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| CIK | 1241199 |
SEC Filings
All companies that sell securities in the United States must register with the Securities and Exchange Commission (SEC) and file reports on a regular basis.
These reports include company annual reports (10K, 10Q), news updates (8K), investor presentations (found in 8Ks), insider trades (form 4), ownership reports (13D, and 13G), and reports related to the specific securities sold, such as registration statements and prospectus. This page shows recent SEC filings related to Capitalsource Inc
SEC Filings (Chronological Order)
Halaman ini menyediakan daftar lengkap dan kronologis dari Pengajuan SEC, tidak termasuk pengajuan kepemilikan yang kami sediakan di tempat lain.
| February 5, 2015 |
CSE / Capitalsource Inc / DIMENSIONAL FUND ADVISORS LP - SCHEDULE 13G/A Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 2)* CAPITALSOURCE INC (Name of Issuer) Common Stock (Title of Class of Securities) 14055X102 (CUSIP Number) December 31, 2014 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Sched |
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| April 18, 2014 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 15 CERTIFICATION AND NOTICE OF TERMINATION OF REGISTRATION UNDER SECTION 12(g) OF THE SECURITIES EXCHANGE ACT OF 1934 OR SUSPENSION OF DUTY TO FILE REPORTS UNDER SECTIONS 13 AND 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934. Commission File Number 001-31753 CapitalSource Inc. (Exact name of registrant as specified in its c |
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| April 18, 2014 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 15 CERTIFICATION AND NOTICE OF TERMINATION OF REGISTRATION UNDER SECTION 12(g) OF THE SECURITIES EXCHANGE ACT OF 1934 OR SUSPENSION OF DUTY TO FILE REPORTS UNDER SECTIONS 13 AND 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934. Commission File Number 333-130681, 333-140649 and 333-140650 CapitalSource Inc. (Exact name of regi |
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| April 18, 2014 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 15 CERTIFICATION AND NOTICE OF TERMINATION OF REGISTRATION UNDER SECTION 12(g) OF THE SECURITIES EXCHANGE ACT OF 1934 OR SUSPENSION OF DUTY TO FILE REPORTS UNDER SECTIONS 13 AND 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934. Commission File Number 333-130681, 333-140649 and 333-140650 CapitalSource Inc. (Exact name of regi |
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| April 18, 2014 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 15 CERTIFICATION AND NOTICE OF TERMINATION OF REGISTRATION UNDER SECTION 12(g) OF THE SECURITIES EXCHANGE ACT OF 1934 OR SUSPENSION OF DUTY TO FILE REPORTS UNDER SECTIONS 13 AND 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934. Commission File Number 333-118738, 333-118744, 333-127044, 333-130681, 333-140649 and 333-140650 Ca |
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| April 9, 2014 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): April 7, 2014 CAPITALSOURCE INC. (Exact Name of Registrant as Specified in Its Charter) Delaware (State or Other Jurisdiction of Incorporation) 001-31753 (Commission File Number) 35-2 |
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| April 8, 2014 |
POS AM 1 a14-99375posam.htm POS AM As filed with the Securities and Exchange Commission on April 8, 2014 Registration No. 333-177562 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 POST-EFFECTIVE AMENDMENT NO. 1 TO FORM S-3 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 CapitalSource Inc. (Exact name of registrant as specified in its charter) Delaware 35-2206895 (S |
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| April 8, 2014 |
S-8 POS 1 a14-99371s8pos.htm S-8 POS As filed with the Securities and Exchange Commission on April 8, 2014 Registration No. 333-166482 Registration No. 333-134377 Registration No. 333-117422 Registration No. 333-107725 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 POST-EFFECTIVE AMENDMENT NO. 1 TO FORM S-8 REGISTRATION STATEMENT NO. 333-166482 REGISTRATION STATEMENT NO. 3 |
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| April 8, 2014 |
As filed with the Securities and Exchange Commission on April 8, 2014 Registration No. |
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| April 8, 2014 |
NOTIFICATION OF THE REMOVAL FROM LISTING AND REGISTRATION OF THE STATED SECURITIES The New York Stock Exchange hereby notifies the SEC of its intention to remove the entire class of the stated securities from listing and registration on the Exchange at the opening of business on April 21, 2014, pursuant to the provisions of Rule 12d2-2 (a). |
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| April 8, 2014 |
S-8 POS 1 a14-99372s8pos.htm S-8 POS As filed with the Securities and Exchange Commission on April 8, 2014 Registration No. 333-166482 Registration No. 333-134377 Registration No. 333-117422 Registration No. 333-107725 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 POST-EFFECTIVE AMENDMENT NO. 1 TO FORM S-8 REGISTRATION STATEMENT NO. 333-166482 REGISTRATION STATEMENT NO. 3 |
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| April 8, 2014 |
As filed with the Securities and Exchange Commission on April 8, 2014 Registration No. |
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| March 27, 2014 |
10-K/A 1 d698628d10ka.htm 10-K/A Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-K/A (Amendment No. 1) ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2013 Commission File No. 1-31753 CapitalSource Inc. (Exact name of registrant as specified in its charter) Delaware 35-2206 |
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| February 28, 2014 |
EX-10.3.7 4 a123113exhibit1037.htm EXHIBIT SUBLEASE THIS SUBLEASE (this “Sublease”) is made and entered into as of the 29th day of July, 2013, by and between CAPITALSOURCE FINANCE LLC, a Delaware limited liability company (“Sublandlord”), and PKH ENTERPRISES, LLC, a Maryland limited liability company (“Subtenant”). W I T N E S S E T H: WHEREAS, by that certain Office Lease Agreement dated as of th |
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| February 28, 2014 |
2013 Executive Compensation Program Approved by CapitalSource Inc. Board of Directors March 22, 2013 EXHIBIT 10.22 2013 Executive Compensation Program Approved by CapitalSource Inc. Board of Directors March 22, 2013 This compensation program for Executive Officers (comprising the CEOs of the Bank and Parent, the Chief Financial Officer of the Parent and Bank, and each of the Chief Administrative Officer, Chief Lending Officer, and Chief Credit Officer of the Bank) is designed to reflect a compreh |
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| February 28, 2014 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-K ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2013 Commission File No. 1-31753 CapitalSource Inc. (Exact name of registrant as specified in its charter) Delaware 35-2206895 (State of Incorporation) (I.R.S. Employer Identification No.) 633 W |
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| February 28, 2014 |
SUBLEASE THIS SUBLEASE (this “Sublease”) is made and entered into as of the 15th day of November, 2013, by and between CAPITALSOURCE FINANCE LLC, a Delaware limited liability company (“Sublandlord”), and ABACUS TECHNOLOGY CORPORATION, a Delaware corporation (“Subtenant”). |
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| February 28, 2014 |
SUBLEASE THIS SUBLEASE (this “Sublease”) is made and entered into as of the 11th day of December, 2013, by and between CAPITALSOURCE FINANCE LLC, a Delaware limited liability company (“Sublandlord”), and BATTLE RESOURCES MANAGEMENT, INC. |
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| February 28, 2014 |
Computation of Ratio of Earnings to Fixed Charges Exhibit 12.1 Computation of Ratio of Earnings to Fixed Charges Years Ended December 31, 2013 2012 2011 2010 2009 2008 ($ in thousands) Fixed charges(1): Total interest expense $ 74,088 $ 79,407 $ 150,010 $ 232,096 $ 427,312 $ 677,707 Interest capitalized — — — — — — Interest portion of rental expense 2,092 3,047 2,596 3,060 3,250 1,994 Total fixed charges $ 76,180 $ 82,454 $ 152,606 $ 235,156 $ 43 |
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| February 28, 2014 |
EXHIBIT 10.23 2013 Chief Accounting Officer Compensation Program Approved by CapitalSource Inc. Board of Directors March 22, 2013 This compensation program for the Company’s Chief Accounting Officer is designed to reflect the performance of CapitalSource Inc. and CapitalSource Bank (collectively referred to herein as the “Company”). The Program combines the Financial Goals, Performance Goals, and |
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| February 28, 2014 |
CAPITALSOURCE INC. SUBSIDIARY LIST AS OF FEBRUARY 28, 2014 EXHIBIT 21.1 CAPITALSOURCE INC. SUBSIDIARY LIST AS OF FEBRUARY 28, 2014 NAME OF ENTITY 75 North Main Street SBL LLC 825 Spring Garden SBL LLC ACL (7/11) [formerly GATX/ACL I] CapitalSource Bahamas LLC CapitalSource Bank CapitalSource CF LLC CapitalSource Europe Limited CapitalSource Finance II LLC CapitalSource Finance LLC CapitalSource Funding LLC CapitalSource International LLC (formerly Capital |
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| February 11, 2014 |
CSE / Capitalsource Inc / VANGUARD GROUP INC Passive Investment SC 13G/A 1 capitalsourceinc.htm SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Schedule 13G Under the Securities Exchange Act of 1934 (Amendment No.: 2 )* Name of issuer: CapitalSource Inc Title of Class of Securities: Common Stock CUSIP Number: 14055X102 Date of Event Which Requires Filing of this Statement: December 31, 2013 Check the appropriate box to designate the rule pursuant to |
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| February 10, 2014 |
CSE / Capitalsource Inc / DIMENSIONAL FUND ADVISORS LP - SCHEDULE 13G/A Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 1)* CAPITALSOURCE INC (Name of Issuer) Common Stock (Title of Class of Securities) 14055X102 (CUSIP Number) December 31, 2013 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Sched |
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| January 23, 2014 |
CapitalSource Reports Fourth Quarter and Full Year 2013 Results EXHIBIT 99.1 CapitalSource Reports Fourth Quarter and Full Year 2013 Results Net Income of $58 Million or $0.29 Per Share in 4Q, Includes Gains on Asset Sales of $23 million or $0.12 Per Share 4Q Loan Growth of $312 Million (4.8%) at CapitalSource Bank Resulted in 2013 Loan Growth of 19.0% 4Q Net Interest Income of $91 Million at CapitalSource Bank was 9% Higher Than 4Q'12 Full Year Net Income of |
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| January 23, 2014 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) January 23, 2014 CapitalSource, Inc. (Exact name of registrant as specified in its charter) DELAWARE 001-31753 35-2206895 (State or other jurisdiction of incorporation) (Commission Fil |
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| January 13, 2014 |
CapitalSource Stockholders Overwhelmingly Approve Merger With PacWest Bancorp EX-99.1 2 exh991.htm EXHIBIT 99.1 EXHIBIT 99.1 CapitalSource Stockholders Overwhelmingly Approve Merger With PacWest Bancorp LOS ANGELES, Jan. 13, 2014 (GLOBE NEWSWIRE) - CapitalSource Inc. (NYSE:CSE) stockholders have overwhelmingly approved the Agreement and Plan of Merger ("Merger Agreement"), dated July 22, 2013, with PacWest Bancorp. At a special meeting held earlier today in Los Angeles, Cal |
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| January 13, 2014 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): January 13, 2014 CAPITALSOURCE INC. (Exact name of registrant as specified in its charter) DELAWARE 1-31753 35-2206895 (State or other jurisdiction of incorporation or organization) ( |
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| December 23, 2013 |
QuickLinks - Click here to rapidly navigate through this document Filed by PacWest Bancorp Pursuant to Rule 425 under the Securities Act of 1933 and deemed filed pursuant to Rule 14a-6 under the Securities Exchange Act of 1934 Subject Company: CapitalSource Inc. |
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| December 23, 2013 |
QuickLinks - Click here to rapidly navigate through this document Filed by CapitalSource Inc. |
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| December 20, 2013 |
8-K 1 a13-2692318k.htm 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (date of earliest event reported): December 20, 2013 CAPITALSOURCE INC. (Exact name of registrant as specified in its charter) Delaware 001-31753 35-2206895 (State or Other Jurisdiction of In |
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| December 20, 2013 |
AMENDMENT NO. 1 TO AGREEMENT AND PLAN OF MERGER Exhibit 2.1 AMENDMENT NO. 1 TO AGREEMENT AND PLAN OF MERGER This Amendment No. 1 to the Agreement and Plan of Merger (this “Amendment”), dated as of December 20, 2013, is entered into by and between CAPITALSOURCE INC., a Delaware corporation (“CapitalSource”), and PACWEST BANCORP, a Delaware corporation (“PacWest”). Capitalized terms used herein without definition shall have the meanings ascribed |
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| December 20, 2013 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (date of earliest event reported): December 20, 2013 CAPITALSOURCE INC. (Exact name of registrant as specified in its charter) Delaware 001-31753 35-2206895 (State or Other Jurisdiction of Incorporation) (Commission Fi |
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| December 20, 2013 |
AMENDMENT NO. 1 TO AGREEMENT AND PLAN OF MERGER Exhibit 2.1 AMENDMENT NO. 1 TO AGREEMENT AND PLAN OF MERGER This Amendment No. 1 to the Agreement and Plan of Merger (this “Amendment”), dated as of December 20, 2013, is entered into by and between CAPITALSOURCE INC., a Delaware corporation (“CapitalSource”), and PACWEST BANCORP, a Delaware corporation (“PacWest”). Capitalized terms used herein without definition shall have the meanings ascribed |
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| December 20, 2013 |
425 1 a13-2692328k.htm 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 December 20, 2013 Date of Report (Date of earliest event reported) PACWEST BANCORP (Exact name of Registrant as Specified in Charter) DELAWARE 00-30747 33-0885320 (State or Other Jurisdiction of Incorporati |
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| December 20, 2013 |
AMENDMENT NO. 1 TO AGREEMENT AND PLAN OF MERGER EX-2.1 2 a13-269231ex2d1.htm EX-2.1 Exhibit 2.1 AMENDMENT NO. 1 TO AGREEMENT AND PLAN OF MERGER This Amendment No. 1 to the Agreement and Plan of Merger (this “Amendment”), dated as of December 20, 2013, is entered into by and between CAPITALSOURCE INC., a Delaware corporation (“CapitalSource”), and PACWEST BANCORP, a Delaware corporation (“PacWest”). Capitalized terms used herein without definiti |
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| December 6, 2013 |
DEFM14A 1 a2217606zdefm14a.htm DEFM14A Use these links to rapidly review the document TABLE OF CONTENTS TABLE OF CONTENTS UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ý Filed |
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| November 4, 2013 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 November 4, 2013 Date of Report (Date of Earliest Event Reported) PACWEST BANCORP (Exact Name of Registrant as Specified in Charter) DELAWARE 00-30747 33-0885320 (State or Other Jurisdiction of Incorporation) (Commission File Number) |
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| November 4, 2013 |
MORGAN STANLEY MEETING Century City, California November 4, 2013 Exhibit 99.1 Filed by PacWest Bancorp pursuant to Rule 425 under the Securities Act of 1933 and deemed filed pursuant to Rule 14a-12 under the Securities Exchange Act of 1934 Subject Company: CapitalSource Inc. Commission File No.: 001-31753 MORGAN STANLEY MEETING Century City, California November 4, 2013 FORWARD-LOOKING STATEMENTS This communication contains certain forward-looking information ab |
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| November 1, 2013 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-Q QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2013 Commission File No. 1-31753 CapitalSource Inc. (Exact name of registrant as specified in its charter) Delaware 35-2206895 (State of Incorporation) (I.R.S. Employer Identification N |
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| November 1, 2013 |
Computation of Ratio of Earnings to Fixed Charges Exhibit 12.1 Computation of Ratio of Earnings to Fixed Charges Nine Months Ended Years Ended December 31, September 30, 2013 2012 2011 2010 2009 2008 ($ in thousands) Fixed charges(1): Total interest expense $ 55,281 $ 79,407 $ 150,010 $ 232,096 $ 427,312 $ 677,707 Interest capitalized — — — — — — Interest portion of rental expense 1,544 3,047 2,596 3,060 3,250 1,994 Total fixed charges $ 56,825 $ |
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| October 23, 2013 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) October 23, 2013 CapitalSource, Inc. (Exact name of registrant as specified in its charter) DELAWARE 001-31753 35-2206895 (State or other jurisdiction of incorporation) (Commission Fil |
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| October 23, 2013 |
PACWEST BANCORP ANNOUNCES RESULTS FOR THE THIRD QUARTER OF 2013 Exhibit 99.1 Filed by PacWest Bancorp pursuant to Rule 425 under the Securities Act of 1933 and deemed filed pursuant to Rule 14a-12 under the Securities Exchange Act of 1934 Subject Company: CapitalSource Inc. Commission File No.: 001-31753 PRESS RELEASE PacWest Bancorp (NASDAQ: PACW) Contact: Matthew P. Wagner Chief Executive Officer 10250 Constellation Boulevard Suite 1640 Los Angeles, CA 90067 |
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| October 23, 2013 |
CapitalSource Reports Third Quarter 2013 Results EXHIBIT 99.1 CapitalSource Reports Third Quarter 2013 Results Net Income of $48 Million or $0.24 Per Share, Includes Non-recurring Tax Benefit of $12 million or $0.06 Per Share Net Interest Income of $92 Million at CapitalSource Bank is 9% Higher Than 3Q'12 3Q Loan Growth of $174 Million or 2.7% at CapitalSource Bank / 13.6% Growth YTD Net Interest Margin at CapitalSource Bank of 4.86% Credit Metr |
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| October 23, 2013 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported) October 23, 2013 PacWest Bancorp (Exact name of registrant as specified in its charter) Delaware 00-30747 33-0885320 (State of (Commission File Number) (IRS Employer Incorporation) Ide |
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| August 13, 2013 |
CSE / Capitalsource Inc / WELLS FARGO & COMPANY/MN Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 3) CAPITALSOURCE INC (Name of Issuer) COM (Title of Class of Securities) 14055X102 (CUSIP Number) July 31, 2013 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Schedule is filed: |
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| August 2, 2013 |
Computation of Ratio of Earnings to Fixed Charges Exhibit 12.1 Computation of Ratio of Earnings to Fixed Charges Six Months Ended Years Ended December 31, June 30, 2013 2012 2011 2010 2009 2008 ($ in thousands) Fixed charges(1): Total interest expense $ 36,637 $ 79,407 $ 150,010 $ 232,096 $ 427,312 $ 677,707 Interest capitalized — — — — — — Interest portion of rental expense 1,071 3,047 2,596 3,060 3,250 1,994 Total fixed charges $ 37,708 $ 82,45 |
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| August 2, 2013 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-Q QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2013 Commission File No. 1-31753 CapitalSource Inc. (Exact name of registrant as specified in its charter) Delaware 35-2206895 (State of Incorporation) (I.R.S. Employer Identification No.) 6 |
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| July 26, 2013 |
[Next page is a signature page.] EX-99.1 3 a2216088zex-991.htm EX-99.1 Exhibit 99.1 EXECUTION VERSION CAPITALSOURCE STOCK OPTION AGREEMENT, dated as of July 22, 2013, (this “Agreement”), between PacWest Bancorp, a Delaware corporation (“Issuer”), and CapitalSource Inc., a Delaware corporation (“Grantee”). RECITALS A. Grantee and Issuer have entered into an Agreement and Plan of Merger of even date herewith (the “Merger Agreement” |
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| July 26, 2013 |
[Next page is a signature page.] Exhibit 99.2 EXECUTION VERSION PACWEST STOCK OPTION AGREEMENT, dated as of July 22, 2013, (this “Agreement”), between CapitalSource Inc., a Delaware corporation (“Issuer”), and PacWest Bancorp, a Delaware corporation (“Grantee”). RECITALS A. Grantee and Issuer have entered into an Agreement and Plan of Merger of even date herewith (the “Merger Agreement”), providing for the merger of the Issuer wi |
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| July 26, 2013 |
[Next page is a signature page.] EX-99.1 3 a2216088zex-991.htm EX-99.1 Exhibit 99.1 EXECUTION VERSION CAPITALSOURCE STOCK OPTION AGREEMENT, dated as of July 22, 2013, (this “Agreement”), between PacWest Bancorp, a Delaware corporation (“Issuer”), and CapitalSource Inc., a Delaware corporation (“Grantee”). RECITALS A. Grantee and Issuer have entered into an Agreement and Plan of Merger of even date herewith (the “Merger Agreement” |
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| July 26, 2013 |
Exhibit 99.4 EXECUTION VERSION July 22, 2013 PacWest Bancorp 275 North Brea Boulevard Brea, California 92821 Ladies and Gentlemen: As a holder of CapitalSource Common Stock (as defined below), the undersigned (the “Stockholder”) understands that CapitalSource Inc., a Delaware corporation (“CapitalSource”), and PacWest Bancorp, a Delaware corporation (“PacWest”), propose to enter into an Agreement |
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| July 26, 2013 |
Exhibit 99.3 EXECUTION VERSION July 22, 2013 CapitalSource Inc. 633 West 5th Street, 33rd Floor Los Angeles, California 90071 Ladies and Gentlemen: As a holder of PacWest Common Stock (as defined below), the undersigned (the “Stockholder”) understands that CapitalSource Inc., a Delaware corporation (“CapitalSource”), and PacWest Bancorp, a Delaware corporation (“PacWest”), propose to enter into an |
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| July 26, 2013 |
425 1 a2216079z8-k.htm 8-K QuickLinks - Click here to rapidly navigate through this document UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported) July 22, 2013 PacWest Bancorp (Exact name of registrant as specified in its charter) Delawa |
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| July 26, 2013 |
EX-99.3 5 a2216088zex-993.htm EX-99.3 Exhibit 99.3 EXECUTION VERSION July 22, 2013 CapitalSource Inc. 633 West 5th Street, 33rd Floor Los Angeles, California 90071 Ladies and Gentlemen: As a holder of PacWest Common Stock (as defined below), the undersigned (the “Stockholder”) understands that CapitalSource Inc., a Delaware corporation (“CapitalSource”), and PacWest Bancorp, a Delaware corporation |
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| July 26, 2013 |
EX-99.4 6 a2216088zex-994.htm EX-99.4 Exhibit 99.4 EXECUTION VERSION July 22, 2013 PacWest Bancorp 275 North Brea Boulevard Brea, California 92821 Ladies and Gentlemen: As a holder of CapitalSource Common Stock (as defined below), the undersigned (the “Stockholder”) understands that CapitalSource Inc., a Delaware corporation (“CapitalSource”), and PacWest Bancorp, a Delaware corporation (“PacWest” |
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| July 26, 2013 |
EX-2.1 2 a2216079zex-21.htm EX-2.1 Use these links to rapidly review the document TABLE OF CONTENTS Exhibit 2.1 EXECUTION VERSION AGREEMENT AND PLAN OF MERGER dated as of July 22, 2013 by and between PacWest Bancorp and CapitalSource Inc. TABLE OF CONTENTS Page RECITALS ARTICLE 1 CERTAIN DEFINITIONS 1.01 Certain Definitions 1 ARTICLE 2 THE MERGER 2.01 The Merger 9 2.02 Closing; Effective Time 9 2. |
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| July 26, 2013 |
QuickLinks - Click here to rapidly navigate through this document UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| July 26, 2013 |
[Next page is a signature page.] EX-99.1 3 a2216079zex-991.htm EX-99.1 Exhibit 99.1 EXECUTION VERSION CAPITALSOURCE STOCK OPTION AGREEMENT, dated as of July 22, 2013, (this “Agreement”), between PacWest Bancorp, a Delaware corporation (“Issuer”), and CapitalSource Inc., a Delaware corporation (“Grantee”). RECITALS A. Grantee and Issuer have entered into an Agreement and Plan of Merger of even date herewith (the “Merger Agreement” |
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| July 26, 2013 |
[Next page is a signature page.] Exhibit 99.2 EXECUTION VERSION PACWEST STOCK OPTION AGREEMENT, dated as of July 22, 2013, (this “Agreement”), between CapitalSource Inc., a Delaware corporation (“Issuer”), and PacWest Bancorp, a Delaware corporation (“Grantee”). RECITALS A. Grantee and Issuer have entered into an Agreement and Plan of Merger of even date herewith (the “Merger Agreement”), providing for the merger of the Issuer wi |
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| July 26, 2013 |
Use these links to rapidly review the document TABLE OF CONTENTS Exhibit 2.1 EXECUTION VERSION AGREEMENT AND PLAN OF MERGER dated as of July 22, 2013 by and between PacWest Bancorp and CapitalSource Inc. TABLE OF CONTENTS Page RECITALS ARTICLE 1 CERTAIN DEFINITIONS 1.01 Certain Definitions 1 ARTICLE 2 THE MERGER 2.01 The Merger 9 2.02 Closing; Effective Time 9 2.03 Charter Amendment 9 ARTICLE 3 CO |
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| July 26, 2013 |
QuickLinks - Click here to rapidly navigate through this document UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| July 26, 2013 |
EX-99.3 5 a2216079zex-993.htm EX-99.3 Exhibit 99.3 EXECUTION VERSION July 22, 2013 CapitalSource Inc. 633 West 5th Street, 33rd Floor Los Angeles, California 90071 Ladies and Gentlemen: As a holder of PacWest Common Stock (as defined below), the undersigned (the “Stockholder”) understands that CapitalSource Inc., a Delaware corporation (“CapitalSource”), and PacWest Bancorp, a Delaware corporation |
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| July 26, 2013 |
Exhibit 99.4 EXECUTION VERSION July 22, 2013 PacWest Bancorp 275 North Brea Boulevard Brea, California 92821 Ladies and Gentlemen: As a holder of CapitalSource Common Stock (as defined below), the undersigned (the “Stockholder”) understands that CapitalSource Inc., a Delaware corporation (“CapitalSource”), and PacWest Bancorp, a Delaware corporation (“PacWest”), propose to enter into an Agreement |
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| July 26, 2013 |
EX-2.1 2 a2216088zex-21.htm EX-2.1 Use these links to rapidly review the document TABLE OF CONTENTS Exhibit 2.1 EXECUTION VERSION AGREEMENT AND PLAN OF MERGER dated as of July 22, 2013 by and between PacWest Bancorp and CapitalSource Inc. TABLE OF CONTENTS Page RECITALS ARTICLE 1 CERTAIN DEFINITIONS 1.01 Certain Definitions 1 ARTICLE 2 THE MERGER 2.01 The Merger 9 2.02 Closing; Effective Time 9 2. |
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| July 26, 2013 |
[Next page is a signature page.] Exhibit 99.2 EXECUTION VERSION PACWEST STOCK OPTION AGREEMENT, dated as of July 22, 2013, (this “Agreement”), between CapitalSource Inc., a Delaware corporation (“Issuer”), and PacWest Bancorp, a Delaware corporation (“Grantee”). RECITALS A. Grantee and Issuer have entered into an Agreement and Plan of Merger of even date herewith (the “Merger Agreement”), providing for the merger of the Issuer wi |
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| July 24, 2013 |
Filed by PacWest Bancorp pursuant to Rule 425 under the Securities Act of 1933 and deemed filed pursuant to Rule 14a-12 under the Securities Exchange Act of 1934 Subject Company: CapitalSource Inc. |
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| July 24, 2013 |
Filed by CapitalSource Inc. Pursuant to Rule 425 under the Securities Act of 1933 and deemed filed pursuant to Rule 14a-12 under the Securities Exchange Act of 1934 Subject Company: CapitalSource Inc. (Commission File No. 001-31753) The following materials are filed herewith pursuant to Rule 425 under the Securities Act of 1933 · Transcript of joint investor conference call of CapitalSource Inc. ( |
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| July 23, 2013 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (date of earliest event reported): July 22, 2013 CAPITALSOURCE INC. (Exact name of registrant as specified in its charter) Delaware (State or Other Jurisdiction of Incorporation) 001-31753 (Commission File Number) 35-2 |
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| July 23, 2013 |
Exhibit 99.1 PRESS RELEASE PacWest Bancorp CapitalSource Inc. 10250 Constellation Blvd., Suite 1640 633 West 5th Street, 33rd Floor Los Angeles, CA 90067 Los Angeles, CA 90071 Contacts: Contacts: Matthew P. Wagner Dennis Oakes Chief Executive Officer Senior Vice President — Investor Relations (310) 728-1020 (212) 321-7212 Victor R. Santoro Michael Weiss Executive Vice President and CFO Director of |
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| July 23, 2013 |
EX-99.2 5 a13-169651ex99d2.htm EX-99.2 Exhibit 99.2 PacWest Bancorp Merger with CapitalSource Inc. PACWEST BANCORP MERGER WITH CAPITALSOURCE INC. Investor Presentation July 22, 2013 PacWest Bancorp Merger with CapitalSource Inc. FORWARD-LOOKING STATEMENTS AND LEGAL DISCLAIMER This communication contains certain forward-looking information about PacWest, CapitalSource, and the combined company afte |
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| July 23, 2013 |
EX-99.2 5 a13-169651ex99d2.htm EX-99.2 Exhibit 99.2 PacWest Bancorp Merger with CapitalSource Inc. PACWEST BANCORP MERGER WITH CAPITALSOURCE INC. Investor Presentation July 22, 2013 PacWest Bancorp Merger with CapitalSource Inc. FORWARD-LOOKING STATEMENTS AND LEGAL DISCLAIMER This communication contains certain forward-looking information about PacWest, CapitalSource, and the combined company afte |
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| July 23, 2013 |
Exhibit 4.1 CapitalSource Inc. and American Stock Transfer & Trust Company, LLC Tax Benefit Preservation Plan Dated as of July 22, 2013 TAX BENEFIT PRESERVATION PLAN Tax Benefit Preservation Plan, dated as of July 22, 2013 (“Plan”) between CapitalSource Inc., a Delaware corporation (the “Company”) and American Stock Transfer & Trust Company, LLC, as rights agent (the “Rights Agent”). W I T N E S S |
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| July 23, 2013 |
EX-99.1 4 a13-169651ex99d1.htm EX-99.1 Exhibit 99.1 PRESS RELEASE PacWest Bancorp CapitalSource Inc. 10250 Constellation Blvd., Suite 1640 633 West 5th Street, 33rd Floor Los Angeles, CA 90067 Los Angeles, CA 90071 Contacts: Contacts: Matthew P. Wagner Dennis Oakes Chief Executive Officer Senior Vice President — Investor Relations (310) 728-1020 (212) 321-7212 Victor R. Santoro Michael Weiss Execu |
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| July 23, 2013 |
EX-4.1 3 a13-169651ex4d1.htm EX-4.1 Exhibit 4.1 CapitalSource Inc. and American Stock Transfer & Trust Company, LLC Tax Benefit Preservation Plan Dated as of July 22, 2013 TAX BENEFIT PRESERVATION PLAN Tax Benefit Preservation Plan, dated as of July 22, 2013 (“Plan”) between CapitalSource Inc., a Delaware corporation (the “Company”) and American Stock Transfer & Trust Company, LLC, as rights agent |
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| July 23, 2013 |
PACWEST BANCORP ANNOUNCES RESULTS FOR THE SECOND QUARTER OF 2013 Exhibit 99.1 Filed by PacWest Bancorp pursuant to Rule 425 under the Securities Act of 1933 and deemed filed pursuant to Rule 14a-12 under the Securities Exchange Act of 1934 Subject Company: CapitalSource Inc. Commission File No.: 001-31753 PRESS RELEASE PacWest Bancorp (NASDAQ: PACW) Contact: Matthew P. Wagner Victor R. Santoro Chief Executive Officer Executive Vice President and CFO 10250 Const |
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| July 23, 2013 |
EX-3.1 2 a13-169651ex3d1.htm EX-3.1 Exhibit 3.1 CERTIFICATE OF DESIGNATIONS OF SERIES A JUNIOR PARTICIPATING PREFERRED STOCK OF CAPITALSOURCE INC. Pursuant to Section 151 of the Delaware General Corporation Law CapitalSource Inc., a corporation organized and existing under the General Corporation Law of the State of Delaware (the “Company”), hereby certifies that the following resolution was adopt |
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| July 23, 2013 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported) July 23, 2013 PacWest Bancorp (Exact name of registrant as specified in its charter) Delaware 00-30747 33-0885320 (State of (Commission File Number) (IRS Employer Incorporation) Identi |
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| July 23, 2013 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (date of earliest event reported): July 22, 2013 CAPITALSOURCE INC. (Exact name of registrant as specified in its charter) Delaware (State or Other Jurisdiction of Incorporation) 001-31753 (Commission File Number) 35-2 |
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| July 23, 2013 |
8-A12B 1 a13-1696528a12b.htm 8-A12B SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-A FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES Pursuant to Section 12(b) or (g) of the Securities Exchange Act of 1934 CAPITALSOURCE INC. (Exact Name of Registrant as Specified in its Charter) Delaware (State of Incorporation or Organization) 35-2206895 (IRS Employer Identification Number) 633 |
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| July 23, 2013 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) July 23, 2013 CapitalSource, Inc. (Exact name of registrant as specified in its charter) DELAWARE 001-31753 35-2206895 (State or other jurisdiction of incorporation) (Commission File N |
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| July 23, 2013 |
CapitalSource Reports Second Quarter 2013 Results EXHIBIT 99.1 CapitalSource Reports Second Quarter 2013 Results Net Income of $29 Million or $0.15 Per Share Quarterly Loan Growth of $346 million (5.8%) at CapitalSource Bank, Not Including $58 Million of Loans Purchased from the Parent Net Interest Income of $86 million at CapitalSource Bank is 6% Higher Than Prior Year Quarter Net Interest Margin at CapitalSource Bank of 4.79% All Remaining Secu |
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| July 23, 2013 |
EX-3.1 2 a13-169651ex3d1.htm EX-3.1 Exhibit 3.1 CERTIFICATE OF DESIGNATIONS OF SERIES A JUNIOR PARTICIPATING PREFERRED STOCK OF CAPITALSOURCE INC. Pursuant to Section 151 of the Delaware General Corporation Law CapitalSource Inc., a corporation organized and existing under the General Corporation Law of the State of Delaware (the “Company”), hereby certifies that the following resolution was adopt |
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| July 22, 2013 |
425 1 a13-1696918k.htm 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported) July 22, 2013 PacWest Bancorp (Exact name of registrant as specified in its charter) Delaware 00-30747 33-0885320 (State of (Commission File Number) (IRS Emp |
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| July 22, 2013 |
Exhibit 99.1 Filed by PacWest Bancorp pursuant to Rule 425 under the Securities Act of 1933 and deemed filed pursuant to Rule 14a-12 under the Securities Exchange Act of 1934 Subject Company: CapitalSource Inc. Commission File No.: 001-31753 PRESS RELEASE PacWest Bancorp CapitalSource Inc. 10250 Constellation Blvd., Suite 1640 633 West 5th Street, 33rd Floor Los Angeles, CA 90067 Los Angeles, CA 9 |
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| July 22, 2013 |
EX-99.2 3 a13-169691ex99d2.htm EX-99.2 Exhibit 99.2 PacWest Bancorp Merger with CapitalSource Inc. PACWEST BANCORP MERGER WITH CAPITALSOURCE INC. Investor Presentation July 22, 2013 Filed by PacWest Bancorp Pursuant to Rule 425 under the Securities Act of 1933 and Deemed filed pursuant to Rule 14a-12 of the Securities Exchange Act of 1934 Subject Company: CapitalSource Inc. Commission File No. 001 |
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| May 3, 2013 |
CapitalSource Inc. Compensation for Non-Employee Directors EX-10.1 2 exhibit101.htm EXHIBIT Exhibit 10.1 CapitalSource Inc. Compensation for Non-Employee Directors Annual Fees and Meeting Fees The compensation program for Company outside directors consists of annual retainer fees, meeting fees and long-term equity awards. The Company pays its directors an annual retainer fee of $50,000, with the Chairman of the Board receiving an additional annual retaine |
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| May 3, 2013 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-Q QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2013 Commission File No. 1-31753 CapitalSource Inc. (Exact name of registrant as specified in its charter) Delaware 35-2206895 (State of Incorporation) (I.R.S. Employer Identification No.) |
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| May 3, 2013 |
Computation of Ratio of Earnings to Fixed Charges Exhibit 12.1 Computation of Ratio of Earnings to Fixed Charges Three Months Ended Years Ended December 31, March 31, 2013 2012 2011 2010 2009 2008 ($ in thousands) Fixed charges(1): Total interest expense $ 18,163 $ 79,407 $ 150,010 $ 232,096 $ 427,312 $ 677,707 Interest capitalized — — — — — Interest portion of rental expense 617 3,047 2,596 3,060 3,250 1,994 Total fixed charges $ 18,780 $ 82,454 |
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| April 29, 2013 |
CapitalSource Reports First Quarter 2013 Results EXHIBIT 99.1 CapitalSource Reports First Quarter 2013 Results First Quarter Net Income of $29 Million or $0.14 Per Share Loan Growth of $139 million (2.4%) at CapitalSource Bank, Excluding $67 Million of Loans Purchased from the Parent Company Net Interest Margin at CapitalSource Bank of 5.08% 15 Million Shares Repurchased - Outstanding Shares Reduced by 42% Since December 2010 LOS ANGELES, April |
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| April 29, 2013 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) April 25, 2013 CapitalSource, Inc. (Exact name of registrant as specified in its charter) DELAWARE 001-31753 35-2206895 (State or other jurisdiction of incorporation) (Commission File |
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| March 29, 2013 |
CSE / Capitalsource Inc / WELLS FARGO & COMPANY/MN Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 2) CAPITALSOURCE INC (Name of Issuer) COM (Title of Class of Securities) 14055X102 (CUSIP Number) December 31, 2012 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Schedule is fil |
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| March 15, 2013 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A PROXY STATEMENT PURSUANT TO SECTION 14(a) OF THE SECURITIES EXCHANGE ACT OF 1934 (Amendment No. 1) Filed by the registrant x Filed by a party other than the registrant ¨ Check the appropriate box: ¨ Preliminary Proxy Statement ¨ Confidential, For Use of the Commission Only (as permitted by Rule 14a-6(e) (2)) x Def |
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| March 15, 2013 |
- DEFINITIVE ADDITIONAL MATERIALS Definitive Additional Materials UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| March 15, 2013 |
DEF 14A 1 d481837ddef14a.htm DEFINITIVE PROXY STATEMENT UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A PROXY STATEMENT PURSUANT TO SECTION 14(a) OF THE SECURITIES EXCHANGE ACT OF 1934 Filed by the registrant x Filed by a party other than the registrant ¨ Check the appropriate box: ¨ Preliminary Proxy Statement ¨ Confidential, For Use of the Commission Only (as |
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| February 25, 2013 |
Exhibit 10.29 2012 Chief Accounting Officer Compensation Program Approved by CapitalSource Board of Directors April 26, 2012 This compensation program for Michael Smith (the Company's Chief Accounting Officer) is designed to align Mr. Smith's incentive compensation with the financial goals and performance objectives of CapitalSource Inc. and CapitalSource Bank (collectively referred to herein as t |
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| February 25, 2013 |
2012 Executive Compensation Program Approved by CapitalSource Board of Directors February 15, 2012 EX-10.28 2 exhibit1028.htm EXHIBIT Exhibit 10.28 2012 Executive Compensation Program Approved by CapitalSource Board of Directors February 15, 2012 This compensation program for Executive Officers (comprising the CEOs of the Bank and Parent, the Chief Financial Officer of the Parent and Bank, and each of the Chief Administrative Officer, Chief Lending Officer, and Chief Credit Officer of the Bank) |
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| February 25, 2013 |
10-K 1 a12311210-k.htm 10-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-K ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2012 Commission File No. 1-31753 CapitalSource Inc. (Exact name of registrant as specified in its charter) Delaware 35-2206895 (State of Incorporation) (I.R.S. Employ |
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| February 25, 2013 |
Exhibit 21.1 CAPITALSOURCE INC. SUBSIDIARIES AS OF FEBRUARY 21, 2013 CapitalSource Bahamas LLC CapitalSource Bank CapitalSource CF LLC CapitalSource Commercial Loan LLC, 2006-1 CapitalSource Commercial Loan LLC, 2007-1 CapitalSource Commercial Loan LLC, 2007-2 CapitalSource Commercial Loan Trust 2006-1 CapitalSource Commercial Loan Trust 2006-2 CapitalSource Commercial Loan Trust 2007-1 CapitalSou |
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| February 25, 2013 |
Computation of Ratio of Earnings to Fixed Charges Exhibit 12.1 Computation of Ratio of Earnings to Fixed Charges Year Ended December 31, 2012 2011 2010 2009 2008 ($ in thousands) Fixed charges(1): Total interest expense $ 79,407 $ 150,010 $ 232,096 $ 427,312 $ 677,707 Interest capitalized — — — — — Interest portion of rental expense 3,047 2,596 3,060 3,250 1,994 Total fixed charges $ 79,407 $ 152,606 $ 235,156 $ 430,562 $ 679,701 Earnings: Net in |
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| February 25, 2013 |
James J. Pieczynski First Amendment to Amended and Restated Employment Agreement Exhibit 10.22.1 James J. Pieczynski First Amendment to Amended and Restated Employment Agreement This first Amendment to Amended and Restated Employment Agreement (“Amendment”) is entered into as of the 1st day of January, 2013 (the “Amendment Date”) by and among CapitalSource Inc., a Delaware corporation (“CapitalSource” or “Parent”), CapitalSource Bank, a California industrial bank (the “Company |
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| February 14, 2013 |
CSE / Capitalsource Inc / Luxor Capital Group, LP - FEBRUARY 14, 2013 Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 13G (RULE 13d - 102) Information to be included in statements filed pursuant to Rules 13d-1(b), (c) and (d) and amendments thereto filed pursuant to 13d-2(b) (AMENDMENT NO.3)* CapitalSource Inc. (Name of Issuer) Common Shares, $.01 par value (Title of Class of Securities) US14055X1028 (ISIN) (CUSIP Number) December 31 |
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| February 13, 2013 |
CSE / Capitalsource Inc / WELLS FARGO & COMPANY/MN Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 1) CAPITALSOURCE INC (Name of Issuer) COM (Title of Class of Securities) 14055X102 (CUSIP Number) December 31, 2012 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Schedule is fil |
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| February 11, 2013 |
CSE / Capitalsource Inc / DIMENSIONAL FUND ADVISORS LP - SCHEDULE 13G Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. )* CAPITALSOURCE INC (Name of Issuer) Common Stock (Title of Class of Securities) 14055X102 (CUSIP Number) December 31, 2012 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Schedu |
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| February 11, 2013 |
CSE / Capitalsource Inc / VANGUARD GROUP INC Passive Investment capitalsourceinc.htm - Generated by SEC Publisher for SEC Filing SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Schedule 13G Under the Securities Exchange Act of 1934 (Amendment No.: 1 )* Name of issuer: CapitalSource Inc Title of Class of Securities: Common Stock CUSIP Number: 14055X102 Date of Event Which Requires Filing of this Statement: December 31, 2012 Check the appropriate box t |
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| January 29, 2013 |
CapitalSource Reports Fourth Quarter and Full Year 2012 Results EXHIBIT 99.1 CapitalSource Reports Fourth Quarter and Full Year 2012 Results Fourth Quarter Net Income of $47 Million or $0.22 Per Share 19% Annual Loan Growth at CapitalSource Bank Following 4Q Loan Production of $843 Million Net Interest Margin at CapitalSource Bank of 4.84% in 4Q 8 Million Shares Repurchased in 4Q - Outstanding Shares Reduced by 35% Since December 2010 $104 Million Special Divi |
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| January 29, 2013 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) January 29, 2013 CapitalSource, Inc. (Exact name of registrant as specified in its charter) DELAWARE 001-31753 35-2206895 (State or other jurisdiction of incorporation) (Commission Fil |
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| December 20, 2012 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) December 20, 2012 CapitalSource, Inc. (Exact name of registrant as specified in its charter) DELAWARE 001-31753 35-2206895 (State or other jurisdiction of incorporation) (Commission Fi |
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| December 20, 2012 |
Congressmen-Elect John K. Delaney Steps Down as CapitalSource Board Chairman EXHIBIT 99.1 Congressmen-Elect John K. Delaney Steps Down as CapitalSource Board Chairman LOS ANGELES, Dec. 20, 2012 (GLOBE NEWSWIRE) - CapitalSource Inc. (NYSE:CSE) today announced that its Founder, John K. Delaney, has resigned as Chairman and a member of the Company's Board of Directors and as a member of the CapitalSource Bank Board of Directors, effective immediately, as he completes preparat |
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| November 6, 2012 |
Ratio of Earnings to Fixed Charges Exhibit 12.1 Computation of Ratio of Earnings to Fixed Charges Nine Months Ended September 30, 2012 Years Ended December 31, 2011 2010 2009 2008 2007 ($ in thousands) Fixed charges (1): Total interest expense $ 60,535 $ 150,010 $ 232,096 $ 427,312 $ 677,707 $ 838,072 Interest capitalized — — — — — 357 Interest portion of rental expense 2,091 2,596 3,060 3,250 1,9 |
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| November 6, 2012 |
Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-Q QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2012 Commission File No. 1-31753 CapitalSource Inc. (Exact name of registrant as specified in its charter) Delaware 35-2206895 (State of Incorporation) (I.R.S. Employe |
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| November 6, 2012 |
Sublease of Office Lease Agreement Exhibit 10.1 SUBLEASE THIS SUBLEASE (this “Sublease”) is made and entered into as of the 17th day of July, 2012, by and between CAPITALSOURCE FINANCE LLC, a Delaware limited liability company (“Sublandlord”), and DANAC, LLC, a Maryland limited liability company (“Subtenant”). W I T N E S S E T H: WHEREAS, by that certain Office Lease Agreement dated as of the 27t |
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| October 30, 2012 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 26, 2012 CAPITALSOURCE INC. (Exact name of registrant as specified in its charter) DELAWARE 1-31753 35-2206895 (State or other jurisdiction of incorporation or organization) ( |
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| October 30, 2012 |
CapitalSource Reports Third Quarter 2012 Results and Announces New $250 Million Share Buyback Plan EX-99.1 2 exh991.htm EXHIBIT 99.1 EXHIBIT 99.1 CapitalSource Reports Third Quarter 2012 Results and Announces New $250 Million Share Buyback Plan Third Quarter Net Income of $31 Million or $0.14 Per Share Strong Loan Production of $623 Million at CapitalSource Bank Net Interest Margin of 4.97% at CapitalSource Bank 10.2 Million Shares Repurchased in the Quarter – Outstanding Shares Reduced by 35% |
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| October 2, 2012 |
JAMES J. PIECZYNSKI AMENDED AND RESTATED EMPLOYMENT AGREEMENT EXHIBIT 10.1 JAMES J. PIECZYNSKI AMENDED AND RESTATED EMPLOYMENT AGREEMENT This AMENDED AND RESTATED EMPLOYMENT AGREEMENT (“Agreement”) is entered into as of the 28th day of September, 2012 (the “Effective Date”), by and among CapitalSource Inc., a Delaware corporation (“CapitalSource” or “Parent”) CapitalSource Bank, a California industrial bank (the “Company” or “Bank” and, along with CapitalSou |
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| October 2, 2012 |
DOUGLAS HAYES LOWREY AMENDED AND RESTATED EMPLOYMENT AGREEMENT EX-10.2 3 exh102.htm EXHIBIT 10.2 EXHIBIT 10.2 DOUGLAS HAYES LOWREY AMENDED AND RESTATED EMPLOYMENT AGREEMENT This AMENDED AND RESTATED EMPLOYMENT AGREEMENT (“Agreement”) is entered into as of the 28th day of September, 2012 (the “Effective Date”), by and between CapitalSource Bank, a California industrial bank (the “Bank”, the “Employer” or the “Company”), and Douglas Hayes Lowrey, an individual |
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| October 2, 2012 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): September 28, 2012 CAPITALSOURCE INC. (Exact name of registrant as specified in its charter) DELAWARE 1-31753 35-2206895 (State or other jurisdiction of incorporation or organization) |
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| August 9, 2012 |
144 OMB APPROVAL OMB Number: 3235-0101 Expires: February 28, 2014 Estimated average burden hours per response 1. |
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| August 6, 2012 |
Ratio of Earnings to Fixed Charges Exhibit 12.1 Computation of Ratio of Earnings to Fixed Charges Years Ended December 31, Six Months Ended June 30, 2012 2011 2010 2009 2008 2007 ($ in thousands) Fixed charges (1): Total interest expense $ 41,022 $ 150,010 $ 232,096 $ 427,312 $ 677,707 $ 838,072 Interest capitalized — — — — — 357 Interest portion of rental expense 1,541 2,596 3,060 3,250 1,994 1,6 |
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| August 6, 2012 |
Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-Q QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2012 Commission File No. 1-31753 CapitalSource Inc. (Exact name of registrant as specified in its charter) Delaware 35-2206895 (State of Incorporation) (I.R.S. Employer Ide |
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| July 30, 2012 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 26, 2012 CAPITALSOURCE INC. (Exact name of registrant as specified in its charter) DELAWARE 1-31753 35-2206895 (State or other jurisdiction of incorporation or organization) (Com |
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| July 30, 2012 |
CapitalSource Reports Second Quarter 2012 Results EXHIBIT 99.1 CapitalSource Reports Second Quarter 2012 Results Second Quarter Net Income of $388 Million or $1.66 Per Share Deferred Tax Asset Valuation Allowance of $347 Million Reversed Net Loan Growth of $250 Million at CapitalSource Bank (+5% Over 1Q) Net Interest Margin of 4.95% at CapitalSource Bank 12 Million Shares Repurchased – Outstanding Shares Reduced by 30% Since December 2010 All Rem |
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| July 17, 2012 |
SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 SCHEDULE TO (Amendment No. |
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| July 11, 2012 |
SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 SCHEDULE TO (Amendment No. |
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| July 11, 2012 |
Hogan Lovells US LLP Columbia Square 555 Thirteenth Street, NW Washington, DC 20004 T +1 202 637 5600 F +1 202 637 5910 www. |
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| June 15, 2012 |
EX-99.(A)(1)(A) 2 exh99a1a.htm EXHIBIT 99.(A)(1)(A) Exhibit 99.(a)(1)(a) COMPANY NOTICE TO HOLDERS OF 7.250% SENIOR SUBORDINATED CONVERTIBLE NOTES DUE 2037 (CUSIP No. 14055X AG 7) ISSUED BY CAPITALSOURCE INC. Reference is made to the Indenture, dated as of July 30, 2007 (the “Base Indenture”), by and between CapitalSource Inc., a Delaware corporation (the “Company”), as obligor, and Wells Fargo Ba |
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| June 15, 2012 |
SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 SCHEDULE TO TENDER OFFER STATEMENT UNDER SECTION 14(d)(1) OR 13(e)(1) OF THE SECURITIES EXCHANGE ACT OF 1934 CAPITALSOURCE INC. |
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| May 30, 2012 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 30, 2012 CAPITALSOURCE INC. (Exact name of registrant as specified in its charter) DELAWARE 1-31753 35-2206895 (State or other jurisdiction of incorporation or organization) (Comm |
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| May 8, 2012 |
Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-Q QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2012 Commission File No. 1-31753 CapitalSource Inc. (Exact name of registrant as specified in its charter) Delaware 35-2206895 (State of Incorporation) (I.R.S. Employer Id |
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| May 8, 2012 |
2012 Executive Compensation Program Approved by CapitalSource Board of Directors February 15, 2012 Exhibit 10.1 2012 Executive Compensation Program Approved by CapitalSource Board of Directors February 15, 2012 This compensation program for Executive Officers (comprising the CEOs of the Bank and Parent, the Chief Financial Officer of the Parent and Bank, and each of the Chief Administrative Officer, Chief Lending Officer, and Chief Credit Officer of the Bank) is designed to reflect a comprehens |
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| May 8, 2012 |
2012 Chief Accounting Officer Compensation Program: 2012 Chief Accounting Officer Compensation Program Exhibit 10.2 2012 Chief Accounting Officer Compensation Program: This compensation program for Michael Smith (the Company’s Chief Accounting Officer) is designed to align Mr. Smith’s incentive compensation with the financial goals and performance objectives of CapitalSource Inc. and CapitalSource Bank (collectively referred to herein as the “Compa |
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| May 8, 2012 |
Ratio of Earnings to Fixed Charges Exhibit 12.1 Computation of Ratio of Earnings to Fixed Charges Years Ended December 31, Three Months Ended March 31, 2012 2011 2010 2009 2008 2007 ($ in thousands) Fixed charges (1): Total interest expense $ 20,858 $ 150,010 $ 232,096 $ 427,312 $ 677,707 $ 838,072 Interest capitalized — — — — — 357 Interest portion of rental expense 533 2,596 3,060 3,250 1,994 1, |
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| April 30, 2012 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 26, 2012 CAPITALSOURCE INC. (Exact name of registrant as specified in its charter) DELAWARE 1-31753 35-2206895 (State or other jurisdiction of incorporation or organization) (Co |
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| April 30, 2012 |
AMENDMENT TO STEVEN A. MUSELES SEPARATION AGREEMENT EXHIBIT 10.1 AMENDMENT TO STEVEN A. MUSELES SEPARATION AGREEMENT This Amendment to the Separation Agreement (“Amendment”) is entered into as of this 26th day of April, 2012 (the “Amendment Effective Date”), by and between CapitalSource Inc. (the “Company”) and Steven A. Museles (“Executive”). WHEREAS, the Company and Executive are parties to that certain Separation Agreement dated as of December 3 |
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| April 30, 2012 |
CapitalSource Elects New Board Member EXHIBIT 99.2 CapitalSource Elects New Board Member LOS ANGELES, April 30, 2012 (GLOBE NEWSWIRE) - CapitalSource Inc. (NYSE:CSE) today announced that Joseph C. Mello has been elected to its Board of Directors. He will complete the term, expiring at the Company's 2014 Annual Meeting, of Frederick W. Eubank who previously retired from the Board. CapitalSource, through its wholly owned subsidiary Capi |
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| April 30, 2012 |
CapitalSource Reports First Quarter 2012 Results EX-99.1 3 exh991.htm EXHIBIT 99.1 EXHIBIT 99.1 CapitalSource Reports First Quarter 2012 Results First Quarter Net Income of $25 Million or $0.10 Per Share Net Interest Margin of 5.12% at CapitalSource Bank Net Loan Growth of $194 Million (4%) at CapitalSource Bank Year to Date Share Repurchases of 24 Million / 96 Million Since Start of Program Consolidated Credit Metrics Show Improvement LOS ANGEL |
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| April 18, 2012 |
Definitive Proxy Statement UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| April 5, 2012 |
Press Release Exhibit 99.1 News CapitalSource Inc. 633 West 5th Street 33rd Floor Los Angeles, CA 90071 FOR IMMEDIATE RELEASE For information contact: Investor Relations: Media Relations: Dennis Oakes Michael Weiss Senior Vice President, Investor Relations Director of Communications & Corporate Communications (301) 841-2918 (212) 321-7212 [email protected] [email protected] John K. D |
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| April 5, 2012 |
8-K 1 d329886d8k.htm FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): April 4, 2012 CAPITALSOURCE INC. (Exact Name of Registrant as Specified in Charter) DELAWARE 1-31753 35-2206895 (State or other jurisdiction of incorpora |
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| March 15, 2012 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A PROXY STATEMENT PURSUANT TO SECTION 14(a) OF THE SECURITIES EXCHANGE ACT OF 1934 Filed by the registrant x Filed by a party other than the registrant ¨ Check the appropriate box: ¨ Preliminary Proxy Statement ¨ Confidential, For Use of the Commission Only (as permitted by Rule 14a-6(e) (2)) ¨ Definitive Proxy Stat |
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| March 15, 2012 |
DEF 14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A PROXY STATEMENT PURSUANT TO SECTION 14(a) OF THE SECURITIES EXCHANGE ACT OF 1934 Filed by the registrant x Filed by a party other than the registrant ¨ Check the appropriate box: ¨ Preliminary Proxy Statement ¨ Confidential, For Use of the Commission Only (as permitted by Rule 14a-6(e) (2)) x Definitive Pr |
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| March 12, 2012 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 6, 2012 CAPITALSOURCE INC. (Exact name of registrant as specified in its charter) DELAWARE 1-31753 35-2206895 (State or other jurisdiction of incorporation or organization) (Com |
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| February 28, 2012 |
Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-K ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2011 Commission File No. 1-31753 CapitalSource Inc. (Exact name of registrant as specified in its charter) Delaware 35-2206895 (State of Incorporation) (I.R.S. Employer Identif |
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| February 28, 2012 |
Exhibit 10.3.5 SUBLEASE THIS SUBLEASE (this “Sublease”) is made and entered into as of the 24th day of August, 2011, by and between CAPITALSOURCE FINANCE LLC, a Delaware limited liability company (“Sublandlord”), and MANCHESTER UNITED LTD., a corporation organized under the laws of the United Kingdom (“Subtenant”). W I T N E S S E T H: WHEREAS, by that certain Office Lease Agreement dated as of th |
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| February 28, 2012 |
Exhibit 12.1 Exhibit 12.1 Computation of Ratio of Earnings to Fixed Charges Years Ended December 31, 2011 2010 2009 2008 2007 ($ in thousands) Fixed charges (1): Total interest expense $ 150,010 $ 232,096 $ 427,312 $ 677,707 $ 838,072 Interest capitalized — — — — 357 Interest portion of rental expense 2,596 3,060 3,250 1,994 1,697 Total fixed charges $ 152,606 $ 235,156 $ 430,562 $ 679,701 $ 840,1 |
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| February 28, 2012 |
Exhibit 21.1 CAPITALSOURCE INC. SUBSIDIARIES AS OF 02/21/2012 Entity State of Incorporation CapitalSource Bahamas LLC Delaware CapitalSource Bank California CapitalSource CF LLC Delaware CapitalSource Commercial Loan LLC, 2006-1 Delaware CapitalSource Commercial Loan LLC, 2007-1 Delaware CapitalSource Commercial Loan LLC, 2007-2 Delaware CapitalSource Commercial Loan Trust 2006-1 Delaware CapitalS |
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| February 28, 2012 |
CAPITALSOURCE INC. AMENDED AND RESTATED DEFERRED COMPENSATION PLAN Exhibit 10.16 CAPITALSOURCE INC. AMENDED AND RESTATED DEFERRED COMPENSATION PLAN This Amended and Restated CapitalSource Inc. Deferred Compensation Plan (the “Plan”) is adopted by CapitalSource Inc., a Delaware corporation (“CapitalSource”), for the purpose of providing a deferred compensation arrangement to officers and to directors of the Company who are not also employees of the Company (“non-e |
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| February 28, 2012 |
EXHIBIT 10.3.3 AMENDMENT NO. 3 TO LEASE THIS AMENDMENT NO. 3 TO LEASE (this “Amendment”) is made as of the 8 day of APRIL, 2010 (“Effective Date”) by and between WISCONSIN PLACE OFFICE LLC, a Delaware limited liability company (“Landlord”), and CAPITALSOURCE FINANCE LLC, a Delaware limited liability company (“Tenant”). WITNESSETH: WHEREAS, Landlord and Tenant have previously entered into that cert |
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| February 16, 2012 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 15, 2012 CAPITALSOURCE INC. (Exact name of registrant as specified in its charter) DELAWARE (State or other jurisdiction of incorporation or organization) 1-31753 (Commission |
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| February 16, 2012 |
CapitalSource Reports Fourth Quarter and Full Year 2011 Results EXHIBIT 99.1 CapitalSource Reports Fourth Quarter and Full Year 2011 Results Fourth Quarter Net Income of $9 Million or $0.03 Per Share Net Interest Margin of 4.95% at CapitalSource Bank in the Fourth Quarter Net Loan Growth of $231 Million (+5%) at CapitalSource Bank / 25% Growth Over Prior Year Share Repurchases in the Fourth Quarter of 20.3 Million – Full Year Total of 70.2 Million Shares Resul |
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| February 14, 2012 |
CSE / Capitalsource Inc / Luxor Capital Group, LP - FEBRUARY 14, 2012 Passive Investment SC 13G/A 1 capitalsource13ga-021412.htm FEBRUARY 14, 2012 UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 13G (RULE 13d - 102) Information to be included in statements filed pursuant to Rules 13d-1(b), (c) and (d) and amendments thereto filed pursuant to 13d-2(b) (AMENDMENT NO.2)* CapitalSource Inc. (Name of Issuer) Common Shares, $.01 par value (Title of Class of |
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| February 14, 2012 |
CSE / Capitalsource Inc / WELLS FARGO & COMPANY/MN Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. ) CAPITALSOURCE INC (Name of Issuer) COM (Title of Class of Securities) 14055X102 (CUSIP Number) December 31, 2011 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Schedule is file |
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| February 9, 2012 |
CSE / Capitalsource Inc / VANGUARD GROUP INC Passive Investment SC 13G 1 capitalsourceinc.htm SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Schedule 13G Under the Securities Exchange Act of 1934 (Amendment No.:0 )* Name of issuer: CapitalSource Inc Title of Class of Securities: Common Stock CUSIP Number: 14055X102 Date of Event Which Requires Filing of this Statement: December 31, 2011 Check the appropriate box to designate the rule pursuant to whi |
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| February 2, 2012 |
Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): January 30, 2012 CAPITALSOURCE INC. (Exact name of registrant as specified in its charter) DELAWARE 1-31753 35-2206895 (State or other jurisdiction of incorporation or organization) ( |
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| February 2, 2012 |
EX-99.1 2 d295310dex991.htm EXHIBIT 99.1 Exhibit 99.1 Board of Governors of the Federal Reserve System Federal Deposit Insurance Corporation Office of the Comptroller of the Currency Federal Financial Institutions Examination Council 1 Consolidated Reports of Condition and Income for A Bank With Domestic Offices Only - FFIEC 041 Institution Name CAPITALSOURCE BANK City LOS ANGELES State CA Zip Cod |
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| February 1, 2012 |
Correspondence [CapitalSource Letterhead] February 1, 2012 VIA EDGAR Mr. John P. Nolan Mr. Michael Volley U.S. Securities and Exchange Commission 100 F Street, N.E. Washington, D.C. 20549 Re: CapitalSource Inc. Form 10-K for the year ended December 31, 2010 Filed on February 28, 2011 Form 10-Q for the Quarter ended September 30, 2011 Filed on November 1, 2011 File No. 001-31753 Dear Mr. Nolan and |
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| January 20, 2012 |
Correspondence [CapitalSource Letterhead] January 20, 2012 VIA EDGAR Mr. John P. Nolan Mr. Michael Volley U.S. Securities and Exchange Commission 100 F Street, N.E. Washington, D.C. 20549 Re: CapitalSource Inc. Form 10-K for the year ended December 31, 2010 Form 10-Q for the quarter ended September 30, 2011 File No. 001-31753 Extension to Respond to Comment Letter dated December 30, 2011 Dear Mess |
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| January 5, 2012 |
LEAVE OF ABSENCE LETTER AGREEMENT EX-10.1 2 d277696dex101.htm EXHIBIT 10.1 Exhibit 10.1 LEAVE OF ABSENCE LETTER AGREEMENT This letter agreement (“Agreement”) is entered into as of January 5, 2012 by and among John K. Delaney, CapitalSource Inc. (“CapitalSource” or the “Company”) to set forth the terms of Mr. Delaney’s leave of absence from his position as Executive Chairman of CapitalSource (the “LOA”). 1. Term. The LOA is effecti |
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| January 5, 2012 |
CapitalSource Executive Chairman Takes Leave of Absence to Run for Congress EX-99.1 3 d277696dex991.htm EXHIBIT 99.1 Exhibit 99.1 News CapitalSource Inc. 5404 Wisconsin Avenue Second Floor Chevy Chase, MD 20815 FOR IMMEDIATE RELEASE For information contact: Investor Relations: Media Relations: Dennis Oakes Michael Weiss Senior Vice President, Investor Relations Director of Communications & Corporate Communications (301) 841-2918 (212) 321-7212 [email protected] doa |
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| January 5, 2012 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): January 4, 2012 CAPITALSOURCE INC. (Exact Name of Registrant as Specified in Charter) DELAWARE 1-31753 35-2206895 (State or other jurisdiction of incorporation or organization) (Commi |
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| December 20, 2011 |
POWER OF ATTORNEY KNOW ALL BY THESE PRESENTS, THAT THE UNDERSIGNED HEREBY CONSTITUTES AND APPOINTS EACH OF KORI OGROSKY AND CAROLYN SILVA, SIGNING SINGLY, THE UNDERSIGNED'S TRUE AND LAWFUL ATTORNEY-IN-FACT TO: (1) execute for and on behalf of the undersigned, in the undersigned's capacity as an officer and/or director of CapitalSource Inc. |
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| December 20, 2011 |
POWER OF ATTORNEY KNOW ALL BY THESE PRESENTS, THAT THE UNDERSIGNED HEREBY CONSTITUTES AND APPOINTS EACH OF KORI OGROSKY AND CAROLYN SILVA, SIGNING SINGLY, THE UNDERSIGNED'S TRUE AND LAWFUL ATTORNEY-IN-FACT TO: (1) execute for and on behalf of the undersigned, in the undersigned's capacity as an officer and/or director of CapitalSource Inc. |
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| November 2, 2011 |
Financial Statements and Exhibits, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): October 28, 2011 CAPITALSOURCE INC. (Exact Name of Registrant as Specified in Its Charter) DELAWARE 1-31753 35-2206895 (State or other jurisdiction of incorporation) (Commission File |
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| November 1, 2011 |
BRYAN M. CORSINI AMENDED AND RESTATED EMPLOYMENT AGREEMENT Exhibit 10.3 Exhibit 10.3 EXECUTION COPY BRYAN M. CORSINI AMENDED AND RESTATED EMPLOYMENT AGREEMENT This EMPLOYMENT AGREEMENT (the “Agreement”) is entered into as of the 26th day of October, 2011 (the “Effective Date”), by and between CapitalSource Bank, a California industrial bank (the “Employer” or the “Company”), and Bryan M. Corsini, an individual (the “Executive”). WHEREAS, the Executive was |
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| November 1, 2011 |
Exhibit 10.4 EXECUTION COPY SEPARATION AGREEMENT 1. Parties. The parties to this Separation Agreement (“Agreement”) are: (a) Donald F. Cole (“Executive”); and (b) CapitalSource Inc. (“Company”) 2. Recitals. WHEREAS, Executive and the Company are parties to an Employment Agreement dated July 29, 2010 (as amended to date, the “Employment Agreement”); WHEREAS, Executive has served the Company as its |
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| November 1, 2011 |
LAIRD M. BOULDEN EMPLOYMENT AGREEMENT Exhibit 10.2 EXECUTION COPY LAIRD M. BOULDEN EMPLOYMENT AGREEMENT This EMPLOYMENT AGREEMENT (“Agreement”) is entered into as of the 26th day of October 2011 (the “Effective Date”), by and among CapitalSource Inc., (“CapitalSource” or “Parent”) CapitalSource Bank, a California industrial bank, (the “Company” or “Bank” and, along with CapitalSource, the “Employer”, as applicable), and Laird M. Bould |
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| November 1, 2011 |
JOHN A. BOGLER EMPLOYMENT AGREEMENT Exhibit 10.1 EXECUTION COPY JOHN A. BOGLER EMPLOYMENT AGREEMENT This EMPLOYMENT AGREEMENT (“Agreement”) is entered into as of the 26th day of October 2011 (the “Effective Date”), by and among CapitalSource Inc., (“CapitalSource” or “Parent”) CapitalSource Bank, a California industrial bank, (the “Company” or “Bank” or “the “Employer”) and John A. Bogler, an individual (the “Executive”). WHEREAS, t |
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| November 1, 2011 |
Exhibit 12.1 Exhibit 12.1 Computation of Ratio of Earnings to Fixed Charges Years Ended December 31, Nine Months Ended September 30, 2011 2010 2009 2008 2007 2006 ($ in thousands) Fixed charges (1): Total interest expense $ 127,047 $ 232,096 $ 427,312 $ 677,707 $ 838,072 $ 615,120 Interest capitalized — — — — 357 414 Interest portion of rental expense 1,976 3,060 3,250 1,994 1,697 1,327 Total fixe |
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| November 1, 2011 |
Exhibit 31.1.1 EXHIBIT 31.1.1 CERTIFICATIONS I, Steven A. Museles, certify that: 1. I have reviewed this quarterly report on Form 10-Q of CapitalSource Inc.; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not mi |
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| November 1, 2011 |
Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-Q QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2011 Commission File No. 1-31753 CapitalSource Inc. (Exact name of registrant as specified in its charter) Delaware 35-2206895 (State of Incorporation) (I.R.S. Employe |
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| November 1, 2011 |
Exhibit 10.6 EXECUTION COPY CONSULTING AGREEMENT This CONSULTING AGREEMENT, (this “Agreement”), is dated October 26, 2011 and shall be effective as of January 1, 2012, between CapitalSource Inc. (the “Company”) and Steven A. Museles (the “Consultant”). WHEREAS, the Company desires to obtain the consulting services of the Consultant as an independent contractor to assist with strategic operations a |
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| November 1, 2011 |
Exhibit 99.1 Board of Governors of the Federal Reserve System Federal Deposit Insurance Corporation Office of the Comptroller of the Currency Federal Financial Institutions Examination Council 1 Consolidated Reports of Condition and Income for A Bank With Domestic Offices Only - FFIEC 041 Institution Name CAPITALSOURCE BANK City LOS ANGELES State CA Zip Code 90071 Call Report Quarter End Date 9/30 |
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| November 1, 2011 |
Exhibit 31.1.2 EXHIBIT 31.1.2 CERTIFICATIONS I, James J. Pieczynski, certify that: 1. I have reviewed this quarterly report on Form 10-Q of CapitalSource Inc.; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not |
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| November 1, 2011 |
Exhibit 10.5 EXECUTION COPY SEPARATION AGREEMENT 1. Parties. The parties to this Separation Agreement (“Agreement”) are: (a) Steven A. Museles (“Executive”); and (b) CapitalSource Inc. (“Company”) 2. Recitals. WHEREAS, Executive and the Company are parties to an Amended and Restated Employment Agreement dated December 16, 2009 (as amended to date, the “Employment Agreement”); WHEREAS, Executive ha |
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| October 28, 2011 |
11,608,587 Shares Common Stock Table of Contents Filed Pursuant to Rule 424(b)(5) File No. 333-177562 PROSPECTUS SUPPLEMENT TO PROSPECTUS DATED OCTOBER 27, 2011 11,608,587 Shares Common Stock This prospectus supplement provides for the resale from time to time of up to 11,608,587 shares of our common stock by the selling stockholders named in this prospectus supplement. The selling stockholders acquired the shares registered fo |
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| October 27, 2011 |
POWER OF ATTORNEY KNOW ALL BY THESE PRESENTS, THAT THE UNDERSIGNED HEREBY CONSTITUTES AND APPOINTS EACH OF KORI OGROSKY AND CAROLYN SILVA, SIGNING SINGLY, THE UNDERSIGNED'S TRUE AND LAWFUL ATTORNEY-IN-FACT TO: (1) execute for and on behalf of the undersigned, in the undersigned's capacity as an officer of CapitalSource Inc. |
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| October 27, 2011 |
As filed with the Securities and Exchange Commission on October 27, 2011 Table of Contents As filed with the Securities and Exchange Commission on October 27, 2011 Registration No. |
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| October 27, 2011 |
POWER OF ATTORNEY KNOW ALL BY THESE PRESENTS, THAT THE UNDERSIGNED HEREBY CONSTITUTES AND APPOINTS EACH OF KORI OGROSKY AND CAROLYN SILVA, SIGNING SINGLY, THE UNDERSIGNED'S TRUE AND LAWFUL ATTORNEY-IN-FACT TO: (1) execute for and on behalf of the undersigned, in the undersigned's capacity as an officer of CapitalSource Inc. |
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| October 27, 2011 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): October 25, 2011 CAPITALSOURCE INC. (Exact Name of Registrant as Specified in Charter) DELAWARE (State or other jurisdiction of incorporation or organization) 1-31753 (Commission File |
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| October 27, 2011 |
CapitalSource Reports Third Quarter 2011 Results EX-99.1 2 exh991.htm EXHIBIT 99.1 EXHIBIT 99.1 CapitalSource Reports Third Quarter 2011 Results Net Income of $0.11 Per Share Before Charges Related to Early Debt Retirement 49.9 Million Shares Repurchased – 15% of Total Outstanding Shares at June 30, 2011 New Share Repurchase Authority of $200 Million Approved by Board Parent Company Debt Reduced by $711 Million – Recourse Debt Cut in Half Loan G |
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| September 15, 2011 |
EX-4.1 2 w84345exv4w1.htm EX-4.1 Exhibit 4.1 SECOND SUPPLEMENTAL INDENTURE This Second Supplemental Indenture (the “Second Supplemental Indenture”), is entered into as of September 14, 2011, by and among CapitalSource Inc., a Delaware corporation (the “Company”), CapitalSource Finance LLC, a Delaware limited liability company, as guarantor (the “Guarantor”), and U.S. Bank National Association, as |
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| September 15, 2011 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): September 14, 2011 CAPITALSOURCE INC. (Exact name of registrant as specified in its charter) DELAWARE 1-31753 35-2206895 (State or other jurisdiction of incorporation or organization) |
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| September 15, 2011 |
Exhibit 99.1 News CapitalSource Inc. 5404 Wisconsin Avenue Eleventh Floor Chevy Chase, MD 20815 FOR IMMEDIATE RELEASE For information contact: Investor Relations: Media Relations: Dennis Oakes Michael Weiss Senior Vice President, Investor Relations Director of Communications (212) 321-7212 (301) 841-2918 [email protected] [email protected] CapitalSource Share Repurchase Authority Inc |
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| August 31, 2011 |
Exhibit 99.1 News CapitalSource Inc. 5404 Wisconsin Avenue Eleventh Floor Chevy Chase, MD 20815 FOR IMMEDIATE RELEASE For information contact: Investor Relations: Media Relations: Dennis Oakes Michael Weiss Senior Vice President, Investor Relations Director of Communications (212) 321-7212 (301) 841-2918 [email protected] [email protected] CapitalSource Announces Tender Offer For 12. |
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| August 31, 2011 |
Financial Statements and Exhibits, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 31, 2011 CAPITALSOURCE INC. (Exact name of registrant as specified in its charter) DELAWARE (State or other jurisdiction of incorporation or organization) 1-31753 (Commission F |
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| August 3, 2011 |
Exhibit 99.1 Board of Governors of the Federal Reserve System Federal Deposit Insurance Corporation Office of the Comptroller of the Currency Federal Financial Institutions Examination Council 1 Consolidated Reports of Condition and Income for A Bank With Domestic Offices Only — FFIEC 041 Institution Name CAPITALSOURCE BANK City LOS ANGELES State CA Zip Code 90071 Call Report Quarter End Date 6/30 |
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| August 3, 2011 |
exv31w1w2 EXHIBIT 31.1.2 CERTIFICATIONS I, James J. Pieczynski, certify that: 1. I have reviewed this quarterly report on Form 10-Q of CapitalSource Inc.; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misle |
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| August 3, 2011 |
Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-Q QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2011 Commission File No. 1-31753 CapitalSource Inc. (Exact name of registrant as specified in its charter) Delaware 35-2206895 (State of Incorporation) (I.R.S. Employer Ide |
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| August 3, 2011 |
exv12w1 Exhibit 12.1 Computation of Ratio of Earnings to Fixed Charges Six Months Ended Years Ended December 31, June 30, 2011 2010 2009 2008 2007 2006 ($ in thousands) Fixed charges (1): Total interest expense $ 92,559 $ 232,096 $ 427,312 $ 677,707 $ 838,072 $ 615,120 Interest capitalized — — — — 357 414 Interest portion of rental expense 1,355 3,060 3,250 1,994 1,697 1,327 Total fixed charges $ |
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| July 29, 2011 |
CAPITALSOURCE REPORTS SECOND QUARTER 2011 RESULTS EX-99.1 2 w83824exv99w1.htm EXHIBIT 99.1 Exhibit 99.1 News CapitalSource Inc. 5404 Wisconsin Avenue Second Floor Chevy Chase, MD 20815 FOR IMMEDIATE RELEASE For information contact: Investor Relations: Media Relations: Dennis Oakes Michael Weiss Senior Vice President, Investor Relations Director of Communications (212) 321-7212 (301) 841-2918 [email protected] [email protected] CAPIT |
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| July 29, 2011 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 29, 2011 CAPITALSOURCE INC. (Exact name of registrant as specified in its charter) DELAWARE 1-31753 35-2206895 (State or other jurisdiction of (Commission (I.R.S. Employer incorp |
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| July 15, 2011 |
SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 SCHEDULE TO (Amendment No. |
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| June 16, 2011 |
SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 SCHEDULE TO TENDER OFFER STATEMENT UNDER SECTION 14(d)(1) OR 13(e)(1) OF THE SECURITIES EXCHANGE ACT OF 1934 CAPITALSOURCE INC. |
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| June 16, 2011 |
exv99wxayx1yxay Exhibit (a)(1)(A) COMPANY NOTICE TO HOLDERS OF 3.5% SENIOR CONVERTIBLE DEBENTURES DUE 2034 (CUSIP No. 14055X AD 4) AND 4% SENIOR SUBORDINATED CONVERTIBLE DEBENTURES DUE 2034 (CUSIP No. 14055X AE 2) ISSUED BY CAPITALSOURCE INC. Reference is made to the Indenture, dated as of July 7, 2004 (the “Senior Indenture”), by and among CapitalSource Inc., a Delaware corporation (the “Company” |
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| May 3, 2011 |
exv12w1 Exhibit 12.1 Computation of Ratio of Earnings to Fixed Charges Three Months Ended Years Ended December 31, March 31, 2011 2010 2009 2008 2007 2006 ($ in thousands) Fixed charges (1): Total interest expense $ 46,752 $ 232,096 $ 427,312 $ 677,707 $ 838,072 $ 615,120 Interest capitalized — — — — 357 414 Interest portion of rental expense 676 3,060 3,250 1,994 1,697 1,327 Total fixed charges $ |
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| May 3, 2011 |
exv31w1w2 EXHIBIT 31.1.2 CERTIFICATIONS I, James J. Pieczynski, certify that: 1. I have reviewed this quarterly report on Form 10-Q of CapitalSource Inc.; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misle |
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| May 3, 2011 |
Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-Q QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2011 Commission File No. 1-31753 CapitalSource Inc. (Exact name of registrant as specified in its charter) Delaware (State of Incorporation) 35-2206895 (I.R.S. Employer Id |
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| May 3, 2011 |
exv31w1w1 EXHIBIT 31.1.1 CERTIFICATIONS I, Steven A. Museles, certify that: 1. I have reviewed this quarterly report on Form 10-Q of CapitalSource Inc.; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not mislead |
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| May 3, 2011 |
Exhibit 99.1 Board of Governors of the Federal Reserve System Federal Deposit Insurance Corporation Office of the Comptroller of the Currency Federal Financial Institutions Examination Council 1 Consolidated Reports of Condition and Income for A Bank With Domestic Offices Only — FFIEC 041 Institution Name CAPITALSOURCE BANK City LOS ANGELES State CA Zip Code 90071 Call Report Quarter End Date 3/31 |
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| May 3, 2011 |
Exhibit 10.1 CapitalSource Bank Chief Executive Officer and Chief Financial Officer 2011 Cash Bonus Compensation Program The following compensation program (the “Program”) covers cash bonuses for fiscal year 2011 for each of the President and Chief Executive Officer (the “CEO”) and the Chief Financial Officer (“CFO”) of CapitalSource Bank (the “Bank”), and is intended to reflect a comprehensive vi |
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| May 2, 2011 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 26, 2011 CAPITALSOURCE INC. (Exact name of registrant as specified in its charter) DELAWARE 1-31753 35-2206895 (State or other jurisdiction of (Commission (I.R.S. Employer incor |
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| April 29, 2011 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 29, 2011 CAPITALSOURCE INC. (Exact name of registrant as specified in its charter) DELAWARE (State or other jurisdiction of incorporation or organization) 1-31753 (Commission Fi |
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| April 29, 2011 |
News CapitalSource Inc. 5404 Wisconsin Avenue Second Floor Chevy Chase, MD 20815 EX-99.1 2 w82566exv99w1.htm EX-99.1 Exhibit 99.1 News CapitalSource Inc. 5404 Wisconsin Avenue Second Floor Chevy Chase, MD 20815 FOR IMMEDIATE RELEASE For information contact: Investor Relations: Media Relations: Dennis Oakes Michael Weiss Senior Vice President, Investor Relations Director of Communications (212) 321-7212 (301) 841-2918 [email protected] [email protected] CAPITALSOU |
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| March 18, 2011 |
*** Exercise Your Right to Vote *** Important Notice Regarding the Availability of Proxy Materials for the Shareholder Meeting to Be Held on April 27, 2011 CAPITALSOURCE INC. |
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| March 18, 2011 |
Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant þ Filed by a Party other than the Registrant o Check the appropriate box: o Preliminary Proxy S |
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| March 15, 2011 |
OMB APPROVAL OMB Number: 3235-0145 Expires: February 28, 2009 Estimated average burden hours per response . |
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| February 28, 2011 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-K ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2010 Commission File No. 1-31753 CapitalSource Inc. (Exact name of registrant as specified in its charter) Delaware 35-2206895 (State of Incorporation) (I.R.S. Employer Identification No.) 5404 |
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| February 28, 2011 |
CAPITALSOURCE BANK CHANGE IN CONTROL AGREEMENT Exhibit 10.33 CAPITALSOURCE BANK CHANGE IN CONTROL AGREEMENT THIS CHANGE IN CONTROL AGREEMENT (this “Agreement”) is effective the 21st day of January 2009 (the “Effective Date”), by and between CapitalSource Bank, a California bank (the “Employer”) and John A. Bogler (the “Executive”). NOW THEREFORE, in consideration of the mutual agreements herein contained, and upon the other terms and condition |
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| February 28, 2011 |
exv12w1 Exhibit 12.1 Computation of Ratio of Earnings to Fixed Charges Years Ended December 31, 2010 2009 2008 2007 2006 ($ in thousands) Fixed charges (1): Total interest expense $ 232,096 $ 427,312 $ 677,707 $ 838,072 $ 615,120 Interest capitalized — — — 357 414 Interest portion of rental expense 3,060 3,250 1,994 1,697 1,327 Total fixed charges $ 235,156 $ 430,562 $ 679,701 $ 840,126 $ 616,861 |
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| February 28, 2011 |
Exhibit 10.32 February 16, 2011 VIA EMAIL Bryan D. Smith c/o CapitalSource Finance LLC 5404 Wisconsin Avenue, 2nd Floor Chevy Chase, Maryland 20815 Dear Bryan: CapitalSource Finance LLC (“CapitalSource” or the “Company”) seeks to provide the benefits set forth in this letter agreement (the “Agreement”) in order to retain your services during the Agreement Period (as defined below). During the Agre |
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| February 28, 2011 |
exv10w20 Exhibit 10.20 2011 CEO Compensation Program To create a compensation program that reflects a comprehensive view of company performance. The Program reflects a combination of success factors, including: Primary Financial Goals and Other Performance Measures. The Program should be adjusted on an annual basis and compensation should be paid based on the achievement of certain factors. The 20 |
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| February 28, 2011 |
exv31w1w2 EXHIBIT 31.1.2 CERTIFICATIONS I, James J. Pieczynski, certify that: 1. I have reviewed this annual report on Form 10-K of CapitalSource Inc.; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misleadi |
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| February 28, 2011 |
exv21w1 Exhibit 21.1 CAPITALSOURCE INC. SUBSIDIARIES as of 2/23/11 Name of Subsidiary State of Incorporation CapitalSource (UK) Limited England CapitalSource Bahamas LLC Delaware CapitalSource Bank California CapitalSource CF LLC Delaware CapitalSource Commercial Loan LLC, 2006-1 Delaware CapitalSource Commercial Loan LLC, 2007-1 Delaware CapitalSource Commercial Loan LLC, 2007-2 Delaware CapitalS |
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| February 28, 2011 |
exv31w1w1 EXHIBIT 31.1.1 CERTIFICATIONS I, Steven A. Museles, certify that: 1. I have reviewed this annual report on Form 10-K of CapitalSource Inc.; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misleading |
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| February 24, 2011 |
CAPITALSOURCE REPORTS FOURTH QUARTER AND FULL YEAR 2010 RESULTS EX-99.1 2 w81735exv99w1.htm EX-99.1 Exhibit 99.1 News CapitalSource Inc. 5404 Wisconsin Avenue Second Floor Chevy Chase, MD 20815 FOR IMMEDIATE RELEASE For information contact: Investor Relations: Media Relations: Dennis Oakes Michael Weiss Senior Vice President, Investor Relations Director of Communications (212) 321-7212 (301) 841-2918 [email protected] [email protected] CAPITALSOU |
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| February 24, 2011 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 24, 2011 CAPITALSOURCE INC. (Exact name of registrant as specified in its charter) DELAWARE 1-31753 35-2206895 (State or other jurisdiction of (Commission (I.R.S. Employer in |
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| February 18, 2011 |
e8vk UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 16, 2011 CAPITALSOURCE INC. (Exact name of registrant as specified in its charter) DELAWARE 1-31753 35-2206895 (State or other jurisdiction of incorporation or organizat |
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| February 18, 2011 |
AMENDED AND RESTATED BYLAWS OF CAPITALSOURCE INC. Adopted as of July 18, 2003 ARTICLE I Offices Exhibit 3.1 AMENDED AND RESTATED BYLAWS OF CAPITALSOURCE INC. Adopted as of July 18, 2003 ARTICLE I Offices Section 1. Registered Office. The registered office of the Corporation shall be in Wilmington, County of New Castle, State of Delaware and the registered agent in charge thereof shall be The Corporation Trust Company. Section 2. Other Offices. The Corporation may also have offices at such ot |
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| February 14, 2011 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 13G (RULE 13d - 102) Information to be included in statements filed pursuant to Rules 13d-1(b), (c) and (d) and amendments thereto filed pursuant to 13d-2(b) (AMENDMENT NO. 1)* CapitalSource Inc. (Name of Issuer) Common Shares, $.01 par value (Title of Class of Securities) US14055X1028 (ISIN) (CUSIP Number) December 3 |
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| February 11, 2011 |
SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 SCHEDULE 13G (Rule 13d-102) CUSIP NO. 0001241199 13G PAGE 1 OF 10 SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 SCHEDULE 13G (Rule 13d-102) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO RULES 13d-1(b)(c), AND (d) AND AMENDMENTS THERETO FILED PURSUANT TO RULE 13d-2(b) (Amendment No. 1) CapitalSource Inc. (Name of Issuer) Common Stock (Title of Class of Securities) 14055X102 (CUSIP Number) December 31, 2 |
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| January 31, 2011 |
Exhibit 99.1 Board of Governors of the Federal Reserve System Federal Deposit Insurance Corporation Office of the Comptroller of the Currency Federal Financial Institutions Examination Council 1 Consolidated Reports of Condition and Income for A Bank With Domestic Offices Only — FFIEC 041 Institution Name CAPITALSOURCE BANK City LOS ANGELES State CA Zip Code 90071 Call Report Quarter End Date 12/3 |
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| January 31, 2011 |
e8vk UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): January 30, 2011 CAPITALSOURCE INC. (Exact name of registrant as specified in its charter) DELAWARE (State or other jurisdiction of incorporation or organization) 1-31753 (Commis |
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| January 14, 2011 |
[CapitalSource Letterhead] January 14, 2011 VIA EDGAR Mr. Amit Pande Ms. Lindsay McCord U.S. Securities and Exchange Commission 100 F Street, N.E. Washington, D.C. 20549 Re: CapitalSource Inc. Form 10-K for the year ended December 31, 2009 Filed on March 1, 2010 Form 10-Q for the quarterly periods ended March 31, 2010, June 30, 2010 and September 30, 2010 File No. 001-31753 Dear Mr. Pande and Ms. |
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| January 12, 2011 |
[CapitalSource Letterhead] January 12, 2011 VIA EDGAR Mr. Amit Pande Ms. Lindsay McCord U.S. Securities and Exchange Commission 100 F Street, N.E. Washington, D.C. 20549 Re: CapitalSource Inc. Form 10-K for the year ended December 31, 2009 Form 10-Q for the quarterly periods ended March 31, 2010, June 30, 2010 and September 30, 2010 File No. 001-31753 Extension to Respond to Comment Letter dated D |
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| January 5, 2011 |
[CapitalSource Letterhead] January 5, 2011 VIA EDGAR Mr. Amit Pande Ms. Lindsay McCord U.S. Securities and Exchange Commission 100 F Street, N.E. Washington, D.C. 20549 Re: CapitalSource Inc. Form 10-K for the year ended December 31, 2009 Schedule 14A Form 10-Q for the quarterly periods ended March 31, 2010, June 30, 2010 and September 30, 2010 File No. 001-31753 Extension to Respond to Comment Le |
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| January 4, 2011 |
POWER OF ATTORNEY KNOW ALL BY THESE PRESENTS, THAT THE UNDERSIGNED HEREBY CONSTITUTES AND APPOINTS EACH OF JOSEPH TURITZ AND KORI OGROSKY, SIGNING SINGLY, THE UNDERSIGNED'S TRUE AND LAWFUL ATTORNEY-IN-FACT TO: (1) execute for and on behalf of the undersigned, in the undersigned's capacity as an officer of CapitalSource Inc. |
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| December 9, 2010 |
exv4w1 Exhibit 4.1 SUPPLEMENTAL INDENTURE This Supplemental Indenture (this “Supplemental Indenture”), dated as of December 9, 2010, among CAPITALSOURCE INC., a Delaware corporation (the “Company”), the Guarantor (as defined in the Indenture) listed on the signature pages hereto, and U.S. Bank National Association, as trustee (the “Trustee”). W I T N E S S E T H: WHEREAS, the Company, the Guaranto |
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| December 9, 2010 |
e8vk UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): December 9, 2010 CAPITALSOURCE INC. (Exact Name of Registrant As Specified In Its Charter) DELAWARE 1-31753 35-2206895 (State or other jurisdiction of (Commission (I.R.S. Employe |
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| December 9, 2010 |
Exhibit 99.1 NEWS CapitalSource Inc. 5404 Wisconsin Avenue Chevy Chase, MD 20815 FOR IMMEDIATE RELEASE For information contact: Investor Relations: Media Relations: Dennis Oakes Michael E. Weiss Senior Vice President – Investor Relations Director of Communications (212) 321-7212 (301) 841-2918 Amendment to CapitalSource Senior Secured Notes Approved $150 million Stock Repurchase Plan Announced CHE |
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| December 3, 2010 |
CapitalSource Announces Consent Solicitation for 12.75% First Priority Senior Secured Notes due 2014 Exhibit 99.1 CapitalSource Inc. 5404 Willard Avenue Second Floor Chevy Chase, MD 20815 FOR IMMEDIATE RELEASE For information contact: Investor Relations: Media Relations: Dennis Oakes Michael E. Weiss Senior Vice President — Investor Relations Director of Communications (212) 321-7212 (301) 841-2918 CapitalSource Announces Consent Solicitation for 12.75% First Priority Senior Secured Notes due 201 |
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| December 3, 2010 |
e8vk UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): December 3, 2010 CAPITALSOURCE INC. (Exact name of registrant as specified in its charter) DELAWARE 1-31753 35-2206895 (State or other jurisdiction of (Commission (I.R.S. Employe |
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| November 4, 2010 |
Exhibit 99.1 Board of Governors of the Federal Reserve System Federal Deposit Insurance Corporation Office of the Comptroller of the Currency 1 Federal Financial Institutions Examination Council Consolidated Reports of Condition and Income for A Bank With Domestic Offices Only — FFIEC 041 Institution Name CAPITALSOURCE BANK City LOS ANGELES State CA Zip Code 90071 Call Report Quarter End Date 9/30 |
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| November 4, 2010 |
exv31w1w1 EXHIBIT 31.1.1 CERTIFICATIONS I, Steven A. Museles, certify that: 1. I have reviewed this quarterly report on Form 10-Q of CapitalSource Inc.; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not mislead |
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| November 4, 2010 |
[Company Letterhead] November 4, 2010 VIA EDGAR Ms. Kathryn McHale Mr. Michael R. Clampitt U.S. Securities and Exchange Commission 100 F Street, N.E. Washington, D.C. 20549 Re: CapitalSource Inc. Form 10-K for the year ended December 31, 2009 Schedule 14A Form 10-Q for the quarterly periods ended March 31, 2010 and June 30, 2010 File No. 001-31753 Dear Ms. McHale and Mr. Clampitt: This letter supp |
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| November 4, 2010 |
CAPITALSOURCE INC. AMENDED AND RESTATED DEFERRED COMPENSATION PLAN Exhibit 10.2 CAPITALSOURCE INC. AMENDED AND RESTATED DEFERRED COMPENSATION PLAN This Amended and Restated CapitalSource Inc. Deferred Compensation Plan (the “Plan”) is adopted by CapitalSource Inc., a Delaware corporation (“CapitalSource”), for the purpose of providing a deferred compensation arrangement to officers and to directors of the Company who are not also employees of the Company (“non-em |
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| November 4, 2010 |
Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-Q QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2010 Commission File No. 1-31753 CapitalSource Inc. (Exact name of registrant as specified in its charter) Delaware 35-2206895 (State of Incorporation) (I.R.S. Employe |
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| November 4, 2010 |
exv12w1 Exhibit 12.1 Computation of Ratio of Earnings to Fixed Charges Nine Months Ended Years Ended December 31, September 30, 2010 2009 2008 2007 2006 2005 ($ in thousands) Fixed charges (1): Total interest expense $ 186,042 $ 437,713 $ 693,357 $ 859,180 $ 621,666 $ 199,805 Interest capitalized — — — 357 414 932 Interest portion of rental expense 2,383 3,250 1,994 1,697 1,327 1,244 Total fixed c |
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| November 4, 2010 |
Exhibit 10.1 SUBLEASE THIS SUBLEASE (this “Sublease”) is made and entered into as of the 1st day of September, 2010, by and between CAPITALSOURCE FINANCE LLC, a Delaware limited liability company (“Sublandlord”), and BROWN INVESTMENT ADVISORY AND TRUST COMPANY, a Maryland corporation (“Subtenant”). W I T N E S S E T H: WHEREAS, by that certain Office Lease Agreement dated as of the 27th day of Apr |
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| November 4, 2010 |
/s/ DONALD F. COLE Donald F. Cole Chief Financial Officer (Principal Financial Officer) exv31w1w2 EXHIBIT 31.2 CERTIFICATIONS I, Donald F. Cole, certify that: 1. I have reviewed this quarterly report on Form 10-Q of CapitalSource Inc.; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misleading w |
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| October 29, 2010 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 29, 2010 CAPITALSOURCE INC. (Exact name of registrant as specified in its charter) DELAWARE (State or other jurisdiction of incorporation or organization) 1-31753 (Commission |
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| October 29, 2010 |
EX-99.1 2 w80293exv99w1.htm EX-99.1 Exhibit 99.1 News CapitalSource Inc. 4445 Willard Avenue Twelfth Floor Chevy Chase, MD 20815 FOR IMMEDIATE RELEASE For information contact: Investor Relations: Media Relations: Dennis Oakes Michael E. Weiss Senior Vice President — Investor Relations Director of Communications (212) 321-7212 (301) 841-2918 CAPITALSOURCE REPORTS THIRD QUARTER 2010 RESULTS • Net In |
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| September 27, 2010 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 13G (RULE 13d - 102) Information to be included in statements filed pursuant to Rules 13d-1(b), (c) and (d) and amendments thereto filed pursuant to 13d-2(b) (AMENDMENT NO. )* CapitalSource Inc. (Name of Issuer) Common Shares, $.01 par value (Title of Class of Securities) US14055X1028 (ISIN) (CUSIP Number) September 1 |
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| September 23, 2010 |
[CapitalSource Letterhead] September 23, 2010 VIA EDGAR Ms. Kathryn McHale Mr. Michael R. Clampitt U.S. Securities and Exchange Commission 100 F Street, N.E. Washington, D.C. 20549 Re: CapitalSource Inc. Form 10-K for the year ended December 31, 2009 Schedule 14A Form 10-Q for the quarterly periods ended March 31, 2010 and June 30, 2010 File No. 001-31753 Dear Ms. McHale and Mr. Clampitt: This let |
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| August 3, 2010 |
EXHIBIT 10.5 NOTICE OF GRANT OF STOCK OPTIONS CapitalSource Inc. ID: 35-2206895 4445 Willard Avenue Twelfth Floor Chevy Chase, MD 20815 [Name] Option Number: [Address] Plan: Y2KB ID: Effective [DATE], you have been granted a Non-Qualified Stock Option (the “Option”) to buy [NUMBER] shares of CapitalSource Inc. (the “Company”) common stock at [PRICE] per share (the “Option Price”). The Option shall |
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| August 3, 2010 |
exv31w1w2 EXHIBIT 31.1.2 CERTIFICATIONS I, James J. Pieczynski, certify that: 1. I have reviewed this quarterly report on Form 10-Q of CapitalSource Inc.; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misle |
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| August 3, 2010 |
Board of Governors of the Federal Reserve System Federal Deposit Insurance Corporation Office of the Comptroller of the Currency Federal Financial Institutions Examination Council 1 Consolidated Reports of Condition and Income for A Bank With Domestic Offices Only — FFIEC 041 Institution Name CAPITALSOURCE BANK City LOS ANGELES State CA Zip Code 90071 Call Report Quarter End Date 6/30/2010 Report |
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| August 3, 2010 |
PARTIAL TERMINATION OF OFFICE LEASE AGREEMENT Exhibit 10.1 PARTIAL TERMINATION OF OFFICE LEASE AGREEMENT THIS PARTIAL TERMINATION OF OFFICE LEASE AGREEMENT (“Partial Termination Agreement”) is made and entered into this 23rd day of June, 2010, by and between JBG/BC CHASE TOWER, L.P., a Delaware limited partnership (“Landlord”), JBG PROPERTIES, INC., a Maryland corporation (“JBG”), and CAPITALSOURCE FINANCE LLC, a Delaware limited liability co |
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| August 3, 2010 |
Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-Q QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2010 Commission File No. 1-31753 CapitalSource Inc. (Exact name of registrant as specified in its charter) Delaware 35-2206895 (State of Incorporation) (I.R.S. Employer Ide |
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| August 3, 2010 |
Exhibit 10.10 Grant No.: CAPITALSOURCE INC. THIRD AMENDED AND RESTATED EQUITY INCENTIVE PLAN RESTRICTED STOCK UNIT AGREEMENT FOR EMPLOYEES CapitalSource Inc., a Delaware corporation (the “Company”), hereby grants restricted stock units (“Restricted Stock Units”) for shares of its common stock (“Stock”) to the Grantee named below, subject to the vesting and other conditions set forth below. Additio |
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| August 3, 2010 |
DOUGLAS HAYES LOWREY AMENDED AND RESTATED EMPLOYMENT AGREEMENT Exhibit 10.11 DOUGLAS HAYES LOWREY AMENDED AND RESTATED EMPLOYMENT AGREEMENT This AMENDED AND RESTATED EMPLOYMENT AGREEMENT (“Agreement”) is entered into as of this 29th day of July, 2010 (the “Effective Date”), by and between CapitalSource Bank, a California industrial bank (the “Employer” or the “Company”), and Douglas Hayes Lowrey, an individual (the “Executive”). WHEREAS, the Executive and the |
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| August 3, 2010 |
DONALD F. COLE EMPLOYMENT AGREEMENT Exhibit 10.12 DONALD F. COLE EMPLOYMENT AGREEMENT This EMPLOYMENT AGREEMENT (“Agreement”) is entered into as of this 29th day of July, 2010 (the “Effective Date”), by and between CapitalSource Inc., a Delaware corporation (the “Employer” or the “Company”), and Donald F. Cole, an individual (the “Executive”). WHEREAS, the Executive is currently employed as Chief Financial Officer of the Employer; W |
