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| CIK | 711065 |
SEC Filings
All companies that sell securities in the United States must register with the Securities and Exchange Commission (SEC) and file reports on a regular basis.
These reports include company annual reports (10K, 10Q), news updates (8K), investor presentations (found in 8Ks), insider trades (form 4), ownership reports (13D, and 13G), and reports related to the specific securities sold, such as registration statements and prospectus. This page shows recent SEC filings related to Applied Micro Circuits Corp.
SEC Filings (Chronological Order)
Halaman ini menyediakan daftar lengkap dan kronologis dari Pengajuan SEC, tidak termasuk pengajuan kepemilikan yang kami sediakan di tempat lain.
| February 9, 2017 |
AMCC / Applied Micro Circuits Corp. / VANGUARD GROUP INC Passive Investment appliedmicrocircuitscorp.htm - Generated by SEC Publisher for SEC Filing SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Schedule 13G Under the Securities Exchange Act of 1934 (Amendment No.: 6 )* Name of issuer: Applied Micro Circuits Corp Title of Class of Securities: Common Stock CUSIP Number: 03822W406 Date of Event Which Requires Filing of this Statement: December 31, 2016 Check the |
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| February 6, 2017 |
15-12G UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 15 CERTIFICATION AND NOTICE OF TERMINATION OF REGISTRATION UNDER SECTION 12(g) OF THE SECURITIES EXCHANGE ACT OF 1934 OR SUSPENSION OF DUTY TO FILE REPORTS UNDER SECTIONS 13 AND 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934. Commission File Number: 000-23193 MACOM CONNECTIVITY SOLUTIONS, LLC (successor in interest t |
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| February 2, 2017 |
Applied Micro Circuits S-8 POS S-8 POS Registration Nos. 333-212936, 333-207898, 333-198159, 333-183603, 333-177773, 333-171960, 333-147297, 333-140052, 333-130589, 333-114327, 333-110075, 333-71878, 333-57202, 333-53282, 333-48914, 333-48912, 333-41572, 333-35408, 333-92507, 333-76767, 333-74787, 333-47185 AS FILED WITH THE SECURITIES AND EXCHANGE COMMISSION ON February 2, 2017 UNITED STATES SECURITIES AND EXCHANGE COMMISSION |
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| February 2, 2017 |
Applied Micro Circuits S-8 POS S-8 POS Registration Nos. 333-212936, 333-207898, 333-198159, 333-183603, 333-177773, 333-171960, 333-147297, 333-140052, 333-130589, 333-114327, 333-110075, 333-71878, 333-57202, 333-53282, 333-48914, 333-48912, 333-41572, 333-35408, 333-92507, 333-76767, 333-74787, 333-47185 AS FILED WITH THE SECURITIES AND EXCHANGE COMMISSION ON February 2, 2017 UNITED STATES SECURITIES AND EXCHANGE COMMISSION |
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| February 2, 2017 |
Applied Micro Circuits S-8 POS S-8 POS Registration Nos. 333-212936, 333-207898, 333-198159, 333-183603, 333-177773, 333-171960, 333-147297, 333-140052, 333-130589, 333-114327, 333-110075, 333-71878, 333-57202, 333-53282, 333-48914, 333-48912, 333-41572, 333-35408, 333-92507, 333-76767, 333-74787, 333-47185 AS FILED WITH THE SECURITIES AND EXCHANGE COMMISSION ON February 2, 2017 UNITED STATES SECURITIES AND EXCHANGE COMMISSION |
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| February 2, 2017 |
Applied Micro Circuits S-8 POS S-8 POS Registration Nos. 333-212936, 333-207898, 333-198159, 333-183603, 333-177773, 333-171960, 333-147297, 333-140052, 333-130589, 333-114327, 333-110075, 333-71878, 333-57202, 333-53282, 333-48914, 333-48912, 333-41572, 333-35408, 333-92507, 333-76767, 333-74787, 333-47185 AS FILED WITH THE SECURITIES AND EXCHANGE COMMISSION ON February 2, 2017 UNITED STATES SECURITIES AND EXCHANGE COMMISSION |
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| February 2, 2017 |
Applied Micro Circuits S-8 POS S-8 POS Registration Nos. 333-212936, 333-207898, 333-198159, 333-183603, 333-177773, 333-171960, 333-147297, 333-140052, 333-130589, 333-114327, 333-110075, 333-71878, 333-57202, 333-53282, 333-48914, 333-48912, 333-41572, 333-35408, 333-92507, 333-76767, 333-74787, 333-47185 AS FILED WITH THE SECURITIES AND EXCHANGE COMMISSION ON February 2, 2017 UNITED STATES SECURITIES AND EXCHANGE COMMISSION |
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| February 2, 2017 |
Applied Micro Circuits S-8 POS S-8 POS Registration Nos. 333-212936, 333-207898, 333-198159, 333-183603, 333-177773, 333-171960, 333-147297, 333-140052, 333-130589, 333-114327, 333-110075, 333-71878, 333-57202, 333-53282, 333-48914, 333-48912, 333-41572, 333-35408, 333-92507, 333-76767, 333-74787, 333-47185 AS FILED WITH THE SECURITIES AND EXCHANGE COMMISSION ON February 2, 2017 UNITED STATES SECURITIES AND EXCHANGE COMMISSION |
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| February 2, 2017 |
Applied Micro Circuits S-8 POS S-8 POS 1 d331458ds8pos.htm S-8 POS Registration Nos. 333-212936, 333-207898, 333-198159, 333-183603, 333-177773, 333-171960, 333-147297, 333-140052, 333-130589, 333-114327, 333-110075, 333-71878, 333-57202, 333-53282, 333-48914, 333-48912, 333-41572, 333-35408, 333-92507, 333-76767, 333-74787, 333-47185 AS FILED WITH THE SECURITIES AND EXCHANGE COMMISSION ON February 2, 2017 UNITED STATES SECURIT |
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| February 2, 2017 |
Applied Micro Circuits S-8 POS S-8 POS 1 d331458ds8pos.htm S-8 POS Registration Nos. 333-212936, 333-207898, 333-198159, 333-183603, 333-177773, 333-171960, 333-147297, 333-140052, 333-130589, 333-114327, 333-110075, 333-71878, 333-57202, 333-53282, 333-48914, 333-48912, 333-41572, 333-35408, 333-92507, 333-76767, 333-74787, 333-47185 AS FILED WITH THE SECURITIES AND EXCHANGE COMMISSION ON February 2, 2017 UNITED STATES SECURIT |
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| February 2, 2017 |
Applied Micro Circuits S-8 POS S-8 POS Registration Nos. 333-212936, 333-207898, 333-198159, 333-183603, 333-177773, 333-171960, 333-147297, 333-140052, 333-130589, 333-114327, 333-110075, 333-71878, 333-57202, 333-53282, 333-48914, 333-48912, 333-41572, 333-35408, 333-92507, 333-76767, 333-74787, 333-47185 AS FILED WITH THE SECURITIES AND EXCHANGE COMMISSION ON February 2, 2017 UNITED STATES SECURITIES AND EXCHANGE COMMISSION |
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| February 2, 2017 |
Applied Micro Circuits S-8 POS S-8 POS Registration Nos. 333-212936, 333-207898, 333-198159, 333-183603, 333-177773, 333-171960, 333-147297, 333-140052, 333-130589, 333-114327, 333-110075, 333-71878, 333-57202, 333-53282, 333-48914, 333-48912, 333-41572, 333-35408, 333-92507, 333-76767, 333-74787, 333-47185 AS FILED WITH THE SECURITIES AND EXCHANGE COMMISSION ON February 2, 2017 UNITED STATES SECURITIES AND EXCHANGE COMMISSION |
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| February 2, 2017 |
Applied Micro Circuits S-8 POS Registration Nos. 333-212936, 333-207898, 333-198159, 333-183603, 333-177773, 333-171960, 333-147297, 333-140052, 333-130589, 333-114327, 333-110075, 333-71878, 333-57202, 333-53282, 333-48914, 333-48912, 333-41572, 333-35408, 333-92507, 333-76767, 333-74787, 333-47185 AS FILED WITH THE SECURITIES AND EXCHANGE COMMISSION ON February 2, 2017 UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGT |
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| February 2, 2017 |
Applied Micro Circuits S-8 POS S-8 POS 1 d331458ds8pos.htm S-8 POS Registration Nos. 333-212936, 333-207898, 333-198159, 333-183603, 333-177773, 333-171960, 333-147297, 333-140052, 333-130589, 333-114327, 333-110075, 333-71878, 333-57202, 333-53282, 333-48914, 333-48912, 333-41572, 333-35408, 333-92507, 333-76767, 333-74787, 333-47185 AS FILED WITH THE SECURITIES AND EXCHANGE COMMISSION ON February 2, 2017 UNITED STATES SECURIT |
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| February 2, 2017 |
Applied Micro Circuits S-8 POS S-8 POS 1 d331458ds8pos.htm S-8 POS Registration Nos. 333-212936, 333-207898, 333-198159, 333-183603, 333-177773, 333-171960, 333-147297, 333-140052, 333-130589, 333-114327, 333-110075, 333-71878, 333-57202, 333-53282, 333-48914, 333-48912, 333-41572, 333-35408, 333-92507, 333-76767, 333-74787, 333-47185 AS FILED WITH THE SECURITIES AND EXCHANGE COMMISSION ON February 2, 2017 UNITED STATES SECURIT |
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| February 2, 2017 |
Applied Micro Circuits S-8 POS S-8 POS 1 d331458ds8pos.htm S-8 POS Registration Nos. 333-212936, 333-207898, 333-198159, 333-183603, 333-177773, 333-171960, 333-147297, 333-140052, 333-130589, 333-114327, 333-110075, 333-71878, 333-57202, 333-53282, 333-48914, 333-48912, 333-41572, 333-35408, 333-92507, 333-76767, 333-74787, 333-47185 AS FILED WITH THE SECURITIES AND EXCHANGE COMMISSION ON February 2, 2017 UNITED STATES SECURIT |
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| February 2, 2017 |
Applied Micro Circuits S-8 POS S-8 POS Registration Nos. 333-212936, 333-207898, 333-198159, 333-183603, 333-177773, 333-171960, 333-147297, 333-140052, 333-130589, 333-114327, 333-110075, 333-71878, 333-57202, 333-53282, 333-48914, 333-48912, 333-41572, 333-35408, 333-92507, 333-76767, 333-74787, 333-47185 AS FILED WITH THE SECURITIES AND EXCHANGE COMMISSION ON February 2, 2017 UNITED STATES SECURITIES AND EXCHANGE COMMISSION |
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| February 2, 2017 |
Applied Micro Circuits S-8 POS S-8 POS Registration Nos. 333-212936, 333-207898, 333-198159, 333-183603, 333-177773, 333-171960, 333-147297, 333-140052, 333-130589, 333-114327, 333-110075, 333-71878, 333-57202, 333-53282, 333-48914, 333-48912, 333-41572, 333-35408, 333-92507, 333-76767, 333-74787, 333-47185 AS FILED WITH THE SECURITIES AND EXCHANGE COMMISSION ON February 2, 2017 UNITED STATES SECURITIES AND EXCHANGE COMMISSION |
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| February 2, 2017 |
Applied Micro Circuits S-8 POS S-8 POS Registration Nos. 333-212936, 333-207898, 333-198159, 333-183603, 333-177773, 333-171960, 333-147297, 333-140052, 333-130589, 333-114327, 333-110075, 333-71878, 333-57202, 333-53282, 333-48914, 333-48912, 333-41572, 333-35408, 333-92507, 333-76767, 333-74787, 333-47185 AS FILED WITH THE SECURITIES AND EXCHANGE COMMISSION ON February 2, 2017 UNITED STATES SECURITIES AND EXCHANGE COMMISSION |
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| February 2, 2017 |
Applied Micro Circuits S-8 POS S-8 POS Registration Nos. 333-212936, 333-207898, 333-198159, 333-183603, 333-177773, 333-171960, 333-147297, 333-140052, 333-130589, 333-114327, 333-110075, 333-71878, 333-57202, 333-53282, 333-48914, 333-48912, 333-41572, 333-35408, 333-92507, 333-76767, 333-74787, 333-47185 AS FILED WITH THE SECURITIES AND EXCHANGE COMMISSION ON February 2, 2017 UNITED STATES SECURITIES AND EXCHANGE COMMISSION |
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| February 2, 2017 |
Applied Micro Circuits S-8 POS S-8 POS Registration Nos. 333-212936, 333-207898, 333-198159, 333-183603, 333-177773, 333-171960, 333-147297, 333-140052, 333-130589, 333-114327, 333-110075, 333-71878, 333-57202, 333-53282, 333-48914, 333-48912, 333-41572, 333-35408, 333-92507, 333-76767, 333-74787, 333-47185 AS FILED WITH THE SECURITIES AND EXCHANGE COMMISSION ON February 2, 2017 UNITED STATES SECURITIES AND EXCHANGE COMMISSION |
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| February 2, 2017 |
Applied Micro Circuits S-8 POS S-8 POS 1 d331458ds8pos.htm S-8 POS Registration Nos. 333-212936, 333-207898, 333-198159, 333-183603, 333-177773, 333-171960, 333-147297, 333-140052, 333-130589, 333-114327, 333-110075, 333-71878, 333-57202, 333-53282, 333-48914, 333-48912, 333-41572, 333-35408, 333-92507, 333-76767, 333-74787, 333-47185 AS FILED WITH THE SECURITIES AND EXCHANGE COMMISSION ON February 2, 2017 UNITED STATES SECURIT |
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| February 2, 2017 |
Applied Micro Circuits S-8 POS S-8 POS Registration Nos. 333-212936, 333-207898, 333-198159, 333-183603, 333-177773, 333-171960, 333-147297, 333-140052, 333-130589, 333-114327, 333-110075, 333-71878, 333-57202, 333-53282, 333-48914, 333-48912, 333-41572, 333-35408, 333-92507, 333-76767, 333-74787, 333-47185 AS FILED WITH THE SECURITIES AND EXCHANGE COMMISSION ON February 2, 2017 UNITED STATES SECURITIES AND EXCHANGE COMMISSION |
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| February 2, 2017 |
Applied Micro Circuits S-8 POS S-8 POS Registration Nos. 333-212936, 333-207898, 333-198159, 333-183603, 333-177773, 333-171960, 333-147297, 333-140052, 333-130589, 333-114327, 333-110075, 333-71878, 333-57202, 333-53282, 333-48914, 333-48912, 333-41572, 333-35408, 333-92507, 333-76767, 333-74787, 333-47185 AS FILED WITH THE SECURITIES AND EXCHANGE COMMISSION ON February 2, 2017 UNITED STATES SECURITIES AND EXCHANGE COMMISSION |
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| January 31, 2017 |
AMCC / Applied Micro Circuits Corp. / Kingdom Ridge Capital, LLC Activist Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 SCHEDULE 13D THE SECURITIES EXCHANGE ACT OF 1934 (Amendment No. |
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| January 26, 2017 |
Form 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): January 25, 2017 MACOM Connectivity Solutions, LLC (successor in interest to Applied Micro Circuits Corporation) (Exact name of registrant as specified in its charter) DELAWAR |
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| January 26, 2017 |
EX-3.1 2 d327465dex31.htm EX-3.1 Exhibit 3.1 STATE of DELAWARE LIMITED LIABILITY COMPANY CERTIFICATE OF FORMATION OF MONTANA MERGER SUB II, LLC Pursuant to Title 6, Chapter 18, Sections 201 and 204 of the Delaware Code This Certificate of Formation of Montana Merger Sub II, LLC is being duly executed and filed by William J. Valle, as an authorized person, to form a limited liability company under |
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| January 26, 2017 |
AMENDMENT NO. 1 TO THE LIMITED LIABILITY COMPANY AGREEMENT MONTANA MERGER SUB II, LLC EX-3.4 5 d327465dex34.htm EX-3.4 EXHIBIT 3.4 AMENDMENT NO. 1 TO THE LIMITED LIABILITY COMPANY AGREEMENT OF MONTANA MERGER SUB II, LLC This AMENDMENT NO. 1 (this “Amendment”) to the Limited Liability Company Agreement (the “Agreement”) of Montana Merger Sub II, LLC (the “Company”) is entered into as of December 28, 2016, by MACOM Technology Solutions Holdings, Inc., a Delaware corporation and the s |
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| January 26, 2017 |
LIMITED LIABILITY COMPANY AGREEMENT MONTANA MERGER SUB II, LLC EX-3.3 EXHIBIT 3.3 LIMITED LIABILITY COMPANY AGREEMENT OF MONTANA MERGER SUB II, LLC This LIMITED LIABILITY COMPANY AGREEMENT (this ?Agreement?) of Montana Merger Sub II, LLC (the ?Company?) is entered into as of November 17, 2016, by MACOM Technology Solutions Holdings, Inc., a Delaware corporation and the sole member of the Company (the ?Member?). The Member, in order to form a limited liability |
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| January 26, 2017 |
EX-3.2 3 d327465dex32.htm EX-3.2 Exhibit 3.2 STATE of DELAWARE CERTIFICATE OF AMENDMENT OF CERTIFICATE OF FORMATION OF MONTANA MERGER SUB II, LLC December 28, 2016 The undersigned, desiring to amend the Certificate of Formation of Montana Merger Sub II, LLC (the “Company”) pursuant to the provisions of Section 18-202 of the Limited Liability Company Act of the State of Delaware, does hereby certif |
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| January 26, 2017 |
Applied Micro Circuits SC TO-T/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE TO AMENDMENT NO. 3 (RULE 14D-100) Tender Offer Statement Pursuant to Section 14(d)(1) or 13(e)(1) of the Securities Exchange Act of 1934 APPLIED MICRO CIRCUITS CORPORATION (Names of Subject Company) MONTANA MERGER SUB I, INC. (Purchaser) MACOM TECHNOLOGY SOLUTIONS HOLDINGS, INC. (Parent of Purchaser) (Names of Filing |
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| January 26, 2017 |
EX-(a)(5)(K) Exhibit (a) (5) (K) Jan 26, 2017 MACOM Accepts Shares of AppliedMicro Tendered into Exchange Offer; To Announce First Quarter Fiscal Year 2017 Financial Results on January 31, 2017 LOWELL, Mass. |
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| January 26, 2017 |
Applied Micro Circuits SCHEDULE 14D-9 (AMENDMENT NO. 4) Schedule 14D-9 (Amendment No. 4) SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 SCHEDULE 14D-9 Solicitation/Recommendation Statement Under Section 14(d)(4) of the Securities Exchange Act of 1934 (Amendment No. 4) Applied Micro Circuits Corporation (Name of Subject Company) Applied Micro Circuits Corporation (Name of Person(s) Filing Statement) Common Stock, Par Value $0.01 Per Share (Titl |
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| January 18, 2017 |
Applied Micro Circuits SC TO-T/A SC TO-T/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE TO AMENDMENT NO. 2 (RULE 14D-100) Tender Offer Statement Pursuant to Section 14(d)(1) or 13(e)(1) of the Securities Exchange Act of 1934 APPLIED MICRO CIRCUITS CORPORATION (Names of Subject Company) MONTANA MERGER SUB I, INC. (Purchaser) MACOM TECHNOLOGY SOLUTIONS HOLDINGS, INC. (Parent of Purchaser) (Names |
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| January 18, 2017 |
Applied Micro Circuits SCHEDULE 14D-9 (AMENDMENT NO. 3) Schedule 14D-9 (Amendment No. 3) SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 SCHEDULE 14D-9 Solicitation/Recommendation Statement Under Section 14(d)(4) of the Securities Exchange Act of 1934 (Amendment No. 3) Applied Micro Circuits Corporation (Name of Subject Company) Applied Micro Circuits Corporation (Name of Person(s) Filing Statement) Common Stock, Par Value $0.01 Per Share (Titl |
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| January 17, 2017 |
Applied Micro Circuits SCHEDULE 14D-9 (AMENDMENT NO. 2) Schedule 14D-9 (Amendment No. 2) SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 SCHEDULE 14D-9 Solicitation/Recommendation Statement Under Section 14(d)(4) of the Securities Exchange Act of 1934 (Amendment No. 2) Applied Micro Circuits Corporation (Name of Subject Company) Applied Micro Circuits Corporation (Name of Person(s) Filing Statement) Common Stock, Par Value $0.01 Per Share (Titl |
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| January 5, 2017 |
Applied Micro Circuits AMENDMENT NO.1 TO SC TO-T Amendment No.1 to SC TO-T UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE TO AMENDMENT NO. 1 (RULE 14D-100) Tender Offer Statement Pursuant to Section 14(d)(1) or 13(e)(1) of the Securities Exchange Act of 1934 APPLIED MICRO CIRCUITS CORPORATION (Names of Subject Company) MONTANA MERGER SUB I, INC. (Purchaser) MACOM TECHNOLOGY SOLUTIONS HOLDINGS, INC. (Parent of Pu |
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| January 5, 2017 |
EX-99.(A)(5)(M) 2 d319639dex99a5m.htm EXHIBIT (A)(5)(M) Exhibit (a)(5)(M) ROSEMARY M. RIVAS (SBN 209147) FINKELSTEIN THOMPSON LLP One California Street, Suite 900 San Francisco, CA 94111 Telephone: (415) 398-8700 Facsimile: (415) 398-8704 Email: [email protected] Attorney for Plaintiff Kevin Nygren and the Proposed Class [Additional counsel appear on signature page] UNITED STATES DIST |
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| January 5, 2017 |
Applied Micro Circuits SC 14D9/A SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 SCHEDULE 14D-9 Solicitation/Recommendation Statement Under Section 14(d)(4) of the Securities Exchange Act of 1934 (Amendment No. |
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| December 21, 2016 |
Exhibit (a)(1)(C) Exhibit (a)(1)(c) December 21, 2016 Dear Stockholder: We are pleased to inform you that on November 21, 2016, Applied Micro Circuits Corporation (?AMCC?) entered into an Agreement and Plan of Merger and Reorganization (the ?Merger Agreement?) with MACOM Technology Solutions Holdings, Inc. |
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| December 21, 2016 |
[Signature page follows] October 28, 2016 Confidential Page 5 Exhibit (e)(6) Exhibit (e)(6) October 28, 2016 STRICTLY CONFIDENTIAL AND SUBJECT TO NDA Applied Micro Circuits Corporation 4555 Great America Parkway, Suite 601 Santa Clara, California 95054 Attention: Dr. |
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| December 21, 2016 |
MUTUAL NON-DISCLOSURE AGREEMENT Exhibit (e)(5) Exhibit (e)(5) MUTUAL NON-DISCLOSURE AGREEMENT Effective Date: July 26, 2016 Applied Micro Circuits Corporation, a Delaware corporation with its principal place of business located at 4555 Great America Parkway, Santa Clara, California 95054, USA, on behalf of itself and its Affiliates (collectively, APM), and MACOM Technology Solutions Inc. |
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| December 21, 2016 |
Exhibit (e)(4) Exhibit (e)(4) APPLIED MICRO CIRCUITS CORPORATION EXECUTIVE SEVERANCE BENEFIT PLAN AMENDED AND RESTATED PARTICIPATION NOTICE To: Paramesh Gopi Date: December 20, 2016 In connection with the Agreement and Plan of Merger and Reorganization by and among MACOM Technology Solutions Holdings, Inc. |
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| December 21, 2016 |
Applied Micro Circuits SC 14D9 SC 14D9 1 d309035dsc14d9.htm SC 14D9 Table of Contents SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 SCHEDULE 14D-9 Solicitation/Recommendation Statement Under Section 14(d)(4) of the Securities Exchange Act of 1934 Applied Micro Circuits Corporation (Name of Subject Company) Applied Micro Circuits Corporation (Name of Person(s) Filing Statement) Common Stock, Par Value $0.01 Per Share ( |
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| December 21, 2016 |
Exhibit (e)(2) Exhibit (e)(2) Execution Version APPLIED MICRO CIRCUITS CORPORATION EXECUTIVE SEVERANCE BENEFIT PLAN APPROVED BY COMPENSATION COMMITTEE ON: SEPTEMBER 19, 2007 AMENDED BY COMPENSATION COMMITTEE ON: AUGUST 19, 2008 AMENDED BY COMPENSATION COMMITTEE ON: OCTOBER 28, 2008 AMENDED BY COMPENSATION COMMITTEE ON: JANUARY 26, 2009 AMENDED BY COMPENSATION COMMITTEE ON: APRIL 27, 2010 AMENDED BY COMPENSATION COMMITTEE ON: AUGUST 17, 2010 AMENDED BY COMPENSATION COMMITTEE ON: OCTOBER 19, 2011 AMENDED BY COMPENSATION COMMITTEE ON: SEPTEMBER 19, 2013 AMENDED BY COMPENSATION COMMITTEE ON: NOVEMBER 20, 2016 SECTION 1. |
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| December 21, 2016 |
Applied Micro Circuits SC TO-T SC TO-T UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE TO (RULE 14D-100) Tender Offer Statement Pursuant to Section 14(d)(1) or 13(e)(1) of the Securities Exchange Act of 1934 APPLIED MICRO CIRCUITS CORPORATION (Names of Subject Company) MONTANA MERGER SUB I, INC. (Purchaser) MACOM TECHNOLOGY SOLUTIONS HOLDINGS, INC. (Parent of Purchaser) (Names of Filing Persons) |
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| December 14, 2016 |
Applied Micro Circuits 425 (Prospectus) 425 Filed by MACOM Technology Solutions Holdings, Inc. pursuant to Rule 425 under the Securities Act of 1933, as amended and deemed filed pursuant to Rule 14d-2 of the Securities Exchange Act of 1934, as amended MACOM 100 Chelmsford Street Lowell, Massachusetts 01851 +1 978 656.2500 www.macom.com Subject Company: Applied Micro Circuits Corporation Commission File No. 000-23193 Announcement Date: D |
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| December 14, 2016 |
Applied Micro Circuits 425 (Prospectus) 425 Filed by Applied Micro Circuits Corporation pursuant to Rule 425 under the Securities Act of 1933, as amended and deemed filed pursuant to Rule 14d-9(a) of the Securities Exchange Act of 1934, as amended Subject Company: Applied Micro Circuits Corporation Commission File No. |
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| December 13, 2016 |
Applied Micro Circuits 425 (Prospectus) 425 Filed by MACOM Technology Solutions Holdings, Inc. pursuant to Rule 425 under the Securities Act of 1933, as amended and deemed filed pursuant to Rule 14d-2 of the Securities Exchange Act of 1934, as amended Subject Company: Applied Micro Circuits Corporation Commission File No. 000-23193 December 13, 2016 MACOM Announces Early Termination of Hart-Scott-Rodino Antitrust Review LOWELL, Mass.?MA |
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| December 6, 2016 |
Applied Micro Circuits 425 (Prospectus) 425 Filed by MACOM Technology Solutions Holdings, Inc. pursuant to Rule 425 under the Securities Act of 1933, as amended and deemed filed pursuant to Rule 14d-2 of the Securities Exchange Act of 1934, as amended Subject Company: Applied Micro Circuits Corporation Commission File No. 000-23193 APPLIED MICRO EMPLOYEE Q & A?S REGARDING ANNOUNCED MACOM ACQUISITION December 6, 2016 When will the MACOM |
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| December 6, 2016 |
Applied Micro Circuits 425 (Prospectus) 425 Filed by Applied Micro Circuits Corporation pursuant to Rule 425 under the Securities Act of 1933, as amended and deemed filed pursuant to Rule 14d-9(a) of the Securities Exchange Act of 1934, as amended Subject Company: Applied Micro Circuits Corporation Commission File No. |
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| December 5, 2016 |
Applied Micro Circuits 425 (Prospectus) 425 MACOM Technology Solutions Holdings (MTSI) November, 2016 Filed by MACOM Technology Solutions Holdings, Inc. |
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| December 2, 2016 |
Applied Micro Circuits 425 (Prospectus) 425 Filed by Applied Micro Circuits Corporation pursuant to Rule 425 under the Securities Act of 1933, as amended and deemed filed pursuant to Rule 14d-9a of the Securities Exchange Act of 1934, as amended Subject Company: Applied Micro Circuits Corporation Commission File No. |
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| December 2, 2016 |
Applied Micro Circuits 425 (Prospectus) 425 Accelerating and Broadening Breakout Growth in Cloud Data Centers John Croteau, President, CEO MACOM November 30, 2016 Filed by Applied Micro Circuits Corporation pursuant to Rule 425 under the Securities Act of 1933, as amended and deemed filed pursuant to Rule 14d-9a of the Securities Exchange Act of 1934, as amended Subject Company: Applied Micro Circuits Corporation Commission File No. |
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| December 1, 2016 |
Applied Micro Circuits 425 (Prospectus) 425 Filed by MACOM Technology Solutions Holdings, Inc. pursuant to Rule 425 under the Securities Act of 1933, as amended and deemed filed pursuant to Rule 14a-12 of the Securities Exchange Act of 1934, as amended Subject Company: Applied Micro Circuits Corporation Commission File No. 000-23193 The following is a transcript of a presentation that was conducted on November 30, 2016. 1 THOMSON REUTER |
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| November 30, 2016 |
Applied Micro Circuits 425 (Prospectus) 425 Accelerating and Broadening Breakout Growth in Cloud Data Centers John Croteau, President, CEO MACOM November 30, 2016 Filed by MACOM Technology Solutions Holdings, Inc. |
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| November 29, 2016 |
Applied Micro Circuits 425 (Prospectus) 425 Filed by MACOM Technology Solutions Holdings, Inc. pursuant to Rule 425 under the Securities Act of 1933, as amended and deemed filed pursuant to Rule 14a-12 of the Securities Exchange Act of 1934, as amended Subject Company: Applied Micro Circuits Corporation Commission File No. 000-23193 Nov 29, 2016 MACOM to Webcast Town Hall Meeting on November 30 LOWELL, Mass. ? MACOM Technology Solutions |
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| November 21, 2016 |
Applied Micro Circuits 425 (Prospectus) 425 Filed by MACOM Technology Solutions Holdings, Inc. pursuant to Rule 425 under the Securities Act of 1933, as amended and deemed filed pursuant to Rule 14a-12 of the Securities Exchange Act of 1934, as amended Subject Company: Applied Micro Circuits Corporation Commission File No. 000-23193 MACOM Technology Solutions Holdings, Inc. Conference Call November 21, 2016 Corporate Speakers ? Steve Fe |
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| November 21, 2016 |
Applied Micro Circuits 425 (Prospectus) 425 MACOM Announces Definitive Agreement to Acquire AppliedMicro November 21, 2016 Filed by MACOM Technology Solutions Holdings, Inc. |
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| November 21, 2016 |
8-K 1 d292506d8k.htm FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): November 21, 2016 Applied Micro Circuits Corporation (Exact name of registrant as specified in its charter) DELAWARE (State or Other Jurisdiction of Incor |
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| November 21, 2016 |
EX-99.2 4 d292506dex992.htm EX-99.2 Exhibit 99.2 MACOM Announces Definitive Agreement to Acquire AppliedMicro Deal to Accelerate and Broaden Breakout in Cloud Data Centers; MACOM Intends to Divest Compute Business within 100 Days of Closing LOWELL, Mass., November 21, 2016 - MACOM Technology Solutions Holdings, Inc. (NASDAQ: MTSI) (“MACOM”), a leading supplier of high-performance analog RF, microw |
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| November 21, 2016 |
EX-99.1 Exhibit 99.1 Execution Version SUPPORT AGREEMENT THIS SUPPORT AGREEMENT (this ?Agreement?) dated November 21, 2016, is entered into between MACOM Technology Solutions Holdings, Inc., a Delaware corporation (?Parent?), Montana Merger Sub I, Inc., a Delaware corporation and direct wholly owned subsidiary of Parent (?Purchaser?), and (?Stockholder?), with respect to (i) the shares of common s |
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| November 21, 2016 |
EX-2.1 2 d292506dex21.htm EX-2.1 Exhibit 2.1 EXECUTION VERSION AGREEMENT AND PLAN OF MERGER AND REORGANIZATION by and among MACOM TECHNOLOGY SOLUTIONS HOLDINGS, INC., MONTANA MERGER SUB I, INC., MONTANA MERGER SUB II, LLC, and APPLIED MICRO CIRCUITS CORPORATION Dated as of NOVEMBER 21, 2016 TABLE OF CONTENTS Page ARTICLE I 2 Section 1.1. The Offer 2 Section 1.2. Schedule TO; Offer Documents; Regis |
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| November 21, 2016 |
EX-2.1 Exhibit 2.1 EXECUTION VERSION AGREEMENT AND PLAN OF MERGER AND REORGANIZATION by and among MACOM TECHNOLOGY SOLUTIONS HOLDINGS, INC., MONTANA MERGER SUB I, INC., MONTANA MERGER SUB II, LLC, and APPLIED MICRO CIRCUITS CORPORATION Dated as of NOVEMBER 21, 2016 TABLE OF CONTENTS Page ARTICLE I 2 Section 1.1. The Offer 2 Section 1.2. Schedule TO; Offer Documents; Registration Statement 4 Sectio |
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| November 21, 2016 |
EX-99.2 Exhibit 99.2 MACOM Announces Definitive Agreement to Acquire AppliedMicro Deal to Accelerate and Broaden Breakout in Cloud Data Centers; MACOM Intends to Divest Compute Business within 100 Days of Closing LOWELL, Mass., November 21, 2016 - MACOM Technology Solutions Holdings, Inc. (NASDAQ: MTSI) (?MACOM?), a leading supplier of high-performance analog RF, microwave, millimeterwave and phot |
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| November 21, 2016 |
EX-99.1 Exhibit 99.1 Execution Version SUPPORT AGREEMENT THIS SUPPORT AGREEMENT (this ?Agreement?) dated November 21, 2016, is entered into between MACOM Technology Solutions Holdings, Inc., a Delaware corporation (?Parent?), Montana Merger Sub I, Inc., a Delaware corporation and direct wholly owned subsidiary of Parent (?Purchaser?), and (?Stockholder?), with respect to (i) the shares of common s |
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| November 21, 2016 |
Applied Micro Circuits FORM 8-K (Prospectus) 425 1 d292506d8k.htm FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): November 21, 2016 Applied Micro Circuits Corporation (Exact name of registrant as specified in its charter) DELAWARE (State or Other Jurisdiction of Incor |
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| November 21, 2016 |
EX-2.1 Exhibit 2.1 EXECUTION VERSION AGREEMENT AND PLAN OF MERGER AND REORGANIZATION by and among MACOM TECHNOLOGY SOLUTIONS HOLDINGS, INC., MONTANA MERGER SUB I, INC., MONTANA MERGER SUB II, LLC, and APPLIED MICRO CIRCUITS CORPORATION Dated as of NOVEMBER 21, 2016 TABLE OF CONTENTS Page ARTICLE I 2 Section 1.1. The Offer 2 Section 1.2. Schedule TO; Offer Documents; Registration Statement 4 Sectio |
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| November 21, 2016 |
Applied Micro Circuits 8-K (Prospectus) 425 1 d291035d8k.htm 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): November 21, 2016 MACOM Technology Solutions Holdings, Inc. (Exact name of registrant as specified in its charter) DELAWARE (State or Other Jurisdiction of Inc |
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| November 21, 2016 |
EX-99.2 Exhibit 99.2 MACOM Announces Definitive Agreement to Acquire AppliedMicro Deal to Accelerate and Broaden Breakout in Cloud Data Centers; MACOM Intends to Divest Compute Business within 100 Days of Closing LOWELL, Mass., November 21, 2016 - MACOM Technology Solutions Holdings, Inc. (NASDAQ: MTSI) (?MACOM?), a leading supplier of high-performance analog RF, microwave, millimeterwave and phot |
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| November 21, 2016 |
EX-99.1 3 d291035dex991.htm EX-99.1 Exhibit 99.1 Execution Version SUPPORT AGREEMENT THIS SUPPORT AGREEMENT (this “Agreement”) dated November 21, 2016, is entered into between MACOM Technology Solutions Holdings, Inc., a Delaware corporation (“Parent”), Montana Merger Sub I, Inc., a Delaware corporation and direct wholly owned subsidiary of Parent (“Purchaser”), and (“Stockholder”), with respect t |
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| November 2, 2016 |
Applied Micro Circuits 10-Q (Quarterly Report) 10-Q 1 amcc09-30x201610xq.htm 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2016 OR o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File |
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| October 31, 2016 |
EX-99.2 3 exhibit992transcriptq217.htm EXHIBIT 99.2 Exhibit 99.2 Applied Micro Circuits Corporation Fiscal Q2 2017 Conference Call Script - with Q&A October 27, 2016 CORPORATE PARTICIPANTS Suzanne Schmidt Applied Micro Circuits Corporation - IR, The Blueshirt Group Paramesh Gopi Applied Micro Circuits Corporation - President & CEO Marty McDermut Applied Micro Circuits Corporation - CFO CONFERENCE |
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| October 31, 2016 |
Financial Statements and Exhibits, Results of Operations and Financial Condition Document UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported): October 27, 2016 Applied Micro Circuits Corporation (Exact Name of Registrant as Specified in Charter) DELAWARE 000-23193 94-2586591 (State or Other Jurisdiction of Incorpora |
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| October 31, 2016 |
Exhibit Exhibit 99.1 Press Release Applied Micro Circuits Corporation Reports Second Quarter Fiscal 2017 Financial Results Company Delivers Seventh Sequential Quarter of Revenue Growth GAAP Loss Narrows to $0.05 per share; Non-GAAP Earnings Total $0.02 per share SANTA CLARA, Calif., October 27, 2016 (GLOBE NEWSWIRE) - Applied Micro Circuits Corporation (Nasdaq: AMCC) (“AppliedMicro”) today reporte |
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| August 5, 2016 |
Document As filed with the Securities and Exchange Commission on August 5, 2016. Registration No. 333- UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM S-8 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 APPLIED MICRO CIRCUITS CORPORATION (Exact name of registrant as specified in its charter) DELAWARE 94-2586591 (State or other jurisdiction of incorporation or o |
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| August 3, 2016 |
EX-10.31 2 ex1031aug2016.htm EXHIBIT 10.31 Exhibit 10.31 APPLIED MICRO CIRCUITS CORPORATION 2012 EMPLOYEE STOCK PURCHASE PLAN (As amended effective August 2, 2016) The following constitute the provisions of the 2012 Employee Stock Purchase Plan of Applied Micro Circuits Corporation (the “Plan”). 1. Purpose. The purpose of the Plan is to provide employees of the Company and its Designated Subsidiar |
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| August 3, 2016 |
Applied Micro Circuits 8-K (Current Report/Significant Event) Document UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported): August 2, 2016 Applied Micro Circuits Corporation (Exact Name of Registrant as Specified in Charter) DELAWARE 000-23193 94-2586591 (State or Other Jurisdiction of Incorporati |
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| August 3, 2016 |
Applied Micro Circuits 10-Q (Quarterly Report) Document UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2016 OR o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 000-23193 APPLIED MICR |
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| August 1, 2016 |
Exhibit Exhibit 99.1 Press Release Applied Micro Circuits Corporation Reports First Quarter Fiscal 2017 Financial Results Company Delivers Sixth Sequential Quarter of Revenue Growth SANTA CLARA, Calif., July 27, 2016 (GLOBE NEWSWIRE) - Applied Micro Circuits Corporation (Nasdaq: AMCC) (?AppliedMicro?) today reported its financial results for its first quarter of fiscal 2017, ended June 30, 2016. Q |
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| August 1, 2016 |
Exhibit Exhibit 99.2 Applied Micro Circuits Corporation Fiscal Q1 2017 Conference Call Script - with Q&A July 27, 2016 CORPORATE PARTICIPANTS Suzanne Schmidt Applied Micro Circuits Corporation - IR, The Blueshirt Group Paramesh Gopi Applied Micro Circuits Corporation - President & CEO Martin McDermut Applied Micro Circuits Corporation - CFO CONFERENCE CALL PARTICIPANTS Cody Acree Drexel Hamilton, |
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| August 1, 2016 |
Financial Statements and Exhibits, Results of Operations and Financial Condition 8-K 1 a8-kearningsreleaseq117.htm 8-K EARNING RELEASE Q1'17 UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported): July 27, 2016 Applied Micro Circuits Corporation (Exact Name of Registrant as Specified in Charter) DELAWARE 000-23193 94-2 |
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| July 11, 2016 |
AMCC / Applied Micro Circuits Corp. / Bank of New York Mellon Corp Passive Investment SC 13G/A 1 appliedmicro.txt UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No.1)* NAME OF ISSUER: Applied Micro Circuits Corporation TITLE OF CLASS OF SECURITIES: Common Stock CUSIP NUMBER: 03822W406 DATE OF EVENT WHICH REQUIRES FILING OF THIS STATEMENT: June 30, 2016 Check the appropriate box to designate t |
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| June 21, 2016 |
Applied Micro Circuits DEFA14A Document UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ? Filed by a Party other than the Registrant ? Check the appropriate box: o Preliminary Proxy Statement o Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2) |
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| June 21, 2016 |
Applied Micro Circuits DEF 14A Document UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant x Filed by a Party other than the Registrant ? Check the appropriate box: ? Preliminary Proxy Statement ? Confidential, for Use of the Commission Only (as permitted by Rule |
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| May 23, 2016 |
APPLIED MICRO CIRCUITS CORPORATION Conflict Minerals Report For the Year Ended December 31, 2015 SEC Exhibit Exhibit 1.01 APPLIED MICRO CIRCUITS CORPORATION Conflict Minerals Report For the Year Ended December 31, 2015 Applied Micro Circuits Corporation (?AppliedMicro,? the ?Company,? ?we,? ?us,? or ?our?) has included this Conflict Minerals Report as an exhibit to our Form SD as required by Rule 13p-1 under the Securities Exchange Act of 1934 as amended, and Form SD (collectively, the ?Confl |
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| May 23, 2016 |
SEC Document UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM SD SPECIALIZED DISCLOSURE REPORT Applied Micro Circuits Corporation (Exact name of the registrant as specified in its charter) Delaware 000-23193 94-2586591 (State or other jurisdiction of incorporation or organization) (Commission File Number) (IRS Employer Identification No.) 4555 Great America Parkway, 6th |
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| May 20, 2016 |
Applied Micro Circuits 10-K (Annual Report) SEC Document UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-K (Mark One) ? ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended March 31, 2016 OR ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number: 000-23193 APPL |
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| May 20, 2016 |
Exhibit 21.1 SUBSIDIARIES OF THE REGISTRANT Subsidiary name Jurisdiction of Incorporation or Organization AMCC Deutschland GmbH Germany AMCC Japan Co., Ltd. Japan Applied Micro Circuits Corporation Canada Canada AMCC Sales Corporation Delaware AMCC China, Inc. Delaware AMCC Enterprise Corporation Delaware 3Ware, Inc. California Applied Micro Circuits Corporation (AMCC) Vietnam Vietnam Applied Micr |
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| May 20, 2016 |
EXHIBIT 10.35 APPLIED MICRO CIRCUITS CORPORATION PERFORMANCE/RETENTION RESTRICTED STOCK UNIT AWARD GRANT NOTICE 2011 EQUITY INCENTIVE PLAN Applied Micro Circuits Corporation (the “Company”), pursuant to its 2011 Equity Incentive Plan (the “Plan”), hereby awards to you (the “Participant”) a Restricted Stock Unit Award (the “Award”) covering the number of shares of the Company’s Common Stock set for |
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| May 3, 2016 |
Financial Statements and Exhibits, Results of Operations and Financial Condition 8-K 1 a8-kearningsreleaseq416.htm 8-K EARNING RELEASE Q4'16 UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported): April 28, 2016 Applied Micro Circuits Corporation (Exact Name of Registrant as Specified in Charter) DELAWARE 000-23193 94- |
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| May 3, 2016 |
Exhibit Exhibit 99.2 Applied Micro Circuits Corporation Fiscal Q4 2016 Conference Call Script - with Q&A April 28, 2016 CORPORATE PARTICIPANTS Suzanne Schmidt Applied Micro Circuits Corporation - IR, The Blueshirt Group Paramesh Gopi Applied Micro Circuits Corporation - President & CEO Martin McDermut Applied Micro Circuits Corporation - CFO CONFERENCE CALL PARTICIPANTS Matt Ramsay Canaccord Genui |
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| May 3, 2016 |
EX-99.1 2 exhibit991pressreleaseq416.htm EXHIBIT 99.1 PRESS RELEASE Exhibit 99.1 Press Release Applied Micro Circuits Corporation Reports Fourth Quarter & Full Year Fiscal 2016 Financial Results Company Delivers Fifth Sequential Quarter of Revenue Growth and Improved Non-GAAP Earnings SANTA CLARA, Calif., April 28, 2016 (GLOBE NEWSWIRE) - Applied Micro Circuits Corporation (Nasdaq: AMCC) (“Applied |
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| February 10, 2016 |
AMCC / Applied Micro Circuits Corp. / VANGUARD GROUP INC Passive Investment appliedmicrocircuitscorp.htm - Generated by SEC Publisher for SEC Filing SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Schedule 13G Under the Securities Exchange Act of 1934 (Amendment No.: 5 )* Name of issuer: Applied Micro Circuits Corp Title of Class of Securities: Common Stock CUSIP Number: 03822W406 Date of Event Which Requires Filing of this Statement: December 31, 2015 Check the |
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| February 4, 2016 |
AMCC / Applied Micro Circuits Corp. 10-Q - Quarterly Report - 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended December 31, 2015 OR o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 000-23193 APPLIED MICRO CIR |
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| February 3, 2016 |
Financial Statements and Exhibits, Results of Operations and Financial Condition 8-K 1 a8-kearningsreleaseq316.htm 8-K EARNING RELEASE Q3'16 UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported): January 28, 2016 Applied Micro Circuits Corporation (Exact Name of Registrant as Specified in Charter) DELAWARE 000-23193 9 |
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| February 3, 2016 |
Exhibit Exhibit 99.1 Press Release Applied Micro Circuits Corporation Reports Third Quarter Fiscal 2016 Financial Results Company Delivers Solid Sequential Revenue Growth and Improved Non-GAAP Earnings SANTA CLARA, Calif., January 28, 2016 (GLOBE NEWSWIRE) - Applied Micro Circuits Corporation (Nasdaq: AMCC) (?AppliedMicro?) today reported its financial results for the fiscal 2016 third quarter end |
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| February 3, 2016 |
Exhibit Exhibit 99.2 Applied Micro Circuits Corporation Fiscal Q3 2016 Conference Call Script - with Q&A January 28, 2016 CORPORATE PARTICIPANTS Suzanne Schmidt Applied Micro Circuits Corporation - IR, The Blueshirt Group Paramesh Gopi Applied Micro Circuits Corporation - President & CEO Martin McDermut Applied Micro Circuits Corporation - CFO CONFERENCE CALL PARTICIPANTS Matt Ramsay Canaccord Gen |
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| January 11, 2016 |
AppliedMicro Appoints Martin S. McDermut as Chief Financial Officer EX-99.1 3 exhibit991pressrelease-cfo.htm EXHIBIT 99.1 PRESS RELEASE Exhibit 99.1 AppliedMicro Appoints Martin S. McDermut as Chief Financial Officer SANTA CLARA, Calif., January 11, 2016 - Applied Micro Circuits Corporation (Nasdaq:AMCC) ("AppliedMicro") today announced the appointment of Martin S. McDermut as Vice President and Chief Financial Officer. Mr. McDermut's employment with AppliedMicro |
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| January 11, 2016 |
EX-10.1 2 exhibit101offerletter-cfom.htm EXHIBIT 10.1 OFFER LETTER CFO MARTIN S. MCDERMUT Exhibit 10.1 January 6, 2016 Martin S. McDermut [Address Redacted] Dear Marty: On behalf of Applied Micro Circuits Corporation (AppliedMicro), I am pleased to extend to you an offer of employment as Vice President, Chief Financial Officer and Principal Financial and Accounting Officer of AppliedMicro, a regul |
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| January 11, 2016 |
8-K 1 a8-kcfoappointmentxmarinsm.htm 8-K CFO APPOINTMENT MARITN S. MCDERMUT UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported): January 6, 2016 Applied Micro Circuits Corporation (Exact Name of Registrant as Specified in Charter) DELAW |
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| November 9, 2015 |
S-8 As filed with the Securities and Exchange Commission on November 9, 2015 . Registration No. 333- UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM S-8 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 APPLIED MICRO CIRCUITS CORPORATION (Exact name of registrant as specified in its charter) DELAWARE 94-2586591 (State or other jurisdiction of incorporation or org |
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| November 6, 2015 |
Exhibit Exhibit 99.1 Press Release Applied Micro Circuits Corporation Reports Second Quarter Fiscal 2016 Financial Results Company Delivers Solid Sequential Revenue Growth and Improved Non-GAAP Earnings SANTA CLARA, Calif., November 2, 2015 (GLOBE NEWSWIRE) - Applied Micro Circuits Corporation (Nasdaq: AMCC) (?AppliedMicro?) today reported its financial results for the fiscal 2016 second quarter e |
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| November 6, 2015 |
Applied Micro Circuits Corporation Exhibit Exhibit 99.2 Applied Micro Circuits Corporation Fiscal Q2 2016 Conference Call Script - with Q&A November 2, 2015 CORPORATE PARTICIPANTS Suzanne Schmidt Blueshirt Group - IR Paramesh Gopi Applied Micro Circuits Corporation - President & CEO Karen Rogge Applied Micro Circuits Corporation - Interim CFO CONFERENCE CALL PARTICIPANTS Hans Mosesmann Raymond James & Associates, Inc. - Analyst Mat |
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| November 6, 2015 |
Applied Micro Circuits 8-K EARNINGS RELEASE Q2'16 (Current Report/Significant Event) 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported): November 2, 2015 Applied Micro Circuits Corporation (Exact Name of Registrant as Specified in Charter) DELAWARE 000-23193 94-2586591 (State or Other Jurisdiction of Incorporation) |
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| August 14, 2015 |
Applied Micro Circuits 8-K CFO TRANSITION (Current Report/Significant Event) 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported): August 10, 2015 Applied Micro Circuits Corporation (Exact Name of Registrant as Specified in Charter) DELAWARE 000-23193 94-2586591 (State or Other Jurisdiction of Incorporation) |
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| August 14, 2015 |
Applied Micro Circuits Corporation Announces Chief Financial Officer Transition EX-99.1 2 exhibit991pressrelease.htm EXHIBIT 99.1 PRESS RELEASE Exhibit 99.1 Press Release Applied Micro Circuits Corporation Announces Chief Financial Officer Transition SANTA CLARA, Calif., Aug. 14, 2015 (GLOBE NEWSWIRE) - Applied Micro Circuits Corporation (Nasdaq: AMCC) (“AppliedMicro”) today announced that Douglas Ahrens, Vice President and Chief Financial Officer, will resign from AppliedMic |
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| August 10, 2015 |
Applied Micro Circuits 8-K ANNUAL MEETING AUGUST 2015 (Current Report/Significant Event) Annual Meeting August 2015 UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D. |
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| August 10, 2015 |
Exhibit 10.77 2011 Equity Incentive Plan as Amended Exhibit 10.77 APPLIED MICRO CIRCUITS CORPORATION 2011 EQUITY INCENTIVE PLAN Termination Date: April 26, 2021 Approved by Board: May 20, 2015 Approved by Stockholders: August 4, 2015 1. GENERAL. (a) Adoption. This Plan was adopted by the Board on the Adoption Date to be effective as provided in Section 11 on the Effective Date. This Plan was amend |
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| August 5, 2015 |
EX-99.1 2 exhibit991pressreleaseq116.htm EXHIBIT 99.1 Exhibit 99.1 Press Release Applied Micro Circuits Corporation Reports First Quarter Fiscal 2016 Financial Results SANTA CLARA, Calif., July 30, 2015 (GLOBE NEWSWIRE) - Applied Micro Circuits Corporation (Nasdaq: AMCC) (“AppliedMicro”) today reported its financial results for the fiscal 2016 first quarter ended June 30, 2015. Fiscal Q1 2016 Fina |
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| August 5, 2015 |
Applied Micro Circuits Corporation EX-99.2 3 exhibit992transcriptofconf.htm EXHIBIT 99.2 Exhibit 99.2 Applied Micro Circuits Corporation Fiscal Q1 2016 Conference Call Script - with Q&A July 30, 2015 PRESENTATION Operator Good day, ladies and gentlemen, and welcome to the Applied Micro Circuits Corporation first-quarter FY16 earnings call. As a reminder, this conference call is being recorded. I would now like to introduce your hos |
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| August 5, 2015 |
Financial Statements and Exhibits, Results of Operations and Financial Condition 8-K 1 a8-kearningsreleaseq116.htm 8-K EARNINGS RELEASE Q1'16 UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported): July 30, 2015 Applied Micro Circuits Corporation (Exact Name of Registrant as Specified in Charter) DELAWARE 000-23193 94- |
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| June 24, 2015 |
Applied Micro Circuits DEFA14A DEFA14A Proxy Notice 3.31.2015 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ? Filed by a Party other than the Registrant ? Check the appropriate box: o Preliminary Proxy Statement o Confidential, for Use of the Commission Only (as permitt |
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| June 24, 2015 |
Applied Micro Circuits DEF 14A AMCC 3.31.2015 DEF 14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant x Filed by a Party other than the Registrant ? Check the appropriate box: ? Preliminary Proxy Statement ? Confidential, for Use of the Commission Only (as per |
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| May 29, 2015 |
SD UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM SD SPECIALIZED DISCLOSURE REPORT Applied Micro Circuits Corporation (Exact name of the registrant as specified in its charter) Delaware 000-23193 94-2586591 (State or other jurisdiction of incorporation or organization) (Commission File Number) (IRS Employer Identification No.) 215 Moffett Park Drive, Sunnyvale, CA 940 |
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| May 29, 2015 |
EX-1.01 Exhibit 1.01 Conflict Minerals Report Applied Micro Circuits Corporation (?AppliedMicro,? the ?Company,? ?we,? ?us,? or ?our?) has included this Conflict Minerals Report as an exhibit to our Form SD as required by Rule 13p-1 under the Securities Exchange Act of 1934, as amended, and Form SD (collectively, the ?Conflict Minerals Rule?), with respect to the calendar year ended December 31, 2 |
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| May 14, 2015 |
EX-99.1 2 exhibit991letteragreementw.htm EXHIBIT 99.1 Exhibit 99.1 May 8, 2015 Mr. Christopher F. Zepf Managing Principal Kingdom Ridge Capital, LLC 81 Main Street, No. 209 White Plains, NY 10601 Dear Chris: On behalf of Applied Micro Circuits Corporation (“APM”), I am very pleased that you have been invited to join the Board of Directors of APM (the “Board”). Subject to your execution and deliver |
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| May 14, 2015 |
AMCC / Applied Micro Circuits Corp. / Kingdom Ridge Capital, LLC Activist Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 SCHEDULE 13D THE SECURITIES EXCHANGE ACT OF 1934 (Amendment No. |
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| May 14, 2015 |
Applied Micro Circuits Corporation Exhibit 99.2 Press Release Exhibit 99.2 Applied Micro Circuits Corporation Kingdom Ridge Capital Founder Christopher Zepf To Join AppliedMicro Board of Directors SUNNYVALE, Calif., May 14, 2015 (NEWSWIRE XYZ) - Applied Micro Circuits Corporation (Nasdaq: AMCC), also known as AppliedMicro, announced today that it has invited long-time AMCC investor Christopher Zepf to join its Board of Directors. T |
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| May 14, 2015 |
Applied Micro Circuits 8-K CHRIS ZEPF BOARD APPOINTMENT (Current Report/Significant Event) 8-K Chris Zepf Board Appointment UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D. |
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| May 4, 2015 |
Applied Micro Circuits Corporation Exhibit 99.2 Transcript of Conference Call Q4'15 Exhibit 99.2 Applied Micro Circuits Corporation Fiscal 4Q 2015 Conference Call Script - with Q&A April 28, 2015 CORPORATE PARTICIPANTS Suzanne Schmidt; The Blueshirt Group; Investor Relations Paramesh Gopi; Applied Micro Circuits Corporation; President & CEO Doug Ahrens; Applied Micro Circuits Corporation; VP & CFO CONFERENCE CALL PARTICIPANTS Cody |
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| May 4, 2015 |
Financial Statements and Exhibits, Results of Operations and Financial Condition 8-K 1 a8-kearningsreleaseq415.htm 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported): April 28, 2015 Applied Micro Circuits Corporation (Exact Name of Registrant as Specified in Charter) DELAWARE 000-23193 94-2586591 (State or Othe |
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| May 4, 2015 |
Exhibit 99.1 Press Release Q4'15 Exhibit 99.1 Press Release Applied Micro Circuits Corporation Reports Fourth Quarter Fiscal 2015 Financial Results SUNNYVALE, Calif., April 28, 2015 (GLOBE NEWSWIRE) - Applied Micro Circuits Corporation (Nasdaq: AMCC) (?AppliedMicro?) today reported its financial results for the fourth quarter and full year ended March 31, 2015. Fiscal Q4 2015 Financial Information |
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| February 17, 2015 |
AMCC / Applied Micro Circuits Corp. / Kingdom Ridge Capital Master Fund, Ltd. Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. |
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| February 10, 2015 |
AMCC / Applied Micro Circuits Corp. / VANGUARD GROUP INC Passive Investment appliedmicrocircuits.htm - Generated by SEC Publisher for SEC Filing SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Schedule 13G Under the Securities Exchange Act of 1934 (Amendment No.: 4 )* Name of issuer: Applied Micro Circuits Corp Title of Class of Securities: Common Stock CUSIP Number: 03822W406 Date of Event Which Requires Filing of this Statement: December 31, 2014 Check the app |
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| February 2, 2015 |
EX-99.1 2 exhibit991pressreleaseq315.htm EXHIBIT 99.1 Exhibit 99.1 Press Release Applied Micro Circuits Corporation Reports Third Quarter Fiscal 2015 Financial Results SUNNYVALE, Calif., January 27, 2015 (GLOBE NEWSWIRE) - Applied Micro Circuits Corporation (Nasdaq: AMCC) (“AppliedMicro”) today reported its financial results for the third quarter of fiscal 2015, ended December 31, 2014. • Consolid |
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| February 2, 2015 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported): January 27, 2015 Applied Micro Circuits Corporation (Exact Name of Registrant as Specified in Charter) DELAWARE 000-23193 94-2586591 (State or Other Jurisdiction of Incorporation) (Co |
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| February 2, 2015 |
Applied Micro Circuits Corporation Exhibit 99.2 Applied Micro Circuits Corporation Fiscal 3Q 2015 Conference Call Script - with Q&A January 27, 2015 Traci Tsuchiguchi- Vice President of Investor Relations Good afternoon everyone and thank you for joining today’s conference call. On the call with me are Dr. Paramesh Gopi, our President and CEO, and Doug Ahrens, our Vice President and CFO. Before we begin, I would like to remind you |
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| January 29, 2015 |
Costs Associated with Exit or Disposal Activities UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported): January 23, 2015 Applied Micro Circuits Corporation (Exact Name of Registrant as Specified in Charter) DELAWARE 000-23193 94-2586591 (State or Other Jurisdiction of Incorporation) (Co |
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| November 21, 2014 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported): November 17, 2014 Applied Micro Circuits Corporation (Exact Name of Registrant as Specified in Charter) DELAWARE 000-23193 94-2586591 (State or Other Jurisdiction of Incorporation) (C |
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| November 4, 2014 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported): October 30, 2014 Applied Micro Circuits Corporation (Exact Name of Registrant as Specified in Charter) DELAWARE 000-23193 94-2586591 (State or Other Jurisdiction of Incorporation) (Co |
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| November 3, 2014 |
EX-99.1 2 exhibit991pressreleaseq215.htm EXHIBIT 99.1 Exhibit 99.1 Press Release Applied Micro Circuits Corporation Reports Second Quarter Fiscal 2015 Financial Results SUNNYVALE, Calif., October 28, 2014 (GLOBE NEWSWIRE) - Applied Micro Circuits Corporation (Nasdaq: AMCC) (“AppliedMicro”) today reported its financial results for the second quarter of fiscal 2015, ended September 30, 2014. • Conso |
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| November 3, 2014 |
EX-99.2 3 exhibit992transcriptofconf.htm EXHIBIT 99.2 Exhibit 99.2 Applied Micro Fiscal 2Q 2015 Conference Call Script October 28, 2014 Traci Tsuchiguchi - Vice President of Investor Relations Good afternoon everyone and thank you for joining today’s conference call. On the call with me are Dr. Paramesh Gopi, our President and CEO, and Doug Ahrens, our Vice President and CFO. Before we begin, I wo |
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| November 3, 2014 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported): October 28, 2014 Applied Micro Circuits Corporation (Exact Name of Registrant as Specified in Charter) DELAWARE 000-23193 94-2586591 (State or Other Jurisdiction of Incorporation) (Co |
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| August 15, 2014 |
EX-10.31 2 exhibit10312012employeesto.htm EXHIBIT 10.31 Exhibit 10.31 APPLIED MICRO CIRCUITS CORPORATION 2012 EMPLOYEE STOCK PURCHASE PLAN (as amended upon stockholder approval, August 12, 2014) The following constitute the provisions of the 2012 Employee Stock Purchase Plan of Applied Micro Circuits Corporation (the “Plan”). 1. Purpose. The purpose of the Plan is to provide employees of the Compa |
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| August 15, 2014 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported): August 12, 2014 Applied Micro Circuits Corporation (Exact Name of Registrant as Specified in Charter) DELAWARE 000-23193 94-2586591 (State or Other Jurisdiction of Incorporation) (Com |
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| August 14, 2014 |
AMCC / Applied Micro Circuits Corp. S-8 - - S-8 S-8 As filed with the Securities and Exchange Commission on August 14, 2014. Registration No. 333- UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM S-8 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 APPLIED MICRO CIRCUITS CORPORATION (Exact name of registrant as specified in its charter) DELAWARE 94-2586591 (State or other jurisdiction of incorporation or organ |
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| August 14, 2014 |
EX-4.3 2 d773736dex43.htm EX-4.3 Exhibit 4.3 APPLIED MICRO CIRCUITS CORPORATION 2012 EMPLOYEE STOCK PURCHASE PLAN (as amended effective August 12, 2014) The following constitute the provisions of the 2012 Employee Stock Purchase Plan of Applied Micro Circuits Corporation (the “Plan”). 1. Purpose. The purpose of the Plan is to provide employees of the Company and its Designated Subsidiaries with an |
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| August 4, 2014 |
EX-99.1 2 exhibit991pressreleaseq115.htm EXHIBIT 99.1 Exhibit 99.1 Press Release Applied Micro Circuits Corporation Reports First Quarter Fiscal 2015 Financial Results SUNNYVALE, Calif., July 29, 2014 (GLOBE NEWSWIRE) - Applied Micro Circuits Corporation (Nasdaq: AMCC) (“AppliedMicro”) today reported its financial results for the first quarter of fiscal 2015, ended June 30, 2014. • Consolidated ne |
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| August 4, 2014 |
Exhibit 99.2 Applied Micro Circuits Fiscal 1Q 2015 Conference Call Script July 29, 2014 Traci Tsuchiguchi- Vice President of Investor Relations Good afternoon everyone and thank you for joining today’s conference call. On the call with me are Dr. Paramesh Gopi, our President and CEO, and Doug Ahrens, our Vice President and CFO. Before we begin, I would like to remind you that various remarks that |
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| August 4, 2014 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported): July 29, 2014 Applied Micro Circuits Corporation (Exact Name of Registrant as Specified in Charter) DELAWARE 000-23193 94-2586591 (State or Other Jurisdiction of Incorporation) (Commi |
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| June 30, 2014 |
AMCC / Applied Micro Circuits Corp. DEFA14A - - DEFA14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ý Filed by a Party other than the Registrant ¨ Check the appropriate box: o Preliminary Proxy Statement o Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) o Defin |
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| June 30, 2014 |
AMCC / Applied Micro Circuits Corp. DEF 14A - - DEF 14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant x Filed by a Party other than the Registrant ¨ Check the appropriate box: ¨ Preliminary Proxy Statement ¨ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e) |
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| May 30, 2014 |
Prepared by R.R. Donnelley Financial - EX-1.02 Exhibit 1.02 Conflict Minerals Report Applied Micro Circuits Corporation (“AppliedMicro,” the “Company,” “we,” “us,” or “our”) has included this Conflict Minerals Report as an exhibit to our Form SD as required by Rule 13p-1 under the Securities Exchange Act of 1934, as amended, and Form SD (collectively, the “Conflict Minerals Rule”), with respect to |
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| May 30, 2014 |
Prepared by R.R. Donnelley Financial - FORM SD UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM SD SPECIALIZED DISCLOSURE REPORT Applied Micro Circuits Corporation (Exact name of the registrant as specified in its charter) Delaware 000-23193 94-2586591 (State or other jurisdiction of incorporation or organization) (Commission File Number) (IRS Employer Identification No |
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| April 30, 2014 |
EX-99.2 3 exhibit992transcriptofconf.htm EXHIBIT 99.2 Exhibit 99.2 Applied Micro Circuits Fiscal 4Q 2014 Conference Call Script April 24, 2014 Traci Tsuchiguchi- Vice President of Investor Relations Good afternoon everyone and thank you for joining today’s conference call. On the call with me are Dr. Paramesh Gopi, our President and CEO, and Doug Ahrens, our Vice President and CFO. Before we begin |
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| April 30, 2014 |
Exhibit 99.1 Press Release Applied Micro Circuits Corporation Reports Fiscal Year 2014 Revenue Up 10.5% Year-Over-Year SUNNYVALE, Calif., April 24, 2014 (GLOBE NEWSWIRE) - Applied Micro Circuits Corporation (Nasdaq: AMCC) (“AppliedMicro”) today reported its financial results for the fiscal fourth quarter and full year ended March 31, 2014. Fiscal Q4 2014 Financial Information • Consolidated net re |
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| April 30, 2014 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported): April 24, 2014 Applied Micro Circuits Corporation (Exact Name of Registrant as Specified in Charter) DELAWARE 000-23193 94-2586591 (State or Other Jurisdiction of Incorporation) (Comm |
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| March 17, 2014 |
Completion of Acquisition or Disposition of Assets UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported): March 13, 2014 Applied Micro Circuits Corporation (Exact Name of Registrant as Specified in Charter) DELAWARE 000-23193 94-2586591 (State or Other Jurisdiction of Incorporation) (Comm |
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| February 14, 2014 |
AMCC / Applied Micro Circuits Corp. / Kingdom Ridge Capital Master Fund, Ltd. Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. |
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| February 14, 2014 |
AMCC / Applied Micro Circuits Corp. / CITADEL ADVISORS LLC - SC 13G/A Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G (Rule 13d-102) Information Statement Pursuant to Rules 13d-1 and 13d-2 Under the Securities Exchange Act of 1934 (Amendment No. 3 )* Applied Micro Circuits Corporation (Name of Issuer) Common stock, par value $1.00 per share (Title of Class of Securities) 03822W406 (CUSIP Number) December 31, 2013 Date of Event Wh |
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| February 11, 2014 |
AMCC / Applied Micro Circuits Corp. / VANGUARD GROUP INC Passive Investment appliedmicrocircuits.htm - Generated by SEC Publisher for SEC Filing SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Schedule 13G Under the Securities Exchange Act of 1934 (Amendment No.: 3 )* Name of issuer: Applied Micro Circuits Corp Title of Class of Securities: Common Stock CUSIP Number: 03822W406 Date of Event Which Requires Filing of this Statement: December 31, 2013 Check the app |
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| January 28, 2014 |
EX-99.1 Exhibit 99.1 Press Release Applied Micro Circuits Corporation Reports Third Quarter Fiscal 2014 Financial Results SUNNYVALE, Calif., Jan. 23, 2014 (GLOBE NEWSWIRE) – Applied Micro Circuits Corporation (Nasdaq: AMCC) (“AppliedMicro”) today reported its financial results for the third quarter of fiscal 2014, ended December 31, 2013. • Consolidated net revenue of $54.8 million, down 1% sequen |
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| January 28, 2014 |
Financial Statements and Exhibits, Results of Operations and Financial Condition - 8-K 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported): January 23, 2014 Applied Micro Circuits Corporation (Exact Name of Registrant as Specified in Charter) DELAWARE 000-23193 94-2586591 (State or Other Jurisdiction of Incorporation) |
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| January 28, 2014 |
Applied Micro Circuits’ CEO and CFO Discuss F3Q 2014 Results – Earnings Call Transcript EX-99.2 Exhibit 99.2 Applied Micro Circuits’ CEO and CFO Discuss F3Q 2014 Results – Earnings Call Transcript CORPORATE PARTICIPANTS Traci Tsuchiguchi – Vice President, Investor Relations Paramesh Gopi – President and Chief Executive Officer Doug Ahrens – Vice President and Chief Financial Officer CONFERENCE CALL PARTICIPANTS Ambrish Srivastava – BMO Capital Markets Patrick Wang – Evercore Partners |
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| January 28, 2014 |
Applied Micro Circuits 10-Q (Quarterly Report) 10-Q 1 amcc12-31x201310q.htm 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended December 31, 2013 OR o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to . Commission File |
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| January 22, 2014 |
Form 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported): January 22, 2014 Applied Micro Circuits Corporation (Exact Name of Registrant as Specified in Charter) DELAWARE 000-23193 94-2586591 (State or Other Jurisdiction of Incorpora |
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| January 22, 2014 |
EX-10.2 Exhibit 10.2 LEASE THIS LEASE (“Lease”) is dated as of March 13, 2014 between Moffett Park Drive Owner, LLC, a Delaware limited liability company (“Landlord”), and Applied Micro Circuits Corporation, a Delaware corporation (“Tenant”). 1. PREMISES AND COMMON AREAS. 1.1 Premises. Landlord hereby leases to Tenant and Tenant hereby leases from Landlord, a portion of the building (the “Building |
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| January 22, 2014 |
AGREEMENT OF PURCHASE AND SALE AND JOINT ESCROW INSTRUCTIONS EX-10.1 Exhibit 10.1 AGREEMENT OF PURCHASE AND SALE AND JOINT ESCROW INSTRUCTIONS This Agreement of Purchase and Sale and Joint Escrow Instructions (this “Agreement”) is dated as of January 22, 2014 (the “Effective Date”), and is by and between APPLIED MICRO CIRCUITS CORPORATION, a Delaware corporation (“Seller”), and RW9 REIT ACQUISITION, LLC, a Delaware limited liability company, or its assignee |
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| November 21, 2013 |
Exhibit 10.1 APPLIED MICRO CIRCUITS CORPORATION RESTRICTED STOCK UNIT AWARD GRANT NOTICE 2011 EQUITY INCENTIVE PLAN Applied Micro Circuits Corporation (the “Company”), pursuant to its 2011 Equity Incentive Plan (the “Plan”), hereby awards to Participant a Restricted Stock Unit Award covering the number of shares (the “Shares”) of the Company’s Common Stock set forth below (the “Award”). This Award |
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| November 21, 2013 |
Form 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported): November 15, 2013 Applied Micro Circuits Corporation (Exact Name of Registrant as Specified in Charter) DELAWARE 000-23193 94-2586591 (State or Other Jurisdiction of Incorpor |
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| October 30, 2013 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported): October 24, 2013 Applied Micro Circuits Corporation (Exact Name of Registrant as Specified in Charter) DELAWARE 000-23193 94-2586591 (State or Other Jurisdiction of Incorporation) (Co |
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| October 30, 2013 |
APPLIED MICRO CIRCUITS CORPORATION REPORTS SECOND QUARTER FISCAL 2014 FINANCIAL RESULTS EX-99.1 Exhibit 99.1 FOR ADDITIONAL INFORMATION: Investor Relations Contact: Media Contact: Applied Micro Circuits Corporation Doug Ahrens Applied Micro Circuits Corporation Mike Major Phone: (408) 542-8752 Phone: (408) 542-8831 E-Mail: [email protected] E-mail: [email protected] Thursday, October 24, 2013 Company Press Release APPLIED MICRO CIRCUITS CORPORATION REPORTS SECOND QUARTER FISCAL 2014 FINAN |
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| October 30, 2013 |
Exhibit 99.2 Applied Micro Circuits’ CEO Discusses FQ2 2014 Results - Earnings Call Transcript CORPORATE PARTICIPANTS Michael Major – VP, Corporate Marketing and Human Resources Paramesh Gopi – President & CEO Douglas T. Ahrens – VP & CFO Shiva K. Natarajan – VP, Corporate Controller and former Interim CFO CONFERENCE CALL PARTICIPANTS Ambrish Srivastava – BMO Capital Markets Analyst Christopher Lo |
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| October 29, 2013 |
EX-10.77 Exhibit 10.77 APPLIED MICRO CIRCUITS CORPORATION 2011 EQUITY INCENTIVE PLAN APPROVED BY BOARD: April 27, 2011 APPROVED BY STOCKHOLDERS: August 16, 2011 TERMINATION DATE: April 26, 2021 AMENDED AND RESTATED BY BOARD: OCTOBER 23, 2013 1. GENERAL. (a) Adoption. This Plan was adopted by the Board on the Adoption Date to be effective as provided in Section 11 on the Effective Date. Following t |
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| October 29, 2013 |
Form 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported): October 23, 2013 Applied Micro Circuits Corporation (Exact Name of Registrant as Specified in Charter) DELAWARE 000-23193 94-2586591 (State or Other Jurisdiction of Incorpora |
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| October 29, 2013 |
EX-10.76 Exhibit 10.76 APPLIED MICRO CIRCUITS CORPORATION 2011 EQUITY INCENTIVE PLAN APPROVED BY BOARD: April 27, 2011 APPROVED BY STOCKHOLDERS: August 16, 2011 TERMINATION DATE: April 26, 2021 AMENDED AND RESTATED BY BOARD: OCTOBER 23, 2013 1. GENERAL. (a) Adoption. This Plan was adopted by the Board on the Adoption Date to be effective as provided in Section 11 on the Effective Date. Following t |
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| October 2, 2013 |
EX-10.1 Exhibit 10.1 September 23, 2013 Douglas Ahrens [Address Redacted] Dear Doug: On behalf of Applied Micro Circuits Corporation (AppliedMicro), I am pleased to extend to you an offer of employment as Vice President, Chief Financial Officer and Chief Accounting Officer of AppliedMicro based in Sunnyvale, California. You will be reporting to Paramesh Gopi, President and Chief Executive Officer. |
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| October 2, 2013 |
EX-10.2 3 d606669dex102.htm EX-10.2 Exhibit 10.2 INDEMNIFICATION AGREEMENT This Indemnification Agreement (the “Agreement”) is entered into effective as of the day of , 201 by and between Applied Micro Circuits Corporation, a Delaware corporation (the “Corporation”), and (“Officer”) with reference to the following: WHEREAS, Officer is of the Corporation and in such capacity is performing a valuabl |
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| October 2, 2013 |
Form 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported): September 26, 2013 Applied Micro Circuits Corporation (Exact Name of Registrant as Specified in Charter) DELAWARE 000-23193 94-2586591 (State or Other Jurisdiction of Incorpo |
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| October 2, 2013 |
Applied Micro Circuits Corporation EX-99.1 Exhibit 99.1 FOR ADDITIONAL INFORMATION: Investor Relations Contact: Media Contact: Applied Micro Circuits Corporation Shiva Natarajan Applied Micro Circuits Corporation Mike Major Phone: (408) 542-8745 Phone: (408) 542-8831 E-Mail: [email protected] E-mail: [email protected] Wednesday, October 2, 2013 Company Press Release AppliedMicro Appoints Doug Ahrens as Chief Financial Officer Applied |
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| September 25, 2013 |
Form 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported): September 19, 2013 Applied Micro Circuits Corporation (Exact Name of Registrant as Specified in Charter) DELAWARE 000-23193 94-2586591 (State or Other Jurisdiction of Incorpo |
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| September 25, 2013 |
EX-10.67 Exhibit 10.67 APPLIED MICRO CIRCUITS CORPORATION EXECUTIVE SEVERANCE BENEFIT PLAN APPROVED BY COMPENSATION COMMITTEE ON: SEPTEMBER 19, 2007 AMENDED BY COMPENSATION COMMITTEE ON: AUGUST 19, 2008 AMENDED BY COMPENSATION COMMITTEE ON: OCTOBER 28, 2008 AMENDED BY COMPENSATION COMMITTEE ON: JANUARY 26, 2009 AMENDED BY COMPENSATION COMMITTEE ON: APRIL 27, 2010 AMENDED BY COMPENSATION COMMITTEE |
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| September 3, 2013 |
Submission of Matters to a Vote of Security Holders - FORM 8-K Form 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported): August 27, 2013 Applied Micro Circuits Corporation (Exact Name of Registrant as Specified in Charter) DELAWARE 000-23193 94-2586591 (State or Other Jurisdiction of Incorporat |
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| July 30, 2013 |
EX-99.2 Exhibit 99.2 CORPORATE PARTICIPANTS Mike Major: Applied Micro Circuits Corporation - VP Corporate Marketing Paramesh Gopi: Applied Micro Circuits Corporation - President & CEO Shiva Natarajan: Applied Micro Circuits Corporation - VP & Interim CFO CONFERENCE CALL PARTICIPANTS Ambrish Srivastava BMO Capital Markets - Analyst Patrick Wang Evercore Partners - Analyst Vijay Rakesh Sterne, Agee |
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| July 30, 2013 |
Financial Statements and Exhibits, Results of Operations and Financial Condition - FORM 8-K Form 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported): July 24, 2013 Applied Micro Circuits Corporation (Exact Name of Registrant as Specified in Charter) DELAWARE 000-23193 94-2586591 (State or Other Jurisdiction of Incorporatio |
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| July 30, 2013 |
APPLIED MICRO CIRCUITS CORPORATION REPORTS FIRST QUARTER FISCAL 2014 FINANCIAL RESULTS EX-99.1 Exhibit 99.1 FOR ADDITIONAL INFORMATION: Investor Relations Contact: Media Contact: Applied Micro Circuits Corporation Shiva Natarajan Applied Micro Circuits Corporation Mike Major Phone: (408) 542-8745 Phone: (408) 542-8831 E-Mail: [email protected] E-mail: [email protected] Wednesday, July 24, 2013 Company Press Release APPLIED MICRO CIRCUITS CORPORATION REPORTS FIRST QUARTER FISCAL 2014 F |
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| July 17, 2013 |
- DEFINITIVE ADDITIONAL MATERIALS UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ý Filed by a Party other than the Registrant ¨ Check the appropriate box: o Preliminary Proxy Statement o Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) o Defin |
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| July 17, 2013 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant x Filed by a Party other than the Registrant ¨ Check the appropriate box: ¨ Preliminary Proxy Statement ¨ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e) |
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| June 26, 2013 |
Form 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 June 24, 2013 Date of Report (date of earliest event reported) Applied Micro Circuits Corporation (Exact name of Registrant as specified in its charter) Delaware 000-23193 94-2586591 (State or other jurisdiction of incorporation or organization) (Commission File Number) (I. |
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| April 30, 2013 |
APPLIED MICRO CIRCUITS CORPORATION REPORT SFOURTH QUARTER FISCAL 2013 FINANCIAL RESULTS EX-99.1 Exhibit 99.1 FOR ADDITIONAL INFORMATION: Investor Relations Contact: Media Contact: Applied Micro Circuits Corporation Bob Gargus Applied Micro Circuits Corporation Diane Orr Phone: (408) 542-8752 Phone: (408) 358-1617 E-Mail: [email protected] E-mail: [email protected] Thursday, April 25, 2013 Company Press Release APPLIED MICRO CIRCUITS CORPORATION REPORT SFOURTH QUARTER FISCAL 2013 FINANC |
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| April 30, 2013 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported): April 25, 2013 Applied Micro Circuits Corporation (Exact Name of Registrant as Specified in Charter) DELAWARE 000-23193 94-2586591 (State or Other Jurisdiction of Incorporation) (Comm |
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| April 30, 2013 |
Exhibit 99.2 CORPORATE PARTICIPANTS Bob Gargus Applied Micro Circuits Corporation - SVP and CFO Paramesh Gopi Applied Micro Circuits Corporation - President and CEO CONFERENCE CALL PARTICIPANTS Ambrish Srivastava BMO Capital Markets - Analyst Patrick Wang Evercore Partners - Analyst Brian Peterson Raymond James - Analyst Krishna Shankar ROTH Capital Partners - Analyst Brian Thonn Kingdom Ridge Cap |
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| April 26, 2013 |
Financial Statements and Exhibits, Completion of Acquisition or Disposition of Assets Form 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 April 22, 2013 Date of Report (date of earliest event reported) Applied Micro Circuits Corporation (Exact name of Registrant as specified in its charter) Delaware 000-23193 94-2586591 (State or other jurisdiction of incorporation or organization) (Commission File Number) (I. |
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| April 15, 2013 |
EX-2.1 Exhibit 2.1 Execution Version ASSET PURCHASE AGREEMENT among ALTERA EUROPEAN TRADING COMPANY LIMITED, as the Buyer, APPLIEDMICRO TPACK A/S, as the Company, and APPLIED MICRO CIRCUITS CORPORATION, as the Seller, Dated as of April 11, 2013 Execution Version TABLE OF CONTENTS Page ARTICLE I DEFINITIONS 1 Section 1.1 Certain Defined Terms 1 Section 1.2 Table of Definitions 9 ARTICLE II PURCHASE |
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| April 15, 2013 |
Entry into a Material Definitive Agreement, Financial Statements and Exhibits - FORM 8-K Form 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 April 11, 2013 Date of Report (date of earliest event reported) Applied Micro Circuits Corporation (Exact name of Registrant as specified in its charter) Delaware 000-23193 94-2586591 (State or other jurisdiction of incorporation or organization) (Commission File Number) (I. |
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| February 22, 2013 |
AMCC / Applied Micro Circuits Corp. / VANGUARD GROUP INC Passive Investment appliedmicrocircuitscorp.htm - Generated by SEC Publisher for SEC Filing SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Schedule 13G Under the Securities Exchange Act of 1934 (Amendment No.: 2 )* Name of issuer: Applied Micro Circuits Corp Title of Class of Securities: Common Stock CUSIP Number: 03822W406 Date of Event Which Requires Filing of this Statement: December 31, 2012 Check the |
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| February 14, 2013 |
AMCC / Applied Micro Circuits Corp. / Empire Capital Management, L.L.C. Passive Investment SC 13G/A 1 sc13ga-amcc021413exit.htm FORM SC 13G SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G/A (Amendment No. 1)* Applied Micro Circuits Corporation (Name of Issuer) Common Stock, par value $0.01 per share (Title of Class of Securities) 03822W406 (CUSIP Number) December 31, 2012 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designat |
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| February 14, 2013 |
AMCC / Applied Micro Circuits Corp. / CITADEL ADVISORS LLC - SC 13G/A Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G (Rule 13d-102) Information Statement Pursuant to Rules 13d-1 and 13d-2 Under the Securities Exchange Act of 1934 (Amendment No. 2 )* Applied Micro Circuits Corporation (Name of Issuer) Common stock, par value $1.00 per share (Title of Class of Securities) 03822W406 (CUSIP Number) December 31, 2012 Date of Event Wh |
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| February 14, 2013 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 1) Applied Micro Circuits Corporation (Name of Issuer) Common Stock, par value $0.01 per share (Title of Class of Securities) 03822W406 (CUSIP Number) December 31, 2012 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to desi |
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| February 11, 2013 |
AMCC / Applied Micro Circuits Corp. / VANGUARD GROUP INC Passive Investment appliedmicrocircuitscorp.htm - Generated by SEC Publisher for SEC Filing SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Schedule 13G Under the Securities Exchange Act of 1934 (Amendment No.: 1 )* Name of issuer: Applied Micro Circuits Corp Title of Class of Securities: Common Stock CUSIP Number: 03822W406 Date of Event Which Requires Filing of this Statement: December 31, 2012 Check the |
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| February 5, 2013 |
APPLIED MICRO CIRCUITS CORPORATION REPORTS THIRD QUARTER FISCAL 2013 FINANCIAL RESULTS EX-99.1 2 d479685dex991.htm EX-99.1 Exhibit 99.1 FOR ADDITIONAL INFORMATION: Investor Relations Contact: Media Contact: Applied Micro Circuits Corporation Bob Gargus Applied Micro Circuits Corporation Diane Orr Phone: (408) 542-8752 Phone: (408) 358-1617 E-Mail: [email protected] E-mail: [email protected] Wednesday, January 30, 2013 Company Press Release APPLIED MICRO CIRCUITS CORPORATION REPORTS TH |
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| February 5, 2013 |
EX-99.2 Exhibit 99.2 CORPORATE PARTICIPANTS Bob Gargus Applied Micro Circuits Corporation - SVP and CFO Paramesh Gopi Applied Micro Circuits Corporation - President and CEO CONFERENCE CALL PARTICIPANTS Ambrish Srivastava BMO Capital Markets - Analyst Rick Schafer Oppenheimer & Co - Analyst Sandy Harrison Wunderlich Securities - Analyst Hans Mosesmann Raymond James & Associates - Analyst Christophe |
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| February 5, 2013 |
Financial Statements and Exhibits, Results of Operations and Financial Condition - FORM 8-K Form 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported): January 30, 2013 Applied Micro Circuits Corporation (Exact Name of Registrant as Specified in Charter) DELAWARE 000-23193 94-2586591 (State or Other Jurisdiction of Incorpora |
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| December 21, 2012 |
[Remainder of Page Intentionally Left Blank] Letter Agreement Exhibit 2.1 December 20, 2012 Applied Micro Circuits Corporation and Veloce Technologies, LLC 215 Moffett Park Drive Sunnyvale, CA 94089 Re: Carveout Plan and Company Restricted Shares Ladies and Gentlemen: Reference is made to that certain Agreement and Plan of Merger, dated May 17, 2009 (the “Original Agreement”), by and among Applied Micro Circuits Corporation (“Parent”), Espre |
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| December 21, 2012 |
Entry into a Material Definitive Agreement, Financial Statements and Exhibits - FORM 8-K Form 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT to SECTION 13 or 15(d) of the SECURITIES EXCHANGE ACT of 1934 Date of Report (Date of earliest event reported): December 20, 2012 Applied Micro Circuits Corporation (Exact name of registrant as specified in its charter) 000-23193 (Commission File Number) Delaware 94-2586591 (State or o |
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| December 6, 2012 |
Costs Associated with Exit or Disposal Activities - FORM 8-K Form 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported): December 3, 2012 Applied Micro Circuits Corporation (Exact Name of Registrant as Specified in Charter) DELAWARE 000-23193 94-2586591 (State or Other Jurisdiction of Incorpora |
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| October 31, 2012 |
Transcript of Conference Call Exhibit 99.2 CORPORATE PARTICIPANTS Bob Gargus Applied Micro Circuits Corporation—SVP and CFO Paramesh Gopi Applied Micro Circuits Corporation—President and CEO CONFERENCE CALL PARTICIPANTS Christian Schwab Craig-Hallum Capital Group—Analyst Shawn Simmons Oppenheimer & Co—Analyst Vijay Rakesh Sterne, Agee & Leach, Inc.—Analyst Patrick Wang Evercore Partners—Analyst Sa |
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| October 31, 2012 |
Financial Statements and Exhibits, Results of Operations and Financial Condition - FORM 8-K Form 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported): October 25, 2012 Applied Micro Circuits Corporation (Exact Name of Registrant as Specified in Charter) DELAWARE 000-23193 94-2586591 (State or Other Jurisdiction of Incorpora |
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| October 31, 2012 |
APPLIED MICRO CIRCUITS CORPORATION REPORTS SECOND QUARTER FISCAL 2013 FINANCIAL RESULTS Press Release Exhibit 99.1 FOR ADDITIONAL INFORMATION: Investor Relations Contact: Media Contact: Applied Micro Circuits Corporation Bob Gargus Applied Micro Circuits Corporation Diane Orr Phone: (408) 542-8752 Phone: (408) 358-1617 E-Mail: [email protected] E-mail: [email protected] Thursday, October 25, 2012 Company Press Release APPLIED MICRO CIRCUITS CORPORATION REPORTS SECOND QUARTER FISCAL 201 |
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| September 18, 2012 |
Form 8-K Amendment UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D. |
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| August 29, 2012 |
EX-4.3 2 d395065dex43.htm VELOCE TECHNOLOGIES, INC. AMENDED AND RESTATED 2009 STOCK INCENTIVE PLAN Exhibit 4.3 VELOCE TECHNOLOGIES, INC. AMENDED AND RESTATED 2009 STOCK INCENTIVE PLAN Adopted by the Board on October 21, 2010 Approved by the Stockholders on October 21, 2010 TABLE OF CONTENTS Page SECTION 1. PURPOSE. 1 SECTION 2. DEFINITIONS. 1 2.1 “Board” 1 2.2 “Change in Control” 1 2.3 “Code” 2 2. |
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| August 29, 2012 |
S-8 1 d395065ds8.htm FORM S-8 As filed with the Securities and Exchange Commission on August 28, 2012. Registration No. 333- UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM S-8 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 APPLIED MICRO CIRCUITS CORPORATION (Exact name of registrant as specified in its charter) DELAWARE 94-2586591 (State or other jurisdiction |
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| August 29, 2012 |
VELOCE TECHNOLOGIES, INC. EMPLOYEE BONUS PLAN ARTICLE I EX-4.4 3 d395065dex44.htm VELOCE TECHNOLOGIES, INC. EMPLOYEE BONUS PLAN Exhibit 4.4 VELOCE TECHNOLOGIES, INC. EMPLOYEE BONUS PLAN ARTICLE I General 1.1 Purposes of the Plan. This Veloce Technologies, Inc. Employee Bonus Plan (the “Plan”) is established by the Board of Directors (the “Board”) of Veloce Technologies, Inc., a Delaware corporation (the “Company”), in connection with the Agreement and |
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| August 22, 2012 |
8-K 1 d401237d8k.htm FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported): August 16, 2012 Applied Micro Circuits Corporation (Exact Name of Registrant as Specified in Charter) DELAWARE 000-23193 94-2586591 (State or Other Juris |
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| August 20, 2012 |
AMCC / Applied Micro Circuits Corp. / Empire Capital Management, L.L.C. Passive Investment FORM SC 13G SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G APPLIED MICRO CIRCUITS CORP (Name of Issuer) Common Stock, $0.01 par value (Title of Class of Securities) 03822W409 (CUSIP Number) August 16, 2012 (Date of event which requires filing of this statement) Check the appropriate box to designate the rule pursuant to which this Schedule 13G is filed: ¨ Rule 13d-1(b) x Ru |
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| August 20, 2012 |
APPLIED MICRO CIRCUITS CORPORATION 2012 EMPLOYEE STOCK PURCHASE PLAN Exhibit 10.67 APPLIED MICRO CIRCUITS CORPORATION 2012 EMPLOYEE STOCK PURCHASE PLAN The following constitute the provisions of the 2012 Employee Stock Purchase Plan of Applied Micro Circuits Corporation (the “Plan”). 1. Purpose. The purpose of the Plan is to provide employees of the Company and its Designated Subsidiaries with an opportunity to purchase Common Stock of the Company. It is the intent |
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| August 20, 2012 |
8-K 1 d399726d8k.htm FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported): August 14, 2012 Applied Micro Circuits Corporation (Exact Name of Registrant as Specified in Charter) DELAWARE 000-23193 94-2586591 (State or Other Juris |
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| July 31, 2012 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported): July 25, 2012 Applied Micro Circuits Corporation (Exact Name of Registrant as Specified in Charter) DELAWARE 000-23193 94-2586591 (State or Other Jurisdiction of Incorporation) (Commi |
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| July 31, 2012 |
APPLIED MICRO CIRCUITS CORPORATION REPORTS FIRST QUARTER FISCAL 2013 FINANCIAL RESULTS Press Release Exhibit 99.1 FOR ADDITIONAL INFORMATION: Investor Relations Contact: Media Contact: Applied Micro Circuits Corporation Applied Micro Circuits Corporation Bob Gargus Tally Kaplan-Porat Phone: (408) 542-8752 Phone: (408) 702-3139 E-Mail: [email protected] E-Mail: [email protected] Wednesday, July 25, 2012 Company Press Release APPLIED MICRO CIRCUITS CORPORATION REPORTS FIRST QUARTER FISCAL |
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| July 31, 2012 |
Transcript of Conference Call Exhibit 99.2 CORPORATE PARTICIPANTS Bob Gargus Applied Micro Circuits Corporation — SVP and CFO Paramesh Gopi Applied Micro Circuits Corporation — President and CEO CONFERENCE CALL PARTICIPANTS Ambrish Srivastava BMO Capital Markets — Analyst Jason Rechel Oppenheimer & Co — Analyst Vijay Rakesh Sterne, Agee & Leach, Inc. — Analyst Patrick Wang Evercore Partners — Anal |
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| July 5, 2012 |
Definitive Proxy Statement Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| July 5, 2012 |
- DEFINITIVE ADDITIONAL MATERIALS Definitive Additional Materials UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| June 22, 2012 |
Form 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT to SECTION 13 or 15(d) of the SECURITIES EXCHANGE ACT of 1934 Date of Report (Date of earliest event reported): June 20, 2012 Applied Micro Circuits Corporation (Exact name of registrant as specified in its charter) 000-23193 (Commission File Number) Delaware 94-2586591 (State or other |
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| May 2, 2012 |
Transcript of Conference Call CORPORATE PARTICIPANTS Exhibit 99.2 Bob Gargus Applied Micro Circuits Corporation - SVP and CFO Paramesh Gopi Applied Micro Circuits Corporation - President and CEO CONFERENCE CALL PARTICIPANTS Ambrish Srivastava BMO Capital Markets - Analyst Patrick Wang Evercore Partners - Analyst Vijay Rakesh Sterne, Agee & Leach, Inc. - Analyst Jason Reckel Oppenheimer & Co. - Ana |
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| May 2, 2012 |
APPLIED MICRO CIRCUITS CORPORATION REPORTS FOURTH QUARTER FISCAL 2012 FINANCIAL RESULTS Press Release Exhibit 99.1 FOR ADDITIONAL INFORMATION: Investor Relations Contact: Media Contact: Applied Micro Circuits Corporation Bob Gargus Applied Micro Circuits Corporation Tally Kaplan-Porat Phone: (408) 542-8752 Phone: (408) 702-3139 E-Mail: [email protected] E-Mail: [email protected] Thursday, April 26, 2012 Company Press Release APPLIED MICRO CIRCUITS CORPORATION REPORTS FOURTH QUARTER FISCA |
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| May 2, 2012 |
Financial Statements and Exhibits, Results of Operations and Financial Condition - FORM 8-K Form 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported): April 26, 2012 Applied Micro Circuits Corporation (Exact Name of Registrant as Specified in Charter) DELAWARE 000-23193 94-2586591 (State or Other Jurisdiction of Incorporati |
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| April 16, 2012 |
Transcript of Conference Call Exhibit 99.2 CORPORATE PARTICIPANTS Bob Gargus Applied Micro Circuits Corporation - SVP and CFO Paramesh Gopi Applied Micro Circuits Corporation - President and CEO CONFERENCE CALL PARTICIPANTS Ambrish Srivastava BMO Capital Markets - Analyst Patrick Wang Evercore Partners - Analyst Christian Schwab Craig-Hallum Capital Group. - Analyst Rick Schafer Oppenheimer & Co. |
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| April 16, 2012 |
Financial Statements and Exhibits, Results of Operations and Financial Condition - FORM 8-K Form 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported): April 10, 2012 Applied Micro Circuits Corporation (Exact Name of Registrant as Specified in Charter) DELAWARE 000-23193 94-2586591 (State or Other Jurisdiction of Incorporati |
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| April 16, 2012 |
Press Release Exhibit 99.1 SAN JOSE, Calif., April 10, 2012 -Applied Micro, Inc. (NASDAQ:AMCC), a global leader in energy conscious computing solutions for telco, enterprise, data center, consumer and SMB applications, today announced that financial results for the fourth fiscal quarter of 2012 will be below the company’s previous outlook. The company currently expects that revenue in the fourth f |
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| April 10, 2012 |
Entry into a Material Definitive Agreement Form 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT to SECTION 13 or 15(d) of the SECURITIES EXCHANGE ACT of 1934 Date of Report (Date of earliest event reported): April 5, 2012 Applied Micro Circuits Corporation (Exact name of registrant as specified in its charter) 000-23193 (Commission File Number) Delaware 94-2586591 (State or other |
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| March 12, 2012 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 3)* Applied Micro Circuits Corporation (Name of Issuer) Common Stock (Title of Class of Securities) 03822W406 (CUSIP Number) February 29, 2012 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to |
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| February 14, 2012 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 2)* Applied Micro Circuits Corporation (Name of Issuer) Common Stock (Title of Class of Securities) 03822W406 (CUSIP Number) December 31, 2011 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to |
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| February 14, 2012 |
SC 13G 1 s13g021412-appmiccir.htm SC 13G FOR ARTIS CAPITAL MANAGEMENT - APPLIED MICRO CIRCUITS CORPORATION UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. ) Applied Micro Circuits Corporation (Name of Issuer) Common Stock, par value $0.01 per share (Title of Class of Securities) 03822W406 (CUSIP Number) D |
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| February 14, 2012 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G (Rule 13d-102) Information Statement Pursuant to Rules 13d-1 and 13d-2 Under the Securities Exchange Act of 1934 (Amendment No. 1 )* Applied Micro Circuits Corporation (Name of Issuer) Common Stock, $1.00 par value per share (Title of Class of Securities) 03822W406 (CUSIP Number) December 31, 2011 Date of Event Wh |
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| February 14, 2012 |
AMCC / Applied Micro Circuits Corp. / Kingdom Ridge Capital Master Fund, Ltd. Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. |
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| February 8, 2012 |
AMCC / Applied Micro Circuits Corp. / VANGUARD GROUP INC Passive Investment appliedmicrocircuitscorp.htm - Generated by SEC Publisher for SEC Filing SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Schedule 13G Under the Securities Exchange Act of 1934 (Amendment No.:0 )* Name of issuer: Applied Micro Circuits Corp Title of Class of Securities: Common Stock CUSIP Number: 03822W406 Date of Event Which Requires Filing of this Statement: December 31, 2011 Check the |
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| February 6, 2012 |
Transcript of Conference Call Exhibit 99.2 CORPORATE PARTICIPANTS Bob Gargus Applied Micro Circuits Corporation—SVP and CFO Paramesh Gopi Applied Micro Circuits Corporation—President and CEO CONFERENCE CALL PARTICIPANTS Emily Scudder BMO Capital Markets—Analyst Patrick Wang Evercore Partners—Analyst Vijay Rakesh Sterne, Agee & Leach, Inc.—Analyst Shawn Simmons Oppenheimer & Co.—Analyst Chris Zepf |
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| February 6, 2012 |
Financial Statements and Exhibits, Results of Operations and Financial Condition - FORM 8-K Form 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported): January 31, 2012 Applied Micro Circuits Corporation (Exact Name of Registrant as Specified in Charter) DELAWARE 000-23193 94-2586591 (State or Other Jurisdiction of Incorpora |
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| February 6, 2012 |
APPLIED MICRO CIRCUITS CORPORATION REPORTS THIRD QUARTER FISCAL 2012 FINANCIAL RESULTS Press Release Exhibit 99.1 FOR ADDITIONAL INFORMATION: Investor Relations Contact: Media Contact: Applied Micro Circuits Corporation Bob Gargus Applied Micro Circuits Corporation Tally Kaplan-Porat Phone: (408) 542-8752 Phone: (408) 702-3139 E-Mail: [email protected] E-Mail: [email protected] Tuesday, January 31, 2012 Company Press Release APPLIED MICRO CIRCUITS CORPORATION REPORTS THIRD QUARTER FISCA |
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| January 17, 2012 |
Correspondence January 17, 2012 Via EDGAR and Overnight Mail U.S. Securities and Exchange Commission Division of Corporation Finance 100 F Street, N.E. Washington, D.C. 20549 Attention: Amanda Ravitz Re: Applied Micro Circuits Corporation Form 10-K for the fiscal year ended March 31, 2011 Filed May 9, 2011 File No. 000-23193 Dear Ms. Ravitz: We submit this letter in response to comments from the S |
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| January 12, 2012 |
Submission of Matters to a Vote of Security Holders - FORM 8-K AMENDMENT Form 8-K Amendment UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D. |
