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SEC Filings
All companies that sell securities in the United States must register with the Securities and Exchange Commission (SEC) and file reports on a regular basis.
These reports include company annual reports (10K, 10Q), news updates (8K), investor presentations (found in 8Ks), insider trades (form 4), ownership reports (13D, and 13G), and reports related to the specific securities sold, such as registration statements and prospectus. This page shows recent SEC filings related to Capstone Companies, Inc.
SEC Filings (Chronological Order)
Halaman ini menyediakan daftar lengkap dan kronologis dari Pengajuan SEC, tidak termasuk pengajuan kepemilikan yang kami sediakan di tempat lain.
| August 14, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2025 ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 000-28831 CAPSTONE COMPANIES, INC. (Exac |
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| May 15, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2025 ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 000-28831 CAPSTONE COMPANIES, INC. (Exa |
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| April 30, 2025 |
Changes in Registrant's Certifying Accountant UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report: April 30, 2025 (Earliest Event Date requiring this Report: April 29, 2025) CAPSTONE COMPANIES, INC. (EXACT NAME OF REGISTRANT AS SPECIFIED IN ITS CHARTER) Florida 0-28331 84-1047159 (State of Incorporation or Organiza |
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| April 30, 2025 |
Letter from Assurance Dimensions, LLC, dated April 30, 2025 Exhibit 16.1 Securities and Exchange Commission 100 F Street, NE Washington, DC 20549 April 30, 2025 To whom it may concern: We have read the notification dated April 30, 2025 from Capstone Companies, Inc. as to the replacement of auditors for that Company. We agree with the representations of the Company, as follows: 1. During the previous year with Assurance Dimensions, there were no problems re |
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| April 8, 2025 |
Subsidiaries of Capstone Companies, Inc. ^ Exhibit 21.1 Exhibit 21.1 Subsidiaries of Capstone Companies, Inc. Subsidiaries of Registrant United States of America Capstone Industries, Inc., a Florida Corporation Capstone Lighting Technologies, L.L.C., a Florida Limited Liability Company Hong Kong SAR Capstone International Hong Kong, Ltd. |
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| April 8, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 10-K/A Amendment Number One (Mark One) ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2024 or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number 000-28831 CAPSTONE COMPANIES, INC. |
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| March 25, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report: March 25, 2025 (Earliest Event Date requiring this Report: March 21, 2025) CAPSTONE COMPANIES, INC. (EXACT NAME OF REGISTRANT AS SPECIFIED IN ITS CHARTER) Florida 0-28331 84-1047159 (State of Incorporation or Organiza |
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| March 25, 2025 |
License Agreement, signed March 21, 2025, by Capstone Companies, Inc. and T&B Media, Ltd. Exhibit 10.1 LICENSE AGREEMENT This LICENSE AGREEMENT (the “Agreement”), dated and effective as of March 21, 2025 (“Effective Date”), is made by Capstone Companies, Inc., a Florida U.S.A. corporation, (“CAP”) and T&B Media, Ltd., a United Kingdom company, (“T&B”). CAP and T&B may also be referred to individually as a “party” and collectively as the “parties”. Intending to be legally bound, the par |
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| March 25, 2025 |
Exhibit 99.1 PRESS RELEASE FOR IMMEDIATE RELEASE CAPSTONE COMPANIES, INC. ANNOUNCES WORLDWIDE LICENSE AGREEMENT WITH T&B MEDIA, LTD. (UNITED KINGDOM) FOR CAPSTONE’S CONNECTED CHEF KITCHEN TABLET DEERFIELD BEACH, FL – March 25, 2025. Capstone Companies, Inc. (OTCQB: CAPC) announced today that it signed a License Agreement with T&B Media, Ltd., a United Kingdom company, (“T&B”) granting a limited, e |
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| March 17, 2025 |
Exhibit 4.6 Exhibit 4.6. DESCRIPTION OF CAPSTONE COMPANIES, INC. SECURITIES As of December 31, 2024, Capstone Companies, Inc. (the “Company”) had one class of securities registered under Section 12(g) of the Securities Exchange Act of 1934, as amended: its common stock, par value $0.0001 per share. The following summary of the Company’s common stock is subject to and qualified in its entirety by r |
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| March 17, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 10-K (Mark One) ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2024 or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number 000-28831 CAPSTONE COMPANIES, INC. |
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| March 17, 2025 |
Subsidiaries of Capstone Companies, Inc. ^ Exhibit 21.1 Exhibit 21.1 Subsidiaries of Capstone Companies, Inc. Subsidiaries of Registrant United States of America Capstone Industries, Inc., a Florida Corporation Capstone Lighting Technologies, L.L.C., a Florida Limited Liability Company Hong Kong SAR Capstone International Hong Kong, Ltd. |
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| March 14, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report: March 14, 2025 (Earliest Event Date requiring this Report: March 13, 2025) CAPSTONE COMPANIES, INC. (EXACT NAME OF REGISTRANT AS SPECIFIED IN ITS CHARTER) Florida 0-28331 84-1047159 (State of Incorporation or Organiza |
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| March 14, 2025 |
Capstone Companies and Coppermine Ventures Sign MOU to Initiate Strategic Collaboration Exhibit 99.1 Press Release PRESS RELEASE FOR IMMEDIATE RELEASE Capstone Companies and Coppermine Ventures Sign MOU to Initiate Strategic Collaboration Deerfield Beach, FL – March 14, 2025. Capstone Companies, Inc. (OTCQB: CAPC) announced today that Capstone and Coppermine Ventures, LLC, a private Maryland company that operates year-round health, fitness and social activities facilities (“Facilitie |
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| March 14, 2025 |
Exhibit 10.1 MEMORANDUM OF UNDERSTANDING This Memorandum of Understanding, dated March 13, 2025 (“Effective Date”), (“MOU”) will document the intent of Capstone Companies, Inc., a Florida corporation, (“CAP”), and Coppermine Ventures, LLC, a Maryland limited liability company, (“Coppermine”) for the following cooperative effort by CAP and COP: CAP, as prime contractor, will develop an integrated, |
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| March 10, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K/A Amendment One CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report: March 10, 2025 (Earliest Event Date requiring this Report: December 20, 2024) CAPSTONE COMPANIES, INC. (EXACT NAME OF REGISTRANT AS SPECIFIED IN ITS CHARTER) Florida 0-28331 84-1047159 (State of Incorp |
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| February 27, 2025 |
Insider Trading Policy, dated February 25, 2025 EXHIBIT 14 CAPSTONE COMPANIES, INC. INSIDER TRADING POLICY Dated: February 24, 2025 Contents Section Page # Purpose 1 Covered Persons 1 Pre-Trading Confirmation 2 Insider Trading is Illegal 2 What is Prohibited 2 Black Out Periods 3 Permitted Trades 3 Consequences of Violations of the Policy 3 Rule 10b-5 Trading Plans 4 Purpose: This Insider Trading Policy (“Policy”) sets forth guidelines that sho |
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| February 27, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report: February 27, 2025 (Earliest Event Date requiring this Report: February 24, 2025) CAPSTONE COMPANIES, INC. (EXACT NAME OF REGISTRANT AS SPECIFIED IN ITS CHARTER) Florida 0-28331 84-1047159 (State of Incorporation or Or |
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| February 4, 2025 |
Capstone Companies, Inc. receives expanded financial commitment from Coppermine Ventures, LLC Exhibit 99.1 PRESS RELEASE For Immediate Release February 4, 2025 Capstone Companies, Inc. receives expanded financial commitment from Coppermine Ventures, LLC Deerfield Beach, FL – Capstone Companies, Inc. (OTCQB: CAPC) (Company) announced today that Coppermine Ventures, LLC (Coppermine) has provided additional working capital funding to the Company under an Amended and Restated Promissory Note ( |
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| February 4, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report: February 4, 2025 (Earliest Event Date requiring this Report: January 29, 2025) CAPSTONE COMPANIES, INC. (EXACT NAME OF REGISTRANT AS SPECIFIED IN ITS CHARTER) Florida 0-28331 84-1047159 (State of Incorporation or Orga |
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| February 4, 2025 |
THIS PROMISSORY NOTE PROVIDES FOR A LUMP SUM/BALLOON PAYMENT OF PRINCIPAL AND ACCRUED INTEREST, WHICH OBLIGATION MAY IMPOSE A SUBSTANTIAL FINANCIAL OBLIGATION ON THE MAKER AMENDED AND RESTATED UNSECURED PROMISSORY NOTE January 27, 2025, Deerfield Beach, Florida FOR VALUE RECEIVED, Capstone Companies, Inc. |
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| January 23, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report: January 23, 2025 (Earliest Event Date requiring this Report: January 20, 2025) CAPSTONE COMPANIES, INC. (EXACT NAME OF REGISTRANT AS SPECIFIED IN ITS CHARTER) Florida 0-28331 84-1047159 (State of Incorporation or Orga |
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| January 23, 2025 |
Exhibit 10.2 January 21, 2025 Alex Jacobs Capstone Companies, Inc. 144-V 10 Fairway Drive, Ste. 100 Deerfield Beach, FL 33441 Dear Alex, I am pleased to confirm the understanding of the engagement for Eschenburg Perez, CPA LLC (Consultant) to provide to Capstone Companies, Inc. (Client) for outsourced Chief Financial Officer and other accounting assistance. This role would be effective from Januar |
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| January 23, 2025 |
BRIAN ROSEN, COMMERCIAL STRATEGY SENIOR EXECUTIVE, APPOINTED AS DIRECTOR OF CAPSTONE COMPANIES, INC. Exhibit 99.1 FOR IMMEDIATE RELEASE January 23, 2025 BRIAN ROSEN, COMMERCIAL STRATEGY SENIOR EXECUTIVE, APPOINTED AS DIRECTOR OF CAPSTONE COMPANIES, INC. Deerfield Beach, FL (Business Wire) – Capstone Companies, Inc. (OTCQB: CAPC) announced today the appointment of Brian Rosen as a non-employee director, effective January 20, 2025. Mr. Rosen has extensive experience in marketing, business developme |
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| January 23, 2025 |
Exhibit 10.1 CERTAIN INFORMATION [INDICATED BY BRACKETS] HAS BEEN OMITTED DUE TO ITS CONFIDENTIAL NATURE AND BECAUSE IT IS CONSIDERED "NOT MATERIAL" Date: January 10, 2025 To: Brian Rosen [REDACTED ADDRESS, EMAIL ADDRESS AND TELEPHONE NUMBER] Re: Offer Letter – Director of Capstone Companies, Inc. Dear Mr. Rosen: Capstone Companies, Inc., a Florida corporation, (“Company”) is pleased to offer to y |
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| January 14, 2025 |
Exhibit 99.1 FOR IMMEDIATE RELEASE January 14, 2025 WARNER SESSION, WASHINGTON, D.C. LAWYER AND LOBBYIST, APPOINTED AS INDEPENDENT DIRECTOR OF CAPSTONE COMPANIES, INC. Deerfield Beach, FL (Business Wire) – Capstone Companies, Inc. (OTCQB: CAPC) announced today the appointment of Warner H. Session as an independent director, effective January 9, 2025. Mr. Session is the principal of Session Law Fir |
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| January 14, 2025 |
Offer Letter, dated January 9, 2025, by Capstone Companies, Inc. and Warner H. Session Exhibit 10.1 Date: January 9, 2025 To: Warner Session 1200 New Hampshire Avenue, #600 Washington, D.C. 20036 Re: Offer Letter – Director of Capstone Companies, Inc. Dear Mr. Session Capstone Companies, Inc., a Florida corporation, (“Company”) is pleased to offer to you an appointment to the Company’s Board of Directors (“Board”) as an independent director, subject to your acceptance of the followi |
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| January 14, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report: January 14, 2025 (Earliest Event Date requiring this Report: January 9, 2025) CAPSTONE COMPANIES, INC. (EXACT NAME OF REGISTRANT AS SPECIFIED IN ITS CHARTER) Florida 0-28331 84-1047159 (State of Incorporation or Organ |
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| January 8, 2025 |
EXHIBIT P-10.1 THE SHARES ISSUED UNDER THS CANCELLATION AGREEMENT HAVE NOT BEEN REGISTERED UNDER THE SECURITIES ACT OF 1933, AS AMENDED (THE “SECURITIES ACT”), OR ANY OTHER APPLICABLE SECURITIES LAWS AND HAVE BEEN ISSUED IN RELIANCE UPON AN EXEMPTION FROM THE REGISTRATION REQUIREMENTS OF THE SECURITIES ACT AND SUCH OTHER SECURITIES LAWS. NEITHER THIS SECURITY NOR ANY INTEREST OR PARTICIPATION HERE |
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| December 26, 2024 |
Exhibit 10.1 THE SHARES ISSUED UNDER THS CANCELLATION AGREEMENT HAVE NOT BEEN REGISTERED UNDER THE SECURITIES ACT OF 1933, AS AMENDED (THE “SECURITIES ACT”), OR ANY OTHER APPLICABLE SECURITIES LAWS AND HAVE BEEN ISSUED IN RELIANCE UPON AN EXEMPTION FROM THE REGISTRATION REQUIREMENTS OF THE SECURITIES ACT AND SUCH OTHER SECURITIES LAWS. NEITHER THIS SECURITY NOR ANY INTEREST OR PARTICIPATION HEREIN |
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| December 26, 2024 |
Exhibit 10.2 THE SHARES ISSUED UNDER THS CANCELLATION AGREEMENT HAVE NOT BEEN REGISTERED UNDER THE SECURITIES ACT OF 1933, AS AMENDED (THE “SECURITIES ACT”), OR ANY OTHER APPLICABLE SECURITIES LAWS AND HAVE BEEN ISSUED IN RELIANCE UPON AN EXEMPTION FROM THE REGISTRATION REQUIREMENTS OF THE SECURITIES ACT AND SUCH OTHER SECURITIES LAWS. NEITHER THIS SECURITY NOR ANY INTEREST OR PARTICIPATION HEREIN |
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| December 23, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report: December 23, 2024 (Earliest Event Date requiring this Report: December 20, 2024) CAPSTONE COMPANIES, INC. (EXACT NAME OF REGISTRANT AS SPECIFIED IN ITS CHARTER) Florida 0-28331 84-1047159 (State of Incorporation or Or |
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| December 23, 2024 |
Exhibit 10.5 THE SHARES ISSUED UNDER THS CANCELLATION AGREEMENT HAVE NOT BEEN REGISTERED UNDER THE SECURITIES ACT OF 1933, AS AMENDED (THE “SECURITIES ACT”), OR ANY OTHER APPLICABLE SECURITIES LAWS AND HAVE BEEN ISSUED IN RELIANCE UPON AN EXEMPTION FROM THE REGISTRATION REQUIREMENTS OF THE SECURITIES ACT AND SUCH OTHER SECURITIES LAWS. NEITHER THIS SECURITY NOR ANY INTEREST OR PARTICIPATION HEREIN |
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| December 23, 2024 |
Exhibit 10.2 THE SHARES ISSUED UNDER THS CANCELLATION AGREEMENT HAVE NOT BEEN REGISTERED UNDER THE SECURITIES ACT OF 1933, AS AMENDED (THE “SECURITIES ACT”), OR ANY OTHER APPLICABLE SECURITIES LAWS AND HAVE BEEN ISSUED IN RELIANCE UPON AN EXEMPTION FROM THE REGISTRATION REQUIREMENTS OF THE SECURITIES ACT AND SUCH OTHER SECURITIES LAWS. NEITHER THIS SECURITY NOR ANY INTEREST OR PARTICIPATION HEREIN |
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| December 23, 2024 |
Exhibit 10.1 THE SHARES ISSUED UNDER THS CANCELLATION AGREEMENT HAVE NOT BEEN REGISTERED UNDER THE SECURITIES ACT OF 1933, AS AMENDED (THE “SECURITIES ACT”), OR ANY OTHER APPLICABLE SECURITIES LAWS AND HAVE BEEN ISSUED IN RELIANCE UPON AN EXEMPTION FROM THE REGISTRATION REQUIREMENTS OF THE SECURITIES ACT AND SUCH OTHER SECURITIES LAWS. NEITHER THIS SECURITY NOR ANY INTEREST OR PARTICIPATION HEREIN |
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| December 23, 2024 |
Exhibit 10.4 THE SHARES ISSUED UNDER THS CANCELLATION AGREEMENT HAVE NOT BEEN REGISTERED UNDER THE SECURITIES ACT OF 1933, AS AMENDED (THE “SECURITIES ACT”), OR ANY OTHER APPLICABLE SECURITIES LAWS AND HAVE BEEN ISSUED IN RELIANCE UPON AN EXEMPTION FROM THE REGISTRATION REQUIREMENTS OF THE SECURITIES ACT AND SUCH OTHER SECURITIES LAWS. NEITHER THIS SECURITY NOR ANY INTEREST OR PARTICIPATION HEREIN |
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| December 23, 2024 |
Exhibit 10.3 The PTHE SHARES ISSUED UNDER THS CANCELLATION AGREEMENT HAVE NOT BEEN REGISTERED UNDER THE SECURITIES ACT OF 1933, AS AMENDED (THE “SECURITIES ACT”), OR ANY OTHER APPLICABLE SECURITIES LAWS AND HAVE BEEN ISSUED IN RELIANCE UPON AN EXEMPTION FROM THE REGISTRATION REQUIREMENTS OF THE SECURITIES ACT AND SUCH OTHER SECURITIES LAWS. NEITHER THIS SECURITY NOR ANY INTEREST OR PARTICIPATION H |
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| December 18, 2024 |
Regulation FD Disclosure, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report: December 18, 2024 (Earliest Event Date requiring this Report: December 18, 2024) CAPSTONE COMPANIES, INC. (EXACT NAME OF REGISTRANT AS SPECIFIED IN ITS CHARTER) Florida 0-28331 84-1047159 (State of Incorporation or Or |
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| December 18, 2024 |
FOR IMMEDIATE RELEASE Capstone Companies’ Strategic Realignment: Develop Sports-Entertainment Centers for Children, Adults and Families Deerfield Beach, Florida, December 18, 2024: Capstone Companies, Inc. |
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| December 10, 2024 |
Capstone Companies, Inc. appoints a new Chief Executive Officer to Develop New Business Line Exhibit 99.1 Press Release FOR IMMEDIATE RELEASE Capstone Companies, Inc. appoints a new Chief Executive Officer to Develop New Business Line DEERFIELD BEACH, Florida, December 10, 2024 – Capstone Companies, Inc. (OTCQB: CAPC) (“Company”) announced today the appointment of Alexander Jacobs as Chief Executive Officer and a director of the Company. Mr. Jacobs, a proven entrepreneur and operations ex |
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| December 10, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report: December 10, 2024 (Earliest Event Date requiring this Report: December 6, 2024) CAPSTONE COMPANIES, INC. (EXACT NAME OF REGISTRANT AS SPECIFIED IN ITS CHARTER) Florida 0-28331 84-1047159 (State of Incorporation or Org |
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| December 6, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report: December 6, 2024 (Earliest Event Date requiring this Report: December 4, 2024) CAPSTONE COMPANIES, INC. (EXACT NAME OF REGISTRANT AS SPECIFIED IN ITS CHARTER) Florida 0-28331 84-1047159 (State of Incorporation or Orga |
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| November 14, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2024 ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 000-28831 CAPSTONE COMPANIES, INC. |
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| November 7, 2024 |
Exhibit 10.3 AMENDMENT NUMBER ONE TO THE MANAGEMENT TRANSITION AGREEMENT This Amendment Number One, dated November 6, 2024, (“Amendment”) amends a certain Management Transition Agreement, dated October 28, 2024 (signed by the parties on October 31, 2024, being the Effective Date), (“Agreement”) made by Capstone Companies, Inc., a Florida corporation subject to the reporting requirements of the Sec |
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| November 7, 2024 |
Exhibit 10.2 MANAGEMENT TRANSITION AGREEMENT This Management Transition Agreement, dated October 28, 2024 [signed October 31, 2024] (“Effective Date”), (“Agreement”) is made by Capstone Companies, Inc., a Florida corporation subject to the reporting requirements of the Securities Exchange Act of 1934 and with shares of its Common Stock, $0.0001 par value, (“Common Stock”) quoted on The OTC Markets |
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| November 7, 2024 |
Exhibit 10.1 THIS PROMISSORY NOTE PROVIDES FOR A LUMP SUM PAYMENT OF PRINCIPAL AND ACCRUED INTEREST, WHICH OBLIGATION MAY IMPOSE A SUBSTANTIAL FINANCIAL OBLIGATION ON THE MAKER. UNSECURED PROMISSORY NOTE (the “Note”) October 31, 2024 Principal Amount: USD$125,914.00 Deerfield Beach, Florida FOR VALUE RECEIVED, Capstone Companies, Inc., a Florida corporation, (the “Maker”) promises to pay to the or |
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| November 7, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K/A CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report: November 7, 2024 (Earliest Event Date requiring this Report: November 6, 2024) CAPSTONE COMPANIES, INC. (EXACT NAME OF REGISTRANT AS SPECIFIED IN ITS CHARTER) Florida 0-28331 84-1047159 (State of Incorporation or Or |
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| November 5, 2024 |
Exhibit 10.2 THIS PROMISSORY NOTE PROVIDES FOR A LUMP SUM PAYMENT OF PRINCIPAL AND ACCRUED INTEREST, WHICH OBLIGATION MAY IMPOSE A SUBSTANTIAL FINANCIAL OBLIGATION ON THE MAKER UNSECURED PROMISSORY NOTE (the “Note”) October 31, 2024 Principal Amount: USD$125,914.00 Deerfield Beach, Florida FOR VALUE RECEIVED, Capstone Companies, Inc., a Florida corporation, (the “Maker”) promises to pay to the ord |
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| November 5, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report: November 5, 2024 (Earliest Event Date requiring this Report: October 31, 2024) CAPSTONE COMPANIES, INC. (EXACT NAME OF REGISTRANT AS SPECIFIED IN ITS CHARTER) Florida 0-28331 84-1047159 (State of Incorporation or Orga |
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| November 5, 2024 |
Exhibit 10.1 MANAGEMENT TRANSITION AGREEMENT This Management Transition Agreement, dated October 28, 2024 ("Effective Date"), ("Agreement") is made by Capstone Companies, Inc., a Florida corporation subject to the reporting requirements of the Securities Exchange Act of 1934 and with shares of its Common Stock, $0.0001 par value, ("Common Stock") quoted on The OTC Markets Group, Inc. QB Venture Ma |
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| August 13, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2024 ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 000-28831 CAPSTONE COMPANIES, INC. (Exac |
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| May 14, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2024 ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 000-28831 CAPSTONE COMPANIES, INC. (Exa |
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| March 29, 2024 |
Exhibit 10.02 |
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| March 29, 2024 |
Subsidiaries of Capstone Companies, Inc. ^ Exhibit 21.1 Exhibit 21.1 Subsidiaries of Capstone Companies, Inc. Subsidiaries of Registrant United States of America Capstone Industries, Inc., a Florida Corporation Capstone Lighting Technologies, L.L.C., a Florida Limited Liability Company Hong Kong SAR Capstone International Hong Kong, Ltd. |
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| March 29, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 10-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 10-K (Mark One) ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2023 or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number 000-28831 CAPSTONE COMPANIES, INC. |
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| March 29, 2024 |
Description of Capstone Companies, Inc. Securities as of December 31, 2021 Exhibit 4.6 Exhibit 4.6. DESCRIPTION OF CAPSTONE COMPANIES, INC. SECURITIES As of December 31, 2023, Capstone Companies, Inc. (the “Company”) had one class of securities registered under Section 12(g) of the Securities Exchange Act of 1934, as amended: its common stock, par value $0.0001 per share. The following summary of the Company’s common stock is subject to and qualified in its entirety by r |
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| November 14, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2023 ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 000-28831 CAPSTONE COMPANIES, INC. |
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| August 14, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2023 ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 000-28831 CAPSTONE COMPANIES, INC. (Exac |
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| July 3, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report: July 1, 2023 (Earliest Event Date requiring this Report: July 1, 2023) CAPSTONE COMPANIES, INC. (EXACT NAME OF REGISTRANT AS SPECIFIED IN ITS CHARTER) Florida 0-28331 84-1047159 (State of Incorporation or Organization |
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| June 20, 2023 |
Financial Statements and Exhibits, Changes in Registrant's Certifying Accountant UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report: June 19, 2023 (Earliest Event Date requiring this Report: June 14, 2023) CAPSTONE COMPANIES, INC. (EXACT NAME OF REGISTRANT AS SPECIFIED IN ITS CHARTER) Florida 0-28331 84-1047159 (State of Incorporation or Organizati |
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| June 20, 2023 |
Letter from D. Brooks & Associates, CPAs, P.A., dated June 15, 2023 Exhibit 16 June 15, 2023 Office of the Chief Accountant Securities and Exchange Commission 100 F Street, NE Washington, DC 20549 Re: Capstone Companies, Inc. |
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| May 25, 2023 |
DEF 14C 1 capcdef14c.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14C (Rule 14c-101) Information Statement Pursuant to Section 14(c) of the Securities Exchange Act of 1934 Check the appropriate box: [ ] Preliminary Information Statement [] Confidential, for Use of the Commission Only (as permitted by Rule 14c-5(d)(2)) [X] Definitive Information Statement CAP |
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| May 16, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report: May 16, 2023 (Earliest Event Date requiring this Report: May 9, 2023) CAPSTONE COMPANIES, INC. (EXACT NAME OF REGISTRANT AS SPECIFIED IN ITS CHARTER) Florida 0-28331 84-1047159 (State of Incorporation or Organization) |
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| May 15, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2023 ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 000-28831 CAPSTONE COMPANIES, INC. (Exa |
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| May 12, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14C (Rule 14c-101) Information Statement Pursuant to Section 14(c) of the Securities Exchange Act of 1934 Check the appropriate box: [X] Preliminary Information Statement [] Confidential, for Use of the Commission Only (as permitted by Rule 14c-5(d)(2)) [] Definitive Information Statement CAPSTONE COMPANIES, INC. (Nam |
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| March 31, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 10-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 10-K (Mark One) ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2022. |
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| March 31, 2023 |
Description of Capstone Companies, Inc. Securities^ as of December 31, 2021 Exhibit 4.6 Exhibit 4.6. DESCRIPTION OF CAPSTONE COMPANIES, INC. SECURITIES As of December 31, 2022, Capstone Companies, Inc. (the “Company”) had one class of securities registered under Section 12(g) of the Securities Exchange Act of 1934, as amended: its common stock, par value $0.0001 per share. The following summary of the Company’s common stock is subject to and qualified in its entirety by r |
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| March 31, 2023 |
Subsidiaries of Capstone Companies, Inc. ^ Exhibit 21.1 Exhibit 21.1 Subsidiaries of Capstone Companies, Inc. Subsidiaries of Registrant United States of America Capstone Industries, Inc., a Florida Corporation Capstone Lighting Technologies, L.L.C., a Florida Limited Liability Company Hong Kong SAR Capstone International Hong Kong, Ltd. |
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| March 28, 2023 |
10.1 Consulting Agreement between Capstone Companies, Inc. and Dana Perez Exhibit 10.1 December 21, 2022 Stewart Wallach Capstone Companies, Inc. 431 Fairway Dr. #200 Deerfield Beach, FL 33441 Dear Stewart, I am pleased to confirm the understanding of the engagement for Eschenburg Perez, CPA LLC (Consultant) to provide to Capstone Companies, Inc. (Client) for outsourced interim Chief Financial Officer and other accounting assistance. This role would be effective from Fe |
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| March 28, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report: March 28, 2023 (Earliest Event Date requiring this Report: March 27, 2023) CAPSTONE COMPANIES, INC. (EXACT NAME OF REGISTRANT AS SPECIFIED IN ITS CHARTER) Florida 0-28331 84-1047159 (State of Incorporation or Organiza |
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| November 21, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report: November 21, 2022 (Earliest Event Date requiring this Report: November 16, 2022) CAPSTONE COMPANIES, INC. (EXACT NAME OF REGISTRANT AS SPECIFIED IN ITS CHARTER) Florida 0-28331 84-1047159 (State of Incorporation or Or |
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| November 21, 2022 |
Exhibit 99.1 November 20, 2022 Board of Directors Capstone Companies, Inc. 431 Fairway Drive, Suite 200 Deerfield Beach, Florida 33441 Sirs: Due to personal health reasons, I unfortunately must resign from all director and officer positions that I hold with Capstone Companies, Inc. and its subsidiaries, effective as of November 30, 2022. I have no disagreement with the Company or its subsidiaries |
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| November 14, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2022 ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 000-28831 CAPSTONE COMPANIES, INC. |
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| August 15, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2022 ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 000-28831 CAPSTONE COMPANIES, INC. (Exac |
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| July 8, 2022 |
Working Capital Loan Agreement, dated May 1, 2022, by Jeffrey Postal and Capstone Companies, Inc. Exhibit 10.1 |
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| July 8, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report: July 8, 2022 (Earliest Event Date requiring this Report: May 1, 2022) CAPSTONE COMPANIES, INC. (EXACT NAME OF REGISTRANT AS SPECIFIED IN ITS CHARTER) Florida 0-28331 84-1047159 (State of Incorporation or Organization) |
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| July 8, 2022 |
Working Capital Loan Agreement, dated May 1, 2022, by Mouhaned Khoury and Capstone Companies, Inc. Exhibit 10.3 |
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| July 8, 2022 |
Working Capital Loan Agreement, dated May 1, 2022, by Group Nexus LLC and Capstone Companies, Inc. Exhibit 10.2 |
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| May 17, 2022 |
Regulation FD Disclosure, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report: May 17, 2022 (Earliest Event Date requiring this Report: May 17, 2022) CAPSTONE COMPANIES, INC. (EXACT NAME OF REGISTRANT AS SPECIFIED IN ITS CHARTER) Florida 0-28331 84-1047159 (State of Incorporation or Organization |
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| May 17, 2022 |
Capstone Companies Announces First Strategic Update of 2022 EXHIBIT 99.1 Capstone Companies Announces First Strategic Update of 2022 ? Capstone CEO, Stewart Wallach to discuss the planning and current initiatives supporting the Capstone Connected Portfolio DEERFIELD BEACH, FL, May 17, 2022 ? Capstone Companies, Inc. (OTC: CAPC) (?Capstone? or the ?Company?), a designer, manufacturer and marketer of consumer inspired products that simplify daily living thro |
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| May 16, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2022 ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 000-28831 CAPSTONE COMPANIES, INC. (Exa |
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| March 31, 2022 |
Description of Capstone Companies, Inc. Securities^ as of December 31, 2021 Exhibit 4.6 Exhibit 4.6. DESCRIPTION OF CAPSTONE COMPANIES, INC. SECURITIES As of December 31, 2021, Capstone Companies, Inc. (the ?Company?) had one class of securities registered under Section 12(g) of the Securities Exchange Act of 1934, as amended: its common stock, par value $0.0001 per share. The following summary of the Company?s common stock is subject to and qualified in its entirety by r |
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| March 31, 2022 |
Subsidiaries of Capstone Companies, Inc. ^ Exhibit 21.1 Exhibit 21.1 Subsidiaries of Capstone Companies, Inc. Subsidiaries of Registrant United States of America Capstone Industries, Inc., a Florida Corporation Capstone Lighting Technologies, L.L.C., a Florida Limited Liability Company Hong Kong SAR Capstone International Hong Kong, Ltd. |
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| March 31, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 10-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 10-K (Mark One) ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2021. |
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| March 21, 2022 |
Capstone Companies Announces Year End 2021 Financial Results and Conference Call EXHIBIT 99.1 431 Fairway Drive, Suite 200, Deerfield Beach, FL 33441 FOR IMMEDIATE RELEASE Capstone Companies Announces Year End 2021 Financial Results and Conference Call DEERFIELD BEACH, FL, March 21, 2021 ? Capstone Companies, Inc. (OTC: CAPC) (?Capstone? or the ?Company?), a designer, manufacturer and marketer of consumer inspired products that simplify daily living through technology announce |
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| March 21, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report: March 21, 2022 (Earliest Event Date requiring this Report: March 21, 2022) CAPSTONE COMPANIES, INC. (EXACT NAME OF REGISTRANT AS SPECIFIED IN ITS CHARTER) Florida 0-28331 84-1047159 (State of Incorporation or Organiza |
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| March 2, 2022 |
Regulation FD Disclosure, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report: March 2, 2022 (Earliest Event Date requiring this Report: March 2, 2022) CAPSTONE COMPANIES, INC. (EXACT NAME OF REGISTRANT AS SPECIFIED IN ITS CHARTER) Florida 0-28331 84-1047159 (State of Incorporation or Organizati |
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| March 2, 2022 |
Capstone Companies, Inc., 431 Fairway Drive, Suite 200, Deerfield Beach, FL 33441 Exhibit 99.1 Capstone Companies, Inc., 431 Fairway Drive, Suite 200, Deerfield Beach, FL 33441 PRESS RELEASE ? FOR IMMEDIATE RELEASE Capstone Smart Mirror is not another Fitness Mirror? DEERFIELD BEACH, FL, March 2, 2022 ? Capstone Companies, Inc. (OTCQB: CAPC) (?Capstone? or the ?Company?), a designer, manufacturer and marketer of consumer inspired products that simplify daily living through tech |
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| January 14, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report: January 14, 2022 (Earliest Event Date requiring this Report: January 13, 2022) CAPSTONE COMPANIES, INC. (EXACT NAME OF REGISTRANT AS SPECIFIED IN ITS CHARTER) Florida 0-28331 84-1047159 (State of Incorporation or Orga |
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| January 14, 2022 |
EXHIBIT 99.1 George Wolf Corporate Business Development & Sales Operations Mr. Wolf joined the Capstone Management Team in 2014. Prior to Mr. Wolf assuming this management position he served as President and CEO of Systematic Development Group, LLC from 2010 through 2014, President and CEO of ExamSoft Worldwide, Inc. (1998 ? 2009) and as Executive Vice President of Sagaz Industries, Inc. (1986 ? 1 |
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| January 4, 2022 |
Financial Statements and Exhibits, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report: January 4, 2022 (Earliest Event Date requiring this Report: January 4, 2022) CAPSTONE COMPANIES, INC. (EXACT NAME OF REGISTRANT AS SPECIFIED IN ITS CHARTER) Florida 0-28331 84-1047159 (State of Incorporation or Organi |
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| January 4, 2022 |
Capstone Stays the Course and Attends CES 2022 EXHIBIT 99.1 Capstone Stays the Course and Attends CES 2022 DEERFIELD BEACH, FL, January 4, 2022 ? Capstone Companies, Inc. (OTCQB: CAPC) (?Capstone? or the ?Company?), a designer, manufacturer and marketer of consumer inspired products that simplify daily living through technology announced today that it will be featuring its Capstone Connected Smart Mirror program during the 2022 Consumer Electr |
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| December 21, 2021 |
Other Events, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report: December 21, 2021 (Earliest Event Date requiring this Report: December 21, 2021) CAPSTONE COMPANIES, INC. (EXACT NAME OF REGISTRANT AS SPECIFIED IN ITS CHARTER) Florida 0-28331 84-1047159 (State of Incorporation or Or |
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| December 21, 2021 |
Capstone Announces its Smart Mirror Program Now Available to Purchase on Amazon EXHIBIT 99.1 431 Fairway Drive, Suite 200, Deerfield Beach, FL 33441 FOR IMMEDIATE RELEASE Capstone Announces its Smart Mirror Program Now Available to Purchase on Amazon DEERFIELD BEACH, FL, December 21, 2021 ? Capstone Companies, Inc. (OTCQB: CAPC) (?Capstone? or the ?Company?), a designer, manufacturer and marketer of consumer inspired products that simplify daily living through technology anno |
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| December 3, 2021 |
Regulation FD Disclosure, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K/A Amendment Number Two CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report: December 3, 2021 (Earliest Event Date requiring this Report: November 24, 2021) CAPSTONE COMPANIES, INC. (EXACT NAME OF REGISTRANT AS SPECIFIED IN ITS CHARTER) Florida 0-28331 84-1047159 (State |
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| December 3, 2021 |
C O R P O R A T E P A R T I C I P A N T S EXHIBIT 99.2 C O R P O R A T E P A R T I C I P A N T S Aimee Brown, Corporate Secretary Stewart Wallach, Chairman and Chief Executive Officer P R E S E N T A T I O N Operator Greetings, and welcome to the Capstone Companies? Smart Mirror Update Call. As a reminder, this conference is being recorded. It is now my pleasure to introduce your host, Aimee Brown, Corporate Secretary for Capstone Compani |
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| December 2, 2021 |
Regulation FD Disclosure, Financial Statements and Exhibits, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report: December 2, 2021 (Earliest Event Date requiring this Report: December 2, 2021) CAPSTONE COMPANIES, INC. (EXACT NAME OF REGISTRANT AS SPECIFIED IN ITS CHARTER) Florida 0-28331 84-1047159 (State of Incorporation or Orga |
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| December 2, 2021 |
Capstone CEO Announces FCC EMC Certification Is Finalized EXHIBIT 99.1 Capstone CEO Announces FCC EMC Certification Is Finalized DEERFIELD BEACH, FL, December 2, 2021 ? Capstone Companies, Inc. (OTCQB: CAPC) (?Capstone? or the ?Company?), a designer, manufacturer and marketer of consumer inspired products that simplify daily living through technology announced today that the Company received notice that the Federal Communications Commission (?FCC?) has f |
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| November 30, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K/A Amendment Number One CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report: November 30, 2021 (Earliest Event Date requiring this Report: November 24, 2021) CAPSTONE COMPANIES, INC. (EXACT NAME OF REGISTRANT AS SPECIFIED IN ITS CHARTER) Florida 0-28331 84-1047159 (State |
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| November 24, 2021 |
Regulation FD Disclosure, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report: November 24, 2021 (Earliest Event Date requiring this Report: November 24, 2021) CAPSTONE COMPANIES, INC. (EXACT NAME OF REGISTRANT AS SPECIFIED IN ITS CHARTER) Florida 0-28331 84-1047159 (State of Incorporation or Or |
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| November 24, 2021 |
Capstone CEO To Report on Smart Mirror Launch EXHIBIT 99.1 Capstone CEO To Report on Smart Mirror Launch DEERFIELD BEACH, FL, November 24, 2021 ? Capstone Companies, Inc. (OTC: CAPC) (?Capstone? or the ?Company?), a designer, manufacturer and marketer of consumer inspired products that simplify daily living through technology announced today that it will host a conference call during which Chairman and Chief Executive Officer, Stewart Wallach |
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| November 15, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ? QUARTERLY REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 FOR THE QUARTERLY PERIOD ENDED September 30, 2021 ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 000-28831 CAPSTONE COMPANIES, INC. |
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| October 19, 2021 |
Entry into a Material Definitive Agreement, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report: October 19, 2021 (Earliest Event Date requiring this Report: October 19, 2021) CAPSTONE COMPANIES, INC. (EXACT NAME OF REGISTRANT AS SPECIFIED IN ITS CHARTER) Florida 0-28331 84-1047159 (State of Incorporation or Orga |
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| October 19, 2021 |
EXHIBIT 10.1 Capstone Industries, Inc. PURCHASE ORDER FUNDING AGREEMENT This Purchase Order Funding Agreement (the ?Agreement?), dated and effective as of October 18, 2021, between Capstone Industries, Inc., a Florida corporation, (?Borrower?), with an office located at, 431 Fairway Drive, STE 200, Deerfield Beach, Florida 33441, USA, and Group Nexus LLC. (Stewart Wallach), Jeffrey Postal and Ever |
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| October 13, 2021 |
Regulation FD Disclosure, Financial Statements and Exhibits, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report: October 13, 2021 (Earliest Event Date requiring this Report: October 13, 2021) CAPSTONE COMPANIES, INC. (EXACT NAME OF REGISTRANT AS SPECIFIED IN ITS CHARTER) Florida 0-28331 84-1047159 (State of Incorporation or Orga |
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| October 13, 2021 |
Capstone CEO Reports Smart Mirror Program Is Underway with FCC EMC Certification EXHIBIT 99.1 Capstone CEO Reports Smart Mirror Program Is Underway with FCC EMC Certification DEERFIELD BEACH, FL, October 13, 2021 ? Capstone Companies, Inc. (OTCQB: CAPC) (?Capstone? or the ?Company?), a designer, manufacturer and marketer of consumer inspired products that simplify daily living through technology announced today that it has been informed that FCC EMC testing for its Smart Mirro |
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| September 29, 2021 |
Financial Statements and Exhibits, Regulation FD Disclosure UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report: September 29, 2021 (Earliest Event Date requiring this Report: September 29, 2021) CAPSTONE COMPANIES, INC. (EXACT NAME OF REGISTRANT AS SPECIFIED IN ITS CHARTER) Florida 0-28331 84-1047159 (State of Incorporation or |
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| September 29, 2021 |
Capstone Companies, Inc. Announces Use of Social Media Sites for Corporate Disclosures Exhibit 99.1 FOR IMMEDIATE RELEASE September 29, 2021 Capstone Companies, Inc. Announces Use of Social Media Sites for Corporate Disclosures DEERFIELD BEACH, FL, September 29, 2021 ? Capstone Companies, Inc. (OTC: CAPC) (?Capstone? or the ?Company?), a designer, manufacturer and marketer of consumer inspired products that simplify daily living through technology reported that it will start to use |
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| August 16, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ? QUARTERLY REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 FOR THE QUARTERLY PERIOD ENDED June 30, 2021 ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 000-28831 CAPSTONE COMPANIES, INC. (Exac |
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| August 16, 2021 |
Regulation FD Disclosure, Financial Statements and Exhibits, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K/A Amendment Number One CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report: August 16, 2021 (Earliest Event Date requiring this Report: August 13, 2021) CAPSTONE COMPANIES, INC. (EXACT NAME OF REGISTRANT AS SPECIFIED IN ITS CHARTER) Florida 0-28331 84-1047159 (State of |
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| August 16, 2021 |
C O R P O R A T E P A R T I C I P A N T S Exhibit 99.2 C O R P O R A T E P A R T I C I P A N T S Aimee Brown, Corporate Secretary Stewart Wallach, President, Chief Executive Officer P R E S E N T A T I O N Operator Greetings, and welcome to Capstone Connected Smart Mirror Update. As a reminder, this conference is being recorded. It is now my pleasure to introduce your host, Amy Brown, Corporate Secretary for Capstone Companies, Inc. Thank |
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| August 11, 2021 |
Capstone Connected Smart Mirror Update by CEO Exhibit 99.1 FOR IMMEDIATE RELEASE Capstone Connected Smart Mirror Update by CEO DEERFIELD BEACH, FL, August 11, 2021 ? Capstone Companies, Inc. (OTC: CAPC) (?Capstone? or the ?Company?), a designer, manufacturer and marketer of consumer inspired products that simplify daily living through technology announced today that it will host a conference call and webcast during which Chairman and Chief Ex |
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| August 11, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report: August 11, 2021 (Earliest Event Date requiring this Report: August 11, 2021) CAPSTONE COMPANIES, INC. (EXACT NAME OF REGISTRANT AS SPECIFIED IN ITS CHARTER) Florida 0-28331 84-1047159 (State of Incorporation or Organi |
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| July 15, 2021 |
Regulation FD Disclosure, Unregistered Sales of Equity Securities, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report: July 15, 2021 (Earliest Event Date requiring this Report: July 15, 2021) CAPSTONE COMPANIES, INC. (EXACT NAME OF REGISTRANT AS SPECIFIED IN ITS CHARTER) Florida 0-28331 84-1047159 (State of Incorporation or Organizati |
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| July 15, 2021 |
Capstone Companies Announces Exercise of Stock Option by Director Exhibit 99.1 FOR IMMEDIATE RELEASE PRESS RELEASE July 15, 2021 Capstone Companies Announces Exercise of Stock Option by Director DEERFIELD BEACH, FL, July 15, 2021 ? Capstone Companies, Inc. (OTC: CAPC) (?Capstone? or the ?Company?), a designer, manufacturer and marketer of consumer inspired products that simplify daily living through technology, announced today that one of the Company?s directors |
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| July 7, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report: July 7, 2021 (Earliest Event Date requiring this Report: July 7, 2021) CAPSTONE COMPANIES, INC. (EXACT NAME OF REGISTRANT AS SPECIFIED IN ITS CHARTER) Florida 0-28331 84-1047159 (State of Incorporation or Organization |
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| June 4, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14C INFORMATION STATEMENT PURSUANT TO SECTION 14(c) OF THE SECURITIES EXCHANGE ACT OF 1934 Check the appropriate box: ? Preliminary Information Statement ? Confidential, for Use of the Commission only (as permitted by Rule 14c-5(d) (2)) ? Definitive Information Statement CAPTONE COMPANIES, INC. (Name of Registrant as |
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| June 1, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K/A Amendment Number One CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report: June 1, 2021 Earliest Event Date requiring this Report: May 25, 2021 CAPSTONE COMPANIES, INC. (EXACT NAME OF REGISTRANT AS SPECIFIED IN ITS CHARTER) Florida 000-28331 84-1047159 (State of Incorp |
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| May 28, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report: May 27, 2021 Earliest Event Date requiring this Report: May 25, 2021 CAPSTONE COMPANIES, INC. (EXACT NAME OF REGISTRANT AS SPECIFIED IN ITS CHARTER) Florida 000-28331 84-1047159 (State of Incorporation of Organization |
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| May 19, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K/A Amendment No. 1 CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report: May 19, 2021 Earliest Event Date requiring this Report: May 6, 2021 CAPSTONE COMPANIES, INC. (EXACT NAME OF REGISTRANT AS SPECIFIED IN ITS CHARTER) Florida 000-28331 84-1047159 (State of Incorporatio |
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| May 19, 2021 |
Capstone Companies, Inc. First Quarter 2021 Financial Results Conference Call May 18, 2021 Capstone Companies, Inc. First Quarter 2021 Financial Results Conference Call May 18, 2021 1 ViaVid has made considerable efforts to provide an accurate transcription. There may be material errors, omissions, or inaccuracies in the reporting of the substance of the conference call. This transcript is being made available for information purposes only. 1-888-562-0262 1-604-929-1352 www.viavid.com C |
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| May 17, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q X QUARTERLY REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 FOR THE QUARTERLY PERIOD ENDED March 31, 2021 TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 000-28831 CAPSTONE COMPANIES, INC. (Exact |
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| May 13, 2021 |
COMPENSATION AND NOMINATION COMMITTEE CHARTER COMPENSATION AND NOMINATION COMMITTEE CHARTER (?Charter?) Adopted as of May 6, 2021, by Board of Directors of Capstone Companies, Inc. |
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| May 13, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report: May 13, 2021 (Earliest Event Date requiring this Report: May 6, 2021) CAPSTONE COMPANIES, INC. (EXACT NAME OF REGISTRANT AS SPECIFIED IN ITS CHARTER) Florida 000-28331 84-1047159 (State of Incorporation or Organizatio |
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| May 13, 2021 |
AUDIT COMMITTEE CHARTER Adopted as of May 6, 2021 AUDIT COMMITTEE CHARTER (?Charter?) Adopted as of May 6, 2021 Mission and Purpose. |
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| May 6, 2021 |
Regulation FD Disclosure, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report: May 6, 2021 Earliest Event Date requiring this Report: May 6, 2021 CAPSTONE COMPANIES, INC. (EXACT NAME OF REGISTRANT AS SPECIFIED IN ITS CHARTER) Florida 000-28331 84-1047159 (State of Incorporation of Organization) |
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| May 6, 2021 |
Capstone Companies Announces First Quarter 2021 Financial Results and Conference Call Capstone Companies Announces First Quarter 2021 Financial Results and Conference Call DEERFIELD BEACH, FL, May 6, 2021 ? Capstone Companies, Inc. |
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| April 9, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 10-K/A Amendment Number One (Mark One) [X] ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 for the fiscal year ended December 31, 2020. |
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| April 7, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K/A Amendment Number One CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report: April 7, 2021 Earliest Event Date requiring this Report: April 5, 2021 CAPSTONE COMPANIES, INC. (EXACT NAME OF REGISTRANT AS SPECIFIED IN ITS CHARTER) Florida 000-28331 84-1047159 (State of Inco |
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| April 7, 2021 |
EXHIBIT A: SECURITIES PURCHASE AGREEMENT NOTE: Certain of the portions of this Exhibit have been omitted in accordance with Regulation S-K Item 601(a)(5) and (6) and Regulation S-K Item 601(b)(10)(iv). |
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| April 7, 2021 |
Capstone Companies Completes a Private Equity Placement in Preparation for its Smart Mirror Launch FOR IMMEDIATE RELEASE Capstone Companies Completes a Private Equity Placement in Preparation for its Smart Mirror Launch DEERFIELD BEACH, FL, April 6, 2021 ? Capstone Companies, Inc. |
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| April 6, 2021 |
EXHIBIT A: SECURITIES PURCHASE AGREEMENT NOTE: Certain of the portions of this Exhibit have been omitted in accordance with Regulation S-K Item 601(a)(5) and (6) and Regulation S-K Item 601(b)(10)(iv). |
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| April 6, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report: April 6, 2021 Earliest Event Date requiring this Report: April 5, 2021 CAPSTONE COMPANIES, INC. (EXACT NAME OF REGISTRANT AS SPECIFIED IN ITS CHARTER) Florida 000-28331 84-1047159 (State of Incorporation of Organizati |
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| April 5, 2021 |
Capstone Companies, Inc. Year-End 2020 Financial Results Conference Call April 1, 2021 Capstone Companies, Inc. Year-End 2020 Financial Results Conference Call April 1, 2021 2 ViaVid has made considerable efforts to provide an accurate transcription. There may be material errors, omissions, or inaccuracies in the reporting of the substance of the conference call. This transcript is being made available for information purposes only. 1-888-562-0262 1-604-929-1352 www.viavid.com Capst |
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| April 5, 2021 |
Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K/A Amendment Number One CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report: April 5, 2021 (Earliest Event Date requiring this Report: April 1, 2021) CAPSTONE COMPANIES, INC. (EXACT NAME OF REGISTRANT AS SPECIFIED IN ITS CHARTER) Florida 0-28331 84-1047159 (State of Inco |
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| March 31, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 10-K (Mark One) [X] ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2020. |
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| March 31, 2021 |
Subsidiaries of Capstone Companies, Inc. ^ Exhibit 21.1 Subsidiaries of Capstone Companies, Inc. Subsidiaries of Registrant United States of America Capstone Industries, Inc., a Florida Corporation Capstone Lighting Technologies, L.L.C., a Florida Limited Liability Company Hong Kong SAR Capstone International Hong Kong, Ltd. |
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| March 31, 2021 |
Description of Capstone Companies, Inc. Securities^ Exhibit 4.6. DESCRIPTION OF CAPSTONE COMPANIES, INC. SECURITIES As of December 31, 2020, Capstone Companies, Inc. (the ?Company?) had one class of securities registered under Section 12(g) of the Securities Exchange Act of 1934, as amended: its common stock, par value $0.0001 per share. The following summary of the Company?s common stock is subject to and qualified in its entirety by reference to, |
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| March 24, 2021 |
Regulation FD Disclosure, Results of Operations and Financial Condition 8-K 1 form8k032421.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report: March 24, 2021 (Earliest Event Date requiring this Report: March 24, 2021) CAPSTONE COMPANIES, INC. (EXACT NAME OF REGISTRANT AS SPECIFIED IN ITS CHARTER) Florida 0-28331 84-1047159 (State of In |
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| March 24, 2021 |
Capstone Companies Announces Year End 2020 Financial Results and Conference Call Capstone Companies Announces Year End 2020 Financial Results and Conference Call DEERFIELD BEACH, FL, March 24, 2021 – Capstone Companies, Inc. |
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| March 18, 2021 |
8-K 1 form8k031821.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report: March 18, 2021 Earliest Event Date requiring this Report: March 18, 2021 CAPSTONE COMPANIES, INC. (EXACT NAME OF REGISTRANT AS SPECIFIED IN ITS CHARTER) Florida 000-28331 84-1047159 (State of In |
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| March 18, 2021 |
Capstone Companies Inc. First Strategic Update of 2021 March 18, 2021 Capstone Companies Inc. First Strategic Update of 2021 March 18, 2021 2 ViaVid has made considerable efforts to provide an accurate transcription. There may be material errors, omissions, or inaccuracies in the reporting of the substance of the conference call. This transcript is being made available for information purposes only. 1-888-562-0262 1-604-929-1352 www.viavid.com Capstone Companies Inc |
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| March 9, 2021 |
Capstone Companies Announces First Strategic Update of 2021 Exhibit 99.1 News Release 431 Fairway Drive, Suite 200, Deerfield Beach, FL 33441 FOR IMMEDIATE RELEASE Capstone Companies Announces First Strategic Update of 2021 • Capstone CEO, Stewart Wallach to Address Shareholders on its new Capstone Connected Product Portfolio DEERFIELD BEACH, FL, March 9, 2021 – Capstone Companies, Inc. (OTCQB: CAPC) (“Capstone” or the “Company”), a designer, manufacturer |
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| March 9, 2021 |
Regulation FD Disclosure, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report: March 9, 2021 Earliest Event Date requiring this Report: March 9, 2021 CAPSTONE COMPANIES, INC. (EXACT NAME OF REGISTRANT AS SPECIFIED IN ITS CHARTER) Florida 000-28331 84-1047159 (State of Incorporation of Organizati |
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| March 8, 2021 |
Capstone Companies, Inc. Common Stock Approved For DWAC/FAST News Release 431 Fairway Drive, Suite 200, Deerfield Beach, FL 33441 FOR IMMEDIATE RELEASE Capstone Companies, Inc. |
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| March 8, 2021 |
Regulation FD Disclosure, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report: March 8, 2021 Earliest Event Date requiring this Report: March 8, 2021 CAPSTONE COMPANIES, INC. (EXACT NAME OF REGISTRANT AS SPECIFIED IN ITS CHARTER) Florida 000-28831 84-1047159 (State of Incorporation of Organizati |
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| February 17, 2021 |
Regulation FD Disclosure, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report: February 17, 2021 Earliest Event Date requiring this Report: February 17, 2021 CAPSTONE COMPANIES, INC. (EXACT NAME OF REGISTRANT AS SPECIFIED IN ITS CHARTER) Florida 000-28331 84-1047159 (State of Incorporation of Or |
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| February 17, 2021 |
Capstone Companies Confirms the Launch of Two Smart Mirror Styles in Its 2021 Product Line-Up Exhibit 99.1 News Release 431 Fairway Drive, Suite 200, Deerfield Beach, FL 33441 FOR IMMEDIATE RELEASE Capstone Companies Confirms the Launch of Two Smart Mirror Styles in Its 2021 Product Line-Up • Standard Size Mirror 34” H x 22” W • Wardrobe / Fitness Smart Mirror 59” H x 22” W DEERFIELD BEACH, FL, February 17, 2021 – Capstone Companies, Inc. (OTC: CAPC) (“Capstone” or the “Company”), a design |
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| February 11, 2021 |
Regulation FD Disclosure, Financial Statements and Exhibits, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report: February 11, 2021 Earliest Event Date requiring this Report: February 11, 2021 CAPSTONE COMPANIES, INC. (EXACT NAME OF REGISTRANT AS SPECIFIED IN ITS CHARTER) Florida 000-28331 84-1047159 (State of Incorporation of Or |
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| February 11, 2021 |
Capstone Companies Announces an Update to its Capstone E-Commerce, Connected Website Exhibit 99.1 News Release 431 Fairway Drive, Suite 200, Deerfield Beach, FL 33441 FOR IMMEDIATE RELEASE Capstone Companies Announces an Update to its Capstone E-Commerce, Connected Website • www.capstoneconnected.com DEERFIELD BEACH, FL, February 11, 2021 – Capstone Companies, Inc. (OTC: CAPC) (“Capstone” or the “Company”), a designer, manufacturer and marketer of consumer inspired products that b |
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| January 6, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Schedule 13D/A Under the Securities Exchange Act of 1934 (Amendment No. Six) CAPSTONE COMPANIES, INC. (Name of Issuer) Series B-1 Convertible Preferred Stock, $0.0001 par value (Title of Class of Securities) (CUSIP Number): Stewart Wallach c/o Capstone Companies, Inc. 431 Fairway Drive, Suite 200 Deerfield Beach, Florida 33441 |
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| January 6, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Schedule 13D/A Under the Securities Exchange Act of 1934 (Amendment No. Three) CAPSTONE COMPANIES, INC. (Name of Issuer) Series B-1 Convertible Preferred Stock, $0.0001 par value (Title of Class of Securities) (CUSIP Number): Jeffrey Postal c/o Capstone Companies, Inc. 431 Fairway Drive, Suite 200 Deerfield Beach, Florida 3344 |
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| January 5, 2021 |
Exhibit 10.1 NOTICE: THIS LOAN AGREEMENT PROVIDES FOR A LUMP SUM BALLOON PAYMENT OF PRINCIPAL AND ALL ACCRUED INTEREST ON THE MATURITY DATE AND THAT OBLIGATION IMPOSES A SIGNFICIANT FINANCIAL BURDEN ON BORROWER. LOAN AGREEMENT This Loan Agreement (“Agreement”), dated and effective as of January 4, 2021, (the “Start Date”) is made by Capstone Companies, Inc., a Florida corporation, (“Borrower”) and |
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| January 5, 2021 |
Capstone Companies, Inc. Receives $750,000 Credit Line from Management Members Exhibit 99.1 Capstone Companies, Inc. Receives $750,000 Credit Line from Management Members DEERFIELD BEACH, FL, January 5, 2021 – Capstone Companies, Inc. (OTC: CAPC) (“Capstone” or the “Company”), a designer, manufacturer and marketer of consumer inspired products that bridge technological innovations with today’s lifestyle, announced today that two members of management have extended a $750,000 |
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| January 5, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report: January 5, 2021 Earliest Event Date requiring this Report: January 4, 2021 CAPSTONE COMPANIES, INC. (EXACT NAME OF REGISTRANT AS SPECIFIED IN ITS CHARTER) Florida 000-28331 84-1047159 (State of Incorporation of Organi |
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| December 2, 2020 |
Financial Statements and Exhibits - UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report: December 2, 2020 Earliest Event Date requiring this Report: December 1, 2020 CAPSTONE COMPANIES, INC. (EXACT NAME OF REGISTRANT AS SPECIFIED IN ITS CHARTER) Florida 000-28331 84-1047159 (State of Incorporation of Orga |
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| December 2, 2020 |
Exhibit 16 December 1, 2020 Securities and Exchange Commission 100 F Street, N.E. Washington, DC 20549 Ladies and Gentlemen: We have read the statements made by Capstone Companies, Inc. (the “Company”) set forth under Item 4.01 of its Current Report on Form 8-K regarding the recent change in independent registered public accountants. We agree with the statements concerning our firm in such Form 8- |
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| November 16, 2020 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q X QUARTERLY REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 FOR THE QUARTERLY PERIOD ENDED September 30, 2020 TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 000-28831 CAPSTONE COMPANIES, INC. (E |
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| November 9, 2020 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q/A Amendment Number One X QUARTERLY REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 FOR THE QUARTERLY PERIOD ENDED March 31, 2020 TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 000-28831 CAPSTONE |
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| November 9, 2020 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 10-K/A Amendment Number 1 (Mark One) [X] ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2019 or [] TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number 000-28831 CAPSTONE COMPANIES, INC. |
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| November 9, 2020 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q/A Amendment Number One X QUARTERLY REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 FOR THE QUARTERLY PERIOD ENDED June 30, 2020 TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 000-28831 CAPSTONE |
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| November 3, 2020 |
November 3, 2020 VIA EDGAR TRANSMISSION CONFIDENTIAL – CORRESPONDENCE Division of Corporation Finance Office of Manufacturing U. |
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| October 30, 2020 |
October 30, 2020 VIA EDGAR TRANSMISSION CONFIDENTIAL – CORRESPOND Division of Corporation Finance Office of Manufacturing U. |
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| September 18, 2020 |
Entry into a Material Definitive Agreement, Financial Statements and Exhibits - UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report: September 18, 2020 Earliest Event Date requiring this Report: September 16, 2020 CAPSTONE COMPANIES, INC. (EXACT NAME OF REGISTRANT AS SPECIFIED IN ITS CHARTER) Florida 0-2833 84-1047159 (State of Incorporation of Org |
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| September 18, 2020 |
INDEMNIFICATION AGREEMENT THIS INDEMNIFICATION AGREEMENT is made and entered into as of , 2020, between Capstone Companies, Inc. |
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| August 19, 2020 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q X QUARTERLY REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 FOR THE QUARTERLY PERIOD ENDED June 30, 2020 TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 000-28831 CAPSTONE COMPANIES, INC. (Exact |
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| August 11, 2020 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 12b-25 NOTIFICATION OF LATE FILING (Check One): ☐ Form 10-K ☐ Form 20-F ☐ Form 11-K ☒ Form 10-Q and Form 10-D ☐ Form N-SAR ☐ Form N-CSR For Period Ended: June 30, 2020 ☐ Transition Report on Form 10-K ☐ Transition Report on Form 20-F ☐ Transition Report on Form 11-K ☐ Transition Report on Form 10-Q ☐ Transition Report on |
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| July 2, 2020 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q X QUARTERLY REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 FOR THE QUARTERLY PERIOD ENDED March 31, 2020 TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 000-28831 CAPSTONE COMPANIES, INC. (Exact |
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| June 26, 2020 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 12b-25 NOTIFICATION OF LATE FILING (Check One): ☐ Form 10-K ☐ Form 20-F ☐ Form 11-K ☒ Form 10-Q and Form 10-D ☐ Form N-SAR ☐ Form N-CSR For Period Ended: March 31, 2020 ☐ Transition Report on Form 10-K ☐ Transition Report on Form 20-F ☐ Transition Report on Form 11-K ☐ Transition Report on Form 10-Q ☐ Transition Report on |
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| June 25, 2020 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report: June 25, 2020 (Earliest Event Date requiring this Report: June 25, 2020) CAPSTONE COMPANIES, INC. (EXACT NAME OF REGISTRANT AS SPECIFIED IN ITS CHARTER) Florida 0-28331 84-1047159 (State of Incorporation or Organizati |
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| May 6, 2020 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report: May 6, 2020 (Earliest Event Date requiring this Report: May 6, 2020) CAPSTONE COMPANIES, INC. (EXACT NAME OF REGISTRANT AS SPECIFIED IN ITS CHARTER) FLORIDA 0-28331 84-1047159 (State of Incorporation or Organization) |
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| April 3, 2020 |
Regulation FD Disclosure, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K/A Amendment Number One CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report: April 2, 2020 (Earliest Event Date requiring this Report: March 31, 2020) CAPSTONE COMPANIES, INC. (EXACT NAME OF REGISTRANT AS SPECIFIED IN ITS CHARTER) FLORIDA 0-28331 84-1047159 (State of Inc |
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| April 3, 2020 |
Capstone Companies, Inc. Year End 2019 Financial Results March 31, 2020 Capstone Companies, Inc. – Year End 2019 Financial Results, March 31, 2020 Capstone Companies, Inc. Year End 2019 Financial Results March 31, 2020 1 ViaVid has made considerable efforts to provide an accurate transcription. There may be material errors, omissions, or inaccuracies in the reporting of the substance of the conference call. This transcript is being made available for information purpo |
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| March 30, 2020 |
EXECUTIVE EMPLOYMENT AGREEMENT JAMES G. MCCLINTON This Executive Employment Agreement (“Agreement”) is made and entered into as of February 5th, 2020 by and between Capstone Companies, Inc. (“Company”) and James Gerald McClinton, a natural person (the “Executive”). The Company and the Executive may also hereinafter be referred to individually as a “party” and collectively as the “parties.” RECITAL |
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| March 30, 2020 |
Subsidiaries of Capstone Companies, Inc. ^ Exhibit 21.1 Subsidiaries of Capstone Companies, Inc. Subsidiaries of Registrant United State of America Capstone Industries, Inc., a Florida corporation Capstone Lighting Technologies, L.L.C., a Florida limited liability company Hong Kong SAR Capstone International Hong Kong Ltd |
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| March 30, 2020 |
Addendum #4 to Consulting Agreement This Addendum to Consulting Agreement (the “Agreement”) is made and entered into on January 1, 2019 by and between Capstone Industries, Inc. |
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| March 30, 2020 |
EXECUTIVE EMPLOYMENT AGREEMENT STEWART WALLACH This Executive Employment Agreement (“Agreement”) is made and entered into as of February 5th, 2020 by and between Capstone Companies, Inc. |
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| March 30, 2020 |
Description of Capstone Companies, Inc. Securities^ Exhibit 4.6. DESCRIPTION OF CAPSTONE COMPANIES, INC. SECURITIES As of December 31, 2019, Capstone Companies, Inc. (the “Company”) had one class of securities registered under Section 12(g) of the Securities Exchange Act of 1934, as amended: its common stock, par value $0.0001 per share. The following summary of the Company’s common stock is subject to and qualified in its entirety by reference to, |
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| March 30, 2020 |
CAPC / Capstone Companies, Inc. 10-K - Annual Report - UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 10-K (Mark One) [X] ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2019 or [] TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number 000-28831 CAPSTONE COMPANIES, INC. |
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| March 19, 2020 |
Regulation FD Disclosure, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report: March 19, 2020 (Earliest Event Date requiring this Report: March 19, 2020) CAPSTONE COMPANIES, INC. (EXACT NAME OF REGISTRANT AS SPECIFIED IN ITS CHARTER) Florida 0-28331 84-1047159 (State of Incorporation or Organiza |
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| March 19, 2020 |
Capstone Companies Announces Year End 2019 Financial Results and Conference Call Capstone Companies Announces Year End 2019 Financial Results and Conference Call DEERFIELD BEACH, FL, March 19, 2020 – Capstone Companies, Inc. |
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| March 18, 2020 |
Regulation FD Disclosure, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report: March 18, 2020 (Earliest Event Date requiring this Report: March 18, 2020) CAPSTONE COMPANIES, INC. (EXACT NAME OF REGISTRANT AS SPECIFIED IN ITS CHARTER) Florida 0-28331 84-1047159 (State of Incorporation or Organiza |
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| March 18, 2020 |
Capstone Companies Launches New Corporate Website Capstone Companies Launches New Corporate Website • Modern design, user friendly and improved functionality • www. |
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| November 21, 2019 |
Capstone Companies, Inc. Third Quarter 2019 Earnings Conference Call November 18, 2019 Capstone Companies, Inc. – Third Quarter 2019 Earnings Conference Call, November 18, 2019 C O R P O R A T E P A R T I C I P A N T S Aimee C. Gaudet, Corporate Secretary Stewart Wallach, President, Chief Executive Officer and Chairman of the Board Gerry McClinton, Chief Financial Officer, Chief Operating Officer, |
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| November 21, 2019 |
Regulation FD Disclosure, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K/A Amendment Number One CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report: November 20, 2019 (Earliest Event Date requiring this Report: November 18, 2019) CAPSTONE COMPANIES, INC. (EXACT NAME OF REGISTRANT AS SPECIFIED IN ITS CHARTER) FLORIDA 0-28331 84-1047159 (State |
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| November 14, 2019 |
CAPC / Capstone Companies, Inc. 10-Q - Quarterly Report - UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q [X] QUARTERLY REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 FOR THE QUARTERLY PERIOD ENDED September 30, 2019 TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 000-28831 CAPSTONE COMPANIES, INC. |
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| November 5, 2019 |
Regulation FD Disclosure, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report: November 5, 2019 (Earliest Event Date requiring this Report: November 4, 2019) CAPSTONE COMPANIES, INC. (EXACT NAME OF REGISTRANT AS SPECIFIED IN ITS CHARTER) FLORIDA 0-28331 84-1047159 (State of Incorporation or Orga |
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| November 5, 2019 |
Capstone Companies Announces Third Quarter 2019 Financial Results and Conference Call Capstone Companies, Inc. 431 Fairway Drive, Suite 200, Deerfield Beach, FL 33441 FOR IMMEDIATE RELEASE Capstone Companies Announces Third Quarter 2019 Financial Results and Conference Call DEERFIELD BEACH, FL, November 4, 2019 – Capstone Companies, Inc. (OTC: CAPC) (“Capstone” or the “Company”), a designer, manufacturer and marketer of consumer inspired products that bridge technological innovatio |
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| October 17, 2019 |
begin 644 form8k101619ex99-1.pdf M)5!$1BTQ+C0*)>+CS],-"C4@,"!O8FH*/#P*+U1Y<&4@+UA/8FIE8W0*+U-U M8G1Y<&4@+TEM86=E"B].86UE("]);3 *+U=I9'1H(#(U-3 *+TAE:6=H=" S M,S P"B]$96-O9&5087)M^V[#I:]-I6&R.K]4WMO MM/O>W;M+[373>[K[I]WMM=^%2:668MLJH63<:E5EN M\>&1V1Q0@,\CHZHCL\! (&72$1%IQW;J= @;]LIR"!A0A#C5%P-$H(WWHF>? M.I0AX0M$W5H[FB1&XCHOD<4$&=41T2$$#)#H1$:$4Z>R+P-.G4/#W6DDB.F M]IIDW+":!W4.'NJ])R;B$"D?+YLPB/TK$P] |
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| October 17, 2019 |
Exhibit 99-1 Rule 10b5-1 Purchase Plan between Capstone Companies, Inc. and Wilson Davis & Co., Inc., dated September 23, 2019 |
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| October 17, 2019 |
Financial Statements and Exhibits, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report: October 16, 2019 Earliest Event Date requiring this Report: September 23, 2019 CAPSTONE COMPANIES, INC. (EXACT NAME OF REGISTRANT AS SPECIFIED IN ITS CHARTER) Florida 0-28331 84-1047159 (State of Incorporation or Orga |
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| August 16, 2019 |
Regulation FD Disclosure, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report: August 16, 2019 (Earliest Event Date requiring this Report: August 15, 2019) CAPSTONE COMPANIES, INC. (EXACT NAME OF REGISTRANT AS SPECIFIED IN ITS CHARTER) Florida 0-28331 84-1047159 (State of Incorporation or Organi |
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| August 14, 2019 |
CAPC / Capstone Companies, Inc. 10-Q - Quarterly Report - UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q [X] QUARTERLY REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 FOR THE QUARTERLY PERIOD ENDED June 30, 2019 TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 000-28831 CAPSTONE COMPANIES, INC. (Exac |
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| August 1, 2019 |
Regulation FD Disclosure, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report: August 1, 2019 (Earliest Event Date requiring this Report: August 1, 2019) CAPSTONE COMPANIES, INC. (EXACT NAME OF REGISTRANT AS SPECIFIED IN ITS CHARTER) Florida 0-28331 84-1047159 (State of Incorporation or Organiza |
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| August 1, 2019 |
Capstone Companies Announces Second Quarter 2019 Financial Results and Conference Call Capstone Companies Announces Second Quarter 2019 Financial Results and Conference Call DEERFIELD BEACH, FL, August 1, 2019 – Capstone Companies, Inc. |
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| May 15, 2019 |
CAPC / Capstone Companies, Inc. 10-Q Quarterly Report UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q X QUARTERLY REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 FOR THE QUARTERLY PERIOD ENDED March 31, 2019 TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 000-28831 CAPSTONE COMPANIES, INC. (Exact |
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| May 2, 2019 |
Regulation FD Disclosure, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report: May 2, 2019 (Earliest Event Date requiring this Report: May 2, 2019) CAPSTONE COMPANIES, INC. (EXACT NAME OF REGISTRANT AS SPECIFIED IN ITS CHARTER) FLORIDA 0-28331 84-1047159 (State of Incorporation or Organization) |
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| May 2, 2019 |
Capstone Companies Announces First Quarter 2019 Financial Results and Conference Call News Release Capstone Companies, Inc. 431 Fairway Drive, Suite 200, Deerfield Beach, FL 33441 FOR IMMEDIATE RELEASE Capstone Companies Announces First Quarter 2019 Financial Results and Conference Call DEERFIELD BEACH, FL, May 2, 2019 – Capstone Companies, Inc. (OTC: CAPC) (“Capstone” or the “Company”), a designer, manufacturer and marketer of consumer inspired products that bridge technological i |
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| April 8, 2019 |
Capstone Companies, Inc. Year-End 2018 Financial Results Conference Call April 2, 2019 Capstone Companies, Inc. Year-End 2018 Financial Results Conference Call April 2, 2019 1 ViaVid has made considerable efforts to provide an accurate transcription. There may be material errors, omissions, or inaccuracies in the reporting of the substance of the conference call. This transcript is being made available for information purposes only. 1-888-562-0262 1-604-929-1352 www.viavid.com Capst |
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| April 8, 2019 |
Regulation FD Disclosure, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K/A Amendment Number One CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report: April 8, 2019 (Earliest Event Date requiring this Report: April 2, 2019 CAPSTONE COMPANIES, INC. (EXACT NAME OF REGISTRANT AS SPECIFIED IN ITS CHARTER) FLORIDA 0-28331 84-1047159 (State of Incor |
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| April 4, 2019 |
CAPC / Capstone Companies, Inc. (Annual Report) UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 10-K/A (Amendment Number One) (Mark One) [X] ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2018 or [] TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number 000-28831 CAPSTONE COMPANIES, INC. |
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| April 4, 2019 |
Exhibit 32.1.1 CERTIFICATION PURSUANT TO 18 U.S.C. SECTION 1350, AS ADOPTED PURSUANT TO SECTION 906 OF THE SARBANES-OXLEY ACT OF 2002 In connection with the Annual Report of Capstone Companies, Inc. on Form 10-K for the fiscal year ended December 31, 2018, and Amendment Number One to the Form 10-K/A for the same fiscal year end, each as filed with the Securities and Exchange Commission (as amended |
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| April 4, 2019 |
Exhibit 31.2.1 Section 302 Certifications I, Gerry McClinton, certify that: 1. I have reviewed this annual report on Form 10-K of Capstone Companies, Inc. for the fiscal year ended December 31, 2018 and Amendment Number One to the Form 10-K/A; 2. Based on my knowledge, this report as amended does not contain any untrue statement of a material fact or omit to state a material fact necessary to make |
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| April 4, 2019 |
Exhibit 32.2.1 CERTIFICATION PURSUANT TO 18 U.S.C. SECTION 1350, AS ADOPTED PURSUANT TO SECTION 906 OF THE SARBANES-OXLEY ACT OF 2002 In connection with the Annual Report of Capstone Companies, Inc. on Form 10-K for the year ended December 31, 2018, and the Amendment Number One to Form 10-K/A for the same fiscal year end, each as filed with the Securities and Exchange Commission (as amended, the " |
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| April 4, 2019 |
Exhibit 31.1.1 Section 302 Certifications I, Stewart Wallach, certify that: 1. I have reviewed this annual report on Form 10-K of Capstone Companies, Inc. for the fiscal year end December 31, 2018 and Amendment Number One to the Form 10-K/A; 2. Based on my knowledge, this report as amended does not contain any untrue statement of a material fact or omit to state a material fact necessary to make t |
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| April 1, 2019 |
CAPC / Capstone Companies, Inc. (Annual Report) UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 10-K (Mark One) [X] ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2018 or [] TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number 000-28831 CAPSTONE COMPANIES, INC. |
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| April 1, 2019 |
Subsidiaries of Capstone Companies, Inc. ^ Exhibit 21.1 Subsidiaries of Capstone Companies, Inc. Subsidiaries of Registrant United State of America Capstone Industries, Inc., a Florida corporation Capstone Lighting Technologies, L.L.C., a Florida limited liability company Hong Kong SAR Capstone International Hong Kong Ltd |
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| April 1, 2019 |
Addendum #3 to Consulting Agreement This Addendum to Consulting Agreement (the “Agreement”) is made and entered into on January 1, 2019 by and between Capstone Industries, Inc. |
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| March 19, 2019 |
Capstone Companies Announces Year End 2018 Financial Results and Conference Call Exhibit 99.1 Capstone Companies, Inc. 431 Fairway Drive, Suite 200, Deerfield Beach, FL 33441 FOR IMMEDIATE RELEASE Capstone Companies Announces Year End 2018 Financial Results and Conference Call DEERFIELD BEACH, FL, March 19, 2019 – Capstone Companies, Inc. (OTC: CAPC) (“Capstone” or the “Company”), a designer, manufacturer and marketer of consumer inspired products that bridge technological inn |
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| March 19, 2019 |
Regulation FD Disclosure, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report: March 19, 2019 (Earliest Event Date requiring this Report: March 19, 2019 CAPSTONE COMPANIES, INC. (EXACT NAME OF REGISTRANT AS SPECIFIED IN ITS CHARTER) FLORIDA 0-28331 84-1047159 (State of Incorporation or Organizat |
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| March 12, 2019 |
Regulation FD Disclosure, Financial Statements and Exhibits, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report: March 12, 2019 Earliest Event Date requiring this Report: March 12, 2019 CAPSTONE COMPANIES, INC. (EXACT NAME OF REGISTRANT AS SPECIFIED IN ITS CHARTER) Florida 0-2833 84-1047159 (State of Incorporation of Organizatio |
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| March 12, 2019 |
Capstone Companies, Inc. 431 Fairway Drive, Suite 200, Deerfield Beach, Florida 33441 Exhibit 99.1 Capstone Companies, Inc. 431 Fairway Drive, Suite 200, Deerfield Beach, Florida 33441 FOR IMMEDIATE RELEASE Capstone Companies Expands Social Media Campaign DEERFIELD BEACH, FL, March 12, 2019 – Capstone Companies, Inc. (OTCQB: CAPC) (“Capstone” or the “Company”), a designer, manufacturer and marketer of consumer inspired products that bridge technological innovations with today’s lif |
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| January 22, 2019 |
Regulation FD Disclosure, Financial Statements and Exhibits, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report: January 22, 2019 Earliest Event Date requiring this Report: January 22, 2019 CAPSTONE COMPANIES, INC. (EXACT NAME OF REGISTRANT AS SPECIFIED IN ITS CHARTER) Florida 0-2833 84-1047159 (State of Incorporation of Organiz |
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| January 22, 2019 |
Capstone Companies, Inc. Commences Repurchase of Shares in Open Market under Stock Repurchase Plan Exhibit 99.2 FOR IMMEDIATE RELEASE Capstone Companies, Inc. Commences Repurchase of Shares in Open Market under Stock Repurchase Plan DEERFIELD BEACH, FL, January 22, 2019 – Capstone Companies, Inc. (OTCQB: CAPC) ("Capstone" or the "Company"), a designer, manufacturer and marketer of consumer inspired products that bridge technological innovations with today's lifestyle, announced today that it co |
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| December 21, 2018 |
Financial Statements and Exhibits, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report: December 21, 2018 Earliest Event Date requiring this Report: December 19, 2018 CAPSTONE COMPANIES, INC. (EXACT NAME OF REGISTRANT AS SPECIFIED IN ITS CHARTER) Florida 0-28331 84-1047159 (State of Incorporation or (Com |
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| December 21, 2018 |
Wilson-Davis & Company-WD INVESTMENTS 236 So. Main St. - Salt Lake City, UT 84101 or PO Box 11587 Salt Lake City, Utah 84147 Member: Securities Investor Protection Corporation SiPC Member: Financial Industry Regulatory Authority (FINRA) PURCHASE PLAN (SEC Rule 10b5-1) THIS PURCHASE PLAN (SEC Rule 10b5-1) ("PurchasePlan") is between ("Issuer") and WILSON-DAVIS & CO., INC., a Utah corporation and re |
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| December 14, 2018 |
Financial Statements and Exhibits, Changes in Registrant's Certifying Accountant UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report: December 11, 2018 Earliest Event Date requiring this Report: December 11, 2018 CAPSTONE COMPANIES, INC. (EXACT NAME OF REGISTRANT AS SPECIFIED IN ITS CHARTER) Florida 0-28331 84-1047159 (State of Incorporation or (Com |
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| December 14, 2018 |
Mayer Hoffman McCann P.C. 2255 Glades Road, Suite 321A ■ Boca Raton, FL 33431 Main: 561.994.5050 ■ Fax: 561.241.0071 ■ www.mhmcpa.com December 14, 2018 U.S. Securities and Exchange Commission Office of the Chief Accountant 100 F Street, NE Washington, DC 20549 Re: Capstone Companies, Inc. File No. 002-28831 Ladies and Gentlemen, We have read Item 4.01 of the Form 8-K dated December 11, 2018, of Ca |
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| November 20, 2018 |
Regulation FD Disclosure, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K/A Amendment Number One CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report: November 19, 2018 (Earliest Event Date requiring this Report: November 15, 2018) CAPSTONE COMPANIES, INC. (EXACT NAME OF REGISTRANT AS SPECIFIED IN ITS CHARTER) Florida 0-28331 84-1047159 (State |
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| November 20, 2018 |
Capstone Companies, Inc. Third Quarter 2018 Financial Results November 15, 2018 Capstone Companies, Inc. Third Quarter 2018 Financial Results November 15, 2018 ViaVid has made considerable efforts to provide an accurate transcription. There may be material errors, omissions, or inaccuracies in the reporting of the substance of the conference call. This transcript is being made available for information purposes only. 1-888-562-0262 1-604-929-1352 www.viavid.com 1 Capstone Com |
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| November 14, 2018 |
CAPC / Capstone Companies, Inc. 10-Q (Quarterly Report) UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q X QUARTERLY REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 FOR THE QUARTERLY PERIOD ENDED September 30, 2018 TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 000-28831 CAPSTONE COMPANIES, INC. (E |
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| November 1, 2018 |
Capstone Companies Announces Third Quarter 2018 Financial Results and Conference Call Exhibit 99.1 Capstone Companies, Inc. 431 Fairway Drive, Suite 200, Deerfield Beach, FL 33441 FOR IMMEDIATE RELEASE Capstone Companies Announces Third Quarter 2018 Financial Results and Conference Call DEERFIELD BEACH, FL, November 1, 2018 – Capstone Companies, Inc. (OTC: CAPC) ("Capstone" or the "Company"), a designer, manufacturer and marketer of consumer inspired products that bridge technologi |
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| November 1, 2018 |
Regulation FD Disclosure, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report: November 1, 2018 (Earliest Event Date requiring this Report: November 1, 2018 CAPSTONE COMPANIES, INC. (EXACT NAME OF REGISTRANT AS SPECIFIED IN ITS CHARTER) FLORIDA 0-28331 84-1047159 (State of Incorporation or Organ |
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| August 17, 2018 |
SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 - FORM 8-K/A Amendment Number One - CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report: August 16, 2018 Earliest Event Date requiring this Report: August 15, 2018 CAPSTONE COMPANIES, INC. (EXACT NAME OF REGISTRANT AS SPECIFIED IN ITS CHARTER) Florida 0-28331 84-1047159 (State of Incorporatio |
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| August 17, 2018 |
Capstone Companies, Inc. Second Quarter 2018 Financial Results August 15, 2018 Capstone Companies, Inc. Second Quarter 2018 Financial Results August 15, 2018 1 C O R P O R A T E P A R T I C I P A N T S Aimee Gaudet, Corporate Secretary Stewart Wallach, President, Chief Executive Officer Gerry McClinton, Chief Financial Officer C O N F E R E N C E C A L L P A R T I C I P A N T S Mike Levine, private investor P R E S E N T A T I O N Operator: Greetings, and welcome to the Caps |
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| August 14, 2018 |
CAPC / Capstone Companies, Inc. 10-Q (Quarterly Report) UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q X QUARTERLY REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 FOR THE QUARTERLY PERIOD ENDED June 30, 2018 TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 000-28831 CAPSTONE COMPANIES, INC. (Exact |
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| August 6, 2018 |
Capstone Companies Announces Second Quarter 2018 Financial Results and Conference Call News Release Capstone Companies, Inc. 431 Fairway Drive, Suite 200, Deerfield Beach, FL 33441 FOR IMMEDIATE RELEASE Capstone Companies Announces Second Quarter 2018 Financial Results and Conference Call DEERFIELD BEACH, FL, August 2, 2018 – Capstone Companies, Inc. (OTC: CAPC) ("Capstone" or the "Company"), a designer, manufacturer and marketer of consumer inspired products that bridge technologic |
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| August 6, 2018 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 - FORM 8-K - CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report: August 2, 2018 Earliest Event Date requiring this Report: August 2, 2018 CAPSTONE COMPANIES, INC. (EXACT NAME OF REGISTRANT AS SPECIFIED IN ITS CHARTER) Florida 0-28331 84-1047159 (State of Incorporation or (Commi |
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| May 16, 2018 |
Regulation FD Disclosure, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K/A Amendment Number One CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report: May 16, 2018 (Earliest Event Date requiring this Report: May 15, 2018 CAPSTONE COMPANIES, INC. (EXACT NAME OF REGISTRANT AS SPECIFIED IN ITS CHARTER) FLORIDA 0-28331 84-1047159 (State of Incorpo |
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| May 16, 2018 |
Capstone Companies, Inc. First Quarter 2018 Financial Results May 15, 2018 Capstone Companies, Inc. First Quarter 2018 Financial Results May 15, 2018 C O R P O R A T E P A R T I C I P A N T S Aimee C. Gaudet, Corporate Secretary Stewart Wallach, President and Chief Executive Officer Gerry McClinton, Chief Financial Officer C O N F E R E N C E C A L L P A R T I C I P A N T S Joel Marcus, Network 1 Financial Securities, Inc. P R E S E N T A T I O N Operator: Greetings, and |
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| May 16, 2018 |
Office Sublease between Capstone Companies, Inc. and JM Family Enterprises, Inc., dated May 15, 2018 TERMINATION AGREEMENT AND MUTUAL RELEASE This Termination Agreement and Mutual Release (this "Agreement") is entered into this day of May, 2018, (the "Effective Date") by and between JM Family Enterprises, Inc. |
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| May 16, 2018 |
Entry into a Material Definitive Agreement UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report: May 16, 2018 (Earliest Event Date requiring this Report: May 15, 2018) CAPSTONE COMPANIES, INC. (EXACT NAME OF REGISTRANT AS SPECIFIED IN ITS CHARTER) Florida 0-28331 84-1047159 (State of Incorporation or Organization |
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| May 14, 2018 |
CAPC / Capstone Companies, Inc. 10-Q (Quarterly Report) UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q X QUARTERLY REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 FOR THE QUARTERLY PERIOD ENDED March 31, 2018 TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 000-28831 CAPSTONE COMPANIES, INC. (Exact |
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| May 1, 2018 |
Regulation FD Disclosure, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report: May 1, 2018 (Earliest Event Date requiring this Report: May 1, 2018 CAPSTONE COMPANIES, INC. (EXACT NAME OF REGISTRANT AS SPECIFIED IN ITS CHARTER) FLORIDA 0-28331 84-1047159 (State of Incorporation or Organization) ( |
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| May 1, 2018 |
Capstone Companies Announces First Quarter 2018 Financial Results and Conference Call Exhibit 99.1 Capstone Companies, Inc. 350 Jim Moran Blvd, Suite 120 Deerfield Beach, FL 33442 FOR IMMEDIATE RELEASE Capstone Companies Announces First Quarter 2018 Financial Results and Conference Call DEERFIELD BEACH, FL, May 1, 2018 – Capstone Companies, Inc. (OTC: CAPC) ("Capstone" or the "Company"), a designer, manufacturer and marketer of consumer inspired products that bridge technological i |
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| March 28, 2018 |
Subsidiaries of Capstone Companies, Inc. ^ Exhibit 21.1 Subsidiaries of Capstone Companies, Inc. Subsidiaries of Registrant United State of America Capstone Industries, Inc., a Florida corporation Capstone Lighting Technologies, L.L.C., a Florida limited liability company Hong Kong SAR Capstone International Hong Kong Ltd |
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| March 28, 2018 |
Trademark License Agreement Between CAPSTONE INDUSTRIES, INC. and THE DURACELL COMPANY 1 Table of Contents Articles 1. Definitions 2. License Grant 3. Payments & Reports4 4. Ownership of NEW TM-RELATED IP6 5. Term7 6. Termination7 7. LICENSED MARKS – Additional Covenants 8. Additional Licensee Covenants & Obligations 9. Audit & Inspection 10. Assignment & Delegation27 11. Confidentiality28 12. Oth |
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| March 28, 2018 |
EX-10.18 11 exhibit10-18.htm Capstone Companies, March 2017 Strictly Confidential Mr. Stewart Wallach Capstone Companies, Inc, 350 Jim Moran Blvd, Suite 120 Deerfield Beach, FL 33442 Via email: INVESTMENT BANKING AGREEMENT Dear Mr. Wallach, This letter agreement (this *'Agreement") confirms our mutual understanding regarding the retention Of Wilmington Capital Securities, LLC ("Wilmington") by Cap |
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| March 28, 2018 |
EX-10.3 2 exhibit10-3.htm EXECUTIVE EMPLOYMENT AGREEMENT STEWART WALLACH This Executive Employment Agreement ("Agreement") is made and entered into as of February 5th, 2018 by and between Capstone Companies, Inc. ("Company") and Stewart Wallach, a natural person (the "Executive"). The Company and the Executive may also hereinafter be referred to individually as a "party" and collectively as the "p |
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| March 28, 2018 |
EX-10.11 4 exhibit10-11.htm PE(Product/Service) Sterling Capital Funding TM A Division of Sterling Factors Corporation 500 Seventh Avenue New York, New York 10018 Financing Agreement August 27, 2010 Capstone Industries, Inc. 350 Jim Moran Boulevard —Suite 120, Deerfield Beach, Florida 33442 Gentlemen: We are pleased to confirm the terms on which we are to act as your receivable manager/ financier |
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| March 28, 2018 |
EX-10.13 6 exhibit10-13.htm VALIDITY GUARANTY In order to induce Sterling National Bank ("Bank ") to make loans, advances or other extensions of credit (the "Financing Agreements") Capstone Industries, Inc. ("Client"), upon the collateral security of the accounts receivable ("Accounts") of Client, and in consideration of Bank's so doing, the undersigned hereby guaranty and warrant to Bank that eac |
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| March 28, 2018 |
Consulting Agreement, dated January 1, 2018, by Industries, Inc. and George Wolf. ^ EX-10.17 10 exhibit10-17.htm CONSULTING AGREEMENT THIS CONSULTING AGREEMENT (" Agreement"), dated as of July 1, 2015 (the "Effective Date"), by and between Capstone Industries, Inc., a Florida Corporation (the "Company"), and George Wolf, (the "Consultant"), located at 7687 NW 127111 Manor, Parkland, FL 33076. WHEREAS, the Company desires to have the Consultant perform certain functions for the Co |
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| March 28, 2018 |
EX-10.14 7 exhibit10-14.htm TRADEMARK LICENSE AGREEMENT This Agreement is made and entered into as of this day of , 2015 (the "Effective Date") by and between Techtronic Floor Care Technology Limited, a BVI corporation, with its principal place of business at P.O. Box 957, Offshore Incorporations Centre, Road Town, Tortola, British Virgin Islands ("TFCTL"), and Hoover Inc., a US corporation, with |
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| March 28, 2018 |
CAPC / Capstone Companies, Inc. 10-K (Annual Report) UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 10-K (Mark One) [X] ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2017 or [] TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number 000-28831 CAPSTONE COMPANIES, INC. |
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| March 28, 2018 |
STERLING NAIIONAL BANK 500 Seventh Avenue New York, NY 10018-45 Phone; 212-5754444 Fax: 212-382-3439 Plamonka@snb. |
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| March 28, 2018 |
EX-10.15 8 exhibit10-15.htm FIRST AMENDMENT TO TRADEMARK LICENSE AGREEMENT This First Amendment to the Trademark License Agreement dated February 4, 2015 ("TLA") is entered as of this 29 day of December 2016 (the "Effective Date") by and between: Techtronic Floor Care Technology Limited, a BVI corporation, with its principle place of business at P. O. Box 957, Offshore Incorporations Centre, Road |
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| March 28, 2018 |
EX-10.4 3 exhibit10-4.htm EXECUTIVE EMPLOYMENT AGREEMENT JAMES G. MCCLINTON This Executive Employment Agreement ("Agreement") is made and entered into as of February 5th, 2018 by and between Capstone Companies, Inc. ("Company") and James Gerald McClinton, a natural person (the "Executive"). The Company and the Executive may also hereinafter be referred to individually as a "party" and collectively |
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| March 22, 2018 |
CAPSTONE COMPANIES, INC., a Florida Corporation OFFICER, DIRECTOR, EMPLOYEE AND AGENT ETHICS AND BUSINESS CONDUCT POLICY Effective 03/20/2018 Notice: This policy sets forth internal rules of conduct and ethics. Other codes of conduct and ethical requirements may apply to Capstone Companies, Inc. and its wholly-owned subsidiaries as well as all of their officers, directors, employees and authorized |
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| March 22, 2018 |
Amendment to Registrant's Code of Ethics, or Waiver of a Provision of the Code of Ethics UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report: March 20, 2018 (Earliest Event Date requiring this Report: March 20, 2018) CAPSTONE COMPANIES, INC. (EXACT NAME OF REGISTRANT AS SPECIFIED IN ITS CHARTER) Florida 0-28331 84-1047159 (State of Incorporation or Organiza |
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| March 16, 2018 |
Regulation FD Disclosure, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report: March 16, 2018 (Earliest Event Date requiring this Report: March 16, 2018) CAPSTONE COMPANIES, INC. (EXACT NAME OF REGISTRANT AS SPECIFIED IN ITS CHARTER) Florida 0-28331 84-1047159 (State of Incorporation or Organiza |
