ASPW / Arista Power, Inc. - Pengajuan SECLaporan Tahunan, Pernyataan Proksi

Arista Power, Inc.
US ˙ OTCPK

Mga Batayang Estadistika
CIK 1424640
SEC Filings
All companies that sell securities in the United States must register with the Securities and Exchange Commission (SEC) and file reports on a regular basis. These reports include company annual reports (10K, 10Q), news updates (8K), investor presentations (found in 8Ks), insider trades (form 4), ownership reports (13D, and 13G), and reports related to the specific securities sold, such as registration statements and prospectus. This page shows recent SEC filings related to Arista Power, Inc.
SEC Filings (Chronological Order)
Halaman ini menyediakan daftar lengkap dan kronologis dari Pengajuan SEC, tidak termasuk pengajuan kepemilikan yang kami sediakan di tempat lain.
March 27, 2015 15-12G

Arista Power CERTIFICATION AND NOTICE OF TERMINATION OF REGISTRATION

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 15 CERTIFICATION AND NOTICE OF TERMINATION OF REGISTRATION UNDER SECTION 12(g) OF THE SECURITIES EXCHANGE ACT OF 1934 OR SUSPENSION OF DUTY TO FILE REPORTS UNDER SECTIONS 13 AND 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934.CURRENT REPORT Commission File Number 000-53510 ARISTA POWER, INC. (Exact name of registrant as spec

March 27, 2015 8-K

Arista Power CURRENT REPORT (Current Report/Significant Event)

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 25, 2015 ARISTA POWER, INC. (Exact name of registrant as specified in its charter) New York 000-53510 16-1610794 (State or other jurisdiction of incorporation) (Commission File

February 13, 2015 SC 13G/A

ASPW / Arista Power, Inc. / PACKER PAUL - SC 13G/A Passive Investment

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Information Statement Pursuant to Rules 13d-1 and 13d-2 Under the Securities Exchange Act of 1934 (Amendment No. 2)* ARISTA POWER, INC. (Name of Issuer) Common Stock, $0.002 par value (Title of Class of Securities) 040414203 (CUSIP Number) December 31, 2014 (Date of Event which requires Filing of this Statement) C

February 4, 2015 8-K

Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers, Other Events

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): January 29, 2015 ARISTA POWER, INC. (Exact name of registrant as specified in its charter) New York 000-53510 16-1610794 (State or other jurisdiction of incorporation) (Commission Fil

December 29, 2014 8-K

Financial Statements and Exhibits, Changes in Registrant's Certifying Accountant, Other Events

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): December 21, 2014 ARISTA POWER, INC. (Exact name of registrant as specified in its charter) New York 000-53510 16-1610794 (State or other jurisdiction of incorporation) (Commission Fi

December 29, 2014 EX-16.1

December 29, 2014

Exhibit 16.1 December 29, 2014 Securities and Exchange Commission 100 F Street N.E. Washington, D.C. 20549 We have been furnished with a copy of the response to Item 4.01 of Form 8-K for the event that occurred on December 23, 2014, to be filed by our former client, Arista Power, Inc. We agree with the statements made in response to that Item insofar as they relate to our Firm. Very truly yours, s

November 17, 2014 424B3

PROSPECTUS SUPPLEMENT No. 5 (to Prospectus dated October 28, 2013) 8,080,000 Shares ARISTA POWER, INC. Common Stock

Filed pursuant to Rule 424(b)(3) Registration No. 333-190948 PROSPECTUS SUPPLEMENT No. 5 (to Prospectus dated October 28, 2013) 8,080,000 Shares ARISTA POWER, INC. Common Stock This Prospectus Supplement No. 5 consists of: (1) this cover page; (2) Arista Power’s Quarterly Report on Form 10-Q which was filed with the Securities Exchange Commission (“SEC”) on November 14, 2014 (the “Form 10-Q”); and

November 17, 2014 424B3

PROSPECTUS SUPPLEMENT No. 2 (to Prospectus dated May 14, 2014) 18,750,000 Shares ARISTA POWER, INC. Common Stock

Filed pursuant to Rule 424(b)(3) Registration No. 333-195593 PROSPECTUS SUPPLEMENT No. 2 (to Prospectus dated May 14, 2014) 18,750,000 Shares ARISTA POWER, INC. Common Stock This Prospectus Supplement No. 2 consists of: (1) this cover page; (2) Arista Power’s Quarterly Report on Form 10-Q which was filed with the Securities Exchange Commission (“SEC”) on November 14, 2014 (the “Form 10-Q”); and (3

November 14, 2014 10-Q

Arista Power QUARTERLY REPORT (Quarterly Report)

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2014 OR ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission file number: 001-53510 ARISTA POWER, INC. (Exact name of Registrant as sp

November 12, 2014 8-K

Other Events

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 11, 2014 ARISTA POWER, INC. (Exact name of registrant as specified in its charter) New York 000-53510 16-1610794 (State or other jurisdiction of incorporation) (Commission Fi

August 15, 2014 424B3

PROSPECTUS SUPPLEMENT No. 4 (to Prospectus dated October 28, 2013) 8,080,000 Shares ARISTA POWER, INC. Common Stock

Filed pursuant to Rule 424(b)(3) Registration No. 333-190948 PROSPECTUS SUPPLEMENT No. 4 (to Prospectus dated October 28, 2013) 8,080,000 Shares ARISTA POWER, INC. Common Stock This Prospectus Supplement No. 4 consists of: (1) this cover page; (2) Arista Power’s Quarterly Report on Form 10-Q which was filed with the Securities Exchange Commission (“SEC”) on May 15, 2014 (the “1Q Quarterly Report”)

August 15, 2014 424B3

PROSPECTUS SUPPLEMENT No. 1 (to Prospectus dated May 14, 2014) 18,750,000 Shares ARISTA POWER, INC. Common Stock

Filed pursuant to Rule 424(b)(3) Registration No. 333-195593 PROSPECTUS SUPPLEMENT No. 1 (to Prospectus dated May 14, 2014) 18,750,000 Shares ARISTA POWER, INC. Common Stock This Prospectus Supplement No. 1 consists of: (1) this cover page; (2) Arista Power’s Quarterly Report on Form 10-Q which was filed with the Securities Exchange Commission (“SEC”) on May 15, 2014 (the “1Q Quarterly Report”); (

August 14, 2014 10-Q

Arista Power FORM 10-Q (Quarterly Report)

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2014 OR ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission file number: 001-53510 ARISTA POWER, INC. (Exact name of Registrant as specifi

June 25, 2014 EX-10.1

ARISTA POWER, INC. 1999 Mt. Read Boulevard Rochester, NY 14615

Exhibit 10.1 ARISTA POWER, INC. 1999 Mt. Read Boulevard Rochester, NY 14615 June 19, 2014 Sunrise Financial Group, Inc. 600 Lexington Avenue 23rd Floor New York, New York 10022 Attention: Nathan Low Sunrise Securities Corp. 600 Lexington Avenue 23rd Floor New York, New York 10022 Attention: Nathan Low Dear Sirs, Reference is made to (1) that certain letter agreement, dated May 21, 2013, between Su

June 25, 2014 8-K

Termination of a Material Definitive Agreement, Financial Statements and Exhibits

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 19, 2014 ARISTA POWER, INC. (Exact name of registrant as specified in its charter) New York 000-53510 16-1610794 (State or other jurisdiction of incorporation) (Commission File N

June 6, 2014 8-K

Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers - CURRENT REPORT

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 2, 2014 ARISTA POWER, INC. (Exact name of registrant as specified in its charter) New York 000-53510 16-1610794 (State or other jurisdiction of incorporation) (Commission File Nu

June 2, 2014 S-8

- REGISTRATION STATEMENT

As filed with the Securities and Exchange Commission on June 2, 2014 Registration No.

June 2, 2014 EX-10.1

ARISTA POWER, INC. AMENDED AND RESTATED 2008 EQUITY INCENTIVE PLAN Amended and Restated as of March 14, 2014

Exhibit 10.1 ARISTA POWER, INC. AMENDED AND RESTATED 2008 EQUITY INCENTIVE PLAN Amended and Restated as of March 14, 2014 1. Purposes of the Plan. The purpose of this Plan is to encourage ownership in Arista Power, Inc., a New York corporation (the “Company”), by key personnel whose long-term employment or other service relationship with the Company is considered essential to the Company’s continu

June 2, 2014 8-K

Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers, Financial Statements and Exhibits, Submission of Matters to a Vote of Security Holders - CURRENT REPORT

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 28, 2014 ARISTA POWER, INC. (Exact name of registrant as specified in its charter) New York 000-53510 16-1610794 (State or other jurisdiction of incorporation) (Commission File Nu

May 15, 2014 10-Q

Arista Power QUARTERLY REPORT (Quarterly Report)

f10q0314aristapowerinc.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2014 OR o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission file number: 001-53510 ARISTA POWER, INC. (Exact n

May 14, 2014 424B3

Filed pursuant to Rule 424(b)(3) Registration No. 333-195593 FINAL PROSPECTUS 18,750,000 Shares ARISTA POWER, INC. Common Stock

Filed pursuant to Rule 424(b)(3) Registration No. 333-195593 FINAL PROSPECTUS 18,750,000 Shares ARISTA POWER, INC. Common Stock This prospectus covers 18,750,000 shares of Arista Power, Inc. common stock, which the selling shareholders identified in this prospectus under “Selling Shareholders” may offer and sell from time to time. The selling shareholders own 1,500 shares of our Series A Preferred

May 2, 2014 424B3

PROSPECTUS SUPPLEMENT No. 3 (to Prospectus dated October 28, 2013) 8,080,000 Shares ARISTA POWER, INC. Common Stock

Filed pursuant to Rule 424(b)(3) Registration No. 333-190948 PROSPECTUS SUPPLEMENT No. 3 (to Prospectus dated October 28, 2013) 8,080,000 Shares ARISTA POWER, INC. Common Stock This Prospectus Supplement No. 3 consists of 1) this cover page; 2) Arista Power’s Annual Report on Form 10-K which was filed with the Securities Exchange Commission (“SEC”) on March 31, 2014 (the “Annual Report”); 3) Arist

April 30, 2014 S-1

Registration Statement - REGISTRATION STATEMENT

As filed with the Securities and Exchange Commission on April 30, 2014 Registration No.

April 30, 2014 EX-21

Subsidiaries of Registrant

Exhibit 21 Subsidiaries of Registrant None.

April 11, 2014 DEF 14A

- DEFINITIVE PROXY STATEMENT

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant x Filed by a Party other than the Registrant o Check the appropriate box: ¨¨¨ Preliminary Proxy Statement ¨ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) x Definitive Proxy Sta

March 31, 2014 10-K

Arista Power ANNUAL REPORT (Annual Report)

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K x Annual Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the Fiscal Year Ended December 31, 2013 OR o Transition Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the Transition Period from to Commission File Number: 001-53510 Arista Power, Inc. (Exact

March 31, 2014 8-K

Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers, Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year, Entry into a Material Definitive Agreement, Unregistered Sales of Equity Securities, Financial Statements and Exhibits

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 27, 2014 ARISTA POWER, INC. (Exact name of registrant as specified in its charter) New York 000-53510 16-1610794 (State or other jurisdiction of incorporation) (Commission File

March 31, 2014 EX-10.3

REGISTRATION RIGHTS AGREEMENT

Exhibit 10.3 REGISTRATION RIGHTS AGREEMENT This Registration Rights Agreement (this “Agreement”) is made and entered into as of March 31, 2014, between Arista Power, Inc., a New York corporation (the “Company”), and each of the several purchasers signatory hereto (each such purchaser, a “Purchaser” and, collectively, the “Purchasers”). This Agreement is made pursuant to the Securities Purchase Agr

March 31, 2014 EX-3.3

CERTIFICATE OF AMENDMENT TO THE CERTIFICATE OF INCORPORATION ARISTA POWER, INC. Under Section 805 of the Business Corporation Law

Exhibit 3.3 CERTIFICATE OF AMENDMENT TO THE CERTIFICATE OF INCORPORATION OF ARISTA POWER, INC. Under Section 805 of the Business Corporation Law The Undersigned, being the Chief Executive Officer of Arista Power, Inc. (the “Corporation”) hereby certifies: FIRST: The name of the Corporation is Arista Power, Inc. The original name of the Corporation was Future Energy Solutions, Inc. SECOND: The Cert

March 31, 2014 EX-10.1

SECURITIES PURCHASE AGREEMENT

Exhibit 10.1 SECURITIES PURCHASE AGREEMENT This Securities Purchase Agreement (this “Agreement”) is dated as of March 31, 2014, between Arista Power, Inc., a New York corporation (the “Company”), and each purchaser identified on the signature pages hereto (each, including its successors and permitted assigns, a “Purchaser” and collectively, the “Purchasers”). WHEREAS, subject to the terms and cond

March 31, 2014 EX-10.5

LOCKUP AGREEMENT

Exhibit 10.5 LOCKUP AGREEMENT This AGREEMENT (the "Agreement") is made as of the 31st day of March, 2014, by [] ("Holder"), maintaining an address at c/o Arista Power, Inc., 1999 Mt. Read Boulevard, Rochester, New York 14615, facsimile: (585) 243-4142, in connection with his ownership of shares of Arista Power, Inc., a New York corporation (the "Company"). NOW, THEREFORE, for good and valuable con

March 31, 2014 EX-10.2

COMMON STOCK PURCHASE WARRANT ARISTA POWER, INC.

Exhibit 10.2 NEITHER THIS SECURITY NOR THE SECURITIES FOR WHICH THIS SECURITY IS EXERCISABLE HAVE BEEN REGISTERED WITH THE SECURITIES AND EXCHANGE COMMISSION OR THE SECURITIES COMMISSION OF ANY STATE IN RELIANCE UPON AN EXEMPTION FROM REGISTRATION UNDER THE SECURITIES ACT OF 1933, AS AMENDED (THE “SECURITIES ACT”), AND, ACCORDINGLY, MAY NOT BE OFFERED OR SOLD EXCEPT PURSUANT TO AN EFFECTIVE REGIST

March 31, 2014 EX-10.4

AMENDMENT, WAIVER AND CONSENT

Exhibit 10.4 AMENDMENT, WAIVER AND CONSENT This Amendment, Waiver and Consent (“Consent”) is made and entered into as of March 31, 2014, by and among Arista Power, Inc., a New York corporation (the “Company”), and the parties identified on the signature page hereto (each a “Purchaser” and collectively, “Purchasers”). Capitalized terms used but not defined herein will have the meanings assigned to

February 14, 2014 SC 13G/A

ASPW / Arista Power, Inc. / PACKER PAUL - SCHEDULE 13G/A Passive Investment

SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G (Amendment No. ) Under the Securities Exchange Act of 1934 (Amendment No. 1)* ARISTA POWER, INC. (Name of Issuer) Common Stock, $0.002 par value (Title of Class of Securities) 040414203 (CUSIP Number) December 31, 2013 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursua

December 31, 2013 424B3

PROSPECTUS SUPPLEMENT No. 2 (to Prospectus dated October 28, 2013) 8,080,000 Shares ARISTA POWER, INC. Common Stock

Filed pursuant to Rule 424(b)(3) Registration No. 333-190948 PROSPECTUS SUPPLEMENT No. 2 (to Prospectus dated October 28, 2013) 8,080,000 Shares ARISTA POWER, INC. Common Stock This Prospectus Supplement No. 2 consists of this cover page and Arista Power’s Current Report on Form 8-K which was filed with the Securities Exchange Commission on November 29, 2013. The Current Report discloses the resig

November 29, 2013 8-K

Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers - CURRENT REPORT

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 27, 2013 ARISTA POWER, INC. (Exact name of registrant as specified in its charter) New York 000-53510 16-1610794 (State or other jurisdiction of incorporation) (Commission Fi

November 13, 2013 424B3

PROSPECTUS SUPPLEMENT No. 1 (to Prospectus dated October 28, 2013) 8,080,000 Shares ARISTA POWER, INC. Common Stock

Filed pursuant to Rule 424(b)(3) Registration No. 333-190948 PROSPECTUS SUPPLEMENT No. 1 (to Prospectus dated October 28, 2013) 8,080,000 Shares ARISTA POWER, INC. Common Stock This Prospectus Supplement No. 1 consists of this cover page and Arista Power’s Quarterly Report on Form 10-Q for the quarter ended September 30, 2013, which was filed with the Securities Exchange Commission on November 12,

October 28, 2013 424B3

8,080,000 Shares ARISTA POWER, INC. Common Stock

Filed pursuant to Rule 424(b)(3) Registration No. 333-190948 FINAL PROSPECTUS 8,080,000 Shares ARISTA POWER, INC. Common Stock This prospectus covers 8,080,000 shares of Arista Power, Inc. common stock, which the selling shareholders identified in this prospectus under “Selling Shareholders” may offer and sell from time to time. The selling shareholders own 5,020,000 shares of our common stock and

October 17, 2013 CORRESP

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Arista Power, Inc. 1999 Mt. Read Boulevard Rochester, New York 14615 October 17, 2013 Via EDGAR Amanda Ravitz Assistant Director U.S. Securities and Exchange Commission 100 F Street, N.E. Washington, D.C. 20549-6010 Re: Arista Power, Inc. Registration Statement on Form S-1 Filed August 30, 2013 and Amended on October 3, 2013 File No. 333-190948 Dear Ms. Ravitz: Pursuant to Rule 461 of the Rules an

October 3, 2013 EX-21.1

Subsidiaries of the Registrant

Exhibit 21 Subsidiaries of the Registrant None.

October 3, 2013 S-1/A

- AMENDMENT NO.1 TO REGISTRATION STATEMENT

As filed with the Securities and Exchange Commission on October 3, 2013 Registration No.

October 3, 2013 CORRESP

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CORRESP 1 filename1.htm Arista Power, Inc. 1999 Mt. Read Boulevard Rochester, New York 14615 October 3, 2013 Via EDGAR Amanda Ravitz Assistant Director U.S. Securities and Exchange Commission 100 F Street, N.E. Washington, D.C. 20549-6010 Re: Arista Power, Inc. Registration Statement on Form S-1 Filed August 30, 2013 File No. 333-190948 Dear Ms. Ravitz: In response to your letter dated September 2

September 17, 2013 EX-99.1

ARISTA POWER RECEIVES $625,000 U.S. ARMY CONTRACT TO CONTINUE DEVELOPMENT OF INTELLIGENT MICRO-GRID SYSTEM

EX-99.1 2 f8k091113ex99iaristapower.htm PRESS RELEASE ISSUED Exhibit 99.1 ARISTA POWER RECEIVES $625,000 U.S. ARMY CONTRACT TO CONTINUE DEVELOPMENT OF INTELLIGENT MICRO-GRID SYSTEM Rochester, NY, September 17, 2013 - Arista Power, Inc. (“Arista Power” or the “Company”) (OTCBB: ASPW) announced today that it has received a contract valued at $625,000 from the U.S. Army to further develop an Intellig

September 17, 2013 8-K

Entry into a Material Definitive Agreement, Financial Statements and Exhibits, Other Events - CURRENT REPORT

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): September 11, 2013 ARISTA POWER, INC. (Exact name of registrant as specified in its charter) New York 000-53510 16-1610794 (State or other jurisdiction of incorporation) (Commission F

August 30, 2013 S-1

Registration Statement - FORM S-1

As filed with the Securities and Exchange Commission on August 30, 2013 Registration No.

August 30, 2013 EX-10.40

AMENDED AND RESTATED CREDIT AGREEMENT

Exhibit 10.40 AMENDED AND RESTATED CREDIT AGREEMENT This AMENDED AND RESTATED CREDIT AGREEMENT (“Agreement”) is made as of May 24, 2013 by and between ARISTA POWER, INC. (the “Borrower”) and TMK-ENT, INC. (“Lender”). W I T N E S S E T H: WHEREAS, Lender and the Borrower are party to an Amended and Restated Credit Agreement (as in effect immediately prior to the Effective Date, the “Existing Credit

August 30, 2013 EX-4.1

EX-4.1

Exhibit 4.1

August 30, 2013 EX-21

Subsidiaries of the Registrant

Exhibit 21 Subsidiaries of the Registrant None.

August 30, 2013 EX-10.14

AMENDMENT NO. 1 TO EMPLOYMENT AGREEMENT

Exhibit 10.14 AMENDMENT NO. 1 TO EMPLOYMENT AGREEMENT Amendment dated as of May 17, 2010 (this “Amendment”) to the Employment Agreement dated March 1, 2010, by and between Arista Power, Inc. (the “Company”) and Molly Hedges (the “Executive”) (the “Agreement”). WITNESSETH WHEREAS, the Company and the Executive desire to modify the terms and conditions of the Agreement on the terms set forth herein.

August 29, 2013 EX-99.1

IRA A. GREENSTEIN IS ELECTED TO ARISTA POWER’S BOARD OF DIRECTORS

Exhibit 99.1 IRA A. GREENSTEIN IS ELECTED TO ARISTA POWER’S BOARD OF DIRECTORS Rochester, N.Y., August 29, 2013 - Arista Power, Inc. (“Arista Power” or the “Company”) (OTCBB: ASPW) announced today that Ira A. Greenstein has been elected to its Board of Directors. Mr. Greenstein currently serves as President of Genie Energy Ltd. (NYSE: GNE), which, through its IDT Energy subsidiary, supplies electr

August 29, 2013 8-K

Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers, Financial Statements and Exhibits, Other Events

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 27, 2013 ARISTA POWER, INC. (Exact name of registrant as specified in its charter) New York 000-53510 16-1610794 (State or other jurisdiction of incorporation) (Commission File

August 12, 2013 EX-99.1

ARISTA POWER RECEIVES $574,000 ORDER FROM STAN’S HARLEY-DAVIDSON DEALERSHIP FOR 166Kw SOLAR PHOTOVOLTAIC ARRAY

Exhibit 99.1 ARISTA POWER RECEIVES $574,000 ORDER FROM STAN’S HARLEY-DAVIDSON DEALERSHIP FOR 166Kw SOLAR PHOTOVOLTAIC ARRAY Rochester, NY, August 12, 2013 – Arista Power, Inc. (“Arista Power” or the “Company”) (OTCBB: ASPW) has received an order valued at $574,000 for a 166kW solar photovoltaic (PV) array from Stan’s Harley-Davidson dealership in Batavia, New York. Stan’s Harley-Davidson is a seco

August 12, 2013 8-K

Entry into a Material Definitive Agreement, Financial Statements and Exhibits, Other Events - CURRENT REPORT

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 6, 2013 ARISTA POWER, INC. (Exact name of registrant as specified in its charter) New York 000-53510 16-1610794 (State or other jurisdiction of incorporation) (Commission File

August 8, 2013 SC 13G

ASPW / Arista Power, Inc. / PACKER PAUL - SCHEDULE 13G Passive Investment

SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G (Amendment No. ) Under the Securities Exchange Act of 1934 ARISTA POWER, INC. (Name of Issuer) Common Stock, $0.002 par value (Title of Class of Securities) 040414203 (CUSIP Number) July 31, 2013 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Schedu

August 6, 2013 8-K/A

Entry into a Material Definitive Agreement, Unregistered Sales of Equity Securities, Financial Statements and Exhibits - AMENDMENT NO. 1 TO CURRENT REPORT

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K/A Amendment No. 1 to Current Report CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 31, 2013 ARISTA POWER, INC. (Exact name of registrant as specified in its charter) New York 000-53510 16-1610794 (State or other jurisdiction

August 6, 2013 EX-10.1

SECURITIES PURCHASE AGREEMENT

Exhibit 10.1 SECURITIES PURCHASE AGREEMENT THIS SECURITIES PURCHASE AGREEMENT (this “Agreement”), is dated as of July 31, 2013, by and between Arista Power, Inc., a New York corporation (the “Company”), and the subscribers set forth on the signature pages affixed hereto (each a “Subscriber” and collectively, the “Subscribers”). WHEREAS: A. The Company and the Subscribers are executing and deliveri

August 6, 2013 EX-10.2

FORM OF WARRANT TO PURCHASE SHARES OF COMMON STOCK ARISTA POWER, INC.

Exhibit 10.2 THIS WARRANT AND THE SHARES OF COMMON STOCK ISSUABLE UPON EXERCISE HEREOF HAVE NOT BEEN REGISTERED WITH THE SECURITIES AND EXCHANGE COMMISSION OR THE SECURITIES COMMISSION OF ANY STATE IN RELIANCE UPON AN EXEMPTION FROM REGISTRATION UNDER THE SECURITIES ACT OF 1933, AS AMENDED (THE “SECURITIES ACT”), AND, ACCORDINGLY, MAY NOT BE OFFERED OR SOLD EXCEPT PURSUANT TO AN EFFECTIVE REGISTRA

August 2, 2013 8-K

Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers, Entry into a Material Definitive Agreement, Unregistered Sales of Equity Securities, Other Events

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 29, 2013 ARISTA POWER, INC. (Exact name of registrant as specified in its charter) New York 000-53510 16-1610794 (State or other jurisdiction of incorporation) (Commission File N

May 30, 2013 8-K

Entry into a Material Definitive Agreement - CURRENT REPORT

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 29, 2013 ARISTA POWER, INC. (Exact name of registrant as specified in its charter) New York 000-53510 16-1610794 (State or other jurisdiction of incorporation) (Commission File Nu

May 28, 2013 EX-10.2

ARISTA POWER, INC. AMENDED AND RESTATED 2008 EQUITY INCENTIVE PLAN Amended and Restated as of May 9, 2012

Exhibit 10.2 ARISTA POWER, INC. AMENDED AND RESTATED 2008 EQUITY INCENTIVE PLAN Amended and Restated as of May 9, 2012 1. Purposes of the Plan. The purpose of this Plan is to encourage ownership in Arista Power, Inc., a New York corporation (the “Company”), by key personnel whose long-term employment or other service relationship with the Company is considered essential to the Company’s continued

May 28, 2013 8-K

Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers, Entry into a Material Definitive Agreement, Unregistered Sales of Equity Securities, Financial Statements and Exhibits, Submission of Matters to a Vote of Security Holders - CURRENT REPORT

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 21, 2013 ARISTA POWER, INC. (Exact name of registrant as specified in its charter) New York 000-53510 16-1610794 (State or other jurisdiction of incorporation) (Commission File Nu

May 28, 2013 EX-10.1

AMENDMENT NO. 2 TO EMPLOYMENT AGREEMENT

Exhibit 10.1 AMENDMENT NO. 2 TO EMPLOYMENT AGREEMENT Amendment dated as of May 22, 2013 (this “Amendment”) to the Employment Agreement dated March 1, 2010, as previously amended on May 17, 2010, by and between Arista Power, Inc. (the “Company”) and Molly Hedges (the “Executive”) (the “Agreement”). WITNESSETH WHEREAS, the Company and the Executive desire to modify the terms and conditions of the Ag

May 2, 2013 8-K

Entry into a Material Definitive Agreement - CURRENT REPORT

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 2, 2013 ARISTA POWER, INC. (Exact name of registrant as specified in its charter) New York 000-53510 16-1610794 (State or other jurisdiction of incorporation) (Commission File Num

April 8, 2013 S-8

- FORM S-8

As filed with the Securities and Exchange Commission on April 8, 2013 Registration No.

April 5, 2013 DEF 14A

- PROXY STATEMENT

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant x Filed by a Party other than the Registrant ¨ Check the appropriate box: ¨¨¨ Preliminary Proxy Statement ¨ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) x Definitive Proxy Sta

April 5, 2013 8-K

Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers, Other Events - CURRENT REPORT

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 5, 2013 ARISTA POWER, INC. (Exact name of registrant as specified in its charter) New York 000-53510 16-1610794 (State or other jurisdiction of incorporation) (Commission File N

February 8, 2013 8-K

Entry into a Material Definitive Agreement, Unregistered Sales of Equity Securities - CURRENT REPORT

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 4, 2013 ARISTA POWER, INC. (Exact name of registrant as specified in its charter) New York 000-53510 16-1610794 (State or other jurisdiction of incorporation) (Commission Fil

December 26, 2012 8-K

Entry into a Material Definitive Agreement, Unregistered Sales of Equity Securities, Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant - CURRENT REPORT

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): December 21, 2012 ARISTA POWER, INC. (Exact name of registrant as specified in its charter) New York 000-53510 16-1610794 (State or other jurisdiction of incorporation) (Commission Fi

November 30, 2012 8-K

Regulation FD Disclosure, Financial Statements and Exhibits - CURRENT REPORT

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 30, 2012 ARISTA POWER, INC. (Exact name of registrant as specified in its charter) New York 000-53510 16-1610794 (State or other jurisdiction of incorporation) (Commission Fi

November 30, 2012 EX-99.1

EX-99.1

November 16, 2012 8-K

Entry into a Material Definitive Agreement, Unregistered Sales of Equity Securities, Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant - CURRENT REPORT

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 13, 2012 ARISTA POWER, INC. (Exact name of registrant as specified in its charter) New York 000-53510 16-1610794 (State or other jurisdiction of incorporation) (Commission Fi

October 25, 2012 EX-99.1

ARISTA POWER AWARDED PHASE TWO DEVELOPMENT CONTRACT FROM U.S. ARMY TO CONTINUE TO DEVELOP INTELLIGENT MICRO-GRID

Exhibit 99.1 ARISTA POWER AWARDED PHASE TWO DEVELOPMENT CONTRACT FROM U.S. ARMY TO CONTINUE TO DEVELOP INTELLIGENT MICRO-GRID ROCHESTER, NY – October 25, 2012 - Arista Power, Inc. (“Arista Power” or the “Company”) (OTCBB: ASPW), a manufacturer, designer, and integrator of renewable energy generation, management, and distribution systems, announced today that it has been awarded a $909,000 U.S. Arm

October 25, 2012 8-K

Entry into a Material Definitive Agreement, Financial Statements and Exhibits, Other Events - CURRENT REPORT

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 24, 2012 ARISTA POWER, INC. (Exact name of registrant as specified in its charter) New York 000-53510 16-1610794 (State or other jurisdiction of incorporation) (Commission Fil

September 10, 2012 8-K

Entry into a Material Definitive Agreement, Unregistered Sales of Equity Securities, Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant - CURRENT REPORT

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): September 4, 2012 ARISTA POWER, INC. (Exact name of registrant as specified in its charter) New York 000-53510 16-1610794 (State or other jurisdiction of incorporation) (Commission Fi

May 15, 2012 8-K

Submission of Matters to a Vote of Security Holders - FORM 8-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 9, 2012 ARISTA POWER, INC. (Exact name of registrant as specified in its charter) New York 000-53510 16-1610794 (State or other jurisdiction of incorporation) (Commission File Num

April 24, 2012 EX-99.1

GE’s Energy Storage Business and Arista Power Sign Business Cooperation Agreement

Exhibit 99.1 GE’s Energy Storage Business and Arista Power Sign Business Cooperation Agreement Erie, Pa. (April 23, 2012) – GE’s Energy Storage business, a unit of GE Transportation, recently signed a Business Cooperation Agreement with Arista Power, Inc. to jointly promote and market Arista’s new Power on Demand System that will incorporate GE’s new Durathon™ Batteries. Arista Power, a manufactur

April 24, 2012 8-K

Entry into a Material Definitive Agreement, Financial Statements and Exhibits, Other Events

8-K 1 f8k042012arista.htm CURRENT REPORT UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 20, 2012 ARISTA POWER, INC. (Exact name of registrant as specified in its charter) New York 000-53510 16-1610794 (State or other jurisdi

March 26, 2012 DEF 14A

- PROXY STATEMENT

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant x Filed by a Party other than the Registrant ¨ Check the appropriate box: ¨¨¨ Preliminary Proxy Statement ¨ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) x Definitive Proxy Sta

January 17, 2012 8-K

Entry into a Material Definitive Agreement, Financial Statements and Exhibits, Other Events

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): January 13, 2012 ARISTA POWER, INC. (Exact name of registrant as specified in its charter) New York 000-53510 16-1610794 (State or other jurisdiction of incorporation) (Commission Fil

January 17, 2012 EX-99.1

1

Exhibit 99.1 ARISTA POWER SELECTED TO DEVELOP INTELLIGENT MICRO-GRID FOR U.S. ARMY ROCHESTER, NY - January 17, 2012 - Arista Power, Inc. (“Arista Power” or the “Company”) (OTCBB: ASPWD), a manufacturer, designer and integrator of renewable energy generation, management and distribution systems, announced today that it has been awarded a $922,000 U.S. Army contract to be the prime contractor to com

January 3, 2012 8-K

Financial Statements and Exhibits, Other Events - CURRENT REPORT

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): January 3, 2012 ARISTA POWER, INC. (Exact name of registrant as specified in its charter) New York 000-53510 16-1610794 (State or other jurisdiction of incorporation) (Commission File

January 3, 2012 EX-99.1

ARISTA POWER SAYS 2011 BOOKED ORDERS REACHED $2.3 MILLION COMPARED TO $0.8 MILLION IN 2010

Exhibit 99.1 ARISTA POWER SAYS 2011 BOOKED ORDERS REACHED $2.3 MILLION COMPARED TO $0.8 MILLION IN 2010 ROCHESTER, NY, January 3, 2012 - Arista Power, Inc. (“Arista Power” or the “Company”) (OTCBB: ASPWD, ASPW), a manufacturer, designer and integrator of renewable energy generation, management and distribution systems, says booked orders for 2011 totaled $2.3 million, an increase of $1.5 million,

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