ASDN / Astro Aerospace Ltd - Pengajuan SECLaporan Tahunan, Pernyataan Proksi

Astro Aerospace Ltd
US ˙ OTC
HINDI NA ACTIVE ANG SIMBONG ITO

Mga Batayang Estadistika
CIK 1425203
SEC Filings
All companies that sell securities in the United States must register with the Securities and Exchange Commission (SEC) and file reports on a regular basis. These reports include company annual reports (10K, 10Q), news updates (8K), investor presentations (found in 8Ks), insider trades (form 4), ownership reports (13D, and 13G), and reports related to the specific securities sold, such as registration statements and prospectus. This page shows recent SEC filings related to Astro Aerospace Ltd
SEC Filings (Chronological Order)
Halaman ini menyediakan daftar lengkap dan kronologis dari Pengajuan SEC, tidak termasuk pengajuan kepemilikan yang kami sediakan di tempat lain.
March 31, 2022 NT 10-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SEC File Number 000-55971 FORM 12b-25 NOTIFICATION OF LATE FILING

NT 10-K 1 astro10knt123121.htm ASTRO 10-K EXTENSION REQUEST UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SEC File Number 000-55971 FORM 12b-25 NOTIFICATION OF LATE FILING (Check one): x Form 10-K o Form 20-F o Form 11-K o Form 10-Q o Form N-SAR For Period Ended: December 31, 2021 o Transition Report on Form 10-K o Transition Report on Form 20-F o Transition Report on For

March 31, 2022 8-K

Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) March 28, 2022 Astro Aerospace Ltd. (Exact name of registrant as specified in its charter) Nevada 333-149000 98-0557091 (State or other jurisdiction of incorporation) (Commission File

December 1, 2021 SC 13D

ASDN / Astro Aerospace Ltd / Robinson Family Ventures Inc. - SCHEDULE 13D ROBINSON FAMILY VENTURES Activist Investment

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 Astro Aerospace Ltd. (Name of Issuer) Common Stock (Title of Class of Securities) 04636R 104 (CUSIP Number) J.M. Walker & Associates 7841 South Garfield Way Centennial, CO 80122 (303) 850-7637 (Name, Address and Telephone Number of Person Authorized to Receive Notices and

November 15, 2021 NT 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SEC File Number 000-55971 FORM 12b-25 NOTIFICATION OF LATE FILING

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SEC File Number 000-55971 FORM 12b-25 NOTIFICATION OF LATE FILING (Check one): o Form 10-K o Form 20-F o Form 11-K x Form 10-Q o Form N-SAR For Period Ended: Septembe 30, 2021 o Transition Report on Form 10-K o Transition Report on Form 20-F o Transition Report on Form 11-K o Transition Report on Form 10-Q o Transition Report

October 20, 2021 POS AM

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM S-1 POST-EFFECTIVE AMENDMENT NO. 6 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 ASTRO AEROSPACE LTD. (Exact name of registrant as specified in its charter)

File No. 333-235252 UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM S-1 POST-EFFECTIVE AMENDMENT NO. 6 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 ASTRO AEROSPACE LTD. (Exact name of registrant as specified in its charter) Nevada 4522 98-0557091 (State or other jurisdiction of incorporation or organization) (Primary Standard Industrial Classification Code)

October 19, 2021 POS AM

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM S-1 POST-EFFECTIVE AMENDMENT NO. 1 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 ASTRO AEROSPACE LTD. (Exact name of registrant as specified in its charter)

File No. 333-256200 UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM S-1 POST-EFFECTIVE AMENDMENT NO. 1 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 ASTRO AEROSPACE LTD. (Exact name of registrant as specified in its charter) Nevada 4522 98-0557091 (State or other jurisdiction of incorporation or organization) (Primary Standard Industrial Classification Code)

October 15, 2021 CORRESP

Astro Aerospace Ltd. 320 W. Main Street Lewisville, TX 75057

Astro Aerospace Ltd. 320 W. Main Street Lewisville, TX 75057 October 14, 2021 Office of Manufacturing U.S. Securities and Exchange Commission Division of Corporation Finance Washington, D.C. 20549-7010 Re: Astro Aerospace Ltd. Registration Statement on Form S-1 Filed August 17, 2021 File No. 333-258893 Ladies and Gentlemen: We have filed Amendment 1 to the Registration Statement on Form S-1, file

October 15, 2021 S-1/A

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 Amendment 1 to FORM S-1 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 ASTRO AEROSPACE LTD. (Exact name of registrant as specified in its charter)

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 Amendment 1 to FORM S-1 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 ASTRO AEROSPACE LTD. (Exact name of registrant as specified in its charter) Nevada 4522 98-0557091 (State or other jurisdiction of incorporation or organization) (Primary Standard Industrial Classification Code) (I.R.S. Employer Identification No.)

October 7, 2021 10-Q/A

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q/A

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q/A [x] Quarterly Report Pursuant to Section 13 or 15(d) Securities Exchange Act of 1934 for Quarterly Period Ended June 30, 2021 -OR- [ ] Transition Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 for the transaction period from to Commission File Number 333-149000 ASTRO AEROSPACE LTD. (E

October 4, 2021 10-Q/A

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q/A

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q/A [x] Quarterly Report Pursuant to Section 13 or 15(d) Securities Exchange Act of 1934 for Quarterly Period Ended June 30, 2021 -OR- [ ] Transition Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 for the transaction period from to Commission File Number 333-149000 ASTRO AEROSPACE LTD. (E

September 30, 2021 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q [x] Quarterly Report Pursuant to Section 13 or 15(d) Securities Exchange Act of 1934 for Quarterly Period Ended June 30, 2021 -OR- [ ] Transition Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 for the transaction period from to Commission File Number 333-149000 ASTRO AEROSPACE LTD. (Exa

August 17, 2021 EX-10.6

NOTE AND WARRANT PURCHASE AGREEMENT

NOTE AND WARRANT PURCHASE AGREEMENT THIS NOTE AND WARRANT PURCHASE AGREEMENT (this ?Agreement?) is entered into as of July 20, 2021 (the ?Execution Date?), by and between Astro Aerospace, Ltd.

August 17, 2021 EX-10.9

COMMON STOCK PURCHASE WARRANT ASTRO AEROSPACE LTD.

NEITHER THIS SECURITY NOR THE SECURITIES AS TO WHICH THIS SECURITY MAY BE EXERCISED HAVE BEEN REGISTERED WITH THE SECURITIES AND EXCHANGE COMMISSION OR THE SECURITIES COMMISSION OF ANY STATE IN RELIANCE UPON AN EXEMPTION FROM REGISTRATION UNDER THE SECURITIES ACT OF 1933, AS AMENDED (THE ?SECURITIES ACT?), AND, ACCORDINGLY, MAY NOT BE OFFERED OR SOLD EXCEPT PURSUANT TO AN EFFECTIVE REGISTRATION ST

August 17, 2021 EX-10.8

REGISTRATION RIGHTS AGREEMENT

REGISTRATION RIGHTS AGREEMENT REGISTRATION RIGHTS AGREEMENT (this ?Agreement?), dated as of July 20, 2021 (the ?Execution Date?), is entered into by and between ASTRO AEROSPACE, LTD.

August 17, 2021 EX-10.10

FIRST AMENDMENT TO NOTE PURCHASE AGREEMENT

FIRST AMENDMENT TO NOTE PURCHASE AGREEMENT This First Amendment to the Note Purchase Agreement (this ?Amendment?) is made as of July 20, 2021 (the ?Amendment Effective Date?), and with reference to that certain Note Purchase Agreement dated as of March 5, 2020 (the ?Purchase Agreement?) among Astro Aerospace, Ltd.

August 17, 2021 S-1

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM S-1 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 ASTRO AEROSPACE LTD. (Exact name of registrant as specified in its charter)

Converted by EDGARwiz UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.

August 17, 2021 EX-10.7

SENIOR SECURED CONVERTIBLE PROMISSORY NOTE

NEITHER THE ISSUANCE NOR SALE OF THE SECURITIES REPRESENTED BY THIS CERTIFICATE NOR THE SECURITIES INTO WHICH THESE SECURITIES ARE CONVERTIBLE HAVE BEEN REGISTERED UNDER THE SECURITIES ACT OF 1933, AS AMENDED, OR APPLICABLE STATE SECURITIES LAWS.

August 17, 2021 EX-10.11

AMENDMENT TO SECURITY AGREEMENT

AMENDMENT TO SECURITY AGREEMENT THIS FIRST AMENDMENT (the ?Amendment?) made July 20, 2021 (the ?Effective Date?) to that certain SECURITY AGREEMENT (the ?Security Agreement?) dated March 5, 2021, by and between Astro Aerospace, Ltd, a Nevada corporation with its principal place of business at 320 W.

August 9, 2021 NT 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SEC File Number 000-55971 FORM 12b-25 NOTIFICATION OF LATE FILING

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SEC File Number 000-55971 FORM 12b-25 NOTIFICATION OF LATE FILING (Check one): o Form 10-K o Form 20-F o Form 11-K x Form 10-Q o Form N-SAR For Period Ended: June 30, 2021 o Transition Report on Form 10-K o Transition Report on Form 20-F o Transition Report on Form 11-K o Transition Report on Form 10-Q o Transition Report on F

June 23, 2021 CORRESP

U.S. Securities and Exchange Commission

June 22, 2021 U.S. Securities and Exchange Commission Division of Corporation Finance 100 F Street, N.E. Washington, D.C. 20549 Re: Astro Aerospace Ltd. Registration Statement on Form S-1 File No. 333-235252 Ladies and Gentlemen: On behalf of Astro Aerospace Ltd. (the ?Company?), in accordance with Rule 460 and 461 under the Securities Act of 1933, as amended, the undersigned respectfully requests

June 14, 2021 S-1/A

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 Amendment No. 1 FORM S-1 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 Amendment No. 1 to FORM S-1 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 ASTRO AEROSPACE LTD. (Exact name of registrant as specified in its charter) Nevada 4522 98-0557091 (State or other jurisdiction of incorporation or organization) (Primary Standard Industrial Classification Code) (I.R.S. Employer Identification

June 4, 2021 8-K

Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) June 1, 2021 Astro Aerospace Ltd. (Exact name of registrant as specified in its charter) Nevada 333-149000 98-0557091 (State or other jurisdiction of incorporation) (Commission File Nu

June 4, 2021 8-K/A

Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 28, 2021 ASTRO AEROSPACE LTD. (Exact name of registrant as specified in its charter) Nevada 333-149000 98-0557091 (State or other jurisdiction of incorporation) (Commission File N

June 4, 2021 8-K

Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers, Entry into a Material Definitive Agreement, Unregistered Sales of Equity Securities, Financial Statements and Exhibits, Completion of Acquisition or Disposition of Assets

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 28, 2021 ASTRO AEROSPACE LTD. (Exact name of registrant as specified in its charter) Nevada 333-149000 98-0557091 (State or other jurisdiction of incorporation) (Commission File N

June 4, 2021 EX-10.10

Share Exchange Agreement by and between Registrant and Horizon Aircraft dated May 28, 2021

SHARE EXCHANGE AGREEMENT THIS SHARE EXCHANGE AGREEMENT is made effective the 28th day of April 2021.

June 4, 2021 EX-10.13

Lock-Up Agreement with Remaining Shareholders

LOCK-UP AGREEMENT May 28, 2021 TO: ASTRO AEROSPACE LTD. 320 W. Main Street Lewisville, TX 75057 RE: Lock-Up of Securities Acquired pursuant to Share Exchange Agreement 1. Reference is made to the share exchange agreement dated April 28, 2021, entered into by and among Astro Aerospace Ltd. (?Astro?), Horizon Aircraft Inc. (?Horizon?), and the other parties thereto, as may be amended from time to ti

June 4, 2021 EX-10.12

Lock-Up Agreement with Robinson Family Ventures

LOCK-UP AGREEMENT May 28, 2021 TO: ASTRO AEROSPACE LTD. 320 W. Main Street Lewisville, TX 75057 RE: Lock-Up of Securities Acquired pursuant to Share Exchange Agreement 1. Reference is made to the share exchange agreement dated April 28, 2021 entered into by and among Astro Aerospace Ltd. (?Astro?), Horizon Aircraft Inc. (?Horizon?), and the other parties thereto, as first amended May 27, 2021, and

June 4, 2021 EX-10.14

Investor Rights Agreement

INVESTORS? RIGHTS AGREEMENT THIS AMENDED AND RESTATED INVESTORS? RIGHTS AGREEMENT (this ?Agreement?), is made as of May 28, 2021, by and among Astro Aerospace, Ltd.

June 4, 2021 EX-10.15

Employment Agreement by and between the Registrant and Brandon Robinson dated May 28, 2021

EXECUTIVE EMPLOYMENT AGREEMENT THIS AGREEMENT made effective as of the 28rd day of May 2021.

June 4, 2021 EX-10.12

Amending Agreement to the Share Exchange Agreement by and between Registrant and Horizon Aircraft dated May 28, 2021

FIRST AMENDING AGREEMENT THIS AGREEMENT is dated the 28th day of May 2021. BETWEEN: ASTRO AEROSPACE LTD., a corporation existing under the laws of the State of Nevada, having a registered office at 320 W. Main Street, Lewisville, Texas, 75057 (the ?Purchaser?) -and- ROBINSON AIRCRAFT ULC, an unlimited liability company existing under the laws of the Province of British Columbia, having a registere

May 25, 2021 10-Q/A

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q/A

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q/A [x] Quarterly Report Pursuant to Section 13 or 15(d) Securities Exchange Act of 1934 for Quarterly Period Ended March 31, 2021 -OR- [ ] Transition Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 for the transaction period from to Commission File Number 333-149000 ASTRO AEROSPACE LTD. (

May 24, 2021 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q [x] Quarterly Report Pursuant to Section 13 or 15(d) Securities Exchange Act of 1934 for Quarterly Period Ended March 31, 2021 -OR- [ ] Transition Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 for the transaction period from to Commission File Number 333-149000 ASTRO AEROSPACE LTD. (Ex

May 17, 2021 S-1

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM S-1 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM S-1 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 ASTRO AEROSPACE LTD. (Exact name of registrant as specified in its charter) Nevada 4522 98-0557091 (State or other jurisdiction of incorporation or organization) (Primary Standard Industrial Classification Code) (I.R.S. Employer Identification No.) 320 W. Main St

May 17, 2021 EX-10.2

Senior Secured Convertible Promissory Note dated March 5, 2021.*

EXHIBIT 10.2 NEITHER THE ISSUANCE NOR SALE OF THE SECURITIES REPRESENTED BY THIS CERTIFICATE NOR THE SECURITIES INTO WHICH THESE SECURITIES ARE CONVERTIBLE HAVE BEEN REGISTERED UNDER THE SECURITIES ACT OF 1933, AS AMENDED, OR APPLICABLE STATE SECURITIES LAWS. THE SECURITIES MAY NOT BE OFFERED FOR SALE, SOLD, TRANSFERRED OR ASSIGNED (I) IN THE ABSENCE OF (A) AN EFFECTIVE REGISTRATION STATEMENT FOR

May 17, 2021 EX-10.1

Note Purchase Agreement dated March 5, 2021 by and between Astro Aerospace Ltd. and Westworld Financial Capital, LLC.

EXHIBIT 10.1 NOTE PURCHASE AGREEMENT THIS NOTE PURCHASE AGREEMENT (this ?Agreement?) is entered into as of March 5, 2021 (the ?Execution Date?), by and between Astro Aerospace, Ltd., a Nevada corporation (the ?Company?), and Westwood Financial Capital, LLC, a Colorado limited liability company (the ?Investor?). RECITALS WHEREAS, the parties desire that, upon the terms and subject to the conditions

May 17, 2021 EX-10.3

Registration Rights Agreement dated March 5, 2021 by and between Astro Aerospace Ltd. and Westworld Financial Capital, LLC.

EXHIBIT 10.3 REGISTRATION RIGHTS AGREEMENT REGISTRATION RIGHTS AGREEMENT (this ?Agreement?), dated as of March 5, 2021 (the ?Execution Date?), is entered into by and between ASTRO AEROSPACE, LTD., a Nevada corporation (the ?Company?) and Westworld Financial Capital LLC, a Colorado limited liability company (together with its permitted assigns, the ?Buyer?). Capitalized terms used herein and not ot

May 17, 2021 EX-10.4

Common Stock Purchase Warrant dated March 5, 2021

EXHIBIT 10.4 NEITHER THIS SECURITY NOR THE SECURITIES AS TO WHICH THIS SECURITY MAY BE EXERCISED HAVE BEEN REGISTERED WITH THE SECURITIES AND EXCHANGE COMMISSION OR THE SECURITIES COMMISSION OF ANY STATE IN RELIANCE UPON AN EXEMPTION FROM REGISTRATION UNDER THE SECURITIES ACT OF 1933, AS AMENDED (THE ?SECURITIES ACT?), AND, ACCORDINGLY, MAY NOT BE OFFERED OR SOLD EXCEPT PURSUANT TO AN EFFECTIVE RE

May 17, 2021 EX-10.5

Securities Purchase Agreement dated May 5, 2021 by and between Astro Aerospace Ltd. and Lallande Poydras Investment Partnership

EXHIBIT 10.5 SECURITIES PURCHASE AGREEMENT This SECURITIES PURCHASE AGREEMENT (this ?Agreement?) dated as of May 5, 2021 by and among (the ?Execution Date?), by and between Astro Aerospace, Ltd., a Nevada corporation (the ?Company?) and each purchaser identified on the signature pages hereto (individually, a ?Purchaser? and collectively, the ?Purchasers?). W I T N E S S E T H: WHEREAS, the Company

May 11, 2021 NT 10-Q

- ASTRO NT 10-KQ -31-21

NT 10-Q 1 astro10qnt33121.htm ASTRO NT 10-KQ -31-21 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SEC File Number 000-55971 FORM 12b-25 NOTIFICATION OF LATE FILING (Check one): o Form 10-K o Form 20-F o Form 11-K x Form 10-Q o Form N-SAR For Period Ended: March 31, 2021 o Transition Report on Form 10-K o Transition Report on Form 20-F o Transition Report on Form 11-K o Tr

May 4, 2021 AW

- WITHDRAWAL REQUEST S-1/A

J.M. Walker & Associates 7841 South Garfield Way Centennial, CO 80122 (303) 850-7637 telephone [email protected] (303) 482-2731 facsimile May 4, 2021 VIA EDGAR United States Securities and Exchange Commission Division of Corporation Finance Office of Finance 100 F Street, N.E. Washington, D.C. 20549 Re: Form AW ? Request for Withdrawal Astro Aerospace, Ltd. Post-Effective Amendment No. 5 to Regis

April 29, 2021 AW WD

- ASTRO AEROSPACE WITHDRAWAL REQUEST

J.M. Walker & Associates 7841 South Garfield Way Centennial, CO 80122 (303) 850-7637 telephone [email protected] (303) 482-2731 facsimile April 28, 2021 VIA EDGAR United States Securities and Exchange Commission Division of Corporation Finance Office of Finance 100 F Street, N.E. Washington, D.C. 20549 Re: Form AW ? Request for Withdrawal Astro Aerospace, Ltd. Post-Effective Amendment No. 5 to Re

April 28, 2021 POS AM

- ASTRO AEROSPACE POSAM5 333-235252

File No. - 333-235252 UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM S-1 POST-EFFECTIVE AMENDMENT NO. 5 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 ASTRO AEROSPACE LTD. (Exact name of registrant as specified in its charter) Nevada 4522 98-0557091 (State or other jurisdiction of incorporation or organization) (Primary Standard Industrial Classification Code

April 21, 2021 S-1/A

- ASTRO AEROSPACE POSAM5 333-235252

File No. - 333-235252 UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM S-1 POST-EFFECTIVE AMENDMENT NO. 5 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 ASTRO AEROSPACE LTD. (Exact name of registrant as specified in its charter) Nevada 4522 98-0557091 (State or other jurisdiction of incorporation or organization) (Primary Standard Industrial Classification Code

April 15, 2021 10-K

Annual Report - FORM 10-K

10-K 1 astroaerospace10k2020.htm FORM 10-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-K [X] 15, ANNUAL REPORT UNDER SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended: December 31, 2020 OR [ ] 15, TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commissio

March 31, 2021 NT 10-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SEC File Number 000-55971 FORM 12b-25 NOTIFICATION OF LATE FILING

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SEC File Number 000-55971 FORM 12b-25 NOTIFICATION OF LATE FILING (Check one): x Form 10-K o Form 20-F o Form 11-K o Form 10-Q o Form N-SAR For Period Ended: December 31, 2020 o Transition Report on Form 10-K o Transition Report on Form 20-F o Transition Report on Form 11-K o Transition Report on Form 10-Q o Transition Report

March 17, 2021 8-K

Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) March 10, 2021 Astro Aerospace Ltd. (Exact name of registrant as specified in its charter) Nevada 333-149000 98-0557091 (State or other jurisdiction of incorporation) (Commission File

February 25, 2021 8-K

Entry into a Material Definitive Agreement, Financial Statements and Exhibits, Completion of Acquisition or Disposition of Assets

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 10, 2021 ASTRO AEROSPACE LTD. (Exact name of registrant as specified in its charter) Nevada 333-149000 98-0557091 (State or other jurisdiction of incorporation) (Commission F

February 25, 2021 EX-10.14

BUSINESS ADVISORY AGREEMENT

BUSINESS ADVISORY AGREEMENT THIS AGREEMENT (the ?Agreement?) dated as of February 10th 2020 by and between Astro Aerospace Ltd.

February 25, 2021 EX-10.13

BUSINESS ADVISORY AGREEMENT

EX-10.13 2 astro8kex1013.htm BUSINESS ADVISORY AGREEMENT - SBC BUSINESS ADVISORY AGREEMENT THIS AGREEMENT (the “Agreement”) dated as of February 10th 2020 by and between Astro Aerospace Ltd. (the “Company”) and SBC Investments Ltd. (the “Advisor”). W I T N E S S E T H: WHEREAS, the Company desires to retain Advisor to provide business advisory services to the Company; and NOW, THEREFORE, in consid

February 25, 2021 8-K

Financial Statements and Exhibits, Other Events

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 17, 2021 ASTRO AEROSPACE LTD. (Exact name of registrant as specified in its charter) Nevada 333-149000 98-0557091 (State or other jurisdiction of incorporation) (Commission F

February 25, 2021 8-K

Entry into a Material Definitive Agreement, Financial Statements and Exhibits, Completion of Acquisition or Disposition of Assets

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 8, 2021 ASTRO AEROSPACE LTD. (Exact name of registrant as specified in its charter) Nevada 333-149000 98-0557091 (State or other jurisdiction of incorporation) (Commission Fi

February 25, 2021 EX-10.12

KINGSWOOD CAPITAL MARKETS

KINGSWOOD CAPITAL MARKETS Personal and Confidential February 8, 2021 Bruce Bent Chief Executive Officer Astro Aerospace Ltd.

January 25, 2021 SC 13G

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 Astro Aerospace Ltd. (Name of Issuer) Common Stock (Title of Class of Securities) 04636R104 (CUSIP Number) Oasis Capital, LLC 208 Ponce de Leon Ave Ste 1600 San Juan, Puerto Rico 00918 1-816-960-0100 (Name, Address and Telephone Number of Person Authorized to Receive Notic

December 10, 2020 POS AM

- ASTRO AEROSPACE POSAM4 333-229149

File No. - 333-229149 UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM S-1 POST-EFFECTIVE AMENDMENT NO. 5 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 ASTRO AEROSPACE LTD. (Exact name of registrant as specified in its charter) Nevada 4522 98-0557091 (State or other jurisdiction of incorporation or organization) (Primary Standard Industrial Classification Code

December 10, 2020 POS AM

- ASTRO AEROSPACE POSAM4 333-235252

File No. - 333-235252 UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM S-1 POST-EFFECTIVE AMENDMENT NO. 4 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 ASTRO AEROSPACE LTD. (Exact name of registrant as specified in its charter) Nevada 4522 98-0557091 (State or other jurisdiction of incorporation or organization) (Primary Standard Industrial Classification Code

November 23, 2020 10-Q

Quarterly Report - ASTRO AEROSPACE FORM 10-Q 9-30-20

Astro Aerospace Form 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.

November 13, 2020 NT 10-Q

- ASTRO AEROSPACE 10-Q NT

Converted by EDGARwiz UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.

November 6, 2020 DEF 14C

- ASTRO AEROSPACE DEF 14C

Baynon Preliminary 14C UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.

October 16, 2020 PRE 14C

- ASTRO AEROSPACE PRE 14C

Baynon Preliminary 14C UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.

August 19, 2020 POS AM

- ASTRO AEROSPACE POSAM 333-235252

Astro Aerospace Form S-1 File No. - 333-235252 UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM S-1 POST-EFFECTIVE AMENDMENT NO. 3 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 ASTRO AEROSPACE LTD. (Exact name of registrant as specified in its charter) Nevada 4522 98-0557091 (State or other jurisdiction of incorporation or organization) (Primary Standard Indus

August 19, 2020 POS AM

- ASTRO AEROSPACE POSAM4 333-229149

Astro Aerospace Form S-1 File No. - 333-229149 UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM S-1 POST-EFFECTIVE AMENDMENT NO. 4 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 ASTRO AEROSPACE LTD. (Exact name of registrant as specified in its charter) Nevada 4522 98-0557091 (State or other jurisdiction of incorporation or organization) (Primary Standard Indus

August 18, 2020 10-Q/A

Quarterly Report - ASTRO AEROSPACE FORM 10-Q/A

Astro Aerospace Form 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.

August 17, 2020 10-Q

Quarterly Report - ASTRO AEROSPACE FORM 10-Q 6-30-20

Astro Aerospace Form 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.

August 14, 2020 NT 10-Q

- ASTRO AEROSPACE FORM 10-Q NT

Converted by EDGARwiz UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.

July 10, 2020 POS AM

- ASTRO AEROSPACE POSAM 333-235252

Astro Aerospace Form S-1 File No. - 333-235252 UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM S-1 POST-EFFECTIVE AMENDMENT NO. 2 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 ASTRO AEROSPACE LTD. (Exact name of registrant as specified in its charter) Nevada 4522 98-0557091 (State or other jurisdiction of incorporation or organization) (Primary Standard Indus

July 9, 2020 POS AM

- ASTRO AEROSPACE POSAM 333-229149

Astro Aerospace Form S-1 File No. - 333-229149 UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM S-1 POST-EFFECTIVE AMENDMENT NO. 3 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 ASTRO AEROSPACE LTD. (Exact name of registrant as specified in its charter) Nevada 4522 98-0557091 (State or other jurisdiction of incorporation or organization) (Primary Standard Indus

July 7, 2020 SC 13G

ASDN / Astro Aerospace Ltd. / Oasis Capital, Llc - SCHEDULE 13G Passive Investment

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 Astro Aerospace Ltd. (Name of Issuer) Common Stock (Title of Class of Securities) 04636R104 (CUSIP Number) Oasis Capital, LLC 208 Ponce de Leon Ave Ste 1600 San Juan, Puerto Rico 00918 1-816-960-0100 (Name, Address and Telephone Number of Person Authorized to Receive Notic

July 7, 2020 10-Q/A

Quarterly Report - ASTRO AEROSPACE FORM 10-Q/A

Astro Aerospace Form 10-Q «0MZZN9ME»] [«5MWPKF9Z|Level=d|Label=Document and Entity Information|#=33» UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.

July 2, 2020 10-Q

Quarterly Report - ASTRO AEROSPACE FORM 10-Q

Astro Aerospace Form 10-Q «0MZZN9ME»] [«5MWPKF9Z|Level=d|Label=Document and Entity Information|#=33» UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.

June 24, 2020 NT 10-Q

- ASTRO AEROSPACE FORM 10-Q NT

Converted by EDGARwiz UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.

June 23, 2020 EX-10.11

SENIOR SECURED CONVERTIBLE PROMISSORY NOTE

KMBTC284-20191210114513 NEITHER THE ISSUANCE NOR SALE OF THE SECURITIES REPRESENTED BY THIS CERTIFICATE NOR THE SECURITIES INTO WHICH THESE SECURITIES ARE CONVERTIBLE HAVE BEEN REGISTERED UNDER THE SECURITIES ACT OF 1933, AS AMENDED, OR APPLICABLE STATE SECURITIES LAWS.

June 23, 2020 EX-10.10

SECURITIES PURCHASE AGREEMENT

KMBTC284-20191210114430 SECURITIES PURCHASE AGREEMENT THIS SECURITIES PURCHASE AGREEMENT (this "Agreement"), dated as of December 2, 2019, (the "Execution Date"), is entered into by and between ASTRO AEROSPACE LTD.

June 23, 2020 POS AM

- ASTRO AEROSPACE POS AM 333-235252

Astro Aerospace Form S-1 File No. - 333-235252 UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM S-1 POST-EFFECTIVE AMENDMENT NO. 1 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 ASTRO AEROSPACE LTD. (Exact name of registrant as specified in its charter) Nevada 4522 98-0557091 (State or other jurisdiction of incorporation or organization) (Primary Standard Indus

June 10, 2020 POS AM

- POST EFFECTIVE AMENDMENT #2 FO FORM S-1

Astro Aerospace Form S-1 File No. - 333-229149 UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM S-1 POST-EFFECTIVE AMENDMENT NO. 2 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 ASTRO AEROSPACE LTD. (Exact name of registrant as specified in its charter) Nevada 4522 98-0557091 (State or other jurisdiction of incorporation or organization) (Primary Standard Indus

June 1, 2020 10-K

Annual Report -

Converted by EDGARwiz UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.

June 1, 2020 10-K/A

Annual Report - ASTRO AEROSPACE FORM 10-K/A

Converted by EDGARwiz UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.

May 14, 2020 NT 10-K

- ASTRO NT 10-K 12-31-19

Converted by EDGARwiz UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.

May 14, 2020 8-K

Other Events

Astro Aerospace Form 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.

March 26, 2020 8-K

Other Events

Astro Aerospace Form 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.

December 19, 2019 POS AM

ASDN / Astro Aerospace Ltd. POS AM - - POST EFFECTIVE AMENDMENT TO FORM S-1

Astro Aerospace Form S-1 File No. - 333-229149 UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 Amendment to FORM S-1 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 ASTRO AEROSPACE LTD. (Exact name of registrant as specified in its charter) Nevada 4522 98-0557091 (State or other jurisdiction of incorporation or organization) (Primary Standard Industrial Classificati

December 6, 2019 CORRESP

ASDN / Astro Aerospace Ltd. CORRESP - -

December 6, 2019 U.S. Securities and Exchange Commission Division of Corporation Finance 100 F Street, N.E. Washington, D.C. 20549 Re:Astro Aerospace Ltd. Registration Statement on Form S-1 File No. 333-235252 Ladies and Gentlemen: On behalf of Astro Aerospace Ltd. (the “Company”), in accordance with Rule 460 and 461 under the Securities Act of 1933, as amended, the undersigned respectfully reques

November 25, 2019 S-1

ASDN / Astro Aerospace Ltd. S-1 - Registration Statement - FORM S-1

Astro Aerospace Form S-1 SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM S-1 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 ASTRO AEROSPACE LTD. (Exact name of registrant as specified in its charter) Nevada 4522 98-0557091 (State or other jurisdiction of incorporation or organization) (Primary Standard Industrial Classification Code) (I.R.S. Employer Identification No.) 320

November 20, 2019 10-Q/A

ASDN / Astro Aerospace Ltd. 10-Q/A - Quarterly Report - AMENDMENT TO FORM 10-Q

Astro Aerospace Form 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.

November 19, 2019 10-Q

ASDN / Astro Aerospace Ltd. 10-Q - Quarterly Report - FORM 10-Q

Astro Aerospace Form 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.

November 15, 2019 NT 10-Q

ASDN / Astro Aerospace Ltd. NT 10-Q - - FORM 10-Q NT

Astro Aerospace Ltd. NT 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SEC File Number 000-55971 FORM 12b-25 NOTIFICATION OF LATE FILING (Check one): o Form 10-K o Form 20-F o Form 11-K x Form 10-Q o Form N-SAR For Period Ended: September 30, 2019 o Transition Report on Form 10-K o Transition Report on Form 20-F o Transition Report on Form 11-K o Transition Report on

November 1, 2019 8-K

Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers

Astro Aerospace Form 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.

October 1, 2019 10-Q/A

ASDN / Astro Aerospace Ltd. 10-Q/A - Quarterly Report - AMENDMENT TO FORM 10-Q

10-Q/A 1 astro10q2q19am.htm AMENDMENT TO FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q/A [x] Quarterly Report Pursuant to Section 13 or 15(d) Securities Exchange Act of 1934 for Quarterly Period Ended June 30, 2019 -OR- [ ] Transition Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 for the transaction period from to Commis

September 30, 2019 10-Q

ASDN / Astro Aerospace Ltd. 10-Q - Quarterly Report - FORM 10-Q

10-Q 1 astro10q2q19.htm FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q [x] Quarterly Report Pursuant to Section 13 or 15(d) Securities Exchange Act of 1934 for Quarterly Period Ended June 30, 2019 -OR- [ ] Transition Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 for the transaction period from to Commission File Number 33

September 13, 2019 EX-10.1

Forbearance Agreement between Astro Aerospace Ltd. and Oasis Capital, LLC executed September 11, 2019

September 13, 2019 EX-10.2

Equity Purchase Agreement between Astro Aerospace Ltd. and Oasis Capital LLC, dated August 26, 2019

EQUITY PURCHASE AGREEMENT THIS EQUITY PURCHASE AGREEMENT (this “Agreement”) is entered into as of August 26, 2019 (the “Execution Date”), by and between Astro Aerospace, Ltd.

September 13, 2019 8-K

Entry into a Material Definitive Agreement, Unregistered Sales of Equity Securities, Financial Statements and Exhibits

Astro Aerospace Form 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.

September 13, 2019 EX-10.3

Registration Rights Agreement between Astro Aerospace Ltd. and Oasis Capital LLC, dated August 26, 2019

REGISTRATION RIGHTS AGREEMENT REGISTRATION RIGHTS AGREEMENT (this “Agreement”), dated as of August 26, 2019 (the “Execution Date”), is entered into by and between ASTRO AEROSPACE, LTD.

August 31, 2019 8-K

Other Events

Astro Aerospace Form 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.

August 14, 2019 NT 10-Q

ASDN / Astro Aerospace Ltd. NT 10-Q - - FORM 10-Q NT

Astro Aerospace Ltd. NT 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SEC File Number 000-55971 FORM 12b-25 NOTIFICATION OF LATE FILING (Check one): o Form 10-K o Form 20-F o Form 11-K x Form 10-Q o Form N-SAR For Period Ended: June 30, 2019 o Transition Report on Form 10-K o Transition Report on Form 20-F o Transition Report on Form 11-K o Transition Report on Form

June 24, 2019 10-Q

ASDN / Astro Aerospace Ltd. 10-Q - Quarterly Report - ASTRO AEROSPACE FORM 10-Q

FORM 10-Q ☒ Quarterly Report Pursuant to Section 13 or 15(d) Securities Exchange Act of 1934 for Quarterly Period Ended March 31, 2019 -OR- ☐ Transition Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 for the transaction period from to Commission File Number 333-149000 ASTRO AEROSPACE LTD.

May 15, 2019 NT 10-Q

ASDN / Astro Aerospace Ltd. NT 10-Q FORM NT 10-Q

Astro Aerospace Ltd. NT 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SEC File Number 000-55971 FORM 12b-25 NOTIFICATION OF LATE FILING (Check one): o Form 10-K o Form 20-F o Form 11-K x Form 10-Q o Form N-SAR For Period Ended: March 31, 2019 o Transition Report on Form 10-K o Transition Report on Form 20-F o Transition Report on Form 11-K o Transition Report on Form

April 15, 2019 10-K

ASDN / Astro Aerospace Ltd. FORM 10-K (Annual Report)

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-K [X] 15, ANNUAL REPORT UNDER SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended: December 31, 2018 OR [ ] 15, TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 333-149000 ASTRO AEROSPACE L

April 1, 2019 NT 10-K

ASDN / Astro Aerospace Ltd. FORM NT 10-K

Astro Aerospace Ltd. NT 10-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SEC File Number 000-55971 FORM 12b-25 NOTIFICATION OF LATE FILING (Check one): x Form 10-K o Form 20-F o Form 11-K o Form 10-Q o Form N-SAR For Period Ended: December 31, 2018 o Transition Report on Form 10-K o Transition Report on Form 20-F o Transition Report on Form 11-K o Transition Report on F

March 28, 2019 DEF 14C

ASDN / Astro Aerospace Ltd. SCHEDULE 14C INFORMATION STATEMENT

United States Securities and Exchange Commission Washington, D.C. 20549 SCHEDULE 14C INFORMATION STATEMENT PURSUANT TO SECTION 14(A) OF THE SECURITIES EXCHANGE ACT OF 1934 Filed by the Registrant [X] Filed by a party other than the Registrant [ ] Check the appropriate box: [ ] Preliminary Information Statement [ ] Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) [X D

February 6, 2019 CORRESP

ASDN / Astro Aerospace Ltd.

February 6, 2019 Ms. Kate McHale Office of Manufacturing and Construction U.S. Securities and Exchange Commission Division of Corporation Finance 100 F Street, N.E. Washington, D.C. 20549-7010 Re:Astro Aerospace Ltd. Registration Statement on Form S-1 File No. 333-299149 Ladies and Gentlemen: On behalf of Astro Aerospace Ltd. (the “Company”), in accordance with Rule 460 and 461 under the Securitie

January 16, 2019 PRE 14A

ASDN / Astro Aerospace Ltd. PRELIMINARY 14A PROXY STATEMENT

United States Securities and Exchange Commission Washington, D.C. 20549 SCHEDULE 14A INFORMATION PROXY STATEMENT PURSUANT TO SECTION 14(A) OF THE SECURITIES EXCHANGE ACT OF 1934 Filed by the Registrant [X] Filed by a party other than the Registrant [ ] Check the appropriate box: [X] Preliminary Proxy Statement [ ] Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) [ ]

January 7, 2019 S-1

ASDN / Astro Aerospace Ltd. FORM S-1

Astro Aerospace Form S-1 SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM S-1 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 ASTRO AEROSPACE LTD. (Exact name of registrant as specified in its charter) Nevada 4522 98-0557091 (State or other jurisdiction of incorporation or organization) (Primary Standard Industrial Classification Code) (I.R.S. Employer Identification No.) 320

January 7, 2019 EX-3.2

BYLAWS ONYX CHINA INC. (the "Corporation") ARTICLE I: MEETINGS OF SHAREHOLDERS

BYLAWS OF ONYX CHINA INC. (the "Corporation") ARTICLE I: MEETINGS OF SHAREHOLDERS SECTION 1 - ANNUAL MEETINGS The annual meeting of the shareholders of the Corporation shall be held at the time fixed, from time to time, by the Board of Directors. SECTION 2 - SPECIAL MEETINGS Special meetings of the shareholders may be called by the Board of Directors or such person or persons authorized by the Boa

December 7, 2018 8-K

Entry into a Material Definitive Agreement, Unregistered Sales of Equity Securities, Financial Statements and Exhibits, Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant

Astro Aerospace Form 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.

December 7, 2018 EX-10.03

Senior Secured Convertible Promissory Note with Oasis Capital, LLC

December 7, 2018 EX-10.05

Security Agreement with Oasis Capital, LLC

December 7, 2018 EX-10.01

Securities Purchase Agreement with Oasis Capital, LLC

December 7, 2018 EX-10.04

Common Stock Purchase Warrant with Oasis Capital, LLC

December 7, 2018 EX-10.02

Registration Rights Agreement with Oasis Capital, LLC

November 19, 2018 10-Q

ASDN / Astro Aerospace Ltd. FORM 10-Q (Quarterly Report)

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q [x] Quarterly Report Pursuant to Section 13 or 15(d) Securities Exchange Act of 1934 for Quarterly Period Ended September 30, 2018 -OR- [ ] Transition Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 for the transaction period from to Commission File Number 333-149000 ASTRO AEROSPACE LTD.

November 14, 2018 NT 10-Q

ASDN / Astro Aerospace Ltd. FORM NT 10-Q

Astro Aerospace Ltd. NT 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SEC File Number 000-55971 FORM 12b-25 NOTIFICATION OF LATE FILING (Check one): o Form 10-K o Form 20-F o Form 11-K x Form 10-Q o Form N-SAR For Period Ended: September 30, 2018 o Transition Report on Form 10-K o Transition Report on Form 20-F o Transition Report on Form 11-K o Transition Report on

November 5, 2018 SC 13D

ASDN / Astro Aerospace Ltd. / Maab Global Ltd - SCHEDULE 13D Activist Investment

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 Astro Aerospace Ltd. (Name of Issuer) Common Stock (Title of Class of Securities) 04636R 104 (CUSIP Number) J.M. Walker & Associates 7841 South Garfield Way Centennial, CO 80122 (303) 850-7637 (Name, Address and Telephone Number of Person Authorized to Receive Notices and

September 27, 2018 8-K

Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 30, 2018 Astro Aerospace Ltd. (Exact name of registrant as specified in its charter) Nevada 333-149000 98-0557091 (State or other jurisdiction of incorporation) (Commission File

September 14, 2018 10-Q

ASDN / Astro Aerospace Ltd. FORM 10-Q (Quarterly Report)

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q [x] Quarterly Report Pursuant to Section 13 or 15(d) Securities Exchange Act of 1934 for Quarterly Period Ended June 30, 2018 -OR- [ ] Transition Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 for the transaction period from to Commission File Number 333-149000 ASTRO AEROSPACE LTD. (Exa

August 14, 2018 NT 10-Q

ASDN / Astro Aerospace Ltd. NT 10-Q

Astro Aerospace Ltd. NT 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SEC File Number 000-55971 FORM 12b-25 NOTIFICATION OF LATE FILING (Check one): o Form 10-K o Form 20-F o Form 11-K x Form 10-Q o Form N-SAR For Period Ended: June 30, 2018 o Transition Report on Form 10-K o Transition Report on Form 20-F o Transition Report on Form 11-K o Transition Report on Form

July 25, 2018 8-A12G

ASDN / Astro Aerospace Ltd. FORM 8A

Astro Aerospace Form 8-A12G UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.

July 10, 2018 8-K/A

Entry into a Material Definitive Agreement, Financial Statements and Exhibits, Completion of Acquisition or Disposition of Assets

Astro Aerospace Form 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.

May 15, 2018 10-Q

SWMM / CPSM, Inc. FORM 10-Q (Quarterly Report)

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q [x] Quarterly Report Pursuant to Section 13 or 15(d) Securities Exchange Act of 1934 for Quarterly Period Ended March 31, 2018 -OR- [ ] Transition Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 for the transaction period from to Commission File Number 333-149000 ASTRO AEROSPACE LTD. (Ex

May 14, 2018 EX-10.11

Asset Purchase Agreement with Confida Aerospace, Ltd.

May 14, 2018 8-K/A

Entry into a Material Definitive Agreement, Financial Statements and Exhibits, Completion of Acquisition or Disposition of Assets

Astro Aerospace Form 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.

May 14, 2018 EX-10.10

Share Exchange Agreement by and among Custom Pool & Spa Mechanics, Inc. and Custom Pool Plastering, the registrant as the sole shareholder of Custom Pool & Spa Mechanics, Inc. and Custom Pool Plastering, and Lawrence & Loreen Calarco Family Trust.

SHARE EXCHANGE AGREEMENT THIS SHARE EXCHANGE AGREEMENT (this “Agreement”) is entered into as of April 16, 2018 by and among Custom Pool & Spa Mechanics, Inc.

May 14, 2018 8-K

Entry into a Material Definitive Agreement, Financial Statements and Exhibits, Completion of Acquisition or Disposition of Assets

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 8, 2018 ASTRO AEROSPACE LTD. (Exact name of registrant as specified in its charter) Nevada 333-149000 98-0557091 (State or other jurisdiction of incorporation) (Commission File Nu

May 8, 2018 8-K

Entry into a Material Definitive Agreement, Financial Statements and Exhibits, Completion of Acquisition or Disposition of Assets

Astro Aerospace Form 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.

May 8, 2018 EX-10.10

Share Exchange Agreement by and among Custom Pool & Spa Mechanics, Inc. and Custom Pool Plastering, the registrant as the sole shareholder of Custom Pool & Spa Mechanics, Inc. and Custom Pool Plastering, and Lawrence & Loreen Calarco Family Trust.

SHARE EXCHANGE AGREEMENT THIS SHARE EXCHANGE AGREEMENT (this “Agreement”) is entered into as of April 16, 2018 by and among Custom Pool & Spa Mechanics, Inc.

April 2, 2018 8-K

Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year, Financial Statements and Exhibits

CPSM Form 8-K SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K Current Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act March 27, 2018 Date of Report (Date of Earliest Event Reported) Astro Aerospace Ltd.

April 2, 2018 EX-3.1

Articles of Incorporation dated March 25, 2018

March 29, 2018 10-K

SWMM / CPSM, Inc. FORM 10-K (Annual Report)

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-K [X] 15, ANNUAL REPORT UNDER SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended: December 31, 2017 OR [ ] 15, TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 333-149000 CPSM, INC. (Exact

March 15, 2018 8-K

Other Events

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 15, 2018 CPSM, INC. (Exact name of registrant as specified in its charter) Nevada 333-149000 98-0557091 (State or other jurisdiction of incorporation) (Commission File Number) (

March 14, 2018 8-K

Changes in Control of Registrant, Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 14, 2018 CPSM, INC. (Exact name of registrant as specified in its charter) Nevada 333-149000 98-0557091 (State or other jurisdiction of incorporation) (Commission File Number) (

November 21, 2017 10-Q/A

SWMM / CPSM, Inc. AMENDMENT TO FORM 10-Q (Quarterly Report)

SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q/A [x] Quarterly Report Pursuant to Section 13 or 15(d) Securities Exchange Act of 1934 for Quarterly Period Ended September 30, 2017 -OR- [ ] Transition Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 for the transaction period from to Commission File Number 000-1425203 CPSM, INC. (Exact name of regis

November 14, 2017 10-Q

SWMM / CPSM, Inc. FORM 10-Q (Quarterly Report)

SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q [x] Quarterly Report Pursuant to Section 13 or 15(d) Securities Exchange Act of 1934 for Quarterly Period Ended September 30, 2017 -OR- [ ] Transition Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 for the transaction period from to Commission File Number 000-1425203 CPSM, INC. (Exact name of registr

August 10, 2017 10-Q

SWMM / CPSM, Inc. FORM 10-Q (Quarterly Report)

10-Q 1 cpsm10q2q17v3.htm FORM 10-Q SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q [x] Quarterly Report Pursuant to Section 13 or 15(d) Securities Exchange Act of 1934 for Quarterly Period Ended June 30, 2017 -OR- [ ] Transition Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 for the transaction period from to Commission File Number 000-1425203 CPS

May 12, 2017 10-Q

Quarterly Report - FORM 10-Q

SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q [x] Quarterly Report Pursuant to Section 13 or 15(d) Securities Exchange Act of 1934 for Quarterly Period Ended March 31, 2017 -OR- [ ] Transition Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 for the transaction period from to Commission File Number 000-1425203 CPSM, INC. (Exact name of registrant

April 25, 2017 8-K

Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers

CPSM Form 8-K SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K Current Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act April 20, 2017 Date of Report (Date of Earliest Event Reported) CPSM, Inc.

March 24, 2017 10-K

Annual Report - FORM 10-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K (Mark One) [X] ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Fiscal Year ended December 31, 2016 OR [ ] TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Transition Period from to Commission File Number: 0001425203 CPSM, INC

December 23, 2016 10-Q/A

CPSM AMENDMENT TO FORM 10-Q (Quarterly Report)

CPSM, Inc. Form 10-Q/A SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q/A [x] Quarterly Report Pursuant to Section 13 or 15(d) Securities Exchange Act of 1934 for Quarterly Period Ended September 30, 2016 -OR- [ ] Transition Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 for the transaction period from to Commission File Number 333-149000 CPSM, INC

December 23, 2016 10-Q/A

CPSM AMENDMENT TO FORM 10-Q (Quarterly Report)

CPSM, Inc. Form 10-Q/A SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q/A [x] Quarterly Report Pursuant to Section 13 or 15(d) Securities Exchange Act of 1934 for Quarterly Period Ended June 30, 2016 -OR- [ ] Transition Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 for the transaction period from to Commission File Number 000-1425203 CPSM, INC. (E

December 23, 2016 10-Q/A

SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q/A

SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q/A [x] Quarterly Report Pursuant to Section 13 or 15(d) Securities Exchange Act of 1934 for Quarterly Period Ended March 31, 2016 -OR- [ ] Transition Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 for the transaction period from to Commission File Number 000-1425203 CPSM, INC. (Exact name of registran

December 23, 2016 CORRESP

CPSM, INC. 2951 SE Waaler Street Stuart, FL 34997

CPSM, INC. 2951 SE Waaler Street Stuart, FL 34997 December 23, 2016 U.S. Securities and Exchange Commission Division of Corporation Finance 100 F Street, N.E. Washington, D.C. 20549 Mail Stop 3561 Re: CPSM, Inc. Form 10-K/A for Fiscal Year Ended December 31, 2015 Filed April 5, 2016 Form 10-Q for the Quarter Ended March 31, 2016 Filed May 16, 2016 Form 10-Q for the Quarter Ended June 30, 2016 File

November 28, 2016 CORRESP

-

CPSM, INC. 2951 SE Waaler Street Stuart, FL 34997 November 28, 2016 U.S. Securities and Exchange Commission Division of Corporation Finance 100 F Street, N.E. Washington, D.C. 20549 Mail Stop 3561 Re: CPSM, Inc. Form 10-K/A for Fiscal Year Ended December 31, 2015 Filed April 5, 2016 File No. 333-149000 Dear Sir or Madam: In response to your comment letter dated November 10, 2016, please note the f

November 28, 2016 10-K/A

Annual Report - AMENDMENT TO FORM 10-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K/A (Mark One) [X] ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Fiscal Year ended December 31, 2015 OR [ ] TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Transition Period from to Commission File Number: 0001425203 CPSM, I

November 14, 2016 10-Q

Quarterly Report - FORM 10-Q

SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q [x] Quarterly Report Pursuant to Section 13 or 15(d) Securities Exchange Act of 1934 for Quarterly Period Ended September 30, 2016 -OR- [ ] Transition Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 for the transaction period from to Commission File Number 000-1425203 CPSM, INC. (Exact name of registr

September 16, 2016 8-K

Financial Statements and Exhibits, Completion of Acquisition or Disposition of Assets

CPSM Form 8-K SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K Current Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act September 12, 2016 Date of Report (Date of Earliest Event Reported) CPSM, Inc.

August 15, 2016 10-Q

Quarterly Report - FORM 10-Q

SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q [x] Quarterly Report Pursuant to Section 13 or 15(d) Securities Exchange Act of 1934 for Quarterly Period Ended June 30, 2016 -OR- [ ] Transition Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 for the transaction period from to Commission File Number 000-1425203 CPSM, INC. (Exact name of registrant a

August 15, 2016 10-Q

Quarterly Report - FORM 10-Q

SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q [x] Quarterly Report Pursuant to Section 13 or 15(d) Securities Exchange Act of 1934 for Quarterly Period Ended June 30, 2016 -OR- [ ] Transition Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 for the transaction period from to Commission File Number 000-1425203 CPSM, INC. (Exact name of registrant a

July 15, 2016 8-K

Entry into a Material Definitive Agreement, Financial Statements and Exhibits

CPSM Form 8-K SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K Current Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act July 14, 2016 Date of Report (Date of Earliest Event Reported) CPSM, Inc.

July 15, 2016 EX-10.1

EX-10.1

Exhibit 10.1

June 21, 2016 EX-10.1

Positions Held

EX-10.1 2 cpsmcustompoolplasteringcont.htm EXHIBIT 10.1 Exhibit D Custom Pool Plastering is a wholly owned subsidiary of CPSM, Inc. The following table sets forth the names of all of our current executive officers and directors who serve for both CPSM, Inc. and Custom Pool Plastering. Name Positions Held Lawrence Calarco CEO Director Charles Dargan II CFO Director Principal Accounting Officer Lore

June 21, 2016 8-K/A

Entry into a Material Definitive Agreement, Financial Statements and Exhibits

CPSM, Inc. Form 8-K SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K/A Current Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act March 8, 2016 Date of Report (Date of Earliest Event Reported) CPSM, Inc. (Exact name of registrant as specified in its charter) Nevada 333-208007 98-0557091 (State or other jurisdiction of incorporation or organization) (Commission Fi

June 21, 2016 8-K

Entry into a Material Definitive Agreement, Financial Statements and Exhibits

CPSM, Inc. Form 8-K SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K Current Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act March 8, 2016 Date of Report (Date of Earliest Event Reported) CPSM, Inc. (Exact name of registrant as specified in its charter) Nevada 333-208007 98-0557091 (State or other jurisdiction of incorporation or organization) (Commission File

June 21, 2016 EX-10.1

EX-10.1

EX-10.1 2 cpsmcustompoolplasteringcont.htm EXHIBIT 10.1

June 1, 2016 8-K

CPSM FORM 8-K (Current Report/Significant Event)

CPSM, Inc. Form 8-K SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K Current Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act June 1, 2016 Date of Report (Date of Earliest Event Reported) CPSM, Inc. (Exact name of registrant as specified in its charter) Nevada 333-208007 98-0557091 (State or other jurisdiction of incorporation or organization) (Commission File

May 16, 2016 10-Q

Quarterly Report - FORM 10-Q

SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q [x] Quarterly Report Pursuant to Section 13 or 15(d) Securities Exchange Act of 1934 for Quarterly Period Ended March 31, 2016 -OR- [ ] Transition Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 for the transaction period from to Commission File Number 000-1425203 CPSM, INC. (Exact name of registrant

April 5, 2016 10-K/A

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K/A

CPSM, Inc. Form 10-K/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K/A (Mark One) [X] ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Fiscal Year ended December 31, 2015 OR [ ] TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Transition Period from to Commission File Num

March 30, 2016 EX-10.1

EX-10.1

March 30, 2016 10-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K (Mark One) [X] ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Fiscal Year ended December 31, 2015 OR [ ] TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Transition Period from to Commission File Number: 0001425203 CPSM, INC

March 30, 2016 EX-10.2

L G

M U T U A L G E N E R A L R E L E A S E This mutual general release is executed on March 18.

February 11, 2016 EX-3.2

E OF

STAT E OF NEVADA BARBARA K. CEGAVSKE Secretary of State Commercial Recordings Division 202 N. Carson Street Carson City, NV 89701-4201 JEFFERY LANDERFELT Telephone (775) 684-5708 Deputy Secretary Fax (775) 684-7138 for Commercial Recordings OFFICE OF THE SECRETARY OF STATE JODY WALKER Job:C20160201-2823 February 2, 2016 NV Special Handling Instructions: FSC EMAIL SAE 2/2/16 Charges Description Doc

February 11, 2016 EX-3.1

E OF

STAT E OF NEVADA BARBARA K. CEGAVSKE Secretary of State Commercial Recordings Division 202 N. Carson Street Carson City, NV 89701-4201 JEFFERY LANDERFELT Telephone (775) 684-5708 Deputy Secretary Fax (775) 684-7138 for Commercial Recordings OFFICE OF THE SECRETARY OF STATE CPSM, INC. Job:C20160115-0567 January 20, 2016 NV Special Handling Instructions: AMENDMENT/STOCK EMAIL TTB 1/20/16 Charges Des

February 11, 2016 8-K

Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year, Unregistered Sales of Equity Securities, Financial Statements and Exhibits, Other Events - FORM 8-K

SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K Current Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act January 20, 2016 Date of Report (Date of Earliest Event Reported) CPSM, Inc.

December 18, 2015 CORRESP

CPSM ESP

CPSM, Inc. Acceleration Request CPSM, INC. 2740 SW Martin Downs Boulevard, Suite 171 Palm City, FL 34990 Telephone (722) 236-8494 December 18, 2015 Division of Corporation Finance United States Securities and Exchange Commission 100 F. Street N.E. Washington, D.C. 20549 Re: Acceleration of Effective Date CPSM, Inc. Registration on Form S-1 File No. 333-208007 Dear Sir or Madam: Pursuant Rule 461 o

December 4, 2015 CORRESP

-

CPSM, INC. 2740 SW Martin Downs Boulevard Suite 171 Palm City, FL 34990 December 4, 2015 U.S. Securities and Exchange Commission Division of Corporation Finance 100 F Street, N.E. Washington, D.C. 20549 Mail Stop 3561 Re: CPSM, Inc. Amendment No. 1 to Registration Statement on Form S-1 Filed November 13, 2015 File No. 333-208007 Dear Sir or Madam: In response to your comment letter dated November

December 4, 2015 S-1/A

- AMENDMENT TO FORM S-1

SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM S-1/A REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 CPSM, INC. (Exact name of registrant as specified in its charter) Nevada 6719 98-0557091 (State or other jurisdiction of incorporation or organization) (Primary Standard Industrial Classification Code) (I.R.S. Employer Identification No.) 2740 SW Martin Downs Boulevard, Suit

November 13, 2015 EX-10.1

Our Code of Ethics and Business Conduct is more than an expression of our commitment to integrity. It represents the guiding values of our organization and helps to instill ethically sound behavior and accountability among all CPSM Employees. We dili

EX-10.1 7 cpsms1ex101.htm EXHIBIT 10.1 Our Code of Ethics and Business Conduct is more than an expression of our commitment to integrity. It represents the guiding values of our organization and helps to instill ethically sound behavior and accountability among all CPSM Employees. We diligently educate employees about our standards, safety procedures, technical advances and provide them with an op

November 13, 2015 EX-3.1E

EX-3.1E

November 13, 2015 EX-3.2

BYLAWS ONYX CHINA INC. (the "Corporation") ARTICLE I: MEETINGS OF SHAREHOLDERS

EX-3.2 5 cpsms1ex32.htm EXHIBIT 3.2 BYLAWS OF ONYX CHINA INC. (the "Corporation") ARTICLE I: MEETINGS OF SHAREHOLDERS SECTION 1 - ANNUAL MEETINGS The annual meeting of the shareholders of the Corporation shall be held at the time fixed, from time to time, by the Board of Directors. SECTION 2 - SPECIAL MEETINGS Special meetings of the shareholders may be called by the Board of Directors or such per

November 13, 2015 EX-10.5

EX-10.5

November 13, 2015 EX-10.4

EX-10.4

November 13, 2015 CORRESP

-

CPSM, INC. 2740 SW Martin Downs Boulevard Suite 171 Palm City, FL 34990 November 13, 2015 U.S. Securities and Exchange Commission Division of Corporation Finance 100 F Street, N.E. Washington, D.C. 20549 Mail Stop 3561 Re: CPSM, Inc. Registration Statement on Form S-1 Filed October 2, 2015 File No. 333-207236 Dear Sir or Madam: In response to your comment letter dated October 28, 2015, please note

November 13, 2015 EX-10.7

EX-10.7

Converted by EDGARwiz

November 13, 2015 S-1

SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM S-1 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 CPSM, INC. (Exact name of registrant as specified in its charter)

SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM S-1 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 CPSM, INC. (Exact name of registrant as specified in its charter) Nevada 6719 98-0557091 (State or other jurisdiction of incorporation or organization) (Primary Standard Industrial Classification Code) (I.R.S. Employer Identification No.) 2740 SW Martin Downs Boulevard, Suite

November 13, 2015 S-1/A

- AMENDMENT TO FORM S-1

SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM S-1 /A REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 CPSM, INC. (Exact name of registrant as specified in its charter) Nevada 6719 98-0557091 (State or other jurisdiction of incorporation or organization) (Primary Standard Industrial Classification Code) (I.R.S. Employer Identification No.) 2740 SW Martin Downs Boulevard, Sui

November 13, 2015 EX-10.6

EX-10.6

November 13, 2015 EX-10.3

EX-10.3

November 13, 2015 EX-3.1A

Articles of Incorporation dated March 27, 2007 (incorporated by reference to the Form S-1 filed November 13, 2015).

ROSS MILLER Secretary of State 206 North Carson Street Carson City, Nevada 89701-4298 (775) 684-5708 Website: secretaryofstate.

November 13, 2015 EX-10.2

EX-10.2

September 7, 2011 15-15D

- LUX ENERGY CORP. - FORM 15

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 15 CERTIFICATION AND NOTICE OF TERMINATION OF REGISTRATION UNDER SECTION 12(g) OF THE SECURITIES EXCHANGE ACT OF 1934 OR SUSPENSION OF DUTY TO FILE REPORTS UNDER SECTIONS 13 AND 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934. Commission File Number: 333-149000 LUX ENERGY CORP. (Exact name of registrant as specified in its c

August 17, 2010 NT 10-Q

- FORM 12B-25 NOTIFICATION OF LATE FILING

U.S. SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 12b-25 NOTIFICATION OF LATE FILING SEC File Number: 333-149000 .. Form 10-K .. Form 20-F .. Form 11-K X . Form 10-Q ; . Form 10-D . Form N-SAR . Form N-CSR For period ended: June 30, 2010 . Transition Report on Form 10-K . Transition Report on Form 20-F . Transition Report on Form 11-K . Transition Report on Form 10-Q . Transition

May 24, 2010 EX-99

Lux Energy Updates Operations at its West Central Alberta Project

Exhibit 99.1 Exhibit 99.1 Lux Energy Updates Operations at its West Central Alberta Project CALGARY, May 17 /PRNewswire-FirstCall/ - Lux Energy Corp. (OTC BB:LUXE.ob - News), an oil and gas production and exploration company, today reported that the Operator of the Barrhead oil discovery in West Central Alberta has reached a significant milestone. Lux Energy has a working interest in this project.

May 24, 2010 EX-99

Discovery Well Tests Over 500 Barrels of Oil Per Day at Lux Energy's Woodrush Project in Northeast British Columbia

Exhibit 99.2 Exhibit 99.2 Discovery Well Tests Over 500 Barrels of Oil Per Day at Lux Energy's Woodrush Project in Northeast British Columbia CALGARY, May 19 /PRNewswire-FirstCall/ - Lux Energy Corp. (OTC BB:LUXE.ob - News), an oil and gas production and exploration company, today reported that the Operator of the Woodrush project in the Peace River Arch, Northeast British Columbia, has released t

May 24, 2010 8-K

Regulation FD Disclosure, Financial Statements and Exhibits

SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): May 17, 2010 LUX ENERGY CORP. (Exact name of registrant as specified in its charter) Nevada 333-149000 98-0557091 (State or other jurisdiction (Commission File Number) (IRS Employer of Incorporatio

May 14, 2010 10-Q

Quarterly Report - MARCH 31, 2010 10Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q X . QUARTERLY REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2010 . TRANSITION REPORT UNDER SECTION 13 OR 15(d) OF THE EXCHANGE ACT For the transition period from to Commission File Number 333-149000 LUX ENERGY CORP. (Name of small business issuer in i

May 7, 2010 8-K

Regulation FD Disclosure, Financial Statements and Exhibits

SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): May 4, 2010 LUX ENERGY CORP. (Exact name of registrant as specified in its charter) Nevada 333-149000 98-0557091 (State or other jurisdiction (Commission File Number) (IRS Employer of Incorporation

May 7, 2010 EX-99

Lux Energy Updates Shareholders on the Mississippi Tuscaloosa Deep Play

Exhibit 99.1 Lux Energy Updates Shareholders on the Mississippi Tuscaloosa Deep Play Press Release Source: LUX Energy Corporation On Tuesday May 4, 2010, 8:00 am EDT CALGARY, May 4 /PRNewswire-FirstCall/ - Lux Energy Corp. (OTC BB:LUXE.ob - News), an oil and gas production and exploration company, is pleased to announce that it is finalizing title curative and expects to stake location within ten

April 15, 2010 10-K

Annual Report - DECEMBER 31, 2009 10K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K X . ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Fiscal Year Ended December 31, 2009 . TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE EXCHANGE ACT For the transition period from to LUX ENERGY CORP. (Exact name of registrant as specified in its charter) Nevada

April 13, 2010 8-K

Regulation FD Disclosure, Entry into a Material Definitive Agreement, Financial Statements and Exhibits

SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): March 21, 2010 LUX ENERGY CORP. (Exact name of registrant as specified in its charter) Nevada 333-149000 98-0557091 (State or other jurisdiction (Commission File Number) (IRS Employer of Incorporat

April 13, 2010 EX-99

Lux Energy Issues Corporate Update Regarding Forward Stock Split

Exhibit 99.1 Lux Energy Issues Corporate Update Regarding Forward Stock Split CALGARY, April 12 /PRNewswire-FirstCall/ - Lux Energy Corp. (OTC BB:LUXE.ob - News), an oil and gas production and exploration company, today issued a corporate update regarding the forward stock split made effective on December 10, 2009, which increased the issued and outstanding stock from 25,250,000 to 75,750,000. Pri

April 13, 2010 EX-10

March 16, 2010

Exhibit 10.1 E.B. Germany & Sons, LLC Exhibit 10.1 March 16, 2010 Shane Broesky Lux Energy Corporation 2562C Main Street West Kelowna, BC V4T2N5 CANADA RE: Participation Letter Agreement Dear Mr. Broesky: This letter shall evidence an agreement between E.B. Germany & Sons, LLC (hereinafter referred to as “Germany”), and Lux Energy Corporation (hereinafter referred to as “Participant”), with respec

April 13, 2010 EX-99

Lux Energy Signs Agreement for Participation in Mississippi Tuscaloosa Deep Play

Exhibit 99.1 Exhibit 99.1 Lux Energy Signs Agreement for Participation in Mississippi Tuscaloosa Deep Play Press Release Source: LUX Energy Corporation On Thursday March 25, 2010, 6:00 am EDT CALGARY, March 25 /PRNewswire-FirstCall/ - Lux Energy Corp. (OTC BB:LUXE.ob - News), an oil and gas production and exploration company, today announced that it has signed an agreement to participate in a deep

April 13, 2010 EX-99

Lux Energy Completes Purchase of Partnership Interest in Significant Northern British Columbia Oil and Gas Venture

Exhibit 99.1 Exhibit 99.1 Lux Energy Completes Purchase of Partnership Interest in Significant Northern British Columbia Oil and Gas Venture Press Release Source: Lux Energy Corp. On Thursday March 4, 2010, 2:55 pm EST CALGARY, AB-(Marketwire - 03/04/10) - Lux Energy Corp. (OTC.BB:LUXE - News), an oil and gas production and exploration company, today announced that it has completed the purchase fr

April 13, 2010 8-K

Regulation FD Disclosure, Financial Statements and Exhibits

SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): April 12, 2010 LUX ENERGY CORP. (Exact name of registrant as specified in its charter) Nevada 333-149000 98-0557091 (State or other jurisdiction (Commission File Number) (IRS Employer of Incorporat

April 13, 2010 8-K

Regulation FD Disclosure, Entry into a Material Definitive Agreement, Financial Statements and Exhibits

8-K 1 lux8k040910.htm CURRENT REPORT SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): March 3, 2010 LUX ENERGY CORP. (Exact name of registrant as specified in its charter) Nevada 333-149000 98-0557091 (State or other jurisdiction (Commission File

April 13, 2010 EX-10

ASSIGNMENT AGREEMENT & GENERAL RELEASE

EX-10 2 lux8k040910ex101.htm EX 10.1 ASSIGNMENT AGREEMENT Exhibit 10.1 ASSIGNMENT AGREEMENT & GENERAL RELEASE This ASSIGNMENT AGREEMENT (the “Agreement”), is effective as of this March 3, 2010 (the “Effective Date”) between C.U. Your Oil Rig Corp. (the “Assignor”) and Lux Energy Corp., a Nevada corporation (the “Assignee”). In consideration of the mutual agreements contained herein, and for good a

March 31, 2010 NT 10-K

- FORM 12B-25 NOTIFICATION OF LATE FILING

U.S. SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 12b-25 NOTIFICATION OF LATE FILING SEC File Number: 333-149000 X . Form 10-K . Form 20-F . Form 11-K . Form 10-Q &n bsp; . Form 10-D . Form N-SAR . Form N-CSR For period ended: December 31, 2009 . Transition Report on Form 10-K . Transition Report on Form 20-F . Transition Report on Form 11-K . Transition Report on Form 10-Q . Tra

February 4, 2010 8-K

Entry into a Material Definitive Agreement, Financial Statements and Exhibits, Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant

SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): February 3, 2010 LUX ENERGY CORP. (Exact name of registrant as specified in its charter) Nevada 333-149000 98-0557091 (State or other jurisdiction (Commission File Number) (IRS Employer of Incorpor

February 4, 2010 EX-10

PROMISSORY NOTE

Exhibit 10.1 Exhibit 10.1 PROMISSORY NOTE ========================================================================================= PRINCIPAL AMOUNT: $194,974 *$180,974 was loaned on July 10, 2009 and has been accruing interest at a rate of 6% per annum. *$14,000 was loaned on September 15, 2009 and, as of the date hereof, has not been accruing interest. INTEREST RATE: 6.00% BORROWER: LUX ENERGY C

January 29, 2010 8-K

Financial Statements and Exhibits, Changes in Registrant's Certifying Accountant

SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): January 22, 2010 LUX ENERGY CORP. (Exact name of registrant as specified in its charter) Nevada 333-149000 98-0557091 (State or other jurisdiction (Commission File Number) (IRS Employer of Incorpor

January 29, 2010 EX-16

Seale and Beers, CPAs PCAOB & CPAB Registered Auditors 50 South Jones Blvd., Suite 202, Las Vegas, NV 89107 888-727-8251 Fax 888-782-2351

Exhiibt 16.1 SEALE and BEERS, CPAs PCAOB & CPAB REGISTERED AUDITORS www.sealebeers.com January 25, 2010 Office Of the Chief Accountant Securities and Exchange Commission 100 F Street, NE Washington, D.C. 20549 Dear Sir/Madam: We have read the statements included under Item 4.01 in the Form 8-K dated January 22, 2010 of Lux Energy Corp. (the "Company") to be filed with the Securities and Exchange C

June 8, 2009 8-K

Termination of a Material Definitive Agreement, Other Events

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) off The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 4, 2009 LUX ENERGY CORP. (Exact name of registrant as specified in charter) Nevada 333-149000 98-0557091 (State or other jurisdiction of incorporation) (Commission File Number)

May 26, 2009 EX-3.1

EX-3.1

Exhibit 3.1

May 26, 2009 8-K

Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers, Other Events

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) off The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 21, 2009 ONYX CHINA INC. (Exact name of registrant as specified in charter) Nevada 333-149000 98-0557091 (State or other jurisdiction of incorporation) (Commission File Number) (

May 14, 2009 10-Q

Quarterly Report - QTRLY REPORT FOR THE QTR ENDED 03-31-09

U.S. SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-Q Mark One [ X] QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2009 [ ] TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File No. 333-149000 Onyx China, Inc. (Nam

March 19, 2009 10-K

Annual Report - ANNUAL REPORT FOR THE YEAR ENDED 12-31-08

U.S.SECURITIES AND EXCHANGE COMMISSION WASHINGTON D.C. 20549 FORM 10-K Mark One [X] ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2008 [ ] TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File No. 333-149000 ONYX CHINA, INC. (Exact name

November 12, 2008 10-Q

Quarterly Report - QTRLY REPORT FOR THE QTR ENDED 9-30-08

U.S. SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-Q Mark One [ X] QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2008 [ ] TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File No. 333-149000 Onyx China, Inc.

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