BRCD / Brocade Communications Systems, Inc. - Pengajuan SECLaporan Tahunan, Pernyataan Proksi

Brocade Communications Systems, Inc.
US ˙ NASDAQ
HINDI NA ACTIVE ANG SIMBONG ITO

Mga Batayang Estadistika
CIK 1009626
SEC Filings
All companies that sell securities in the United States must register with the Securities and Exchange Commission (SEC) and file reports on a regular basis. These reports include company annual reports (10K, 10Q), news updates (8K), investor presentations (found in 8Ks), insider trades (form 4), ownership reports (13D, and 13G), and reports related to the specific securities sold, such as registration statements and prospectus. This page shows recent SEC filings related to Brocade Communications Systems, Inc.
SEC Filings (Chronological Order)
Halaman ini menyediakan daftar lengkap dan kronologis dari Pengajuan SEC, tidak termasuk pengajuan kepemilikan yang kami sediakan di tempat lain.
November 27, 2017 15-12G

BRCD / Brocade Communications Systems, Inc. FORM 15-12G

As filed with the Securities and Exchange Commission on November 27, 2017 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.

November 27, 2017 EX-99.1

SUPPLEMENT TO THE NOTICE OF MERGER EVENT AND SUPPLEMENTAL INDENTURE NOTICE OF MAKE-WHOLE FUNDAMENTAL CHANGE FUNDAMENTAL CHANGE COMPANY NOTICE To the holders of all outstanding BROCADE COMMUNICATIONS SYSTEMS, INC. 1.375% Convertible Senior Notes due 2

EX-99.1 Exhibit 99.1 SUPPLEMENT TO THE NOTICE OF MERGER EVENT AND SUPPLEMENTAL INDENTURE NOTICE OF MAKE-WHOLE FUNDAMENTAL CHANGE FUNDAMENTAL CHANGE COMPANY NOTICE To the holders of all outstanding BROCADE COMMUNICATIONS SYSTEMS, INC. 1.375% Convertible Senior Notes due 2020 (CUSIP No. 111621 AQ1) Reference is made to the Indenture, dated as of January 14, 2015 (the ?Indenture?), by and between Bro

November 27, 2017 8-K

Financial Statements and Exhibits, Other Events

FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) November 27, 2017 Brocade Communications Systems, Inc.

November 17, 2017 S-8 POS

BRCD / Brocade Communications Systems, Inc. S-8 POS

S-8 POS Registration No. 333-211823 Registration No. 333-211039 Registration No. 333-204829 Registration No. 333-192886 Registration No. 333-181851 Registration No. 333-158874 Registration No. 333-156413 Registration No. 333-156140 Registration No. 333-143053 Registration No. 333-140334 Registration No. 333-129909 Registration No. 333-129908 Registration No. 333-117897 Registration No. 333-103571

November 17, 2017 S-8 POS

BRCD / Brocade Communications Systems, Inc. S-8 POS

S-8 POS 1 d381764ds8pos.htm S-8 POS Registration No. 333-211823 Registration No. 333-211039 Registration No. 333-204829 Registration No. 333-192886 Registration No. 333-181851 Registration No. 333-158874 Registration No. 333-156413 Registration No. 333-156140 Registration No. 333-143053 Registration No. 333-140334 Registration No. 333-129909 Registration No. 333-129908 Registration No. 333-117897

November 17, 2017 S-8 POS

BRCD / Brocade Communications Systems, Inc. S-8 POS

S-8 POS 1 d381764ds8pos.htm S-8 POS Registration No. 333-211823 Registration No. 333-211039 Registration No. 333-204829 Registration No. 333-192886 Registration No. 333-181851 Registration No. 333-158874 Registration No. 333-156413 Registration No. 333-156140 Registration No. 333-143053 Registration No. 333-140334 Registration No. 333-129909 Registration No. 333-129908 Registration No. 333-117897

November 17, 2017 S-8 POS

BRCD / Brocade Communications Systems, Inc. S-8 POS

S-8 POS Registration No. 333-211823 Registration No. 333-211039 Registration No. 333-204829 Registration No. 333-192886 Registration No. 333-181851 Registration No. 333-158874 Registration No. 333-156413 Registration No. 333-156140 Registration No. 333-143053 Registration No. 333-140334 Registration No. 333-129909 Registration No. 333-129908 Registration No. 333-117897 Registration No. 333-103571

November 17, 2017 S-8 POS

BRCD / Brocade Communications Systems, Inc. S-8 POS

S-8 POS Registration No. 333-211823 Registration No. 333-211039 Registration No. 333-204829 Registration No. 333-192886 Registration No. 333-181851 Registration No. 333-158874 Registration No. 333-156413 Registration No. 333-156140 Registration No. 333-143053 Registration No. 333-140334 Registration No. 333-129909 Registration No. 333-129908 Registration No. 333-117897 Registration No. 333-103571

November 17, 2017 S-8 POS

BRCD / Brocade Communications Systems, Inc. S-8 POS

S-8 POS 1 d381764ds8pos.htm S-8 POS Registration No. 333-211823 Registration No. 333-211039 Registration No. 333-204829 Registration No. 333-192886 Registration No. 333-181851 Registration No. 333-158874 Registration No. 333-156413 Registration No. 333-156140 Registration No. 333-143053 Registration No. 333-140334 Registration No. 333-129909 Registration No. 333-129908 Registration No. 333-117897

November 17, 2017 S-8 POS

BRCD / Brocade Communications Systems, Inc. S-8 POS

S-8 POS 1 d381764ds8pos.htm S-8 POS Registration No. 333-211823 Registration No. 333-211039 Registration No. 333-204829 Registration No. 333-192886 Registration No. 333-181851 Registration No. 333-158874 Registration No. 333-156413 Registration No. 333-156140 Registration No. 333-143053 Registration No. 333-140334 Registration No. 333-129909 Registration No. 333-129908 Registration No. 333-117897

November 17, 2017 S-8 POS

BRCD / Brocade Communications Systems, Inc. S-8 POS

S-8 POS 1 d381764ds8pos.htm S-8 POS Registration No. 333-211823 Registration No. 333-211039 Registration No. 333-204829 Registration No. 333-192886 Registration No. 333-181851 Registration No. 333-158874 Registration No. 333-156413 Registration No. 333-156140 Registration No. 333-143053 Registration No. 333-140334 Registration No. 333-129909 Registration No. 333-129908 Registration No. 333-117897

November 17, 2017 S-8 POS

BRCD / Brocade Communications Systems, Inc. S-8 POS

S-8 POS 1 d381764ds8pos.htm S-8 POS Registration No. 333-211823 Registration No. 333-211039 Registration No. 333-204829 Registration No. 333-192886 Registration No. 333-181851 Registration No. 333-158874 Registration No. 333-156413 Registration No. 333-156140 Registration No. 333-143053 Registration No. 333-140334 Registration No. 333-129909 Registration No. 333-129908 Registration No. 333-117897

November 17, 2017 S-8 POS

BRCD / Brocade Communications Systems, Inc. S-8 POS

S-8 POS 1 d381764ds8pos.htm S-8 POS Registration No. 333-211823 Registration No. 333-211039 Registration No. 333-204829 Registration No. 333-192886 Registration No. 333-181851 Registration No. 333-158874 Registration No. 333-156413 Registration No. 333-156140 Registration No. 333-143053 Registration No. 333-140334 Registration No. 333-129909 Registration No. 333-129908 Registration No. 333-117897

November 17, 2017 S-8 POS

BRCD / Brocade Communications Systems, Inc. S-8 POS

S-8 POS 1 d381764ds8pos.htm S-8 POS Registration No. 333-211823 Registration No. 333-211039 Registration No. 333-204829 Registration No. 333-192886 Registration No. 333-181851 Registration No. 333-158874 Registration No. 333-156413 Registration No. 333-156140 Registration No. 333-143053 Registration No. 333-140334 Registration No. 333-129909 Registration No. 333-129908 Registration No. 333-117897

November 17, 2017 S-8 POS

BRCD / Brocade Communications Systems, Inc. S-8 POS

S-8 POS 1 d381764ds8pos.htm S-8 POS Registration No. 333-211823 Registration No. 333-211039 Registration No. 333-204829 Registration No. 333-192886 Registration No. 333-181851 Registration No. 333-158874 Registration No. 333-156413 Registration No. 333-156140 Registration No. 333-143053 Registration No. 333-140334 Registration No. 333-129909 Registration No. 333-129908 Registration No. 333-117897

November 17, 2017 S-8 POS

BRCD / Brocade Communications Systems, Inc. S-8 POS

S-8 POS Registration No. 333-211823 Registration No. 333-211039 Registration No. 333-204829 Registration No. 333-192886 Registration No. 333-181851 Registration No. 333-158874 Registration No. 333-156413 Registration No. 333-156140 Registration No. 333-143053 Registration No. 333-140334 Registration No. 333-129909 Registration No. 333-129908 Registration No. 333-117897 Registration No. 333-103571

November 17, 2017 S-8 POS

BRCD / Brocade Communications Systems, Inc. S-8 POS

S-8 POS Registration No. 333-211823 Registration No. 333-211039 Registration No. 333-204829 Registration No. 333-192886 Registration No. 333-181851 Registration No. 333-158874 Registration No. 333-156413 Registration No. 333-156140 Registration No. 333-143053 Registration No. 333-140334 Registration No. 333-129909 Registration No. 333-129908 Registration No. 333-117897 Registration No. 333-103571

November 17, 2017 S-8 POS

BRCD / Brocade Communications Systems, Inc. S-8 POS

S-8 POS 1 d381764ds8pos.htm S-8 POS Registration No. 333-211823 Registration No. 333-211039 Registration No. 333-204829 Registration No. 333-192886 Registration No. 333-181851 Registration No. 333-158874 Registration No. 333-156413 Registration No. 333-156140 Registration No. 333-143053 Registration No. 333-140334 Registration No. 333-129909 Registration No. 333-129908 Registration No. 333-117897

November 17, 2017 S-8 POS

BRCD / Brocade Communications Systems, Inc. S-8 POS

Registration No. 333-211823 Registration No. 333-211039 Registration No. 333-204829 Registration No. 333-192886 Registration No. 333-181851 Registration No. 333-158874 Registration No. 333-156413 Registration No. 333-156140 Registration No. 333-143053 Registration No. 333-140334 Registration No. 333-129909 Registration No. 333-129908 Registration No. 333-117897 Registration No. 333-103571 Registra

November 17, 2017 S-8 POS

BRCD / Brocade Communications Systems, Inc. S-8 POS

S-8 POS Registration No. 333-211823 Registration No. 333-211039 Registration No. 333-204829 Registration No. 333-192886 Registration No. 333-181851 Registration No. 333-158874 Registration No. 333-156413 Registration No. 333-156140 Registration No. 333-143053 Registration No. 333-140334 Registration No. 333-129909 Registration No. 333-129908 Registration No. 333-117897 Registration No. 333-103571

November 17, 2017 S-8 POS

BRCD / Brocade Communications Systems, Inc. S-8 POS

S-8 POS Registration No. 333-211823 Registration No. 333-211039 Registration No. 333-204829 Registration No. 333-192886 Registration No. 333-181851 Registration No. 333-158874 Registration No. 333-156413 Registration No. 333-156140 Registration No. 333-143053 Registration No. 333-140334 Registration No. 333-129909 Registration No. 333-129908 Registration No. 333-117897 Registration No. 333-103571

November 17, 2017 S-8 POS

BRCD / Brocade Communications Systems, Inc. S-8 POS

S-8 POS Registration No. 333-211823 Registration No. 333-211039 Registration No. 333-204829 Registration No. 333-192886 Registration No. 333-181851 Registration No. 333-158874 Registration No. 333-156413 Registration No. 333-156140 Registration No. 333-143053 Registration No. 333-140334 Registration No. 333-129909 Registration No. 333-129908 Registration No. 333-117897 Registration No. 333-103571

November 17, 2017 S-8 POS

BRCD / Brocade Communications Systems, Inc. S-8 POS

S-8 POS Registration No. 333-211823 Registration No. 333-211039 Registration No. 333-204829 Registration No. 333-192886 Registration No. 333-181851 Registration No. 333-158874 Registration No. 333-156413 Registration No. 333-156140 Registration No. 333-143053 Registration No. 333-140334 Registration No. 333-129909 Registration No. 333-129908 Registration No. 333-117897 Registration No. 333-103571

November 17, 2017 S-8 POS

BRCD / Brocade Communications Systems, Inc. S-8 POS

S-8 POS 1 d381764ds8pos.htm S-8 POS Registration No. 333-211823 Registration No. 333-211039 Registration No. 333-204829 Registration No. 333-192886 Registration No. 333-181851 Registration No. 333-158874 Registration No. 333-156413 Registration No. 333-156140 Registration No. 333-143053 Registration No. 333-140334 Registration No. 333-129909 Registration No. 333-129908 Registration No. 333-117897

November 17, 2017 EX-3.2

Amended and Restated Bylaws of Brocade Communications Systems, Inc.

EX-3.2 Exhibit 3.2 AMENDED AND RESTATED BYLAWS OF BROCADE COMMUNICATIONS SYSTEMS, INC. (a Delaware corporation) Adopted as of November 17, 2017 TABLE OF CONTENTS Page ARTICLE I. IDENTIFICATION; OFFICES 1 Section 1. NAME 1 Section 2. PRINCIPAL AND BUSINESS OFFICES 1 Section 3. REGISTERED AGENT AND OFFICE 1 Section 4. PLACE OF KEEPING CORPORATE RECORDS 1 ARTICLE II. STOCKHOLDERS 1 Section 1. ANNUAL

November 17, 2017 8-K

Changes in Control of Registrant, Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers, Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year, Entry into a Material Definitive Agreement, Termination of a Material Definitive Agreement, Material Modification to Rights of Security Holders, Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing, Financial Statements and Exhibits, Triggering Events That Accelerate or Increase a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement, Completion of Acquisition or Disposition of Assets, Other Events

8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) November 17, 2017 Brocade Communications Systems, Inc.

November 17, 2017 EX-99.1

NOTICE OF MERGER EVENT AND SUPPLEMENTAL INDENTURE NOTICE OF MAKE-WHOLE FUNDAMENTAL CHANGE FUNDAMENTAL CHANGE COMPANY NOTICE To the holders of all outstanding BROCADE COMMUNICATIONS SYSTEMS, INC. 1.375% Convertible Senior Notes due 2020 (CUSIP No. 111

EX-99.1 5 d490894dex991.htm EX-99.1 Exhibit 99.1 NOTICE OF MERGER EVENT AND SUPPLEMENTAL INDENTURE NOTICE OF MAKE-WHOLE FUNDAMENTAL CHANGE FUNDAMENTAL CHANGE COMPANY NOTICE To the holders of all outstanding BROCADE COMMUNICATIONS SYSTEMS, INC. 1.375% Convertible Senior Notes due 2020 (CUSIP No. 111621 AQ1) Reference is made to the Indenture, dated as of January 14, 2015 (the “Indenture”), by and b

November 17, 2017 EX-3.1

Fourth Amended and Restated Certificate of Incorporation of Brocade Communications Systems, Inc.

EX-3.1 Exhibit 3.1 FOURTH AMENDED AND RESTATED CERTIFICATE OF INCORPORATION OF BROCADE COMMUNICATIONS SYSTEMS, INC. FIRST The name of the corporation (the ?Corporation?) is Brocade Communications Systems, Inc. SECOND The address of the Corporation?s registered office in the State of Delaware is 251 Little Falls Drive, in the City of Wilmington, County of New Castle, 19808. The name of its register

November 17, 2017 EX-4.1

Second Supplemental Indenture, dated November 17, 2017, by and between Brocade Communications Systems, Inc. and Wells Fargo Bank, National Association

EX-4.1 Exhibit 4.1 BROCADE COMMUNICATIONS SYSTEMS, INC. AND WELLS FARGO BANK, NATIONAL ASSOCIATION, as Trustee SECOND SUPPLEMENTAL INDENTURE Dated as of November 17, 2017 1.375% Convertible Senior Notes due 2020 SECOND SUPPLEMENTAL INDENTURE, dated as of November 17, 2017 (this ?Supplemental Indenture?), among Brocade Communications Systems, Inc., a Delaware corporation (the ?Company?), as issuer,

November 2, 2017 8-K/A

Financial Statements and Exhibits

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K/A (Amendment No.

November 2, 2017 EX-99.1

UNAUDITED PRO FORMA CONDENSED CONSOLIDATED FINANCIAL STATEMENTS

EX-99.1 Exhibit 99.1 UNAUDITED PRO FORMA CONDENSED CONSOLIDATED FINANCIAL STATEMENTS Overview On October 3, 2017, Brocade Communications Systems, Inc. (?Brocade? or the ?Company?) entered into an Asset Purchase Agreement (the ?Purchase Agreement?) with Extreme Networks, Inc., a Delaware corporation (?Extreme Networks?), to divest its data center switching, routing and analytics business (the ?SRA

October 30, 2017 8-K

Financial Statements and Exhibits, Completion of Acquisition or Disposition of Assets

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) October 27, 2017 Brocade Communications Systems, Inc.

October 3, 2017 8-K

Other Events

Form 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) October 2, 2017 Brocade Communications Systems, Inc.

September 1, 2017 10-Q

BRCD / Brocade Communications Systems, Inc. FORM 10-Q (Quarterly Report)

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934For the quarterly period ended July 29, 2017 OR ¨ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number: 000-25601 Brocade Com

September 1, 2017 EX-10.1

Amendment Number 52, dated June 9, 2017, to Statement of Work Number 1 of the Goods Agreement between IBM and Brocade

Exhibit 10.1 3039 E CORNWALLIS RD RESEARCH TRIANGLE PARK NC 27709-2195 June 9, 2017 Mr. Mike Harrison Brocade Communications Systems, Inc. 130 Holger Way San Jose, CA 95134-1376 Subject: Amendment 52 to SOW #1 of the IBM/Brocade Goods Agreement ROC-P-68 This letter (the “Amendment”) serves as Amendment Number 52 to SOW #1, including all amendments thereto (“SOW#1”) of the Goods Agreement ROC-P-68

September 1, 2017 EX-10.2

Amendment Number 13, dated June 16, 2017, to Statement of Work Number 7 of the Goods Agreement between IBM and Brocade

Exhibit 10.2 IBM and Brocade Statement of Work Base Agreement # ROC-P-68 SOW # 7 (Contract Number 4907015087.0) SOW #7 Amendment # 13 This Amendment # 13 is subject to the terms and conditions and forms a part of Statement of Work 7, as amended, and its related Agreement # ROC-P-68 (collectively, “Agreement”) between International Business Machines Corporation (“Buyer” or “IBM”) and Brocade Commun

August 24, 2017 EX-99.1

Brocade Reports Fiscal Q3 2017 Results

Exhibit Exhibit 99.1 BROCADE CONTACTS Media Relations Ed Graczyk Tel: 408-333-1836 [email protected] Investor Relations Michael Iburg Tel: 408-333-0233 [email protected] Brocade Reports Fiscal Q3 2017 Results SAN JOSE, Calif., August 24, 2017 — Brocade ® (NASDAQ: BRCD) today reported financial results for its third fiscal quarter, ended July 29, 2017 . Brocade reported third quarter revenue of

August 24, 2017 8-K

Financial Statements and Exhibits, Results of Operations and Financial Condition

8-K 1 brcd-8keprxfy17q3.htm FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): August 24, 2017 Brocade Communications Systems, Inc. (Exact name of registrant as specified in its charter) Delaware 000-25601 77-0409517 (State o

August 23, 2017 8-K

Other Events

8-K 1 d428921d8k.htm FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) August 22, 2017 Brocade Communications Systems, Inc. (Exact name of registrant as specified in its charter) Delaware 000-25601 77-0409517 (State or other ju

August 15, 2017 8-K

Entry into a Material Definitive Agreement, Financial Statements and Exhibits, Costs Associated with Exit or Disposal Activities

8-K 1 brcd-8kx2017x08x15.htm FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): August 11, 2017 BROCADE COMMUNICATIONS SYSTEMS, INC. (Exact name of registrant as specified in its charter) Delaware 000-25601 77-0409517 (State

August 15, 2017 EX-10.1

Amendment No. 1 to Credit Agreement, dated August 11, 2017, among Brocade Communications Systems, Inc., Wells Fargo Bank, National Association, and the other lenders party thereto (incorporated by reference to Exhibit 10.1 from Brocade’s current report on Form 8-K filed on August 15, 2017)

Exhibit Exhibit 10.1 EXECUTION VERSION AMENDMENT NO. 1 AMENDMENT NO. 1 , dated as of August 11, 2017 (this ? Amendment ?), among BROCADE COMMUNICATIONS SYSTEMS, INC., a Delaware corporation (the ? Borrower ?), the Lenders party hereto and WELLS FARGO BANK, NATIONAL ASSOCIATION, a national banking association, as Administrative Agent for the Lenders (in such capacity, the ? Administrative Agent ?),

July 18, 2017 8-K

Other Events

8-K 1 d425513d8k.htm FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) July 17, 2017 Brocade Communications Systems, Inc. (Exact name of registrant as specified in its charter) Delaware 000-25601 77-0409517 (State or other juri

July 3, 2017 8-K

Other Events

Form 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) July 3, 2017 Brocade Communications Systems, Inc.

June 7, 2017 8-K/A

Submission of Matters to a Vote of Security Holders

8-K/A 1 brcd-8kax2017x06x07.htm FORM 8-K AMENDMENT UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K/A (Amendment No. 1) CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): April 11, 2017 BROCADE COMMUNICATIONS SYSTEMS, INC. (Exact name of registrant as specified in its charter) Delaw

June 2, 2017 10-Q

Brocade Communications Systems FORM 10-Q (Quarterly Report)

10-Q 1 brcd-10qxfy17q2.htm FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended April 29, 2017 OR ¨ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commis

June 2, 2017 EX-10.1

BROCADE SENIOR LEADERSHIP PLAN Approved by the Compensation Committee: February 2, 2017 (Effective for fiscal year 2017)

Exhibit 10.1 BROCADE SENIOR LEADERSHIP PLAN Approved by the Compensation Committee: February 2, 2017 (Effective for fiscal year 2017) INTRODUCTION The Brocade Senior Leadership Plan (“SLP” or the “Plan”) describes the fiscal year 2017 bonus opportunity for eligible Participants (as defined below) of Brocade Communications Systems, Inc. (the “Company”). ACQUISITION On November 2, 2016, Brocade ente

May 30, 2017 SD

Brocade Communications Systems FORM SD

SD 1 brcd-sdxcy2016.htm FORM SD UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM SD Specialized Disclosure Report Brocade Communications Systems, Inc. (Exact name of registrant as specified in its charter) Delaware 000-25601 77-0409517 (State or other jurisdiction of incorporation or organization) (Commission File Number) (I.R.S. Employer Identification No.) 130 Holger

May 30, 2017 EX-1.01

Page 1

Exhibit Exhibit 1.01 - Conflict Minerals Report Brocade Communications Systems, Inc. 130 Holger Way San Jose, CA 95134 Calendar Year 2016 1. Introduction Background In 2010, the United States enacted the Dodd-Frank Wall Street Reform and Consumer Protection Act (the ?Dodd Frank Act?). Section 1502 of the Dodd Frank Act specifically relates to ?conflict minerals? (gold, columbite-tantalite (coltan)

May 26, 2017 8-K

Other Events

8-K 1 brcd-8kx2017x05x26.htm FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): May 26, 2017 BROCADE COMMUNICATIONS SYSTEMS, INC. (Exact name of registrant as specified in its charter) Delaware 000-25601 77-0409517 (State or

May 25, 2017 8-K

Financial Statements and Exhibits, Results of Operations and Financial Condition

8-K 1 brcd-8keprxfy17q2.htm FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): May 25, 2017 Brocade Communications Systems, Inc. (Exact name of registrant as specified in its charter) Delaware 000-25601 77-0409517 (State or o

May 25, 2017 EX-99.1

Brocade Reports Fiscal Q2 2017 Results

Exhibit Exhibit 99.1 BROCADE CONTACTS Media Relations Ed Graczyk Tel: 408-333-1836 [email protected] Investor Relations Michael Iburg Tel: 408-333-0233 [email protected] Brocade Reports Fiscal Q2 2017 Results SAN JOSE, Calif., May 25, 2017 — Brocade ® (NASDAQ: BRCD) today reported financial results for its second fiscal quarter, ended April 29, 2017 . Brocade reported second quarter revenue of

May 12, 2017 8-K

Other Events

Document UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): May 12, 2017 BROCADE COMMUNICATIONS SYSTEMS, INC. (Exact name of registrant as specified in its charter) Delaware 000-25601 77-0409517 (State or other jurisdiction of incorpo

April 27, 2017 8-K

Other Events

Document UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): April 27, 2017 BROCADE COMMUNICATIONS SYSTEMS, INC. (Exact name of registrant as specified in its charter) Delaware 000-25601 77-0409517 (State or other jurisdiction of incor

April 12, 2017 EX-10.1

Summary of the Brocade Communications Systems, Inc. 2009 Stock Plan (the “Stock Plan”) (As amended and restated on April 11, 2017)1

Exhibit Exhibit 10.1 Summary of the Brocade Communications Systems, Inc. 2009 Stock Plan (the ?Stock Plan?) (As amended and restated on April 11, 2017) 1 The following is a summary of the principal features of the Stock Plan and its operation. The summary is qualified in its entirety by reference to the Stock Plan itself set forth in Appendix A. General The Stock Plan provides for the grant of the

April 12, 2017 EX-10.2

Brocade Communication Systems, Inc. 2009 Stock Plan, as amended and restated April 11, 2017.

Exhibit Exhibit 10.2 BROCADE COMMUNICATIONS SYSTEMS, INC. 2009 STOCK PLAN (As amended and restated on April 11, 2017) 1. Purposes of the Plan . The purposes of this Plan are: ? to attract and retain the best available personnel for positions of substantial responsibility, ? to provide additional incentive to Employees, Directors and Consultants, and ? to promote the success of the Company?s busine

April 12, 2017 8-K

Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers, Financial Statements and Exhibits, Submission of Matters to a Vote of Security Holders

8-K 1 brcd-8kx2017x04x12.htm FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): April 11, 2017 BROCADE COMMUNICATIONS SYSTEMS, INC. (Exact name of registrant as specified in its charter) Delaware 000-25601 77-0409517 (State o

March 3, 2017 10-Q

Brocade Communications Systems FORM 10-Q (Quarterly Report)

10-Q 1 brcd-10qxfy17q1.htm FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended January 28, 2017 OR ¨ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Comm

February 23, 2017 DEFA14A

Brocade Communications Systems DEFA14A

DEFA14A 1 d276723ddefa14a.htm DEFA14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A PROXY STATEMENT PURSUANT TO SECTION 14(a) OF THE SECURITIES EXCHANGE ACT OF 1934 Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule

February 23, 2017 DEF 14A

Brocade Communications Systems DEF 14A

DEF 14A 1 d276730ddef14a.htm DEF 14A Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A PROXY STATEMENT PURSUANT TO SECTION 14(a) OF THE SECURITIES EXCHANGE ACT OF 1934 Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as

February 23, 2017 EX-99.1

Brocade Reports Fiscal Q1 2017 Results

Exhibit Exhibit 99.1 BROCADE CONTACTS Media Relations Ed Graczyk Tel: 408-333-1836 [email protected] Investor Relations Michael Iburg Tel: 408-333-0233 [email protected] Brocade Reports Fiscal Q1 2017 Results SAN JOSE, Calif., February 23, 2017 — Brocade ® (NASDAQ: BRCD) today reported financial results for its first fiscal quarter ended January 28, 2017 . Brocade reported first quarter revenu

February 23, 2017 8-K

Financial Statements and Exhibits, Results of Operations and Financial Condition

8-K 1 brcd-8keprxfy17q1.htm FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): February 23, 2017 Brocade Communications Systems, Inc. (Exact name of registrant as specified in its charter) Delaware 000-25601 77-0409517 (State

February 10, 2017 SC 13G/A

BRCD / Brocade Communications Systems, Inc. / VANGUARD GROUP INC Passive Investment

brocadecommunicationssystems.htm - Generated by SEC Publisher for SEC Filing SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Schedule 13G Under the Securities Exchange Act of 1934 (Amendment No.: 5 )* Name of issuer: Brocade Communications Systems Inc Title of Class of Securities: Common Stock CUSIP Number: 111621306 Date of Event Which Requires Filing of this Statement: December 31, 201

February 7, 2017 8-K

Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers, Other Events

8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): February 2, 2017 BROCADE COMMUNICATIONS SYSTEMS, INC. (Exact name of registrant as specified in its charter) Delaware 000-25601 77-0409517 (State or other jurisdiction of incorpor

January 27, 2017 8-K

Brocade Communications Systems FORM 8-K (Current Report/Significant Event)

Form 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) January 26, 2017 Brocade Communications Systems, Inc.

January 18, 2017 DEFA14A

Brocade Communications Systems DEFA14A

DEFA14A 1 d323922ddefa14a.htm DEFA14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as

January 9, 2017 8-K

Other Events

8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): January 4, 2017 BROCADE COMMUNICATIONS SYSTEMS, INC. (Exact name of registrant as specified in its charter) Delaware 000-25601 77-0409517 (State or other jurisdiction of incorpora

December 20, 2016 DEFM14A

Brocade Communications Systems DEFINITIVE PROXY STATEMENT PERTAINING TO A MERGER

Definitive Proxy Statement Pertaining to a Merger Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.

December 19, 2016 DEFA14A

Brocade Communications Systems DEFA14A

DEFA14A 1 d307887ddefa14a.htm DEFA14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permi

December 16, 2016 10-K

Brocade Communications Systems FORM 10-K (Annual Report)

10-K 1 brcd-10kxfy16.htm FORM 10-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K (Mark One) x ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended October 29, 2016 OR ¨ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission fil

December 16, 2016 EX-21.1

Subsidiaries of the Registrant

Exhibit 21.1 Subsidiaries of the Registrant Foundry Networks, LLC (a US company) Brocade Communications Luxembourg Holdings SarL (a Luxembourg company) Brocade Communications Luxembourg Holdings II SCS (a Luxembourg partnership treated as a US corporation for income tax purpose) Brocade Communications Luxembourg SarL (a Luxembourg company) Brocade CH Holdings GmbH (a Swiss company) Brocade Switzer

December 16, 2016 EX-10.153

Amendment Number 9 to OEM Purchase and License Agreement Between EMC Corporation and Brocade Communications, Inc. OEM Agreement Number OEM 051208 Dated May 20, 2008

Exhibit 10.153 Amendment Number 9 to OEM Purchase and License Agreement Between EMC Corporation and Brocade Communications, Inc. OEM Agreement Number OEM 051208 Dated May 20, 2008 This Amendment Number 9 (“Amendment 9”) to the OEM Purchase and License Agreement (“Original Agreement”) dated May 20, 2008 Brocade Communications Systems, Inc., a Delaware corporation with an office located at 130 Holge

December 16, 2016 EX-10.156

BROCADE COMMUNICATIONS SYSTEMS, INC. 2009 STOCK PLAN RESTRICTED STOCK UNIT AGREEMENT FY17 PERFORMANCE STOCK UNITS

Exhibit 10.156 BROCADE COMMUNICATIONS SYSTEMS, INC. 2009 STOCK PLAN RESTRICTED STOCK UNIT AGREEMENT FOR FY17 PERFORMANCE STOCK UNITS NOTICE OF GRANT [FIRSTNAME MIDDLENAME LASTNAME] You (“Grantee”) have been granted an award of market-based performance Restricted Stock Units under the Company’s 2009 Stock Plan (the “Plan”). The date of this Restricted Stock Unit Agreement (the “Agreement”) is the G

December 16, 2016 EX-10.154

IBM and Brocade Statement of Work

Exhibit 10.154 IBM and Brocade Statement of Work Base Agreement # ROC-P-68 SOW # 7 (Contract Number 4907015087.0) SOW #7 Amendment # 12 This Amendment # 12 is subject to the terms and conditions and forms a part of Statement of Work 7, as amended, and its related Agreement # ROC-P-68 (collectively, “Agreement”) between International Business Machines Corporation (“Buyer” or “IBM”) and Brocade Comm

December 16, 2016 EX-10.155

Brocade Confidential Information [***] Certain information on this page has been omitted and filed separately with the Securities and Exchange Commission. Confidential treatment has been requested with respect to the omitted portions.

Exhibit 10.155 3039 E CORNWALLIS RD RESEARCH TRIANGLE PARK NC 27709-2195 September 1, 2016 Mr. Mike Harrison Brocade Communications Systems, Inc. 130 Holger Way San Jose, CA 95134-1376 Subject: Amendment 51 to SOW #1 of the IBM/Brocade Goods Agreement ROC-P-68 This letter (the “Amendment”) serves as Amendment Number 51 to SOW #1, including all amendments thereto (“SOW#1”) of the Goods Agreement RO

December 16, 2016 EX-12.1

Statement of Computation of Ratio of Earnings to Fixed Charges (in thousands, except ratios) Fiscal Year Ended October 29, 2016 October 31, 2015 November 1, 2014 October 26, 2013 October 27, 2012 Earnings from continuing operations before taxes $ 262

Exhibit 12.1 Statement of Computation of Ratio of Earnings to Fixed Charges (in thousands, except ratios) Fiscal Year Ended October 29, 2016 October 31, 2015 November 1, 2014 October 26, 2013 October 27, 2012 Earnings from continuing operations before taxes $ 262,038 $ 439,051 $ 353,621 $ 330,461 $ 224,401 Adjustments: Add fixed charges from continuing operations 54,901 59,949 41,401 60,698 55,745

December 12, 2016 DEFA14A

Brocade Communications Systems DEFA14A

DEFA14A 1 d312624ddefa14a.htm DEFA14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permi

December 6, 2016 PREM14A

Brocade Communications Systems PRELIMINARY PROXY STATEMENT PERTAINING TO A MERGER

PREM14A 1 d300723dprem14a.htm PRELIMINARY PROXY STATEMENT PERTAINING TO A MERGER Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☒ Preliminary Proxy

December 5, 2016 DEFA14A

Brocade Communications Systems DEFA14A

DEFA14A 1 d290362ddefa14a.htm DEFA14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permi

November 30, 2016 DEFA14A

Brocade Communications Systems DEFA14A

DEFA14A 1 d253353ddefa14a.htm DEFA14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permi

November 29, 2016 DEFA14A

Brocade Communications Systems DEFA14A

DEFA14A 1 d302674ddefa14a.htm DEFA14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permi

November 22, 2016 DEFA14A

Brocade Communications Systems DEFA14A

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☐ Definitive

November 21, 2016 EX-99.1

Brocade Reports Fourth Quarter and Fiscal 2016 Earnings

Exhibit Exhibit 99.1 BROCADE CONTACTS Public Relations Ed Graczyk Tel: 408-333-1836 [email protected] Investor Relations Michael Iburg Tel: 408-333-0233 [email protected] Brocade Reports Fourth Quarter and Fiscal 2016 Earnings SAN JOSE, Calif., November 21, 2016 — Brocade ® (NASDAQ: BRCD) today reported financial results for its fourth quarter and full fiscal year 2016 ended October 29, 2016 .

November 21, 2016 DEFA14A

Brocade Communications Systems FORM 8-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): November 21, 2016 Brocade Communications Systems, Inc. (Exact name of registrant as specified in its charter) Delaware 000-25601 77-0409517 (State or other jurisdiction of incorporati

November 21, 2016 EX-99.1

Brocade Reports Fourth Quarter and Fiscal 2016 Earnings

Exhibit Exhibit 99.1 BROCADE CONTACTS Public Relations Ed Graczyk Tel: 408-333-1836 [email protected] Investor Relations Michael Iburg Tel: 408-333-0233 [email protected] Brocade Reports Fourth Quarter and Fiscal 2016 Earnings SAN JOSE, Calif., November 21, 2016 — Brocade ® (NASDAQ: BRCD) today reported financial results for its fourth quarter and full fiscal year 2016 ended October 29, 2016 .

November 21, 2016 8-K

Financial Statements and Exhibits, Results of Operations and Financial Condition

8-K 1 brcd-8keprxfy16q4.htm FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): November 21, 2016 Brocade Communications Systems, Inc. (Exact name of registrant as specified in its charter) Delaware 000-25601 77-0409517 (State

November 21, 2016 DEFA14A

Brocade Communications Systems DEFA14A

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☐ Definitive

November 14, 2016 DEFA14A

Brocade Communications Systems DEFA14A

DEFA14A 1 d292170ddefa14a.htm DEFA14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permi

November 9, 2016 DEFA14A

Brocade Communications Systems DEFA14A

DEFA14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ? Filed by a Party other than the Registrant ? Check the appropriate box: ? Preliminary Proxy Statement ? Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ? De

November 8, 2016 DEFA14A

Brocade Communications Systems DEFA14A

DEFA14A 1 d286551ddefa14a.htm DEFA14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permi

November 7, 2016 DEFA14A

Brocade Communications Systems SOLICITING MATERIAL

Soliciting Material UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.

November 4, 2016 DEFA14A

Brocade Communications Systems DEFA14A

DEFA14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☐ De

November 2, 2016 DEFA14A

Brocade Communications Systems DEFA14A

DEFA14A Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.

November 2, 2016 8-K

Regulation FD Disclosure, Entry into a Material Definitive Agreement, Financial Statements and Exhibits

8-K 1 d285702d8k.htm 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) November 2, 2016 Brocade Communications Systems, Inc. (Exact name of registrant as specified in its charter) Delaware 000-25601 77-0409517 (State or other jurisd

November 2, 2016 EX-99.1

Broadcom Limited to Acquire Brocade Communications Systems Inc. for $5.9 Billion

EX-99.1 Exhibit 99.1 Broadcom Limited to Acquire Brocade Communications Systems Inc. for $5.9 Billion • Broadcom to retain Brocade’s Fibre Channel SAN Switching business and divest Brocade’s IP Networking business, including recently acquired Ruckus Wireless • Strategic acquisition strengthens Broadcom’s portfolio of enterprise storage and networking solutions serving OEM customers • $900 million

November 2, 2016 EX-2.1

Agreement and Plan of Merger, dated as of November 2, 2016, by and among Brocade Communications Systems, Inc., Broadcom Limited, Broadcom Corporation, and Bobcat Merger Sub, Inc. (incorporated by reference to Exhibit 2.1 from Brocade’s current report on Form 8-K filed on November 2, 2016)

EX-2.1 Table of Contents Exhibit 2.1 Execution Copy AGREEMENT AND PLAN OF MERGER BY AND AMONG BROADCOM LIMITED, BROADCOM CORPORATION, BOBCAT MERGER SUB, INC. AND BROCADE COMMUNICATIONS SYSTEMS, INC. NOVEMBER 2, 2016 Table of Contents TABLE OF CONTENTS Page ARTICLE 1. Definitions 1 Section 1.01 Definitions 1 Section 1.02 Definitional and Interpretative Provisions 16 ARTICLE 2. Description of the Tr

November 2, 2016 DEFA14A

Brocade Communications Systems 8-K

DEFA14A 1 d285702d8k.htm 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) November 2, 2016 Brocade Communications Systems, Inc. (Exact name of registrant as specified in its charter) Delaware 000-25601 77-0409517 (State or other ju

November 2, 2016 EX-2.1

AGREEMENT AND PLAN OF MERGER BY AND AMONG BROADCOM LIMITED, BROADCOM CORPORATION, BOBCAT MERGER SUB, INC. BROCADE COMMUNICATIONS SYSTEMS, INC. NOVEMBER 2, 2016

EX-2.1 Table of Contents Exhibit 2.1 Execution Copy AGREEMENT AND PLAN OF MERGER BY AND AMONG BROADCOM LIMITED, BROADCOM CORPORATION, BOBCAT MERGER SUB, INC. AND BROCADE COMMUNICATIONS SYSTEMS, INC. NOVEMBER 2, 2016 Table of Contents TABLE OF CONTENTS Page ARTICLE 1. Definitions 1 Section 1.01 Definitions 1 Section 1.02 Definitional and Interpretative Provisions 16 ARTICLE 2. Description of the Tr

November 2, 2016 EX-99.1

Broadcom Limited to Acquire Brocade Communications Systems Inc. for $5.9 Billion

EX-99.1 Exhibit 99.1 Broadcom Limited to Acquire Brocade Communications Systems Inc. for $5.9 Billion • Broadcom to retain Brocade’s Fibre Channel SAN Switching business and divest Brocade’s IP Networking business, including recently acquired Ruckus Wireless • Strategic acquisition strengthens Broadcom’s portfolio of enterprise storage and networking solutions serving OEM customers • $900 million

September 22, 2016 EX-10.2

BROCADE COMMUNICATIONS SYSTEMS, INC. AMENDMENT TO CHANGE OF CONTROL RETENTION AGREEMENT

EX-10.2 3 form8-kx2016x09x22ex102.htm EX-10.2 Exhibit 10.2 BROCADE COMMUNICATIONS SYSTEMS, INC. AMENDMENT TO CHANGE OF CONTROL RETENTION AGREEMENT This amendment (the “Amendment”) is made by and between [NAME OF EXECUTIVE] (“Executive”) and Brocade Communications Systems, Inc. (the “Company” and together with the Executive hereinafter collectively referred to as the “Parties”) as of the date last

September 22, 2016 8-K

Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers, Financial Statements and Exhibits

8-K 1 brcd-8kx2016x09x22.htm FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): September 16, 2016 BROCADE COMMUNICATIONS SYSTEMS, INC. (Exact name of registrant as specified in its charter) Delaware 000-25601 77-0409517 (Sta

September 22, 2016 EX-10.1

BROCADE COMMUNICATIONS SYSTEMS, INC. AMENDMENT TO AMENDED AND RESTATED CHANGE OF CONTROL RETENTION AGREEMENT FOR LLOYD CARNEY

Exhibit Exhibit 10.1 BROCADE COMMUNICATIONS SYSTEMS, INC. AMENDMENT TO AMENDED AND RESTATED CHANGE OF CONTROL RETENTION AGREEMENT FOR LLOYD CARNEY This amendment (the ?Amendment?) is made by and between Lloyd A. Carney (?Executive?) and Brocade Communications Systems, Inc. (the ?Company? and together with the Executive hereinafter collectively referred to as the ?Parties?) as of the date last sign

September 2, 2016 10-Q

Brocade Communications Systems FORM 10-Q (Quarterly Report)

10-Q 1 brcd-10qxfy16q3.htm FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended July 30, 2016 OR ¨ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commiss

August 25, 2016 EX-99.2

© 2016 Brocade Communications Systems, Inc. Page 2 of 23

Exhibit Q3 FY 2016 Earnings Prepared Comments and Slides August 25, 2016 Michael Iburg Investor Relations Phone: 408-333-0233 miburg@Brocade.

August 25, 2016 8-K

Financial Statements and Exhibits, Results of Operations and Financial Condition

8-K 1 brcd-8keprxfy16q3.htm FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): August 25, 2016 Brocade Communications Systems, Inc. (Exact name of registrant as specified in its charter) Delaware 000-25601 77-0409517 (State o

August 25, 2016 EX-99.1

Brocade Reports Fiscal Q3 2016 Results

Exhibit Exhibit 99.1 BROCADE CONTACTS Media Relations Ed Graczyk Tel: 408-333-1836 [email protected] Investor Relations Michael Iburg Tel: 408-333-0233 [email protected] Brocade Reports Fiscal Q3 2016 Results SAN JOSE, Calif., August 25, 2016 ? Brocade ? (NASDAQ: BRCD) today reported financial results for its third fiscal quarter ended July 30, 2016 . These results include approximately two mo

August 25, 2016 8-K

Financial Statements and Exhibits, Results of Operations and Financial Condition

8-K 1 brcd-8keprxfy16q3.htm FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): August 25, 2016 Brocade Communications Systems, Inc. (Exact name of registrant as specified in its charter) Delaware 000-25601 77-0409517 (State o

August 25, 2016 EX-99.1

Brocade Reports Fiscal Q3 2016 Results

Exhibit Exhibit 99.1 BROCADE CONTACTS Media Relations Ed Graczyk Tel: 408-333-1836 [email protected] Investor Relations Michael Iburg Tel: 408-333-0233 [email protected] Brocade Reports Fiscal Q3 2016 Results SAN JOSE, Calif., August 25, 2016 ? Brocade ? (NASDAQ: BRCD) today reported financial results for its third fiscal quarter ended July 30, 2016 . These results include approximately two mo

August 25, 2016 EX-99.2

© 2016 Brocade Communications Systems, Inc. Page 2 of 23

Exhibit Q3 FY 2016 Earnings Prepared Comments and Slides August 25, 2016 Michael Iburg Investor Relations Phone: 408-333-0233 miburg@Brocade.

June 10, 2016 8-K/A

Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers

8-K/A 1 brcd-8kax2016x06x09.htm FORM 8-K AMENDMENT UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K/A (Amendment No. 1) CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): June 7, 2016 BROCADE COMMUNICATIONS SYSTEMS, INC. (Exact name of registrant as specified in its charter) Delawar

June 3, 2016 S-8

Brocade Communications Systems S-8

S-8 1 d193803ds8.htm S-8 As filed with the Securities and Exchange Commission on June 3, 2016 Registration No. 333- UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM S-8 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 BROCADE COMMUNICATIONS SYSTEMS, INC. (Exact name of registrant as specified in its charter) Delaware 77-0409517 (State or other jurisdiction of inc

June 3, 2016 S-8 POS

Brocade Communications Systems POST-EFFECTIVE AMENDMENT NO. 1 TO FORM S-4 ON FORM S-8

S-8 POS 1 d193800ds8pos.htm POST-EFFECTIVE AMENDMENT NO. 1 TO FORM S-4 ON FORM S-8 As filed with the Securities and Exchange Commission on June 3, 2016 Registration No. 333-211039 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 POST-EFFECTIVE AMENDMENT NO. 1 TO FORM S-4 ON FORM S-8 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 BROCADE COMMUNICATIONS SYSTEMS, INC.

June 3, 2016 EX-10.1

Brocade Communications Systems, Inc. Amended and Restated Inducement Award Plan, effective as of May 24, 2016.

EX-10.1 Exhibit 10.1 BROCADE COMMUNICATIONS SYSTEMS, INC. AMENDED AND RESTATED INDUCEMENT AWARD PLAN This Brocade Communications Systems, Inc. Amended and Restated Inducement Award Plan amends and restates the Brocade Communications Systems, Inc. 2013 Inducement Award Plan, effective as of May 24, 2016 (the ?Effective Date?). 1. Purposes of the Plan. The purposes of this Plan are: ? to provide an

June 3, 2016 10-Q

Brocade Communications Systems FORM 10-Q (Quarterly Report)

Document UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended April 30, 2016 OR ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number: 000-25601

June 3, 2016 EX-10.1

Amendment Number 8 OEM Purchase and License Agreement Between EMC Corporation and Brocade Communications, Inc. OEM Agreement Number OEM 051208 Dated May 20, 2008

Exhibit 10.1 Amendment Number 8 to OEM Purchase and License Agreement Between EMC Corporation and Brocade Communications, Inc. OEM Agreement Number OEM 051208 Dated May 20, 2008 This Amendment Number 8 (“Amendment 7”) to the OEM Purchase and License Agreement (“Original Agreement”) dated May 20, 2008 Brocade Communications Systems, Inc., a Delaware corporation with an office located at 130 Holger

May 27, 2016 SC TO-T/A

Brocade Communications Systems AMENDMENT NO. 8 TO SCHEDULE TO

SC TO-T/A 1 d184307dsctota.htm AMENDMENT NO. 8 TO SCHEDULE TO UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE TO (Amendment No. 8) (RULE 14D-100) Tender Offer Statement Pursuant to Section 14(d)(1) or 13(e)(1) of the Securities Exchange Act of 1934 RUCKUS WIRELESS, INC. (Names of Subject Company) STALLION MERGER SUB INC. (Offeror) BROCADE COMMUNICATIONS SYSTEMS, IN

May 27, 2016 EX-99.(A)(5)(V)

Brocade Completes Acquisition of Ruckus Wireless

EX-(a)(5)(V) Exhibit (a)(5)(V) Brocade Completes Acquisition of Ruckus Wireless SAN JOSE, Calif.

May 27, 2016 EX-99.1

Brocade Completes Acquisition of Ruckus Wireless

Exhibit 99.1 Brocade Completes Acquisition of Ruckus Wireless SAN JOSE, Calif.—May 27, 2016—Brocade (NASDAQ: BRCD) today announced that it has completed its acquisition of Sunnyvale, Calif.-based Ruckus Wireless™. This represents an important step in Brocade’s strategic vision to build a pure-play networking company that supports the rapidly evolving requirements of the digital transformation era.

May 27, 2016 EX-10.1

$900,000,000 CREDIT AGREEMENT dated as of May 27, 2016, by and among BROCADE COMMUNICATIONS SYSTEMS, INC., as Borrower, the Lenders referred to herein, as Lenders, WELLS FARGO BANK, NATIONAL ASSOCIATION, as Administrative Agent, Swingline Lender and

EX-10.1 Exhibit 10.1 Published CUSIP Number: 11162DAE2 Revolving Credit CUSIP Number: 11162DAF9 Term Loan A CUSIP Number: 11162DAG7 $900,000,000 CREDIT AGREEMENT dated as of May 27, 2016, by and among BROCADE COMMUNICATIONS SYSTEMS, INC., as Borrower, the Lenders referred to herein, as Lenders, and WELLS FARGO BANK, NATIONAL ASSOCIATION, as Administrative Agent, Swingline Lender and Issuing Lender

May 27, 2016 8-K

Regulation FD Disclosure, Entry into a Material Definitive Agreement, Financial Statements and Exhibits, Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant, Completion of Acquisition or Disposition of Assets

8-K 1 d199502d8k.htm 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): May 27, 2016 Brocade Communications Systems, Inc. (Exact name of registrant as specified in its charter) Delaware 000-25601 77-0409517 (State or other jurisdi

May 26, 2016 EX-1.01

Page 1 Introduction 1 2 RCOI 2 3 Due Diligence 3 3.1 Overview of Brocade’s Due Diligence Process 3 3.1.1 OECD Step 1 - Establish strong company management systems 3 3.1.2 OECD Step 2 - Identify and assess risk in the supply chain 4 3.1.3 OECD Step 3

Exhibit Exhibit 1.01 - Conflict Minerals Report Brocade Communications Systems, Inc. 130 Holger Way San Jose, CA 95134 Calendar Year 2015 Table of Contents Page 1 Introduction 1 2 RCOI 2 3 Due Diligence 3 3.1 Overview of Brocade’s Due Diligence Process 3 3.1.1 OECD Step 1 - Establish strong company management systems 3 3.1.2 OECD Step 2 - Identify and assess risk in the supply chain 4 3.1.3 OECD S

May 26, 2016 SD

Brocade Communications Systems FORM SD

SD 1 brcd-sdxcy2015.htm FORM SD UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM SD Specialized Disclosure Report Brocade Communications Systems, Inc. (Exact name of registrant as specified in its charter) Delaware 000-25601 77-0409517 (State or other jurisdiction of incorporation or organization) (Commission File Number) (I.R.S. Employer Identification No.) 130 Holger

May 25, 2016 424B3

Offer by STALLION MERGER SUB INC., a direct wholly owned subsidiary of BROCADE COMMUNICATIONS SYSTEMS, INC. to exchange each outstanding share of common stock of RUCKUS WIRELESS, INC. $6.45 in cash 0.75 of a share of common stock of Brocade Communica

424B3 1 d187471d424b3.htm 424B3 Table of Contents Filed pursuant to Rule 424(b)(3) Registration No. 333-211039 Offer by STALLION MERGER SUB INC., a direct wholly owned subsidiary of BROCADE COMMUNICATIONS SYSTEMS, INC. to exchange each outstanding share of common stock of RUCKUS WIRELESS, INC. for $6.45 in cash and 0.75 of a share of common stock of Brocade Communications Systems, Inc. THE OFFER A

May 23, 2016 SC TO-T/A

Brocade Communications Systems SC TO-T/A

SC TO-T/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE TO (Amendment No. 7) (RULE 14D-100) Tender Offer Statement Pursuant to Section 14(d)(1) or 13(e)(1) of the Securities Exchange Act of 1934 RUCKUS WIRELESS, INC. (Names of Subject Company) STALLION MERGER SUB INC. (Offeror) BROCADE COMMUNICATIONS SYSTEMS, INC. (Parent of Offeror) (Names of Filing Persons) COM

May 23, 2016 425

Brocade Communications Systems 425 (Prospectus)

425 Filed by Brocade Communications Systems, Inc. Pursuant to Rule 425 under the Securities Act of 1933 and deemed filed pursuant to Rule 14d-2 of the Securities Exchange Act of 1934, as amended Subject Company: Ruckus Wireless, Inc. Form S-4 File No.: 333-211039 Excerpts from edited transcript of Brocade earnings call held on May 19, 2016 Lloyd Carney - Brocade Communications Systems, Inc. ? CEO

May 23, 2016 CORRESP

Brocade Communications Systems ESP

CORRESP 1 filename1.htm Brocade Communications Systems, Inc. 130 Holger Way San Jose, CA 95134 May 23, 2016 VIA EDGAR U.S. Securities and Exchange Commission Division of Corporation Finance 100 F Street, N.E. Washington, D.C. 20549-3628 Attention: Daniel F. Duchovny Re: Brocade Communications Systems, Inc. Registration Statement on Form S-4 (File No. 333-211039) Request for Acceleration Dear Mr. D

May 20, 2016 SC TO-T/A

Brocade Communications Systems SC TO-T/A

SC TO-T/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE TO (Amendment No. 6) (RULE 14D-100) Tender Offer Statement Pursuant to Section 14(d)(1) or 13(e)(1) of the Securities Exchange Act of 1934 RUCKUS WIRELESS, INC. (Names of Subject Company) STALLION MERGER SUB INC. (Offeror) BROCADE COMMUNICATIONS SYSTEMS, INC. (Parent of Offeror) (Names of Filing Persons) COM

May 19, 2016 EX-99.3

BROCADE COMMUNICATIONS SYSTEMS, INC. CONDENSED CONSOLIDATED STATEMENTS OF INCOME

SEC Exhibit Exhibit 99.3 BROCADE COMMUNICATIONS SYSTEMS, INC. CONDENSED CONSOLIDATED STATEMENTS OF INCOME (Unaudited) Three Months Ended Six Months Ended April 30, 2016 May 2, 2015 April 30, 2016 May 2, 2015 (In thousands, except per share amounts) Net revenues: Product $ 428,193 $ 458,243 $ 909,360 $ 944,481 Service 95,113 88,332 188,230 178,333 Total net revenues 523,306 546,575 1,097,590 1,122,

May 19, 2016 EX-99.2

© 2016 Brocade Communications Systems, Inc. Page 2 of 24

SEC Exhibit Q2 FY 2016 Earnings Prepared Comments and Slides May 19, 2016 Michael Iburg Investor Relations Phone: 408-333-0233 miburg@Brocade.

May 19, 2016 EX-99.1

Brocade Reports Fiscal Q2 2016 Results Board Approves Increased Third Quarter Dividend

SEC Exhibit Exhibit 99.1 BROCADE CONTACTS Media Relations Ed Graczyk Tel: 408-333-1836 [email protected] Investor Relations Michael Iburg Tel: 408-333-0233 [email protected] Brocade Reports Fiscal Q2 2016 Results Board Approves Increased Third Quarter Dividend SAN JOSE, Calif., May 19, 2016 ? Brocade ? (NASDAQ: BRCD) today reported financial results for its second fiscal quarter ended April 30

May 19, 2016 8-K

Brocade Communications Systems FORM 8-K (Current Report/Significant Event)

SEC Document UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): May 19, 2016 Brocade Communications Systems, Inc. (Exact name of registrant as specified in its charter) Delaware 000-25601 77-0409517 (State or other jurisdiction of inc

May 19, 2016 425

Brocade Communications Systems FORM 8-K (Prospectus)

425 1 brcd-8keprxfy16q2.htm FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): May 19, 2016 Brocade Communications Systems, Inc. (Exact name of registrant as specified in its charter) Delaware 000-25601 77-0409517 (State or o

May 19, 2016 EX-99.3

BROCADE COMMUNICATIONS SYSTEMS, INC. CONDENSED CONSOLIDATED STATEMENTS OF INCOME

SEC Exhibit Exhibit 99.3 BROCADE COMMUNICATIONS SYSTEMS, INC. CONDENSED CONSOLIDATED STATEMENTS OF INCOME (Unaudited) Three Months Ended Six Months Ended April 30, 2016 May 2, 2015 April 30, 2016 May 2, 2015 (In thousands, except per share amounts) Net revenues: Product $ 428,193 $ 458,243 $ 909,360 $ 944,481 Service 95,113 88,332 188,230 178,333 Total net revenues 523,306 546,575 1,097,590 1,122,

May 19, 2016 EX-99.1

Brocade Reports Fiscal Q2 2016 Results Board Approves Increased Third Quarter Dividend

Exhibit 99.1 BROCADE CONTACTS Media Relations Ed Graczyk Tel: 408-333-1836 [email protected] Investor Relations Michael Iburg Tel: 408-333-0233 [email protected] Brocade Reports Fiscal Q2 2016 Results Board Approves Increased Third Quarter Dividend SAN JOSE, Calif., May 19, 2016 — Brocade ® (NASDAQ: BRCD) today reported financial results for its second fiscal quarter ended April 30, 2016 . Bro

May 19, 2016 EX-99.2

© 2016 Brocade Communications Systems, Inc. Page 2 of 24

SEC Exhibit Q2 FY 2016 Earnings Prepared Comments and Slides May 19, 2016 Michael Iburg Investor Relations Phone: 408-333-0233 miburg@Brocade.

May 19, 2016 SC TO-T/A

Brocade Communications Systems SC TO-T/A

SC TO-T/A 1 d139943dsctota.htm SC TO-T/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE TO (Amendment No. 5) (RULE 14D-100) Tender Offer Statement Pursuant to Section 14(d)(1) or 13(e)(1) of the Securities Exchange Act of 1934 RUCKUS WIRELESS, INC. (Names of Subject Company) STALLION MERGER SUB INC. (Offeror) BROCADE COMMUNICATIONS SYSTEMS, INC. (Parent of Offeror

May 19, 2016 EX-12.1

Statement of Computation of Ratio of Earnings to Fixed Charges (in thousands, except ratios)

EX-12.1 Exhibit 12.1 Statement of Computation of Ratio of Earnings to Fixed Charges (in thousands, except ratios) Historical Brocade Three Months Ended Fiscal Year Ended January 31, 2016 January 31, 2015 October 31, 2015 November 1, 2014 October 26, 2013 October 27, 2012 October 29, 2011 Earnings from continuing operations before taxes $ 111,770 113,422 $ 439,051 $ 353,621 $ 330,461 $ 224,401 $ 79

May 19, 2016 S-4/A

As filed with the Securities and Exchange Commission on May 19, 2016

S-4/A Table of Contents As filed with the Securities and Exchange Commission on May 19, 2016 Registration No.

May 19, 2016 EX-99.1

Consent of Morgan Stanley & Co. LLC

Exhibit 99.1 Consent of Morgan Stanley & Co. LLC We hereby consent to the use in Amendment No. 1 to the Registration Statement of Brocade Communications Systems, Inc. on Form S-4 and in the prospectus/offer to exchange, which is part of the Registration Statement, of our opinion dated April 3, 2016 appearing as Annex C to such prospectus/offer to exchange, and to the description of such opinion an

May 19, 2016 CORRESP

Brocade Communications Systems ESP

CORRESP 1 filename1.htm 1(650) 320-1830 [email protected] May 19, 2016 VIA EDGAR AND BY HAND Daniel F. Duchovny Special Counsel Division of Corporation Finance U.S. Securities and Exchange Commission 100 F Street, NE Washington, D.C. 20549-3628 Re: Ruckus Wireless, Inc. Schedule TO-T filed April 29, 2016 by Stallion Merger Sub Inc. and Brocade Communications Systems, Inc. SEC File No. 00

May 9, 2016 SC TO-T/A

Brocade Communications Systems SC TO-T/A

SC TO-T/A 1 d193201dsctota.htm SC TO-T/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE TO (Amendment No. 4) (RULE 14D-100) Tender Offer Statement Pursuant to Section 14(d)(1) or 13(e)(1) of the Securities Exchange Act of 1934 RUCKUS WIRELESS, INC. (Names of Subject Company) STALLION MERGER SUB INC. (Offeror) BROCADE COMMUNICATIONS SYSTEMS, INC. (Parent of Offeror

May 5, 2016 SC TO-T/A

Brocade Communications Systems SC TO-T/A

SC TO-T/A 1 d180997dsctota.htm SC TO-T/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE TO (Amendment No. 3) (RULE 14D-100) Tender Offer Statement Pursuant to Section 14(d)(1) or 13(e)(1) of the Securities Exchange Act of 1934 RUCKUS WIRELESS, INC. (Names of Subject Company) STALLION MERGER SUB INC. (Offeror) BROCADE COMMUNICATIONS SYSTEMS, INC. (Parent of Offeror

May 5, 2016 425

Brocade Communications Systems 425 (Prospectus)

425 Filed by Brocade Communications Systems, Inc. Pursuant to Rule 425 under the Securities Act of 1933 and deemed filed pursuant to Rule 14d-2 of the Securities Exchange Act of 1934, as amended Subject Company: Ruckus Wireless, Inc. Form S-4 File No.: 333-211039 RUCKUS ACQUISITION FREQUENTLY ASKED QUESTIONS May 5, 2016 On April 3, 2016, Brocade Communications Systems, Inc. (?Brocade?) and Ruckus

May 3, 2016 SC TO-T/A

Brocade Communications Systems SC TO-T/A

SC TO-T/A 1 d311285dsctota.htm SC TO-T/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE TO (Amendment No. 2) (RULE 14D-100) Tender Offer Statement Pursuant to Section 14(d)(1) or 13(e)(1) of the Securities Exchange Act of 1934 RUCKUS WIRELESS, INC. (Names of Subject Company) STALLION MERGER SUB INC. (Offeror) BROCADE COMMUNICATIONS SYSTEMS, INC. (Parent of Offeror

May 3, 2016 425

Brocade Communications Systems 425 (Prospectus)

425 Filed by Brocade Communications Systems, Inc. Pursuant to Rule 425 under the Securities Act of 1933 and deemed filed pursuant to Rule 14d-2 of the Securities Exchange Act of 1934, as amended Subject Company: Ruckus Wireless, Inc. Form S-4 File No.: 333-211039 From: Lloyd Carney To: All Brocadians Date: Tuesday, May 3, 2016 Subj: Preliminary Q2 Financial Results ? ? ? ? ? ? ? ? ? ? ? ? This mes

May 2, 2016 SC TO-T/A

Brocade Communications Systems SC TO-T/A

SC TO-T/A 1 d181167dsctota.htm SC TO-T/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE TO (Amendment No. 1) (RULE 14D-100) Tender Offer Statement Pursuant to Section 14(d)(1) or 13(e)(1) of the Securities Exchange Act of 1934 RUCKUS WIRELESS, INC. (Names of Subject Company) STALLION MERGER SUB INC. (Offeror) BROCADE COMMUNICATIONS SYSTEMS, INC. (Parent of Offeror

May 2, 2016 EX-99.1

Brocade Reports Preliminary Fiscal Q2 2016 Financial Results Full Quarterly Results to Be Announced on May 19, 2016

Exhibit 99.1 BROCADE CONTACTS Media Relations Ed Graczyk Tel: 408-333-1836 [email protected] Investor Relations Michael Iburg Tel: 408-333-0233 [email protected] Brocade Reports Preliminary Fiscal Q2 2016 Financial Results Full Quarterly Results to Be Announced on May 19, 2016 SAN JOSE, Calif., May 2, 2016 — In conjunction with the filing of a registration statement and exchange offer material

May 2, 2016 8-K

Financial Statements and Exhibits, Results of Operations and Financial Condition, Other Events

8-K 1 brcd-8kx2016x05x02.htm FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): May 2, 2016 Brocade Communications Systems, Inc. (Exact name of registrant as specified in its charter) Delaware 000-25601 77-0409517 (State or o

May 2, 2016 EX-99.1

Brocade Reports Preliminary Fiscal Q2 2016 Financial Results Full Quarterly Results to Be Announced on May 19, 2016

Exhibit Exhibit 99.1 BROCADE CONTACTS Media Relations Ed Graczyk Tel: 408-333-1836 [email protected] Investor Relations Michael Iburg Tel: 408-333-0233 [email protected] Brocade Reports Preliminary Fiscal Q2 2016 Financial Results Full Quarterly Results to Be Announced on May 19, 2016 SAN JOSE, Calif., May 2, 2016 ? In conjunction with the filing of a registration statement and exchange offer

May 2, 2016 425

Brocade Communications Systems FORM 8-K (Prospectus)

425 1 brcd-8kx2016x05x02.htm FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): May 2, 2016 Brocade Communications Systems, Inc. (Exact name of registrant as specified in its charter) Delaware 000-25601 77-0409517 (State or o

April 29, 2016 SC TO-T

Brocade Communications Systems SC TO-T

SC TO-T 1 d186398dsctot.htm SC TO-T UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE TO (RULE 14D-100) Tender Offer Statement Pursuant to Section 14(d)(1) or 13(e)(1) of the Securities Exchange Act of 1934 RUCKUS WIRELESS, INC. (Names of Subject Company) STALLION MERGER SUB INC. (Offeror) BROCADE COMMUNICATIONS SYSTEMS, INC. (Parent of Offeror) (Names of Filing Pers

April 29, 2016 EX-99.(A)(5)(N)

A registration statement relating to the securities proposed to be issued in the Offer (as defined below) has been filed with the U.S. Securities and Exchange Commission but has not yet become effective. Such securities may not be sold nor may offers

EX-99.(a)(5)(N) Exhibit (a)(5)(N) A registration statement relating to the securities proposed to be issued in the Offer (as defined below) has been filed with the U.S. Securities and Exchange Commission but has not yet become effective. Such securities may not be sold nor may offers to buy such securities be accepted prior to the time the registration statement becomes effective. This announcemen

April 29, 2016 EX-99.3

LETTER TO BROKERS, DEALERS COMMERCIAL BANKS, TRUST COMPANIES AND OTHER NOMINEES Offer by STALLION MERGER SUB INC. a direct wholly owned subsidiary of BROCADE COMMUNICATIONS SYSTEMS, INC., to exchange each outstanding share of common stock of RUCKUS W

Exhibit 99.3 LETTER TO BROKERS, DEALERS COMMERCIAL BANKS, TRUST COMPANIES AND OTHER NOMINEES Offer by STALLION MERGER SUB INC. a direct wholly owned subsidiary of BROCADE COMMUNICATIONS SYSTEMS, INC., to exchange each outstanding share of common stock of RUCKUS WIRELESS, INC. for $6.45 in cash and 0.75 of a share of common stock of Brocade Communications Systems, Inc. (subject to the terms and con

April 29, 2016 EX-99.1

Consent of Morgan Stanley & Co. LLC

EX-99.1 7 d187471dex991.htm EX-99.1 Exhibit 99.1 Consent of Morgan Stanley & Co. LLC We hereby consent to the use in the Registration Statement of Brocade Communications Systems, Inc. on Form S-4 and in the prospectus/offer to exchange, which is part of the Registration Statement, of our opinion dated April 3, 2016 appearing as Annex C to such prospectus/offer to exchange, and to the description o

April 29, 2016 EX-12.1

Statement of Computation of Ratio of Earnings to Fixed Charges (in thousands, except ratios)

EX-12.1 Exhibit 12.1 Statement of Computation of Ratio of Earnings to Fixed Charges (in thousands, except ratios) Historical Brocade Three Months Ended Fiscal Year Ended January 31, 2016 January 31, 2015 October 31, 2015 November 1, 2014 October 26, 2013 October 27, 2012 October 29, 2011 Earnings from continuing operations before taxes $ 111,770 113,422 $ 439,051 $ 353,621 $ 330,461 $ 224,401 $ 79

April 29, 2016 EX-99.4

LETTER TO CLIENTS Offer by STALLION MERGER SUB INC., a direct wholly owned subsidiary of BROCADE COMMUNICATIONS SYSTEMS, INC. to exchange each outstanding share of common stock of RUCKUS WIRELESS, INC. $6.45 in cash 0.75 of a share of common stock of

Exhibit 99.4 LETTER TO CLIENTS Offer by STALLION MERGER SUB INC., a direct wholly owned subsidiary of BROCADE COMMUNICATIONS SYSTEMS, INC. to exchange each outstanding share of common stock of RUCKUS WIRELESS, INC. for $6.45 in cash and 0.75 of a share of common stock of Brocade Communications Systems, Inc. (subject to the terms and conditions described in the prospectus/offer to exchange and the

April 29, 2016 EX-99.2

LETTER OF TRANSMITTAL Offer by STALLION MERGER SUB INC., a direct wholly owned subsidiary of BROCADE COMMUNICATIONS SYSTEMS, INC. to exchange each outstanding share of common stock of RUCKUS WIRELESS, INC. $6.45 in cash 0.75 of a share of common stoc

Exhibit 99.2 LETTER OF TRANSMITTAL Offer by STALLION MERGER SUB INC., a direct wholly owned subsidiary of BROCADE COMMUNICATIONS SYSTEMS, INC. to exchange each outstanding share of common stock of RUCKUS WIRELESS, INC. for $6.45 in cash and 0.75 of a share of common stock of Brocade Communications Systems, Inc. (upon the terms and subject to the conditions described in the prospectus/offer to exch

April 29, 2016 S-4

As filed with the Securities and Exchange Commission on April 29, 2016

S-4 1 d187471ds4.htm FORM S-4 Table of Contents As filed with the Securities and Exchange Commission on April 29, 2016 Registration No. 333- UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM S-4 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 Brocade Communications Systems, Inc. (Exact name of registrant as specified in its charter) Delaware 3577 77-0409517 (Stat

April 29, 2016 EX-3.4

AMENDED AND RESTATED BYLAWS BROCADE COMMUNICATIONS SYSTEMS, INC. a Delaware Corporation Effective as of April 7, 2016 TABLE OF CONTENTS Page ARTICLE I CORPORATE OFFICES 1 1.1 REGISTERED OFFICE 1 1.2 OTHER OFFICES 1 ARTICLE II MEETINGS OF STOCKHOLDERS

EX-3.4 2 d187471dex34.htm EX-3.4 Exhibit 3.4 AMENDED AND RESTATED BYLAWS OF BROCADE COMMUNICATIONS SYSTEMS, INC. a Delaware Corporation Effective as of April 7, 2016 TABLE OF CONTENTS Page ARTICLE I CORPORATE OFFICES 1 1.1 REGISTERED OFFICE 1 1.2 OTHER OFFICES 1 ARTICLE II MEETINGS OF STOCKHOLDERS 1 2.1 PLACE OF MEETINGS 1 2.2 ANNUAL MEETING 1 2.3 SPECIAL MEETING 1 2.4 NOTICE OF STOCKHOLDER MEETIN

April 13, 2016 EX-10.2

BROCADE COMMUNICATIONS SYSTEMS, INC. 2009 EMPLOYEE STOCK PURCHASE PLAN (As amended and restated on April 7, 2016)

Exhibit Exhibit 10.2 BROCADE COMMUNICATIONS SYSTEMS, INC. 2009 EMPLOYEE STOCK PURCHASE PLAN (As amended and restated on April 7, 2016) 1. Purpose . The purpose of the Plan is to provide employees of the Company and its Designated Subsidiaries with an opportunity to purchase Common Stock through accumulated payroll deductions. The Company?s intention is to have the Plan qualify as an ?employee stoc

April 13, 2016 EX-10.1

Summary of the Brocade Communications Systems, Inc. 2009 Employee Stock Purchase Plan (the “Purchase Plan”) (As amended and restated on April 7, 2016)

Exhibit Exhibit 10.1 Summary of the Brocade Communications Systems, Inc. 2009 Employee Stock Purchase Plan (the ?Purchase Plan?) (As amended and restated on April 7, 2016) The following is a summary of the principal features of the Purchase Plan and its operation. The summary is qualified in its entirety by reference to the Purchase Plan itself set forth in Appendix A. General The Purchase Plan wa

April 13, 2016 8-K

Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers, Financial Statements and Exhibits, Submission of Matters to a Vote of Security Holders

8-K 1 brcd-8kx2016x04x13.htm FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): April 7, 2016 BROCADE COMMUNICATIONS SYSTEMS, INC. (Exact name of registrant as specified in its charter) Delaware 000-25601 77-0409517 (State or

April 7, 2016 425

Brocade Communications Systems 425 (Prospectus)

425 1 d178139d425.htm 425 Filed by Brocade Communications Systems, Inc. Pursuant to Rule 425 under the Securities Act of 1933 and deemed filed pursuant to Rule 14d-2 of the Securities Exchange Act of 1934, as amended Subject Company: Ruckus Wireless, Inc. (Commission File No. 001-35734) Brocade Communications Systems, Inc. Twitter post April 6, 2016 Creating a Pure Play Networking Company for the

April 5, 2016 425

Brocade Communications Systems 425 (Prospectus)

425 1 d174969d425.htm 425 Filed by Brocade Communications Systems, Inc. Pursuant to Rule 425 under the Securities Act of 1933 and deemed filed pursuant to Rule 14d-2 of the Securities Exchange Act of 1934, as amended Subject Company: Ruckus Wireless, Inc. (Commission File No. 001-35734) Edited Transcript from Brocade Communications Systems, Inc. Employee Meeting on April 4, 2016. LLOYD CARNEY AND

April 5, 2016 425

Brocade Communications Systems 425 (Prospectus)

425 Filed by Brocade Communications Systems, Inc. Pursuant to Rule 425 under the Securities Act of 1933 and deemed filed pursuant to Rule 14d-2 of the Securities Exchange Act of 1934, as amended Subject Company: Ruckus Wireless, Inc. (Commission File No. 001-35734) Brocade Communications Systems, Inc. Twitter post April 5, 2016 What does the #Brocade & @RuckusWireless combo mean for customers, par

April 4, 2016 425

Brocade Communications Systems 425 (Prospectus)

Filed by Brocade Communications Systems, Inc. Pursuant to Rule 425 under the Securities Act of 1933 and deemed filed pursuant to Rule 14d-2 of the Securities Exchange Act of 1934, as amended Subject Company: Ruckus Wireless, Inc. (Commission File No. 001-35734) A New Networking Company for the Digital Transformation Era Brocade to Acquire April 4, 2016 © 2016 BROCADE COMMUNICATIONS SYSTEMS, INC. B

April 4, 2016 425

Brocade Communications Systems 425 (Prospectus)

425 1 d174963d425.htm 425 Filed by Brocade Communications Systems, Inc. Pursuant to Rule 425 under the Securities Act of 1933 and deemed filed pursuant to Rule 14d-2 of the Securities Exchange Act of 1934, as amended Subject Company: Ruckus Wireless, Inc. (Commission File No. 001-35734) 1 CORPORATE PARTICIPANTS Michael Iburg Brocade Communications Systems, Inc. - Senior Director, IR Lloyd Carney B

April 4, 2016 425

Brocade Communications Systems 425 (Prospectus)

Filed by Brocade Communications Systems, Inc. Pursuant to Rule 425 under the Securities Act of 1933 and deemed filed pursuant to Rule 14d-2 of the Securities Exchange Act of 1934, as amended Subject Company: Ruckus Wireless, Inc. (Commission File No. 001-35734) Messaging and Audience FAQs Contents Frequently Asked Questions 2 Deal Overview/Key Questions 2 General Corporate 6 People Q&A 7 Financial

April 4, 2016 425

Brocade Communications Systems 425 (Prospectus)

425 Filed by Brocade Communications Systems, Inc. Pursuant to Rule 425 under the Securities Act of 1933 and deemed filed pursuant to Rule 14d-2 of the Securities Exchange Act of 1934, as amended Subject Company: Ruckus Wireless, Inc. (Commission File No. 001-35734) Creating a Pure Play Networking Company for the Digital Transformation Era Today Brocade and Ruckus Wireless have taken an important s

April 4, 2016 425

Brocade Communications Systems 425 (Prospectus)

Filed by Brocade Communications Systems, Inc. Pursuant to Rule 425 under the Securities Act of 1933 and deemed filed pursuant to Rule 14d-2 of the Securities Exchange Act of 1934, as amended Subject Company: Ruckus Wireless, Inc. (Commission File No. 001-35734) TO: Brocade WW Channel Partners and Brocade Contacts Subject: Brocade to acquire Ruckus, a pioneer in the wireless infrastructure market W

April 4, 2016 425

Brocade Communications Systems 425 (Prospectus)

425 Filed by Brocade Communications Systems, Inc. Pursuant to Rule 425 under the Securities Act of 1933 and deemed filed pursuant to Rule 14d-2 of the Securities Exchange Act of 1934, as amended Subject Company: Ruckus Wireless, Inc. (Commission File No. 001-35734) Brocade Communications Systems, Inc. Twitter post April 4, 2016 Brocade to acquire Ruckus Wireless to build a networking company for t

April 4, 2016 425

Brocade Communications Systems 425 (Prospectus)

425 1 d168539d425.htm 425 Filed by Brocade Communications Systems, Inc. Pursuant to Rule 425 under the Securities Act of 1933 and deemed filed pursuant to Rule 14d-2 of the Securities Exchange Act of 1934, as amended Subject Company: Ruckus Wireless, Inc. (Commission File No. 001-35734) Customer Communication Subject: Brocade to acquire Ruckus, a pioneer in the wireless infrastructure market We ar

April 4, 2016 425

Brocade Communications Systems 425 (Prospectus)

425 1 d167338d425.htm 425 Filed by Brocade Communications Systems, Inc. Pursuant to Rule 425 under the Securities Act of 1933 and deemed filed pursuant to Rule 14d-2 of the Securities Exchange Act of 1934, as amended Subject Company: Ruckus Wireless, Inc. (Commission File No. 001-35734) Lloyd Carney Email to All Employees Ruckus Acquisition Brocadians, Today we’ve taken an important step in our qu

April 4, 2016 EX-99.1

SUPPORT AGREEMENT

EX-99.1 Exhibit 99.1 Execution Version SUPPORT AGREEMENT This SUPPORT AGREEMENT (this ?Agreement?) is made and entered into as of April 3, 2016, by and among Brocade Communications Systems, Inc., a Delaware corporation (?Parent?), Stallion Merger Sub Inc., a Delaware corporation and a wholly owned subsidiary of Parent (?Purchaser?), and the undersigned stockholder (?Stockholder?) of Ruckus Wireles

April 4, 2016 8-K

Regulation FD Disclosure, Entry into a Material Definitive Agreement, Financial Statements and Exhibits, Other Events

8-K 1 d158727d8k.htm FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): April 3, 2016 Brocade Communications Systems, Inc. (Exact name of registrant as specified in its charter) Delaware 000-25601 77-0409517 (State or other j

April 4, 2016 EX-2.1

AGREEMENT AND PLAN OF MERGER RUCKUS WIRELESS, INC., BROCADE COMMUNICATIONS SYSTEMS, INC., STALLION MERGER SUB INC. Dated as of April 3, 2016 TABLE OF CONTENTS Page ARTICLE I DEFINITIONS 2 Section 1.1 Definitions 2 Section 1.2 Table of Definitions 14

EX-2.1 2 d158727dex21.htm EX-2.1 Exhibit 2.1 Execution Version AGREEMENT AND PLAN OF MERGER among RUCKUS WIRELESS, INC., BROCADE COMMUNICATIONS SYSTEMS, INC., and STALLION MERGER SUB INC. Dated as of April 3, 2016 TABLE OF CONTENTS Page ARTICLE I DEFINITIONS 2 Section 1.1 Definitions 2 Section 1.2 Table of Definitions 14 Section 1.3 Other Definitional and Interpretative Provisions 16 ARTICLE II TH

April 4, 2016 EX-10.1

Wells Fargo Bank, National Association 121 South Market Street, 3rd Floor San Jose, CA 95113

EX-10.1 Exhibit 10.1 Wells Fargo Bank, National Association 121 South Market Street, 3rd Floor San Jose, CA 95113 Deutsche Bank AG New York Branch Deutsche Bank Securities Inc. 60 Wall Street New York, NY 10005 SunTrust Bank SunTrust Robinson Humphrey, Inc. 3333 Peachtree Road Northeast Atlanta, GA 30326 Wells Fargo Securities, LLC 550 California Street, Floor 12 San Francisco, CA 94104 CONFIDENTI

April 4, 2016 EX-99.3

Brocade to Acquire Ruckus Wireless

EX-99.3 Exhibit 99.3 Brocade to Acquire Ruckus Wireless Investor Presentation April 4, 2016 BROCADE © 2016 BROCADE COMMUNICATIONS SYSTEMS, INC. COMPANY PROPRIETARY INFORMATION Additional Information and Where to Find It The exchange offer referenced in this communication has not yet commenced. This communication is for informational purposes only and is neither an offer to purchase nor a solicitat

April 4, 2016 EX-99.2

Brocade to Acquire Ruckus Wireless to Build a Networking Company for the Digital Transformation Era Enhances Brocade’s position as a pure-play networking company, addressing critical networking requirements from the data center to the wireless networ

EX-99.2 Exhibit 99.2 Brocade to Acquire Ruckus Wireless to Build a Networking Company for the Digital Transformation Era Enhances Brocade?s position as a pure-play networking company, addressing critical networking requirements from the data center to the wireless network edge ? Combined company expected to be #1 in storage area networking, #1 in service provider Wi-Fi, #2 in data center networkin

April 4, 2016 EX-99.3

Brocade to Acquire Ruckus Wireless

EX-99.3 Exhibit 99.3 Brocade to Acquire Ruckus Wireless Investor Presentation April 4, 2016 BROCADE © 2016 BROCADE COMMUNICATIONS SYSTEMS, INC. COMPANY PROPRIETARY INFORMATION Additional Information and Where to Find It The exchange offer referenced in this communication has not yet commenced. This communication is for informational purposes only and is neither an offer to purchase nor a solicitat

April 4, 2016 EX-2.1

AGREEMENT AND PLAN OF MERGER RUCKUS WIRELESS, INC., BROCADE COMMUNICATIONS SYSTEMS, INC., STALLION MERGER SUB INC. Dated as of April 3, 2016 TABLE OF CONTENTS Page ARTICLE I DEFINITIONS 2 Section 1.1 Definitions 2 Section 1.2 Table of Definitions 14

EX-2.1 Exhibit 2.1 Execution Version AGREEMENT AND PLAN OF MERGER among RUCKUS WIRELESS, INC., BROCADE COMMUNICATIONS SYSTEMS, INC., and STALLION MERGER SUB INC. Dated as of April 3, 2016 TABLE OF CONTENTS Page ARTICLE I DEFINITIONS 2 Section 1.1 Definitions 2 Section 1.2 Table of Definitions 14 Section 1.3 Other Definitional and Interpretative Provisions 16 ARTICLE II THE OFFER 17 Section 2.1 Ter

April 4, 2016 EX-10.1

Wells Fargo Bank, National Association 121 South Market Street, 3rd Floor San Jose, CA 95113

EX-10.1 Exhibit 10.1 Wells Fargo Bank, National Association 121 South Market Street, 3rd Floor San Jose, CA 95113 Deutsche Bank AG New York Branch Deutsche Bank Securities Inc. 60 Wall Street New York, NY 10005 SunTrust Bank SunTrust Robinson Humphrey, Inc. 3333 Peachtree Road Northeast Atlanta, GA 30326 Wells Fargo Securities, LLC 550 California Street, Floor 12 San Francisco, CA 94104 CONFIDENTI

April 4, 2016 EX-99.1

SUPPORT AGREEMENT

EX-99.1 Exhibit 99.1 Execution Version SUPPORT AGREEMENT This SUPPORT AGREEMENT (this ?Agreement?) is made and entered into as of April 3, 2016, by and among Brocade Communications Systems, Inc., a Delaware corporation (?Parent?), Stallion Merger Sub Inc., a Delaware corporation and a wholly owned subsidiary of Parent (?Purchaser?), and the undersigned stockholder (?Stockholder?) of Ruckus Wireles

April 4, 2016 425

Brocade Communications Systems FORM 8-K (Prospectus)

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): April 3, 2016 Brocade Communications Systems, Inc. (Exact name of registrant as specified in its charter) Delaware 000-25601 77-0409517 (State or other jurisdiction of incorporation)

April 4, 2016 EX-99.2

Brocade to Acquire Ruckus Wireless to Build a Networking Company for the Digital Transformation Era Enhances Brocade’s position as a pure-play networking company, addressing critical networking requirements from the data center to the wireless networ

EX-99.2 Exhibit 99.2 Brocade to Acquire Ruckus Wireless to Build a Networking Company for the Digital Transformation Era Enhances Brocade’s position as a pure-play networking company, addressing critical networking requirements from the data center to the wireless network edge • Combined company expected to be #1 in storage area networking, #1 in service provider Wi-Fi, #2 in data center networkin

March 4, 2016 10-Q

Brocade Communications Systems FORM 10-Q (Quarterly Report)

10-Q 1 brcd-10qxfy16q1.htm FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended January 30, 2016 OR ¨ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Comm

March 4, 2016 EX-10.1

Accepted and Agreed To: Accepted and Agreed To: International Business Machines Corporation Brocade Communications Systems, Inc. By: /s/ David Lake 1/26/16 By: /s/ Harry Ault 1/20/16 Authorized Signature Date Authorized Signature Date David Lake Harr

Exhibit 10.1 3039 E CORNWALLIS RD RESEARCH TRIANGLE PARK NC 27709-2195 January 20, 2016 Mr. Mike Harrison Brocade Communications Systems, Inc. 130 Holger Way San Jose, CA 95134-1376 Subject: Amendment 50 to SOW #1 of the IBM/Brocade Goods Agreement ROC-P-68 This letter (the “Amendment”) serves as Amendment Number 50 to SOW #1, including all amendments thereto (“SOW#1”) of the Goods Agreement ROC-P

March 4, 2016 EX-10.2

BROCADE COMMUNICATIONS SYSTEMS, INC. 2009 STOCK PLAN RESTRICTED STOCK UNIT AGREEMENT FY16 PERFORMANCE STOCK UNITS

Exhibit 10.2 BROCADE COMMUNICATIONS SYSTEMS, INC. 2009 STOCK PLAN RESTRICTED STOCK UNIT AGREEMENT FOR FY16 PERFORMANCE STOCK UNITS NOTICE OF GRANT [FIRSTNAME MIDDLENAME LASTNAME] You (“Grantee”) have been granted an award of market-based performance Restricted Stock Units under the Company’s 2009 Stock Plan (the “Plan”). The date of this Restricted Stock Unit Agreement (the “Agreement”) is the Gra

February 26, 2016 DEFA14A

Brocade Communications Systems DEFA14A

DEFA14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A PROXY STATEMENT PURSUANT TO SECTION 14(a) OF THE SECURITIES EXCHANGE ACT OF 1934 Filed by the Registrant x Filed by a Party other than the Registrant ¨ Check the appropriate box: ¨ Preliminary Proxy Statement ¨ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ¨ Definitive Pro

February 25, 2016 DEF 14A

Brocade Communications Systems DEF 14A

DEF 14A 1 d126103ddef14a.htm DEF 14A Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A PROXY STATEMENT PURSUANT TO SECTION 14(a) OF THE SECURITIES EXCHANGE ACT OF 1934 Filed by the Registrant x Filed by a Party other than the Registrant ¨ Check the appropriate box: ¨ Preliminary Proxy Statement ¨ Confidential, for Use of the Commission Only (as

February 17, 2016 EX-99.1

Brocade Reports Fiscal Q1 2016 Results

Exhibit Exhibit 99.1 BROCADE CONTACTS Public Relations Ed Graczyk Tel: 408-333-1836 [email protected] Investor Relations Michael Iburg Tel: 408-333-0233 [email protected] Brocade Reports Fiscal Q1 2016 Results SAN JOSE, Calif., February 17, 2016 ? Brocade ? (NASDAQ: BRCD) today reported financial results for its first fiscal quarter ended January 30, 2016 . Brocade reported first quarter reven

February 17, 2016 8-K

Financial Statements and Exhibits, Results of Operations and Financial Condition

8-K 1 brcd-8keprxfy16q1.htm FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): February 17, 2016 Brocade Communications Systems, Inc. (Exact name of registrant as specified in its charter) Delaware 000-25601 77-0409517 (State

February 17, 2016 EX-99.2

© 2016 Brocade Communications Systems, Inc. Page 2 of 22

Exhibit Q1 FY 2016 Earnings Prepared Comments and Slides February 17, 2016 Michael Iburg Investor Relations Phone: 408-333-0233 miburg@Brocade.

February 10, 2016 SC 13G/A

BRCD / Brocade Communications Systems, Inc. / VANGUARD GROUP INC Passive Investment

brocadecommunicationssystinc.htm - Generated by SEC Publisher for SEC Filing SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Schedule 13G Under the Securities Exchange Act of 1934 (Amendment No.: 4 )* Name of issuer: Brocade Communications Systems Inc Title of Class of Securities: Common Stock CUSIP Number: 111621306 Date of Event Which Requires Filing of this Statement: December 31, 201

February 10, 2016 EX-24

EX-24

LIMITED POWER OF ATTORNEY SECURITIES LAW COMPLIANCE The undersigned, as an officer or director of Brocade Communications Systems, Inc.

February 9, 2016 8-K

Brocade Communications Systems FORM 8-K (Current Report/Significant Event)

8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): February 8, 2016 BROCADE COMMUNICATIONS SYSTEMS, INC. (Exact name of registrant as specified in its charter) Delaware 000-25601 77-0409517 (State or other jurisdiction of incorpor

February 9, 2016 EX-3.1

AMENDED AND RESTATED BYLAWS BROCADE COMMUNICATIONS SYSTEMS, INC. a Delaware Corporation Effective as of February 8, 2016

EX-3.1 2 brcd-8kx2016x02x09ex31.htm AMENDED AND RESTATED BYLAWS, EFFECTIVE AS OF FEBRUARY 8, 2016 Exhibit 3.1 AMENDED AND RESTATED BYLAWS OF BROCADE COMMUNICATIONS SYSTEMS, INC. a Delaware Corporation Effective as of February 8, 2016 TABLE OF CONTENTS Page ARTICLE I CORPORATE OFFICES 1 1.1 REGISTERED OFFICE 1 1.2 OTHER OFFICES 1 ARTICLE II MEETINGS OF STOCKHOLDERS 1 2.1 PLACE OF MEETINGS 1 2.2 ANN

February 4, 2016 PRE 14A

Brocade Communications Systems PRE 14A

PRE 14A Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.

January 29, 2016 EX-3.1

AMENDED AND RESTATED BYLAWS BROCADE COMMUNICATIONS SYSTEMS, INC. a Delaware Corporation Effective as of January 26, 2016

Exhibit Exhibit 3.1 AMENDED AND RESTATED BYLAWS OF BROCADE COMMUNICATIONS SYSTEMS, INC. a Delaware Corporation Effective as of January 26, 2016 TABLE OF CONTENTS Page ARTICLE I CORPORATE OFFICES 1 1.1 REGISTERED OFFICE 1 1.2 OTHER OFFICES 1 ARTICLE II MEETINGS OF STOCKHOLDERS 1 2.1 PLACE OF MEETINGS 1 2.2 ANNUAL MEETING 1 2.3 SPECIAL MEETING 2 2.4 NOTICE OF STOCKHOLDER MEETINGS 4 2.5 ADVANCE NOTIC

January 29, 2016 8-K

Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year, Financial Statements and Exhibits

8-K 1 brcd-8kx2016x01x29.htm FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): January 26, 2016 BROCADE COMMUNICATIONS SYSTEMS, INC. (Exact name of registrant as specified in its charter) Delaware 000-25601 77-0409517 (State

December 22, 2015 EX-12.1

Statement of Computation of Ratio of Earnings to Fixed Charges (in thousands, except ratios) Fiscal Year Ended October 31, 2015 November 1, 2014 October 26, 2013 October 27, 2012 October 29, 2011 Earnings from continuing operations before taxes $ 439

Exhibit 12.1 Statement of Computation of Ratio of Earnings to Fixed Charges (in thousands, except ratios) Fiscal Year Ended October 31, 2015 November 1, 2014 October 26, 2013 October 27, 2012 October 29, 2011 Earnings from continuing operations before taxes $ 439,051 $ 353,621 $ 330,461 $ 224,401 $ 79,428 Adjustments: Add fixed charges from continuing operations 59,949 41,401 60,698 55,745 101,349

December 22, 2015 EX-10.143

Amendment 21 To the OEM Purchase Agreement

EX-10.143 3 brcd-10kxfy15xex10143.htm AMENDMENT NUMBER 21 TO THE OEM PURCHASE AGREEMENT WITH HP Exhibit 10.143 Amendment 21 To the OEM Purchase Agreement This Amendment 21 (the “Amendment”), to that certain OEM Purchase Agreement (No CW7256/Legacy No PRO1526-031701), which has an effective date of December 16, 2002, as amended (the "Agreement"), by and between Hewlett-Packard Company (herein “HP”)

December 22, 2015 10-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K

10-K 1 brcd-10kxfy15.htm FORM 10-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K (Mark One) x ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended October 31, 2015 OR ¨ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission fil

December 22, 2015 EX-10.142

BROCADE COMMUNICATIONS SYSTEMS, INC. 2009 STOCK PLAN GLOBAL RESTRICTED STOCK UNIT AGREEMENT

EX-10.142 2 brcd-10kxfy15xex10142.htm FORM OF 2009 STOCK PLAN GLOBAL RESTRICTED STOCK UNIT AGREEMENT Exhibit 10.142 BROCADE COMMUNICATIONS SYSTEMS, INC. 2009 STOCK PLAN GLOBAL RESTRICTED STOCK UNIT AGREEMENT NOTICE OF GRANT %%FIRSTNAME%-% %%MIDDLENAME%-% %%LASTNAME%-% You (the “Grantee”) have been granted an award of Restricted Stock Units under the Company’s 2009 Stock Plan, as amended (the “Plan

December 22, 2015 EX-21.1

Subsidiaries of the Registrant

Exhibit 21.1 Subsidiaries of the Registrant Foundry Networks, LLC (a US company) Brocade Communications Luxembourg Holdings SarL (a Luxembourg company) Brocade Communications Luxembourg Holdings II SCS (a Luxembourg partnership treated as a US corporation for income tax purpose) Brocade Communications Luxembourg SarL (a Luxembourg company) Brocade Switzerland Holdings GmbH (a Swiss company) Brocad

December 9, 2015 SC 13G/A

BRCD / Brocade Communications Systems, Inc. / Boston Partners - ROBECO INVESTMENT MANAGEMENT INC. Passive Investment

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 5)* Brocade Communications Systems (Name of Issuer) Common Stock (Title of Class of Securities) 111621306 (CUSIP Number) November 30, 2015 (Date of Event which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to whi

November 23, 2015 EX-99.1

Brocade Reports Fourth Quarter and Fiscal 2015 Earnings Record Total Revenue, IP Networking Revenue, and Earnings per Share in Fiscal 2015

Exhibit 99.1 BROCADE CONTACTS Public Relations Ed Graczyk Tel: 408-333-1836 [email protected] Investor Relations Michael Iburg Tel: 408-333-0233 [email protected] Brocade Reports Fourth Quarter and Fiscal 2015 Earnings Record Total Revenue, IP Networking Revenue, and Earnings per Share in Fiscal 2015 SAN JOSE, Calif., November 23, 2015 — Brocade ® (NASDAQ: BRCD) today reported financial result

November 23, 2015 8-K

Financial Statements and Exhibits, Results of Operations and Financial Condition

8-K 1 brcd-8keprxfy15q4.htm FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): November 23, 2015 Brocade Communications Systems, Inc. (Exact name of registrant as specified in its charter) Delaware 000-25601 77-0409517 (State

November 23, 2015 EX-99.2

© 2015 Brocade Communications Systems, Inc. Page 2 of 27

Exhibit Q4 FY 2015 Earnings Prepared Comments and Slides November 23, 2015 Michael Iburg Investor Relations Phone: 408-333-0233 miburg@Brocade.

September 30, 2015 EX-10.1

BROCADE COMMUNICATIONS SYSTEMS, INC. 2009 STOCK PLAN (As amended and restated on September 24, 2015)

Exhibit Exhibit 10.1 BROCADE COMMUNICATIONS SYSTEMS, INC. 2009 STOCK PLAN (As amended and restated on September 24, 2015) 1. Purposes of the Plan . The purposes of this Plan are: ? to attract and retain the best available personnel for positions of substantial responsibility, ? to provide additional incentive to Employees, Directors and Consultants, and ? to promote the success of the Company?s bu

September 30, 2015 8-K

Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers, Financial Statements and Exhibits, Other Events

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): September 24, 2015 Brocade Communications Systems, Inc. (Exact name of registrant as specified in its charter) Delaware 000-25601 77-0409517 (State or other jurisdiction of incorporat

September 4, 2015 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q

Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended August 1, 2015 OR ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number: 0

September 4, 2015 EX-10.1

Accepted and Agreed To: Accepted and Agreed To: International Business Machines Corporation Brocade Communications Systems, Inc. By: /s/ David Lake 6/10/15 By: /s/ Charles Leeming 6/8/15 Authorized Signature Date Authorized Signature Date David Lake

Exhibit 10.1 3039 E CORNWALLIS RD RESEARCH TRIANGLE PARK NC 27709-2195 June 5, 2015 Mr. Mike Harrison Brocade Communications Systems, Inc. 130 Holger Way San Jose, CA 95134-1376 Subject: Amendment 49 to SOW #1 of the IBM/Brocade Goods Agreement ROC-P-68 This letter (the “Amendment”) serves as Amendment Number 49 to SOW #1, including all amendments thereto (“SOW#1”) of the Goods Agreement ROC-P-68

September 4, 2015 EX-10.2

IBM and Brocade Statement of Work

EX-10.2 3 brcd-10qxfy15q3xex102.htm AMENDMENT NUMBER 11 TO SOW NUMBER 7 OF THE GOODS AGREEMENT WITH IBM Exhibit 10.2 IBM and Brocade Statement of Work Base Agreement # ROC-P-68 SOW # 7 (Contract Number 4907015087.0) SOW #7 Amendment # 11 This Amendment # 11 is subject to the terms and conditions and forms a part of Statement of Work 7, as amended, and its related Agreement # ROC-P-68 (collectively

September 4, 2015 EX-10.3

BROCADE COMMUNICATIONS SYSTEMS, INC. 2009 DIRECTOR PLAN RESTRICTED STOCK UNIT AGREEMENT

EX-10.3 4 brcd-10qxfy15q3xex103.htm FORM OF 2009 DIRECTOR PLAN RESTRICTED STOCK UNIT AGREEMENT Exhibit 10.3 BROCADE COMMUNICATIONS SYSTEMS, INC. 2009 DIRECTOR PLAN RESTRICTED STOCK UNIT AGREEMENT NOTICE OF GRANT %%FIRSTNAME%-% %%MIDDLENAME%-% %%LASTNAME%-% You (“Grantee”) have been granted an award of Restricted Stock Units under the Company’s 2009 Director Plan (the “Plan”). The date of this Rest

August 20, 2015 EX-99.1

Brocade Reports Fiscal Q3 2015 Results

EX-99.1 2 brcd-8keprxfy15q3xex991.htm PRESS RELEASE Exhibit 99.1 BROCADE CONTACTS Media Relations Kristy Campbell Tel: 408-333-4221 [email protected] Investor Relations Michael Iburg Tel: 408-333-0233 [email protected] Brocade Reports Fiscal Q3 2015 Results SAN JOSE, Calif., August 20, 2015 — Brocade® (NASDAQ: BRCD) today reported financial results for its third fiscal quarter ended August 1,

August 20, 2015 8-K

Brocade Communications Systems FORM 8-K (Current Report/Significant Event)

8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): August 20, 2015 Brocade Communications Systems, Inc. (Exact name of registrant as specified in its charter) Delaware 000-25601 77-0409517 (State or other jurisdiction of incorpora

August 20, 2015 EX-99.2

© 2015 Brocade Communications Systems, Inc. Page 2 of 21

Exhibit Q3 FY 2015 Earnings Prepared Comments and Slides August 20, 2015 Michael Iburg Investor Relations Phone: 408-333-0233 miburg@Brocade.

June 9, 2015 S-8

Brocade Communications Systems FORM S-8

BRCD-S8 - 2015-06-09 As filed with the Securities and Exchange Commission on June 9, 2015 Registration No.

June 5, 2015 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q

Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended May 2, 2015 OR ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number: 000-

June 5, 2015 EX-10.3

AMENDMENT 20 TO THE OEM PURCHASE AGREEMENT

Exhibit 10.3 AMENDMENT 20 TO THE OEM PURCHASE AGREEMENT This Amendment No. 20 (the ?Amendment?) to that certain OEM Purchase Agreement (No. CW7256 / Legacy No. PRO1526-031701), which has an effective date of December 16, 2002 and as amended (the ?Agreement?), and which is by and between Hewlett-Packard Company (herein ?HP?) and Brocade Communications Systems, Inc. and Brocade Communications Switze

May 28, 2015 SD

Brocade Communications Systems FORM SD

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM SD Specialized Disclosure Report Brocade Communications Systems, Inc. (Exact name of registrant as specified in its charter) Delaware 000-25601 77-0409517 (State or other jurisdiction of incorporation or organization) (Commission File Number) (I.R.S. Employer Identification No.) 130 Holger Way, San Jose, CA 95134-1376 (Ad

May 28, 2015 EX-1.01

Page 1 Introduction 1 2 Due Diligence 2 2.1 Brocade?s RCOI and Due Diligence Process 2 2.2 Company Management System 3 2.3 Supply Chain Risk Assessment 4 2.4 Response to Identified Risks 5 2.5 Smelter Validation 5 2.6 Risk Review/Desk Top Audits 5 2.

BRCD-SD - CY14 - EX1.01 Exhibit 1.01 - Conflict Minerals Report Brocade Communications Systems, Inc. 130 Holger Way San Jose, CA 95134 Calendar Year 2014 Table of Contents Page 1 Introduction 1 2 Due Diligence 2 2.1 Brocade?s RCOI and Due Diligence Process 2 2.2 Company Management System 3 2.3 Supply Chain Risk Assessment 4 2.4 Response to Identified Risks 5 2.5 Smelter Validation 5 2.6 Risk Revie

May 21, 2015 EX-99.1

Brocade Reports Fiscal Q2 2015 Results Board Approves Third Quarter Dividend Increase

BRCD-8K EPR - FY15Q2 - Ex 99.1 Exhibit 99.1 BROCADE CONTACTS Media Relations Kristy Campbell Tel: 408-333-4221 [email protected] Investor Relations Michael Iburg Tel: 408-333-0233 [email protected] Brocade Reports Fiscal Q2 2015 Results Board Approves Third Quarter Dividend Increase SAN JOSE, Calif., May 21, 2015 ? Brocade ? (NASDAQ: BRCD) today reported financial results for its second fiscal

May 21, 2015 EX-99.2

© 2015 Brocade Communications Systems, Inc. Page 2 of 21

BRCD-8K EPR - FY15Q2 - Ex 99.2 Q2 FY 2015 Earnings Prepared Comments and Slides May 21, 2015 Michael Iburg Investor Relations Phone: 408-333-0233 [email protected] Kristy Campbell Media Relations Phone: 408-333-4221 [email protected] NASDAQ: BRCD Brocade Q2 FY 2015 Earnings 5/21/2015 Prepared comments provided by Michael Iburg, Investor Relations Thank you for your interest in Brocade ? s Q2 F

May 21, 2015 8-K

Financial Statements and Exhibits, Results of Operations and Financial Condition

8-K 1 brcd-8keprxfy15q2.htm FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): May 21, 2015 Brocade Communications Systems, Inc. (Exact name of registrant as specified in its charter) Delaware 000-25601 77-0409517 (State or o

April 8, 2015 EX-10.3

Summary of the Brocade Communications Systems, Inc. 2009 Director Plan (As amended and restated on April 7, 2015)1

EX 10.3 Exhibit 10.3 Summary of the Brocade Communications Systems, Inc. 2009 Director Plan (As amended and restated on April 7, 2015) 1 General . The Director Plan permits the grant of stock options and RSUs (each, an ?Award?). Only directors who are not employed by the Company or any parent or subsidiary are eligible to receive Awards under the Director Plan. As of February 18, 2015, eight direc

April 8, 2015 EX-10.2

BROCADE COMMUNICATIONS SYSTEMS, INC. 2009 STOCK PLAN (As amended and restated on April 7, 2015 (the “2015 Restatement Effective Date”))

EX 10.2 Exhibit 10.2 BROCADE COMMUNICATIONS SYSTEMS, INC. 2009 STOCK PLAN (As amended and restated on April 7, 2015 (the ?2015 Restatement Effective Date?)) 1. Purposes of the Plan . The purposes of this Plan are: ? to attract and retain the best available personnel for positions of substantial responsibility, ? to provide additional incentive to Employees, Directors and Consultants, and ? to prom

April 8, 2015 EX-10.1

Summary of the Brocade Communications Systems, Inc. 2009 Stock Plan (As amended and restated on April 7, 2015)1

EX 10.1 Exhibit 10.1 Summary of the Brocade Communications Systems, Inc. 2009 Stock Plan (As amended and restated on April 7, 2015) 1 The following is a summary of the principal features of the Stock Plan and its operation. The summary is qualified in its entirety by reference to the Stock Plan itself set forth in Appendix A. General . The Stock Plan provides for the grant of the following types o

April 8, 2015 EX-10.4

BROCADE COMMUNICATIONS SYSTEMS, INC. 2009 DIRECTOR PLAN (As amended and restated on April 7, 2015)

Exhibit 10.4 BROCADE COMMUNICATIONS SYSTEMS, INC. 2009 DIRECTOR PLAN (As amended and restated on April 7, 2015) 1. Purposes of the Plan . The purposes of this Plan are to attract the best available personnel for service as Outside Directors of the Company, to provide additional incentive to the Outside Directors of the Company in their performance as Directors, and to encourage their continued ser

April 8, 2015 8-K

Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers, Financial Statements and Exhibits, Submission of Matters to a Vote of Security Holders

8-K 1 brcd-8kx2015x04x08.htm FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): April 7, 2015 BROCADE COMMUNICATIONS SYSTEMS, INC. (Exact name of registrant as specified in its charter) Delaware 000-25601 77-0409517 (State or

April 1, 2015 DEFA14A

Brocade Communications Systems DEFINITIVE ADDITIONAL MATERIALS

DEFA14A 1 brcd-defa14ax2015x04x01.htm DEFINITIVE ADDITIONAL MATERIALS UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A INFORMATION PROXY STATEMENT PURSUANT TO SECTION 14(a) OF THE SECURITIES EXCHANGE ACT OF 1934 Filed by the Registrant ý Filed by a Party other than the Registrant ¨ Check the appropriate box: ¨ Preliminary Proxy Statement ¨ Confidential, for Use

March 27, 2015 DEFA14A

Brocade Communications Systems DEFINITIVE ADDITIONAL MATERIALS

DEFA14A 1 brcd-defa14ax2015x03x27.htm DEFINITIVE ADDITIONAL MATERIALS UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A INFORMATION PROXY STATEMENT PURSUANT TO SECTION 14(a) OF THE SECURITIES EXCHANGE ACT OF 1934 Filed by the Registrant ý Filed by a Party other than the Registrant ¨ Check the appropriate box: ¨ Preliminary Proxy Statement ¨ Confidential, for Use

March 25, 2015 DEFA14A

Brocade Communications Systems DEFA14A

DEFA14A 1 d897872ddefa14a.htm DEFA14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A INFORMATION PROXY STATEMENT PURSUANT TO SECTION 14(a) OF THE SECURITIES EXCHANGE ACT OF 1934 Filed by the Registrant x Filed by a Party other than the Registrant ¨ Check the appropriate box: ¨ Preliminary Proxy Statement ¨ Confidential, for Use of the Commission Only (as permi

March 17, 2015 DEFA14A

Brocade Communications Systems DEFA14A

DEFA14A 1 d894244ddefa14a.htm DEFA14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A INFORMATION PROXY STATEMENT PURSUANT TO SECTION 14(a) OF THE SECURITIES EXCHANGE ACT OF 1934 Filed by the Registrant x Filed by a Party other than the Registrant ¨ Check the appropriate box: ¨ Preliminary Proxy Statement ¨ Confidential, for Use of the Commission Only (as permi

March 10, 2015 SC 13G/A

BRCD / Brocade Communications Systems, Inc. / Boston Partners - ROBECO INVESTMENT MANAGEMENT INC. Passive Investment

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 4)* Brocade Communications Systems (Name of Issuer) Common Stock (Title of Class of Securities) 111621306 (CUSIP Number) February 28, 2015 (Date of Event which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to whi

March 9, 2015 SC 13G/A

BRCD / Brocade Communications Systems, Inc. / Boston Partners - ROBECO INVESTMENT MANAGEMENT INC. Passive Investment

SC 13G/A 1 brcda330915.htm ROBECO INVESTMENT MANAGEMENT INC. UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 3)* Brocade Communications Systems (Name of Issuer) Common Stock (Title of Class of Securities) 111621306 (CUSIP Number) February 28, 2015 (Date of Event which Requires Filing of this Statement) Ch

March 6, 2015 EX-10.1

BROCADE COMMUNICATIONS SYSTEMS, INC. 2009 STOCK PLAN RESTRICTED STOCK UNIT AGREEMENT FY15 PERFORMANCE STOCK UNITS

Exhibit 10.1 BROCADE COMMUNICATIONS SYSTEMS, INC. 2009 STOCK PLAN RESTRICTED STOCK UNIT AGREEMENT FOR FY15 PERFORMANCE STOCK UNITS NOTICE OF GRANT [FIRSTNAME MIDDLENAME LASTNAME] You (?Grantee?) have been granted an award of market-based performance Restricted Stock Units under the Company?s 2009 Stock Plan (the ?Plan?). The date of this Restricted Stock Unit Agreement (the ?Agreement?) is the Gra

March 6, 2015 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q

Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended January 31, 2015 OR ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number:

February 24, 2015 DEF 14A

BRCD / Brocade Communications Systems, Inc. DEF 14A - - DEFINITIVE PROXY STATEMENT

Definitive Proxy Statement Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.

February 24, 2015 DEFA14A

BRCD / Brocade Communications Systems, Inc. DEFA14A - - DEFINITIVE ADDITIONAL MATERIALS

Definitive Additional Materials UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.

February 19, 2015 8-K

Financial Statements and Exhibits, Results of Operations and Financial Condition

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): February 19, 2015 Brocade Communications Systems, Inc. (Exact name of registrant as specified in its charter) Delaware 000-25601 77-0409517 (State or other jurisdiction of incorporati

February 19, 2015 EX-99.1

Brocade Reports Fiscal Q1 2015 Results Broad-based Revenue Strength Drives Increased Profitability

EX-99.1 2 brcd-8keprxfy15q1xex991.htm PRESS RELEASE Exhibit 99.1 BROCADE CONTACTS Media Relations Kristy Campbell Tel: 408-333-4221 [email protected] Investor Relations Michael Iburg Tel: 408-333-0233 [email protected] Brocade Reports Fiscal Q1 2015 Results Broad-based Revenue Strength Drives Increased Profitability SAN JOSE, Calif., February 19, 2015 — Brocade® (NASDAQ: BRCD) today reported f

February 19, 2015 EX-99.2

© 2015 Brocade Communications Systems, Inc. Page 2 of 20

Q1 FY 2015 Earnings Prepared Comments and Slides February 19, 2015 Michael Iburg Investor Relations Phone: 408-333-0233 miburg@Brocade.

February 17, 2015 SC 13G/A

BRCD / Brocade Communications Systems, Inc. / Elliott Associates, L.P. - FEBRUARY 17, 2015 Passive Investment

SC 13G/A 1 brocade13ga-021715.htm FEBRUARY 17, 2015 SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 13G (RULE 13D - 102) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO 13d-1(b), (c) AND (d) AND AMENDMENTS THERETO FILED PURSUANT TO 13d-2(b) (Amendment No. 1)* Brocade Communications Systems, Inc. (Name of Issuer) Common Stock, $.001 par value (Title of Class of Securit

February 12, 2015 SC 13G/A

BRCD / Brocade Communications Systems, Inc. / Boston Partners - ROBECO INVESTMENT MANAGEMENT INC. Passive Investment

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 2)* Brocade Communications Systems (Name of Issuer) Common Stock (Title of Class of Securities) 111621306 (CUSIP Number) December 31, 2014 (Date of Event which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to whi

February 10, 2015 SC 13G/A

BRCD / Brocade Communications Systems, Inc. / VANGUARD GROUP INC Passive Investment

SC 13G/A 1 brocadecommunications.htm SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Schedule 13G Under the Securities Exchange Act of 1934 (Amendment No.: 3 )* Name of issuer: Brocade Communications Systems Inc Title of Class of Securities: Common Stock CUSIP Number: 111621306 Date of Event Which Requires Filing of this Statement: December 31, 2014 Check the appropriate box to designate

February 2, 2015 SC 13G/A

BRCD / Brocade Communications Systems, Inc. / FRANKLIN RESOURCES INC Passive Investment

SC 13G/A 1 broc14a6.htm CUSIP NO. 111621306 13G Page 1 of 14 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 6)* Brocade Communications Systems, Inc. (Name of Issuer) Common stock, $0.001 par value (Title of Class of Securities) 111621306 (CUSIP Number) December 31, 2014 (Date of Event Which Requires Fili

January 30, 2015 8-K

Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers, Financial Statements and Exhibits

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): January 26, 2015 BROCADE COMMUNICATIONS SYSTEMS, INC. (Exact name of registrant as specified in its charter) Delaware 000-25601 77-0409517 (State or other jurisdiction of incorporatio

January 30, 2015 EX-10.1

BROCADE COMMUNICATIONS SYSTEMS, INC. 2009 STOCK PLAN (As amended and restated on January 26, 2015)

Exhibit 10.1 BROCADE COMMUNICATIONS SYSTEMS, INC. 2009 STOCK PLAN (As amended and restated on January 26, 2015) 1.Purposes of the Plan. The purposes of this Plan are: • to attract and retain the best available personnel for positions of substantial responsibility, • to provide additional incentive to Employees, Directors and Consultants, and • to promote the success of the Company’s business. Opti

January 14, 2015 EX-4.1

Indenture (including the form of Notes) dated January 14, 2015, between Brocade Communications Systems, Inc. and Wells Fargo Bank, National Association (incorporated by reference to Exhibit 4.1 to the Current Report on Form 8-K filed on January 14, 2015)

EX-4.1 Exhibit 4.1 EXECUTION VERSION BROCADE COMMUNICATIONS SYSTEMS, INC. AND WELLS FARGO BANK, NATIONAL ASSOCIATION, as Trustee INDENTURE Dated as of January 14, 2015 1.375% Convertible Senior Notes due 2020 TABLE OF CONTENTS PAGE ARTICLE 1 DEFINITIONS Section 1.01. Definitions 1 Section 1.02. References to Interest 13 ARTICLE 2 ISSUE, DESCRIPTION, EXECUTION, REGISTRATION AND EXCHANGE OF NOTES Se

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