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| CIK | 1535365 |
SEC Filings
All companies that sell securities in the United States must register with the Securities and Exchange Commission (SEC) and file reports on a regular basis.
These reports include company annual reports (10K, 10Q), news updates (8K), investor presentations (found in 8Ks), insider trades (form 4), ownership reports (13D, and 13G), and reports related to the specific securities sold, such as registration statements and prospectus. This page shows recent SEC filings related to PIMCO ETF Trust - PIMCO Commodity Strategy Active Exchange-Traded Fund
SEC Filings (Chronological Order)
Halaman ini menyediakan daftar lengkap dan kronologis dari Pengajuan SEC, tidak termasuk pengajuan kepemilikan yang kami sediakan di tempat lain.
| November 2, 2018 |
CMDT / iShares Dow Jones-UBS Roll Select Commodity Index Trust FORM 15-12B UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 15 CERTIFICATION AND NOTICE OF TERMINATION OF REGISTRATION UNDER SECTION 12(g) OF THE SECURITIES EXCHANGE ACT OF 1934 OR SUSPENSION OF DUTY TO FILE REPORTS UNDER SECTIONS 13 AND 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934. Commission File Number 001-36044 iShares® Commodity Optimized Trust (Exact name of registrant as sp |
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| October 30, 2018 |
CMDT / iShares Dow Jones-UBS Roll Select Commodity Index Trust FORM POS AM As filed with the Securities and Exchange Commission on October 31, 2018 Registration No. |
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| October 15, 2018 |
NOTIFICATION OF THE REMOVAL FROM LISTING AND REGISTRATION OF THE STATED SECURITIES The NYSE Archipelago Exchange hereby notifies the SEC of its intention to remove the entire class of the stated securities from listing and registration on the Exchange at the opening of business on October 26, 2018, pursuant to the provisions of Rule 12d2-2 (a). |
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| August 10, 2018 |
PROSPECTUS SUPPLEMENT Filed pursuant to Rule 424(b)(3) Registration No. 333-224285 iShares® Commodity Optimized Trust (Ticker Symbol: CMDT) (the “Trust”) Important Notice Supplement Dated August 10, 2018 to the currently effective Prospectus for the Trust, dated April 27, 2018 The following information should be read in conjunction with the Prospectus for the Trust, which is dated April 27, 2018 ( |
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| August 10, 2018 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): August 10, 2018 iShares® Commodity Optimized Trust (Exact name of registrant as specified in its charter) Delaware 001-36044 46-2428725 (State or other jurisdiction of incorporation) |
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| August 10, 2018 |
BlackRock Announces Change to iShares Commodities Lineup Exhibit 99.1 Matt Kobussen 646-231-0599 [email protected] BlackRock Announces Change to iShares Commodities Lineup New York, August 10, 2018 – BlackRock, Inc. (NYSE: BLK) plans to close and liquidate the following iShares exchange-traded product based on the ongoing review of its product lineup to ensure it meets the evolving needs of clients. Ticker ETF Name Inception Date CMDT iShares |
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| August 10, 2018 |
Exhibit 99.2 400 Howard Street P.O. Box 7101 San Francisco, CA 94105 Tel +415 670 2000 August 10, 2018 Dear Shareholder: BlackRock continually reviews its product range to ensure it meets the evolving needs of our clients. As part of our review process, we have decided to close and liquidate the iShares Commodity Optimized Trust (NYSE Arca: CMDT). This decision was made based on a variety of facto |
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| August 6, 2018 |
CMDT / iShares Dow Jones-UBS Roll Select Commodity Index Trust FORM 10-Q (Quarterly Report) Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2018 or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 001-36044 iSh |
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| May 7, 2018 |
CMDT / iShares Dow Jones-UBS Roll Select Commodity Index Trust FORM 10-Q (Quarterly Report) Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2018 or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 001-36044 iS |
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| April 27, 2018 |
PROSPECTUS 32,750,000 Shares iShares® Commodity Optimized Trust Filed pursuant to Rule 424(b)(3) Registration No. 333-224285 PROSPECTUS 32,750,000 Shares iShares® Commodity Optimized Trust The iShares Commodity Optimized Trust (formerly known as the iShares Dow Jones-UBS Roll Select Commodity Index Trust), or the “Trust,” is a Delaware statutory trust that issues units of beneficial interest, called “Shares,” representing fractional undivided beneficial intere |
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| April 25, 2018 |
CMDT / iShares Dow Jones-UBS Roll Select Commodity Index Trust CORRESP iShares® Delaware Trust Sponsor LLC 400 Howard Street San Francisco, California 94105 April 25, 2018 VIA EDGAR Securities and Exchange Commission Division of Corporation Finance 100 F Street, N. |
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| April 13, 2018 |
CMDT / iShares Dow Jones-UBS Roll Select Commodity Index Trust FORM S-1 Table of Contents As filed with the Securities and Exchange Commission on April 13. |
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| February 28, 2018 |
CMDT / iShares Dow Jones-UBS Roll Select Commodity Index Trust FORM 10-K (Annual Report) Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2017 or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 001-36044 iShares |
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| November 7, 2017 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2017 or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 001-3604 |
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| August 15, 2017 |
PROSPECTUS 32,950,000 Shares iShares? Commodity Optimized Trust cmdt20170719s1.htm Filed pursuant to Rule 424(b)(3) Registration No. 333-217221 PROSPECTUS 32,950,000 Shares iShares? Commodity Optimized Trust The iShares Commodity Optimized Trust (formerly known as the iShares Dow Jones-UBS Roll Select Commodity Index Trust), or the ?Trust,? is a Delaware statutory trust that issues units of beneficial interest, called ?Shares,? representing fractional undivide |
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| August 14, 2017 |
iShares Dow Jones-UBS Roll Select Commodity Index Trust ESP cmdt20170814corresp.htm iShares? Delaware Trust Sponsor LLC 400 Howard Street San Francisco, California 94105 August 14, 2017 VIA EDGAR Securities and Exchange Commission Division of Corporation Finance 100 F Street, N.E. Washington, DC 20549 Attention: Tom Kluck Re: iShares? Commodity Optimized Trust Registration Statement on Form S-1 File No. 333-219436. Ladies and Gentlemen: Pursuant to Rule 46 |
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| August 8, 2017 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q cmdt2017063010q.htm Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☒ Quarterly report pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the quarterly period ended June 30, 2017 ☐ Transition report pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the transition period from to Commission file numb |
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| July 25, 2017 |
As filed with the Securities and Exchange Commission on July 24, 2017 cmdt20170719s1.htm Table of Contents As filed with the Securities and Exchange Commission on July 24, 2017 Registration No. 333- UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 Form S-1 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 iSHARES® COMMODITY OPTIMIZED TRUST (Exact name of registrant as specified in its charter) Delaware (State of Organization) 6799 (Prima |
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| May 5, 2017 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q cmdt2017033110q.htm Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☒ Quarterly report pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the quarterly period ended March 31, 2017 ☐ Transition report pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the transition period from to Commission file num |
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| April 24, 2017 |
29,950,000 Shares iShares® Commodity Optimized Trust 424B3 1 cmdt20170419424b3.htm FORM 424B3 Table of Contents Filed pursuant to Rule 424(b)(3) Registration No. 333-217221 PROSPECTUS 29,950,000 Shares iShares® Commodity Optimized Trust The iShares Commodity Optimized Trust (formerly known as the iShares Dow Jones-UBS Roll Select Commodity Index Trust), or the “Trust,” is a Delaware statutory trust that issues units of beneficial interest, called “S |
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| April 18, 2017 |
iShares Dow Jones-UBS Roll Select Commodity Index Trust ESP cmdt20170418corresp.htm April 18, 2017 VIA EDGAR Securities and Exchange Commission Division of Corporation Finance One Station Place 100 F Street, N.E. Washington, DC 20549 Attention: Tom Kluck Re: iShares? Commodity Optimized Trust Registration Statement on Form S-1 File No. 333-217221. Ladies and Gentlemen: Pursuant to Rule 461 under the Securities Act of 1933, as amended (the ?Securities Act?) |
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| April 7, 2017 |
As filed with the Securities and Exchange Commission on April 7, 2017 cmdt20170406s1.htm Table of Contents As filed with the Securities and Exchange Commission on April 7, 2017 Registration No. 333- UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 Form S-1 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 iSHARES® COMMODITY OPTIMIZED TRUST (Exact name of registrant as specified in its charter) Delaware (State of Organization) 6799 (Prima |
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| February 24, 2017 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K ☒ Annual report pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the fiscal year ended December 31, 2016 ☐ Transition report pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the transition period from to Commission file number: 001-36044 iShares® C |
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| November 7, 2016 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☒ Quarterly report pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the quarterly period ended September 30, 2016 ☐ Transition report pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the transition period from to Commission file number: 001-36044 i |
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| August 8, 2016 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q Table Of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☒ Quarterly report pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the quarterly period ended June 30, 2016 ☐ Transition report pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the transition period from to Commission file number: 001-36044 iShare |
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| May 6, 2016 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q Table Of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☒ Quarterly report pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the quarterly period ended March 31, 2016 ☐ Transition report pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the transition period from to Commission file number: 001-36044 iShar |
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| April 29, 2016 |
PROSPECTUS 30,200,000 Shares iShares® Commodity Optimized Trust cmdt20160322s1.htm Table Of Contents Filed pursuant to Rule 424(b)(3) Registration No. 333-210370 PROSPECTUS 30,200,000 Shares iShares? Commodity Optimized Trust The iShares? Commodity Optimized Trust (formerly known as the iShares Dow Jones-UBS Roll Select Commodity Index Trust), or the ?Trust,? is a Delaware statutory trust that issues units of beneficial interest, called ?Shares,? representing |
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| April 29, 2016 |
PROSPECTUS 30,200,000 Shares iShares® Commodity Optimized Trust 424B3 1 cmdt20160429424b3.htm FORM 424B3 Table Of Contents Filed pursuant to Rule 424(b)(3) Registration No. 333-210370 PROSPECTUS 30,200,000 Shares iShares® Commodity Optimized Trust The iShares® Commodity Optimized Trust (formerly known as the iShares Dow Jones-UBS Roll Select Commodity Index Trust), or the “Trust,” is a Delaware statutory trust that issues units of beneficial interest, called “ |
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| April 26, 2016 |
iShares Dow Jones-UBS Roll Select Commodity Index Trust ESP cmdt20160421corresp.htm iShares? Delaware Trust Sponsor LLC 400 Howard Street San Francisco, California 94105 April 26, 2016 VIA EDGAR Securities and Exchange Commission Division of Corporation Finance One Station Place 100 F Street, N.E. Washington, DC 20549 Attention: Tom Kluck Re: iShares? Commodity Optimized Trust Registration Statement on Form S-1 File No. 333-210370. Ladies and Gentlemen: Pu |
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| March 23, 2016 |
As filed with the Securities and Exchange Commission on March 23, 2016 cmdt20160322s1.htm Table Of Contents As filed with the Securities and Exchange Commission on March 23, 2016 Registration No. 333- UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 Form S-1 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 iSHARES® COMMODITY OPTIMIZED TRUST (Exact name of registrant as specified in its charter) Delaware 6799 46-2428725 (State of Organiza |
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| February 29, 2016 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K Table Of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K ☒ Annual report pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the fiscal year ended December 31, 2015 ☐ Transition report pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the transition period from to Commission file number: 001-36044 iShares® C |
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| November 27, 2015 |
19,150,000 Shares iShares® Commodity Optimized Trust cmdt20151125424b3.htm Table Of Contents Filed pursuant to Rule 424(b)(3) Registration No. 333-178376 PROSPECTUS 19,150,000 Shares iShares? Commodity Optimized Trust The iShares? Commodity Optimized Trust (formerly known as the iShares Dow Jones-UBS Roll Select Commodity Index Trust), or the ?Trust,? is a Delaware statutory trust that issues units of beneficial interest, called ?Shares,? representi |
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| November 12, 2015 |
PROSPECTUS 19,150,000 Shares iShares® Commodity Optimized Trust 424B3 1 cmdt20151110424b3.htm FORM 424B3 Table Of Contents Filed pursuant to Rule 424(b)(3) Registration No. 333-178376 PROSPECTUS 19,150,000 Shares iShares® Commodity Optimized Trust The iShares® Commodity Optimized Trust (formerly known as the iShares Dow Jones-UBS Roll Select Commodity Index Trust), or the “Trust,” is a Delaware statutory trust that issues units of beneficial interest, called “ |
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| November 6, 2015 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q Table Of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☒ Quarterly report pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the quarterly period ended September 30, 2015 ☐ Transition report pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the transition period from to Commission file number: 001-36044 i |
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| October 30, 2015 |
8-K 1 cmdt201510278k.htm FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): October 29, 2015 iShares® Commodity Optimized Trust (Exact name of registrant as specified in its charter) Delaware 001-36044 46-2428725 (State or ot |
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| September 1, 2015 |
19,150,000 Shares iShares® Commodity Optimized Trust cmdt20150831c424b3.htm Table Of Contents Filed pursuant to Rule 424(b)(3) Registration No. 333-178376 PROSPECTUS 19,150,000 Shares iShares? Commodity Optimized Trust The iShares? Commodity Optimized Trust (formerly known as the iShares Dow Jones-UBS Roll Select Commodity Index Trust), or the ?Trust,? is a Delaware statutory trust that issues units of beneficial interest, called ?Shares,? represent |
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| August 7, 2015 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q Table Of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☒ Quarterly report pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the quarterly period ended June 30, 2015 ☐ Transition report pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the transition period from to Commission file number: 001-36044 iShare |
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| July 7, 2015 |
19,150,000 Shares iShares® Commodity Optimized Trust Table Of Contents Filed pursuant to Rule 424(b)(3) Registration No. 333-178376 PROSPECTUS 19,150,000 Shares iShares? Commodity Optimized Trust The iShares? Commodity Optimized Trust (formerly known as the iShares Dow Jones-UBS Roll Select Commodity Index Trust), or the ?Trust,? is a Delaware statutory trust that issues units of beneficial interest, called ?Shares,? representing fractional undivide |
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| May 26, 2015 |
19,200,000 Shares iShares® Commodity Optimized Trust cmdt20150519posam.htm Table Of Contents Filed pursuant to Rule 424(b)(3) Registration No. 333-178376 PROSPECTUS 19,200,000 Shares iShares? Commodity Optimized Trust The iShares? Commodity Optimized Trust (formerly known as the iShares Dow Jones-UBS Roll Select Commodity Index Trust), or the ?Trust,? is a Delaware statutory trust that issues units of beneficial interest, called ?Shares,? representi |
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| May 8, 2015 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q Table Of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☒ Quarterly report pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the quarterly period ended March 31, 2015 ☐ Transition report pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the transition period from to Commission file number: 001-36044 iShar |
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| March 24, 2015 |
As filed with the Securities and Exchange Commission on March 24, 2015 cmdt20150320posam.htm Table Of Contents As filed with the Securities and Exchange Commission on March 24, 2015 Registration No. 333-178376 UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 Post-Effective Amendment No. 2 to Form S-1 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 iSHARES® COMMODITY OPTIMIZED TRUST (Exact name of registrant as specified in its charter) |
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| February 27, 2015 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K Table Of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K ☒ Annual report pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the fiscal year ended December 31, 2014 ☐ Transition report pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the transition period from to Commission file number: 001-36044 iShares® C |
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| December 10, 2014 |
CMDT / iShares Dow Jones-UBS Roll Select Commodity Index Trust CORRESP - - cmdt20141210corresp.htm 400 Howard Street San Francisco, CA 94105 1-800-iShares (1-800-474-2737) www.iShares.com December 10, 2014 United States Securities and Exchange Commission Division of Corporation Finance 100 F Street, N.E. Washington, DC 20549 Attention: Kevin Woody Shannon Sobotka Re: iShares® Commodity Optimized Trust Form 10-K for the fiscal year ended December 31, 2013 Filed on Februar |
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| November 7, 2014 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q Table Of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☒ Quarterly report pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the quarterly period ended September 30, 2014 ☐ Transition report pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the transition period from to Commission file number: 001-36044 i |
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| August 8, 2014 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q Table Of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☒ Quarterly report pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the quarterly period ended June 30, 2014 ☐ Transition report pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the transition period from to Commission file number: 001-36044 iShare |
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| July 7, 2014 |
Financial Statements and Exhibits, Other Events cmdt201407038k.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): July 1, 2014 iShares® Commodity Optimized Trust (Exact name of registrant as specified in its charter) New York 333-153099 26-4632352 (State or other jurisdiction o |
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| July 7, 2014 |
ex3-1.htm Exhibit 3.1 RESTATED CERTIFICATE OF TRUST OF iSHARES DOW JONES-UBS ROLL SELECT COMMODITY INDEX TRUST THIS RESTATED CERTIFICATE OF TRUST of iShares Dow Jones-UBS Roll Select Commodity Index Trust (the “Trust”), is being duly executed and filed by the undersigned, as trustees, to amend and restate under the Delaware Statutory Trust Act (12 Del. C. § 3801, et seq.), the Certificate of Trust |
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| July 7, 2014 |
EX-4 3 ex4-1.htm EXHIBIT 4.1 Exhibit 4.1 iSHARES® DELAWARE TRUST SPONSOR LLC, as Sponsor and BLACKROCK INSTITUTIONAL TRUST COMPANY, N.A., as Trustee and WILMINGTON TRUST, NATIONAL ASSOCIATION, as Delaware Trustee AMENDED AND RESTATED TRUST AGREEMENT iSHARES® COMMODITY OPTIMIZED TRUST Dated as of July 1, 2014 TABLE OF CONTENTS ARTICLE I DEFINITIONS AND RULES OF CONSTRUCTION 1 Section 1.1 Definition |
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| July 1, 2014 |
19,750,000 Shares iShares® Commodity Optimized Trust cmdt20140626424b3.htm Filed pursuant to Rule 424(b)(3) Registration No. 333-178376 PROSPECTUS 19,750,000 Shares iShares® Commodity Optimized Trust The iShares® Commodity Optimized Trust (formerly known as the iShares Dow Jones-UBS Roll Select Commodity Index Trust), or the “Trust,” is a Delaware statutory trust that issues units of beneficial interest, called “Shares,” representing fractional undi |
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| May 12, 2014 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q Table Of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☒ Quarterly report pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the quarterly period ended March 31, 2014 ☐ Transition report pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the transition period from to Commission file number: 001-36044 iShar |
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| April 25, 2014 |
PROSPECTUS 19,750,000 Shares iShares® Dow Jones-UBS Roll Select Commodity Index Trust cmdt20140424424b3.htm Table Of Contents Filed pursuant to Rule 424(b)(3) Registration No. 333-178376 PROSPECTUS 19,750,000 Shares iShares® Dow Jones-UBS Roll Select Commodity Index Trust The iShares® Dow Jones-UBS Roll Select Commodity Index Trust, or the “Trust,” is a Delaware statutory trust that issues units of beneficial interest, called “Shares,” representing fractional undivided beneficial i |
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| April 2, 2014 |
state street word.htm Table Of Contents As filed with the Securities and Exchange Commission on April 2, 2014 Registration No. 333-178376 UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 Post-Effective Amendment No. 1 to Form S-1 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 iSHARES® DOW JONES-UBS ROLL SELECT COMMODITY INDEX TRUST (Exact name of registrant as speci |
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| April 2, 2014 |
Exhibit 4.2 AUTHORIZED PARTICIPANT AGREEMENT AUTHORIZED PARTICIPANT AGREEMENT (this “Agreement”) dated as of [ ] among (i) [ ], a [ ] organized under the laws of [ ] (the “Authorized Participant”), (ii) BlackRock Institutional Trust Company, N.A., a national banking association acting in its capacity as trustee (in such capacity, the “Trustee”) of the iShares® Dow Jones-UBS Roll Select Commodity I |
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| February 28, 2014 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K cmdt2013123110k.htm Table Of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K ☒ Annual report pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the fiscal year ended December 31, 2013 ☐ Transition report pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the transition period from to Commission file number: |
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| November 8, 2013 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q Table Of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q [X] Quarterly report pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the quarterly period ended September 30, 2013 [ ] Transition report pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the transition period from to Commission file number: 001-360 |
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| September 11, 2013 |
19,900,000 iShares® iShares® Dow Jones-UBS Roll Select Commodity Index Trust Filed Pursuant to Rule 424B3 Table of Contents PROSPECTUS Filed pursuant to Rule 424(b)(3) Registration No. |
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| August 21, 2013 |
19,900,000 iShares® iShares® Dow Jones-UBS Roll Select Commodity Index Trust Filed pursuant to Rule 424(b)(3) Table of Contents PROSPECTUS Filed pursuant to Rule 424(b)(3) Registration No. |
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| August 8, 2013 |
20,000,000 iShares® iShares® Dow Jones-UBS Roll Select Commodity Index Trust Filed pursuant to Rule 424(b)(3) Table of Contents PROSPECTUS Filed pursuant to Rule 424(b)(3) Registration No. |
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| August 8, 2013 |
Entry into a Material Definitive Agreement, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): August 8, 2013 iShares® Dow Jones-UBS Roll Select Commodity Index Trust (Exact name of registrant as specified in its charter) State of Delaware 333-178376 46-2428725 (State or other |
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| August 8, 2013 |
EX-1.1 2 d579713dex11.htm DISTRIBUTION AGREEMENT DATED AUGUST 8, 2013 Exhibit 1.1 iShares® Dow Jones-UBS Roll Select Commodity Index Trust 100,000 Shares Distribution Agreement August 8, 2013 UBS Securities LLC 1285 Avenue of Americas New York, New York 10019 Attn: Eric Milhoua Ladies and Gentlemen: iShares® Delaware Trust Sponsor LLC, a Delaware limited liability company (the “Sponsor”), has spon |
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| August 6, 2013 |
Acceleration Request ISHARES® DELAWARE TRUST SPONSOR LLC 400 HOWARD STREET SAN FRANCISCO, CALIFORNIA 94105 August 6, 2013 VIA EDGAR Securities and Exchange Commission Division of Corporation Finance One Station Place 100 F Street, N. |
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| August 6, 2013 |
- PRE-EFFECTIVE NO. 6 TO FORM S-1 Pre-Effective No. 6 to Form S-1 As filed with the Securities and Exchange Commission on August 5, 2013 Registration No. 333-178376 SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 PRE-EFFECTIVE AMENDMENT NO. 6 to FORM S-1 REGISTRATION STATEMENT Under The Securities Act of 1933 iSHARES® DOW JONES-UBS ROLL SELECT COMMODITY INDEX TRUST SPONSORED BY iSHARES® DELAWARE TRUST SPONSOR LLC (Exact |
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| August 5, 2013 |
Form 8-A12B UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-A FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES PURSUANT TO SECTION 12(b) or (g) OF THE SECURITIES EXCHANGE ACT OF 1934 iShares® Dow Jones-UBS Roll Select Commodity Index Trust (Exact name of registrant as specified in its charter) State of Delaware See Below (State of incorporation or organization) (I.R |
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| August 2, 2013 |
Investment Advisory Agreement Exhibit 10.1 INVESTMENT ADVISORY AGREEMENT THIS INVESTMENT ADVISORY AGREEMENT (this “Agreement”) is dated as of July 29, 2013 between BlackRock Fund Advisors, a California corporation (“Advisor”), and BlackRock Institutional Trust Company, N.A., a national banking association acting not in its individual capacity but solely as trustee (in such capacity, the “Trustee”) |
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| August 2, 2013 |
Exhibit 10.2 INSTITUTIONAL FUTURES CUSTOMER AGREEMENT Effective as of August 1, 2013 In consideration of UBS Securities LLC (“FCM”) acting as broker or as principal for the purpose of effecting transactions in domestic and foreign futures contracts, physical commodities, options on domestic and foreign futures or physicals contracts, commodity forward contracts, or foreign exchange transactions (h |
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| August 2, 2013 |
- PRE-EFFECTIVE AMENDMENT NO. 5 TO FORM S-1 Pre-Effective Amendment No. 5 to Form S-1 Table of Contents As filed with the Securities and Exchange Commission on August 1, 2013 Registration No. 333-178376 SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 PRE-EFFECTIVE AMENDMENT NO. 5 to FORM S-1 REGISTRATION STATEMENT Under The Securities Act of 1933 iSHARES® DOW JONES-UBS ROLL SELECT COMMODITY INDEX TRUST SPONSORED BY iSHARES® DELAWA |
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| August 2, 2013 |
EX-4.1 2 d574333dex41.htm FIRST AMENDED AND RESTATED TRUST AGREEMENT Exhibit 4.1 iSHARES® DELAWARE TRUST SPONSOR LLC, as Sponsor and BLACKROCK INSTITUTIONAL TRUST COMPANY, N.A., as Trustee and WILMINGTON TRUST, NATIONAL ASSOCIATION, as Delaware Trustee FIRST AMENDED AND RESTATED TRUST AGREEMENT iSHARES® DOW JONES-UBS ROLL SELECT COMMODITY INDEX TRUST Dated as of July 29, 2013 TABLE OF CONTENTS ART |
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| July 30, 2013 |
- PRE-EFFECTIVE AMENDMENT NO. 4 TO FORM S-1 Pre-Effective Amendment No. 4 to Form S-1 Table of Contents As filed with the Securities and Exchange Commission on July 29, 2013 Registration No. 333-178376 SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 PRE-EFFECTIVE AMENDMENT NO. 4 to FORM S-1 REGISTRATION STATEMENT Under The Securities Act of 1933 iSHARES® DOW JONES-UBS ROLL SELECT COMMODITY INDEX TRUST SPONSORED BY iSHARES® DELAWAR |
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| July 29, 2013 |
SEC Response Letter SKADDEN, ARPS, SLATE, MEAGHER & FLOM LLP FOUR TIMES SQUARE FIRM/AFFILIATE NEW YORK 10036-6522 TEL: (212) 735-3000 FAX: (212) 735-2000 www. |
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| July 3, 2013 |
SEC Letter Table of Contents SKADDEN, ARPS, SLATE, MEAGHER & FLOM LLP FOUR TIMES SQUARE FIRM/AFFILIATE NEW YORK 10036-6522 OFFICES TEL: (212) 735-3000 FAX: (212) 735-2000 www. |
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| July 1, 2013 |
Exhibit 10.5 MASTER SERVICES AGREEMENT Between Each BTC Recipient Listed in Exhibit A And State Street Bank and Trust Company Dated as of April 21, 2011 TABLE OF CONTENTS 1. BACKGROUND AND STRUCTURE 3 2. SERVICES 5 3. PERFORMANCE; SERVICE LEVELS 7 4. STATE STREET PERSONNEL; USE OF LOCATIONS 10 5. BTC RESPONSIBILITIES; RELIANCE ON INFORMATION 14 6. CHARGES, INVOICING AND PAYMENT 18 7. TERM AND TERM |
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| July 1, 2013 |
Form of Control Agreement Exhibit 10.6 CONTROL AGREEMENT (for Authorized Participant Collateral) This Control Agreement (this “Agreement”) is entered into as of [ ], by and among iShares® Dow Jones-UBS Roll Select Commodity Index Trust (the “Trust”), State Street Bank and Trust Company (“State Street”) and [ ] (“AP”), in connection with the Authorized Participant Agreement among AP, iShares® Delaw |
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| July 1, 2013 |
Form of Service Module for Custodial Services Exhibit 10.3 SERVICE MODULE FOR CUSTODIAL SERVICES between BTC RECIPIENT and STATE STREET Custodial Services Service Module | State Street This Service Module for Custodial Services (the “Service Module”), dated as of [ ], 2013 (the “Service Module Effective Date”), is made and entered into by and between the iShares® Dow Jones-UBS Roll Select Commodit |
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| July 1, 2013 |
iShares® Dow Jones-UBS Roll Select Commodity Index Trust [ ] Shares Distribution Agreement [—], 2013 Form of Distribution Agreement iShares® Dow Jones-UBS Roll Select Commodity Index Trust [ ] Shares Distribution Agreement [—], 2013 UBS Securities LLC [ ] Ladies and Gentlemen: iShares® Delaware Trust Sponsor LLC, a Delaware limited liability company (the “Sponsor”), has sponsored the formation of a trust, known as “iShares® Dow Jones-UBS Roll Select Commodity Index Trust” (the “Trust”), pursuant to the laws of the State of Delaware for which BlackRock Institutional Trust Company, N. |
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| July 1, 2013 |
Amendment No. 3 to Form S-1 Table of Contents As filed with the Securities and Exchange Commission on June 28, 2013 Registration No. 333-178376 SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 PRE-EFFECTIVE AMENDMENT NO. 3 to FORM S-1 REGISTRATION STATEMENT Under The Securities Act of 1933 iSHARES® DOW JONES-UBS ROLL SELECT COMMODITY INDEX TRUST SPONSORED BY iSHARES® DELAWARE TRUST SPONSO |
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| July 1, 2013 |
EX-4.1 3 d482189dex41.htm FORM OF FIRST AMENDED AND RESTATED TRUST AGREEMENT Exhibit 4.1 iSHARES® DELAWARE TRUST SPONSOR LLC, as Sponsor and BLACKROCK INSTITUTIONAL TRUST COMPANY, N.A., as Trustee and WILMINGTON TRUST, NATIONAL ASSOCIATION, as Delaware Trustee FIRST AMENDED AND RESTATED TRUST AGREEMENT iSHARES® DOW JONES-UBS ROLL SELECT COMMODITY INDEX TRUST Dated as of [ ] TABLE OF CONTENTS ARTIC |
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| July 1, 2013 |
EX-10.1 5 d482189dex101.htm FORM OF INVESTMENT ADVISORY AGREEMENT Exhibit 10.1 INVESTMENT ADVISORY AGREEMENT THIS INVESTMENT ADVISORY AGREEMENT (this “Agreement”) is dated as of [ ] between BlackRock Fund Advisors, a California corporation (“Advisor”), and BlackRock Institutional Trust Company, N.A., a national banking association acting not in its individual capacity but solely as trustee (in suc |
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| July 1, 2013 |
INSTITUTIONAL FUTURES CUSTOMER AGREEMENT Form of Institutional Futures Customer Agreement Exhibit 10.2 INSTITUTIONAL FUTURES CUSTOMER AGREEMENT In consideration of UBS Securities LLC (“FCM”) acting as broker or as principal for the purpose of effecting transactions in domestic and foreign futures contracts, physical commodities, options on domestic and foreign futures or physicals contracts, commodity forward contracts, or foreign exchan |
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| July 1, 2013 |
Exhibit 10.4 SERVICE MODULE FOR FUND ADMINISTRATION AND ACCOUNTING SERVICES between BTC RECIPIENT and STATE STREET BTC | State Street This Fund Administration and Accounting Services Module (the “Fund Administration and Accounting Services Module”), dated as of [ ] (the “Fund Administration and Accounting Services Module Effective Date”), is made and entered into by and between the iShares® Dow Jo |
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| July 1, 2013 |
AUTHORIZED PARTICIPANT AGREEMENT Form of Authorized Participant Agreement Exhibit 4.2 AUTHORIZED PARTICIPANT AGREEMENT AUTHORIZED PARTICIPANT AGREEMENT (this “Agreement”) dated as of [ ] among (i) [ ], a [ ] organized under the laws of [ ] (the “Authorized Participant”), (ii) BlackRock Institutional Trust Company, N.A., a national banking association acting in its capacity as trustee (in such capacity, the “Trustee”) of the iShar |
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| June 28, 2013 |
SEC Response Letter SKADDEN, ARPS, SLATE, MEAGHER & FLOM LLP FOUR TIMES SQUARE NEW YORK 10036-6522 TEL: (212) 735-3000 FAX: (212) 735-2000 www. |
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| February 11, 2013 |
- AMENDMENT NO.2 TO FORM S-1 FOR ISHARES DJ - UBS ROLL SELECT COMMODITY INDEX AMENDMENT NO.2 TO FORM S-1 FOR iSHARES DJ - UBS ROLL SELECT COMMODITY INDEX Table of Contents As filed with the Securities and Exchange Commission on February 8, 2013 Registration No. 333-178376 SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 PRE-EFFECTIVE AMENDMENT NO. 2 to FORM S-1 REGISTRATION STATEMENT Under The Securities Act of 1933 iSHARES® DOW JONES-UBS ROLL SELECT COMMODITY INDE |
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| February 8, 2013 |
CORRESP 1 filename1.htm SKADDEN, ARPS, SLATE, MEAGHER & FLOM LLP FOUR TIMES SQUARE FIRM/AFFILIATE NEW YORK 10036-6522 TEL: (212) 735-3000 FAX: (212) 735-2000 www.skadden.com February 8, 2013 OFFICES BOSTON CHICAGO HOUSTON LOS ANGELES PALO ALTO SAN FRANCISCO WASHINGTON, D.C. WILMINGTON BEIJING BRUSSELS FRANKFURT HONG KONG LONDON MOSCOW MUNICH PARIS SÃO PAULO SHANGHAI BY EDGAR AND EXPRESS MAIL Secur |
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| June 22, 2012 |
EX-4.1 3 d370103dex41.htm TRUST AGREEMENT Exhibit 4.1 iSHARES® DELAWARE TRUST SPONSOR LLC, as Sponsor and BLACKROCK INSTITUTIONAL TRUST COMPANY, N.A., as Trustee and WILMINGTON TRUST COMPANY, as Delaware Trustee FIRST AMENDED AND RESTATED TRUST AGREEMENT iSHARES® DOW JONES-UBS ROLL SELECT COMMODITY INDEX TRUST Dated as of [ ], 2012 TABLE OF CONTENTS ARTICLE I DEFINITIONS AND RULES OF CONSTRUCTION |
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| June 22, 2012 |
SKADDEN, ARPS, SLATE, MEAGHER & FLOM LLP FOUR TIMES SQUARE FIRM/AFFILIATE NEW YORK 10036-6522 TEL: (212) 735-3000 FAX: (212) 735-2000 www. |
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| June 22, 2012 |
CERTIFICATE OF TRUST iSHARES® DOW JONES-UBS ROLL SELECT COMMODITY INDEX TRUST EX-3.1 2 d370103dex31.htm CERTIFICATE OF FORMATION Exhibit 3.1 CERTIFICATE OF TRUST OF iSHARES® DOW JONES-UBS ROLL SELECT COMMODITY INDEX TRUST The undersigned, all of the trustees of iSHARES® DOW JONES-UBS ROLL SELECT COMMODITY INDEX TRUST, desiring to form a statutory trust pursuant to the Delaware Statutory Trust Act, 12 Del. C. § 3801, et seq (the “Act”), hereby certify as follows: 1. The name |
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| June 22, 2012 |
- AMENDMENT NO.1 TO FORM S-1 FOR ISHARES DJ - UBS ROLL SELECT COMMODITY INDEX Amendment No.1 to form S-1 for iShares DJ - UBS Roll Select Commodity Index Table of Contents As filed with the Securities and Exchange Commission on June 22, 2012 Registration No. 333-178376 SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 PRE-EFFECTIVE AMENDMENT NO. 1 to FORM S-1 REGISTRATION STATEMENT Under The Securities Act of 1933 iSHARES® DOW JONES-UBS ROLL SELECT COMMODITY INDEX T |
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| December 7, 2011 |
SEC Transmittal Letter Skadden, Arps, Slate, Meagher & Flom LLP Four Times Square New York, New York 10036 (212) 735-2716 Fax: (917) 777-2716 December 7, 2011 VIA EDGAR TRANSMISSION Securities and Exchange Commission 100 F Street, N. |
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| December 7, 2011 |
Registration Statement - FORM S-1 FOR ISHARES DOW JONES-UBS ROLL SELECT COMMODITY INDEX TRUST Form S-1 for iShares Dow Jones-UBS Roll Select Commodity Index Trust Table of Contents As filed with the Securities and Exchange Commission on December 7, 2011 Registration No. |
