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| CIK | 1093207 |
SEC Filings
All companies that sell securities in the United States must register with the Securities and Exchange Commission (SEC) and file reports on a regular basis.
These reports include company annual reports (10K, 10Q), news updates (8K), investor presentations (found in 8Ks), insider trades (form 4), ownership reports (13D, and 13G), and reports related to the specific securities sold, such as registration statements and prospectus. This page shows recent SEC filings related to Crossroads Impact Corp - New
SEC Filings (Chronological Order)
Halaman ini menyediakan daftar lengkap dan kronologis dari Pengajuan SEC, tidak termasuk pengajuan kepemilikan yang kami sediakan di tempat lain.
| February 13, 2018 |
CRDS / Crossroads Systems, Inc. / Cf Db Ez Llc - SCHEDULE 13G, AMENDMENT NO. 1 Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 1)* CROSSROADS SYSTEMS, INC. (Name of Issuer) Common Stock, $.001 par value (Title of Class of Securities) 22765D209 (CUSIP Number) December 31, 2017 (Date of Event which Requires Filing of this Statement) Check the appropriate box to designate the rule purs |
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| October 25, 2017 |
CRD / CROSSROADS SYSTEMS INC / 210 Capital, Llc - SCHEDULE 13D Activist Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D (Rule 13d-101) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO § 240.13d-1(a) AND AMENDMENTS THERETO FILED PURSUANT TO § 240.13d-2(a) (Amendment No. )1 Crossroads Systems, Inc. (Name of Issuer) Common Stock, par value $0.001 per share (Title of Class of Securities) 22766K103 (CUSIP Number) ADAM W. FINER |
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| October 25, 2017 |
Exhibit 99.1 JOINT FILING AGREEMENT In accordance with Rule 13d-1(k)(1)(iii) under the Securities Exchange Act of 1934, as amended, the persons named below agree to the joint filing on behalf of each of them of a Statement on Schedule 13D (including additional amendments thereto) with respect to the shares of common stock, par value $0.001 per share, Crossroads Systems, Inc., a Delaware corporatio |
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| October 25, 2017 |
CROSSROADS SYSTEMS, INC. SECURITIES PURCHASE AGREEMENT Exhibit 99.3 CROSSROADS SYSTEMS, INC. SECURITIES PURCHASE AGREEMENT This SECURITIES PURCHASE AGREEMENT (this “Agreement”), dated as of October 3, 2017, is made by and between Crossroads Systems, Inc., a corporation organized under the laws of the State of Delaware (the “Company”), and 210/CRDS Investment LLC, a Texas limited liability company (the “Purchaser”). RECITALS WHEREAS, subject to the ter |
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| October 25, 2017 |
IN THE UNITED STATES BANKRUPTCY COURT FOR THE WESTERN DISTRICT OF TEXAS SAN ANTONIO DIVISION Exhibit 99.2 IN THE UNITED STATES BANKRUPTCY COURT FOR THE WESTERN DISTRICT OF TEXAS SAN ANTONIO DIVISION In re: Crossroads Systems, Inc. Debtor. § § § § § § Chapter 11 Case No. 17-51926 PREPACKAGED PLAN OF REORGANIZATION FOR Crossroads Systems, INC. UNDER CHAPTER 11 OF THE UNITED STATES BANKRUPTCY CODE DATED: August 13, 2017 ERIC TERRY LAW, PLLC Eric Terry Texas Bar No. 00794729 3511 Broadway Str |
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| October 25, 2017 |
Exhibit 99.5 STATE OF DELAWARE CERTIFICATE OF AMENDMENT TO THE SIXTH AMENDED AND RESTATED CERTIFICATE OF INCORPORATION OF CROSSROADS SYSTEMS, INC. Crossroads Systems, Inc., a corporation organized and existing under the laws of the State of Delaware, DOES HEREBY CERTIFY: FIRST: The name of this corporation is Crossroads Systems, Inc. (the “Corporation”). SECOND: The Sixth Amended and Restated Cert |
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| October 25, 2017 |
Exhibit 99.4 REGISTRATION RIGHTS AGREEMENT This Registration Rights Agreement (this “Agreement”) is made and entered into as of October 3, 2017 among Crossroads Systems, Inc., a Delaware corporation (the “Company”), and the persons identified on Schedule A hereto (collectively, the “Investors” and, each individually, an “Investor”). WHEREAS, the Company and the Investors are parties to a Securitie |
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| October 24, 2017 |
DEF 14A 1 tv477611def14a.htm DEF 14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant x Filed by a Party other than the Registrant ¨ Check the appropriate box: ¨ |
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| October 6, 2017 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D (Rule 13d-101) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO § 240.13d-1(a) AND AMENDMENTS THERETO FILED PURSUANT TO § 240.13d-2(a) (Amendment No. 11)1 Crossroads Systems, Inc. (Name of Issuer) Common Stock, par value $0.001 per share (Title of Class of Securities) 22765D209 (CUSIP Number) JEFFREY E. |
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| September 22, 2017 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 3)* CROSSROADS SYSTEMS, INC. (Name of Issuer) Common Stock (Title of Class of Securities) 22765D407 (CUSIP Number) September 14, 2017 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which th |
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| September 20, 2017 |
CRDS / Crossroads Systems, Inc. / Miller Lloyd I III - SC 13G/A Passive Investment SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G/A (Rule 13d-102) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO RULES 13d-1(b), (c) AND (d) AND AMENDMENTS THERETO FILED PURSUANT TO RULE 13d-2(b) (Amendment No. 2)* Crossroads Systems, Inc. (Name of Issuer) Common Stock (Title of Class of Securities) 22765D407 (CUSIP Number) December 31, 2017 (voluntary early filin |
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| September 14, 2017 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 15 CERTIFICATION AND NOTICE OF TERMINATION OF REGISTRATION UNDER SECTION 12(g) OF THE SECURITIES EXCHANGE ACT OF 1934 OR SUSPENSION OF DUTY TO FILE REPORTS UNDER SECTIONS 13 AND 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934. Commission File Number 001-15331 CROSSROADS SYSTEMS, INC. (Exact name of registrant as specified in |
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| September 14, 2017 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D (Rule 13d-101) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO § 240.13d-1(a) AND AMENDMENTS THERETO FILED PURSUANT TO § 240.13d-2(a) (Amendment No. 10)1 Crossroads Systems, Inc. (Name of Issuer) Common Stock, par value $0.001 per share (Title of Class of Securities) 22765D209 (CUSIP Number) JEFFREY E. |
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| September 14, 2017 |
Exhibit 99.1 JOINT FILING AGREEMENT In accordance with Rule 13d-1(k)(1)(iii) under the Securities Exchange Act of 1934, as amended, the persons named below agree to the joint filing on behalf of each of them of a Statement on Schedule 13D (including additional amendments thereto) with respect to the shares of Common Stock, $0.001 par value, of Crossroads Systems, Inc., a Delaware corporation. This |
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| August 23, 2017 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): August 23, 2017 Crossroads Systems, Inc. (Exact Name of Registrant as Specified in Its Charter) Delaware 001-15331 74-2846643 (State or other Jurisdiction of Incorporation) (Commissio |
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| August 14, 2017 |
Restructuring Support Agreement Exhibit 10.2 THIS RESTRUCTURING SUPPORT AGREEMENT IS NOT AN OFFER WITH RESPECT TO ANY SECURITIES OR A SOLICITATION OF ACCEPTANCES OF A CHAPTER 11 PLAN WITHIN THE MEANING OF SECTION 1125 OF THE BANKRUPTCY CODE. ANY SUCH OFFER OR SOLICITATION WILL COMPLY WITH ALL APPLICABLE SECURITIES LAWS AND/OR PROVISIONS OF THE BANKRUPTCY CODE. Nothing contained in thIS RESTRUCTURING SUPPORT AGREEMENT shall be an |
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| August 14, 2017 |
IN THE UNITED STATES BANKRUPTCY COURT FOR THE WESTERN DISTRICT OF TEXAS SAN ANTONIO DIVISION Exhibit 2.1 IN THE UNITED STATES BANKRUPTCY COURT FOR THE WESTERN DISTRICT OF TEXAS SAN ANTONIO DIVISION In re: Crossroads Systems, Inc. Debtor. § § § § § § Chapter 11 Case No. 17- PREPACKAGED PLAN OF REORGANIZATION FOR Crossroads Systems, INC. UNDER CHAPTER 11 OF THE UNITED STATES BANKRUPTCY CODE DATED: August 13, 2017 ERIC TERRY LAW, PLLC Eric Terry Texas Bar No. 00794729 3511 Broadway Street Sa |
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| August 14, 2017 |
IN THE UNITED STATES BANKRUPTCY COURT FOR THE WESTERN DISTRICT OF TEXAS SAN ANTONIO DIVISION EX-2.2 3 v473162ex2-2.htm EXHIBIT 2.2 Exhibit 2.2 IN THE UNITED STATES BANKRUPTCY COURT FOR THE WESTERN DISTRICT OF TEXAS SAN ANTONIO DIVISION In re: § Chapter 11 § CROSSROADS SYSTEMS, INC. § Case No. 17- § Debtor. § DISCLOSURE STATEMENT IN SUPPORT OF THE PREPACKAGED PLAN OF REORGANIZATION FOR CROSSROADS SYSTEMS, INC. UNDER CHAPTER 11 OF THE UNITED STATES BANKRUPTCY CODE CROSSROADS SYSTEMS, INC. ( |
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| August 14, 2017 |
Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): August 14, 2017 Crossroads Systems, Inc. (Exact Name of Registrant as Specified in Its Charter) Delaware 001-15331 74-2846643 (State or other Jurisdiction of Incorporation) (Commissio |
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| August 14, 2017 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): August 11, 2017 Crossroads Systems, Inc. (Exact Name of Registrant as Specified in Its Charter) Delaware 001-15331 74-2846643 (State or other Jurisdiction of Incorporation) (Commissio |
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| August 14, 2017 |
RESTRUCTURING SUPPORT AGREEMENT Exhibit 10.1 THIS RESTRUCTURING SUPPORT AGREEMENT IS NOT AN OFFER WITH RESPECT TO ANY SECURITIES OR A SOLICITATION OF ACCEPTANCES OF A CHAPTER 11 PLAN WITHIN THE MEANING OF SECTION 1125 OF THE BANKRUPTCY CODE. ANY SUCH OFFER OR SOLICITATION WILL COMPLY WITH ALL APPLICABLE SECURITIES LAWS AND/OR PROVISIONS OF THE BANKRUPTCY CODE. NOTHING CONTAINED IN THIS RESTRUCTURING SUPPORT AGREEMENT SHALL BE AN |
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| August 4, 2017 |
8-K 1 v4724768k.htm FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): July 31, 2017 Crossroads Systems, Inc. (Exact Name of Registrant as Specified in Its Charter) Delaware 001-15331 74-2846643 (State or other Jurisdiction o |
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| July 14, 2017 |
Termination of a Material Definitive Agreement UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): July 10, 2017 Crossroads Systems, Inc. (Exact Name of Registrant as Specified in Its Charter) Delaware 001-15331 74-2846643 (State or other Jurisdiction of Incorporation) (Commission |
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| July 10, 2017 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): July 5, 2017 Crossroads Systems, Inc. (Exact Name of Registrant as Specified in Its Charter) Delaware 001-15331 74-2846643 (State or other Jurisdiction of Incorporation) (Commission F |
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| June 30, 2017 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): June 26, 2017 Crossroads Systems, Inc. (Exact Name of Registrant as Specified in Its Charter) Delaware 001-15331 74-2846643 (State or other Jurisdiction of Incorporation) (Commission |
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| June 16, 2017 |
CRDS / Crossroads Systems, Inc. / ACT Capital Management, LLLP - SC 13G/A Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 7)* Crossroads Systems, Inc. (Name of Issuer) Common Stock (Title of Class of Securities) 22765D209 (CUSIP Number) June 14, 2017 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Sc |
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| June 6, 2017 |
8-K 1 v4685378k.htm FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): June 6, 2017 Crossroads Systems, Inc. (Exact Name of Registrant as Specified in Its Charter) Delaware 001-15331 74-2846643 (State or other Jurisdiction of |
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| May 25, 2017 |
CRDS / Crossroads Systems, Inc. FORM 10-Q (Quarterly Report) 10-Q 1 v46738710q.htm FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q (MARK ONE) x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 FOR THE QUARTERLY PERIOD ENDED April 30, 2017 OR ¨ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 FOR THE TRANSITION PERIOD FROM TO COMMISSION |
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| March 10, 2017 |
CRDS / Crossroads Systems, Inc. 10-Q (Quarterly Report) UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q (MARK ONE) x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 FOR THE QUARTERLY PERIOD ENDED January 31, 2017 OR ¨ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 FOR THE TRANSITION PERIOD FROM TO COMMISSION FILE NUMBER: 001-15331 CROSSRO |
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| January 30, 2017 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 2)* CROSSROADS SYSTEMS, INC. (Name of Issuer) Common Stock (Title of Class of Securities) 22765D407 (CUSIP Number) December 31, 2016 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which thi |
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| January 30, 2017 |
CRDS / Crossroads Systems, Inc. / Miller Lloyd I III - SC 13G/A Passive Investment SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G/A (Rule 13d-102) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO RULES 13d-1(b), (c) AND (d) AND AMENDMENTS THERETO FILED PURSUANT TO RULE 13d-2(b) (Amendment No. 1)* Crossroads Systems, Inc. (Name of Issuer) Common Stock (Title of Class of Securities) 22765D407 (CUSIP Number) December 31, 2016 (Date of Event which R |
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| January 24, 2017 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): January 23, 2017 Crossroads Systems, Inc. (Exact Name of Registrant as Specified in Its Charter) Delaware 001-15331 74-2846643 (State or other Jurisdiction of Incorporation) (Commissi |
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| January 20, 2017 |
Subsidiaries of Crossroads Systems, Inc. Exhibit 21.1 Subsidiaries of Crossroads Systems, Inc. Subsidiary Jurisdiction Crossroads Systems (Texas), Inc. Texas Crossroads Europe GmbH Germany KIP CR P1 LP (1) Delaware (1) Crossroads Systems, Inc has a 99% limited partnership interest in KIP CR P1 LP. |
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| January 20, 2017 |
Crossroads Systems FORM 10-K (Annual Report) UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-K (Mark One) ? ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the year ended October 31, 2016 OR ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number: 001-15331 CROSSROADS SYSTEMS, IN |
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| January 10, 2017 |
CRDS / Crossroads Systems, Inc. / ACT Capital Management, LLLP - SC 13G/A Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 6 )* Crossroads Systems, Inc. (Name of Issuer) Common Stock (Title of Class of Securities) 22765D209 (CUSIP Number) December 31, 2016 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which th |
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| December 13, 2016 |
Crossroads Systems Reports Fiscal Fourth Quarter and Full Year 2016 Financial Results Exhibit 99.1 PRESS RELEASE FOR IMMEDIATE RELEASE Crossroads Systems Reports Fiscal Fourth Quarter and Full Year 2016 Financial Results AUSTIN, Texas ? December 13, 2016 ? Crossroads Systems, Inc. (NASDAQ: CRDS), an intellectual property licensing company, reported financial results for its fiscal fourth quarter and year ended October 31, 2016. On March 22, 2016, Crossroads sold its product busines |
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| December 13, 2016 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): December 13, 2016 Crossroads Systems, Inc. (Exact name of registrant as specified in its charter) Delaware 001-15331 74-2846643 (State or other jurisdiction (Commission (IRS Employer |
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| December 7, 2016 |
CRDS / Crossroads Systems, Inc. / Miller Lloyd I III - SC 13G Passive Investment SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G (Rule 13d-102) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO RULES 13d-1(b), (c) AND (d) AND AMENDMENTS THERETO FILED PURSUANT TO RULE 13d-2(b) (Amendment No. )* Crossroads Systems, Inc. (Name of Issuer) Common Stock (Title of Class of Securities) 22765D407 (CUSIP Number) December 5, 2016 (Date of Event which Requi |
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| November 23, 2016 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): November 17, 2016 Crossroads Systems, Inc. (Exact Name of Registrant as Specified in Its Charter) Delaware 001-15331 74-2846643 (State or other Jurisdiction of Incorporation) (Commiss |
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| September 14, 2016 |
AMENDED AND RESTATED EMPLOYMENT AGREEMENT Exhibit 10.1 AMENDED AND RESTATED EMPLOYMENT AGREEMENT This Amended and Restated Employment Agreement (this ?Agreement?), dated as of August 1, 2016 (the ?Effective Date?), by and between Crossroads Systems Inc., a Delaware corporation (the ?Company?), and Richard K. Coleman, Jr., an individual currently residing at 43 Glenmoor Drive, Cherry Hills Village, CO 80113 (?Executive?). WHEREAS, the Comp |
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| September 14, 2016 |
Crossroads Systems FORM 10-Q (Quarterly Report) UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q (MARK ONE) x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 FOR THE QUARTERLY PERIOD ENDED July 31, 2016 OR ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 FOR THE TRANSITION PERIOD FROM TO COMMISSION FILE NUMBER: 001-15331 CROSSROADS |
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| August 5, 2016 |
8-K 1 v4461938k.htm FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 5, 2016 Crossroads Systems, Inc. (Exact name of registrant as specified in its charter) Delaware 001-15331 74-2846643 (State or other jurisdiction |
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| July 6, 2016 |
Crossroads Systems Regains Compliance with NASDAQ Listing Requirement Exhibit 99.1 PRESS RELEASE Crossroads Systems Regains Compliance with NASDAQ Listing Requirement AUSTIN, Texas ? July 6, 2016 ? Crossroads Systems, Inc. (NASDAQ: CRDS), an intellectual property licensing company, today announced that on July 5, 2016 it received notification from The NASDAQ Stock Market (?Nasdaq?) that Crossroads has regained compliance with the Nasdaq Listing Rule 5550(a)(2) requi |
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| July 6, 2016 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 5, 2016 Crossroads Systems, Inc. (Exact name of registrant as specified in its charter) Delaware 001-15331 74-2846643 (State or other jurisdiction (Commission (IRS Employer of in |
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| June 23, 2016 |
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| June 23, 2016 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D (Rule 13d-101) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO § 240.13d-1(a) AND AMENDMENTS THERETO FILED PURSUANT TO § 240.13d-2(a) (Amendment No. 9)1 Crossroads Systems, Inc. (Name of Issuer) Common Stock, par value $0.001 per share (Title of Class of Securities) 22765D209 (CUSIP Number) JEFFREY E. E |
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| June 17, 2016 |
Exhibit 3.1 STATE OF DELAWARE CERTIFICATE OF AMENDMENT OF THE SIXTH AMENDED AND RESTATED CERTIFICATE OF INCORPORATION OF CROSSROADS SYSTEMS, INC. Pursuant to Section 242 of the General Corporation Law of the State of Delaware Crossroads Systems, Inc., a corporation organized and existing under and by virtue of the General Corporation Law of the State of Delaware (the ?Company?), DOES HEREBY CERTIF |
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| June 17, 2016 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 17, 2016 Crossroads Systems, Inc. (Exact name of registrant as specified in its charter) Delaware 001-15331 74-2846643 (State or other jurisdiction (Commission (IRS Employer of i |
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| June 14, 2016 |
Crossroads Systems FORM 10-Q (Quarterly Report) UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q (MARK ONE) x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 FOR THE QUARTERLY PERIOD ENDED April 30, 2016 OR ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 FOR THE TRANSITION PERIOD FROM TO COMMISSION FILE NUMBER: 001-15331 CROSSROAD |
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| June 2, 2016 |
Crossroads Systems Reports Fiscal Second Quarter 2016 Financial Results Exhibit 99.1 PRESS RELEASE FOR IMMEDIATE RELEASE Crossroads Systems Reports Fiscal Second Quarter 2016 Financial Results AUSTIN, Texas ? June 2, 2016 ? Crossroads Systems, Inc. (NASDAQ: CRDS), an intellectual property licensing company, reported financial results for its fiscal second quarter ended April 30, 2016. On March 22, 2016, Crossroads sold its product business to Canadian-based StrongBox |
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| June 2, 2016 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 2, 2016 Crossroads Systems, Inc. (Exact name of registrant as specified in its charter) Delaware 001-15331 74-2846643 (State or other jurisdiction (Commission (IRS Employer of in |
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| May 26, 2016 |
Submission of Matters to a Vote of Security Holders UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): May 25, 2016 Crossroads Systems, Inc. (Exact Name of Registrant as Specified in Its Charter) Delaware 001-15331 74-2846643 (State or other Jurisdiction of Incorporation) (Commission F |
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| April 25, 2016 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A (Rule 14a-101) SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of The Securities Exchange Act Of 1934 (Amendment No. ) Filed by the Registrant þ Filed by a Party other than the Registrant ¨ Check the appropriate box: ¨ Preliminary Proxy Statement ¨ Confidential, for use of the Commission only (a |
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| April 18, 2016 |
8-K 1 v4372368k.htm FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): April 18, 2016 Crossroads Systems, Inc. (Exact Name of Registrant as Specified in Its Charter) Delaware 001-15331 74-2846643 (State or other Jurisdiction |
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| April 18, 2016 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D (Rule 13d-101) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO § 240.13d-1(a) AND AMENDMENTS THERETO FILED PURSUANT TO § 240.13d-2(a) (Amendment No. 8)1 Crossroads Systems, Inc. (Name of Issuer) Common Stock, par value $0.001 per share (Title of Class of Securities) 22765D209 (CUSIP Number) JEFFREY E. E |
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| April 11, 2016 |
Crossroads Systems FORM 8-K (Current Report/Significant Event) UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): April 11, 2016 Crossroads Systems, Inc. (Exact Name of Registrant as Specified in Its Charter) Delaware 001-15331 74-2846643 (State or other Jurisdiction of Incorporation) (Commission |
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| April 11, 2016 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A (Rule 14a-101) SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of The Securities Exchange Act Of 1934 (Amendment No. ) Filed by the Registrant ? Filed by a Party other than the Registrant ? Check the appropriate box: ? Preliminary Proxy Statement ? Confidential, for use of the Commission only (a |
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| March 31, 2016 |
Financial Statements and Exhibits, Other Events 8-K 1 v4359158k.htm FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): March 31, 2016 Crossroads Systems, Inc. (Exact Name of Registrant as Specified in Its Charter) Delaware 001-15331 74-2846643 (State or other Jurisdiction |
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| March 31, 2016 |
Crossroads Systems Files to Appeal Recent Patent Decisions Exhibit 99.1 PRESS RELEASE Company Contact: Investor Contact: Jennifer Crane Mark Hood Crossroads Systems Crossroads Systems [email protected] [email protected] 512.928.6897 512.928.7330 Press Contact: Matthew Zintel Zintel Public Relations [email protected] 281.444.1590 FOR IMMEDIATE RELEASE Crossroads Systems Files to Appeal Recent Patent Decisions AUSTIN, Texas, March 31, 2016 ? Cross |
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| March 24, 2016 |
Crossroads Systems FORM 8-K (Current Report/Significant Event) UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): March 22, 2016 Crossroads Systems, Inc. (Exact Name of Registrant as Specified in Its Charter) Delaware 001-15331 74-2846643 (State or other Jurisdiction of Incorporation) (Commission |
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| March 23, 2016 |
Exhibit 2.1 EXECUTION VERSION PURCHASE AND ASSIGNMENT AGREEMENT by and between Crossroads Systems, Inc., as Seller, and StrongBox Data Solutions, Inc., as Acquirer March 22, 2016 Table of Contents Page 1. Definitions 1 2. Closing; Sale and Assumption 5 2.1 Purchase Price 5 2.2 The Closing 5 2.3 Closing Deliverables. At the Closing: 5 2.4 Sale and Purchase of Assets 6 2.5 Assumption of Liabilities |
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| March 23, 2016 |
8-K 1 v4350088k.htm FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 22, 2016 Crossroads Systems, Inc. (Exact name of registrant as specified in its charter) Delaware 001-15331 74-2846643 (State or other jurisdiction |
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| March 23, 2016 |
Crossroads Announces Sale of Products Business and Plan to Sell Non-‘972 Patent Portfolio Exhibit 99.1 PRESS RELEASE Company Contact: Investor Contact: Jennifer Crane Mark Hood Crossroads Systems Crossroads Systems [email protected] [email protected] 512.928.6897 512.928.7330 Press Contact: Matthew Zintel Zintel Public Relations [email protected] 281.444.1590 FOR IMMEDIATE RELEASE Crossroads Announces Sale of Products Business and Plan to Sell Non-?972 Patent Portfolio AUSTIN |
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| March 18, 2016 |
Crossroads Systems FORM 8-K (Current Report/Significant Event) UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): March 17, 2016 Crossroads Systems, Inc. (Exact Name of Registrant as Specified in Its Charter) Delaware 001-15331 74-2846643 (State or other Jurisdiction of Incorporation) (Commission |
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| March 10, 2016 |
Crossroads Systems FORM 10-Q (Quarterly Report) UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q (MARK ONE) x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 FOR THE QUARTERLY PERIOD ENDED January 31, 2016 OR ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 FOR THE TRANSITION PERIOD FROM TO COMMISSION FILE NUMBER: 001-15331 CROSSRO |
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| March 10, 2016 |
Crossroads Systems Reports Fiscal First Quarter 2016 Financial Results Exhibit 99.1 PRESS RELEASE Company Contacts: Investor Contact: Jennifer Crane Mark Hood Crossroads Systems Crossroads Systems [email protected] [email protected] 512.928.6897 512.928.7330 Press Contact: Matthew Zintel Zintel Public Relations [email protected] 281.444.1590 FOR IMMEDIATE RELEASE Crossroads Systems Reports Fiscal First Quarter 2016 Financial Results AUSTIN, Texas ? M |
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| March 10, 2016 |
Financial Statements and Exhibits, Results of Operations and Financial Condition 8-K 1 v4339878k.htm FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 10, 2016 Crossroads Systems, Inc. (Exact name of registrant as specified in its charter) Delaware 001-15331 74-2846643 (State or other jurisdiction |
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| March 8, 2016 |
Crossroads Systems Receives NASDAQ Notice Relating to Minimum Bid Price Exhibit 99.1 PRESS RELEASE Company Contact: Investor Contact: Jennifer Crane Mark Hood Crossroads Systems Crossroads Systems [email protected] [email protected] 512.928.6897 512.928.7330 Press Contact: Matthew Zintel Zintel Public Relations [email protected] 281.444.1590 FOR IMMEDIATE RELEASE Crossroads Systems Receives NASDAQ Notice Relating to Minimum Bid Price AUSTIN, Texas, March 8, |
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| March 8, 2016 |
8-K 1 v4337398k.htm FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): March 2, 2016 Crossroads Systems, Inc. (Exact Name of Registrant as Specified in Its Charter) Delaware 001-15331 74-2846643 (State or other Jurisdiction o |
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| February 22, 2016 |
Financial Statements and Exhibits, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): February 22, 2016 Crossroads Systems, Inc. (Exact Name of Registrant as Specified in Its Charter) Delaware 001-15331 74-2846643 (State or other Jurisdiction of Incorporation) (Commiss |
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| February 22, 2016 |
Crossroads Systems Files to Appeal Recent Patent Decisions Exhibit 99.1 PRESS RELEASE Company Contact: Investor Contact: Jennifer Crane Mark Hood Crossroads Systems Crossroads Systems [email protected] [email protected] 512.928.6897 512.928.7330 Press Contact: Matthew Zintel Zintel Public Relations [email protected] 281.444.1590 FOR IMMEDIATE RELEASE Crossroads Systems Files to Appeal Recent Patent Decisions AUSTIN, Texas, February 22, 2016 ? Cr |
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| February 16, 2016 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 1)* CROSSROADS SYSTEMS, INC. (Name of Issuer) Common Stock (Title of Class of Securities) 22765D209 (CUSIP Number) December 31, 2015 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which thi |
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| February 12, 2016 |
CRDS / Crossroads Systems, Inc. / ACT Capital Management, LLLP - SC 13G/A Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 5)* Crossroads Systems, Inc. (Name of Issuer) Common Stock (Title of Class of Securities) 22765D209 (CUSIP Number) December 31, 2015 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which thi |
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| February 4, 2016 |
Crossroads Systems Provides Business and Intellectual Property Update PRESS RELEASE Company Contact: Investor Contact: Jennifer Crane Mark Hood Crossroads Systems Crossroads Systems ir@crossroads. |
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| February 4, 2016 |
Regulation FD Disclosure, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): February 4, 2016 Crossroads Systems, Inc. (Exact Name of Registrant as Specified in Its Charter) Delaware 001-15331 74-2846643 (State or other Jurisdiction of Incorporation) (Commissi |
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| February 3, 2016 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 SCHEDULE 13G/A Under the Securities Exchange Act of 1934 (Amendment No. |
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| February 2, 2016 |
Financial Statements and Exhibits, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): February 2, 2016 Crossroads Systems, Inc. (Exact Name of Registrant as Specified in Its Charter) Delaware 001-15331 74-2846643 (State or other Jurisdiction of Incorporation) (Commissi |
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| February 2, 2016 |
Crossroads Systems Announces Conference Call to Provide a Business and Intellectual Property Update Exhibit 99.1 PRESS RELEASE Company Contact: Investor Contact: Jennifer Crane Mark Hood Crossroads Systems Crossroads Systems [email protected] [email protected] 512.928.6897 512.928.7330 Press Contact: Matthew Zintel Zintel Public Relations [email protected] 281.444.1590 FOR IMMEDIATE RELEASE Crossroads Systems Announces Conference Call to Provide a Business and Intellectual Property Upd |
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| January 29, 2016 |
Crossroads Systems Announces Decisions in IPR Challenges EX-99.1 2 v430161ex99-1.htm EXHIBIT 99.1 Exhibit 99.1 PRESS RELEASE Company Contact: Investor Contact: Jennifer Crane Mark Hood Crossroads Systems Crossroads Systems [email protected] [email protected] 512.928.6897 512.928.7330 Press Contact: Matthew Zintel Zintel Public Relations [email protected] 281.444.1590 FOR IMMEDIATE RELEASE Crossroads Systems Announces Decisions in IPR Challenge |
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| January 29, 2016 |
Financial Statements and Exhibits, Other Events 8-K 1 v4301618k.htm FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): January 29, 2016 Crossroads Systems, Inc. (Exact Name of Registrant as Specified in Its Charter) Delaware 001-15331 74-2846643 (State or other Jurisdictio |
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| January 13, 2016 |
CRD / CROSSROADS SYSTEMS INC 10-K - Annual Report - FORM 10-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-K (Mark One) þ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the year ended October 31, 2015 OR ¨ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number: 001-15331 CROSSROADS SYSTEMS, IN |
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| January 13, 2016 |
Subsidiaries of Crossroads Systems, Inc. Exhibit 21.1 Subsidiaries of Crossroads Systems, Inc. Subsidiary Jurisdiction Crossroads Systems (Texas), Inc. Texas Crossroads Europe GmbH Germany KIP CR P1 LP (1) Delaware (1) Crossroads Systems, Inc has a 99% limited partnership interest in KIP CR P1 LP. |
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| January 13, 2016 |
Exhibit 10.37 INVESTMENT AGREEMENT THIS INVESTMENT AGREEMENT (the “Agreement”) is entered into as of October 27, 2015, by and among Crossroads Systems, Inc., a Delaware corporation (the “Company”), TQ Zeta LLC a Delaware limited liability company (“TQ Zeta”) and the investors listed on the signature pages hereto. RECITALS WHEREAS, the Company desires funding for its Patent Litigation (as defined b |
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| December 17, 2015 |
424B3 1 v427284424b3.htm 424B3 Filed Pursuant to Rule 424(b)(3) Registration No. 333-207431 PROSPECTUS CROSSROADS SYSTEMS, INC. 67,824 shares of Common Stock 1,081,426 shares of Common Stock issuable upon exercise of warrants This prospectus relates to the resale, from time to time following the date hereof, of up to 67,824 shares (the “Common Stock Shares”) of common stock, par value $0.001 per s |
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| December 14, 2015 |
Crossroads Systems Reports Fiscal Fourth Quarter and Full Year 2015 Financial Results Exhibit 99.1 PRESS RELEASE Company Contacts: Investor Contact: Jennifer Crane Mark Hood Crossroads Systems Crossroads Systems [email protected] [email protected] 512.928.6897 512.928.7330 Press Contact: Matthew Zintel Zintel Public Relations [email protected] 281.444.1590 FOR IMMEDIATE RELEASE Crossroads Systems Reports Fiscal Fourth Quarter and Full Year 2015 Financial Results AU |
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| December 14, 2015 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): December 14, 2015 Crossroads Systems, Inc. (Exact name of registrant as specified in its charter) Delaware 001-15331 74-2846643 (State or other jurisdiction (Commission (IRS Employer |
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| December 8, 2015 |
CORRESP 1 filename1.htm Crossroads Systems, Inc. 11000 North Mo-Pac Expressway #150 Austin, Texas 78759 December 8, 2015 VIA EDGAR Securities and Exchange Commission Division of Corporation Finance Mail Stop 4561 100 F Street, N.E. Washington, D.C. 20549 Attention: Matthew Crispino, Esq. Re: Crossroads Systems, Inc. Registration Statement on Form S-3 File No. 333-207431 Ladies and Gentlemen: The u |
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| December 4, 2015 |
As filed with the Securities and Exchange Commission on December 4, 2015 Registration No. |
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| December 1, 2015 |
EMAIL: [email protected] DIRECT DIAL: 212.451.2289 December 1, 2015 VIA EDGAR AND ELECTRONIC MAIL U.S. Securities and Exchange Commission Division of Corporation Finance Mail Stop 4561 100 F Street, N.E. Washington, D.C. 20549 Attention: Matthew Crispino, Esq. Re: Crossroads Systems, Inc. Amendment No. 1 to Registration Statement on Form S-3 Filed November 12, 2015 File No. 333-207431 Ladies |
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| November 12, 2015 |
As filed with the Securities and Exchange Commission on November 10, 2015 Registration No. |
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| November 10, 2015 |
EMAIL: [email protected] DIRECT DIAL: 212.451.2289 November 10, 2015 VIA EDGAR AND ELECTRONIC MAIL U.S. Securities and Exchange Commission Division of Corporation Finance Mail Stop 4561 100 F Street, N.E. Washington, D.C. 20549 Attention: Matthew Crispino, Esq. Re: Crossroads Systems, Inc. Registration Statement on Form S-3 Filed October 15, 2015 File No. 333-207431 Ladies and Gentlemen: On |
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| November 2, 2015 |
Crossroads Systems CURRENT REPORT (Current Report/Significant Event) UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 27, 2015 Crossroads Systems, Inc. (Exact name of registrant as specified in its charter) Delaware 001-15331 74-2846643 (State or other jurisdiction (Commission (IRS Employer o |
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| November 2, 2015 |
EX-99.1 2 v423465ex99-1.htm EXHIBIT 99.1 PRESS RELEASE Company Contact: Investor Contact: Jennifer Crane Mark Hood Crossroads Systems Crossroads Systems [email protected] [email protected] 512.928.6897 512.928.7330 Press Contact: Matthew Zintel Zintel Public Relations [email protected] 281.444.1590 FOR IMMEDIATE RELEASE Crossroads Systems Secures $10 Million in Litigation Financing Suppo |
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| October 15, 2015 |
As filed with the Securities and Exchange Commission on October 15, 2015 Registration No. |
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| October 14, 2015 |
EMAIL: [email protected] DIRECT DIAL: 212.451.2289 October 14, 2015 VIA EDGAR AND ELECTRONIC MAIL U.S. Securities and Exchange Commission Division of Corporation Finance Mail Stop 4561 100 F Street, N.E. Washington, D.C. 20549 Attention: Mark P. Shuman, Esq. Branch Chief ? Legal Re: Crossroads Systems, Inc. Post-Effective Amendment No. 3 to Form S-3 Filed October 5, 2015 File No. 333-172792 |
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| October 14, 2015 |
October 14, 2015 VIA EDGAR U.S. Securities and Exchange Commission Division of Corporation Finance Mail Stop 4561 100 F Street, N.E. Washington, D.C. 20549 Attention: Mark P. Shuman, Esq. Branch Chief ? Legal Re: Crossroads Systems, Inc. Request for Withdrawal of Post-Effective Amendment No. 3 to Form S-3 File No. 333-172792 Filed October 5, 2015 Ladies and Gentlemen: On behalf of Crossroads Syste |
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| October 5, 2015 |
As filed with the Securities and Exchange Commission on October 5, 2015 Registration Nos. |
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| October 5, 2015 |
As filed with the Securities and Exchange Commission on October 5, 2015 Registration Nos. |
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| September 14, 2015 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q (MARK ONE) x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 FOR THE QUARTERLY PERIOD ENDED July 31, 2015 OR ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 FOR THE TRANSITION PERIOD FROM TO COMMISSION FILE NUMBER: 001-15331 CROSSROADS |
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| September 14, 2015 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D (Rule 13d-101) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO § 240.13d-1(a) AND AMENDMENTS THERETO FILED PURSUANT TO § 240.13d-2(a) (Amendment No. 7)1 Crossroads Systems, Inc. (Name of Issuer) Common Stock, par value $0.001 per share (Title of Class of Securities) 22765D209 (CUSIP Number) JEFFREY E. E |
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| September 14, 2015 |
begin 644 ex991to13da709482029091015.pdf M)5!$1BTQ+C0-)>+CS],-"C,Q(# @;V)J#3P\+TQI;F5A"8\-6U;.;YU%E&R=/GKWY M# ,#A@ 28(9B!H9RH ES&)AY$D <:0;F55^ -",0;P4(, #O'QDQ#0IE;F1S M=')E86T-96YD;V)J#3,R(# @;V)J#3P\+TUE=&%D871A(#(U(# @4B]086=E M#(@,S4@,"!2/CX^/B]2;W1A=&4@,"]4>7!E+U!A9V4^/@UE;F1O M8FH-,S0@,"!O8FH-/#PO1FEL=&5R+T9L871E1&5C;V1E+TQE;F=T:" U,#X^ M$,T$R^A5&"B[Y M"ER!"EP 08 8(P+E@T*96YD7!E+TEM86=E+U1 |
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| September 2, 2015 |
Crossroads Systems 8-K (Current Report/Significant Event) UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): September 2, 2015 Crossroads Systems, Inc. (Exact name of registrant as specified in its charter) Delaware 001-15331 74-2846643 (State or other jurisdiction (Commission (IRS Employer |
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| September 2, 2015 |
Crossroads Systems Reports Fiscal Third Quarter 2015 Financial Results Exhibit 99.1 PRESS RELEASE Company Contacts: Investor Contact: Jennifer Crane Mark Hood Crossroads Systems Crossroads Systems [email protected] [email protected] 512.928.6897 512.928.7330 Press Contact: Matthew Zintel Zintel Public Relations [email protected] 281.444.1590 FOR IMMEDIATE RELEASE Crossroads Systems Reports Fiscal Third Quarter 2015 Financial Results AUSTIN, Texas ? S |
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| August 7, 2015 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. )* CROSSROADS SYSTEMS, INC. (Name of Issuer) Common Stock (Title of Class of Securities) 22765D209 (CUSIP Number) July 31, 2015 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Sch |
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| August 3, 2015 |
Exhibit 99.1 PRESS RELEASE Company Contacts: Investor Contact: Jennifer Crane Mark Hood Crossroads Systems Crossroads Systems [email protected] [email protected] 512.928.6897 512.928.7330 Press Contact: Matthew Zintel Zintel Public Relations [email protected] 281.444.1590 FOR IMMEDIATE RELEASE Crossroads Systems Announces Completion of Rights Offering AUSTIN, Texas, August 3, 2015 ? Cros |
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| August 3, 2015 |
Crossroads Systems FORM 8-K (Current Report/Significant Event) UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): August 3, 2015 Crossroads Systems, Inc. (Exact Name of Registrant as Specified in Its Charter) Delaware 001-15331 74-2846643 (State or other Jurisdiction of Incorporation) (Commission |
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| July 30, 2015 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D (Rule 13d-101) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO § 240.13d-1(a) AND AMENDMENTS THERETO FILED PURSUANT TO § 240.13d-2(a) (Amendment No. 6)1 Crossroads Systems, Inc. (Name of Issuer) Common Stock, par value $0.001 per share (Title of Class of Securities) 22765D209 (CUSIP Number) JEFFREY E. E |
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| July 22, 2015 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): July 22, 2015 Crossroads Systems, Inc. (Exact Name of Registrant as Specified in Its Charter) Delaware 001-15331 74-2846643 (State or other Jurisdiction of Incorporation) (Commission |
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| July 22, 2015 |
Crossroads Systems Receives NASDAQ Notice Relating to Market Value of Listed Securities Exhibit 99.1 PRESS RELEASE Company Contacts: Investor Contact: Jennifer Crane Mark Hood Crossroads Systems Crossroads Systems [email protected] [email protected] 512.928.6897 512.928.7330 Press Contact: Matthew Zintel Zintel Public Relations [email protected] 281.444.1590 FOR IMMEDIATE RELEASE Crossroads Systems Receives NASDAQ Notice Relating to Market Value of Listed Securities |
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| July 7, 2015 |
Crossroads Systems FORM 8-K (Current Report/Significant Event) UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): July 7, 2015 Crossroads Systems, Inc. (Exact Name of Registrant as Specified in Its Charter) Delaware 001-15331 74-2846643 (State or other Jurisdiction of Incorporation) (Commission F |
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| July 7, 2015 |
Crossroads Systems FORM S-1MEF S-1MEF 1 v414843s-1mef.htm FORM S-1MEF As filed with the Securities and Exchange Commission on July 6, 2015 Registration No. 333- UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM S-1 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 CROSSROADS SYSTEMS, INC. (Exact name of registrant as specified in its charter) Delaware 3572 74-2846643 (State or other jurisdiction |
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| July 7, 2015 |
Filed Pursuant to Rule 424(b)(3) Registration No. 333-204094 PROSPECTUS CROSSROADS SYSTEMS, INC. 11,263,184 shares of Common Stock Issuable Upon the Exercise of Rights to Subscribe for such Shares at $1.25 per Share We are distributing, at no charge to our stockholders, non-transferable subscription rights to purchase up to an aggregate 11,263,184 shares of our common stock, $0.001 par value per s |
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| July 7, 2015 |
Crossroads Systems Comments on Dot Hill Lawsuit Exhibit 99.1 PRESS RELEASE Company Contacts: Investor Contact: Jennifer Crane Mark Hood Crossroads Systems Crossroads Systems [email protected] [email protected] 512.928.6897 512.928.7330 Press Contact: Matthew Zintel Zintel Public Relations [email protected] 281.444.1590 FOR IMMEDIATE RELEASE Crossroads Systems Comments on Dot Hill Lawsuit AUSTIN, Texas, July 7, 2015 ? Crossroads |
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| July 2, 2015 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): June 29, 2015 Crossroads Systems, Inc. (Exact Name of Registrant as Specified in Its Charter) Delaware 001-15331 74-2846643 (State or other Jurisdiction of Incorporation) (Commission |
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| June 29, 2015 |
CORRESP 1 filename1.htm CROSSROADS SYSTEMS, Inc. 11000 North MoPac Expressway #150 Austin, Texas 78759 June 29, 2015 VIA EDGAR Securities and Exchange Commission Division of Corporation Finance 100 F Street, N.E. Washington, D.C. 20549 Attention: Mr. Ivan Griswold Re: Crossroads Systems, Inc. Registration Statement on Form S-1, as amended File No. 333-204094 Dear Mr. Griswold: The undersigned Regi |
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| June 29, 2015 |
Financial Statements and Exhibits, Other Events 8-K 1 v4143538k.htm 8-K CURRENT REPORT UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): June 29, 2015 Crossroads Systems, Inc. (Exact Name of Registrant as Specified in Its Charter) Delaware 001-15331 74-2846643 (State or other Juri |
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| June 29, 2015 |
Crossroads Systems AMENDMENT TO FORM S-1 As filed with the Securities and Exchange Commission on June 26, 2015 Registration No. |
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| June 29, 2015 |
Crossroads Systems Announces Terms for Rights Offering Exhibit 99.1 Crossroads Systems Announces Terms for Rights Offering AUSTIN, Texas, June 29, 2015 /PRNewswire/ - Crossroads Systems, Inc. (NASDAQ:CRDS) today announced that a Special Committee of its Board of Directors has set terms for the previously disclosed rights offering of common stock to holders of shares of its common and preferred stock and changed the record date from July 2, 2015 to Jul |
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| June 23, 2015 |
Entry into a Material Definitive Agreement, Financial Statements and Exhibits 8-K 1 v4138998k.htm FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 23, 2015 Crossroads Systems, Inc. (Exact name of registrant as specified in its charter) Delaware 001-15331 74-2846643 (State or other jurisdiction ( |
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| June 23, 2015 |
Exhibit 10.1 June 22, 2015 STRICTLY CONFIDENTIAL CF DB EZ LLC 1345 Avenue of the Americas, 46th Floor New York, NY 10105 Attn: James K. Noble III, General Counsel Email: [email protected] Re: The Credit Agreement (the ?Credit Agreement?) between Crossroads Systems, Inc. (?Crossroads? or ?Borrower?) and CF DB EZ LLC (?Lender?), as assignee of Fortress Credit Co LLC, entered into as of July 22, 20 |
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| June 22, 2015 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): June 22, 2015 Crossroads Systems, Inc. (Exact Name of Registrant as Specified in Its Charter) Delaware 001-15331 74-2846643 (State or other Jurisdiction of Incorporation) (Commission |
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| June 12, 2015 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q (MARK ONE) x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 FOR THE QUARTERLY PERIOD ENDED April 30, 2015 OR ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 FOR THE TRANSITION PERIOD FROM TO COMMISSION FILE NUMBER: 001-15331 CROSSROAD |
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| June 4, 2015 |
Crossroads Systems Reports Fiscal Second Quarter 2015 Financial Results Exhibit 99.1 PRESS RELEASE Company Contacts: Investor Contact: Jennifer Crane Mark Hood Crossroads Systems Crossroads Systems [email protected] [email protected] 512.928.6897 512.928.7330 Press Contact: Matthew Zintel Zintel Public Relations [email protected] 281.444.1590 FOR IMMEDIATE RELEASE Crossroads Systems Reports Fiscal Second Quarter 2015 Financial Results AUSTIN, Texas ? |
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| June 4, 2015 |
Financial Statements and Exhibits, Results of Operations and Financial Condition 8-K 1 v4124188k.htm FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 4, 2015 Crossroads Systems, Inc. (Exact name of registrant as specified in its charter) Delaware 001-15331 74-2846643 (State or other jurisdiction (C |
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| May 12, 2015 |
Exhibit 99.1 FORM OF INSTRUCTIONS FOR USE OF CROSSROADS SYSTEMS, INC. SUBSCRIPTION RIGHTS CERTIFICATE AS TO ANY QUESTIONS, CONSULT INVESTORCOM, INC., THE COMPANY?S INFORMATION AGENT, BY EMAIL AT [email protected], BY TELEPHONE AT (877) 972-0090 OR BY MAIL AT INVESTORCOM, INC., 65 LOCUST AVENUE, NEW CANAAN, CT 06840 The following instructions relate to the distribution by Crossroads Systems, In |
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| May 12, 2015 |
Crossroads Systems Announces Planned Rights Offering Exhibit 99.1 PRESS RELEASE Company Contacts: Investor Contact: Jennifer Crane Mark Hood Crossroads Systems Crossroads Systems [email protected] [email protected] 512.928.6897 512.928.7330 Press Contact: Matthew Zintel Zintel Public Relations [email protected] 281.444.1590 FOR IMMEDIATE RELEASE Crossroads Systems Announces Planned Rights Offering AUSTIN, Texas, May 12, 2015 ? Crossroads S |
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| May 12, 2015 |
FORM OF NOTICE OF GUARANTEED DELIVERY FOR RIGHTS CERTIFICATES ISSUED BY CROSSROADS SYSTEMS, INC. Exhibit 99.7 FORM OF NOTICE OF GUARANTEED DELIVERY FOR RIGHTS CERTIFICATES ISSUED BY CROSSROADS SYSTEMS, INC. This form must be used to exercise the non-transferable subscription rights (the ?Rights?) pursuant to the rights offering (the ?Rights Offering?) of Crossroads Systems, Inc. (the ?Company?) described and provided for in the prospectus for the Rights Offering (a copy of which accompanies t |
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| May 12, 2015 |
FORM OF NOMINEE HOLDER ELECTION FORM Exhibit 99.6 FORM OF NOMINEE HOLDER ELECTION FORM The undersigned, a bank, broker, trustee, depositary or other nominee of non-transferable subscription rights (the ?Rights?) to purchase shares of common stock, par value $0.001 per share (the ?Common Stock?), of Crossroads Systems, Inc. (the ?Company?) pursuant to the rights offering (the ?Rights Offering?) described and provided for in the Compan |
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| May 12, 2015 |
Financial Statements and Exhibits, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): May 12, 2015 Crossroads Systems, Inc. (Exact Name of Registrant as Specified in Its Charter) Delaware 001-15331 74-2846643 (State or other Jurisdiction of Incorporation) (Commission F |
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| May 12, 2015 |
S-1 1 v410326s1.htm FORM S-1 As filed with the Securities and Exchange Commission on May 12, 2015 Registration No. 333- UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM S-1 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 CROSSROADS SYSTEMS, INC. (Exact name of registrant as specified in its charter) Delaware 3572 74-2846643 (State or other jurisdiction of incorp |
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| May 12, 2015 |
Exhibit 99.3 FORM OF LETTER TO NOMINEE HOLDERS WHOSE CLIENTS ARE BENEFICIAL HOLDERS CROSSROADS SYSTEMS, INC. Up To [] Shares of Common Stock Issuable Upon the Exercise of Subscription Rights Distributed to Record Stockholders of Crossroads Systems, Inc. [], 2015 To Securities Dealers, Commercial Banks, Trust Companies and Other Nominees: This letter is being distributed to securities dealers, comm |
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| May 12, 2015 |
Exhibit 99.2 FORM OF LETTER TO STOCKHOLDERS WHO ARE RECORD HOLDERS CROSSROADS SYSTEMS, INC. Up To [] Shares of Common Stock Issuable Upon the Exercise of Subscription Rights Distributed to Record Stockholders of Crossroads Systems, Inc. [], 2015 Dear Stockholder: This notice is being distributed by Crossroads Systems, Inc. (?Crossroads? or the ?Company) to all holders of record (the ?Record Holder |
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| May 12, 2015 |
Exhibit 4.9 RIGHTS CERTIFICATE #: NUMBER OF RIGHTS THE TERMS AND CONDITIONS OF THE RIGHTS OFFERING ARE SET FORTH IN THE COMPANY'S PROSPECTUS DATED , 2015 (THE "PROSPECTUS") AND ARE INCORPORATED HEREIN BY REFERENCE. COPIES OF THE PROSPECTUS ARE AVAILABLE UPON REQUEST FROM INVESTORCOM, INC., THE INFORMATION AGENT, BY EMAIL AT [email protected], BY TELEPHONE AT (877) 972-0090 OR BY MAIL AT INVEST |
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| May 12, 2015 |
Exhibit 10.7 January 9, 2013 Mark Hood RE: Severance Benefit Plan Dear Mr. Hood, We are pleased to inform you that the Company?s Management has approved a special severance benefit program for you. The purpose of this letter agreement is to set forth the terms and conditions of your severance benefits and to explain the limitations that will govern their overall value. Your severance package will |
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| May 12, 2015 |
FORM OF NOTICE OF IMPORTANT TAX INFORMATION Exhibit 99.8 FORM OF NOTICE OF IMPORTANT TAX INFORMATION The tax information is provided in connection with the prospectus of Crossroads Systems, Inc. (the ?Company?), dated [ ], 2015 (the ?Prospectus?). Backup Withholding Under the United States federal income tax laws, dividend payments that may be made by the Company on shares of its common stock, par value $0.001 per share (the ?Common Stock?) |
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| May 12, 2015 |
FORM OF BENEFICIAL OWNER ELECTION Exhibit 99.5 FORM OF BENEFICIAL OWNER ELECTION The undersigned acknowledge(s) receipt of your letter and the enclosed materials referred to therein relating to the distribution by Crossroads Systems, Inc. (the ?Company?) to the holders of record of common stock, par value $0.001 (the ?Common Stock?) and Series F Convertible Preferred Stock (the ?Series F Preferred Stock?), of the Company, as of 5: |
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| May 12, 2015 |
Exhibit 99.4 FORM OF LETTER TO CLIENTS OF NOMINEE HOLDERS CROSSROADS SYSTEMS, INC. Up To [] Shares of Common Stock Issuable Upon the Exercise of Subscription Rights Distributed to Stockholders of Crossroads Systems, Inc. [], 2015 To Our Clients: Enclosed for your consideration are the Prospectus, dated [], 2015 (the ?Prospectus?), and the Instructions for Use of Crossroads Systems, Inc. Subscripti |
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| April 28, 2015 |
8-K 1 v4086308k.htm 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): April 24, 2015 Crossroads Systems, Inc. (Exact Name of Registrant as Specified in Its Charter) Delaware 001-15331 74-2846643 (State or other Jurisdiction of In |
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| April 28, 2015 |
Exhibit 3.1 STATE OF DELAWARE CERTIFICATE OF AMENDMENT OF THE SIXTH AMENDED AND RESTATED CERTIFICATE OF INCORPORATION OF CROSSROADS SYSTEMS, INC. Pursuant to Section 242 of the General Corporation Law of the State of Delaware Crossroads Systems, Inc., a corporation organized and existing under and by virtue of the General Corporation Law of the State of Delaware (the ?Corporation?), DOES HEREBY CE |
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| April 28, 2015 |
CROSSROADS SYSTEMS, INC. 2010 STOCK INCENTIVE PLAN, AS AMENDED Exhibit 10.1 CROSSROADS SYSTEMS, INC. 2010 STOCK INCENTIVE PLAN, AS AMENDED Section 1. PURPOSE 1.1 Purpose. The purpose of the Crossroads Systems, Inc. 2010 Stock Incentive Plan, as amended (the ?Plan?) is to provide a means through which Crossroads Systems, Inc. (the ?Company?) may attract able persons to serve as employees, directors, or consultants of the Company or its subsidiaries and to prov |
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| April 9, 2015 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. |
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| March 20, 2015 |
Crossroads Systems FORM DEF 14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A PROXY STATEMENT PURSUANT TO SECTION 14(a) OF THE SECURITIES EXCHANGE ACT OF 1934 (Amendment No. ) Filed by the Registrant ? Filed by a Party other than the Registrant ? Check the appropriate box: ? Preliminary Proxy Statement ? Confidential, for use of the Commission only (as permitted by Rule 14a-6(e)(2)) ? Defin |
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| March 13, 2015 |
Crossroads Systems FORM PRE 14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A PROXY STATEMENT PURSUANT TO SECTION 14(a) OF THE SECURITIES EXCHANGE ACT OF 1934 (Amendment No. ) Filed by the Registrant þ Filed by a Party other than the Registrant ¨ Check the appropriate box: þ Preliminary Proxy Statement ¨ Confidential, for use of the Commission only (as permitted by Rule 14a-6(e)(2)) ¨ Defin |
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| March 11, 2015 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q (MARK ONE) x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 FOR THE QUARTERLY PERIOD ENDED January 31, 2015 OR ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 FOR THE TRANSITION PERIOD FROM TO COMMISSION FILE NUMBER: 001-15331 CROSSRO |
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| March 6, 2015 |
Crossroads Systems Reports Fiscal First Quarter 2015 Financial Results Exhibit 99.1 PRESS RELEASE Company Contacts: Investor Contact: Jennifer Crane Mark Hood Crossroads Systems Crossroads Systems [email protected] [email protected] 512.928.6897 512.928.7330 Press Contact: Matthew Zintel Zintel Public Relations [email protected] 281.444.1590 FOR IMMEDIATE RELEASE Crossroads Systems Reports Fiscal First Quarter 2015 Financial Results AUSTIN, Texas ? M |
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| March 6, 2015 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) March 5, 2015 Crossroads Systems, Inc. (Exact name of registrant as specified in its charter) Delaware 001-15331 74-2846643 (State or other jurisdiction (Commission (IRS Employer of in |
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| February 24, 2015 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) February 24, 2015 Crossroads Systems, Inc. (Exact name of registrant as specified in its charter) Delaware 001-15331 74-2846643 (State or other jurisdiction (Commission (IRS Employer o |
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| February 4, 2015 |
CRDS / Crossroads Systems, Inc. / ACT Capital Management, LLLP - SC 13G/A Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 4)* Crossroads Systems, Inc. (Name of Issuer) Common Stock (Title of Class of Securities) 22765D209 (CUSIP Number) December 31, 2014 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which thi |
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| January 30, 2015 |
CROSSROADS SYSTEMS, INC. COMMON STOCK PURCHASE WARRANT To Purchase ______ Shares of Common Stock Exhibit 4.2 THE SECURITIES REPRESENTED BY THIS CERTIFICATE HAVE NOT BEEN REGISTERED UNDER EITHER THE SECURITIES ACT OF 1933, AS AMENDED (THE “1933 ACT”), OR APPLICABLE STATE SECURITIES LAWS (THE “STATE ACTS”), AND SHALL NOT BE SOLD, ASSIGNED, PLEDGED, HYPOTHECATED, DONATED OR OTHERWISE TRANSFERRED (WHETHER OR NOT FOR CONSIDERATION) BY THE HOLDER EXCEPT BY REGISTRATION OR PURSUANT TO AN EXEMPTION F |
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| January 30, 2015 |
CROSSROADS SYSTEMS, INC. COMMON STOCK PURCHASE WARRANT To Purchase ______ Shares of Common Stock EX-4.1 3 v399914ex4-1.htm EXHIBIT 4.1 Exhibit 4.1 Form of Investor Warrant CROSSROADS SYSTEMS, INC. COMMON STOCK PURCHASE WARRANT To Purchase Shares of Common Stock Date of Issuance: January 30, 2015 Warrant No.: VOID AFTER January 30, 2020 THIS CERTIFIES THAT, for value received, , or permitted registered assigns (the “Holder”), is entitled to subscribe for and purchase at the Exercise Price (def |
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| January 30, 2015 |
EX-1.1 2 v399914ex1-1.htm EXHIBIT 1.1 Exhibit 1.1 PLACEMENT AGENCY AGREEMENT January 27, 2015 Roth Capital Partners, LLC 888 San Clemente Drive, Suite 400 Newport Beach, CA 92660 Northland Securities, Inc. 45 S. 7th Street, Suite 2000 Minneapolis, MN 55402 Ladies and Gentlemen: Crossroads Systems, Inc., a Delaware corporation (the “Company”), proposes, subject to the terms and conditions stated he |
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| January 30, 2015 |
Crossroads Systems Announces Pricing of $7.0 Million Registered Direct Offering Exhibit 99.1 PRESS RELEASE Company Contact: Investor Contact: Jennifer Crane Mark Hood Crossroads Systems Crossroads Systems [email protected] [email protected] 512.928.6897 512.928.7330 FOR IMMEDIATE RELEASE Crossroads Systems Announces Pricing of $7.0 Million Registered Direct Offering AUSTIN, Texas – January 27, 2015 – Crossroads Systems, Inc. (NASDAQ: CRDS), a global provider of data st |
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| January 30, 2015 |
Entry into a Material Definitive Agreement, Financial Statements and Exhibits, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): January 27, 2015 CROSSROADS SYSTEMS, INC. (Exact name of registrant as specified in its charter) Delaware 001-15331 74-2846643 (State or other jurisdiction of incorporation) (Commissi |
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| January 30, 2015 |
Exhibit 10.1 Final Form UNIT SUBSCRIPTION AGREEMENT , 2015 Crossroads Systems, Inc. Ladies and Gentlemen: The undersigned (the “Investor”) hereby confirms and agrees with you as follows: 1. This Unit Subscription Agreement (the “Agreement”) is made as of the date hereof between Crossroads Systems, Inc., a Delaware corporation (“Crossroads” or the “Company”), and the Investor that is a signatory to |
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| January 27, 2015 |
Filed Pursuant to Rule 424(b)(5) Registration No. 333-196379 PROSPECTUS SUPPLEMENT (To Prospectus Dated July 3, 2014) CROSSROADS SYSTEMS, INC. 3,071,739 Units consisting of One Share of Common Stock, par value $0.001 per share, and One Warrant to Purchase 0.5 Shares of Common Stock, par value $0.001 per share This prospectus supplement and the accompanying prospectus relate to the sale of up to 3, |
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| January 14, 2015 |
Subsidiaries of Crossroads Systems, Inc. Exhibit 21.1 Subsidiaries of Crossroads Systems, Inc. Subsidiary Jurisdiction Crossroads Systems (Texas), Inc. Texas Crossroads Europe GmbH Germany KIP CR P1 LP (1) Delaware (1) Crossroads Systems, Inc has a 99% limited partnership interest in KIP CR P1 LP. |
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| January 14, 2015 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C.20549 FORM 10-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C.20549 FORM 10-K (Mark One) ? ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the year ended October 31, 2014 OR ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number: 001-15331 CROSSROADS SYSTEMS, INC |
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| January 5, 2015 |
CRD / CROSSROADS SYSTEMS INC S-8 - - S-8 As filed with the Securities and Exchange Commission on January 5, 2015 Registration No. |
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| January 2, 2015 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO § 240.13d-1(a) AND AMENDMENTS THERETO FILED PURSUANT TO § 240.13d-2(a) Under the Securities Exchange Act of 1934 (Amendment No. 5)1 Crossroads Systems, Inc. (Name of Issuer) Common Stock, par value $0.001 per share (Title of Class of Securities) 22765D 209 |
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| December 12, 2014 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): December 8, 2014 CROSSROADS SYSTEMS, INC. (Exact name of registrant as specified in its charter) Delaware 001-15331 74-2846643 (State or other jurisdiction of incorporation) (Commissi |
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| December 9, 2014 |
CRD / CROSSROADS SYSTEMS INC RW - - REGISTRATION WITHDRAWAL REQUEST December 9, 2014 VIA EDGAR Matthew Crispino U.S. Securities and Exchange Commission Division of Corporation Finance Securities and Exchange Commission 100 F Street, NE Washington, D.C. 20549 RE: Crossroads Systems, Inc. Request to Withdraw Registration Statement on Form S-1, File Number 333-198861 Dear Mr. Crispino: Pursuant to Rule 477 promulgated under the Securities Act of 1933, as amended (the |
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| December 9, 2014 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): December 9, 2014 CROSSROADS SYSTEMS, INC. (Exact name of registrant as specified in its charter) Delaware 001-15331 74-2846643 (State or other jurisdiction of incorporation) (Commissi |
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| December 9, 2014 |
Crossroads Systems Reports Fiscal Fourth Quarter and Full Year 2014 Financial Results Exhibit 99.1 PRESS RELEASE Company Contacts: Investor Contact: Jennifer Crane Mark Hood Crossroads Systems Crossroads Systems [email protected] [email protected] 512.928.6897 or 800.643.7148 512.928.7330 Press Contact: Matthew Zintel Zintel Public Relations [email protected] 281.444.1590 FOR IMMEDIATE RELEASE Crossroads Systems Reports Fiscal Fourth Quarter and Full Year 2014 Fina |
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| December 9, 2014 |
CRD / CROSSROADS SYSTEMS INC RW - - REGISTRATION WITHDRAWAL REQUEST northland securities, inc. 45 South Seventh Street, Suite 2500 Minneapolis, Minnesota 55402 December 9, 2014 Securities and Exchange Commission BY EDGAR 100 F Street, N.E. Washington, DC 20549 Re: Crossroads Systems, Inc. Registration Statement on Form S-1 (File No. 333-198861) Ladies and Gentlemen: We hereby respectfully withdraw our request for acceleration pursuant to Rule 461 under the Securit |
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| November 25, 2014 |
CRD / CROSSROADS SYSTEMS INC S-1/A - - S-1/A As filed with the Securities and Exchange Commission on November 25, 2014 Registration No. |
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| November 6, 2014 |
Crossroads Systems Announces Preliminary Results for Fiscal Fourth Quarter and Full Year 2014 Exhibit 99.1 PRESS RELEASE Company Contacts: Investor Contact: Jennifer Crane Mark Hood Crossroads Systems Crossroads Systems [email protected] [email protected] 512.928.6897 512.928.7330 Press Contact: Matthew Zintel Zintel Public Relations [email protected] 281.444.1590 FOR IMMEDIATE RELEASE Crossroads Systems Announces Preliminary Results for Fiscal Fourth Quarter and Full Year |
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| November 6, 2014 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 6, 2014 CROSSROADS SYSTEMS, INC. (Exact name of registrant as specified in its charter) Delaware 001-15331 74-2846643 (State or other jurisdiction of incorporation) (Commissi |
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| November 6, 2014 |
CRD / CROSSROADS SYSTEMS INC S-1/A - - S-1/A As filed with the Securities and Exchange Commission on November 6, 2014 Registration No. |
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| November 6, 2014 |
Exhibit 4.8 Warrant Agreement THIS WARRANT AGREEMENT (the “Agreement”), dated [], 2014, by and between Crossroads Systems, Inc., a Delaware corporation (the “Company”) and American Stock Transfer & Trust Company, LLC, (the “Warrant Agent”). 1. Definitions. As used in this Agreement, the following terms shall have the respective definitions set forth in this Section 1. Capitalized terms that are us |
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| November 3, 2014 |
CRD / CROSSROADS SYSTEMS INC S-1/A - - S-1/A As filed with the Securities and Exchange Commission on November 3, 2014 Registration No. |
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| November 3, 2014 |
Exhibit 1.1 [] Shares of []% Series H Cumulative Perpetual Preferred Stock1 and [] Warrants to Purchase [] Shares of Common Stock Crossroads Systems, Inc. PURCHASE AGREEMENT [], 2014 NORTHLAND SECURITIES, INC. As Representative of the several Underwriters named in Schedule I hereto c/o Northland Securities, Inc. 45 S. 7th St., Suite 2000 Minneapolis, Minnesota 55402 Ladies and Gentlemen: Crossroad |
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| November 3, 2014 |
Exhibit 3.1.5 CROSSROADS SYSTEMS, INC. CERTIFICATE OF DESIGNATION OF RIGHTS AND PREFERENCES [ ]% SERIES H CUMULATIVE PERPETUAL PREFERRED STOCK (Pursuant to Section 151 of the General Corporation Law of the State of Delaware) Crossroads Systems, Inc., a corporation organized and existing under the General Corporation Law of the State of Delaware, as amended (the “DGCL”), in accordance with Section |
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| October 10, 2014 |
CRD / CROSSROADS SYSTEMS INC S-1/A - - S-1/A As filed with the Securities and Exchange Commission on October 10, 2014 Registration No. |
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| September 22, 2014 |
Exhibit 99.2 Crossroads Systems, Inc. Overview Crossroads Systems, Inc. is a global provider of data protection solutions. Founded in 1996 and based in Austin, Texas, Crossroads develops technology and products that address specific IT challenges, such as cost-effectively storing and protecting business-critical data. Crossroads’ commitment to innovation is evident through our 100+ patent awards a |
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| September 22, 2014 |
Exhibit 99.3 RISK FACTORS Any investment in our securities involves a high degree of risk. In addition, you should carefully consider, among other things, the matters discussed under “Risk Factors” in our Annual Report on Form 10-K for the year ended October 31, 2013, our subsequent Quarterly Reports on Form 10-Q, and other documents that we subsequently file with the Securities and Exchange Commi |
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| September 22, 2014 |
PRESS RELEASE Company Contacts: Investor Contact: Jennifer Crane Mark Hood Crossroads Systems Crossroads Systems jcrane@crossroads. |
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| September 22, 2014 |
Financial Statements and Exhibits, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): September 19, 2014 CROSSROADS SYSTEMS, INC. (Exact name of registrant as specified in its charter) Delaware 001-15331 74-2846643 (State or other jurisdiction of incorporation) (Commis |
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| September 19, 2014 |
CRD / CROSSROADS SYSTEMS INC S-1 - Registration Statement - FORM S-1 As filed with the Securities and Exchange Commission on September 19, 2014 Registration No. |
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| September 15, 2014 |
Financial Statements and Exhibits, Results of Operations and Financial Condition 8-K 1 v3891178k.htm 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): September 15, 2014 CROSSROADS SYSTEMS, INC. (Exact name of registrant as specified in its charter) Delaware 001-15331 74-2846643 (State or other jurisdiction o |
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| September 15, 2014 |
Crossroads Systems Reports Fiscal Third Quarter 2014 Financial Results Exhibit 99.1 PRESS RELEASE Company Contacts: Investor Contact: Jennifer Crane Mark Hood Crossroads Systems Crossroads Systems [email protected] [email protected] 512.928.6897 512.928.7330 Press Contact: Matthew Zintel Zintel Public Relations [email protected] 281.444.1590 FOR IMMEDIATE RELEASE Crossroads Systems Reports Fiscal Third Quarter 2014 Financial Results AUSTIN, Texas – S |
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| September 15, 2014 |
Fiscal Q3 2014 Earnings Call Transcript Exhibit 99.2 Crossroads Systems, Inc. Page 1 of 9 Fiscal Q3 2014 Earnings Call Transcript September 9, 2014 at 3:30pm CST Operator Good afternoon and thank you for participating in today's conference call to discuss Crossroads Systems’ financial results for the fiscal third quarter ended July 31, 2014. With us today are Mr. Rick Coleman, the company’s President and Chief Executive, Ms. Jennifer Cr |
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| September 10, 2014 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q (MARK ONE) x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 FOR THE QUARTERLY PERIOD ENDED July 31, 2014 OR ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 FOR THE TRANSITION PERIOD FROM TO COMMISSION FILE NUMBER: 001-15331 CROSSROADS |
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| July 9, 2014 |
Filed Pursuant to Rule 424(b)(3) Registration No. 333-196379 PROSPECTUS CROSSROADS SYSTEMS, INC. $25,000,000 Common Stock Preferred Stock Warrants Subscription Rights Units 2,979,933 Shares of Common Stock Offered by Selling Securityholders We may offer and sell, from time to time, in one or more series or issuances and on terms that we will determine at the time of the offering, any combination o |
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| July 1, 2014 |
CRD / CROSSROADS SYSTEMS INC CORRESP - - July 1, 2014 VIA EDGAR Matthew Crispino U.S. Securities and Exchange Commission Division of Corporation Finance Securities and Exchange Commission 100 F Street, NE Washington, D.C. 20549 RE: Crossroads Systems, Inc. Registration Statement on Form S-3 File Number 333-196379 Dear Mr. Crispino: In accordance with Rule 461 under the Securities Act of 1933, as amended, the undersigned Crossroads System |
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| June 27, 2014 |
Exhibit 4.8 CROSSROADS SYSTEMS, INC. AND , AS UNIT AGENT FORM OF UNIT AGREEMENT DATED AS OF , 20 CROSSROADS SYSTEMS, INC. FORM OF UNIT AGREEMENT THIS UNIT AGREEMENT (this “Agreement”), dated as of , 20, between Crossroads Systems, Inc., a Delaware corporation (the “Company”), and , a [corporation] [national banking association] organized and existing under the laws of and having a corporate trust |
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| June 27, 2014 |
CROSSROADS SYSTEMS, INC. FORM OF WARRANT AGREEMENT EX-4.7 2 v382390ex4-7.htm EXHIBIT 4.7 Exhibit 4.7 CROSSROADS SYSTEMS, INC. FORM OF WARRANT AGREEMENT THIS WARRANT AGREEMENT (this “Agreement”), dated as of [●], between Crossroads Systems, Inc., a Delaware corporation (the “Company”) and [●], a [corporation] [national banking association] organized and existing under the laws of [●] and having a corporate trust office in [●], as warrant agent (the |
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| June 27, 2014 |
As filed with the Securities and Exchange Commission on June 27, 2014 Registration No. |
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| June 27, 2014 |
Exhibit 4.10 RIGHTS CERTIFICATE #: NUMBER OF RIGHTS: THE TERMS AND CONDITIONS OF THE RIGHTS OFFERING ARE SET FORTH IN THE COMPANY'S PROSPECTUS DATED , 20[●] (THE "PROSPECTUS") AND ARE INCORPORATED HEREIN BY REFERENCE. COPIES OF THE PROSPECTUS ARE AVAILABLE UPON REQUEST FROM [ ]. CROSSROADS SYSTEMS, INC. Incorporated under the laws of the State of Delaware NON-TRANSFERABLE SUBSCRIPTION RIGHTS CERTI |
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| June 27, 2014 |
111 Congress Avenue, Suite 1700 Austin, Texas 78701 512.320.9200 Phone 512.320.9292 Fax andrewskurth.com June 27, 2014 VIA EDGAR AND E-MAIL Securities and Exchange Commission Division of Corporation Finance 100 F Street, N.E. Washington D.C. 20549-4561 Mail Stop 4561 RE: Crossroads Systems, Inc. Registration Amendment on Form S-3 Filed May 29, 2014 CIK No. 1093207, File No. 333-196379 Ladies and G |
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| June 27, 2014 |
FORM OF SUBSCRIPTION AGENT AGREEMENT EX-4.9 4 v382390ex4-9.htm EXHIBIT 4.9 Exhibit 4.9 FORM OF SUBSCRIPTION AGENT AGREEMENT This SUBSCRIPTION AGENT AGREEMENT (this “Agreement”) is entered into as of [●], 20[●], by and between American Stock Transfer & Trust Company, LLC (the “Subscription Agent”) and Crossroads Systems, Inc. (the “Company”). 1. The Company is distributing to the holders of record of shares of its common stock, par va |
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| June 20, 2014 |
CRD / CROSSROADS SYSTEMS INC / Lone Star Value Management LLC - SC 13D/A Activist Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO § 240.13d-1(a) AND AMENDMENTS THERETO FILED PURSUANT TO § 240.13d-2(a) Under the Securities Exchange Act of 1934 (Amendment No. 4)[1] Crossroads Systems, Inc. (Name of Issuer) Common Stock, par value $0.001 per share (Title of Class of Securities) 22765D 2 |
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| June 20, 2014 |
Williams Trading, LLC Rule 10b5-1 Purchase Trading Plan (Non-discretionary Plan-Owned Shares Only) Williams Trading, LLC Rule 10b5-1 Purchase Trading Plan (Non-discretionary Plan-Owned Shares Only) Lone Star Value Investors, LP (“Buyer”) hereby adopts this Purchase Plan (“Purchase Plan”) dated June 17, 2014 by and between Buyer and Williams Trading, LLC (“Williams”), acting as agent. |
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| June 18, 2014 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 17, 2014 CROSSROADS SYSTEMS, INC. (Exact name of registrant as specified in its charter) Delaware 001-15331 74-2846643 (State or other jurisdiction of incorporation) (Commission |
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| June 9, 2014 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q (MARK ONE) x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 FOR THE QUARTERLY PERIOD ENDED April 30, 2014 OR ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 FOR THE TRANSITION PERIOD FROM TO COMMISSION FILE NUMBER: 001-15331 CROSSROAD |
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| June 5, 2014 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 5, 2014 CROSSROADS SYSTEMS, INC. (Exact name of registrant as specified in its charter) Delaware 001-15331 74-2846643 (State or other jurisdiction of incorporation) (Commission F |
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| June 5, 2014 |
Crossroads Systems Reports Fiscal Second Quarter 2014 Financial Results PRESS RELEASE Company Contacts: Investor Contact: Jennifer Crane Mark Hood Crossroads Systems Crossroads Systems jcrane@crossroads. |
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| May 29, 2014 |
As filed with the Securities and Exchange Commission on May 29, 2014 Registration No. |
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| May 23, 2014 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-A CURRENT REPORT FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES PURSUANT TO SECTION 12(b) OR 12(g) OF THE SECURITIES EXCHANGE ACT OF 1934 CROSSROADS SYSTEMS, INC. (Exact name of registrant as specified in its charter) Delaware 74-2846643 (State or other jurisdiction of incorporation) (IRS Employer Identification Numb |
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| May 23, 2014 |
CERTIFICATE OF DESIGNATION OF RIGHTS, PREFERENCES AND PRIVILEGES OF SERIES G PARTICIPATING PREFERRED STOCK OF CROSSROADS SYSTEMS, INC. |
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| May 23, 2014 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 23, 2014 CROSSROADS SYSTEMS, INC. (Exact name of registrant as specified in its charter) Delaware 001-15331 74-2846643 (State or other jurisdiction of incorporation) (Commission F |
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| May 23, 2014 |
TAX BENEFIT PRESERVATION PLAN Dated as of May 23, 2014 by and between CROSSROADS SYSTEMS, INC. |
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| May 23, 2014 |
PRESS RELEASE Company Contacts: Investor Contact: Jennifer Crane Mark Hood Crossroads Systems Crossroads Systems ir@crossroads. |
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| April 29, 2014 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 28, 2014 CROSSROADS SYSTEMS, INC. (Exact name of registrant as specified in its charter) Delaware 001-15331 74-2846643 (State or other jurisdiction of incorporation) (Commission |
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| April 8, 2014 |
Crossroads Systems Regains NASDAQ Compliance PRESS RELEASE Company Contacts: Investor Contact: Jennifer Crane Mark Hood Crossroads Systems Crossroads Systems ir@crossroads. |
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| April 8, 2014 |
Exhibit 10.1 SECURITIES PURCHASE AGREEMENT This SECURITIES PURCHASE AGREEMENT (the “Agreement”) is dated as of the 4th day of April, 2014 (the “Effective Date”), by and between CROSSROADS SYSTEMS, INC., a Delaware corporation (the “Company”), and each individual or entity named on the Schedule A attached hereto (each such individual or entity, individually, a “Buyer” and all of such individuals or |
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| April 8, 2014 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 4, 2014 CROSSROADS SYSTEMS, INC. (Exact name of registrant as specified in its charter) Delaware 001-15331 74-2846643 (State or other jurisdiction of incorporation) (Commission |
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| April 8, 2014 |
Financial Statements and Exhibits, Other Events - 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 8, 2014 CROSSROADS SYSTEMS, INC. (Exact name of registrant as specified in its charter) Delaware 001-15331 74-2846643 (State or other jurisdiction of incorporation) (Commission |
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| April 8, 2014 |
AMENDED AND RESTATED REGISTRATION RIGHTS AGREEMENT Exhibit 10.2 AMENDED AND RESTATED REGISTRATION RIGHTS AGREEMENT This Amended and Restated Registration Rights Agreement (the “Agreement”) is made and entered into as of this 4th day of April, 2014 (the “Effective Date”) by and among Crossroads Systems, Inc., a Delaware corporation (the “Company”), and the parties listed on Schedule A hereto (each, an “Investor” and collectively, “Investors”) who w |
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| April 8, 2014 |
CROSSROADS SYSTEMS, INC. COMMON STOCK PURCHASE WARRANT To Purchase ______ Shares of Common Stock Exhibit 4.1 THE SECURITIES REPRESENTED BY THIS CERTIFICATE HAVE NOT BEEN REGISTERED UNDER EITHER THE SECURITIES ACT OF 1933, AS AMENDED (THE “1933 ACT”), OR APPLICABLE STATE SECURITIES LAWS (THE “STATE ACTS”), AND SHALL NOT BE SOLD, ASSIGNED, PLEDGED, HYPOTHECATED, DONATED OR OTHERWISE TRANSFERRED (WHETHER OR NOT FOR CONSIDERATION) BY THE HOLDER EXCEPT BY REGISTRATION OR PURSUANT TO AN EXEMPTION F |
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| April 4, 2014 |
CRD / CROSSROADS SYSTEMS INC / Lone Star Value Management LLC - FORM SC 13D/A Activist Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO § 240.13d-1(a) AND AMENDMENTS THERETO FILED PURSUANT TO § 240.13d-2(a) Under the Securities Exchange Act of 1934 (Amendment No. 3)1 Crossroads Systems, Inc. (Name of Issuer) Common Stock, par value $0.001 per share (Title of Class of Securities) 22765D 209 |
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| March 31, 2014 |
Crossroads Systems Announces $4.3 Million Private Placement Led by Chairman Jeffrey E. Eberwein Exhibit 99.1 PRESS RELEASE Company Contacts: Investor Contact: Jennifer Crane Mark Hood Crossroads Systems Crossroads Systems [email protected] [email protected] 512.928.6897 512.928.7330 Press Contact: Matthew Zintel Zintel Public Relations [email protected] 281.444.1590 FOR IMMEDIATE RELEASE Crossroads Systems Announces $4.3 Million Private Placement Led by Chairman Jeffrey E. Eberwein |
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| March 31, 2014 |
Exhibit 10.1 SECURITIES PURCHASE AGREEMENT This SECURITIES PURCHASE AGREEMENT (the “Agreement”) is dated as of the 31st day of March, 2014 (the “Effective Date”), by and between CROSSROADS SYSTEMS, INC., a Delaware corporation (the “Company”), and each individual or entity named on the Schedule A attached hereto (each such individual or entity, individually, a “Buyer” and all of such individuals o |
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| March 31, 2014 |
Exhibit 10.2 REGISTRATION RIGHTS AGREEMENT This Registration Rights Agreement (the “Agreement”) is made and entered into as of this day of March, 2014 (the “Effective Date”) by and among Crossroads Systems, Inc., a Delaware corporation (the “Company”), and the Investors (as defined below) who were issued Units consisting of shares of Common Stock and Warrants (the “Units”) in connection with that |
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| March 31, 2014 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 31, 2014 CROSSROADS SYSTEMS, INC. (Exact name of registrant as specified in its charter) Delaware 001-15331 74-2846643 (State or other jurisdiction of incorporation) (Commission |
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| March 31, 2014 |
CROSSROADS SYSTEMS, INC. COMMON STOCK PURCHASE WARRANT To Purchase ______ Shares of Common Stock Exhibit 4.1 THE SECURITIES REPRESENTED BY THIS CERTIFICATE HAVE NOT BEEN REGISTERED UNDER EITHER THE SECURITIES ACT OF 1933, AS AMENDED (THE “1933 ACT”), OR APPLICABLE STATE SECURITIES LAWS (THE “STATE ACTS”), AND SHALL NOT BE SOLD, ASSIGNED, PLEDGED, HYPOTHECATED, DONATED OR OTHERWISE TRANSFERRED (WHETHER OR NOT FOR CONSIDERATION) BY THE HOLDER EXCEPT BY REGISTRATION OR PURSUANT TO AN EXEMPTION F |
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| March 27, 2014 |
Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 21, 2014 CROSSROADS SYSTEMS, INC. (Exact name of registrant as specified in its charter) Delaware 001-15331 74-2846643 (State or other jurisdiction of incorporation) (Commission |
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| March 14, 2014 |
Submission of Matters to a Vote of Security Holders - FORM 8-K/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K/A (Amendment No. 1) CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 21, 2013 CROSSROADS SYSTEMS, INC. (Exact name of registrant as specified in its charter) Delaware 001-15331 74-2846643 (State or other jurisdiction of incorpo |
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| March 14, 2014 |
Exhibit 3.1 CERTIFICATE OF AMENDMENT TO CERTIFICATE OF DESIGNATION OF 5.0% SERIES F CONVERTIBLE PREFERRED STOCK OF CROSSROADS SYSTEMS, INC. (Pursuant to Section 242 of the General Corporation Law of the State of Delaware) Crossroads Systems, Inc. (the “Corporation”), a corporation organized and existing under and by virtue of the provisions of the General Corporation Law of the State of Delaware ( |
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| March 14, 2014 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 14, 2014 CROSSROADS SYSTEMS, INC. (Exact name of registrant as specified in its charter) Delaware 001-15331 74-2846643 (State or other jurisdiction of incorporation) (Commission |
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| March 7, 2014 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q (MARK ONE) x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 FOR THE QUARTERLY PERIOD ENDED January 31, 2014 OR ¨ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 FOR THE TRANSITION PERIOD FROM TO COMMISSION FILE NUMBER: 001-15331 CROSSRO |
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| March 6, 2014 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 6, 2014 CROSSROADS SYSTEMS, INC. (Exact name of registrant as specified in its charter) Delaware 001-15331 74-2846643 (State or other jurisdiction of incorporation) (Commission |
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| March 6, 2014 |
Crossroads Systems Reports Fiscal First Quarter 2014 Financial Results PRESS RELEASE Company Contacts: Investor Contact: Jennifer Crane Mark Hood Crossroads Systems Crossroads Systems jcrane@crossroads. |
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| February 28, 2014 |
111 Congress Avenue, Suite 1700 Austin, Texas 78701 512.320.9200 Phone 512.320.9292 Fax andrewskurth.com February 28, 2014 VIA EDGAR AND E-MAIL Securities and Exchange Commission Division of Corporation Finance 100 F Street, N.E. Washington D.C. 20549-4561 Mail Stop 4561 RE: Crossroads Systems, Inc. Post-Effective Amendment on Form S-3 Filed February 4, 2014 CIK No. 1093207, File No. 333-172792 La |
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| February 28, 2014 |
As filed with the Securities and Exchange Commission on February 28, 2014 Registration Nos. |
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| February 28, 2014 |
As filed with the Securities and Exchange Commission on February 28, 2014 Registration Nos. |
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| February 18, 2014 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 18, 2014 CROSSROADS SYSTEMS, INC. (Exact name of registrant as specified in its charter) Delaware 001-15331 74-2846643 (State or other jurisdiction of incorporation) (Commiss |
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| February 14, 2014 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A PROXY STATEMENT PURSUANT TO SECTION 14(a) OF THE SECURITIES EXCHANGE ACT OF 1934 (Amendment No. ) Filed by the Registrant x Filed by a Party other than the Registrant ¨ Check the appropriate box: o Preliminary Proxy Statement ¨ Confidential, for use of the Commission only (as permitted by Rule 14a-6(e)(2)) x Defin |
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| February 14, 2014 |
CRDS / Crossroads Systems, Inc. / MANCHESTER MANAGEMENT CO LLC Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. |
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| February 13, 2014 |
CRDS / Crossroads Systems, Inc. / ACT Capital Management, LLLP - SC 13G/A Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 3)* Crossroads Systems, Inc. (Name of Issuer) Common Stock (Title of Class of Securities) 22765D209 (CUSIP Number) December 31, 2013 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which thi |
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| February 4, 2014 |
As filed with the Securities and Exchange Commission on February 4, 2014 Registration Nos. |
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| February 4, 2014 |
PRE 14A 1 v366940pre14a.htm PRE 14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A PROXY STATEMENT PURSUANT TO SECTION 14(a) OF THE SECURITIES EXCHANGE ACT OF 1934 (Amendment No. ) Filed by the Registrant þ Filed by a Party other than the Registrant ¨ Check the appropriate box: þ Preliminary Proxy Statement ¨ Confidential, for use of the Commission only (as pe |
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| February 4, 2014 |
As filed with the Securities and Exchange Commission on February 4, 2014 Registration Nos. |
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| January 24, 2014 |
Filed Pursuant to Rule 424(b)(3) Registration No. 333-188549 Registration No. 333-172792 Prospectus Supplement No. 5 to the Prospectus Dated May 10, 2013 Prospectus Supplement No. 23 to the Prospectus Dated August 30, 2011 Issued January 24, 2014 CROSSROADS SYSTEMS, INC. This prospectus dated January 24, 2014 supplements and amends (i) our prospectus dated May 10, 2013 relating to 639,621 shares o |
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| January 24, 2014 |
Entry into a Material Definitive Agreement, Financial Statements and Exhibits - 8-K CURRENT REPORT UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): January 23, 2014 CROSSROADS SYSTEMS, INC. (Exact name of registrant as specified in its charter) Delaware 001-15331 74-2846643 (State or other jurisdiction of incorporation) (Commissi |
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| January 24, 2014 |
Filed Pursuant to Rule 424(b)(3) Registration No. 333-188549 Registration No. 333-172792 Prospectus Supplement No. 5 to the Prospectus Dated May 10, 2013 Prospectus Supplement No. 23 to the Prospectus Dated August 30, 2011 Issued January 24, 2014 CROSSROADS SYSTEMS, INC. This prospectus dated January 24, 2014 supplements and amends (i) our prospectus dated May 10, 2013 relating to 639,621 shares o |
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| January 24, 2014 |
AMENDMENT TO CROSSROADS SYSTEMS, INC. COMMON STOCK PURCHASE WARRANT AMENDMENT TO CROSSROADS SYSTEMS, INC. COMMON STOCK PURCHASE WARRANT THIS AMENDMENT TO CROSSROADS SYSTEMS, INC. COMMON STOCK PURCHASE WARRANT (this “Amendment”) is made as of January 23, 2014, by and between Crossroads Systems, Inc., a Delaware corporation (the “Company”), and CF DB EZ LLC (the “Holder”). RECITALS WHEREAS, the Company has previously issued to the Holder a certain Common Stock Purch |
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| January 23, 2014 |
Subsidiaries of Crossroads Systems, Inc. Exhibit 21.1 Subsidiaries of Crossroads Systems, Inc. Subsidiary Jurisdiction Crossroads Systems (Texas), Inc. Texas Crossroads Europe GmbH Germany NexQL Corporation Delaware KIP CR P1 LP (1) Delaware (1) Crossroads Systems, Inc has a 99% limited partnership interest in KIP CR P1 LP. |
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| January 23, 2014 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C.20549 FORM 10-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C.20549 FORM 10-K (Mark One) þ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the year ended October 31, 2013 OR ¨ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number: 001-15331 CROSSROADS SYSTEMS, INC |
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| January 15, 2014 |
Crossroads Sets Date of 2014 Annual Meeting PRESS RELEASE Crossroads Company Contact: Crossroads Investor Contact: Jennifer Crane Mark Hood Crossroads Systems Crossroads Systems jcrane@crossroads. |
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| January 15, 2014 |
Financial Statements and Exhibits, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): January 14, 2014 CROSSROADS SYSTEMS, INC. (Exact name of registrant as specified in its charter) Delaware 001-15331 74-2846643 (State or other jurisdiction of incorporation) (Commissi |
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| January 6, 2014 |
S-8 1 v364420s8.htm FORM S-8 As filed with the Securities and Exchange Commission on January 6, 2014 Registration No. 333- UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM S-8 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 CROSSROADS SYSTEMS, INC. (Exact name of registrant as specified in its charter) Delaware 74-2846643 (State or other jurisdiction of incorpor |
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| December 26, 2013 |
CRDS / Crossroads Systems, Inc. / Lone Star Value Management LLC - FORM SC 13D/A Activist Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO § 240.13d-1(a) AND AMENDMENTS THERETO FILED PURSUANT TO § 240.13d-2(a) Under the Securities Exchange Act of 1934 (Amendment No. 2)[1] Crossroads Systems, Inc. (Name of Issuer) Common Stock, par value $0.001 per share (Title of Class of Securities) 22765D 2 |
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| December 20, 2013 |
CONFIDENTIAL – FOR SETTLEMENT PURPOSES ONLY COMPROMISE, SETTLEMENT AND MUTUAL RELEASE AGREEMENT CONFIDENTIAL – FOR SETTLEMENT PURPOSES ONLY COMPROMISE, SETTLEMENT AND MUTUAL RELEASE AGREEMENT This Compromise, Settlement and Mutual Release Agreement (hereinafter referred to as the “Agreement”) is made and entered into effective as of December 19, 2013 (the “Effective Date”), by and between Crossroads Systems, Inc. |
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| December 20, 2013 |
Filed Pursuant to Rule 424(b)(3) Registration No. 333-188549 Registration No. 333-172792 Prospectus Supplement No. 4 to the Prospectus Dated May 10, 2013 Prospectus Supplement No. 22 to the Prospectus Dated August 30, 2011 Issued December 23, 2013 CROSSROADS SYSTEMS, INC. This prospectus dated December 23, 2013 supplements and amends (i) our prospectus dated May 10, 2013 relating to 639,621 shares |
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| December 20, 2013 |
424B3 1 v363646424b3.htm 424B3 Filed Pursuant to Rule 424(b)(3) Registration No. 333-188549 Registration No. 333-172792 Prospectus Supplement No. 4 to the Prospectus Dated May 10, 2013 Prospectus Supplement No. 22 to the Prospectus Dated August 30, 2011 Issued December 23, 2013 CROSSROADS SYSTEMS, INC. This prospectus dated December 23, 2013 supplements and amends (i) our prospectus dated May 10, |
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| December 20, 2013 |
8-K 1 v3635648k.htm 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): December 20, 2013 CROSSROADS SYSTEMS, INC. (Exact name of registrant as specified in its charter) Delaware 001-15331 74-2846643 (State or other jurisdiction of |
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| December 13, 2013 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): December 9, 2013 CROSSROADS SYSTEMS, INC. (Exact name of registrant as specified in its charter) Delaware 001-15331 74-2846643 (State or other jurisdiction of incorporation) (Commissi |
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| December 12, 2013 |
Financial Statements and Exhibits, Results of Operations and Financial Condition - FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): December 12, 2013 CROSSROADS SYSTEMS, INC. (Exact name of registrant as specified in its charter) Delaware 001-15331 74-2846643 (State or other jurisdiction of incorporation) (Commiss |
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| December 12, 2013 |
Crossroads Systems Reports Fiscal Fourth Quarter and Full Year 2013 Financial Results PRESS RELEASE Company Contacts: Investor Contact: Jennifer Crane Mark Hood Crossroads Systems Crossroads Systems jcrane@crossroads. |
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| November 27, 2013 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 26, 2013 CROSSROADS SYSTEMS, INC. (Exact name of registrant as specified in its charter) Delaware 001-15331 74-2846643 (State or other jurisdiction of incorporation) (Commiss |
