CIPI / Correlate Energy Corp. - Pengajuan SECLaporan Tahunan, Pernyataan Proksi

Correlate Energy Corp.
US ˙ OTCPK

Mga Batayang Estadistika
CIK 1108645
SEC Filings
All companies that sell securities in the United States must register with the Securities and Exchange Commission (SEC) and file reports on a regular basis. These reports include company annual reports (10K, 10Q), news updates (8K), investor presentations (found in 8Ks), insider trades (form 4), ownership reports (13D, and 13G), and reports related to the specific securities sold, such as registration statements and prospectus. This page shows recent SEC filings related to Correlate Energy Corp.
SEC Filings (Chronological Order)
Halaman ini menyediakan daftar lengkap dan kronologis dari Pengajuan SEC, tidak termasuk pengajuan kepemilikan yang kami sediakan di tempat lain.
November 19, 2024 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2024 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission File No. 000-55825 CORRELATE ENERGY CORP. (Exact name of registrant as sp

November 15, 2024 NT 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 12b-25

NT 10-Q 1 cipint10q.htm NT 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 12b-25 SEC File Number: 000-30746 NOTIFICATION OF LATE FILING (Check One): ☐ Form 10-K ☐ Form 20-F ☐ Form 11-K ☒ Form 10-Q ☐ Form 10-D ☐ Form N-SAR ☐ Form N-CSR For Period Ended: September 30, 2024 ☐ Transition Report on Form 10-K ☐ Transition Report on Form 20-F ☐ Transition Report on Form

October 8, 2024 8-K

Current Report

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or Section 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 7, 2024 (October 4, 2024) CORRELATE ENERGY CORP. (Exact name of registrant as specified in its charter) Nevada 000-30746 84-4250492 (State or other jurisdiction (Commi

October 8, 2024 EX-99.1

SEPARATION AGREEMENT AND MUTUAL GENERAL RELEASE

EXHIBIT 99.1 SEPARATION AGREEMENT AND MUTUAL GENERAL RELEASE THIS AGREEMENT CONTAINS A RELEASE OF ALL CLAIMS BY THE PARTIES HERETO, INCLUDING RIGHTS REGARDING EMPLOYMENT, INCLUDING BUT NOT LIMITED TO CLAIMS UNDER THE FEDERAL AGE DISCRIMINATION IN EMPLOYMENT ACT AND APPLICABLE STATE AND MUNICIPAL AGE DISCRIMINATION LAWS. EMPLOYEE SHOULD THOROUGHLY REVIEW AND UNDERSTAND THE TERMS, CONDITIONS, AND EF

September 30, 2024 8-K

Financial Statements and Exhibits

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or Section 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): September 30, 2024 (September 24, 2024) CORRELATE ENERGY CORP. (Exact name of registrant as specified in its charter) Nevada 000-30746 84-4250492 (State or other jurisdiction

August 14, 2024 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2024 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission File No. 000-55825 CORRELATE ENERGY CORP. (Exact name of registrant as specifi

July 8, 2024 8-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or Section 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 8, 2024 (July 1, 202

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or Section 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 8, 2024 (July 1, 2024) CORRELATE ENERGY CORP. (Exact name of registrant as specified in its charter) Nevada 000-30746 84-4250492 (State or other jurisdiction (Commission

June 20, 2024 8-K

Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year, Entry into a Material Definitive Agreement, Unregistered Sales of Equity Securities, Financial Statements and Exhibits

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or Section 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 20, 2024 (June 13, 2024) CORRELATE ENERGY CORP. (Exact name of registrant as specified in its charter) Nevada 000-30746 84-4250492 (State or other jurisdiction (Commissio

June 20, 2024 EX-99.1

** PLEASE READ CAREFULLY **

EXHIBIT 99.1 ** PLEASE READ CAREFULLY ** Dear Borrower, we are glad to welcome you to our unique financing program. The program will go into effect immediately after you return a signed agreement and will continue to be in effect until we receive the full loan repayment Amount according to this agreement. After we receive the full agreed upon loan repayment amount, we will close off your account a

June 20, 2024 EX-99.2

CERTIFICATE OF DESIGNATIONS OF RIGHTS, POWERS, PREFERENCES, PRIVILEGES AND RESTRICTIONS OF SERIES A CONVERTIBLE PREFERRED STOCK OF CORRELATE ENERGY CORP.

EXHIBIT 99.2 CERTIFICATE OF DESIGNATIONS OF RIGHTS, POWERS, PREFERENCES, PRIVILEGES AND RESTRICTIONS OF SERIES A CONVERTIBLE PREFERRED STOCK OF CORRELATE ENERGY CORP. CORRELATE ENERGY CORP. (the “Corporation”), a corporation organized and existing under the Nevada Revised Statutes (the “NRS”), hereby certifies that the following resolutions were adopted by the Board of Directors of the Corporation

May 15, 2024 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2024 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission File No. 000-55825 CORRELATE ENERGY CORP. (Exact name of registrant as specif

April 26, 2024 S-1/A

As filed with the Securities and Exchange Commission on April 26, 2024

As filed with the Securities and Exchange Commission on April 26, 2024 Registration No.

April 26, 2024 EX-FILING FEES

Filing Fee Table

EXHIBIT 107 Calculation of Filing Fee Tables FORM S-1 (Form Type) CORRELATE ENERGY CORP (Exact Name of Registrant as Specified in its Charter) Table 1: Newly Registered and Carry Forward Securities Security Type Security Class Title Fee Calculation Rule Amount Registered Proposed Maximum Offering Price Per Unit Maximum Aggregate Offering Price (1)(2) Fee Rate Amount of Registration Fee Newly Registered Securities Fees to be paid Equity Units consisting of (i) one share of Common Stock, par value $0.

April 15, 2024 8-K

Financial Statements and Exhibits

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or Section 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 12, 2024 (April 10, 2024) CORRELATE ENERGY CORP. (Exact name of registrant as specified in its charter) Nevada 000-30746 84-4250492 (State or other jurisdiction (Commiss

April 15, 2024 EX-10.33

Business Loan and Security Agreement dated March 26, 2024

EXHIBIT 10.33 BUSINESS LOAN AND SECURITY AGREEMENT SUPPLEMENT This Business Loan and Security Agreement Supplement is part of (and incorporated by reference into) the Business Loan and Security Agreement. Borrower should keep this important legal document for Borrower's records. YOUR LOAN DETAILS Borrower: Correlate Energy Corp (OTC:CIPI) Lender: Clearview Funding Group, LLC Loan Amount: $800,000.

April 5, 2024 S-1/A

As filed with the Securities and Exchange Commission on April 5, 2024

As filed with the Securities and Exchange Commission on April 5, 2024 Registration No.

April 1, 2024 10-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-K ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the year ended December 31, 2023 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission File No. 000-55825 CORRELATE ENERGY CORP. (Exact name of registrant as specified in its c

January 24, 2024 EX-FILING FEES

Filing Fee Table

EXHIBIT 107 Calculation of Filing Fee Tables FORM S-1 (Form Type) CORRELATE ENERGY CORP (Exact Name of Registrant as Specified in its Charter) Table 1: Newly Registered and Carry Forward Securities Security Type Security Class Title Fee Calculation Rule Amount Registered Proposed Maximum Offering Price Per Unit Maximum Aggregate Offering Price (1)(2) Fee Rate Amount of Registration Fee Newly Registered Securities Fees to be paid Equity Units consisting of (i) one share of Common Stock, par value $0.

January 24, 2024 S-1/A

As filed with the Securities and Exchange Commission on January 24, 2024

As filed with the Securities and Exchange Commission on January 24, 2024 Registration No.

January 10, 2024 8-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or Section 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): January 9, 2024 (January

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or Section 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): January 9, 2024 (January 4, 2024) CORRELATE ENERGY CORP. (Exact name of registrant as specified in its charter) Nevada 000-30746 84-4250492 (State or other jurisdiction (Commi

December 18, 2023 S-1/A

As filed with the Securities and Exchange Commission on December 15, 2023

As filed with the Securities and Exchange Commission on December 15, 2023 Registration No.

December 1, 2023 EX-3.2

Amended and Restated Bylaws adopted on January 28, 2020

EXHIBIT 3.2

December 1, 2023 S-1/A

As filed with the Securities and Exchange Commission on December 1, 2023

As filed with the Securities and Exchange Commission on December 1, 2023 Registration No.

December 1, 2023 EX-FILING FEES

Filing Fee Table

EXHIBIT 107 Calculation of Filing Fee Tables Form S-1 (Form Type) CORRELATE ENERGY CORP (Exact Name of Registrant as Specified in its Charter) Table 1: Newly Registered Securities Security Type Security Class Title Fee Calculation or Carry Forward Rule Proposed Maximum Offering Price Per Share Fee Rate Amount of Registration Fee(5) Fees to be Paid Equity Common Stock, $0.

November 28, 2023 10-K/A

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-K/A (Amendment No. 1)

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-K/A (Amendment No. 1) ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the year ended December 31, 2022 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission File No. 000-30746 CORRELATE ENERGY CORP. (Exact name of registrant a

November 27, 2023 CORRESP

CORRELATE ENERGY CORP.

CORRELATE ENERGY CORP. November 27, 2023 VIA EDGAR U.S. Securities and Exchange Commission Division of Corporation Finance Office of Trade & Services 100 F Street, N.E. Washington, D.C. 20549 Attn: Mr. Robert Shapiro and Mr. Lyn Shenk Re: Correlate Energy Corp. Form 10-K for Fiscal Year Ended December 31, 2022 Form 10-Q for Fiscal Quarter Ended June 30, 2023 File No. 000-30746 Dear Messrs. Shapiro

November 14, 2023 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2023 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission File No. 000-55825 CORRELATE ENERGY CORP. (Exact name of registrant as sp

October 16, 2023 EX-10.7

Employment Agreement entered into between the Company and Mr. Johan ver Loren van Themaat, dated August 24, 2023

EXHIBIT 10.7 EMPLOYMENT AGREEMENT This EMPLOYMENT AGREEMENT ("Agreement") is made as of this 24th day of August, 2023 (the “Effective Date”) by and between Correlate Energy Corp, a Nevada corporation, having an office at 220 Travis Street, Suite 501, Shreveport, LA 71101 (here - inafter referred to as “Employer” or “Company”) and Johan ver Loren van Themaat, an individual, with an address at 12840

October 16, 2023 EX-FILING FEES

Filing Fee Table

EXHIBIT 107 Calculation of Filing Fee Tables Form S-1 (Form Type) CORRELATE ENERGY CORP (Exact Name of Registrant as Specified in its Charter) Table 1: Newly Registered Securities Security Type Security Class Title Fee Calculation or Carry Forward Rule Proposed Maximum Offering Price Per Share Fee Rate Amount of Registration Fee Fees to be Paid Equity Common Stock, $0.

October 16, 2023 EX-3.2

EX-3.2

EXHIBIT 3.2

October 16, 2023 S-1

As filed with the Securities and Exchange Commission on October 16, 2023

As filed with the Securities and Exchange Commission on October 16, 2023 Registration No.

September 27, 2023 DEF 14C

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14C INFORMATION Information Statement Pursuant to Section 14(c) of the Securities Exchange Act of 1934

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14C INFORMATION Information Statement Pursuant to Section 14(c) of the Securities Exchange Act of 1934 Check the appropriate box: ☐ Preliminary Information Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14c-5(d)(2)) ☒ Definitive Information Statement CORRELATE ENERGY CORP. (Name of Regi

September 14, 2023 PRE 14C

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14C INFORMATION Information Statement Pursuant to Section 14(c) of the Securities Exchange Act of 1934

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14C INFORMATION Information Statement Pursuant to Section 14(c) of the Securities Exchange Act of 1934 Check the appropriate box: ☒ Preliminary Information Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14c-5(d)(2)) ☐ Definitive Information Statement CORRELATE ENERGY CORP. (Name of Regi

September 7, 2023 8-K

Financial Statements and Exhibits

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or Section 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): September 7, 2023 (August 31, 2023) CORRELATE ENERGY CORP. (Exact name of registrant as specified in its charter) Nevada 000-30746 84-4250492 (State or other jurisdiction (Com

August 15, 2023 8-K

Financial Statements and Exhibits, Results of Operations and Financial Condition

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or Section 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 15, 2023 (August 15, 2023) CORRELATE ENERGY CORP. (Exact name of registrant as specified in its charter) Nevada 000-30746 84-4250492 (State or other jurisdiction (Commi

August 15, 2023 EX-99.1

For the three months ended June 30

EXHIBIT 99.1 Correlate Energy Corp. Announces Strong Second Quarter Results as Momentum Accelerates BOISE, Idaho - August 15, 2023 – Correlate Energy Corp. (OTCQB: CIPI) (“Correlate” or the “Company”), a growth-oriented distributed energy company, reported financial results on August 11, 2023, for the second quarter ended June 30, 2023. Q2 2023 Highlights · Achieved revenue of $4,158,122 in Q2 202

August 11, 2023 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2023 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission File No. 000-55825 CORRELATE ENERGY CORP. (Exact name of registrant as specifi

August 7, 2023 EX-99.1

CERTIFICATE OF AMENDMENT OF THE ARTICLES OF INCORPORATION CORRELATE INFRASTRUCTURE PARTNERS INC.

EXHIBIT 99.1 CERTIFICATE OF AMENDMENT OF THE ARTICLES OF INCORPORATION OF CORRELATE INFRASTRUCTURE PARTNERS INC. Correlate Infrastructure Partners Inc., a corporation organized and existing under the Nevada Revised Statutes of the State of Nevada. DOES HEREBY CERTIFY: 1. The name of the corporation (hereinafter called the “Corporation”) is Correlate Infrastructure Partners Inc. 2. The articles of

August 7, 2023 8-K

Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers, Financial Statements and Exhibits, Other Events

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or Section 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 7, 2023 (August 3, 2023) CORRELATE ENERGY CORP. (Exact name of registrant as specified in its charter) Nevada 000-30746 84-4250492 (State or other jurisdiction (Commiss

May 16, 2023 DEF 14C

Amendment to Articles of Incorporation dated June 8, 2023 (3)

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14C INFORMATION Information Statement Pursuant to Section 14(c) of the Securities Exchange Act of 1934 Check the appropriate box: ☐ Preliminary Information Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14c-5(d)(2)) ☒ Definitive Information Statement CORRELATE INFRASTRUCTURE PARTNERS IN

May 15, 2023 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2023 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission File No. 000-55825 CORRELATE INFRASTRUCTURE PARTNERS INC. (Exact name of regi

May 3, 2023 PRE 14C

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14C INFORMATION Information Statement Pursuant to Section 14(c) of the Securities Exchange Act of 1934

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14C INFORMATION Information Statement Pursuant to Section 14(c) of the Securities Exchange Act of 1934 Check the appropriate box: ☒ Preliminary Information Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14c-5(d)(2)) ☐ Definitive Information Statement CORRELATE INFRASTRUCTURE PARTNERS IN

March 31, 2023 10-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-K ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the year ended December 31, 2022 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission File No. 0-30746 CORRELATE INFRASTRUCTURE PARTNERS INC. (Exact name of registrant as spec

January 23, 2023 EX-99.1

Company Presentation posted on Company website.

EXHIBIT 99.1

January 23, 2023 8-K

Unregistered Sales of Equity Securities, Financial Statements and Exhibits, Other Events

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or Section 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): January 20, 2023 (December 21, 2022) CORRELATE INFRASTRUCTURE PARTNERS INC. (Exact name of registrant as specified in its charter) Nevada 000-30746 84-4250492 (State or other

November 14, 2022 EX-99.1

Correlate Infrastructure Partners Reports Record Revenue in Third Quarter 2022; Provides Business Update Q3 revenue up over 9x compared to prior quarter Customer projects totaling up to $194 million at various stages from design to installation.

EX-99.1 2 cipiex991.htm PRESS RELEASE EXHIBIT 99.1 Correlate Infrastructure Partners Reports Record Revenue in Third Quarter 2022; Provides Business Update Q3 revenue up over 9x compared to prior quarter Customer projects totaling up to $194 million at various stages from design to installation. BOISE, Idaho - November 14, 2022 – via InvestorWire - Correlate Infrastructure Partners, Inc. (OTCQB: C

November 14, 2022 8-K

Financial Statements and Exhibits, Results of Operations and Financial Condition

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or Section 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 14, 2022 (November 14, 2022) CORRELATE INFRASTRUCTURE PARTNERS INC. (Exact name of registrant as specified in its charter) Nevada 000-30746 84-4250492 (State or other

November 10, 2022 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2022 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission File No. 000-55825 CORRELATE INFRASTRUCTURE PARTNERS INC. (Exact name of

September 13, 2022 8-K

Regulation FD Disclosure, Financial Statements and Exhibits, Other Events

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or Section 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): September 13, 2022 (September 13, 2022) CORRELATE INFRASTRUCTURE PARTNERS INC. (Exact name of registrant as specified in its charter) Nevada 000-30746 84-4250492 (State or oth

September 13, 2022 EX-99.1

Correlate Infrastructure Partners Inc. Enters into Letter of Intent to Acquire Aegis Renewable Energy Inc., Expand into Northeast Renewables Market

EXHIBIT 99.1 Correlate Infrastructure Partners Inc. Enters into Letter of Intent to Acquire Aegis Renewable Energy Inc., Expand into Northeast Renewables Market BOISE, Idaho, Sept. 13, 2022 - via InvestorWire - Correlate Infrastructure Partners Inc. (OTCQB: CIPI) (?Correlate? or the ?Company?), a technology-enabled energy optimization and clean energy solutions provider for all North America, anno

August 25, 2022 8-K

Regulation FD Disclosure, Financial Statements and Exhibits, Other Events

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or Section 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 25, 2022 (August 23, 2022) CORRELATE INFRASTRUCTURE PARTNERS INC. (Exact name of registrant as specified in its charter) Nevada 000-30746 84-4250492 (State or other jur

August 25, 2022 EX-99.1

BELL2BELL PODCAST TRANSCRIPT August 23, 2022

EXHIBIT 99.1 BELL2BELL PODCAST TRANSCRIPT August 23, 2022 [NARRATOR]: The following is a Bell2Bell B2B audio production. Bell2Bell is one of 50+ trusted brands within the Investor Brand Network IBN. As a multifaceted financial news and publishing company, IBN uses its network of more than 5,000 key distribution outlets, as well as other corporate communication tools to introduce public and private

August 17, 2022 8-K

Financial Statements and Exhibits, Results of Operations and Financial Condition

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or Section 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 17, 2022 (August 16, 2022) CORRELATE INFRASTRUCTURE PARTNERS INC. (Exact name of registrant as specified in its charter) Nevada 000-30746 84-4250492 (State or other jur

August 17, 2022 EX-99.1

Correlate Infrastructure Partners Announces Second Quarter Results, Provides Business Update

Correlate Infrastructure Partners Announces Second Quarter Results, Provides Business Update Customer projects totaling $74 million at various stages from design to installation BOISE, Idaho, Aug.

August 12, 2022 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2022 OR ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission File No. 000-55825 CORRELATE INFRASTRUCTURE PARTNERS INC. (Exact name of regis

May 13, 2022 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2022 OR ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission File No. 000-55825 CORRELATE INFRASTRUCTURE PARTNERS INC. (Exact name of regi

April 14, 2022 EX-3

Amendment to Articles of Incorporation dated April 4, 2022 (2)

CERTIFICATE OF AMENDMENT OF THE ARTICLES OF INCORPORATION OF TRICCAR INC. Triccar Inc., a corporation organized and existing under the Nevada Revised Statutes of the State of Nevada. DOES HEREBY CERTIFY: 1. The name of the corporation (hereinafter called the “Corporation”) is Triccar Inc. 2. The articles of incorporation of the Corporation are hereby amended by deleting Article 1 thereof and by su

April 14, 2022 10-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-K ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the year ended December 31, 2021 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission File No. 0-30746 CORRELATE INFRASTRUCTURE PARTNERS INC. (Exact name of registrant as spec

April 1, 2022 NT 10-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 12b-25

NT 10-K 1 triccarnt10k.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 12b-25 SEC File Number: 000-55825 NOTIFICATION OF LATE FILING (Check One): ☒ Form 10-K ☐ Form 20-F ☐ Form 11-K ☐ Form 10-Q ☐ Form 10-D ☐ Form N-SAR ☐ Form N-CSR For Period Ended: December 31, 2021 ☐ Transition Report on Form 10-K ☐ Transition Report on Form 20-F ☐ Transition Report on Form 11-K

March 18, 2022 EX-99.1

CORRELATE, INC. FINANCIAL STATEMENTS INDEPENDENT AUDITORS’ REPORT FOR THE YEARS ENDED DECEMBER 31, 2021 AND 2020

EXHIBIT 99.1 CORRELATE, INC. FINANCIAL STATEMENTS and INDEPENDENT AUDITORS? REPORT FOR THE YEARS ENDED DECEMBER 31, 2021 AND 2020 1 C O N T E N T S Independent Auditors? Report ................................................................................................................................................. 1-2 Balance Sheets ..........................................................

March 18, 2022 EX-99.2

LOYAL ENTERPRISES LLC dba SOLAR SITE DESIGN FINANCIAL STATEMENTS INDEPENDENT AUDITORS’ REPORT FOR THE YEARS ENDED DECEMBER 31, 2021 AND 2020

EXHIBIT 99.2 LOYAL ENTERPRISES LLC dba SOLAR SITE DESIGN FINANCIAL STATEMENTS and INDEPENDENT AUDITORS? REPORT FOR THE YEARS ENDED DECEMBER 31, 2021 AND 2020 1 C O N T E N T S Independent Auditors? Report ......................................................................................................................... 1 Balance Sheets ........................................................

March 18, 2022 8-K/A

Financial Statements and Exhibits

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K/A CURRENT REPORT Pursuant to Section 13 or Section 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 18, 2022 (December 28, 2021) TRICCAR INC. (Exact name of registrant as specified in its charter) Nevada 000-30746 84-4250492 (State or other jurisdiction (Commission (

February 23, 2022 DEF 14C

2021 Equity Incentive Plan (6)

DEF 14C 1 triccardef14c.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14C INFORMATION Information Statement Pursuant to Section 14(c) of the Securities Exchange Act of 1934 Check the appropriate box: [ ] Preliminary Information Statement [ ] Confidential, for Use of the Commission Only (as permitted by Rule 14c-5(d)(2)) [X] Definitive Information Statement TR

February 8, 2022 PRE 14C

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14C INFORMATION Information Statement Pursuant to Section 14(c) of the Securities Exchange Act of 1934

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14C INFORMATION Information Statement Pursuant to Section 14(c) of the Securities Exchange Act of 1934 Check the appropriate box: [X] Preliminary Information Statement [ ] Confidential, for Use of the Commission Only (as permitted by Rule 14c-5(d)(2)) [ ] Definitive Information Statement TRICCAR INC. (Name of Registra

January 25, 2022 EX-99.1

Triccar, Inc. Announces Appointment of New CFO Triccar, Inc proudly announces the appointment of Channing F. Chen as its Chief Financial Officer

Exhibit 99.1 Triccar, Inc. Announces Appointment of New CFO Triccar, Inc proudly announces the appointment of Channing F. Chen as its Chief Financial Officer Boise, ID, January 24, 2022 (GlobeNewsWire) Triccar, Inc. (OTCQB: TCCR) (?TRICCAR? and the ?Company?), a data-driven platform designed for commercial and industrial real estate owners seeking to significantly improve net operating income whil

January 25, 2022 EX-10.32

Employment Agreement entered into between the Company and Channing F. Chen dated January 18, 2022 (5)

Exhibit 10.32 EMPLOYMENT AGREEMENT This EMPLOYMENT AGREEMENT ("Agreement") is made as of this 18th day of January, 2022 (the ?Effective Date?) by and between Triccar Inc., a Nevada corporation, having an office at 220 Travis Street, Suite 501, Shreveport, LA 71101 (hereinafter referred to as ?Employer? or ?Company?) and Channing F. Chen, an individual, with an address at 25 Arundel Rd, Burlingame,

January 25, 2022 8-K

Regulation FD Disclosure

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or Section 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): January 24, 2022 (January 18, 2022) TRICCAR INC. (Exact name of registrant as specified in its charter) Nevada 000-30746 84-4250492 (State or other jurisdiction (Commission (I

January 3, 2022 EX-99.1

Triccar, Inc. Closes Acquisitions of Correlate, Inc. & Solar Site Design The Company enters the rapidly growing tech-enabled energy optimization market for commercial real estate

Exhibit 99.1 Triccar, Inc. Closes Acquisitions of Correlate, Inc. & Solar Site Design The Company enters the rapidly growing tech-enabled energy optimization market for commercial real estate BOISE ID, NASHVILLE TN, and SHREVEPORT LA, December 29, 2021 /PRNewswire/ - Triccar, Inc. (OTCQB: TCCR) ("TRICCAR") is pleased to announce the completion of the acquisition of 100% of Correlate, Inc. ("Correl

January 3, 2022 EX-10.31

Employment agreement between the Company and Todd Michaels dated December 28, 2021 (4)

Exhibit 10.31 EMPLOYMENT AGREEMENT This EMPLOYMENT AGREEMENT ("Agreement") is made as of this 28th day of December, 2021 (the ?Effective Date?) by and between Triccar Inc., a Nevada corporation, having an office at 220 Travis Street, Suite 501, Shreveport, LA 71101 (hereinafter referred to as ?Employer? or ?Company?) and Todd R. Michaels, an individual, with an address at 3212 South Eagle Brook La

January 3, 2022 EX-2.1

Agreement and Plan of Share Exchange dated December 28, 2021, by and between Triccar Inc., Correlate Inc. and the Correlate shareholders (4)

Exhibit 2.1 AGREEMENT AND PLAN OF SHARE EXCHANGE by and among Correlate Inc., a Delaware corporation and the Shareholders of Correlate Inc. listed herein, on the one hand; and Triccar, Inc., a Nevada corporation December 28, 2021 1 AGREEMENT AND PLAN OF SHARE EXCHANGE This Agreement and Plan of Share Exchange, dated as of December 28, 2021 (this ?Agreement?), is made and entered into by and among

January 3, 2022 8-K

Regulation FD Disclosure, Financial Statements and Exhibits

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or Section 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): January 3, 2022 (December 28, 2021) TRICCAR INC. (Exact name of registrant as specified in its charter) Nevada 000-30746 84-4250492 (State or other jurisdiction (Commission (I

January 3, 2022 EX-2.2

Agreement and Plan of Share Exchange dated December 28, 2021, by and between Triccar Inc., Loyal Enterprises LLC and the Loyal Members (4)

Exhibit 2.2 AGREEMENT AND PLAN OF SHARE EXCHANGE by and among Loyal Enterprises LLC, a Tennessee limited liability company and the Members of Loyal Enterprises LLC listed herein, on the one hand; and Triccar, Inc., a Nevada corporation December 28, 2021 1 AGREEMENT AND PLAN OF SHARE EXCHANGE This Agreement and Plan of Share Exchange, dated as of December 28, 2021 (this ?Agreement?), is made and en

November 12, 2021 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2021 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission File No. 000-55825 TRICCAR INC. (Exact name of registrant as specified in

November 5, 2021 10-Q/A

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q/A (Amendment No. 1)

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q/A (Amendment No. 1) (Mark One) x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended: June 30, 2021 For the quarterly period ended: June 30, 2020 ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transi

November 5, 2021 10-Q/A

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q/A (Amendment No.  1)

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q/A (Amendment No.? 1) (Mark One) x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended: March 31, 2021 o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number:

November 5, 2021 10-K/A

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-K/A (Amendment No.1)

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-K/A (Amendment No.1) (Mark One) ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Fiscal Year Ended December 31, 2020 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission File No. 000-30746 TRICCAR INC. (Exact name of regis

November 4, 2021 CORRESP

JODY R. SAMUELS, ESQ. 276 Fifth Avenue New York, New York 10001 646.998.1969 Facsimile

CORRESP 1 filename1.htm JODY R. SAMUELS, ESQ. 276 Fifth Avenue New York, New York 10001 917.817.3651 646.998.1969 Facsimile November 4, 2021 VIA EDGAR Mr. Robert Babula Office of Energy and Transportation Division of Corporation Finance U.S. Securities and Exchange Commission Washington, D.C. 20549 Re: TRICCAR INC. Form 10-K for the Fiscal Year Ended December 31, 2020 Filed July 20, 2021 File No.

August 19, 2021 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2021 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission File No. 000-55825 TRICCAR INC. (Exact name of registrant as specified in its

August 16, 2021 NT 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 12b-25

NT 10-Q 1 triccarnt10q.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 12b-25 SEC File Number: 000-55825 NOTIFICATION OF LATE FILING (Check One): ☐ Form 10-K ☐ Form 20-F ☐ Form 11-K ☒ Form 10-Q ☐ Form 10-D ☐ Form N-SAR ☐ Form N-CSR For Period Ended: June 30, 2021 ☐ Transition Report on Form 10-K ☐ Transition Report on Form 20-F ☐ Transition Report on Form 11-K ☐ Tr

July 21, 2021 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2021 OR ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission File No. 000-55825 TRICCAR INC. (Exact name of registrant as specified in its

July 20, 2021 10-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-K ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the year ended December 31, 2020 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission File No. 0-30746 TRICCAR INC. (Exact name of registrant as specified in its charter) Neva

July 9, 2021 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2020 OR ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission File No. 000-55825 TRICCAR INC. (Exact name of registrant as specified in

June 1, 2021 EX-10.30

Mutual Rescission Agreement and General Release entered into as of May 14, 2021 by and between TRICCAR, Inc. (formerly Frontier Oilfield Services Inc.), a Nevada corporation and TRICCAR Holdings Inc., a Nevada corporation

EX-10.30 2 exh1030.htm MUTUAL RESCISSION AGREEMENT AND GENERAL RELEASE Exhibit 10.30 MUTUAL RESCISSION AGREEMENT AND GENERAL RELEASE This Mutual Rescission Agreement and General Release (“Rescission Agreement”) is entered into as of May 14, 2021 (“Effective Date”) by and between TRICCAR, Inc. (formerly Frontier Oilfield Services Inc.), a Nevada corporation (“TRICCAR”) and TRICCAR Holdings Inc., a

June 1, 2021 8-K

Completion of Acquisition or Disposition of Assets

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or Section 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 28, 2021 (May 14, 2021) TRICCAR INC. (Exact name of registrant as specified in its charter) Nevada 000-30746 84-4250492 (State or other jurisdiction (Commission (IRS Emplo

August 14, 2020 10-Q

Quarterly Report - QUARTERLY REPORT

OMB APPROVAL UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 OMB Number: 3235-0070 Expires: October 31, 2021 Estimated average burden hours per response . . .. 190.42 FORM 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended: June 30, 2020 For the quarterly period ended: June 30, 2020 ☐ TRAN

July 21, 2020 10-Q/A

Quarterly Report - QUARTERLY REPORT

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q/A (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended: March 31, 2020 ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 0-30746 TRICCAR, IN

July 13, 2020 EX-99.1

TRICCAR ANNOUNCES $18.5 MILLION PRIVATE PLACEMENT INVESTMENT ~ Antonomastic Investment Holdings to receive 11.6 million Class A shares and seat on TRICCAR Board of Directors ~

TRICCAR, Inc. 8-K Exhibit 99.1 Contact: Mark C. Hamilton Tel.: (702) 330-2430 Email: [email protected] TRICCAR ANNOUNCES $18.5 MILLION PRIVATE PLACEMENT INVESTMENT ~ Antonomastic Investment Holdings to receive 11.6 million Class A shares and seat on TRICCAR Board of Directors ~ LAS VEGAS, July 13, 2020 – TRICCAR, Inc. (OTC: FOSI), a bioceutical development and marketing firm, announced that it has

July 13, 2020 8-K

Entry into a Material Definitive Agreement, Unregistered Sales of Equity Securities, Financial Statements and Exhibits

8-K 1 triccar-8k071320.htm CURRENT REPORT UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 13, 2020 (July 10, 2020) TRICCAR, Inc. (Exact name of registrant as specified in its charter) Nevada 0-30746 84-4250492 (State or other

July 10, 2020 10-Q

TRICCAR, Inc. 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended: March 31, 2020 ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 0-30746 TRICCAR, INC.

June 30, 2020 NT 10-Q

- NOTICE UNDER RULE 12B25 OF INABILITY TO TIMELY FILE

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 12b-25 SEC FILE NUMBER 333-194326 CUSIP NUMBER 45580E102 NOTIFICATION OF LATE FILING (Check one): ☐ Form 10-K ☐ Form 20-F ☐ Form 11-K ☒ Form 10-Q ☐ Form 10-D ☐ Form N-SAR ☐ Form N-CSR For Period Ended March 31, 2020 ☐ Transition Report on Form 10-K ☐ Transition Report on Form 20-F ☐ Transition Report on Form 11-K ☐ Transi

June 1, 2020 10-K/A

TRICCAR, Inc. 10-K/A

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-K/A (Mark One) ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Fiscal Year Ended December 31, 2019 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission File No. 0-30746 FRONTIER OILFIELD SERVICES INC. (Exact name of regis

May 29, 2020 10-K

TRICCAR, Inc. 10-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-K (Mark One) ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Fiscal Year Ended December 31, 2019 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission File No. 0-30746 FRONTIER OILFIELD SERVICES INC. (Exact name of registr

May 14, 2020 NT 10-K

- NOTIFICATION OF LATE FILING

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 12b-25 SEC FILE NUMBER 333-194326 CUSIP NUMBER 45580E102 NOTIFICATION OF LATE FILING (Check one): ☒ Form 10-K ☐ Form 20-F ☐ Form 11-K ☐ Form 10-Q ☐ Form 10-D ☐ Form N-SAR ☐ Form N-CSR For Period Ended December 31, 2019 ☐ Transition Report on Form 10-K ☐ Transition Report on Form 20-F ☐ Transition Report on Form 11-K ☐ Tra

May 14, 2020 8-K

Other Events

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 14, 2020 TRICCAR, Inc. (Exact name of registrant as specified in its charter) Nevada 0-30746 84-4250492 (State or other jurisdiction (Commission (IRS Employer of incorporation) Fi

May 14, 2020 8-K

Other Events

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 14, 2020 TRICCAR, Inc. (Exact name of registrant as specified in its charter) Nevada 0-30746 84-4250492 (State or other jurisdiction (Commission (IRS Employer of incorporation) Fi

March 27, 2020 8-K

Other Events

8-K 1 triccar-8k032720.htm CURRENT REPORT UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 27, 2020 TRICCAR, Inc. (Exact name of registrant as specified in its charter) Nevada 0-30746 84-4250492 (State or other jurisdiction (C

March 6, 2020 EX-10.1

Reorganization and Stock Purchase Agreement dated as of December 12, 2019 (the “Agreement”) is by and among Frontier Oilfield Services, Inc. (“Frontier”), TRICCAR Holdings, Inc. and shareholders of Frontier (1)

TRICCAR, Inc. 8-K EXHIBIT 10.1 REORGANIZATION AND STOCK PURCHASE AGREEMENT This REORGANIZATION AND STOCK PURCHASE AGREEMENT dated as of December 12, 2019 (this "Agreement") is by and among Frontier Oilfield Services, Inc. (“Frontier”), TRICCAR Holdings, Inc. (“TRICCAR”) and shareholders of Frontier (“Frontier Shareholders”). RECITALS WHEREAS, designees of TRICCAR desire to acquire directly or indi

March 6, 2020 EX-10.2

Triccar Inc. Articles of Incorporation (previously filed as Exhibit 10.2 on Form 8-K filed February 28, 2020)

TRICCAR, Inc. 8-K EXHIBIT 10.2 ARTICLES OF INCORPORATION OF TRICCAR, INC. a Nevada Corporation TRICCAR, Inc., a corporation organized and existing under the laws of the State of Nevada (the “Corporation”), hereby certifies as follows: A. The name of the Corporation under which it was formed is TRICCAR, Inc. The Corporation’s original Articles of Incorporation was filed with the Secretary of State

March 6, 2020 8-K

Other Events, Entry into a Material Definitive Agreement, Completion of Acquisition or Disposition of Assets, Material Modification to Rights of Security Holders, Changes in Control of Registrant, Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year

8-K 1 triccar-8k022820.htm CURRENT REPORT UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report, Date of event requiring report February 28, 2020, December 12, 2019 TRICCAR, Inc. (Exact name of registrant as specified in its charter) Nevada 0-30746 84-4250492 (State or ot

March 6, 2020 EX-10.4

57

TRICCAR, Inc. 8-K EXHIBIT 10.4 8317 Broad Peak Drive Las Vegas, NV 89131 May 8, 2017 James Kellahin, Chairman TRICCAR Holdings, Inc. 848 N. Rainbow Blvd., #3254 Las Vegas, NV 89107 Dear Jim: I am most appreciative of the Board’s desire to award me 5,000,000 stock options as part of a future Employee Stock Ownership Program for the employees of TRICCAR Holdings, Inc. Being the founder of the compan

March 6, 2020 EX-10.3

Agreement and Plan of Merger (1)

TRICCAR, Inc. 8-K EXHIBIT 10.3 AGREEMENT AND PLAN OF MERGER This AGREEMENT AND PLAN OF MERGER (the “Merger Agreement”), is entered into effective as of January 31, 2020 by and among Frontier Oilfield Services, Inc., a Texas Corporation (“FOSI”) and TRICCAR, Inc., a Nevada corporation and a wholly-owned subsidiary of FOSI (“TRICCAR”). WHEREAS, the respective Boards of Directors of FOSI and TRICCAR

January 8, 2020 EX-10.1

Reorganization Agreement among Frontier Oilfield Services, Inc., TRICCAR Holdings, Inc. and shareholders of Frontier dated as of November 29, 2019

Frontier Oilfield Services, Inc. 8-K Exhibit 10.1 200 Travis Street Shreveport, LA 71101 FOR IMMEDIATE RELEASE Frontier Oilfield Services, Inc. (OTCMKTS:FOSI) Files An 8-K Completion of Acquisition or Disposition of Assets and announces acquisition of TRICCAR Holdings, Inc. Jan 7, 2020 - Frontier Oilfield Services, Inc. (OTCMKTS:FOSI) files An 8-K Completion of Acquisition or Disposition of Assets

January 8, 2020 8-K

Entry into a Material Definitive Agreement, Financial Statements and Exhibits

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) January 7, 2020 (December 31, 2019) Frontier Oilfield Services, Inc. (Exact name of registrant as specified in its charter) Texas 0-30746 75-2592165 (State or other jurisdiction (Commi

November 20, 2019 10-Q

Frontier Oilfield Services, Inc. 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 10-Q (Mark one) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended: September 30, 2019 ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from: to Commission File Number: 0-30746 FRONTIER OILFIELD SERVICES, INC.

November 14, 2019 NT 10-Q

FOSI / Frontier Oilfield Services, Inc. NT 10-Q - - NOTICE OF INABILITY TO TIMELY FILE

U.S. SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SEC FILE NUMBER 0-55502 FORM 12b-25 814-01137 NOTIFICATION OF LATE FILING CUSIP NUMBER ☐ Form 10-K ☐ Form 20-F ☐ Form 11-K ☒ Form 10-Q ☐ Form 10-D ☐ Form N-SAR ☐ Form N-CSR For period ended: September 30, 2019 ☐ Transition Report on Form 10-K ☐ Transition Report on Form 20-F ☐ Transition Report on Form 11-K ☐ Transition Report on Form

October 4, 2019 8-K

Completion of Acquisition or Disposition of Assets

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) October 4, 2019 Frontier Oilfield Services, Inc. (Exact name of registrant as specified in its charter) Texas 0-30746 75-2592165 (State or other jurisdiction (Commission (IRS Employer

August 8, 2019 10-Q

Frontier Oilfield Services, Inc. 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 10-Q (Mark one) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended: June 30, 2019 Or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from: to Commission File Number: 0-30746 FRONTIER OILFIELD SERVICES, INC.

May 21, 2019 10-Q

Frontier Oilfield Services Inc. 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 10-Q (Mark one) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended: March 31, 2019 Or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from: to Commission File Number: 0-30746 FRONTIER OILFIELD SERVICES, INC.

May 16, 2019 NT 10-Q

FOSI / Frontier Oilfield Services, Inc. NT 10-Q NOTICE UNDER RULE 12B25 OF INABILITY TO TIMELY FILE

U.S. SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SEC FILE NUMBER 0-55502 FORM 12b-25 814-01137 NOTIFICATION OF LATE FILING CUSIP NUMBER ☐ Form 10-K ☐ Form 20-F ☐ Form 11-K ☒ Form 10-Q ☐ Form 10-D ☐ Form N-SAR ☐ Form N-CSR For period ended: March 31, 2019 ☐ Transition Report on Form 10-K ☐ Transition Report on Form 20-F ☐ Transition Report on Form 11-K ☐ Transition Report on Form 10-Q

April 9, 2019 10-K/A

Frontier Oilfield Services Inc. 10-K/A

10-K/A 1 fosi-10ka123118.htm AMENDMENT TO FORM 10-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-K/A Amendment No. 1 (Mark One) ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Fiscal Year Ended December 31, 2018 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission F

April 1, 2019 10-K

Frontier Oilfield Services Inc. 10-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-K (Mark One) ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Fiscal Year Ended December 31, 2018 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission File No. 0-30746 FRONTIER OILFIELD SERVICES INC. (Exact name of registr

January 16, 2019 8-K/A

Completion of Acquisition or Disposition of Assets

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K/A (Amendment No. 1) CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) December 28, 2018 (January 15, 2019) Frontier Oilfield Services, Inc. (Exact name of registrant as specified in its charter) Texas 0-30746 75-2592165 (State or othe

December 29, 2018 8-K

Completion of Acquisition or Disposition of Assets

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) December 28, 2018 Frontier Oilfield Services, Inc. (Exact name of registrant as specified in its charter) Texas 0-30746 75-2592165 (State or other jurisdiction (Commission (IRS Employe

December 15, 2018 8-K

Other Events

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) December 14, 2018 Frontier Oilfield Services, Inc. (Exact name of registrant as specified in its charter) Texas 0-30746 75-2592165 (State or other jurisdiction (Commission (IRS Employe

November 13, 2018 10-Q

Frontier Oilfield Services Inc. 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 10-Q (Mark one) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended: September 30, 2018 Or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from: to Commission File Number: 0-30746 FRONTIER OILFIELD SERVICES, INC.

August 13, 2018 10-Q

Frontier Oilfield Services Inc. 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 10-Q (Mark one) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended: June 30, 2018 Or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from: to Commission File Number: 0-30746 FRONTIER OILFIELD SERVICES, INC.

June 19, 2018 10-Q/A

Frontier Oilfield Services, Inc. 10-Q/A

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 10-Q/A (Mark one) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended: March 31, 2017 Or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from: to Commission File Number: 0-30746 FRONTIER OILFIELD SERVICES, INC.

May 15, 2018 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 10-Q (Mark one) ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended: March 31, 2018 Or ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from: to Commission File Number: 0-30746 FRONTIER OILFIELD SERVICES, INC.

April 9, 2018 10-K/A

FOSI / Frontier Oilfield Services, Inc. AMENDMENT TO ANNUAL REPORT (Annual Report)

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-K/A Amendment No. 1 (Mark One) ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Fiscal Year Ended December 31, 2017 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission File No. 0-30746 FRONTIER OILFIELD SERVICES INC. (Exa

March 30, 2018 10-K

Frontier Oilfield Services Inc. 10-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-K (Mark One) ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Fiscal Year Ended December 31, 2017 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission File No. 0-30746 FRONTIER OILFIELD SERVICES INC. (Exact name of registr

November 14, 2017 10-Q

Frontier Oilfield Services, Inc. 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 10-Q (Mark one) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended: September 30, 2017 Or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from: to Commission File Number: 0-30746 FRONTIER OILFIELD SERVICES, INC.

September 8, 2017 EX-99.1

Frontier Oilfield Services, Inc. 8-K

Frontier Oilfield Services, Inc. 8-K Exhibit 99.1 Frontier Oilfield Services, Inc. 220 Travis Street, Suite 500 Shreveport, LA 71101 Tel (214) 243-2610 PRESS RELEASE FOR IMMEDIATE RELEASE For more information, contact: Tel (972) 243-2610 [email protected] FRONTIER OILFIELD SERVICES ANNOUNCES PARTIAL RESTRUCTURING OF CORPORATE INDEBTEDNESS Shreveport, LA (September 8, 2017) ? Frontier Oilfield Se

September 8, 2017 8-K

Financial Statements and Exhibits, Other Events

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) September 8, 2017 Frontier Oilfield Services, Inc. (Exact name of registrant as specified in its charter) Texas 0-30746 75-2592165 (State or other jurisdiction (Commission (IRS Employe

August 14, 2017 10-Q

Frontier Oilfield Services, Inc. 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 10-Q (Mark one) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended: June 30, 2017 Or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from: to Commission File Number: 0-30746 FRONTIER OILFIELD SERVICES, INC.

June 2, 2017 10-Q

Frontier Oilfield Services Inc. 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 10-Q (Mark one) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended: March 31, 2017 Or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from: to Commission File Number: 0-30746 FRONTIER OILFIELD SERVICES, INC.

May 15, 2017 NT 10-Q

Frontier Oilfield Services NOTICE OF LATE FILING

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 12b-25 NOTIFICATION OF LATE FILING (Check one): ☐ Form 10-K ☐ Form 20-F ☐ Form 11-K ☒ Form 10-Q ☐ Form 10-D ☐ Form N-SAR ☐ Form N-CSR For Period Ended: March 31, 2017 ☐ Transition Report on Form 10-K ☐ Transition Report on Form 20-F ☐ Transition Report on Form 11-K ☐ Transition Report on Form 10-Q ☐ Transition Report on F

April 17, 2017 10-K

Frontier Oilfield Services, Inc. 10-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-K (Mark One) ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Fiscal Year Ended December 31, 2016 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission File No. 0-30746 FRONTIER OILFIELD SERVICES INC. (Exact name of registr

March 31, 2017 NT 10-K

Frontier Oilfield Services NOTICE OF LATE FILING

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 12b-25 NOTIFICATION OF LATE FILING (Check one): ☒ Form 10-K ☐ Form 20-F ☐ Form 11-K ☐ Form 10-Q ☐ Form 10-D ☐ Form N-SAR ☐ Form N-CSR For Period Ended: December 31, 2016 ☐ Transition Report on Form 10-K ☐ Transition Report on Form 20-F ☐ Transition Report on Form 11-K ☐ Transition Report on Form 10-Q ☐ Transition Report o

November 15, 2016 NT 10-Q

Frontier Oilfield Services NOTICE OF EXTENSION

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 12b-25 NOTIFICATION OF LATE FILING (Check one): ? Form 10-K ? Form 20-F ? Form 11-K ? Form 10-Q ? Form 10-D ? Form N-SAR ? Form N-CSR For Period Ended: September 30, 2016 ? Transition Report on Form 10-K ? Transition Report on Form 20-F ? Transition Report on Form 11-K ? Transition Report on Form 10-Q ? Transition Report

November 15, 2016 10-Q

FRONTIER OILFIELD SERVICES, INC. 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 10-Q (Mark one) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended: September 30, 2016 Or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from: to Commission File Number: 0-30746 FRONTIER OILFIELD SERVICES, INC.

August 15, 2016 10-Q

Frontier Oilfield Services, Inc. 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 10-Q (Mark one) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15 (d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended: June 30, 2016 Or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15 (d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from:_to_ Commission File Number: 0-30746 FRONTIER OILFIELD SERVICES, INC.

August 15, 2016 10-Q

Frontier Oilfield Services, Inc. 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 10-Q (Mark one) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15 (d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended: June 30, 2016 Or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15 (d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from:_to_ Commission File Number: 0-30746 FRONTIER OILFIELD SERVICES, INC.

August 15, 2016 10-Q/A

Frontier Oilfield Services, Inc. 10-Q/A

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington , D.C. 20549 FORM 10-Q/A QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended: June 30, 2016 OR TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from:to Commission File Number: 0-30746 FRONTIER OILFIELD SERVI

August 15, 2016 10-Q/A

Frontier Oilfield Services, Inc. 10-Q/A

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington , D.C. 20549 FORM 10-Q/A QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended: June 30, 2016 OR TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from:to Commission File Number: 0-30746 FRONTIER OILFIELD SERVI

May 16, 2016 10-Q

Frontier Oilfield Services, Inc. 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 10-Q (Mark one) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15 (d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended: March 31, 2016 Or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15 (d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from: to Commission File Number: 0-30746 FRONTIER OILFIELD SERVICES, INC.

March 30, 2016 10-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-K (Mark One) ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Fiscal Year Ended December 31, 2015 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission File No. 0-30746 FRONTIER OILFIELD SERVICES INC. (Exact name of registr

November 16, 2015 10-Q

Frontier Oilfield Services 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 10-Q (Mark one) ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15 (d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended: September 30, 2015 Or ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15 (d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from: to Commission File Number: 0-30746 FRONTIER OILFIELD SERVICES, INC.

August 14, 2015 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 10-Q (Mark one) ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15 (d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended: June 30, 2015 Or ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15 (d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from: to Commission File Number: 0-30746 FRONTIER OILFIELD SERVICES, INC.

May 11, 2015 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 10-Q (Mark one) ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15 (d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended: March 31, 2015 Or ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15 (d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from: to Commission File Number: 0-30746 FRONTIER OILFIELD SERVICES, INC.

March 31, 2015 10-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-K (Mark One) ? ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Fiscal Year Ended December 31, 2014 OR ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission File No. 0-30746 FRONTIER OILFIELD SERVICES INC. (Exact name of registr

March 31, 2015 EX-3.1

Articles of Incorporation of TBX Resources, Inc. (as filed with the Texas Secretary of State on March 24, 1995)

Frontier Oilfield Services Inc. 10-K Exhibit 3.1

March 31, 2015 EX-4.3

Blank Check Preferred Stock Designation of 2014 Series A 7% Convertible Preferred Stock (as filed with the Texas Secretary of State on February 20, 2015

Frontier Oilfield Services Inc. 10-K Exhibit 4.3

March 31, 2015 EX-3.6

Amended and Restated Bylaws of Frontier Oilfield Services, Inc. (incorporated herein by reference to Exhibit 3.2 to the Company’s Form 10-K filed February 28, 2012 (File No. 000-30746).

Frontier Oilfield Services Inc. 10-K Exhibit 3.6

March 31, 2015 EX-4.2

Blank Check Preferred Stock Designation of 2013 Series A 7% Convertible Preferred Stock (as filed with the Texas Secretary of State on October 15, 2013)

Frontier Oilfield Services Inc. 10-K Exhibit 4.2

March 31, 2015 EX-3.3

Articles of Amendment of the Articles of Incorporation of TBX Resources, Inc. (as filed with the Texas Secretary of State on July 23, 2001)

Frontier Oilfield Services Inc. 10-K Exhibit 3.3

November 13, 2014 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 10-Q (Mark one) x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15 (d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended: September 30, 2014 Or ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15 (d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from: to Commission File Number: 0-30746 FRONTIER OILFIELD SERVICES, INC.

August 14, 2014 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 10-Q (Mark one) x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15 (d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended: June 30, 2014 Or ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15 (d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from: to Commission File Number: 0-30746 FRONTIER OILFIELD SERVICES, INC.

June 17, 2014 SC 13G/A

FOSI / Frontier Oilfield Services, Inc. / ASHER ENTERPRISES INC - SC 13G/A Passive Investment

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (AMENDMENT NO. 1) FRONTIER OILFIELD SERVICES, INC. (Name of issuer) Common Stock, $0.01 value per share (Title of class of securities) 35914t107 (CUSIP number) June 11, 2014 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the

June 4, 2014 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 10-Q (Mark one) ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15 (d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended: March 31, 2014 Or ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15 (d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from: to Commission File Number: 0-30746 FRONTIER OILFIELD SERVICES, INC.

May 22, 2014 10-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-K (Mark One) ? ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Fiscal Year Ended December 31, 2013 OR ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission File No. 0-30746 FRONTIER OILFIELD SERVICES INC. (Exact name of registr

May 16, 2014 NT 10-Q

- NOTICE OF LATE FILING

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 12b-25 SEC FILE NUMBER NOTIFICATION OF LATE FILING CUSIP NUMBER (Check one): ☐ Form 10-K ☐ Form 20-F ☐ Form 11-K ☒ Form 10-Q ☐ Form 10-D ☐ Form N-SAR ☐ Form N-CSR For Period Ended: March 31, 2014 ☐ Transition Report on Form 10-K ☐ Transition Report on Form 20-F ☐ Transition Report on Form 11-K ☐ Transition Report on Form

April 15, 2014 8-K

- CURRENT REPORT

SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K Current Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported) April 10, 2014 FRONTIER OILFEILD SERVICES, INC. (Exact name of registrant as specified in its charter) Texas 0-30746 75-2592165 (State or other jurisdiction of (Commission File Number) (I.R.S. emplo

April 1, 2014 NT 10-K

- NOTIFICATION OF LATE FILING

OMB APPROVAL UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 OMB Number: 3235-0058 Expires: August 31, 2015 Estimated average burden hours per response. 2.50 FORM 12b-25 SEC FILE NUMBER CUSIP NUMBER NOTIFICATION OF LATE FILING (Check one): ☒ Form 10-K [] Form 20-F [] Form 11-K [] Form 10-Q [] Form 10-D [] Form N-SAR [] Form N-CSR For Period Ended: December 31, 2013 [] Trans

December 24, 2013 SC 13G

FOSI / Frontier Oilfield Services, Inc. / ASHER ENTERPRISES INC - SC 13G Passive Investment

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 FRONTIER OILFIELD SERVICES, INC. (Name of issuer) Common Stock, $0.01 value per share (Title of class of securities) 35914t107 (CUSIP number) December 24, 2013 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant

December 20, 2013 8-K

- CURRENT REPORT FILING

SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K Current Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported) December 16, 2013 FRONTIER OILFIELD SERVICES, INC. (Exact name of registrant as specified in its charter) Texas 0-30746 75-2592165 (State or other jurisdiction of (Commission File Number) (I.R.S. em

November 14, 2013 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 10-Q (Mark one) x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15 (d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended: September 30, 2013 Or o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15 (d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from: to Commission File Number: 0-30746 FRONTIER OILFIELD SERVICES, INC.

October 18, 2013 8-K

Completion of Acquisition or Disposition of Assets, Other Events - FORM 8-K

Form 8-K SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K Current Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported) October 11, 2013 FRONTIER OILFIELD SERVICES, INC. (Exact name of registrant as specified in its charter) Texas 0-30746 75-2592165 (State or other jurisdiction of (Commission File Number) (I

September 25, 2013 8-K

Unregistered Sales of Equity Securities

8-K 1 d603816d8k.htm FORM 8-K Table of Contents SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K Current Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported) September 20, 2013 FRONTIER OILFIELD SERVICES, INC. (Exact name of registrant as specified in its charter) Texas 0-30746 75-2592165 (State or other ju

September 6, 2013 EX-3.1

Exhibit 3.1

Exhibit 3.1 Blank Check Preferred Stock Designation Frontier Oilfield Services, Inc. Frontier Oilfield Services, Inc., a Texas corporation (the “Corporation”), hereby certifies that, pursuant to the authority contained in the Articles of Incorporation of said Corporation, as amended (the “Articles of Incorporation”), the necessary action on part of the Corporation on August 30, 2013 approved the f

September 6, 2013 8-K

Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year, Unregistered Sales of Equity Securities, Financial Statements and Exhibits

8-K 1 d595190d8k.htm FORM 8-K Table of Contents SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K Current Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported) August 30, 2013 FRONTIER OILFIELD SERVICES, INC. (Exact name of registrant as specified in its charter) Texas 0-30746 75-2592165 (State or other juris

August 14, 2013 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 10-Q

Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 10-Q (Mark one) x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15 (d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended: June 30, 2013 Or ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15 (d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from: to Commission File Number: 0-30746 FRONTIER OILFIELD SERVICES, INC.

August 2, 2013 8-K

Other Events - FORM 8-K

Form 8-K Table of Contents SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K Current Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported) July 29, 2013 FRONTIER OILFIELD SERVICES, INC. (Exact name of registrant as specified in its charter) Texas 0-30746 75-2592165 (State or other jurisdiction of incorporatio

July 19, 2013 8-K

- FORM 8-K

Form 8-K Table of Contents SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K Current Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported) July 15, 2013 FRONTIER OILFIELD SERVICES, INC. (Exact name of registrant as specified in its charter) Texas 0-30746 75-2592165 (State or other jurisdiction of incorporatio

May 15, 2013 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 10-Q

Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 10-Q (Mark one) x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15 (d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended: March 31, 2013 Or ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15 (d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from: to Commission File Number: 0-30746 FRONTIER OILFIELD SERVICES, INC.

April 8, 2013 10-K/A

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-K/A

Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-K/A (Mark One) x ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Fiscal Year Ended December 31, 2012 OR ¨ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission File No. 0-30746 FRONTIER OILFIELD SERVICES INC. (F

April 1, 2013 10-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-K

Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-K (Mark One) x ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Fiscal Year Ended December 31, 2012 OR ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission File No. 0-30746 FRONTIER OILFIELD SERVICES INC. (For

April 1, 2013 EX-99.1

Frontier Oilfield Services, Inc. Announces the Addition of New Chief Operating Officer

EX-99.1 8 d444232dex991.htm EX-99.1 EXHIBIT 99.1 Frontier Oilfield Services, Inc. Announces the Addition of New Chief Operating Officer Dallas, Texas, March 28, 2013—Frontier Oilfield Services, Inc (OTCQB: FOSI), a saltwater recovery and disposal company with current operations in the Haynesville Shale area of East Texas and the Barnett Shale in North Central Texas, is pleased to announce the addi

April 1, 2013 EX-99.2

Frontier Oilfield Services, Inc. announces the Addition of New Vice President and Corporate Counsel

Exhibit 99.2 Frontier Oilfield Services, Inc. announces the Addition of New Vice President and Corporate Counsel Dallas, Texas, April 1, 2013, ?Frontier Oilfield Services, Inc (OTCQB: FOSI), a saltwater recovery and disposal company with current operations in the Haynesville Shale area of East Texas and the Barnett Shale in North Central Texas, is pleased to announce the addition of Stephen P. Car

April 1, 2013 EX-10.1

EXECUTIVE EMPLOYMENT AGREEMENT

Exhibit 10.1 EXECUTIVE EMPLOYMENT AGREEMENT THIS EXECUTIVE EMPLOYMENT AGREEMENT (this ?Agreement?) is made to be effective as of January 01, 2013 (the ?Commencement Date?), by and between Frontier Oilfield Services, Inc., a publicly traded Texas corporation (?FOSI?) (including all affiliates and subsidiaries hereinafter called the ?Company?), and Frank J. Iannelli (hereinafter called the ?Executiv

April 1, 2013 EX-10.2

EXECUTIVE EMPLOYMENT AGREEMENT

Exhibit 10.2 EXECUTIVE EMPLOYMENT AGREEMENT THIS EXECUTIVE EMPLOYMENT AGREEMENT (this ?Agreement?) is made to be effective as of February 01, 2013 (the ?Commencement Date?), by and between Frontier Oilfield Services, Inc., a publicly traded Texas corporation (?FOSI?) (including all affiliates and subsidiaries hereinafter called the ?Company?), and Stephen P. Carson (hereinafter called the ?Executi

January 22, 2013 8-K/A

Entry into a Material Definitive Agreement, Financial Statements and Exhibits - FORM 8-K AMENDMENT

Form 8-K Amendment Table of Contents SECURITIES AND EXCHANGE COMMISSION Washington, D.

January 18, 2013 8-K

Entry into a Material Definitive Agreement, Financial Statements and Exhibits

8-K 1 d470644d8k.htm FORM 8-K SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K Current Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported) January 15, 2013 FRONTIER OILFIELD SERVICES, INC. (Formerly TBX Resources, Inc.) (Exact name of registrant as specified in its charter) Texas 0-30746 75-2592165 (State

January 18, 2013 EX-99.1

Frontier Oilfield Services, Inc. Acquires Saltwater Disposal System

Press Release Exhibit 99.1 Frontier Oilfield Services, Inc. Acquires Saltwater Disposal System Dallas, Texas 21 January 2013 Frontier Oilfield Services, Inc (OTCQB : FOSI) announces its execution of an Asset Purchase Agreement to acquire all of the assets and business operations of L & R Tank Trucks, Inc and Stark and Stark Equipment, Inc of Bowie, Texas for the sum of $ 10,300,000.00 subject to c

January 18, 2013 EX-10.1

ASSET PURCHASE AGREEMENT BY AND AMONG FRONTIER L & R TANK AND TRUCKS, LLC, FRONTIER L & R DISPOSAL WELLS, LLC, L & R TANK TRUCKS, INC., STARK & STARK EQUIPMENT, INC., LARRY G. STARK RALPH L. STARK Dated as of January15, 2013 TABLE OF CONTENTS Page AR

EX-10.1 2 d470644dex101.htm ASSET PURCHASE AGREEMENT Exhibit 10.1 ASSET PURCHASE AGREEMENT BY AND AMONG FRONTIER L & R TANK AND TRUCKS, LLC, FRONTIER L & R DISPOSAL WELLS, LLC, L & R TANK TRUCKS, INC., STARK & STARK EQUIPMENT, INC., LARRY G. STARK AND RALPH L. STARK Dated as of January15, 2013 TABLE OF CONTENTS Page ARTICLE I 1 DEFINITIONS 1 1.1 Definitions 1 1.2 Additional Defined Terms 8 ARTICLE

November 14, 2012 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 10-Q

Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 10-Q (Mark one) x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15 (d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended: September 30, 2012 Or ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15 (d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from: to Commission File Number: 0-30746 FRONTIER OILFIELD SERVICES, INC.

October 17, 2012 EX-99.3

Chico Coffman Tank Trucks, Inc. and Subsidiaries Consolidated Financial Statements as of June 30, 2012 and December 31, 2011 and For the Six Months Ended June 30, 2012 and 2011 CONSOLIDATED BALANCE SHEETS 3 CONSOLIDATED STATEMENTS OF OPERATIONS 4 CON

The unaudited interim financial statements of Coffman Exhibit 99.3 Chico Coffman Tank Trucks, Inc. and Subsidiaries Consolidated Financial Statements as of June 30, 2012 and December 31, 2011 and For the Six Months Ended June 30, 2012 and 2011 CONTENTS CONSOLIDATED BALANCE SHEETS 3 CONSOLIDATED STATEMENTS OF OPERATIONS 4 CONSOLIDATED STATEMENTS OF CASH FLOWS 5-6 NOTES TO CONSOLIDATED FINANCIAL STA

October 17, 2012 EX-99.2

Chico Coffman Tank Trucks, Inc. and Subsidiaries Consolidated Financial Statements Report of Independent Registered Public Accounting Firm For the Years Ended December 31, 2011 and 2010 REPORT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM 1 CONSOL

The audited consolidated balance sheets of Chico Coffman Trucking, Inc. Exhibit 99.2 Chico Coffman Tank Trucks, Inc. and Subsidiaries Consolidated Financial Statements and Report of Independent Registered Public Accounting Firm For the Years Ended December 31, 2011 and 2010 CONTENTS REPORT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM 1 CONSOLIDATED BALANCE SHEETS 2 CONSOLIDATED STATEMENTS OF O

October 17, 2012 8-K/A

Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year, Entry into a Material Definitive Agreement, Unregistered Sales of Equity Securities, Financial Statements and Exhibits, Completion of Acquisition or Disposition of Assets - FORM 8-K/A

Form 8-K/A SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K/A Current Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported) July 23, 2012 FRONTIER OILFIELD SERVICES, INC. (Formerly TBX Resources, Inc.) (Exact name of registrant as specified in its charter) Texas 0-30746 75-2592165 (State or other jurisdictio

October 17, 2012 EX-99.4

UNAUDITED PRO FORMA CONSOLIDATED FINANCIAL STATEMENTS

The unaudited pro forma financial information Exhibit 99.4 UNAUDITED PRO FORMA CONSOLIDATED FINANCIAL STATEMENTS The following unaudited pro forma consolidated financial statements reflect the acquisition, which was completed on July 24, 2012, of Chico Coffman Tank Trucks, Inc. by Frontier Oilfield Services Inc. (the Company). The preliminary purchase price of the transaction is $16,986,939. The u

September 14, 2012 EX-99.1

### (For more information contact Dick O’Donnell , EVP at Frontier Oilfield Services, Inc (972) 243-2610

Exhibit 99.1 FRONTIER OILFIELD SERVICES, INC. COMPLETES TRANSACTIONS Dallas, Texas 11 July 2012 Frontier Oilfield Services, Inc (OTCQB: FOSI) announces that it is engaged in an exchange offering to acquire the remaining 49% of the membership interests of Frontier Income and Growth LLC that it does not currently own. If successful the exchange will complete the acquisition of 100% of the ownership

September 14, 2012 8-K

Unregistered Sales of Equity Securities, Financial Statements and Exhibits - FORM 8-K

Form 8-K SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K Current Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported) September 11, 2012 FRONTIER OILFEILD SERVICES, INC. (Formerly TBX Resources, Inc.) (Exact name of registrant as specified in its charter) Texas 0-30746 75-2592165 (State or other jurisdicti

September 11, 2012 EX-99.2

Frontier Income and Growth, LLC and Subsidiary Consolidated Financial Statements Independent Auditors’ Report For the Years Ended December 31, 2011 and 2010 INDEPENDENT AUDITORS’ REPORT 1 CONSOLIDATED BALANCE SHEETS 2-3 CONSOLIDATED STATEMENTS OF OPE

Financial Statements of the Business Acquired 99.2 Frontier Income and Growth, LLC and Subsidiary Consolidated Financial Statements and Independent Auditors’ Report For the Years Ended December 31, 2011 and 2010 CONTENTS INDEPENDENT AUDITORS’ REPORT 1 CONSOLIDATED BALANCE SHEETS 2-3 CONSOLIDATED STATEMENTS OF OPERATIONS 4 CONSOLIDATED STATEMENTS OF MEMBERS’ CAPITAL 5 CONSOLIDATED STATEMENTS OF CAS

September 11, 2012 8-K/A

Unregistered Sales of Equity Securities, Financial Statements and Exhibits - FORM 8-K/A

Form 8-K/A Table of Contents SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K/A Current Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported) June 4, 2012 FRONTIER OILFIELD SERVICES, INC. (Formerly TBX Resources, Inc.) (Exact name of registrant as specified in its charter) Texas 0-30746 75-2592165 (State or

July 26, 2012 8-K

Entry into a Material Definitive Agreement, Unregistered Sales of Equity Securities, Financial Statements and Exhibits, Completion of Acquisition or Disposition of Assets - FORM 8-K

Form 8-K Table of Contents SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K Current Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported) July 23, 2012 FRONTIER OILFEILD SERVICES, INC. (Formerly TBX Resources, Inc.) (Exact name of registrant as specified in its charter) Texas 0-30746 75-2592165 (State or oth

July 26, 2012 EX-99.1

FRONTIER OILFIELD SERVICES, INC. COMPLETES TRANSACTIONS

Press Release Announcing Completion of the Coffman Acquisition Exhibit 99.1 FRONTIER OILFIELD SERVICES, INC. COMPLETES TRANSACTIONS Dallas, Texas 25 July 2012 Tim P Burroughs, President and CEO of Frontier Oilfield Services, Inc (OTCQB: FOSI) announced today that the Company has completed the acquisition of Chico Coffman Tank Trucks, Inc (“Coffman”), including its wholly owned subsidiary, Coffman

July 13, 2012 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 10-Q

Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 10-Q (Mark one) x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15 (d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended: May 31, 2012 Or ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15 (d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from: to Commission File Number: 0-30746 FRONTIER OILFIELD SERVICES, INC.

July 5, 2012 8-K

Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers, Entry into a Material Definitive Agreement, Financial Statements and Exhibits - FORM 8-K

Form 8-K SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K Current Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported) June 28, 2012 FRONTIER OILFEILD SERVICES, INC. (Formerly TBX Resources, Inc.) (Exact name of registrant as specified in its charter) Texas 0-30746 75-2592165 (State or other jurisdiction of

July 5, 2012 EX-10.2

FINDER’S FEE AGREEMENT

Finder's Fee Agreement dated June 28, 2012 Exhibit 10.2 FINDER’S FEE AGREEMENT This agreement (the “Agreement”), dated as of June 28, 2012 is by and between Frontier Oilfield Services Inc. (“Frontier”) and Dimirak Securities Corporation. (“Dimirak”), each of whom are sometimes referred to individually as “party” and collectively as the “parties”. Frontier has agreed that Dimirak will act as a non-

July 5, 2012 EX-10.3

EXECUTIVE EMPLOYMENT AGREEMENT

Employment Agreement with Charles David York Exhibit 10.3 EXECUTIVE EMPLOYMENT AGREEMENT THIS EXECUTIVE EMPLOYMENT AGREEMENT (this “Agreement”) is made to be effective as of the 28th of June 2012 (the “Commencement Date”), by and between Frontier Oilfield Services, Inc., a publicly traded Texas corporation (“FOSI”) (including all affiliates and subsidiaries hereinafter called the “Company”) Fronti

July 5, 2012 EX-99.1

Frontier Oilfield Services, Inc (FOSI: OTCQB) announces the record results of Trinity Disposal and Trucking, LLC (TDT), its majority owned subsidiary. Income from operations during the production month of May 2012 reached $1,058,956.00 generating a c

Press Release Trinity Disposal and Trucking, LLC Exhibit 99.1 Dallas, Texas DATE Frontier Oilfield Services, Inc (FOSI: OTCQB) announces the record results of Trinity Disposal and Trucking, LLC (TDT), its majority owned subsidiary. Income from operations during the production month of May 2012 reached $1,058,956.00 generating a corresponding EBITDA of $229,391.00. Frontier acquired majority intere

July 5, 2012 EX-10.1

STOCK PURCHASE AGREEMENT BY AND AMONG FRONTIER ACQUISITION I, INC., FRONTIER OILFIELD SERVICES INC., CHICO COFFMAN TANK TRUCKS, INC., COFFMAN DISPOSAL, L.L.C., JIMMY D. COFFMAN Dated as of June 29, 2012 TABLE OF CONTENTS Page ARTICLE I 1 DEFINITIONS

Stock Purchase Agreement dated June 29, 2012 EXECUTION VERSION STOCK PURCHASE AGREEMENT BY AND AMONG FRONTIER ACQUISITION I, INC.

June 6, 2012 8-K

Unregistered Sales of Equity Securities, Financial Statements and Exhibits - FORM 8-K

Form 8-K Table of Contents SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K Current Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported) June 4, 2012 FRONTIER OILFIELD SERVICES, INC. (Formerly TBX Resources, Inc.) (Exact name of registrant as specified in its charter) Texas 0-30746 75-2592165 (State or othe

June 6, 2012 EX-99.1

6 June 2012 Dallas, Texas

Press Release Issued By FOSI Exhibit 99.1 6 June 2012 Dallas, Texas Tim P. Burroughs, President of Frontier Oilfield Services, Inc. (FOSI) announced, effective today, that LoneStar Income and Growth, LLC, a Texas Limited Liability company (LoneStar), an unrelated third party investor, has completed its acquisition of FOSI’s 2011 Series “A” 8% Preferred Stock which will supply sufficient capital fo

April 16, 2012 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 10-Q

Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 10-Q (Mark one) x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15 (d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended: February 29, 2012 Or ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15 (d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from: to Commission File Number: 0-30746 FRONTIER OILFIELD SERVICES, INC.

April 16, 2012 EX-10.1

EXECUTIVE EMPLOYMENT AGREEMENT

Exhibit 10.1 EXECUTIVE EMPLOYMENT AGREEMENT THIS EXECUTIVE EMPLOYMENT AGREEMENT (this ?Agreement?) is made to be effective as of the 1st day of December, 2011 (the ?Commencement Date?), by and between Frontier Oilfield Services, Inc., a publicly traded Texas corporation (?FOSI?) (including all affiliates and subsidiaries hereinafter called the ?Company?) Frontier Income and Growth LLC., (including

April 16, 2012 EX-10.3

EXECUTIVE EMPLOYMENT AGREEMENT

Exhibit 10.3 EXECUTIVE EMPLOYMENT AGREEMENT THIS EXECUTIVE EMPLOYMENT AGREEMENT (this ?Agreement?) is made to be effective as of the 1st day of December, 2011 (the ?Commencement Date?), by and between Frontier Oilfield Services, Inc., a publicly traded Texas corporation (?FOSI?) (including all affiliates and subsidiaries hereinafter called the ?Company?), and Bernard Richard O?Donnell (hereinafter

April 16, 2012 EX-10.2

EXECUTIVE EMPLOYMENT AGREEMENT

Exhibit 10.2 EXECUTIVE EMPLOYMENT AGREEMENT THIS EXECUTIVE EMPLOYMENT AGREEMENT (this ?Agreement?) is made to be effective as of the 1st day of January, 2012 (the ?Commencement Date?), by and between Frontier Oilfield Services, Inc., a publicly traded Texas corporation (?FOSI?) (including all affiliates and subsidiaries hereinafter called the ?Company?), and Kenneth K Conte (hereinafter called the

February 28, 2012 10-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-K

Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-K (Mark One) x ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Fiscal Year Ended November 30, 2011 OR ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission File No. 0-30746 FRONTIER OILFIELD SERVICES INC. (For

February 28, 2012 EX-3.2

AMENDED AND RESTAED BYLAWS FRONTIER OILFEILD SERVICES, INC. (Formerly TBX Resources, Inc)

Exhibit 3.2 AMENDED AND RESTAED BYLAWS OF FRONTIER OILFEILD SERVICES, INC. (Formerly TBX Resources, Inc) OFFICES Registered Office and Agent. The registered office and registered agent of Frontier Oilfield Services, Inc. (the ?Corporation?) will be as set forth in the Corporation?s Articles of Incorporation. The registered office or the registered agent may be changed by resolution of the Board of

February 28, 2012 EX-99.1

Frontier Oilfield Services, Inc. Announces New Name and Ticker; Improves Corporate Direction

Exhibit 99.1 Frontier Oilfield Services, Inc. Announces New Name and Ticker; Improves Corporate Direction Frontier Oilfield Services, Inc. (OTCQB: FOSI), (formerly TBX Resources, Inc. OTCQB: TBXC), an oilfield services company, with operations focused primarily in the Haynesville shale in East Texas, announces its new name and ticker symbol. In an attempt to build greater shareholder value the com

November 9, 2011 10-Q/A

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 10-Q/A Amendment No. 1

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 10-Q/A Amendment No.

October 24, 2011 DEF 14C

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14C INFORMATION Information Statement Pursuant to Section 14 (c) of the Securities Exchange Act of 1934

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14C INFORMATION Information Statement Pursuant to Section 14 (c) of the Securities Exchange Act of 1934 Check the appropriate box: o Preliminary Information Statement o Confidential, for Use of the Commission Only (as permitted by Rule 14c-5 (d)(2)) ? Definitive Information Statement TBX RESOURCES, INC. (Exact Name of

October 14, 2011 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 10-Q

Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 10-Q (Mark one) ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15 (d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended: August 31, 2011 Or o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15 (d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from: to Commission File Number: 0-30746 TBX RESOURCES, INC.

October 14, 2011 PRE 14C

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14C INFORMATION Information Statement Pursuant to Section 14 (c) of the Securities Exchange Act of 1934

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14C INFORMATION Information Statement Pursuant to Section 14 (c) of the Securities Exchange Act of 1934 Check the appropriate box: ? Preliminary Information Statement o Confidential, for Use of the Commission Only (as permitted by Rule 14c-5 (d)(2)) o Definitive Information Statement TBX RESOURCES, INC. (Exact Name of

September 6, 2011 EX-10.2

SUBSCRIPTION AGREEMENT

Ex. 10.2 SUBSCRIPTION AGREEMENT Frontier Income And Growth, LLC 3030 LBJ Freeway, Suite 1320, Dallas, Texas 75234 Gentlemen: TBX Resources, Inc. agrees to purchase 1160 units representing 51% of the membership units in Frontier Income and Growth LLC (FIG) for $5,046,000. As per the terms of this transaction, TBX will deliver funds to FIG, and by evidence of this receipt of funds, the interest will

September 6, 2011 EX-10.1

Investment Agreement

Ex 10.1 Investment Agreement This Investment Agreement (the ?Agreement?) is entered into on this 2nd day of September 2011 by and between TBX Resources, Inc., a Texas corporation (?TBX?) and LoneStar Income and Growth, LLC, a Texas limited liability company (?LoneStar?). WHEREAS, TBX is interested in acquiring additional capital; and WHEREAS, LoneStar is willing to make a substantial investment in

September 6, 2011 EX-99.1

Letterhead

EX 99.1 Letterhead 6 Sept. 2011 Dallas, Texas Tim P. Burroughs, President of TBX Rescources, Inc. (TBXC) today announced an investment agreement with Lonestar Income and Growth, LLC, a Texas Limited Liability Company, an unrelated third party. The investment agreement provides that Lonestar will acquire up to 2,750,000 shares of TBX?s 2011 Series A 8% Preferred Stock for the sum of $5,500,000 cont

September 6, 2011 8-K

Regulation FD Disclosure, Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers, Entry into a Material Definitive Agreement, Unregistered Sales of Equity Securities, Financial Statements and Exhibits

Table of Contents SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K Current Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported) September 1, 2011 TBX RESOURCES, INC. (Exact name of registrant as specified in its charter) Texas 0-30746 75-2592165 (State or other jurisdiction of (Commission File Number) (I.R.

September 6, 2011 EX-10.3

Letterhead September 1, 2011

Ex. 10.3 Letterhead September 1, 2011 David York, Manager Frontier Asset Management, LL 3030 LBJ Freeway, Suite 1320, LB 47 Dallas, Texas 75234 Re: Letter Agreement to Purchase Contract Rights Dear David, Please consider this letter our agreement to purchase the assets of Frontier Asset Management, LLC (?FAM?)including, but not limited to, any rights by contract or otherwise which FAM may now or i

July 14, 2011 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 10-Q

Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 10-Q (Mark one) ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15 (d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended: May 31, 2011 Or o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15 (d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from: to Commission File Number: 0-30746 TBX RESOURCES, INC.

April 14, 2011 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 10-Q

Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 10-Q (Mark one) ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15 (d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended: February 28, 2011 Or o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15 (d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from: to Commission File Number: 0-30746 TBX RESOURCES, INC.

February 23, 2011 10-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-K

Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-K (Mark One) ? ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Fiscal Year Ended November 30, 2010 OR o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission File No. 0-30746 TBX RESOURCES, INC. (Exact name of r

October 15, 2010 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 10-Q

Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 10-Q (Mark one) ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15 (d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended: August 31, 2010 Or o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15 (d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from: to Commission File Number: 0-30746 TBX RESOURCES, INC.

October 13, 2010 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 10-Q

Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 10-Q (Mark one) ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15 (d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended: May 31, 2010 Or o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15 (d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from: to Commission File Number: 0-30746 TBX RESOURCES, INC.

September 2, 2010 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 10-Q

Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 10-Q (Mark one) ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15 (d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended: February 28, 2010 Or o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15 (d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from: to Commission File Number: 0-30746 TBX RESOURCES, INC.

August 10, 2010 10-K

SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-K

Table of Contents SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-K (Mark One) ? ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Fiscal Year Ended November 30, 2009 OR o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission File No. 0-30746 TBX RESOURCES, INC. (Name of Issuer in its charter

April 6, 2010 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 10-Q

Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 10-Q (Mark one) þ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15 (d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended: August 31, 2009 Or o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15 (d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from: to Commission File Number: 0-30746 TBX RESOURCES, INC.

February 11, 2010 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 10-Q

Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 10-Q (Mark one) ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15 (d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended: May 31, 2009 Or o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15 (d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from: to Commission File Number: 0-30746 TBX RESOURCES, INC.

December 18, 2009 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 10-Q

Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 10-Q (Mark one) ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15 (d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended: February 28, 2009 Or o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15 (d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from: to Commission File Number: 0-30746 TBX RESOURCES, INC.

November 12, 2009 10-K

SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-K

SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-K (Mark One) ? ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Fiscal Year Ended November 30, 2008 OR o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission File No. 0-30746 TBX RESOURCES, INC. (Name of Small Business Issuer in its charter) T

February 26, 2009 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 10-Q

Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 10-Q (Mark one) ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15 (d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended: August 31, 2008 Or o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15 (d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from: to Commission File Number: 0-30746 TBX RESOURCES, INC.

February 13, 2009 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 10-Q

Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 10-Q (Mark one) ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15 (d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended: May 31, 2008 Or o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15 (d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from: to Commission File Number: 0-30746 TBX RESOURCES, INC.

February 13, 2009 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 10-Q

Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 10-Q (Mark one) ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15 (d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended: February 29, 2008 Or o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15 (d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from: to Commission File Number: 0-30746 TBX RESOURCES, INC.

December 24, 2008 10KSB

SECURITY AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-KSB

Table of Contents SECURITY AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-KSB (Mark One) ? ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Fiscal Year Ended November 30, 2007 OR o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission File No. 0-30746 TBX RESOURCES, INC. (Name of Small Business Issuer

October 17, 2008 8-K

Entry into a Material Definitive Agreement, Termination of a Material Definitive Agreement, Financial Statements and Exhibits

SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K Current Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported) October 12, 2008 TBX RESOURCES, INC. (Exact name of registrant as specified in its charter) Texas 0-30746 75-2592165 (State or other jurisdiction of (Commission File Number) (I.R.S. employer incorpo

October 17, 2008 EX-10.1

Turner, Stone & Company, L.L.P. Accountants and Consultants 12700 Park Central Drive” Suite 1400 Dallas, Texas 75251 Telephone: 972-2.39-1660 / Facsimile: 972-239-1665 Toll Free; 877-853-4195 Web site: turnerstone.com

Exhibit 10.1 Board of Directors TBX Resources, Inc. 3030 LBJ Freeway, Suite 1320 Dallas, TX 75234 Gentlemen, We are providing this letter to confirm our understanding of the terms and objectives of our engagement to audit the consolidated balance sheet at November 30, 2007 and the related consolidated statements of operations, stockholders? equity and cash flows of TBX Resources, Inc., TBX Acquisi

July 23, 2008 8-K

Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers, Financial Statements and Exhibits

SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K Current Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported) July 17, 2008 TBX RESOURCES, INC. (Exact name of registrant as specified in its charter) Texas (State or other jurisdiction of incorporation or organization) 0-30746 (Commission File Number) 75-2592

July 23, 2008 EX-17.2

FROM THE DESK OF SAMUEL L. WARREN

Exhibit 17.2 FROM THE DESK OF SAMUEL L. WARREN July 17, 2008 Mr. Timothy P. Burroughs President/CEO/CFO TBX Resources, Inc. 3030 LBJ Freeway, Suite 1320 Dallas, Texas 75234 Dear Mr. Burroughs: I was elected to the Board of Directors of TBX Resources, Inc. in August of 2005. Since that time my fellow Board members and I have had many meetings and conversations with you about our concerns with the m

July 23, 2008 EX-17.1

FROM THE DESK OF Jeffrey C. Reynolds

Exhibit 17.1 FROM THE DESK OF Jeffrey C. Reynolds July 16, 2008 Mr. Timothy P. Burroughs Chairman / President / CEO / CFO TBX Resources, Inc. 3030 LBJ Freeway, Suite 1320 Dallas, Texas 75234 Dear Mr. Burroughs: On numerous occasions since I was elected to the Board of Directors of TBX Resources, Inc. (?TBX?) in August of 2005, I have expressed my concerns, both to you, personally, and to the rest

January 18, 2008 EX-17.1

January 14, 2008

exv17w1 EXHIBIT 17.1 January 14, 2008 To The Board of Directors of TBX Resources, Inc.: I, Tim P. Burroughs, having verbally resigned to the Board on December 20, 2007, do Hereby make official this resignation in writing, to be effective on December 20, 2007. Highest Regards, /S/ Tim P. Burroughs Tim P. Burroughs

January 18, 2008 8-K

Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers, Financial Statements and Exhibits

SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K Current Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported) January 14, 2008 TBX RESOURCES, INC. (Exact name of registrant as specified in its charter) Texas 0-30746 75-2592165 (State or other jurisdiction of incorporation or organization) (Commission File N

October 18, 2007 10QSB

UNITED STATES SECURITIES EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-QSB þ QUARTERLY REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934

Table of Contents UNITED STATES SECURITIES EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-QSB ? QUARTERLY REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 FOR THE QUARTERLY PERIOD ENDING August 31, 2007 o TRANSITION REPORT UNDER SECTION 13 OR 15(d) OF THE EXCHANGE ACT For the transition period from to . Commission File Number 0-30746 TBX RESOURCES, INC. (Exact name of sm

October 15, 2007 NT 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 12b-25 NOTIFICATION OF LATE FILING (Check one): o Form 10-K o Form 20-F o Form 11-K þ Form 10-Q o Form 10-D o Form N-SAR o Form N-CSR For Period Ended: August 31, 2007 o Tra

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July 20, 2007 10QSB

UNITED STATES SECURITIES EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-QSB þ QUARTERLY REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934

Table of Contents UNITED STATES SECURITIES EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-QSB ? QUARTERLY REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 FOR THE QUARTERLY PERIOD ENDING May 31, 2007 o TRANSITION REPORT UNDER SECTION 13 OR 15(d) OF THE EXCHANGE ACT For the transition period from to . Commission File Number 0-30746 TBX RESOURCES, INC. (Exact name of small

July 17, 2007 10QSB

UNITED STATES SECURITIES EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-QSB þ QUARTERLY REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934

Table of Contents UNITED STATES SECURITIES EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-QSB ? QUARTERLY REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 FOR THE QUARTERLY PERIOD ENDING February 28, 2007 o TRANSITION REPORT UNDER SECTION 13 OR 15(d) OF THE EXCHANGE ACT For the transition period from to . Commission File Number 0-30746 TBX RESOURCES, INC. (Exact name of

July 16, 2007 NT 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 12b-25 NOTIFICATION OF LATE FILING (Check one): o Form 10-K o Form 20-F o Form 11-K þ Form 10-Q o Form 10-D o Form N-SAR o Form N-CSR For Period Ended: May 31, 2007 o Transi

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July 9, 2007 10KSB/A

SECURITY AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-KSB/A AMENDMENT NO. 1

Table of Contents SECURITY AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-KSB/A AMENDMENT NO. 1 (Mark One) ? ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Fiscal Year Ended November 30, 2006 OR o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission File No. 0-30746 TBX RESOURCES, INC. (Name of Sma

May 25, 2007 EX-10.1

Amended Employment Agreement

Exhibit 10.1 April 25, 2007 Board of Directors TBX Resources, Inc. Re: Letter Amendment to the Employment Agreement of Tim Burroughs To the Board: This letter is to advise you that I have agreed to an amendment to my current amended Employment Agreement dated August 5, 2005 ( the ?Agreement?). The Agreement currently provides that I, at my sole election, may call for 50,000 options to be issued to

May 25, 2007 10KSB

SECURITY AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-KSB

Table of Contents SECURITY AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-KSB (Mark One) ? ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Fiscal Year Ended November 30, 2006 OR o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission File No. 0-30746 TBX RESOURCES, INC. (Name of Small Business Issuer

April 25, 2007 EX-16.2

Securities and Exchange Commission

exv16w2 Exhibit 16.2 Securities and Exchange Commission Washington, D.C. 20549 Commissioners: We have read TBX Resources Inc.’s statements incuded under Item 4.01 of its Form 8-K/A for April 25, 2007, and we agree with such statements concerning our firm. Hein & Assoicates LLP April 25, 2007

April 25, 2007 8-K/A

Financial Statements and Exhibits, Changes in Registrant's Certifying Accountant

SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K/A Amendment No.1 Current Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported) December 7, 2006 TBX RESOURCES, INC. (Exact name of registrant as specified in its charter) Texas 0-30746 75-2592165 (State or other jurisdiction of incorporation or organization) (

December 20, 2006 8-K

Financial Statements and Exhibits, Changes in Registrant's Certifying Accountant

SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K Current Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported) December 7, 2006 TBX RESOURCES, INC. (Exact name of registrant as specified in its charter) Texas (State or other jurisdiction of incorporation or organization) 0-30746 (Commission File Number) 75-2

December 20, 2006 EX-10.1

[LETTERHEAD OF TURNER, STONE & COMPANY, L.L.P.]

Exhibit 10.1 [LETTERHEAD OF TURNER, STONE & COMPANY, L.L.P.] December 7, 2006 Board of Directors TBX Resources, Inc. 3030 LBJ Freeway, Suite 1320 Dallas, TX 75234 Gentlemen, We are providing this letter to confirm our understanding of the terms and objectives of our engagement to audit the consolidated balance sheet at November 30, 2006 and the related consolidated statements of operations, stockh

December 20, 2006 EX-16.1

November 15, 2006

Exhibit 16.1 November 15, 2006 Mr. Tim Burroughs President TBX Resources, Inc. 3030 LBJ Freeway, Suite 1320 Dallas, TX 75234 Dear Mr. Burroughs: This is to confirm that the client-auditor relationship between TBX Resources, Inc. (Commission File Number 0-30746) and Hein & Associates LLP, independent registered public accounting firm, has ceased. Sincerely, Hein & Associates LLP cc: PCAOB Letter Fi

October 27, 2006 EX-10.1

Revised Employment Agreement

Exhibit 10.1 EXECUTIVE EMPLOYMENT AGREEMENT THIS EXECUTIVE EMPLOYMENT AGREEMENT (this “Agreement”) is made to be effective as of the 1st day of April, 2006 (the “Commencement Date”), by and between American Eagle Services, Inc., a Texas corporation, (including all affiliates and subsidiaries hereinafter called the “Company”), TBX Resources, Inc., a Texas corporation (“TBX”) and Dick O’Donnell (her

October 27, 2006 10QSB

UNITED STATES SECURITIES EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-QSB þ QUARTERLY REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934

Table of Contents UNITED STATES SECURITIES EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-QSB ? QUARTERLY REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 FOR THE QUARTERLY PERIOD ENDING August 31, 2006 o TRANSITION REPORT UNDER SECTION 13 OR 15(d) OF THE EXCHANGE ACT For the transition period from to . Commission File Number 0-30746 TBX RESOURCES, INC. (Exact name of sm

October 16, 2006 NT 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 12b-25 NOTIFICATION OF LATE FILING Commission File Number 000-30746 (Check One): o Form 10-K and Form 10-KSB o Form 11-K o Form 20-F þ Form 10-Q and Form 10-QSB o Form N-SAR

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 12b-25 NOTIFICATION OF LATE FILING Commission File Number 000-30746 (Check One): o Form 10-K and Form 10-KSB o Form 11-K o Form 20-F ? Form 10-Q and Form 10-QSB o Form N-SAR For Period Ended: August 31, 2006 o Transition Report on Form 10-K and Form 10-KSB o Transition Report on Form 20-F o Transition Report on Form 11-K

September 15, 2006 EX-10.1

AGREEMENT AND PLAN OF MERGER by and among TBX RESOURCES, INC., TBX ACQUISITION, INC. EARTHWISE ENERGY, INC. September 7, 2006

EXHIBIT 10.1 AGREEMENT AND PLAN OF MERGER by and among TBX RESOURCES, INC., TBX ACQUISITION, INC. and EARTHWISE ENERGY, INC. September 7, 2006 TABLE OF CONTENTS Page Article I. The Merger 1 Section 1.1 The Merger 1 Section 1.2 Effective Time 2 Section 1.3 Effect of the Merger 2 Section 1.4 Governing Documents 2 Section 1.5 Directors and Officers 2 Section 1.6 Tax Consequences 2 Article II. Convers

September 15, 2006 8-K

Entry into a Material Definitive Agreement, Financial Statements and Exhibits

SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K Current Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported) September 8, 2006 TBX RESOURCES, INC. (Exact name of registrant as specified in its charter) Texas 0-30746 75-2592165 (State or other jurisdiction of incorporation or organization) (Commission File

August 4, 2006 8-K/A

Financial Statements and Exhibits, Changes in Registrant's Certifying Accountant

SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K/A Amendment No. 1 Current Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported) June 28, 2006 TBX RESOURCES, INC. (Exact name of registrant as specified in its charter) Texas (State or other jurisdiction of incorporation or organization) 0-30746 (Commission Fi

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