Mga Batayang Estadistika
| CIK | 19149 |
SEC Filings
All companies that sell securities in the United States must register with the Securities and Exchange Commission (SEC) and file reports on a regular basis.
These reports include company annual reports (10K, 10Q), news updates (8K), investor presentations (found in 8Ks), insider trades (form 4), ownership reports (13D, and 13G), and reports related to the specific securities sold, such as registration statements and prospectus. This page shows recent SEC filings related to Champion Industries, Inc.
SEC Filings (Chronological Order)
Halaman ini menyediakan daftar lengkap dan kronologis dari Pengajuan SEC, tidak termasuk pengajuan kepemilikan yang kami sediakan di tempat lain.
| August 5, 2016 |
CHMP / Champion Industries, Inc. / ABRAHAMSON PETER JOHN - SC 13G Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 13G UNDER THE SECURITIES EXCHANGE ACT OF 1934 (Amendment No. )* Champion Industries, Inc. (Name of Issuer) COMMON STOCK (Title of Class of Securities) 158520205 (CUSIP Number) July 29, 2016 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Sc |
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| July 28, 2016 |
articleamendment.htm 1 2 3 4 |
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| July 28, 2016 |
e8k.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported) July 27, 2016 Champion Industries, Inc. (Exact Name of Registrant as Specified in Its Charter) West Virginia (State or Other Jurisdiction of Incorporation) 000-21084 55-0717455 ( |
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| July 28, 2016 |
Champion Industries CHAMPION FORM 15 form15.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 15 CERTIFICATION AND NOTICE OF TERMINATION OF REGISTRATION UNDER SECTION 12(g) OF THE SECURITIES EXCHANGE ACT OF 1934 OR SUSPENSION OF DUTY TO FILE REPORTS UNDER SECTIONS 13 AND 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission No. 000-21084 Champion Industries, Inc. (Exact name of registrant as specified |
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| July 28, 2016 |
CHMP / Champion Industries, Inc. / CHAMPION INDUSTRIES INC - CHAMPION INDUSTRIES, INC. SCHEDULE 13E3 UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 13E-3 (Amendment No. 4) RULE 13E-3 TRANSACTION STATEMENT (PURSUANT TO SECTION 13(e) OF THE SECURITIES EXCHANGE ACT OF 1934) Champion Industries, Inc. (Name of Issuer) Champion Industries, Inc. Joined by: Marshall T. Reynolds, Harrah and Reynolds Corporation, Glenn W. Wilcox, Sr., Phillip E. Cline, Neal W. Scaggs, Loui |
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| July 14, 2016 |
conversiondocuments.htm |
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| July 14, 2016 |
e8k.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported) July 8, 2016 Champion Industries, Inc. (Exact Name of Registrant as Specified in Its Charter) West Virginia (State or Other Jurisdiction of Incorporation) 000-21084 55-0717455 (C |
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| July 5, 2016 |
Submission of Matters to a Vote of Security Holders e8k.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported) June 30, 2016 Champion Industries, Inc. (Exact Name of Registrant as Specified in Its Charter) West Virginia (State or Other Jurisdiction of Incorporation) 000-21084 55-0717455 ( |
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| June 14, 2016 |
Champion Industries APRIL 30, 2016 FORM 10-Q (Quarterly Report) UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 10-Q x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended April 30, 2016 OR o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File No. |
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| May 31, 2016 |
Champion Industries PROXY STATEMENT - 2016 SPECIAL MEETING specialproxy16.htm SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ? Filed by a Party other than the Registrant o Check the appropriate box: o Preliminary Proxy Statement o Confidential, for Use of the Commission Only (as permitted b |
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| May 25, 2016 |
Champion Industries REVISED PRELIMINARY PROXY STATEMENT preproxy16.htm SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT ***PRELIMINARY COPY*** SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. 3) Filed by the Registrant ? Filed by a Party other than the Registrant o Check the appropriate box: ? Preliminary Proxy Statement o Confidential, for Use of the Commission |
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| May 25, 2016 |
Exhibit 99.8 The following is the material presented to the Special Committee at its third and fourth meetings discussing and quantifying the potential “going dark” transaction. 1 Special Committee of the Board of Directors Meeting Champion Industries Headquarters, Huntington, WV – 10:30 A.M. January 11, 2016 AGENDA I. Call to Order.................................................................. |
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| May 25, 2016 |
Exhibit 99.11 EXHIBIT B TO BOARD OF DIRECTORS RESOLUTION ADOPTED BY BOARD OF DIRECTORS OF CHAMPION INDUSTRIES, INC. ON JANUARY 18, 2015 AUTHORIZING 1:200 REVERSE STOCK SPLIT AND RELATED TRANSACTIONS [PART ONE - SHOWING FORM OF ARTICLES OF AMENDMENT FOR 1:200 REVERSE STOCK SPLIT ONLY] 1 FORM OF ARTICLES OF AMENDMENT OF THE ARTICLES OF INCORPORATION OF CHAMPION INDUSTRIES, INC. Pursuant to the provi |
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| May 25, 2016 |
Exhibit 99.2 The following is the material presented to the Special Committee at its inaugural meeting discussing and quantifying the potential “going dark” transaction. 1 Special Committee of the Board of Directors Meeting Champion Industries Headquarters, Huntington, WV – 10:00 A.M. October 5, 2015 AGENDA I. Call To Order........................................................................... |
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| May 25, 2016 |
secletter.htm May 25, 2016 Attention: Perry Hindin, Special Counsel Bryan Pitko, Attorney Advisor Division of Corporation Finance 100 F Street, N.E. Washington, DC 20549 Re: Champion Industries, Inc. Amendment No. 2 to Schedule 13E-3 Filed May 17, 2016 File No. 5-82429 Revised Preliminary Proxy Statement Filed May 17, 2016 File No. 0-21084 Gentlemen: We are in receipt of your letter dated May 24, |
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| May 25, 2016 |
Exhibit 99.3 The following is an excerpt of the minutes presented to the Company’s Board of Directors updating the Board on the progress of the potential “going dark” transaction. 1 CHAMPION INDUSTRIES, INC. Board of Directors Meeting Pullman Plaza Hotel, Huntington – 9:00AM November 16, 2015 III. Discussion of Going Dark Transaction Mr. Evans discussed the progress of the exploration of the poten |
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| May 25, 2016 |
CHMP / Champion Industries, Inc. / CHAMPION INDUSTRIES INC - CHAMPION INDUSTRIES, INC. SCHEDULE 13E3 SC 13E3/A 1 sc13e3a.htm CHAMPION INDUSTRIES, INC. SCHEDULE 13E3 UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 13E-3 (Amendment No. 3) RULE 13E-3 TRANSACTION STATEMENT (PURSUANT TO SECTION 13(e) OF THE SECURITIES EXCHANGE ACT OF 1934) Champion Industries, Inc. (Name of Issuer) Champion Industries, Inc. Joined by: Marshall T. Reynolds, Harrah and Reynolds Corporati |
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| May 25, 2016 |
Exhibit 99.7 The following is the updated draft valuation of the Company's common stock as it was presented to the Special Committee at its January 11, 2016 meeting. Although it was a draft, Chaffe had indicated the numbers were final and the final report would contain the same numbers and results (although the final report would contain more narrative discussing the numbers and the calculations). |
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| May 25, 2016 |
Champion Industries, Inc. and Subsidiaries Projected Consolidated Statements of Operations Exhibit 99.13 The following is the consolidated estimated (projected) results of operations of the Company’s 2016 fiscal year as presented to Chaffe and Associates for the valuation of the Company’s common stock. The information disclosed below is in a summarized and consolidated format that is similar to the format in which the Company reports financial information to the public and its sharehold |
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| May 25, 2016 |
Exhibit 99.5 The following is the draft valuation of the Company's common stock as it was presented to the Special Committee at its January 4, 2016 meeting. 1 2 3 4 5 6 7 8 9 10 11 12 13 14 15 16 17 18 19 |
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| May 25, 2016 |
Exhibit 99.6 The following is the material presented to the Special Committee at its second meeting discussing and quantifying the potential “going dark” transaction. 1 Special Committee of the Board of Directors Meeting Champion Industries Headquarters, Huntington, WV – 10:30 A.M. January 4, 2016 AGENDA I. Call to Order.............................................................................. |
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| May 25, 2016 |
Exhibit 99.10 EXHIBIT A TO BOARD OF DIRECTORS RESOLUTION ADOPTED BY BOARD OF DIRECTORS OF CHAMPION INDUSTRIES, INC. ON JANUARY 18, 2015 AUTHORIZING 1:200 REVERSE STOCK SPLIT AND RELATED TRANSACTIONS 1 CHAMPION INDUSTRIES, INC. SPECIAL COMMITTEE RECOMMENDATIONS AND SUPPORTING RATIONALE SUMMARY OF RECOMMENDATIONS TO FULL BOARD OF DIRECTORS 1:200 Reverse Stock Split for Company Class A Common Stock. |
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| May 25, 2016 |
EXHIBIT 99.9 CHAMPION INDUSTRIES, INC. RESOLUTIONS OF THE BOARD OF DIRECTORS AUTHORIZING 1:200 REVERSE STOCK SPLIT FOR THE COMPANY’S CLASS A COMMON STOCK AND SUBSEQUENT SEC DEREGISTRATION OF THE COMPANY AND SUCH COMMON STOCK WHEREAS, the Board of Directors (the "Board") of Champion Industries, Inc. (the "Company") at its regular monthly meeting on September 21, 2015, established a Special Committe |
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| May 25, 2016 |
Exhibit 99.12 EXHIBIT B TO BOARD OF DIRECTORS RESOLUTION ADOPTED BY BOARD OF DIRECTORS OF CHAMPION INDUSTRIES, INC. ON JANUARY 18, 2015 AUTHORIZING 1:200 REVERSE STOCK SPLIT AND RELATED TRANSACTIONS [PART TWO - SHOWING FORM OF ARTICLES OF AMENDMENT FOR BOTH 1:200 REVERSE STOCK SPLIT AMENDMENT AND THE PREFERRED SHARES AMENDMENT] 1 FORM OF ARTICLES OF AMENDMENT OF THE ARTICLES OF INCORPORATION OF CH |
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| May 25, 2016 |
Exhibit 99.4 The following is an excerpt of the minutes presented to the Company’s Board of Directors updating the Board on the progress of the potential “going dark” transaction. 1 CHAMPION INDUSTRIES, INC. Board of Directors Meeting Pullman Plaza Hotel, Huntington – 9:00AM December 21, 2015 III. Discussion of Going Dark Transaction Mr. Evans discussed the progress of the exploration of the poten |
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| May 25, 2016 |
CONFIDENTIAL/PRIVILEGED EXECUTIVE SUMMARY Exhibit 99.1 The following is the initial memorandum to the Board of Directors from the Company’s legal counsel disclosing the mechanics of a potential “going dark” transaction. 1 To: Justin T. Evans, Chief Financial Officer, Champion Industries, Inc. (the “Company”) From: Bowles Rice LLP (Roger D. Hunter) Date: September 18, 2015 Subject: Possible Reverse Stock Split with Cash Purchase of All Res |
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| May 17, 2016 |
Champion Industries REVISED PRELIMINARY PROXY STATEMENT preproxy16.htm SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT ***PRELIMINARY COPY*** SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. 2) Filed by the Registrant ? Filed by a Party other than the Registrant o Check the appropriate box: ? Preliminary Proxy Statement o Confidential, for Use of the Commission |
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| May 17, 2016 |
Exhibit 99.4 The following is an excerpt of the minutes presented to the Company’s Board of Directors updating the Board on the progress of the potential “going dark” transaction. 1 CHAMPION INDUSTRIES, INC. Board of Directors Meeting Pullman Plaza Hotel, Huntington – 9:00AM December 21, 2015 III. Discussion of Going Dark Transaction Mr. Evans discussed the progress of the exploration of the poten |
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| May 17, 2016 |
EXHIBIT 99.9 CHAMPION INDUSTRIES, INC. RESOLUTIONS OF THE BOARD OF DIRECTORS AUTHORIZING 1:200 REVERSE STOCK SPLIT FOR THE COMPANY’S CLASS A COMMON STOCK AND SUBSEQUENT SEC DEREGISTRATION OF THE COMPANY AND SUCH COMMON STOCK WHEREAS, the Board of Directors (the "Board") of Champion Industries, Inc. (the "Company") at its regular monthly meeting on September 21, 2015, established a Special Committe |
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| May 17, 2016 |
Exhibit 99.2 The following is the material presented to the Special Committee at its inaugural meeting discussing and quantifying the potential “going dark” transaction. 1 Special Committee of the Board of Directors Meeting Champion Industries Headquarters, Huntington, WV – 10:00 A.M. October 5, 2015 AGENDA I. Call To Order........................................................................... |
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| May 17, 2016 |
Exhibit 99.11 EXHIBIT B TO BOARD OF DIRECTORS RESOLUTION ADOPTED BY BOARD OF DIRECTORS OF CHAMPION INDUSTRIES, INC. ON JANUARY 18, 2015 AUTHORIZING 1:200 REVERSE STOCK SPLIT AND RELATED TRANSACTIONS [PART ONE - SHOWING FORM OF ARTICLES OF AMENDMENT FOR 1:200 REVERSE STOCK SPLIT ONLY] 1 FORM OF ARTICLES OF AMENDMENT OF THE ARTICLES OF INCORPORATION OF CHAMPION INDUSTRIES, INC. Pursuant to the provi |
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| May 17, 2016 |
Exhibit 99.10 EXHIBIT A TO BOARD OF DIRECTORS RESOLUTION ADOPTED BY BOARD OF DIRECTORS OF CHAMPION INDUSTRIES, INC. ON JANUARY 18, 2015 AUTHORIZING 1:200 REVERSE STOCK SPLIT AND RELATED TRANSACTIONS 1 CHAMPION INDUSTRIES, INC. SPECIAL COMMITTEE RECOMMENDATIONS AND SUPPORTING RATIONALE SUMMARY OF RECOMMENDATIONS TO FULL BOARD OF DIRECTORS 1:200 Reverse Stock Split for Company Class A Common Stock. |
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| May 17, 2016 |
Exhibit 99.7 The following is the updated draft valuation of the Company's common stock as it was presented to the Special Committee at its January 11, 2016 meeting. Although it was a draft, Chaffe had indicated the numbers were final and the final report would contain the same numbers and results (although the final report would contain more narrative discussing the numbers and the calculations). |
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| May 17, 2016 |
CONFIDENTIAL/PRIVILEGED EXECUTIVE SUMMARY Exhibit 99.1 The following is the initial memorandum to the Board of Directors from the Company’s legal counsel disclosing the mechanics of a potential “going dark” transaction. 1 To: Justin T. Evans, Chief Financial Officer, Champion Industries, Inc. (the “Company”) From: Bowles Rice LLP (Roger D. Hunter) Date: September 18, 2015 Subject: Possible Reverse Stock Split with Cash Purchase of All Res |
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| May 17, 2016 |
secletter1.htm May 17, 2016 Attention: Bryan Pitko, Attorney Advisor Perry Hindin, Special Counsel Division of Corporation Finance 100 F Street, N.E. Washington, DC 20549 RE: Champion Industries, Inc. Amendment No. 1 to Schedule 13E-3 Filed April 6, 2016 File No. 5-82429 Revised Preliminary Proxy Statement Filed April 6, 2016 File No. 0-21084 Gentlemen: We are in receipt of your letter dated May 6 |
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| May 17, 2016 |
Exhibit 99.3 The following is an excerpt of the minutes presented to the Company’s Board of Directors updating the Board on the progress of the potential “going dark” transaction. 1 CHAMPION INDUSTRIES, INC. Board of Directors Meeting Pullman Plaza Hotel, Huntington – 9:00AM November 16, 2015 III. Discussion of Going Dark Transaction Mr. Evans discussed the progress of the exploration of the poten |
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| May 17, 2016 |
Champion Industries, Inc. and Subsidiaries Projected Consolidated Statements of Operations Exhibit 99.13 The following is the consolidated estimated (projected) results of operations of the Company’s 2016 fiscal year as presented to Chaffe and Associates for the valuation of the Company’s common stock. The information disclosed below is in a summarized and consolidated format that is similar to the format in which the Company reports financial information to the public and its sharehold |
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| May 17, 2016 |
CHMP / Champion Industries, Inc. / CHAMPION INDUSTRIES INC - CHAMPION INDUSTRIES, INC. SCHEDULE 13E3 UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 13E-3 (Amendment No. 2) RULE 13E-3 TRANSACTION STATEMENT (PURSUANT TO SECTION 13(e) OF THE SECURITIES EXCHANGE ACT OF 1934) Champion Industries, Inc. (Name of Issuer) Champion Industries, Inc. Joined by: Marshall T. Reynolds, Harrah and Reynolds Corporation, Glenn W. Wilcox, Sr., Phillip E. Cline, Neal W. Scaggs, Loui |
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| May 17, 2016 |
Exhibit 99.12 EXHIBIT B TO BOARD OF DIRECTORS RESOLUTION ADOPTED BY BOARD OF DIRECTORS OF CHAMPION INDUSTRIES, INC. ON JANUARY 18, 2015 AUTHORIZING 1:200 REVERSE STOCK SPLIT AND RELATED TRANSACTIONS [PART TWO - SHOWING FORM OF ARTICLES OF AMENDMENT FOR BOTH 1:200 REVERSE STOCK SPLIT AMENDMENT AND THE PREFERRED SHARES AMENDMENT] 1 FORM OF ARTICLES OF AMENDMENT OF THE ARTICLES OF INCORPORATION OF CH |
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| May 17, 2016 |
Exhibit 99.5 The following is the draft valuation of the Company's common stock as it was presented to the Special Committee at its January 4, 2016 meeting. 1 2 3 4 5 6 7 8 9 10 11 12 13 14 15 16 17 18 19 |
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| May 17, 2016 |
Exhibit 99.8 The following is the material presented to the Special Committee at its third and fourth meetings discussing and quantifying the potential “going dark” transaction. 1 Special Committee of the Board of Directors Meeting Champion Industries Headquarters, Huntington, WV – 10:30 A.M. January 11, 2016 AGENDA I. Call to Order.................................................................. |
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| May 17, 2016 |
Exhibit 99.6 The following is the material presented to the Special Committee at its second meeting discussing and quantifying the potential “going dark” transaction. 1 Special Committee of the Board of Directors Meeting Champion Industries Headquarters, Huntington, WV – 10:30 A.M. January 4, 2016 AGENDA I. Call to Order.............................................................................. |
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| April 6, 2016 |
Champion Industries REVISED PRELIMINARY PROXY STATEMENT preproxy16.htm SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. 1) Filed by the Registrant ? Filed by a Party other than the Registrant o Check the appropriate box: ? Preliminary Proxy Statement o Confidential, for Use of the Commission Only (as permitted by R |
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| April 6, 2016 |
Exhibit 99.11 EXHIBIT B TO BOARD OF DIRECTORS RESOLUTION ADOPTED BY BOARD OF DIRECTORS OF CHAMPION INDUSTRIES, INC. ON JANUARY 18, 2015 AUTHORIZING 1:200 REVERSE STOCK SPLIT AND RELATED TRANSACTIONS [PART ONE - SHOWING FORM OF ARTICLES OF AMENDMENT FOR 1:200 REVERSE STOCK SPLIT ONLY] 1 FORM OF ARTICLES OF AMENDMENT OF THE ARTICLES OF INCORPORATION OF CHAMPION INDUSTRIES, INC. Pursuant to the provi |
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| April 6, 2016 |
Exhibit 99.5 The following is the draft valuation of the Company's common stock as it was presented to the Special Committee at its January 4, 2016 meeting. 1 2 3 4 5 6 7 8 9 10 11 12 13 14 15 16 17 18 19 |
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| April 6, 2016 |
EX-99.8 9 exhibit998.htm SPECIAL COMMITTEE MEETING #3 AND #4 MATERIAL AND MINUTES Exhibit 99.8 The following is the material presented to the Special Committee at its third and fourth meetings discussing and quantifying the potential “going dark” transaction. 1 Special Committee of the Board of Directors Meeting Champion Industries Headquarters, Huntington, WV – 10:30 A.M. January 11, 2016 AGENDA |
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| April 6, 2016 |
CONFIDENTIAL/PRIVILEGED EXECUTIVE SUMMARY Exhibit 99.1 The following is the initial memorandum to the Board of Directors from the Company’s legal counsel disclosing the mechanics of a potential “going dark” transaction. 1 To: Justin T. Evans, Chief Financial Officer, Champion Industries, Inc. (the “Company”) From: Bowles Rice LLP (Roger D. Hunter) Date: September 18, 2015 Subject: Possible Reverse Stock Split with Cash Purchase of All Res |
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| April 6, 2016 |
Exhibit 99.10 EXHIBIT A TO BOARD OF DIRECTORS RESOLUTION ADOPTED BY BOARD OF DIRECTORS OF CHAMPION INDUSTRIES, INC. ON JANUARY 18, 2015 AUTHORIZING 1:200 REVERSE STOCK SPLIT AND RELATED TRANSACTIONS 1 CHAMPION INDUSTRIES, INC. SPECIAL COMMITTEE RECOMMENDATIONS AND SUPPORTING RATIONALE SUMMARY OF RECOMMENDATIONS TO FULL BOARD OF DIRECTORS 1:200 Reverse Stock Split for Company Class A Common Stock. |
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| April 6, 2016 |
Exhibit 99.7 The following is the updated draft valuation of the Company's common stock as it was presented to the Special Committee at its January 11, 2016 meeting. Although it was a draft, Chaffe had indicated the numbers were final and the final report would contain the same numbers and results (although the final report would contain more narrative discussing the numbers and the calculations). |
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| April 6, 2016 |
Exhibit 99.2 The following is the material presented to the Special Committee at its inaugural meeting discussing and quantifying the potential “going dark” transaction. 1 Special Committee of the Board of Directors Meeting Champion Industries Headquarters, Huntington, WV – 10:00 A.M. October 5, 2015 AGENDA I. Call To Order........................................................................... |
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| April 6, 2016 |
EX-99.3 4 exhibi993.htm BOARD MINUTES DISCLOSING BOARD UPDATE NOVEMBER 2015 Exhibit 99.3 The following is an excerpt of the minutes presented to the Company’s Board of Directors updating the Board on the progress of the potential “going dark” transaction. 1 CHAMPION INDUSTRIES, INC. Board of Directors Meeting Pullman Plaza Hotel, Huntington – 9:00AM November 16, 2015 III. Discussion of Going Dark |
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| April 6, 2016 |
EX-99.9 10 exhibit999.htm BOARD RESOLUTION APPROVING TRANSACTION EXHIBIT 99.9 CHAMPION INDUSTRIES, INC. RESOLUTIONS OF THE BOARD OF DIRECTORS AUTHORIZING 1:200 REVERSE STOCK SPLIT FOR THE COMPANY’S CLASS A COMMON STOCK AND SUBSEQUENT SEC DEREGISTRATION OF THE COMPANY AND SUCH COMMON STOCK WHEREAS, the Board of Directors (the "Board") of Champion Industries, Inc. (the "Company") at its regular mont |
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| April 6, 2016 |
CHMP / Champion Industries, Inc. / CHAMPION INDUSTRIES INC - CHAMPION INDUSTRIES, INC. SCHEDULE 13E3 UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 13E-3 (Amendment No. 1) RULE 13E-3 TRANSACTION STATEMENT (PURSUANT TO SECTION 13(e) OF THE SECURITIES EXCHANGE ACT OF 1934) Champion Industries, Inc. (Name of Issuer) Champion Industries, Inc. (Name of Person(s) Filing Statement) CLASS A COMMON STOCK, $1.00 PAR VALUE (Title of Class of Securities) 158520106 (Respectiv |
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| April 6, 2016 |
Exhibit 99.6 The following is the material presented to the Special Committee at its second meeting discussing and quantifying the potential “going dark” transaction. 1 Special Committee of the Board of Directors Meeting Champion Industries Headquarters, Huntington, WV – 10:30 A.M. January 4, 2016 AGENDA I. Call to Order.............................................................................. |
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| April 6, 2016 |
Champion Industries, Inc. and Subsidiaries Projected Consolidated Statements of Operations EX-99.13 14 exhibit9913.htm FISCAL 2016 CONSOLIDATED PROJECTIONS Exhibit 99.13 The following is the consolidated estimated (projected) results of operations of the Company’s 2016 fiscal year as presented to Chaffe and Associates for the valuation of the Company’s common stock. The information disclosed below is in a summarized and consolidated format that is similar to the format in which the Comp |
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| April 6, 2016 |
EX-99.4 5 exhibit994.htm BOARD MINUTES DISCLOSING BOARD UPDATE DECEMBER 2015 Exhibit 99.4 The following is an excerpt of the minutes presented to the Company’s Board of Directors updating the Board on the progress of the potential “going dark” transaction. 1 CHAMPION INDUSTRIES, INC. Board of Directors Meeting Pullman Plaza Hotel, Huntington – 9:00AM December 21, 2015 III. Discussion of Going Dark |
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| April 6, 2016 |
Exhibit 99.12 EXHIBIT B TO BOARD OF DIRECTORS RESOLUTION ADOPTED BY BOARD OF DIRECTORS OF CHAMPION INDUSTRIES, INC. ON JANUARY 18, 2015 AUTHORIZING 1:200 REVERSE STOCK SPLIT AND RELATED TRANSACTIONS [PART TWO - SHOWING FORM OF ARTICLES OF AMENDMENT FOR BOTH 1:200 REVERSE STOCK SPLIT AMENDMENT AND THE PREFERRED SHARES AMENDMENT] 1 FORM OF ARTICLES OF AMENDMENT OF THE ARTICLES OF INCORPORATION OF CH |
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| April 4, 2016 |
EX-99.4 5 exhibit994.htm EXHIBIT B PART 2 (BOTH REVERSE SPLIT AND PREFERRED PROPOSED ARTICLE AMENDMENTS) Exhibit 99.4 EXHIBIT B TO BOARD OF DIRECTORS RESOLUTION ADOPTED BY BOARD OF DIRECTORS OF CHAMPION INDUSTRIES, INC. ON JANUARY 18, 2015 AUTHORIZING 1:200 REVERSE STOCK SPLIT AND RELATED TRANSACTIONS [PART TWO - SHOWING FORM OF ARTICLES OF AMENDMENT FOR BOTH 1:200 REVERSE STOCK SPLIT AMENDMENT AN |
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| April 4, 2016 |
EX-99.2 3 exhibit992.htm EXHIBIT A TO THE BOARD RESOLUTION Exhibit 99.2 EXHIBIT A TO BOARD OF DIRECTORS RESOLUTION ADOPTED BY BOARD OF DIRECTORS OF CHAMPION INDUSTRIES, INC. ON JANUARY 18, 2015 AUTHORIZING 1:200 REVERSE STOCK SPLIT AND RELATED TRANSACTIONS 1 CHAMPION INDUSTRIES, INC. SPECIAL COMMITTEE RECOMMENDATIONS AND SUPPORTING RATIONALE SUMMARY OF RECOMMENDATIONS TO FULL BOARD OF DIRECTORS 1: |
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| April 4, 2016 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D/A Under the Securities Exchange Act of 1934 (Amendment No. 2) Champion Industries, Inc. (Name of Issuer) $1.00 Par Value Class A Common Stock (Title of Class of Securities) 158520106 (CUSIP Number) Justin T. Evans Senior Vice President and Chief Financial Officer 2450 First Avenue P.O. Box 2968 Huntington, West Vi |
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| April 4, 2016 |
Exhibit 99.3 EXHIBIT B TO BOARD OF DIRECTORS RESOLUTION ADOPTED BY BOARD OF DIRECTORS OF CHAMPION INDUSTRIES, INC. ON JANUARY 18, 2015 AUTHORIZING 1:200 REVERSE STOCK SPLIT AND RELATED TRANSACTIONS [PART ONE - SHOWING FORM OF ARTICLES OF AMENDMENT FOR 1:200 REVERSE STOCK SPLIT ONLY] 1 FORM OF ARTICLES OF AMENDMENT OF THE ARTICLES OF INCORPORATION OF CHAMPION INDUSTRIES, INC. Pursuant to the provis |
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| April 4, 2016 |
EX-99.1 2 exhibit991.htm BOARD RESOLUTION APPROVING TRANSACTION EXHIBIT 99.1 CHAMPION INDUSTRIES, INC. RESOLUTIONS OF THE BOARD OF DIRECTORS AUTHORIZING 1:200 REVERSE STOCK SPLIT FOR THE COMPANY’S CLASS A COMMON STOCK AND SUBSEQUENT SEC DEREGISTRATION OF THE COMPANY AND SUCH COMMON STOCK WHEREAS, the Board of Directors (the "Board") of Champion Industries, Inc. (the "Company") at its regular month |
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| April 1, 2016 |
Submission of Matters to a Vote of Security Holders e8k.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported) March 21, 2016 Champion Industries, Inc. (Exact Name of Registrant as Specified in Its Charter) West Virginia (State or Other Jurisdiction of Incorporation) 000-21084 55-0717455 |
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| March 16, 2016 |
Champion Industries FORM 10-Q (Quarterly Report) 10-Q 1 form10q12016.htm FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 10-Q x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended January 31, 2016 OR o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File No. |
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| March 7, 2016 |
Champion Industries REVISED DEFINITIVE PROXY STATEMENT proxy15.htm SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. 1) Filed by the Registrant ? Filed by a Party other than the Registrant o Check the appropriate box: o Preliminary Proxy Statement o Confidential, for Use of the Commission Only (as permitted by Rule |
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| March 4, 2016 |
secletter1.htm March 4, 2016 Attention: John Dana Brown, Esq., Attorney Advisor Donald E. Field, Esq., Attorney-Advisor Division of Corporation Finance 100 F Street, N.E. Washington, DC 20549 RE: Champion Industries, Inc. Definitive Proxy Statement on Schedule 14A Filed March 1, 2016 File No. 000-21084 Gentlemen: Reference is made to the letter from staff (?Staff?) signed by John Dana Brown, Esq. |
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| March 2, 2016 |
8-K 1 e8k.htm FORM-8K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported) March 1, 2016 Champion Industries, Inc. (Exact Name of Registrant as Specified in Its Charter) West Virginia (State or Other Jurisdiction of Incorporation) 000-2108 |
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| March 1, 2016 |
Champion Industries DEFINITIVE PROXY STATEMENT proxy15.htm SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant þ Filed by a Party other than the Registrant o Check the appropriate box: o Preliminary Proxy Statement o Confidential, for Use of the Commission Only (as permitted by Rule |
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| February 12, 2016 |
CHMP / Champion Industries, Inc. / CHAMPION INDUSTRIES INC - CHAMPION INDUSTRIES, INC. SCHEDULE 13E3 UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 13E-3 RULE 13E-3 TRANSACTION STATEMENT (PURSUANT TO SECTION 13(e) OF THE SECURITIES EXCHANGE ACT OF 1934) Champion Industries, Inc. (Name of Issuer) Champion Industries, Inc. (Name of Person(s) Filing Statement) CLASS A COMMON STOCK, $1.00 PAR VALUE (Title of Class of Securities) 158520106 (Respective CUSIP Numbers of |
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| February 12, 2016 |
CONFIDENTIAL/PRIVILEGED EXECUTIVE SUMMARY Exhibit 99.1 The following is the initial memorandum to the Board of Directors from the Company’s legal counsel disclosing the mechanics of a potential “going dark” transaction. 1 To: Justin T. Evans, Chief Financial Officer, Champion Industries, Inc. (the “Company”) From: Bowles Rice LLP (Roger D. Hunter) Date: September 18, 2015 Subject: Possible Reverse Stock Split with Cash Purchase of All Res |
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| February 12, 2016 |
EX-99.12 13 exhibit9912.htm EXHIBIT B TO THE BOARD RESOLUTION PART 2 (BOTH REVERSE SPLIT AND PREFERRED PROPOSED ARTICLE AMENDMENTS) Exhibit 99.12 EXHIBIT B TO BOARD OF DIRECTORS RESOLUTION ADOPTED BY BOARD OF DIRECTORS OF CHAMPION INDUSTRIES, INC. ON JANUARY 18, 2015 AUTHORIZING 1:200 REVERSE STOCK SPLIT AND RELATED TRANSACTIONS [PART TWO - SHOWING FORM OF ARTICLES OF AMENDMENT FOR BOTH 1:200 REVE |
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| February 12, 2016 |
Champion Industries, Inc. and Subsidiaries Projected Consolidated Statements of Operations Exhibit 99.13 The following is the consolidated estimated (projected) results of operations of the Company’s 2016 fiscal year as presented to Chaffe and Associates for the valuation of the Company’s common stock. The information disclosed below is in a summarized and consolidated format that is similar to the format in which the Company reports financial information to the public and its sharehold |
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| February 12, 2016 |
EXHIBIT 99.9 CHAMPION INDUSTRIES, INC. RESOLUTIONS OF THE BOARD OF DIRECTORS AUTHORIZING 1:200 REVERSE STOCK SPLIT FOR THE COMPANY’S CLASS A COMMON STOCK AND SUBSEQUENT SEC DEREGISTRATION OF THE COMPANY AND SUCH COMMON STOCK WHEREAS, the Board of Directors (the "Board") of Champion Industries, Inc. (the "Company") at its regular monthly meeting on September 21, 2015, established a Special Committe |
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| February 12, 2016 |
Exhibit 99.7 The following is the updated draft valuation of the Company's common stock as it was presented to the Special Committee at its January 11, 2016 meeting. Although it was a draft, Chaffe had indicated the numbers were final and the final report would contain the same numbers and results (although the final report would contain more narrative discussing the numbers and the calculations). |
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| February 12, 2016 |
Exhibit 99.7 The following is the updated draft valuation of the Company's common stock as it was presented to the Special Committee at its January 11, 2016 meeting. Although it was a draft, Chaffe had indicated the numbers were final and the final report would contain the same numbers and results (although the final report would contain more narrative discussing the numbers and the calculations). |
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| February 12, 2016 |
Exhibit 99.12 EXHIBIT B TO BOARD OF DIRECTORS RESOLUTION ADOPTED BY BOARD OF DIRECTORS OF CHAMPION INDUSTRIES, INC. ON JANUARY 18, 2015 AUTHORIZING 1:200 REVERSE STOCK SPLIT AND RELATED TRANSACTIONS [PART TWO - SHOWING FORM OF ARTICLES OF AMENDMENT FOR BOTH 1:200 REVERSE STOCK SPLIT AMENDMENT AND THE PREFERRED SHARES AMENDMENT] 1 FORM OF ARTICLES OF AMENDMENT OF THE ARTICLES OF INCORPORATION OF CH |
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| February 12, 2016 |
Exhibit 99.10 EXHIBIT A TO BOARD OF DIRECTORS RESOLUTION ADOPTED BY BOARD OF DIRECTORS OF CHAMPION INDUSTRIES, INC. ON JANUARY 18, 2015 AUTHORIZING 1:200 REVERSE STOCK SPLIT AND RELATED TRANSACTIONS 1 CHAMPION INDUSTRIES, INC. SPECIAL COMMITTEE RECOMMENDATIONS AND SUPPORTING RATIONALE SUMMARY OF RECOMMENDATIONS TO FULL BOARD OF DIRECTORS 1:200 Reverse Stock Split for Company Class A Common Stock. |
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| February 12, 2016 |
CHMP / Champion Industries, Inc. / CHAMPION INDUSTRIES INC - CHAMPION INDUSTRIES, INC. SCHEDULE 13E3 UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 13E-3 RULE 13E-3 TRANSACTION STATEMENT (PURSUANT TO SECTION 13(e) OF THE SECURITIES EXCHANGE ACT OF 1934) Champion Industries, Inc. (Name of Issuer) Champion Industries, Inc. (Name of Person(s) Filing Statement) CLASS A COMMON STOCK, $1.00 PAR VALUE (Title of Class of Securities) 158520106 (Respective CUSIP Numbers of |
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| February 12, 2016 |
EX-99.4 5 exhibit994.htm BOARD MINUTES DISCLOSING BOARD UPDATE DECEMBER 2015 Exhibit 99.4 The following is an excerpt of the minutes presented to the Company’s Board of Directors updating the Board on the progress of the potential “going dark” transaction. 1 CHAMPION INDUSTRIES, INC. Board of Directors Meeting Pullman Plaza Hotel, Huntington – 9:00AM December 21, 2015 III. Discussion of Going Dark |
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| February 12, 2016 |
EX-99.3 4 exhibi993.htm BOARD MINUTES DISCLOSING BOARD UPDATE NOVEMBER 2015 Exhibit 99.3 The following is an excerpt of the minutes presented to the Company’s Board of Directors updating the Board on the progress of the potential “going dark” transaction. 1 CHAMPION INDUSTRIES, INC. Board of Directors Meeting Pullman Plaza Hotel, Huntington – 9:00AM November 16, 2015 III. Discussion of Going Dark |
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| February 12, 2016 |
Exhibit 99.11 EXHIBIT B TO BOARD OF DIRECTORS RESOLUTION ADOPTED BY BOARD OF DIRECTORS OF CHAMPION INDUSTRIES, INC. ON JANUARY 18, 2015 AUTHORIZING 1:200 REVERSE STOCK SPLIT AND RELATED TRANSACTIONS [PART ONE - SHOWING FORM OF ARTICLES OF AMENDMENT FOR 1:200 REVERSE STOCK SPLIT ONLY] 1 FORM OF ARTICLES OF AMENDMENT OF THE ARTICLES OF INCORPORATION OF CHAMPION INDUSTRIES, INC. Pursuant to the provi |
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| February 12, 2016 |
Champion Industries, Inc. and Subsidiaries Projected Consolidated Statements of Operations EX-99.13 14 exhibit9913.htm FISCAL 2016 CONSOLIDATED PROJECTIONS Exhibit 99.13 The following is the consolidated estimated (projected) results of operations of the Company’s 2016 fiscal year as presented to Chaffe and Associates for the valuation of the Company’s common stock. The information disclosed below is in a summarized and consolidated format that is similar to the format in which the Comp |
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| February 12, 2016 |
Champion Industries PRELIMINARY PROXY STATEMENT preproxy15.htm SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ? Filed by a Party other than the Registrant o Check the appropriate box: ? Preliminary Proxy Statement o Confidential, for Use of the Commission Only (as permitted by Ru |
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| February 12, 2016 |
EX-99.11 12 exhibit9911.htm EXHIBIT B TO THE BOARD RESOLUTION PART 1 (PROPOSED REVERSE SPLIT ARTICLE AMENDMENT ONLY) Exhibit 99.11 EXHIBIT B TO BOARD OF DIRECTORS RESOLUTION ADOPTED BY BOARD OF DIRECTORS OF CHAMPION INDUSTRIES, INC. ON JANUARY 18, 2015 AUTHORIZING 1:200 REVERSE STOCK SPLIT AND RELATED TRANSACTIONS [PART ONE - SHOWING FORM OF ARTICLES OF AMENDMENT FOR 1:200 REVERSE STOCK SPLIT ONLY |
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| February 12, 2016 |
Exhibit 99.8 The following is the material presented to the Special Committee at its third and fourth meetings discussing and quantifying the potential “going dark” transaction. 1 Special Committee of the Board of Directors Meeting Champion Industries Headquarters, Huntington, WV – 10:30 A.M. January 11, 2016 AGENDA I. Call to Order.................................................................. |
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| February 12, 2016 |
Exhibit 99.6 The following is the material presented to the Special Committee at its second meeting discussing and quantifying the potential “going dark” transaction. 1 Special Committee of the Board of Directors Meeting Champion Industries Headquarters, Huntington, WV – 10:30 A.M. January 4, 2016 AGENDA I. Call to Order.............................................................................. |
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| February 12, 2016 |
EXHIBIT 99.9 CHAMPION INDUSTRIES, INC. RESOLUTIONS OF THE BOARD OF DIRECTORS AUTHORIZING 1:200 REVERSE STOCK SPLIT FOR THE COMPANY’S CLASS A COMMON STOCK AND SUBSEQUENT SEC DEREGISTRATION OF THE COMPANY AND SUCH COMMON STOCK WHEREAS, the Board of Directors (the "Board") of Champion Industries, Inc. (the "Company") at its regular monthly meeting on September 21, 2015, established a Special Committe |
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| February 12, 2016 |
Exhibit 99.3 The following is an excerpt of the minutes presented to the Company’s Board of Directors updating the Board on the progress of the potential “going dark” transaction. 1 CHAMPION INDUSTRIES, INC. Board of Directors Meeting Pullman Plaza Hotel, Huntington – 9:00AM November 16, 2015 III. Discussion of Going Dark Transaction Mr. Evans discussed the progress of the exploration of the poten |
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| February 12, 2016 |
EX-99.10 11 exhibit9910.htm EXHIBIT A TO THE BOARD RESOLUTION Exhibit 99.10 EXHIBIT A TO BOARD OF DIRECTORS RESOLUTION ADOPTED BY BOARD OF DIRECTORS OF CHAMPION INDUSTRIES, INC. ON JANUARY 18, 2015 AUTHORIZING 1:200 REVERSE STOCK SPLIT AND RELATED TRANSACTIONS 1 CHAMPION INDUSTRIES, INC. SPECIAL COMMITTEE RECOMMENDATIONS AND SUPPORTING RATIONALE SUMMARY OF RECOMMENDATIONS TO FULL BOARD OF DIRECTOR |
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| February 12, 2016 |
EX-99.2 3 exhibit992.htm SPECIAL COMMITTEE MEETING #1 MATERIAL, MINUTES AND BOARD MINUTES Exhibit 99.2 The following is the material presented to the Special Committee at its inaugural meeting discussing and quantifying the potential “going dark” transaction. 1 Special Committee of the Board of Directors Meeting Champion Industries Headquarters, Huntington, WV – 10:00 A.M. October 5, 2015 AGENDA I |
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| February 12, 2016 |
Exhibit 99.5 The following is the draft valuation of the Company's common stock as it was presented to the Special Committee at its January 4, 2016 meeting. 1 2 3 4 5 6 7 8 9 10 11 12 13 14 15 16 17 18 19 |
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| February 12, 2016 |
EX-99.8 9 exhibit998.htm SPECIAL COMMITTEE MEETING #3 AND #4 MATERIAL AND MINUTES Exhibit 99.8 The following is the material presented to the Special Committee at its third and fourth meetings discussing and quantifying the potential “going dark” transaction. 1 Special Committee of the Board of Directors Meeting Champion Industries Headquarters, Huntington, WV – 10:30 A.M. January 11, 2016 AGENDA |
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| February 12, 2016 |
Exhibit 99.6 The following is the material presented to the Special Committee at its second meeting discussing and quantifying the potential “going dark” transaction. 1 Special Committee of the Board of Directors Meeting Champion Industries Headquarters, Huntington, WV – 10:30 A.M. January 4, 2016 AGENDA I. Call to Order.............................................................................. |
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| February 12, 2016 |
EX-99.4 5 exhibit994.htm BOARD MINUTES DISCLOSING BOARD UPDATE DECEMBER 2015 Exhibit 99.4 The following is an excerpt of the minutes presented to the Company’s Board of Directors updating the Board on the progress of the potential “going dark” transaction. 1 CHAMPION INDUSTRIES, INC. Board of Directors Meeting Pullman Plaza Hotel, Huntington – 9:00AM December 21, 2015 III. Discussion of Going Dark |
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| February 12, 2016 |
CONFIDENTIAL/PRIVILEGED EXECUTIVE SUMMARY Exhibit 99.1 The following is the initial memorandum to the Board of Directors from the Company’s legal counsel disclosing the mechanics of a potential “going dark” transaction. 1 To: Justin T. Evans, Chief Financial Officer, Champion Industries, Inc. (the “Company”) From: Bowles Rice LLP (Roger D. Hunter) Date: September 18, 2015 Subject: Possible Reverse Stock Split with Cash Purchase of All Res |
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| February 12, 2016 |
Exhibit 99.2 The following is the material presented to the Special Committee at its inaugural meeting discussing and quantifying the potential “going dark” transaction. 1 Special Committee of the Board of Directors Meeting Champion Industries Headquarters, Huntington, WV – 10:00 A.M. October 5, 2015 AGENDA I. Call To Order........................................................................... |
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| February 12, 2016 |
EX-99.5 6 exhibit995.htm CHAFFE AND ASSOCIATES DRAFT VALUATION #1 Exhibit 99.5 The following is the draft valuation of the Company's common stock as it was presented to the Special Committee at its January 4, 2016 meeting. 1 2 3 4 5 6 7 8 9 10 11 12 13 14 15 16 17 18 19 |
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| February 5, 2016 |
EX-99.2 3 exhibit992.htm EXHIBIT A TO THE BOARD RESOLUTION Exhibit 99.2 EXHIBIT A TO BOARD OF DIRECTORS RESOLUTION ADOPTED BY BOARD OF DIRECTORS OF CHAMPION INDUSTRIES, INC. ON JANUARY 18, 2015 AUTHORIZING 1:200 REVERSE STOCK SPLIT AND RELATED TRANSACTIONS 1 CHAMPION INDUSTRIES, INC. SPECIAL COMMITTEE RECOMMENDATIONS AND SUPPORTING RATIONALE SUMMARY OF RECOMMENDATIONS TO FULL BOARD OF DIRECTORS 1: |
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| February 5, 2016 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D/A Under the Securities Exchange Act of 1934 (Amendment No. 1) Champion Industries, Inc. (Name of Issuer) $1.00 Par Value Class A Common Stock (Title of Class of Securities) 158520106 (CUSIP Number) Justin T. Evans Senior Vice President and Chief Financial Officer 2450 First Avenue P.O. Box 2968 Huntington, West Vi |
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| February 5, 2016 |
Exhibit 99.3 EXHIBIT B TO BOARD OF DIRECTORS RESOLUTION ADOPTED BY BOARD OF DIRECTORS OF CHAMPION INDUSTRIES, INC. ON JANUARY 18, 2015 AUTHORIZING 1:200 REVERSE STOCK SPLIT AND RELATED TRANSACTIONS [PART ONE - SHOWING FORM OF ARTICLES OF AMENDMENT FOR 1:200 REVERSE STOCK SPLIT ONLY] 1 FORM OF ARTICLES OF AMENDMENT OF THE ARTICLES OF INCORPORATION OF CHAMPION INDUSTRIES, INC. Pursuant to the provis |
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| February 5, 2016 |
Exhibit 99.4 EXHIBIT B TO BOARD OF DIRECTORS RESOLUTION ADOPTED BY BOARD OF DIRECTORS OF CHAMPION INDUSTRIES, INC. ON JANUARY 18, 2015 AUTHORIZING 1:200 REVERSE STOCK SPLIT AND RELATED TRANSACTIONS [PART TWO - SHOWING FORM OF ARTICLES OF AMENDMENT FOR BOTH 1:200 REVERSE STOCK SPLIT AMENDMENT AND THE PREFERRED SHARES AMENDMENT] 1 FORM OF ARTICLES OF AMENDMENT OF THE ARTICLES OF INCORPORATION OF CHA |
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| February 5, 2016 |
EXHIBIT 99.1 CHAMPION INDUSTRIES, INC. RESOLUTIONS OF THE BOARD OF DIRECTORS AUTHORIZING 1:200 REVERSE STOCK SPLIT FOR THE COMPANY’S CLASS A COMMON STOCK AND SUBSEQUENT SEC DEREGISTRATION OF THE COMPANY AND SUCH COMMON STOCK WHEREAS, the Board of Directors (the "Board") of Champion Industries, Inc. (the "Company") at its regular monthly meeting on September 21, 2015, established a Special Committe |
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| February 4, 2016 |
form8-ka.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K/A CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 (Amendment No. 1) Date of Report (date of earliest event reported) January 18, 2016 Champion Industries, Inc. (Exact Name of Registrant as Specified in Its Charter) West Virginia (State or Other Jurisdiction of Incorpora |
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| January 29, 2016 |
CHMP / Champion Industries, Inc. 10-K - Annual Report - FISCAL YEAR END OCTOBER 31, 2015 FORM 10-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 10-K x ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Fiscal Year Ended October 31, 2015 OR o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission File No. |
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| January 29, 2016 |
SUBSIDIARIES OF THE REGISTRANT EX-21 7 exhibit21.htm SUBSIDIARIES OF THE REGISTRANT EXHIBIT 21 SUBSIDIARIES OF THE REGISTRANT The Registrant, Champion Industries, Inc., a West Virginia corporation, does business under the trade name "Chapman Printing Company". Its wholly owned subsidiaries are: 1. The Chapman Printing Company, Inc., a West Virginia corporation. 2. Stationers, Inc., a West Virginia corporation (doing business in |
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| January 29, 2016 |
[FIFTH THIRD BANK LETTERHEAD] May 31, 2013 EX-10.2 6 exhibit102.htm SIDE LETTER AGREEMENT MAY 31, 2013 EXHIBIT 10.2 [FIFTH THIRD BANK LETTERHEAD] May 31, 2013 Champion Industries, Inc. Attn: Mr. Todd Fry 2450 First Avenue Huntington, West Virginia 25728 Re: Credit Facilities Extended to Champion Industries, Inc. (the “Borrower”) Ladies and Gentlemen: Reference is hereby made to that certain First Amended and Restated Credit Agreement dated |
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| January 25, 2016 |
SC 13D 1 sc13d.htm CHAMPION INDUSTRIES, INC. SCHEDULE 13-D UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 Champion Industries, Inc. (Name of Issuer) $1.00 Par Value Class A Common Stock (Title of Class of Securities) 158520106 (CUSIP Number) Justin T. Evans Senior Vice President and Chief Financial Officer 2450 First A |
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| January 25, 2016 |
EXHIBIT 99.1 CHAMPION INDUSTRIES, INC. RESOLUTIONS OF THE BOARD OF DIRECTORS AUTHORIZING 1:200 REVERSE STOCK SPLIT FOR THE COMPANY’S CLASS A COMMON STOCK AND SUBSEQUENT SEC DEREGISTRATION OF THE COMPANY AND SUCH COMMON STOCK WHEREAS, the Board of Directors (the "Board") of Champion Industries, Inc. (the "Company") at its regular monthly meeting on September 21, 2015, established a Special Committe |
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| January 20, 2016 |
form8-k.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (date of earliest event reported) January 18, 2016 Champion Industries, Inc. (Exact Name of Registrant as Specified in Its Charter) West Virginia (State or Other Jurisdiction of Incorporation) 000-21084 55-07 |
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| January 20, 2016 |
form8k.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (date of earliest event reported) January 18, 2016 Champion Industries, Inc. (Exact Name of Registrant as Specified in Its Charter) West Virginia (State or Other Jurisdiction of Incorporation) 000-21084 55-071 |
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| November 6, 2015 |
e8k.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported) November 2, 2015 Champion Industries, Inc. (Exact Name of Registrant as Specified in Its Charter) West Virginia (State or Other Jurisdiction of Incorporation) 000-21084 55-071745 |
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| September 14, 2015 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 10-Q x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended July 31, 2015 OR o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File No. |
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| September 4, 2015 |
SUBSIDIARIES OF THE REGISTRANT EXHIBIT 21 SUBSIDIARIES OF THE REGISTRANT The Registrant, Champion Industries, Inc. |
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| September 4, 2015 |
[FIFTH THIRD BANK LETTERHEAD] May 31, 2013 EXHIBIT 10.2 [FIFTH THIRD BANK LETTERHEAD] May 31, 2013 Champion Industries, Inc. Attn: Mr. Todd Fry 2450 First Avenue Huntington, West Virginia 25728 Re: Credit Facilities Extended to Champion Industries, Inc. (the ?Borrower?) Ladies and Gentlemen: Reference is hereby made to that certain First Amended and Restated Credit Agreement dated as of October 19, 2012 (as amended and otherwise modified f |
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| September 4, 2015 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 10-K/A (Amendment No. 1) UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 10-K/A (Amendment No. |
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| September 4, 2015 |
EX-10.1 2 exhibit101.htm SIDE LETTER AGREEMENT OCTOBER 19, 2012 EXHIBIT 10.1 October 19, 2012 Champion Industries, Inc. 2450 First Avenue Huntington, West Virginia 25728 Attention: Mr. Todd Fry Re:Credit Facilities Extended to Champion Industries, Inc. (the “Borrower”) Ladies and Gentlemen: Reference is hereby made to that certain First Amended and Restated Credit Agreement dated as of October 19, |
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| September 1, 2015 |
secletter1.htm September 1, 2015 Lyn Shenk, Branch Chief United States Securities and Exchange Commission Division of Corporation Finance 100 F Street, N.E. Washington, DC 20549 RE: Champion Industries, Inc. Form 10-K for the Fiscal Year Ended October 31, 2014 Filed January 29, 2015 File No. 000-21084 Dear Mr. Shenk: We are in receipt of your letter dated August 25, 2015 providing comments on the |
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| June 15, 2015 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 10-Q x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended April 30, 2015 OR o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File No. |
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| May 12, 2015 |
ex101.htm EXTENSION AGREEMENT 1. Identification of Note. This Agreement refers to the loan evidenced by a promissory note identified as Term Note A, dated October 7, 2013, in the original principal amount of $10,000,000.00 ("Note"), executed by Champion Industries, Inc., a West Virginia corporation (by its duly authorized officer)("Maker"), and guaranteed by, inter alia, Marshall T. Reynolds ("Gua |
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| May 12, 2015 |
Champion Industries FORM-8K (Current Report/Significant Event) e8k.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (date of earliest event reported) April 29, 2015 Champion Industries, Inc. (Exact Name of Registrant as Specified in Its Charter) West Virginia (State or Other Jurisdiction of Incorporation) 000-21084 55-0717455 |
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| March 18, 2015 |
Submission of Matters to a Vote of Security Holders 8-K 1 e8k.htm FORM-8K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported) March 16, 2015 Champion Industries, Inc. (Exact Name of Registrant as Specified in Its Charter) West Virginia (State or Other Jurisdiction of Incorporation) 000-210 |
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| March 17, 2015 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 10-Q x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended January 31, 2015 OR o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File No. |
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| February 13, 2015 |
CHMP / Champion Industries, Inc. DEF 14A - - DEFINITIVE PROXY STATEMENT SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. |
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| January 29, 2015 |
[FIFTH THIRD BANK LETTERHEAD] May 31, 2013 EXHIBIT 10.2 [FIFTH THIRD BANK LETTERHEAD] May 31, 2013 Champion Industries, Inc. Attn: Mr. Todd Fry 2450 First Avenue Huntington, West Virginia 25728 Re: Credit Facilities Extended to Champion Industries, Inc. (the ?Borrower?) Ladies and Gentlemen: Reference is hereby made to that certain First Amended and Restated Credit Agreement dated as of October 19, 2012 (as amended and otherwise modified f |
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| January 29, 2015 |
SUBSIDIARIES OF THE REGISTRANT EXHIBIT 21 SUBSIDIARIES OF THE REGISTRANT The Registrant, Champion Industries, Inc. |
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| January 29, 2015 |
EX-10.1 3 exhibit101.htm SIDE LETTER AGREEMENT OCTOBER 19, 2012 EXHIBIT 10.1 October 19, 2012 Champion Industries, Inc. 2450 First Avenue Huntington, West Virginia 25728 Attention: Mr. Todd Fry Re:Credit Facilities Extended to Champion Industries, Inc. (the “Borrower”) Ladies and Gentlemen: Reference is hereby made to that certain First Amended and Restated Credit Agreement dated as of October 19, |
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| January 29, 2015 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 10-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 10-K x ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Fiscal Year Ended October 31, 2014 OR o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission File No. |
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| September 15, 2014 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 10-Q x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended July 31, 2014 OR o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File No. |
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| June 13, 2014 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 10-Q x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended April 30, 2014 OR o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File No. |
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| April 28, 2014 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported) April 28, 2014 Champion Industries, Inc. |
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| April 28, 2014 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported) April 28, 2014 Champion Industries, Inc. |
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| March 18, 2014 |
Submission of Matters to a Vote of Security Holders UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported) March 17, 2014 Champion Industries, Inc. |
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| March 14, 2014 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 10-Q x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended January 31, 2014 OR o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File No. |
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| March 14, 2014 |
Financial Statements and Exhibits, Results of Operations and Financial Condition - FORM-8K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported) March 14, 2014 Champion Industries, Inc. |
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| March 14, 2014 |
CHAMPION ANNOUNCES RESULTS FOR FIRST QUARTER 2014 EX-99.1 2 exhibit99.htm PRESS RELEASE Exhibit 99.1 CHAMPION ANNOUNCES RESULTS FOR FIRST QUARTER 2014 Huntington, WV- - Champion Industries, Inc. (OTCQB/CHMP) today announced a net loss from continuing operations of $(630,000) or $(0.06) per share on a basic and diluted basis for the quarter ended January 31, 2014 compared to a net loss from continuing operations of $(3.5) million or $(0.31) per sh |
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| February 14, 2014 |
SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. |
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| February 10, 2014 |
CHMP / Champion Industries, Inc. / DIMENSIONAL FUND ADVISORS LP - SCHEDULE 13G/A Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 6)* CHAMPION INDUSTRIES INC/WV (Name of Issuer) Common Stock (Title of Class of Securities) 158520106 (CUSIP Number) December 31, 2013 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which t |
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| January 30, 2014 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported) January 30, 2014 Champion Industries, Inc. |
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| January 29, 2014 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported) January 29, 2014 Champion Industries, Inc. |
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| January 29, 2014 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 10-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 10-K x ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Fiscal Year Ended October 31, 2013 OR o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission File No. |
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| January 29, 2014 |
EXHIBIT 10.1 October 19, 2012 Champion Industries, Inc. 2450 First Avenue Huntington, West Virginia 25728 Attention: Mr. Todd Fry Re:Credit Facilities Extended to Champion Industries, Inc. (the ?Borrower?) Ladies and Gentlemen: Reference is hereby made to that certain First Amended and Restated Credit Agreement dated as of October 19, 2012 (as amended and otherwise modified from time to time, the |
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| January 29, 2014 |
Champion Industries, Inc. and Subsidiaries Summary Financial Information (Unaudited) Exhibit 99.1 CHAMPION ANNOUNCES RESULTS FOR 2013 AND FOURTH QUARTER Huntington, WV- - Champion Industries, Inc. (OTCQB/CHMP) today announced fourth quarter 2013 net income from continuing operations of $11.2 million or $0.99 per share on a basic and $0.69 per share on a diluted basis compared to a net loss from continuing operations of $(0.7) million or $(0.06) per share on a basic and diluted bas |
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| January 29, 2014 |
[FIFTH THIRD BANK LETTERHEAD] May 31, 2013 EXHIBIT 10.2 [FIFTH THIRD BANK LETTERHEAD] May 31, 2013 Champion Industries, Inc. Attn: Mr. Todd Fry 2450 First Avenue Huntington, West Virginia 25728 Re: Credit Facilities Extended to Champion Industries, Inc. (the “Borrower”) Ladies and Gentlemen: Reference is hereby made to that certain First Amended and Restated Credit Agreement dated as of October 19, 2012 (as amended and otherwise modified f |
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| January 29, 2014 |
SUBSIDIARIES OF THE REGISTRANT EXHIBIT 21 SUBSIDIARIES OF THE REGISTRANT The Registrant, Champion Industries, Inc. |
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| October 8, 2013 |
EXHIBIT 10.3 GUARANTY AGREEMENT IN CONSIDERATION of a loan by BIG 4 INVESTMENTS, LLC, a Louisiana limited liability company (hereinafter "Lender") to CHAMPION INDUSTRIES, INC., a West Virginia corporation (hereinafter "Borrower") in the principal amount of Ten Million Dollars ($10,000,000), together with interest thereon evidenced by Borrower's Term Note A (hereinafter "Note") dated October 7, 201 |
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| October 8, 2013 |
EXHIBIT 10.1 THIRD AMENDED AND RESTATED CREDIT AGREEMENT among CHAMPION INDUSTRIES, INC., a West Virginia corporation, as Borrower VARIOUS BORROWER SUBSIDIARIES, as Guarantors MARSHALL T. REYNOLDS, as Shareholder BIG 4 INVESTMENTS, LLC, Lender and BIG 4 INVESTMENTS, LLC, as Administrative Agent Dated as of October 7, 2013 TABLE OF CONTENTS Section Heading Page Section 1. Definitions; Interpretatio |
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| October 8, 2013 |
STOCK PLEDGE AND SECURITY AGREEMENT EX-10.4 5 ex104.htm EXHIBIT 10.4 EXHIBIT 10.4 STOCK PLEDGE AND SECURITY AGREEMENT On this 7th day of October, 2013, each of MARSHALL T. REYNOLDS, a West Virginia resident (hereinafter referred to as "Debtor") whose mailing address is P.O. Box 4040, Huntington, West Virginia 25729, DOUGLAS V. REYNOLDS, a West Virginia resident (hereinafter referred to as an “Hypothecator” and collectively as “Hypot |
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| October 8, 2013 |
EX-10.2 3 ex102.htm EXHIBIT 10.2 EXHIBIT 10.2 TERM NOTE A Dated: October 7, 2013 Amount: $10,000,000.00 FOR VALUE RECEIVED, receipt of which is hereby acknowledged, the undersigned Champion Industries, Inc., a West Virginia corporation (the “Borrower”) promises to pay to the order of Big 4 Investments, LLC, a Louisiana limited liability company (hereinafter referred to as the “Successor Lender”) T |
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| October 8, 2013 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported) October 7, 2013 Champion Industries, Inc. |
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| October 8, 2013 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported) October 3, 2013 Champion Industries, Inc. |
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| October 4, 2013 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported) October 1, 2013 Champion Industries, Inc. |
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| September 13, 2013 |
CHAMPION ANNOUNCES RESULTS FOR THIRD QUARTER AND YEAR TO DATE 2013 EXHIBIT 99.1 CHAMPION ANNOUNCES RESULTS FOR THIRD QUARTER AND YEAR TO DATE 2013 Huntington, WV- - Champion Industries, Inc. (OTCQB/CHMP) today announced a third quarter 2013 net loss from continuing operations of $(1.3) million or $(0.12) per share on a basic and diluted basis compared to a net loss from continuing operations of $(1.5) million or $(0.13) per share on a basic and diluted basis for |
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| September 13, 2013 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 10-Q x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended July 31, 2013 OR o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File No. |
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| September 13, 2013 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported) September 13, 2013 Champion Industries, Inc. |
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| September 13, 2013 |
EX-10.1 2 exhibit101.htm EXHIBIT 10.1 ASSET PURCHASE AGREEMENT BETWEEN BRP COMPANY, INC. (a North Carolina corporation) and 544 Haywood Rd, LLC (a North Carolina limited liability company) (the “Buyers”) and BLUE RIDGE PRINTING CO., INC. (a North Carolina corporation) and CHMP LEASING, INC. (a West Virginia corporation) (collectively the “Seller”) and CHAMPION INDUSTRIES, INC. (a West Virginia cor |
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| September 13, 2013 |
ASSET PURCHASE AGREEMENT by and among HD MEDIA COMPANY, LLC CHAMPION PUBLISHING, INC. |
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| September 4, 2013 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported) August 29, 2013 Champion Industries, Inc. |
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| September 4, 2013 |
EXHIBIT 10.1 FIRST AMENDMENT TO FIRST LIMITED FORBEARANCE AND WAIVER AGREEMENT AND SECOND AMENDMENT TO AMENDED AND RESTATED CREDIT AGREEMENT THIS FIRST AMENDMENT TO FIRST LIMITED FORBEARANCE AND WAIVER AGREEMENT AND SECOND AMENDMENT TO AMENDED AND RESTATED CREDIT AGREEMENT (this “Amendment”), is made and entered into as of August 28, 2013 (the “Effective Date”), by and among Champion Industries, I |
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| September 3, 2013 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported) August 30, 2013 Champion Industries, Inc. |
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| July 12, 2013 |
Completion of Acquisition or Disposition of Assets - FORM-8K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported) July 12, 2013 Champion Industries, Inc. |
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| June 26, 2013 |
Completion of Acquisition or Disposition of Assets - FORM-8K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported) June 24, 2013 Champion Industries, Inc. |
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| June 21, 2013 |
Completion of Acquisition or Disposition of Assets - FORM-8K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported) June 18, 2013 Champion Industries, Inc. |
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| June 14, 2013 |
Financial Statements and Exhibits, Results of Operations and Financial Condition - FORM-8K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported) June 14, 2013 Champion Industries, Inc. |
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| June 14, 2013 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 10-Q x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended April 30, 2013 OR o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File No. |
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| June 14, 2013 |
CHAMPION ANNOUNCES RESULTS FOR SECOND QUARTER AND YEAR TO DATE 2013 EX-99.1 2 exhibit99.htm PRESS RELEASE EXHIBIT 99.1 CHAMPION ANNOUNCES RESULTS FOR SECOND QUARTER AND YEAR TO DATE 2013 Huntington, WV- - Champion Industries, Inc. (OTCQB/CHMP) today announced a reduced second quarter 2013 net loss from continuing operations of $(0.7) million or $(0.06) per share on a basic and diluted basis when compared to a net loss from continuing operations of $(21.0) million |
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| June 6, 2013 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported) May 31, 2013 Champion Industries, Inc. |
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| June 6, 2013 |
EXHIBIT 10.1 Champion Industries, Inc. First Limited Forbearance and Waiver Agreement and First Amendment to Amended and Restated Credit Agreement This First Limited Forbearance and Waiver Agreement and First Amendment to Amended and Restated Credit Agreement (this “Agreement”) is entered into as of May 31, 2013 (the “Effective Date”), by and among Champion Industries, Inc., a West Virginia corpor |
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| June 6, 2013 |
[FIFTH THIRD BANK LETTERHEAD] May 31, 2013 EX-10.2 3 exhibit102.htm LETTER AGREEMENT LETTER AGREEMENT DATED MAY 31, 2013 EXHIBIT 10.2 Specific Terms in this Exhibit have been redacted because confidential treatment for those terms has been requested. The redacted material has been separately filed with the Securities and Exchange Commission, and the terms have been marked at the appropriate place with three asterisks [***] May 31, 2013 Let |
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| June 6, 2013 |
Specific Terms in this Exhibit have been redacted because confidential treatment for those terms has been requested. |
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| May 3, 2013 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported) April 30, 2013 Champion Industries, Inc. |
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| April 8, 2013 |
1285 SHARPS COVE ROAD ◊ GURLEY, AL 35748 ◊ TEL (401) 846-5990 ◊ FAX (401) 846-5989 EXHIBIT 10.1 April 4, 2013 Mr. Marshall T. Reynolds Chairman of the Board of Directors Champion Industries, Inc. 2450-90 First Avenue Huntington, WV 25728 Dear Mr. Reynolds: This letter is to confirm the terms of the proposed engagement of RAS Management Advisors, LLC (“RAS”) by Champion Industries, Inc. (“Champion” or the “Company”), to perform the tasks outlined below in conjunction with the Com |
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| April 8, 2013 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported) April 8, 2013 Champion Industries, Inc. |
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| March 26, 2013 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported) March 25, 2013 Champion Industries, Inc. |
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| March 20, 2013 |
Submission of Matters to a Vote of Security Holders - FORM-8K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported) March 18, 2013 Champion Industries, Inc. |
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| March 15, 2013 |
CHAMPION ANNOUNCES RESULTS FOR FIRST QUARTER 2013 AND CHARGES Exhibit 99.1 CHAMPION ANNOUNCES RESULTS FOR FIRST QUARTER 2013 AND CHARGES Huntington, WV- - Champion Industries, Inc. (OTCQB/CHMP) today announced a net loss from continuing operations of $(3.3) million or $(0.29) per share on a basic and diluted basis for the quarter ended January 31, 2013 compared to a net loss from continuing operations of $(83,000) or $(0.01) per share on a basic and diluted |
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| March 15, 2013 |
Financial Statements and Exhibits, Results of Operations and Financial Condition - FORM-8K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported) March 15, 2013 Champion Industries, Inc. |
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| March 15, 2013 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 10-Q x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended January 31, 2013 OR o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File No. |
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| March 12, 2013 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported) March 11, 2013 Champion Industries, Inc. |
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| February 15, 2013 |
SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. |
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| February 11, 2013 |
CHMP / Champion Industries, Inc. / DIMENSIONAL FUND ADVISORS LP - SCHEDULE 13G/A Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 5)* CHAMPION INDUSTRIES INC/WV (Name of Issuer) Common Stock (Title of Class of Securities) 158520106 (CUSIP Number) December 31, 2012 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which t |
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| January 29, 2013 |
CHAMPION ANNOUNCES RESULTS FOR 2012 AND FOURTH QUARTER AND CHARGES Exhibit 99.1 CHAMPION ANNOUNCES RESULTS FOR 2012 AND FOURTH QUARTER AND CHARGES Huntington, WV- - Champion Industries, Inc. (OTCQB/CHMP) today announced a net loss from continuing operations of $(23.5) million or $(2.09) per share on a basic and diluted basis for the year ended October 31, 2012 compared to a net loss from continuing operations of $(4.2) million or $(0.41) per share on a basic and |
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| January 29, 2013 |
Financial Statements and Exhibits, Results of Operations and Financial Condition - FORM-8K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported) January 29, 2013 Champion Industries, Inc. |
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| January 29, 2013 |
ARTICLES OF INCORPORATION CHAMPION INDUSTRIES, INC. EXHIBIT 3.2 ARTICLES OF INCORPORATION OF CHAMPION INDUSTRIES, INC. The undersigned, acting as incorporator of a corporation under the West Virginia Corporation Act, adopts the following Articles of Incorporation for such corporation: 1. The name of the corporation is Champion Industries, Inc. 2. The period of the corporation?s duration is perpetual. 3. The purpose for which the corporation is orga |
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| January 29, 2013 |
EXHIBIT 10.2 ASSET PURCHASE AGREEMENT DONIHE GRAPHICS, INC. A TENNESSEE CORPORATION, SELLER AND THE MERTEN COMPANY, AN OHIO CORPORATION, SELLER TO GRAPHICS INTERNATIONAL, LLC, A NORTH CAROLINA LIMITED LIABILITY COMPANY, BUYER NOVEMBER 30, 2012 {H0807897.2 } TABLE OF CONTENTS Section Page 1. Sale of Assets 1 2. Purchase Price 1 3. Closing Date and Place; Operations Post-Closing 3 4. Representations |
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| January 29, 2013 |
Financial Statements and Exhibits, Results of Operations and Financial Condition - FORM-8K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported) January 29, 2013 Champion Industries, Inc. |
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| January 29, 2013 |
EXHIBIT 10.1 ASSET PURCHASE AGREEMENT THIS ASSET PURCHASE AGREEMENT is made as of this day of July, 2012, by and among Safeguard Acquisitions, Inc., a Texas corporation (“Buyer”), Interform Corporation, a Pennsylvania corporation (“Seller”) and Champion Industries, Inc., a West Virginia corporation (“Shareholder”), under the following circumstances: A. Seller owns and operates a division under the |
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| January 29, 2013 |
EXHIBIT 4.1 Warrant to Purchase Shares of Class B Common Stock of Champion Industries, Inc. Void after October 19, 2017 This is to certify that, for value received and subject to the provisions hereinafter set forth, or assigns, is entitled to purchase from Champion Industries, Inc., a West Virginia corporation (the “Company”), at any time to and including 5 P.M. E.D.T. October 19, 2017 (the “Expi |
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| January 29, 2013 |
REAL ESTATE PURCHASE AGREEMENT EXHIBIT 10.3 REAL ESTATE PURCHASE AGREEMENT THIS REAL ESTATE PURCHASE AGREEMENT (the “Agreement”) is executed as of the 4th day of December, 2012 (the “Agreement Date”), by and between DONIHE GRAPHICS, INC., a Tennessee corporation (the “Seller”) and GRAPHICS INTERNATIONAL, LLC, a North Carolina limited liability company (the “Buyer”). RECITALS: A. Seller is the owner in fee simple of unimproved r |
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| January 29, 2013 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 10-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 10-K x ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Fiscal Year Ended October 31, 2012 OR o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission File No. |
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| January 29, 2013 |
ARTICLES OF AMENDMENT OF THE ARTICLES OF INCORPORATION OF CHAMPION INDUSTRIES, INC. EXHIBIT 3.1 ARTICLES OF AMENDMENT OF THE ARTICLES OF INCORPORATION OF CHAMPION INDUSTRIES, INC. Pursuant to the provisions of Section 31D-10-1003 of the West Virginia Business Corporation Act, the undersigned corporation adopts the following ARTICLES OF AMENDMENT to its Articles of Incorporation: 1. The name of the corporation is Champion Industries, Inc. 2. The following Amendment of the Articles |
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| January 29, 2013 |
SUBSIDIARIES OF THE REGISTRANT EXHIBIT 21 SUBSIDIARIES OF THE REGISTRANT The Registrant, Champion Industries, Inc. |
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| January 29, 2013 |
CHAMPION ANNOUNCES RESULTS FOR 2012 AND FOURTH QUARTER AND CHARGES Exhibit 99.1 CHAMPION ANNOUNCES RESULTS FOR 2012 AND FOURTH QUARTER AND CHARGES Huntington, WV- - Champion Industries, Inc. (OTCQB/CHMP) today announced a net loss from continuing operations of $(23.5) million or $(2.09) per share on a basic and diluted basis for the year ended October 31, 2012 compared to a net loss from continuing operations of $(4.2) million or $(0.41) per share on a basic and |
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| December 17, 2012 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported) December 17, 2012 Champion Industries, Inc. |
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| December 11, 2012 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported) December 7, 2012 Champion Industries, Inc. |
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| December 5, 2012 |
Completion of Acquisition or Disposition of Assets UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported) December 4, 2012 Champion Industries, Inc. |
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| November 16, 2012 |
SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. |
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| October 26, 2012 |
SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. |
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| October 25, 2012 |
EX-10.2 3 ex102.htm EXHIBIT 10.2 Specific Terms in this Exhibit have been redacted because confidential treatment for those terms has been requested. The redacted material has been separately filed with the Securities and Exchange Commission, and the terms have been marked at the appropriate place with three asterisks [***] October 19, 2012 Side Letter Agreement EXHIBIT 10.2 October 19, 2012 Champ |
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| October 25, 2012 |
EXHIBIT 10.1 FIRST AMENDED AND RESTATED CREDIT AGREEMENT among CHAMPION INDUSTRIES, INC., a West Virginia corporation, as Borrower VARIOUS LENDERS FROM TIME TO TIME PARTY HERETO and FIFTH THIRD BANK, an Ohio banking corporation, as Administrative Agent and L/C Issuer DATED AS OF OCTOBER 19, 2012 FIFTH THIRD BANK, as Lead Arranger and Sole Book Runner 3276467.01.17.B.doc 1976430 TABLE OF CONTENTS S |
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| October 25, 2012 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported) October 19, 2012 Champion Industries, Inc. |
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| September 18, 2012 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 10-Q/A Amendment No. |
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| September 17, 2012 |
EXHIBIT 10.1 Champion Industries, Inc. Second Amended And Restated Limited Forbearance Agreement and Fifth Amendment to Credit Agreement This Second Amended and Restated Limited Forbearance Agreement and Fifth Amendment to Credit Agreement (herein, the “Agreement”) is entered into as of September 12, 2012, by and among Champion Industries, Inc. (the “Borrower”), Mr. Marshall Reynolds, individually |
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| September 17, 2012 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported) September 13, 2012 Champion Industries, Inc. |
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| September 14, 2012 |
Financial Statements and Exhibits, Results of Operations and Financial Condition - FORM-8K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported) September 14, 2012 Champion Industries, Inc. |
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| September 14, 2012 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 10-Q x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended July 31, 2012 OR o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File No. |
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| September 14, 2012 |
CHAMPION REPORTS RESULTS FOR 3rd QTR. AND YEAR TO DATE 2012 EX-99.1 2 exhibit99.htm PRESS RELEASE Exhibit 99.1 FOR IMMEDIATE RELEASE SEPTEMBER 14, 2012 CHAMPION REPORTS RESULTS FOR 3rd QTR. AND YEAR TO DATE 2012 Huntington, WV- - Champion Industries, Inc. (OTCQB/CHMP) today announced a third quarter 2012 net loss from continuing operations of $(1.1) million or $(0.10) per share on a basic and diluted basis. This compares to net income from continuing opera |
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| August 21, 2012 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported) August 20, 2012 Champion Industries, Inc. |
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| July 31, 2012 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported) July 31, 2012 Champion Industries, Inc. |
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| July 31, 2012 |
EXHIBIT 10.1 Champion Industries, Inc. First Amended And Restated Limited Forbearance Agreement and Fourth Amendment to Credit Agreement This First Amended and Restated Limited Forbearance Agreement and Fourth Amendment to Credit Agreement (herein, the “Agreement”) is entered into as of July 13, 2012, by and among Champion Industries, Inc. (the “Borrower”), Mr. Marshall Reynolds, individually (the |
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| July 10, 2012 |
CHAMPION COMMON STOCK TO MOVE TO OTC TRADING EX-99.1 2 exhibit99.htm "CHAMPION COMMON STOCK TO MOVE TO OTC TRADING EXHIBIT 99.1 CHAMPION COMMON STOCK TO MOVE TO OTC TRADING Huntington, WV- - Champion Industries, Inc. (NASDAQ/CHMP) today announced its common stock is expected to begin trading on the OTCQB Marketplace under the symbol “CHMP” beginning Monday July 16, 2012. The OTCQB is a market tier for over-the-counter-traded companies that a |
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| July 10, 2012 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported) July 5, 2012 Champion Industries, Inc. |
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| July 9, 2012 |
Completion of Acquisition or Disposition of Assets - FORM-8K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported) July 2, 2012 Champion Industries, Inc. |
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| June 19, 2012 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported) June 18, 2012 Champion Industries, Inc. |
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| June 14, 2012 |
CHAMPION REPORTS RESULTS FOR 2nd QTR. AND YEAR TO DATE 2012 EX-99.1 2 exhibit99.htm PRESS RELEASE Exhibit 99.1 CHAMPION REPORTS RESULTS FOR 2nd QTR. AND YEAR TO DATE 2012 Huntington, WV- - Champion Industries, Inc. (NASDAQ/CHMP) today announced a second quarter 2012 net loss of $(21.0) million or $(1.86) per share on a basic and diluted basis. This compares to net income of $493,000 or $0.05 per share on a basic and diluted basis for the three months ended |
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| June 14, 2012 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported) June 14, 2012 Champion Industries, Inc. |
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| June 14, 2012 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 10-Q x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended April 30, 2012 OR o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File No. |
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| June 8, 2012 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported) June 7, 2012 Champion Industries, Inc. |
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| May 25, 2012 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 10-K/A Amendment No. 1 UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 10-K/A Amendment No. |
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| May 4, 2012 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported) May 2, 2012 Champion Industries, Inc. |
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| May 1, 2012 |
April 30, 2012 David R. Humphrey, Accounting Branch Chief United States Securities and Exchange Commission Division of Corporation Finance 100 F Street, N.E. Washington, DC 20549 RE: Champion Industries, Inc. Form 10-K for the Fiscal Year Ended October 31, 2011 Filed January 30, 2012 File No. 000-21084 Dear Mr. Humphrey: We are in receipt of your letter dated April 17, 2012 providing comments on t |
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| April 9, 2012 |
April 9, 2012 David R. Humphrey, Accounting Branch Chief United States Securities and Exchange Commission Division of Corporation Finance 100 F Street, N.E. Washington, DC 20549 RE: Champion Industries, Inc. Form 10-K for the Fiscal Year Ended October 31, 2011 Filed January 30, 2012 File No. 000-21084 Dear Mr. Humphrey: We are in receipt of your letter dated March 26, 2012 providing comments on th |
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| March 19, 2012 |
Submission of Matters to a Vote of Security Holders UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported) March 19, 2012 Champion Industries, Inc. |
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| March 12, 2012 |
CHAMPION ANNOUNCES FIRST QUARTER RESULTS FOR 2012 Exhibit 99.1 CHAMPION ANNOUNCES FIRST QUARTER RESULTS FOR 2012 Huntington, WV- - Champion Industries, Inc. (NASDAQ/CHMP) today announced a first quarter 2012 net loss of $(86,000) or $(0.01) per share on a basic and diluted basis. This compares to net income of $73,000 or $0.01 per share on a basic and diluted basis for the three months ended January 31, 2011. Marshall T. Reynolds, Chairman of the |
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| March 12, 2012 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 10-Q x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended January 31, 2012 OR o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File No. |
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| March 12, 2012 |
Financial Statements and Exhibits, Results of Operations and Financial Condition - FORM-8K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported) March 12, 2012 Champion Industries, Inc. |
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| February 28, 2012 |
February 28, 2012 David R. Humphrey, Accounting Branch Chief United States Securities and Exchange Commission Division of Corporation Finance 100 F Street, N.E. Washington, DC 20549 RE: Champion Industries, Inc. Form 10-K for the Fiscal Year Ended October 31, 2011 Filed January 30, 2012 File No. 000-21084 Dear Mr. Humphrey: We are in receipt of your letter dated February 14, 2012 providing comment |
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| February 17, 2012 |
SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. |
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| February 14, 2012 |
CHMP / Champion Industries, Inc. / DIMENSIONAL FUND ADVISORS LP - SCHEDULE 13G/A Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 5)* CHAMPION INDUSTRIES INC/WV (Name of Issuer) Common Stock (Title of Class of Securities) 158520106 (CUSIP Number) December 31, 2011 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which t |
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| February 3, 2012 |
SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. |
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| January 30, 2012 |
CHAMPION ANNOUNCES RESULTS FOR 2011 AND FOURTH QUARTER AND CHARGES EX-99.1 2 exhibit99.htm PRESS RELEASE Exhibit 99.1 CHAMPION ANNOUNCES RESULTS FOR 2011 AND FOURTH QUARTER AND CHARGES Huntington, WV- - Champion Industries, Inc. (NASDAQ/CHMP) today announced a net loss of $(4.0) million or $(0.38) per share on a basic and diluted basis for the year ended October 31, 2011 compared to net income of $0.5 million or $0.05 per share on a basic and diluted basis for th |
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| January 30, 2012 |
Financial Statements and Exhibits, Results of Operations and Financial Condition - FORM-8K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported) January 30, 2012 Champion Industries, Inc. |
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| January 30, 2012 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 10-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 10-K x ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Fiscal Year Ended October 31, 2011 OR o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission File No. |
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| January 30, 2012 |
SUBSIDIARIES OF THE REGISTRANT EXHIBIT 21 SUBSIDIARIES OF THE REGISTRANT The Registrant, Champion Industries, Inc. |
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| January 9, 2012 |
Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported) January 5, 2012 Champion Industries, Inc. |
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| January 3, 2012 |
Champion Industries, Inc. Limited Forbearance Agreement and Third Amendment to Credit Agreement EX-10.1 2 exhibit101.htm LIMITED FORBEARANCE AGREEMENT AND THIRD AMENDMENT TO CREDIT AGREEMENT DATED DECEMBER 28, 2011 AMONG CHAMPION INDUSTRIES, INC., ITS SUBSIDIARIES, MARSHALL REYNOLDS, LENDERS AND FIFTH THIRD BANK, AS LENDER, L/C ISSUER AND ADMINISTRATIVE AGENT FOR LENDERS. EXHIBIT 10.1 Champion Industries, Inc. Limited Forbearance Agreement and Third Amendment to Credit Agreement This Limited |
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| January 3, 2012 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported) December 28, 2011 Champion Industries, Inc. |
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| January 3, 2012 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported) December 31, 2011 Champion Industries, Inc. |
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| December 19, 2011 |
Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported) December 14, 2011 Champion Industries, Inc. |
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| December 15, 2011 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported) December 12, 2011 Champion Industries, Inc. |
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| October 20, 2011 |
October 20, 2011 David R. Humphrey, Accounting Branch Chief United States Securities and Exchange Commission Division of Corporation Finance 100 F Street, N.E. Washington, DC 20549 RE: Champion Industries, Inc. Form 10-K for the Fiscal Year Ended October 31, 2010 Filed January 28, 2011 Form 10-Q for the Quarterly Period Ended July 31, 2011 Filed September 9, 2011 Definitive Proxy Statement on Sche |
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| September 23, 2011 |
September 23, 2011 David R. Humphrey, Accounting Branch Chief United States Securities and Exchange Commission Division of Corporation Finance 100 F Street, N.E. Washington, DC 20549 RE: Champion Industries, Inc. File No. 0-21084 Form 10-K for the Fiscal Year Ended October 31, 2010 Filed January 28, 2011 Definitive Proxy Statement on Schedule 14A Filed February 11, 2011 Dear Mr. Humphrey: We are i |
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| September 9, 2011 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported) September 9, 2011 Champion Industries, Inc. |
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| September 9, 2011 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 10-Q x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended July 31, 2011 OR o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File No. |
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| September 9, 2011 |
CHAMPION REPORTS RESULTS FOR 3rd QUARTER AND YEAR TO DATE 2011 Exhibit 99.1 CHAMPION REPORTS RESULTS FOR 3rd QUARTER AND YEAR TO DATE 2011 Huntington, WV- - Champion Industries, Inc. (NASDAQ/CHMP) today announced its first comparable quarterly increase in revenues since the start of the worldwide economic meltdown in 2008. The Company reported earnings for the third quarter of 2011 of $876,000, or $0.09 per share, compared to a loss of $(571,000), or $(0.06) |
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| July 18, 2011 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported) July 18, 2011 Champion Industries, Inc. |
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| July 18, 2011 |
EXHIBIT 10.1 EXCHANGE AGREEMENT This Exchange Agreement is made this 18th day of July, 2011 by and between Champion Industries, Inc. (?Champion?), a West Virginia corporation, and Marshall T. Reynolds (?Reynolds?). WITNESSETH: WHEREAS, Champion is the Maker of a Promissory Note dated December 29, 2009 in principal amount of Three Million Dollars ($3,000,000) payable to the order of Reynolds as Hol |
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| June 14, 2011 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 10-Q x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended April 30, 2011 OR o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File No. |
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| June 13, 2011 |
Champion Industries, Inc. and Subsidiaries Summary Financial Information (Unaudited) Exhibit 99.1 CHAMPION REPORTS RESULTS FOR 2ND QTR. AND YEAR TO DATE 2011 Huntington, WV- - Champion Industries, Inc. (NASDAQ/CHMP) today announced earnings for the second quarter of 2011 of $493,000 or $0.05 per share compared to earnings of $333,000 or $0.03 per share for the same period in 2010. The improved results were reflective of lower interest expense for the quarter. Net income for the si |
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| June 13, 2011 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported) June 13, 2011 Champion Industries, Inc. |
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| March 22, 2011 |
Submission of Matters to a Vote of Security Holders UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported) March 21, 2011 Champion Industries, Inc. |
