 per month as salary, un |
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| July 1, 2016 |
Exhibit 3.1 ALPHA-EN CORPORATION BY-LAWS Article I ?STOCKHOLDERS Section 1. Annual Meeting. (1) An annual meeting of the stockholders, for the election of directors to succeed those whose terms expire and for the transaction of such other business as may properly come before the meeting, shall be held at such place, if any, on such date, and at such time as the Board of Directors shall each year f |
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| July 1, 2016 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): July 1, 2016 (June 27, 2016) ALPHA-EN CORPORATION (Exact Name of Registrant as Specified in Its Charter) Delaware 001-12885 95-4622429 (State or Other Jurisdiction of Incorporation) ( |
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| May 26, 2016 |
Exhibit 16.1 May 26, 2016 United States Securities and Exchange Commission 100 F Street, N.E. Washington DC 20549-7561 Re: Alpha-En Corporation Commissioners: We have read Item 4.01 of Form 8-K dated May 26, 2016, of Alpha-En Corporation and are in agreement with the statements contained therein insofar as they relate to our firm. Very truly yours, /s/ Li and Company, PC Li and Company, PC |
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| May 26, 2016 |
Financial Statements and Exhibits, Changes in Registrant's Certifying Accountant UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): May 26, 2016 (May 21, 2016) ALPHA-EN CORPORATION (Exact Name of Registrant as Specified in Its Charter) Delaware 001-12885 95-4622429 (State or Other Jurisdiction of Incorporation) (C |
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| May 12, 2016 |
Exhibit 10.1 LEASE AGREEMENT THIS LEASE AGREEMENT (this ?Lease?) made effective as of the date and year set forth below, by HUDSON VIEW BUILDING #3, LLC, a Connecticut limited liability company, having an address at 485 West Putnam Avenue, Greenwich, Connecticut 06830 (?Landlord?), and ALPHA-EN CORPORATION, a Delaware corporation, having an address at 120 White Plains Road, Suite 425, Tarrytown, N |
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| May 12, 2016 |
Entry into a Material Definitive Agreement, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): May 12, 2016 ALPHA-EN CORPORATION (Exact Name of Registrant as Specified in Its Charter) Delaware 001-12885 95-4622429 (State or Other Jurisdiction of Incorporation) (Commission File |
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| February 22, 2016 |
Subsidiaries of alpha-En Corporation Exhibit 21.1 Subsidiaries of alpha-En Corporation Subsidiary State of Incorporation Owner Percentage Avenue Pictures, Inc. Delaware alpha-En Corporation 100 % Wombat Productions, Inc. Delaware alpha-En Corporation 100 % Clean Lithium Corporation New York alpha-En Corporation 93 % |
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| February 22, 2016 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K x ANNUAL REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2013 ¨ TRANSITION REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file no.: 001-12885 alpha-En Corporation (Exact Name of Registr |
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| December 24, 2015 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q (Mark One) x QUARTERLY REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2013 ? TRANSITION REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number 001-12885 ALPHA-EN CORPORATION |
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| December 10, 2015 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q (Mark One) x QUARTERLY REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2013 ¨ TRANSITION REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number 001-12885 ALPHA-EN CORPORATION (Exac |
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| November 24, 2015 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q (Mark One) x QUARTERLY REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2013 ¨ TRANSITION REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number 001-12885 ALPHA-EN CORPORATION (Exa |
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| October 26, 2015 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities and Exchange Act of 1934 PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): October 20, 2015 ALPHA-EN CORPORATION (Exact Name of Registrant as Specified in its Charter) Delaware 001-12 |
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| September 11, 2015 |
Subsidiaries of alpha-En Corporation Exhibit 21.1 Subsidiaries of alpha-En Corporation Subsidiary State of Incorporation Owner Percentage Avenue Pictures, Inc. Delaware alpha-En Corporation 100 % Wombat Productions, Inc. Delaware alpha-En Corporation 100 % |
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| September 11, 2015 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K x ANNUAL REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2012 ¨ TRANSITION REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file no.: 001-12885 alpha-En Corporation (Exact Name of Registr |
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| July 2, 2015 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q (Mark One) x QUARTERLY REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2012 ¨ TRANSITION REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number 001-12885 ALPHA-EN CORPORATION |
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| June 17, 2015 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q (Mark One) ý QUARTERLY REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2012 ¨ TRANSITION REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number 001-12885 ALPHA-EN CORPORATION (Exac |
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| June 4, 2015 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q (Mark One) x QUARTERLY REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2012 ¨ TRANSITION REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number 001-12885 ALPHA-EN CORPORATION (Exa |
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| March 25, 2015 |
Financial Statements and Exhibits, Changes in Registrant's Certifying Accountant UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K/A (Amendment No. 1) CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): March 10, 2015 ALPHA-EN CORPORATION (Exact Name of Registrant as Specified in its Charter) D |
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| March 25, 2015 |
EXHIBIT 16.1 NEW YORK ? 1001 Avenue of the Americas, 2nd Floor ? New York, NY 10018 Tel 212.868.5781 ? Fax 212.868.5782 NEW JERSEY ? 2 King Arthur Court, Suite A ? North Brunswick, New Jersey 08902 Tel 908.964.8300 ? Fax 908.964.9090 www.schulmanlobel.com March 25, 2015 Securities and Exchange Commission 100 F Street, N.E. Washington, D.C. 20549 RE: alpha-En Corporation We have read the statements |
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| March 24, 2015 |
Financial Statements and Exhibits, Changes in Registrant's Certifying Accountant UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): March 10, 2015 ALPHA-EN CORPORATION (Exact Name of Registrant as Specified in its Charter) Delaware 001-12885 95 |
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| April 16, 2012 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K x ANNUAL REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2011 ? TRANSITION REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file no.: 001-12885 alpha-En Corporation (Exact Name of Registr |
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| April 16, 2012 |
Subsidiaries of alpha-En Corporation Exhibit 21.1 Subsidiaries of alpha-En Corporation Subsidiary State of Incorporation Owner Percentage Avenue Pictures, Inc. Delaware alpha-En Corporation 100 % Wombat Productions, Inc. Delaware alpha-En Corporation 100 % |
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| March 30, 2012 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 12b-25 NOTIFICATION OF LATE FILING (Check One): þ Form 10-K ¨ Form 20-F ¨ Form 11-K ¨ Form 10-Q ¨ Form 10-D ¨ Form N-SAR ¨ Form N-CSR For Period Ended: December 31, 2011 ¨ Transition Report on Form 10-K ¨ Transition Report on Form 20-F ¨ Transition Report on Form 11-K ¨ Transition Report on Form 10-Q ¨ Transition Report on Form N-SAR For the Transition Period Ended: Nothing in this form shall be construed to imply that the Commission has verified any information contained herein. |
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| November 21, 2011 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q (Mark One) x QUARTERLY REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2011 ¨ TRANSITION REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number 001-12885 ALPHA-EN CORPORATION |
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| November 15, 2011 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 12b-25 NOTIFICATION OF LATE FILING (Check One): ? Form 10-K ? Form 20-F ? Form 11-K ? Form 10-Q ? Form 10-D ? Form N-SAR ? Form N-CSR For Period Ended: September 30, 2011 ? Transition Report on Form 10-K ? Transition Report on Form 20-F ? Transition Report on Form 11-K ? Transition Report on Form 10-Q ? Transition Report on Form N-SAR For the Transition Period Ended: Nothing in this form shall be construed to imply that the Commission has verified any information contained herein. |
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| August 19, 2011 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q (Mark One) x QUARTERLY REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2011 ¨ TRANSITION REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number 001-12885 ALPHA-EN CORPORATION (Exac |
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| August 15, 2011 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 12b-25 NOTIFICATION OF LATE FILING (Check One): ¨ Form 10-K ¨ Form 20-F ¨ Form 11-K þ Form 10-Q ¨ Form 10-D ¨ Form N-SAR ¨ Form N-CSR For Period Ended: June 30, 2011 ¨ Transition Report on Form 10-K ¨ Transition Report on Form 20-F ¨ Transition Report on Form 11-K ¨ Transition Report on Form 10-Q ¨ Transition Report on Form N-SAR For the Transition Period Ended: Nothing in this form shall be construed to imply that the Commission has verified any information contained herein. |
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| May 23, 2011 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q (Mark One) x QUARTERLY REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2011 ? TRANSITION REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number 001-12885 ALPHA-EN CORPORATION (Exa |
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| May 16, 2011 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 12b-25 NOTIFICATION OF LATE FILING (Check One): ¨ Form 10-K ¨ Form 20-F ¨ Form 11-K þ Form 10-Q ¨ Form 10-D ¨ Form N-SAR ¨ Form N-CSR For Period Ended: March 31, 2011 ¨ Transition Report on Form 10-K ¨ Transition Report on Form 20-F ¨ Transition Report on Form 11-K ¨ Transition Report on Form 10-Q ¨ Transition Report on Form N-SAR For the Transition Period Ended: Nothing in this form shall be construed to imply that the Commission has verified any information contained herein. |
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| April 1, 2011 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K x ANNUAL REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2010 ¨ TRANSITION REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file no.: 001-12885 alpha-En Corporation (Exact Name of Registr |
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| April 1, 2011 |
Subsidiaries of alpha-En Corporation Exhibit 21.1 Subsidiaries of alpha-En Corporation Subsidiary State of Incorporation Owner Percentage Avenue Pictures, Inc. Delaware alpha-En Corporation 100% Wombat Productions, Inc. Delaware alpha-En Corporation 100% |
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| April 1, 2011 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 12b-25 NOTIFICATION OF LATE FILING (Check One): þ Form 10-K ¨ Form 20-F ¨ Form 11-K ¨ Form 10-Q ¨ Form 10-D ¨ Form N-SAR ¨ Form N-CSR For Period Ended: December 31, 2010 ¨ Transition Report on Form 10-K ¨ Transition Report on Form 20-F ¨ Transition Report on Form 11-K ¨ Transition Report on Form 10-Q ¨ Transition Report on Form N-SAR For the Transition Period Ended: Nothing in this form shall be construed to imply that the Commission has verified any information contained herein. |
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| March 23, 2011 |
MOST & COMPANY, LLP March 21, 2011 Office of the Chief Accountant Securities and Exchange Commission 100 F Street, N. |
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| March 23, 2011 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 22, 2011 ALPHA-EN CORPORATION (Exact name of registrant as specified in its charter) Delaware 001-12885 95-4622429 (State or Other Jurisdiction (Commission File Number) (I.R.S. |
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| March 2, 2011 |
ALPHA-EN CORPORATION ANNOUNCES AGREEMENT FOR THE COMMERCIAL MANUFACTURE OF METALLIC LITHIUM alpha-En Corporation FOR IMMEDIATE RELEASE ALPHA-EN CORPORATION ANNOUNCES AGREEMENT FOR THE COMMERCIAL MANUFACTURE OF METALLIC LITHIUM Tarrytown, NY – March 2, 2011 – alpha-En Corporation (ALPE. |
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| March 2, 2011 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 23, 2011 alpha-En Corporation (Exact name of registrant as specified in its charter) Delaware 001-12885 95-4622429 (State or other jurisdiction (Commission (I.R.S. Employer o |
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| March 2, 2011 | ||
| November 15, 2010 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q (Mark One) x QUARTERLY REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2010 ? TRANSITION REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number 001-12885 ALPHA-EN CORPORATION |
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| August 20, 2010 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q (Mark One) x QUARTERLY REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2010 ¨ TRANSITION REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number 001-12885 ALPHA-EN CORPORATION (Exac |
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| August 17, 2010 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 12b-25 NOTIFICATION OF LATE FILING (Check One): ¨ Form 10-K ¨ Form 20-F ¨ Form 11-K þ Form 10-Q ¨ Form 10-D ¨ Form N-SAR ¨ Form N-CSR For Period Ended: June 30, 2010 ¨ Transition Report on Form 10-K ¨ Transition Report on Form 20-F ¨ Transition Report on Form 11-K ¨ Transition Report on Form 10-Q ¨ Transition Report on Form N-SAR For the Transition Period Ended: Nothing in this form shall be construed to imply that the Commission has verified any information contained herein. |
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| May 24, 2010 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q (Mark One) x QUARTERLY REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2010 ¨ TRANSITION REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number 001-12885 ALPHA-EN CORPORATION (Exa |
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| May 18, 2010 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 12b-25 NOTIFICATION OF LATE FILING (Check One): ¨ Form 10-K ¨ Form 20-F ¨ Form 11-K x Form 10-Q ¨ Form 10-D ¨ Form N-SAR ¨ Form N-CSR For Period Ended: March 31, 2010 ¨ Transition Report on Form 10-K ¨ Transition Report on Form 20-F ¨ Transition Report on Form 11-K ¨ Transition Report on Form 10-Q ¨ Transition Report on Form N-SAR For the Transition Period Ended: Nothing in this form shall be construed to imply that the Commission has verified any information contained herein. |
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| March 31, 2010 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K x ANNUAL REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2009 o TRANSITION REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file no.: 001-12885 alpha-En Corporation (Exact Name of Registr |
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| March 31, 2010 |
Subsidiaries of alpha-En Corporation Exhibit 21.1 Subsidiaries of alpha-En Corporation Subsidiary State of Incorporation Owner Percentage Avenue Pictures, Inc. Delaware alpha-En Corporation 100% Wombat Productions, Inc. Delaware alpha-En Corporation 100% |
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| November 13, 2009 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q (Mark One) x QUARTERLY REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2009 ¨ TRANSITION REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number 001-12885 ALPHA-EN CORPORATION |
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| August 14, 2009 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q (Mark One) x QUARTERLY REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2009 ¨ TRANSITION REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number 001-12885 ALPHA-EN CORPORATION (Exac |
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| July 29, 2009 |
July 28, 2009 Office of the Chief Accountant Securities and Exchange Commission 450 Fifth Street, N. |
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| July 29, 2009 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K Current Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 28, 2009 ALPHA-EN CORPORATION (Exact name of registrant as specified in its charter) Delaware 001-12885 95-4622429 (State or Other Jurisdiction (Commission File Number) (I.R.S. E |
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| May 15, 2009 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q (Mark One) x QUARTERLY REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2009 ¨ TRANSITION REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number 001-12885 ALPHA-EN CORPORATION (Exa |
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| March 26, 2009 |
Subsidiaries of alpha-En Corporation Exhibit 21.1 Subsidiaries of alpha-En Corporation Subsidiary State of Incorporation Owner Percentage Avenue Pictures, Inc. Delaware alpha-En Corporation 100% Wombat Productions, Inc. Delaware alpha-En Corporation 100% |
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| March 26, 2009 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K x ANNUAL REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2008 ¨ TRANSITION REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file no.: 001-12885 alpha-En Corporation (Exact Name of Registr |
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| March 2, 2009 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 25, 2009 alpha-En Corporation (Exact name of registrant as specified in its charter) Delaware 001-12885 95-4622429 (State or other jurisdiction (Commission (I.R.S. Employer o |
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| February 11, 2009 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 9, 2009 alpha-En Corporation (Exact name of registrant as specified in its charter) Delaware (State or other jurisdiction of incorporation) 001-12885 (Commission File Number) |
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| December 11, 2008 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): December 8, 2008 alpha-En Corporation (Exact name of registrant as specified in its charter) Delaware 001-12885 95-4622429 (State or other jurisdiction of incorporation) (Commission F |
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| November 14, 2008 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q (Mark One) x QUARTERLY REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2008 ¨ TRANSITION REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number 001-12885 ALPHA-EN CORPORATION |
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| August 14, 2008 |
Exhibit 3.3 CERTIFICATE OF AMENDMENT OF THE RESTATED CERTIFICATE OF INCORPORATION OF AVENUE ENTERTAINMENT GROUP, INC. (a Delaware Corporation) The undersigned, Michael D. Feldman, hereby certifies that: 1. He is Chairman and Chief Executive Officer of Avenue Entertainment Group, Inc. (the ?Corporation?), a Delaware corporation, and is duly authorized by the unanimous written consent of the Board o |
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| August 14, 2008 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q (Mark One) x QUARTERLY REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2008 ¨ TRANSITION REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number 001-12885 ALPHA-EN CORPORATION (Exac |
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| May 19, 2008 |
SCHEDULE 14C INFORMATION (RULE 14c-101) INFORMATION REQUIRED IN INFORMATION STATEMENT SCHEDULE 14C INFORMATION INFORMATION STATEMENT PURSUANT TO SECTION 14(C) OF THE SECURITIES EXCHANGE ACT OF 1934 o Preliminary Information Statement o Confidential, for Use of the Commission Only (as permitted by Rule 14c-5(d)(2)) x Definitive Information Statement Avenue Entertainment Group, Inc. |
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| May 15, 2008 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q (Mark One) x QUARTERLY REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2008 ¨ TRANSITION REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT For the transition period from to Commission File Number 001-12885 AVENUE ENTERTAINMENT GROUP INC. ( |
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| May 9, 2008 |
SCHEDULE 14C INFORMATION (RULE 14c-101) INFORMATION REQUIRED IN INFORMATION STATEMENT SCHEDULE 14C INFORMATION INFORMATION STATEMENT PURSUANT TO SECTION 14(C) OF THE SECURITIES EXCHANGE ACT OF 1934 x Preliminary Information Statement o Confidential, for Use of the Commission Only (as permitted by Rule 14c-5(d)(2)) o Definitive Information Statement Avenue Entertainment Group, Inc. |
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| April 14, 2008 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-KSB UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-KSB x ANNUAL REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2007 ¨ TRANSITION REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File No.: 001-12885 AVENUE ENTERTAINMENT GROUP, INC. (Name of |
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| April 14, 2008 |
SUBSIDIARIES OF AVENUE ENTERTAINMENT GROUP, INC. Exhibit 21.1 SUBSIDIARIES OF AVENUE ENTERTAINMENT GROUP, INC. Subsidiary Owner Avenue Pictures, Inc., a Delaware corporation Avenue Entertainment Group, Inc. 100% Wombat Productions, Inc., a Delaware corporation Avenue Entertainment Group, Inc. 100% |
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| April 10, 2008 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 10-QSB UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 10-QSB x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 FOR THE QUARTERLY PERIOD ENDED JUNE 30, 2007 o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission File Number 001-12885 AVENUE ENTERTAINMENT GROUP INC. |
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| April 10, 2008 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 10-QSB UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 10-QSB x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 FOR THE QUARTERLY PERIOD ENDED SEPTEMBER 30, 2007 o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission File Number 001-12885 AVENUE ENTERTAINMENT GROUP INC. |
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| March 31, 2008 |
SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 12b-25 SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 12b-25 Commission File Number 001-12885 NOTIFICATION OF LATE FILING (Check One): x Form 10-K o Form 11-K o Form 20-F o Form 10-Q For Period Ended: December 31, 2007 Nothing in this Form shall be construed to imply that the Commission has verified any information contained herein. If the notification relates to a portion of the filing c |
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| March 31, 2008 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 10-QSB UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 10-QSB x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 FOR THE QUARTERLY PERIOD ENDED MARCH 31, 2007 o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission File Number 001-12885 AVENUE ENTERTAINMENT GROUP INC. |
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| February 22, 2008 |
EX-14.1 2 v103962ex14-1.htm Exhibit 14.1 CODE OF BUSINESS ETHICS Avenue Entertainment Group, Inc. Conflict of Interest and Confidential Information Policy Part I: Code of Business Ethics Integrity Avenue Entertainment Group, Inc. (the “Company”) values its reputation for integrity, honesty and fair dealing and these qualities must at all times characterize our business activities with customers, s |
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| February 22, 2008 |
SUBSIDIARIES OF AVENUE ENTERTAINMENT GROUP, INC. Exhibit 21.1 SUBSIDIARIES OF AVENUE ENTERTAINMENT GROUP, INC. Subsidiary Owner Avenue Pictures, Inc., a Delaware corporation Avenue Entertainment Group, Inc. 100% Wombat Productions, Inc., a Delaware corporation Avenue Entertainment Group, Inc. 100% |
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| February 22, 2008 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-KSB UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-KSB x ANNUAL REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 FOR THE FISCAL YEAR ENDED DECEMBER 31, 2006 Commission File No.: 001-12885 AVENUE ENTERTAINMENT GROUP, INC. (Name of small business issuer in its charter) Delaware 95-4622429 (State or other jurisdiction of incorporation or organizatio |
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| September 28, 2007 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): September 18, 2007 Avenue Entertainment Group, Inc. (Exact name of registrant as specified in its charter) Delaware 001-12885 95-4622429 (State or other jurisdiction (Commission (I.R. |
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| September 28, 2007 |
Exhibit 16.1 Eisner LLP Accountants and Advisors 750 Third Avenue New York, New York 10017-2703 Tel. 212-949-8700 Fax 212-891-4100 www.eisnerllp.com EISNER September 21, 2007 Securities and Exchange Commission 100 F Street, N.E. Washington, D.C. 20549 Re: Avenue Entertainment Group, Inc. Gentlemen: We have read Item 4.01 of Form 8-K dated September 18, 2007 of Avenue Entertainment Group, Inc. and |
