Mga Batayang Estadistika
CIK | 1522699 |
SEC Filings
SEC Filings (Chronological Order)
February 14, 2017 |
CTF / Nuveen Long/Short Commodity Total Return Fund / Weiss Asset Management LP Passive Investment SC 13G/A 1 ctf13ga14feb2017.htm =============================================================================== UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 13G/A Under the Securities Exchange Act of 1934 (Amendment No. 1)* NUVEEN LONG/SHORT COMMODITY TOTAL RETURN FUND - (Name of Issuer) Units of beneficial interest, par value $0.01 per share - (Title of Class o |
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January 6, 2017 |
15-12B UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 15 CERTIFICATION AND NOTICE OF TERMINATION OF REGISTRATION UNDER SECTION 12(g) OF THE SECURITIES EXCHANGE ACT OF 1934 OR SUSPENSION OF DUTY TO FILE REPORTS UNDER SECTIONS 13 AND 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934. Commission File Number 001-35710 Nuveen Long/Short Commodity Total Return Fund (Exact name o |
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January 3, 2017 |
EX-99.1 2 d290383dex991.htm EX-99.1 Exhibit 99.1 FOR IMMEDIATE RELEASE ATTENTION: BUSINESS/FINANCIAL EDITORS MEDIA CONTACT: KATHLEEN CARDOZA (312) 917-7813 [email protected] Nuveen Commodity Funds Complete Liquidation Final Liquidating Distribution Accompanies Previously Announced Regular Monthly Distribution CHICAGO, December 30, 2016 – Nuveen, an operating division of TIAA Global Asset |
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January 3, 2017 |
8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K Current Report Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): December 27, 2016 Nuveen Long/Short Commodity Total Return Fund (Exact name of registrant as specified in its charter) Delaware 001-35710 45-2470177 (State or other jurisdiction of incorporation or organization) (Commission File Number) (IRS Employer Identification No. |
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December 29, 2016 |
RW Nuveen Commodities Asset Management, LLC 333 West Wacker Drive, Suite 3300 Chicago, Illinois 60606 (877) 827-5920 December 29, 2016 VIA EDGAR U. |
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December 29, 2016 |
RW WD Nuveen Commodities Asset Management, LLC 333 West Wacker Drive, Suite 3300 Chicago, Illinois 60606 (877) 827-5920 December 29, 2016 VIA EDGAR U. |
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December 27, 2016 |
NOTIFICATION OF THE REMOVAL FROM LISTING AND REGISTRATION OF THE STATED SECURITIES The NYSE MKT LLC hereby notifies the SEC of its intention to remove the entire class of the stated securities from listing and registration on the Exchange at the opening of business on January 9, 2017, pursuant to the provisions of Rule 12d2-2 (a). |
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December 21, 2016 |
RW Nuveen Commodities Asset Management, LLC 333 West Wacker Drive, Suite 3300 Chicago, Illinois 60606 (877) 827-5920 December 21, 2016 VIA EDGAR U. |
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December 9, 2016 |
EX-99.1 Exhibit 99.1 FOR IMMEDIATE RELEASE ATTENTION: BUSINESS/FINANCIAL EDITORS MEDIA CONTACT: KRISTYNA MUNOZ (312) 917-8343 [email protected] Nuveen Commodity Funds Announce Plan to Liquidate Liquidation Expected to be Completed by December 30, 2016 CHICAGO, December 9, 2016 ? Nuveen, an operating division of TIAA Global Asset Management, today announced that Nuveen Diversified Commodity |
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December 9, 2016 |
Financial Statements and Exhibits, Other Events 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K Current Report Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): December 9, 2016 Nuveen Long/Short Commodity Total Return Fund (Exact name of registrant as specified in its charter) Delaware 001-35710 45-2470177 (State or other jurisdiction of incorporation or organization) (Commission File Number) (IRS Employer Identification No. |
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November 8, 2016 |
Nuveen Long FORM 10-Q (Quarterly Report) 10-Q 1 d236891d10q.htm FORM 10-Q Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-Q (Mark One) x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2016 Or ¨ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition per |
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October 24, 2016 |
Financial Statements and Exhibits, Other Events 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K Current Report Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 24, 2016 Nuveen Long/Short Commodity Total Return Fund (Exact name of registrant as specified in its charter) Delaware 001-35710 45-2470177 (State or other jurisdiction of incorporation or organization) (Commission File Number) (IRS Employer Identification No. |
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October 24, 2016 |
EX-99.1 Exhibit 99.1 FOR IMMEDIATE RELEASE ATTENTION: BUSINESS/FINANCIAL EDITORS MEDIA CONTACT: KRISTYNA MUNOZ (312) 917-8343 [email protected] Nuveen Commodity Funds Provide Update on Proposed Conversion to ETF Structure Public Comment Period on Proposed Exchange Rule Ends CHICAGO, October 24, 2016 ? Nuveen, an operating division of TIAA Global Asset Management, today announced the expira |
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September 12, 2016 |
Financial Statements and Exhibits, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K Current Report Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): September 9, 2016 Nuveen Long/Short Commodity Total Return Fund (Exact name of registrant as specified in its charter) Delaware 001-35710 45-2470177 (State or other jurisdiction of incorporation or organization) (Commission File Number) (IRS Employer Identification No. |
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September 12, 2016 |
EX-99.1 2 d259215dex991.htm EX-99.1 Exhibit 99.1 FOR IMMEDIATE RELEASE ATTENTION: BUSINESS/FINANCIAL EDITORS MEDIA CONTACT: KRISTYNA MUNOZ (312) 917-8343 [email protected] Nuveen Commodity Funds Provide Update on Proposed Conversion to ETF Structure SEC Extends Review Period for Additional 90 Days CHICAGO, September 9, 2016 – Nuveen, an operating division of TIAA Global Asset Management, t |
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August 4, 2016 |
Nuveen Long 10-Q (Quarterly Report) 10-Q 1 d224897d10q.htm 10-Q Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-Q (Mark One) x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2016 Or ¨ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from t |
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July 29, 2016 |
Financial Statements and Exhibits, Other Events 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K Current Report Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 28, 2016 Nuveen Long/Short Commodity Total Return Fund (Exact name of registrant as specified in its charter) Delaware 001-35710 45-2470177 (State or other jurisdiction of incorporation or organization) (Commission File Number) (IRS Employer Identification No. |
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July 29, 2016 |
EX-99.1 2 d234854dex991.htm EX-99.1 Exhibit 99.1 FOR IMMEDIATE RELEASE ATTENTION: BUSINESS/FINANCIAL EDITORS MEDIA CONTACT: KRISTYNA MUNOZ (312) 917-8343 [email protected] Nuveen Commodity Funds Provide Update on Proposed Conversion to ETF Structure SEC Extends Review Period for Additional 45 Days CHICAGO, July 28, 2016 – Nuveen, an operating division of TIAA Global Asset Management, today |
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July 6, 2016 |
SC 13G UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. )* Nuveen Long/Short Commodity Total Return Fund (Name of Issuer) Units of beneficial interest, par value $0.01 per share (Title of Class of Securities) 670731108 (CUSIP Number) June 27, 2016 (Date of Event Which Requires Filing of This Statement) Che |
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June 8, 2016 |
Financial Statements and Exhibits, Other Events 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K Current Report Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 8, 2016 Nuveen Long/Short Commodity Total Return Fund (Exact name of registrant as specified in its charter) Delaware 001-35710 45-2470177 (State or other jurisdiction of incorporation or organization) (Commission File Number) (IRS Employer Identification No. |
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June 8, 2016 |
Press Release, dated June 8, 2016 Exhibit 99.1 FOR IMMEDIATE RELEASE ATTENTION: BUSINESS/FINANCIAL EDITORS MEDIA CONTACT: KRISTYNA MUNOZ (312) 917-8343 [email protected] Nuveen Commodity Funds Provide Update on Proposed Conversion to ETF Structure CHICAGO, June 8, 2016 ? Nuveen Investments, an operating division of TIAA Global Asset Management, today announced that the Securities and Excha |
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May 9, 2016 |
Nuveen Long/Short Commodity Total Return Fund FORM 10-Q (Quarterly Report) Form 10-Q Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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March 14, 2016 |
Nuveen Long/Short Commodity Total Return Fund 10-K (Annual Report) 10-K Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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March 2, 2016 |
Form 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K Current Report Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 2, 2016 Nuveen Long/Short Commodity Total Return Fund (Exact name of registrant as specified in its charter) Delaware 001-35710 45-2470177 (State or other jurisdiction of incorporation or organization) (Commission File Number) (IRS Employer Identification No. |
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November 30, 2015 |
Nuveen Long NUVEEN LONG/SHORT COMMODITY TOTAL RETURN FUND Nuveen Long/Short Commodity Total Return Fund As filed with the Securities and Exchange Commission on November 30, 2015. |
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November 30, 2015 |
Form of Second Amended and Restated Trust Agreement Exhibit 3.1 SECOND AMENDED AND RESTATED TRUST AGREEMENT OF NUVEEN GRESHAM LONG/SHORT COMMODITY ETF (formerly known as NUVEEN LONG/SHORT COMMODITY TOTAL RETURN FUND) Dated as of [ ], 2015 By and Among NUVEEN COMMODITIES ASSET MANAGEMENT, LLC, WILMINGTON TRUST COMPANY and THE SHAREHOLDERS TABLE OF CONTENTS Page ARTICLE I DEFINITIONS; THE TRUST 2 SE |
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November 20, 2015 |
Form 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K Current Report Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 20, 2015 Nuveen Long/Short Commodity Total Return Fund (Exact name of registrant as specified in its charter) Delaware 001-35710 45-2470177 (State or other jurisdiction of incorporation or organization) (Commission File Number) (IRS Employer Identification No. |
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July 14, 2015 |
Nuveen Long NUVEEN LONG/SHORT COMMODITY TOTAL RETURN FUND Nuveen Long/Short Commodity Total Return Fund Nuveen Commodities Asset Management, LLC 333 West Wacker Drive, Suite 3300 Chicago, Illinois 60606 VIA EDGAR July 14, 2015 United States Securities and Exchange Commission 100 F Street, N. |
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July 9, 2015 |
CONSENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM Consent of Independent Registered Public Accounting Firm Exhibit 23.3 CONSENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM We hereby consent to the incorporation by reference in this Registration Statement on Form S-3 of our report dated March 13, 2015 relating to the financial statements and the effectiveness of internal control over financial reporting, which appears in Nuveen Long/Short Com |
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July 9, 2015 |
Nuveen Long NUVEEN LONG/SHORT COMMODITY TOTAL RETURN FUND Nuveen Long/Short Commodity Total Return Fund As filed with the Securities and Exchange Commission on July 9, 2015. |
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May 20, 2015 |
Submission of Matters to a Vote of Security Holders Form 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K Current Report Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 15, 2015 Nuveen Long/Short Commodity Total Return Fund (Exact name of registrant as specified in its charter) Delaware 001-35710 45-2470177 (State or other jurisdiction of incorporation or organization) (Commission File Number) (IRS Employer Identification No. |
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April 29, 2015 |
Nuveen Long NUVEEN LONG/SHORT COMMODITY TOTAL RETURN FUND Nuveen Long/Short Commodity Total Return Fund UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D. |
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April 24, 2015 |
Nuveen Long NUVEEN LONG/SHORT COMMODITY TOTAL RETURN FUND UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant x Filed by a Party other than the Registrant ¨ Check the appropriate box: ¨ Preliminary Proxy Statement ¨ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ¨ Defin |
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April 24, 2015 |
Nuveen Long NUVEEN LONG/SHORT COMMODITY TOTAL RETURN FUND Nuveen Long/Short Commodity Total Return Fund UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D. |
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April 15, 2015 |
Nuveen Long NUVEEN LONG/SHORT COMMODITY TOTAL RETURN FUND Nuveen Long/Short Commodity Total Return Fund UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D. |
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March 31, 2015 |
Nuveen Long NUVEEN LONG/SHORT COMMODITY TOTAL RETURN FUND Nuveen Long/Short Commodity Total Return Fund UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D. |
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March 16, 2015 |
Nuveen Long NUVEEN LONG/SHORT COMMODITY TOTAL RETURN FUND Nuveen Long/Short Commodity Total Return Fund UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D. |
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March 2, 2015 |
DEFA14A 1 d863621ddefa14a.htm NUVEEN LONG/SHORT COMMODITY TOTAL RETURN FUND UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant x Filed by a Party other than the Registrant ¨ Check the appropriate box: ¨ Preliminary Proxy Statement ¨ Confidentia |
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February 27, 2015 |
Nuveen Long/Short Commodity Total Return Fund UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D. |
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February 24, 2015 |
CFD / Nuveen Diversified Commodity Fund CORRESP - - Response Letter Nuveen Commodities Asset Management, LLC 333 West Wacker Drive Chicago, Illinois 60606 February 24, 2015 Ms. |
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February 13, 2015 |
CFD / Nuveen Diversified Commodity Fund CORRESP - - Response Letter February 13, 2015 Ms. Sonia Gupta Barros Assistant Director Division of Corporation Finance Securities and Exchange Commission 100 F Street, N.E. Washington, D.C. 20549 Re: Nuveen Diversified Commodity Fund Preliminary Proxy Statement on Schedule 14A; File No. 001-34879 Nuveen Long/Short Commodity Total Return Fund Preliminary Proxy Statement on Schedule 14A; File No. 001-35710 Dea |
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February 3, 2015 |
Financial Statements and Exhibits, Other Events Nuveen Long/Short Commodity Total Return Fund UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K Current Report Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 2, 2015 Nuveen Long/Short Commodity Total Return Fund (Exact name of registrant as specified in its charter) Delaware 001-35710 45-2470177 (State or other jurisdiction of incorporation or organization) (Commission File Number) (IRS Employer Identification No. |
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February 3, 2015 |
EX-99.1 2 d863621dex991.htm PRESS RELEASE, DATED FEBRUARY 2, 2015 FOR IMMEDIATE RELEASE ATTENTION: BUSINESS/FINANCIAL EDITORS MEDIA CONTACT: KRISTYNA MUNOZ (312) 917-8343 [email protected] Nuveen Commodity Funds Declare Monthly Distributions CHICAGO, February 2, 2015 – Nuveen Investments, a leading global provider of investment services to institutions, as well as individual investors, tod |
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February 3, 2015 |
Nuveen Long/Short Commodity Total Return Fund UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D. |
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January 23, 2015 |
CTF / Nuveen Long/Short Commodity Total Return Fund CORRESP - - CORRESP [NUVEEN COMMODITIES ASSET MANAGEMENT, LLC LETTHERHEAD] January 23, 2015 Sonia Gupta Barros Assistant Director Division of Corporation Finance Securities and Exchange Commission 100 F Street, N. |
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December 19, 2014 |
CTF / Nuveen Long/Short Commodity Total Return Fund DEFA14A - - 8-K 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K Current Report Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): December 19, 2014 Nuveen Long/Short Commodity Total Return Fund (Exact name of registrant as specified in its charter) Delaware 001-35710 45-2470177 (State or other jurisdiction of incorporation or organization) (Commission File Number) (IRS Employer Identification No. |
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December 19, 2014 |
Financial Statements and Exhibits, Other Events 8-K 1 d840609d8k.htm 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K Current Report Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): December 19, 2014 Nuveen Long/Short Commodity Total Return Fund (Exact name of registrant as specified in its charter) Delaware 001-35710 45-2470177 (State or o |
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December 19, 2014 |
EX-99.1 2 d840609dex991.htm EX-99.1 Exhibit 99.1 FOR IMMEDIATE RELEASE ATTENTION: BUSINESS/FINANCIAL EDITORS MEDIA CONTACT: KRISTYNA MUNOZ (312) 917-8343 [email protected] Commodity Funds CFD and CTF Propose Plan to Convert to ETF Structure Funds to seek shareholder approval for structure change that seeks a closer alignment between market price and net asset value CHICAGO, December 19, 20 |
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December 19, 2014 |
EX-99.1 2 d840609dex991.htm EX-99.1 Exhibit 99.1 FOR IMMEDIATE RELEASE ATTENTION: BUSINESS/FINANCIAL EDITORS MEDIA CONTACT: KRISTYNA MUNOZ (312) 917-8343 [email protected] Commodity Funds CFD and CTF Propose Plan to Convert to ETF Structure Funds to seek shareholder approval for structure change that seeks a closer alignment between market price and net asset value CHICAGO, December 19, 20 |
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August 22, 2014 |
EX-99.1 2 d778080dex991.htm EX-99.1 Exhibit 99.1 FOR IMMEDIATE RELEASE ATTENTION: BUSINESS/FINANCIAL EDITORS MEDIA CONTACT: KRISTYNA MUNOZ (312) 917-8343 [email protected] Nuveen to Host Commodity Market Update Conference Call CHICAGO, August 19, 2014 – Nuveen Investments, a leading global provider of investment services to institutions as well as individual investors, today announced it w |
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August 22, 2014 |
Regulation FD Disclosure, Financial Statements and Exhibits, Other Events 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K Current Report Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 19, 2014 Nuveen Long/Short Commodity Total Return Fund (Exact name of registrant as specified in its charter) Delaware 001-35710 45-2470177 (State or other jurisdiction of incorporation or organization) (Commission File Number) (IRS Employer Identification No. |
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August 22, 2014 |
Nuveen Long/Short Commodity Total Return Fund (CTF) EX-99.2 3 d778080dex992.htm EX-99.2 Exhibit 99.2 Nuveen Long/Short Commodity Total Return Fund (CTF) An Update Regarding Share Repurchase Activity through August 21, 2014 August 22, 2014—The Nuveen Long/Short Commodity Total Return Fund (NYSE MKT: CTF) is an exchange-traded commodity pool that invests directly in a diverse portfolio of commodity futures and options contracts. The Fund’s open-marke |
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May 5, 2014 |
Regulation FD Disclosure, Financial Statements and Exhibits, Other Events 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K Current Report Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 1, 2014 Nuveen Long/Short Commodity Total Return Fund (Exact name of registrant as specified in its charter) Delaware 001-35710 45-2470177 (State or other jurisdiction of incorporation or organization) (Commission File Number) (IRS Employer Identification No. |
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May 5, 2014 |
EX-99.2 3 d721177dex992.htm EX-99.2 Exhibit 99.2 FOR IMMEDIATE RELEASE ATTENTION: BUSINESS/FINANCIAL EDITORS MEDIA CONTACT: KATHLEEN CARDOZA (312) 917-7813 [email protected] Nuveen Commodity Funds Declare Monthly Distributions CHICAGO, May 1, 2014 – Nuveen Investments, a leading global provider of investment services to institutions, as well as individual investors, today announced that |
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May 5, 2014 |
EX-99.1 2 d721177dex991.htm EX-99.1 Exhibit 99.1 FOR IMMEDIATE RELEASE ATTENTION: BUSINESS/FINANCIAL EDITORS MEDIA CONTACT: KATHLEEN CARDOZA (312) 917-7813 [email protected] Nuveen to Host Commodity Fund and Market Update Conference Call CHICAGO, May 5, 2014 – Nuveen Investments, a leading global provider of investment services to institutions as well as individual investors, today annou |
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April 14, 2014 |
8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K Current Report Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 14, 2014 Nuveen Long/Short Commodity Total Return Fund (Exact name of registrant as specified in its charter) Delaware 001-35710 45-2470177 (State or other jurisdiction of incorporation or organization) (Commission File Number) (IRS Employer Identification No. |
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March 17, 2014 |
Nuveen Long FORM 10-K (Annual Report) Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-K (Mark One) x ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2013 Or ¨ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number 001-357 |
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March 10, 2014 |
EX-99.1 2 d690596dex991.htm EX-99.1 Exhibit 99.1 FOR IMMEDIATE RELEASE ATTENTION: BUSINESS/FINANCIAL EDITORS MEDIA CONTACT: KRISTYNA MUNOZ (312) 917-8343 [email protected] Nuveen Commodity Funds Renew Share Repurchase Program CHICAGO, March 6, 2014 – Nuveen Investments, a leading global provider of investment services to institutions as well as individual investors, today announced the Nuv |
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March 10, 2014 |
Financial Statements and Exhibits, Other Events - 8-K 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K Current Report Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 6, 2014 Nuveen Long/Short Commodity Total Return Fund (Exact name of registrant as specified in its charter) Delaware 001-35710 45-2470177 (State or other jurisdiction of incorporation or organization) (Commission File Number) (IRS Employer Identification No. |
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January 28, 2014 |
Regulation FD Disclosure, Financial Statements and Exhibits 8-K 1 d662575d8k.htm 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K Current Report Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): January 27, 2014 Nuveen Long/Short Commodity Total Return Fund (Exact name of registrant as specified in its charter) Delaware 001-35710 45-2470177 (State or ot |
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January 28, 2014 |
EX-99.1 Exhibit 99.1 FOR IMMEDIATE RELEASE ATTENTION: BUSINESS/FINANCIAL EDITORS MEDIA CONTACT: KRISTYNA MUNOZ (312) 917-8343 [email protected] Nuveen to Host Commodity Fund and Market Update Conference Call CHICAGO, January 27, 2014 – Nuveen Investments, a leading global provider of investment services to institutions as well as individual investors, today announced it will host a confere |
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December 5, 2013 |
Financial Statements and Exhibits, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K Current Report Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): December 5, 2013 Nuveen Long/Short Commodity Total Return Fund (Exact name of registrant as specified in its charter) Delaware 001-35710 45-2470177 (State or other jurisdiction of incorporation or organization) (Commission File Number) (IRS Employer Identification No. |
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December 5, 2013 |
Nuveen Long/Short Commodity Total Return Fund (CTF) EX-99.1 2 d641881dex991.htm EX-99.1 Exhibit 99.1 Nuveen Long/Short Commodity Total Return Fund (CTF) An Update Regarding Share Repurchase Activity through November 30, 2013 December 5, 2013—The Nuveen Long/Short Commodity Total Return Fund (NYSE MKT: CTF) is an exchange-traded commodity pool that invests directly in a diverse portfolio of commodity futures and options contracts. The Fund adopted a |
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November 1, 2013 |
Financial Statements and Exhibits, Other Events 8-K 1 d619904d8k.htm 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K Current Report Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 1, 2013 Nuveen Long/Short Commodity Total Return Fund (Exact name of registrant as specified in its charter) Delaware 001-35710 45-2470177 (State or ot |
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November 1, 2013 |
Nuveen Long/Short Commodity Total Return Fund (CTF) EX-99.1 Exhibit 99.1 Nuveen Long/Short Commodity Total Return Fund (CTF) An Update Regarding Share Repurchase Activity through October 31, 2013 November 1, 2013—The Nuveen Long/Short Commodity Total Return Fund (NYSE MKT: CTF) is an exchange-traded commodity pool that invests directly in a diverse portfolio of commodity futures and options contracts. The Fund adopted an open-market share repurchas |
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October 28, 2013 |
EX-99.1 Exhibit 99.1 FOR IMMEDIATE RELEASE ATTENTION: BUSINESS/FINANCIAL EDITORS MEDIA CONTACT: KRISTYNA MUNOZ (312) 917-8343 [email protected] Nuveen to Host Long/Short Commodity Total Return Fund Conference Call CHICAGO, October 28, 2013 – Nuveen Investments, a leading global provider of investment services to institutions as well as individual investors, today announced it will host a c |
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October 28, 2013 |
Regulation FD Disclosure, Financial Statements and Exhibits - 8-K 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K Current Report Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 28, 2013 Nuveen Long/Short Commodity Total Return Fund (Exact name of registrant as specified in its charter) Delaware 001-35710 45-2470177 (State or other jurisdiction of incorporation or organization) (Commission File Number) (IRS Employer Identification No. |
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September 4, 2013 |
Financial Statements and Exhibits, Other Events 8-K 1 d593961d8k.htm 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K Current Report Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): September 4, 2013 Nuveen Long/Short Commodity Total Return Fund (Exact name of registrant as specified in its charter) Delaware 001-35710 45-2470177 (State or o |
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September 4, 2013 |
Our Independent Investment Affiliates EX-99.1 2 d593961dex991.htm EX-99.1 Exhibit 99.1 Nuveen Long/Short Commodity Total Return Fund (CTF) An Update Regarding Share Repurchase Activity through August 31, 2013 September 4, 2013—The Nuveen Long/Short Commodity Total Return Fund (NYSE MKT: CTF) is an exchange-traded commodity pool that invests directly in a diverse portfolio of commodity futures and options contracts. The Fund adopted an |
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March 21, 2013 |
EX-99.1 2 d506151dex991.htm EXHIBIT 99.1 Exhibit 99.1 FOR IMMEDIATE RELEASE ATTENTION: BUSINESS/FINANCIAL EDITORS MEDIA CONTACT: KRISTYNA MUNOZ (312) 917-8343 [email protected] Nuveen Long/Short Commodity Total Return Fund Announces Share Repurchase Program Existing Share Repurchase Program for Nuveen Diversified Commodity Fund Continues CHICAGO, March 14, 2013 – Nuveen Investments, a lead |
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March 21, 2013 |
Financial Statements and Exhibits, Other Events - FORM 8-K Form 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K Current Report Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 14, 2013 Nuveen Long/Short Commodity Total Return Fund (Exact name of registrant as specified in its charter) Delaware 001-35710 45-2470177 (State or other jurisdiction of incorporation or organization) (Commission File Number) (IRS Employer Identification No. |
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November 26, 2012 |
Financial Statements and Exhibits, Other Events - FORM 8-K Form 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K Current Report Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 19, 2012 Nuveen Long/Short Commodity Total Return Fund (Exact name of registrant as specified in its charter) Delaware 001-35710 45-2470177 (State or other jurisdiction of incorporation or organization) (Commission File Number) (IRS Employer Identification No. |
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November 26, 2012 |
EX-99.1 2 d444879dex991.htm PRESS RELEASE OF NUVEEN LONG/SHORT COMMODITY TOTAL RETURN FUND Exhibit 99.1 FOR IMMEDIATE RELEASE ATTENTION: BUSINESS/FINANCIAL EDITORS MEDIA CONTACT: KRISTYNA MUNOZ (312) 917-8343 [email protected] Nuveen to Host Commodity Exchange-Traded Products Conference Call CHICAGO, November 19, 2012 – Nuveen Investments, a leading global provider of investment services t |
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October 26, 2012 |
18,800,000 Shares Nuveen Long/Short Commodity Total Return Fund $25.00 per Share Nuveen Long/Short Commodity Total Return Fund Filed Pursuant to Rule 424(b) Registration No. |
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October 25, 2012 |
Form of Shareholder Transfer Agency and Service Agreement Exhibit 10.4 Transfer Agency and Service Agreement Among Nuveen Long/Short Commodity Total Return Fund and State Street Bank and Trust Company TABLE OF CONTENTS Page 1. Appointment of Agent 1 2. Standard Services 2 3. Dividend Disbursing Services 3 4. Shareholder Internet Services 3 5. Fees and Expenses 4 6. Representations and Warranties o |
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October 25, 2012 |
Letter to SEC K&L Gates LLP 70 W. Madison St. Suite 3100 Chicago IL, 60602 J. Craig Walker (312) 807-4321 [email protected] BY EDGAR October 25, 2012 Securities and Exchange Commission Division of Corporation Finance 100 F Street, N.E. Washington, D.C. 20549 Nuveen Long/Short Commodity Total Return Fund Ladies and Gentlemen: On behalf of Nuveen Long/Short Commodity Total Return Fund (the “F |
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October 25, 2012 |
Form of Underwriting Agreement Exhibit 1.1 Nuveen Long/Short Commodity Total Return Fund (a Delaware statutory trust) [—] Shares UNDERWRITING AGREEMENT October [—], 2012 Merrill Lynch, Pierce, Fenner & Smith Incorporated [OTHER CO-LEADS] As Representatives of the several Underwriters c/o Merrill Lynch, Pierce, Fenner & Smith Incorporated One Bryant Park New York, New York 10036 Ladies and Gentleme |
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October 25, 2012 |
Opinion of relating to the legality of the Shares Exhibit 5.1 October 23, 2012 Nuveen Long/Short Commodity Total Return Fund 333 West Wacker Drive Chicago, Illinois 60606 Re: Nuveen Long/Short Commodity Total Return Fund Ladies and Gentlemen: We have acted as special Delaware counsel to Nuveen Long/Short Commodity Total Return Fund, a Delaware statutory trust (the “Trust”), in connection with cert |
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October 25, 2012 |
Form of Custodian Agreement Exhibit 10.3 CUSTODIAN AGREEMENT This Agreement, dated as of , 2012, is by and between NUVEEN LONG/SHORT COMMODITY TOTAL RETURN FUND, a Delaware statutory trust (the “Trust”), and STATE STREET BANK and TRUST COMPANY, a Massachusetts trust company (the “Custodian”). WHEREAS, the Trust has selected and desires to retain the Custodian to act as custodian of Trust assets, a |
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October 25, 2012 |
Opinion and consent of K&L Gaqtes LLP Exhibit 8.1 October 24, 2012 Nuveen Long/Short Commodity Total Return Fund 333 West Wacker Drive Chicago, IL 60606 Ladies and Gentlemen: We have acted as special U.S. tax counsel to Nuveen Long/Short Commodity Total Return Fund, a Delaware statutory trust (the “Fund”), in connection with the offer and sale (the “Offering”) by the Fund of common units of benefi |
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October 25, 2012 |
NUVEEN LONG/SHORT COMMODITY TOTAL RETURN FUND Subscription Agreement Form of Subscription Agreement Exhibit 10.5 NUVEEN LONG/SHORT COMMODITY TOTAL RETURN FUND Subscription Agreement This Agreement made this August 31, 2011, by and between Nuveen Long/Short Commodity Total Return Fund, a Delaware statutory trust (the “Fund”), and Nuveen Commoditites Asset Management, LLC (the “Subscriber”), a Delaware limited liability company. WITNESSETH: WHEREAS, the Fund is a com |
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October 25, 2012 |
- NUVEEN LONG/SHORT COMMODITY TOTAL RETURN FUND Nuveen Long/Short Commodity Total Return Fund As filed with the Securities and Exchange Commission on October 25, 2012 Registration No. |
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October 25, 2012 |
CONSENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM EX-99.23.3 4 d430559dex99233.htm CONSENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM Exhibit 23.3 CONSENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM We hereby consent to the use in this Registration Statement on Form S-1 of Nuveen Long/Short Commodity Total Return Fund of our report dated July 18, 2012 relating to the financial statements of Nuveen Long/Short Commodity Total Return Fund |
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October 25, 2012 |
Opinion of relating to the legality of the Shares Exhibit 5.1 October 25, 2012 Nuveen Long/Short Commodity Total Return Fund 333 West Wacker Drive Chicago, Illinois 60606 Re: Nuveen Long/Short Commodity Total Return Fund Ladies and Gentlemen: We have acted as special Delaware counsel to Nuveen Long/Short Commodity Total Return Fund, a Delaware statutory trust (the “Trust”), in connection with cert |
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October 25, 2012 |
CONSENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM Consent of Independent Registered Public Accounting Firm Exhibit 23.3 CONSENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM We hereby consent to the use in this Registration Statement on Form S-1 of Nuveen Long/Short Commodity Total Return Fund of our report dated July 18, 2012 relating to the financial statements of Nuveen Long/Short Commodity Total Return Fund, which appears in such Registrat |
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October 25, 2012 |
COMMODITY SUB-ADVISORY AGREEMENT Form of Commodity Sub-Advisory Agreement Exhibit 10.1 COMMODITY SUB-ADVISORY AGREEMENT AGREEMENT made as of this [ ]th day of October, 2012 (this “Agreement”), by and between Nuveen Long/Short Commodity Total Return Fund, a Delaware statutory trust (the “Fund”), Nuveen Commodities Asset Management, LLC, a Delaware limited liability company (“Manager”), and Gresham Investment Management LLC, a Dela |
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October 25, 2012 |
EX-99.8.1 3 d430559dex9981.htm OPINION & CONSENT OF K&L GATES LLP W/ RESPECT TO FEDERAL INCOME TAX CONSEQUENCES Exhibit 8.1 October 25, 2012 Nuveen Long/Short Commodity Total Return Fund 333 West Wacker Drive Chicago, IL 60606 Ladies and Gentlemen: We have acted as special U.S. tax counsel to Nuveen Long/Short Commodity Total Return Fund, a Delaware statutory trust (the “Fund”), in connection with |
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October 25, 2012 |
- NUVEEN LONG/SHORT COMMODITY TOTAL RETURN FUND As filed with the Securities and Exchange Commission on October 26, 2012 Registration No. |
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October 25, 2012 |
INVESTMENT MANAGEMENT AGREEMENT Form of Investment Management Agreement Exhibit 10.6 INVESTMENT MANAGEMENT AGREEMENT AGREEMENT made as of this [ ]th day of October, 2012, by and between Nuveen Long/Short Commodity Total Return Fund, a Delaware statutory trust (the “Fund”), and Nuveen Commodities Asset Management, LLC, a Delaware limited liability company (the “Manager”). W I T N E S S E T H In consideration of the mutual covenan |
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October 25, 2012 |
Form of Futures and Options Customer Account Agreement Exhibit 10.7 Booklet 1 of 2* BARCLAYS CAPITAL INC. FUTURES AND OPTIONS ACCOUNT APPLICATION (FOR INSTITUTIONS THAT ARE ELIGIBLE CONTRACT PARTICIPANTS ONLY) * Please see Booklet 2, Risk Disclosure Statements, delivered herewith May 2012 INSTRUCTIONS FOR OPENING AN ACCOUNT WITH BARCLAYS CAPITAL INC. I. Reviewing Booklet 2 (Risk Disclosure Stateme |
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October 25, 2012 |
COLLATERAL SUB-ADVISORY AGREEMENT Form of Collateral Sub-Advidory Agreement Exhibit 10.2 COLLATERAL SUB-ADVISORY AGREEMENT AGREEMENT made as of this [ ]th day of October, 2012 (this “Agreement”), by and between Nuveen Long/Short Commodity Total Return Fund, a Delaware statutory trust (the “Fund”), Nuveen Commodities Asset Management, LLC, a Delaware limited liability company (“Manager”), and Nuveen Asset Management, LLC, a Delawar |
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October 24, 2012 |
Opinion of relating to the legality of the Shares Exhibit 5.1 October 23, 2012 Nuveen Long/Short Commodity Total Return Fund 333 West Wacker Drive Chicago, Illinois 60606 Re: Nuveen Long/Short Commodity Total Return Fund Ladies and Gentlemen: We have acted as special Delaware counsel to Nuveen Long/Short Commodity Total Return Fund, a Delaware statutory trust (the “Trust”), in connection with cert |
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October 24, 2012 |
NUVEEN LONG/SHORT COMMODITY TOTAL RETURN FUND Subscription Agreement Form of Subscription Agreement Exhibit 10.5 NUVEEN LONG/SHORT COMMODITY TOTAL RETURN FUND Subscription Agreement This Agreement made this August 31, 2011, by and between Nuveen Long/Short Commodity Total Return Fund, a Delaware statutory trust (the “Fund”), and Nuveen Commoditites Asset Management, LLC (the “Subscriber”), a Delaware limited liability company. WITNESSETH: WHEREAS, the Fund is a com |
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October 24, 2012 |
K&L Gates LLP 70 W. Madison St. Suite 3100 Chicago IL, 60602 J. Craig Walker (312) 807-4321 [email protected] BY EDGAR October 24, 2012 Securities and Exchange Commission Division of Corporation Finance 100 F Street, N.E. Washington, D.C. 20549 Nuveen Long/Short Commodity Total Return Fund Ladies and Gentlemen: On behalf of Nuveen Long/Short Commodity Total Return Fund (the “Fund”) we are t |
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October 24, 2012 |
Form of Shareholder Transfer Agency and Service Agreement Exhibit 10.4 Transfer Agency and Service Agreement Among Nuveen Long/Short Commodity Total Return Fund and State Street Bank and Trust Company TABLE OF CONTENTS Page 1. Appointment of Agent 1 2. Standard Services 2 3. Dividend Disbursing Services 3 4. Shareholder Internet Services 3 5. Fees and Expenses 4 6. Representations and Warranties o |
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October 24, 2012 |
Form of Underwriting Agreement Exhibit 1.1 Nuveen Long/Short Commodity Total Return Fund (a Delaware statutory trust) [—] Shares UNDERWRITING AGREEMENT October [—], 2012 Merrill Lynch, Pierce, Fenner & Smith Incorporated [OTHER CO-LEADS] As Representatives of the several Underwriters c/o Merrill Lynch, Pierce, Fenner & Smith Incorporated One Bryant Park New York, New York 10036 Ladies and Gentleme |
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October 24, 2012 |
CONSENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM Consent of Independent Registered Public Accounting Firm Exhibit 23.3 CONSENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM We hereby consent to the use in this Registration Statement on Form S-1 of Nuveen Long/Short Commodity Total Return Fund of our report dated July 18, 2012 relating to the financial statements of Nuveen Long/Short Commodity Total Return Fund, which appears in such Registrat |
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October 24, 2012 |
COMMODITY SUB-ADVISORY AGREEMENT Form Commodity Sub- Advisory Agreement Exhibit 10.1 COMMODITY SUB-ADVISORY AGREEMENT AGREEMENT made as of this [ ]th day of October, 2012 (this “Agreement”), by and between Nuveen Long/Short Commodity Total Return Fund, a Delaware statutory trust (the “Fund”), Nuveen Commodities Asset Management, LLC, a Delaware limited liability company (“Manager”), and Gresham Investment Management LLC, a Delawa |
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October 24, 2012 |
Form of Futures and Options Customer Account Agreement Exhibit 10.7 Booklet 1 of 2* BARCLAYS CAPITAL INC. FUTURES AND OPTIONS ACCOUNT APPLICATION (FOR INSTITUTIONS THAT ARE ELIGIBLE CONTRACT PARTICIPANTS ONLY) * Please see Booklet 2, Risk Disclosure Statements, delivered herewith May 2012 INSTRUCTIONS FOR OPENING AN ACCOUNT WITH BARCLAYS CAPITAL INC. I. Reviewing Booklet 2 (Risk Disclosure Stateme |
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October 24, 2012 |
- NUVEEN LONG/SHORT COMMODITY TOTAL RETURN FUND Nuveen Long/Short Commodity Total Return Fund As filed with the Securities and Exchange Commission on October 24, 2012 Registration No. |
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October 24, 2012 |
INVESTMENT MANAGEMENT AGREEMENT Form of Investment Management Agreement Exhibit 10.6 INVESTMENT MANAGEMENT AGREEMENT AGREEMENT made as of this [ ]th day of October, 2012, by and between Nuveen Long/Short Commodity Total Return Fund, a Delaware statutory trust (the “Fund”), and Nuveen Commodities Asset Management, LLC, a Delaware limited liability company (the “Manager”). W I T N E S S E T H In consideration of the mutual covenan |
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October 24, 2012 |
Opinion and consent of K&L Gates LLP Exhibit 8.1 October 23, 2012 Nuveen Long/Short Commodity Total Return Fund 333 West Wacker Drive Chicago, IL 60606 Ladies and Gentlemen: We have acted as special U.S. tax counsel to Nuveen Long/Short Commodity Total Return Fund, a Delaware statutory trust (the “Fund”), in connection with the offer and sale (the “Offering”) by the Fund of up to 8,000,000 shares |
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October 24, 2012 |
COLLATERAL SUB-ADVISORY AGREEMENT Form of Collateral Sub-Advisory Agreement Exhibit 10.2 COLLATERAL SUB-ADVISORY AGREEMENT AGREEMENT made as of this [ ]th day of October, 2012 (this “Agreement”), by and between Nuveen Long/Short Commodity Total Return Fund, a Delaware statutory trust (the “Fund”), Nuveen Commodities Asset Management, LLC, a Delaware limited liability company (“Manager”), and Nuveen Asset Management, LLC, a Delawar |
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October 24, 2012 |
Form of Custodian Agreement Exhibit 10.3 CUSTODIAN AGREEMENT This Agreement, dated as of , 2012, is by and between NUVEEN LONG/SHORT COMMODITY TOTAL RETURN FUND, a Delaware statutory trust (the “Trust”), and STATE STREET BANK and TRUST COMPANY, a Massachusetts trust company (the “Custodian”). WHEREAS, the Trust has selected and desires to retain the Custodian to act as custodian of Trust assets, a |
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October 23, 2012 |
Nuveen Long/Short Commodity Total Return Fund Nuveen Commodities Asset Management, LLC 333 West Wacker Drive Chicago, IL 60606 Phone: 877-827-5920 www. |
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October 22, 2012 |
- NUVEEN LONG/SHORT COMMODITY TOTAL RETURN FUND Nuveen Long/Short Commodity Total Return Fund UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D. |
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October 22, 2012 |
Nuveen Long/Short Commodity Total Return Fund Filed Pursuant to Rule 433 Registration Statement No. |
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October 4, 2012 |
Nuveen Long/Short Commodity Total Return Fund Filed Pursuant to Rule 433 Registration Statement No. |
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October 1, 2012 |
Nuveen Long/Short Commodity Total Return Fund Filed Pursuant to Rule 433 Registration Statement No. |
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September 28, 2012 |
Nuveen Long/Short Commodity Total Return Fund Filed Pursuant to Rule 433 Registration Statement No. |
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September 28, 2012 |
Nuveen Long/Short Commodity Total Return Fund Filed Pursuant to Rule 433 Registration Statement No. |
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September 28, 2012 |
Nuveen Long/Short Commodity Total Return Fund Filed Pursuant to Rule 433 Registration Statement No. |
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September 27, 2012 |
- NUVEEN LONG/SHORT COMMODITY TOTAL RETURN FUND Nuveen Long/Short Commodity Total Return Fund As filed with the Securities and Exchange Commission on September 27, 2012 Registration No. |
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September 27, 2012 |
CONSENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM Consent of Independent Registered Public Accounting Firm Exhibit 23.3 CONSENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM We hereby consent to the use in this Registration Statement on Form S-1 of Nuveen Long/Short Commodity Total Return Fund of our report dated July 18, 2012 relating to the financial statements of Nuveen Long/Short Commodity Total Return Fund, which appears in such Registrat |
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September 27, 2012 |
Form of Underwriting Agreement Exhibit 1.1 Nuveen Long/Short Commodity Total Return Fund (a Delaware statutory trust) [—] Shares UNDERWRITING AGREEMENT October [—], 2012 Merrill Lynch, Pierce, Fenner & Smith Incorporated [OTHER CO-LEADS] As Representatives of the several Underwriters c/o Merrill Lynch, Pierce, Fenner & Smith Incorporated One Bryant Park New York, New York 10036 Ladies and Gentleme |
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September 27, 2012 |
Nuveen Long/Short Commodity Total Return Fund Filed Pursuant to Rule 433 Registration Statement No. |
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September 27, 2012 |
FWP 1 d183545dfwp.htm NUVEEN LONG/SHORT COMMODITY TOTAL RETURN FUND Filed Pursuant to Rule 433 Registration Statement No. 333-174764 Filed Pursuant to Rule 433 Registration Statement No. 333-174764 Commodity Exchange-Traded Products Nuveen Long/Short Commodity Total Return Fund A new, actively managed, unleveraged fund CTF Overview Presentation Expected Pricing on October 25, 2012 FOR FINANCIAL AD |
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September 27, 2012 |
COVER 21 filename21.htm K&L Gates LLP 70 W. Madison St. Suite 3100 Chicago IL, 60602 J. Craig Walker (312) 807-4321 [email protected] BY EDGAR September 27, 2012 Securities and Exchange Commission Division of Corporation Finance 100 F Street, N.E. Washington, D.C. 20549 Nuveen Long/Short Commodity Total Return Fund Ladies and Gentlemen: On behalf of Nuveen Long/Short Commodity Total Return |
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September 27, 2012 |
Nuveen Long/Short Commodity Total Return Fund Filed Pursuant to Rule 433 Registration Statement No. |
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September 27, 2012 |
Filed Pursuant to Rule 433 Registration Statement No. 333-174764 Filed Pursuant to Rule 433 Registration Statement No. 333-14764 Commodity Exchange-Traded Products Nuveen Long/Short Commodity Total Return Fund A new, actively managed, unleveraged fund CTF Web Presentation Expected Pricing on October 25, 2012 FOR FINANCIAL ADVISOR USE ONLY. NOT TO BE DISTRIBUTED TO THE PUBLIC. NUVEEN LONG/SHORT COM |
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September 27, 2012 |
INVESTMENT MANAGEMENT AGREEMENT Form of Investment Management Agreement Exhibit 10.6 INVESTMENT MANAGEMENT AGREEMENT AGREEMENT made as of this [ ]th day of October, 2012, by and between Nuveen Long/Short Commodity Total Return Fund, a Delaware statutory trust (the “Fund”), and Nuveen Commodities Asset Management, LLC, a Delaware limited liability company (the “Manager”). W I T N E S S E T H In consideration of the mutual covenan |
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September 27, 2012 |
NUVEEN LONG/SHORT COMMODITY TOTAL RETURN FUND Subscription Agreement Form of Subscription Agreement Exhibit 10.5 NUVEEN LONG/SHORT COMMODITY TOTAL RETURN FUND Subscription Agreement This Agreement made this August 31, 2011, by and between Nuveen Long/Short Commodity Total Return Fund, a Delaware statutory trust (the “Fund”), and Nuveen Commoditites Asset Management, LLC (the “Subscriber”), a Delaware limited liability company. WITNESSETH: WHEREAS, the Fund is a com |
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September 27, 2012 |
Nuveen Long/Short Commodity Total Return Fund Filed Pursuant to Rule 433 Registration Statement No. |
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September 27, 2012 |
Filed Pursuant to Rule 433 Registration Statement No. 333-174764 Announcement If you are still having problems viewing this message, please click here for additional help. Nuveen Long/Short Commodity Total Return Fund (CTF) New Fund Offering I am pleased to let you know about the initial public offering of Nuveen Long/Short Commodity Total Return Fund (CTF), a new, actively managed, unleveraged fu |
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September 27, 2012 |
Form of Futures and Options Customer Account Agreement Exhibit 10.7 Booklet 1 of 2* BARCLAYS CAPITAL INC. FUTURES AND OPTIONS ACCOUNT APPLICATION (FOR INSTITUTIONS THAT ARE ELIGIBLE CONTRACT PARTICIPANTS ONLY) * Please see Booklet 2, Risk Disclosure Statements, delivered herewith May 2012 INSTRUCTIONS FOR OPENING AN ACCOUNT WITH BARCLAYS CAPITAL INC. I. Reviewing Booklet 2 (Risk Disclosure Stateme |
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September 27, 2012 |
COLLATERAL SUB-ADVISORY AGREEMENT Form of Collateral Sub-Advisory Agreement Exhibit 10.2 COLLATERAL SUB-ADVISORY AGREEMENT AGREEMENT made as of this [ ]th day of October, 2012 (this “Agreement”), by and between Nuveen Long/Short Commodity Total Return Fund, a Delaware statutory trust (the “Fund”), Nuveen Commodities Asset Management, LLC, a Delaware limited liability company (“Manager”), and Nuveen Asset Management, LLC, a Delawar |
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September 27, 2012 |
COMMODITY SUB-ADVISORY AGREEMENT Form of Commodity Sub-Advisory Agreement Exhibit 10.1 COMMODITY SUB-ADVISORY AGREEMENT AGREEMENT made as of this [ ]th day of October, 2012 (this “Agreement”), by and between Nuveen Long/Short Commodity Total Return Fund, a Delaware statutory trust (the “Fund”), Nuveen Commodities Asset Management, LLC, a Delaware limited liability company (“Manager”), and Gresham Investment Management LLC, a Dela |
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September 27, 2012 |
Form of Custodian Agreement Exhibit 10.3 CUSTODIAN AGREEMENT This Agreement, dated as of , 2012, is by and between NUVEEN LONG/SHORT COMMODITY TOTAL RETURN FUND, a Delaware statutory trust (the “Trust”), and STATE STREET BANK and TRUST COMPANY, a Massachusetts trust company (the “Custodian”). WHEREAS, the Trust has selected and desires to retain the Custodian to act as custodian of Trust assets, a |
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September 27, 2012 |
Form of Shareholder Transfer Agency and Service Agreement Exhibit 10.4 Transfer Agency and Service Agreement Among Nuveen Long/Short Commodity Total Return Fund and State Street Bank and Trust Company TABLE OF CONTENTS Page 1. Appointment of Agent 1 2. Standard Services 2 3. Dividend Disbursing Services 3 4. Shareholder Internet Services 3 5. Fees and Expenses 4 6. Representations and Warranties o |
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September 27, 2012 |
Nuveen Long/Short Commodity Total Return Fund Filed Pursuant to Rule 433 Registration Statement No. |
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September 27, 2012 |
Filed Pursuant to Rule 433 Registration Statement No. 333-174764 Commodity Exchange-Traded Products Filed Pursuant to Rule 433 Registration Statement No. 333-174764 NUVEEN Investments Nuveen Long/Short Commodity Total Return Fund A new, actively managed, unleveraged fund Retail Roadshow Presentation NUVEEN LONG/SHORT COMMODITY TOTAL RETURN FUND (CTF) Disclosures and Risks NUVEEN Investments The Nu |
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September 26, 2012 |
Nuveen Long/Short Commodity Total Return Fund September 27, 2012 Ms. Sonia Gupta Barros Special Counsel Division of Corporation Finance Securities and Exchange Commission 100 F Street, N.E. Washington, D.C. 20549 Dear Ms. Barros: Nuveen Long/Short Commodity Total Return Fund 333-174764 This letter responds to the comment received in a telephone call from Stacie Gorman of the Staff to the undersign |
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September 20, 2012 |
CONSENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM Consent of Independent Registered Public Accounting Firm Exhibit 23.3 CONSENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM We hereby consent to the use in this Registration Statement on Form S-1 of Nuveen Long/Short Commodity Total Return Fund of our report dated July 18, 2012 relating to the financial statements of Nuveen Long/Short Commodity Total Return Fund, which appears in such Registrat |
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September 20, 2012 |
- NUVEEN LONG/SHORT COMMODITY TOTAL RETURN FUND As filed with the Securities and Exchange Commission on September 20, 2012 Registration No. |
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September 20, 2012 |
Form of Custodian Agreement Exhibit 10.3 CUSTODIAN AGREEMENT This Agreement, dated as of , 2012, is by and between NUVEEN LONG/SHORT COMMODITY TOTAL RETURN FUND, a Delaware statutory trust (the “Trust”), and STATE STREET BANK and TRUST COMPANY, a Massachusetts trust company (the “Custodian”). WHEREAS, the Trust has selected and desires to retain the Custodian to act as custodian of Trust assets, a |
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September 20, 2012 |
SEC Response Letter September 20, 2012 J. Craig Walker D 312.807.4321 F 312.827.8179 [email protected] Ms. Sonia Gupta Barros Special Counsel Division of Corporation Finance Securities and Exchange Commission 100 F Street, N.E. Washington, D.C. 20549 Dear Ms. Barros: Nuveen Long/Short Commodity Total Return Fund 333-174764 This letter responds to the comments received in a telephone call fr |
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September 20, 2012 |
Letter to SEC K&L Gates LLP 70 W. Madison St. Suite 3100 Chicago IL, 60602 J. Craig Walker (312) 807-4321 [email protected] BY EDGAR September 20, 2012 Securities and Exchange Commission Division of Corporation Finance 100 F Street, N.E. Washington, D.C. 20549 Nuveen Long/Short Commodity Total Return Fund Ladies and Gentlemen: On behalf of Nuveen Long/Short Commodity Total Return Fund (the |
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September 20, 2012 |
Amended and Restated Trust Agreement of the Fund Exhibit 4.1 AMENDED AND RESTATED TRUST AGREEMENT OF NUVEEN LONG/SHORT COMMODITY TOTAL RETURN FUND Dated as of September 14, 2012 By and Among NUVEEN COMMODITIES ASSET MANAGEMENT, LLC, WILMINGTON TRUST COMPANY and THE SHAREHOLDERS TABLE OF CONTENTS Page ARTICLE I DEFINITIONS; THE TRUST 1 SECTION 1.1. Definitions 1 SECTION 1.2. Interpretation 7 SECTIO |
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September 5, 2012 |
Response letter September 5, 2012 J. Craig Walker D 312.807.4321 F 312.827.8179 [email protected] Ms. Sonia Gupta Barros Special Counsel Division of Corporation Finance Securities and Exchange Commission 100 F Street, N.E. Washington, D.C. 20549 Dear Ms. Barros: Nuveen Long/Short Commodity Total Return Fund 333-174764 This letter responds to the comments contained in your letter dated Augus |
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September 5, 2012 |
CONSENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM EX-99.23.3 2 d183545dex99233.htm CONSENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM Exhibit 23.3 CONSENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM We hereby consent to the use in this Registration Statement on Form S-1 of Nuveen Long/Short Commodity Total Return Fund of our report dated July 18, 2012 relating to the financial statements of Nuveen Long/Short Commodity Total Return Fund |
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September 5, 2012 |
- NUVEEN LONG/SHORT COMMODITY TOTAL RETURN FUND Nuveen Long/Short Commodity Total Return Fund As filed with the Securities and Exchange Commission on September 5, 2012 Registration No. |
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September 5, 2012 |
K&L Gates LLP 70 W. Madison St. Suite 3100 Chicago IL, 60602 J. Craig Walker (312) 807-4321 [email protected] BY EDGAR September 5, 2012 Securities and Exchange Commission Division of Corporation Finance 100 F Street, N.E. Washington, D.C. 20549 Nuveen Long/Short Commodity Total Return Fund Ladies and Gentlemen: On behalf of Nuveen Long/Short Commodity Total Return Fund (the “Fund”) we are |
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July 20, 2012 |
- NUVEEN LONG/SHORT COMMODITY TOTAL RETURN FUND Nuveen Long/Short Commodity Total Return Fund As filed with the Securities and Exchange Commission on July 20, 2012 Registration No. |
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July 20, 2012 |
CONSENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM Consent of Independent Registered Public Accounting Firm Exhibit 23.3 CONSENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM We hereby consent to the use in this Registration Statement on Form S-1 of Nuveen Long/Short Commodity Total Return Fund of our report dated July 18, 2012 relating to the financial statements of Nuveen Long/Short Commodity Total Return Fund, which appears in such Registrat |
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July 20, 2012 |
Letter to the SEC K&L Gates LLP 70 W. Madison St. Suite 3100 Chicago IL, 60602 J. Craig Walker (312) 807-4321 [email protected] BY EDGAR July 20, 2012 Securities and Exchange Commission Division of Corporation Finance 100 F Street, N.E. Washington, D.C. 20549 Nuveen Long/Short Commodity Total Return Fund Ladies and Gentlemen: On behalf of Nuveen Long/Short Commodity Total Return Fund (the “ |
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July 20, 2012 |
SEC Response Letter July 20, 2012 J. Craig Walker D 312.807.4321 F 312.827.8179 [email protected] Ms. Sonia Gupta Barros Special Counsel Division of Corporation Finance Securities and Exchange Commission 100 F Street, N.E. Washington, D.C. 20549 Dear Ms. Barros: Nuveen Long/Short Commodity Total Return Fund 333-174764 This letter responds to the comments contained in your letter dated Janua |
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December 21, 2011 |
CONSENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM EX-99.23.3 2 d183545dex99233.htm CONSENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM Exhibit 23.3 CONSENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM We hereby consent to the use in this Registration Statement on Form S-1 of Nuveen Long/Short Commodity Total Return Fund of our report dated September 1, 2011 relating to the financial statements of Nuveen Long/Short Commodity Total Return |
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December 21, 2011 |
Consent of Michael J. Liccar & Co., CPA Exhibit 23.4 December 20, 2011 CONSENT OF MICHAEL J. LICCAR & COMPANY, LLC We hereby consent to the references to us under the headings “Gresham Performance Record” and “Experts” in this Registration Statement on Form S-1. In giving this consent, we do not thereby admit that we come within the category of persons whose consent is required under Section 7 of |
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December 21, 2011 |
- NUVEEN LONG/SHORT COMMODITY TOTAL RETURN FUND Nuveen Long/Short Commodity Total Return Fund As filed with the Securities and Exchange Commission on December 20, 2011 Registration No. |
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December 21, 2011 |
Letter to SEC K&L Gates LLP 70 W. Madison St. Suite 3100 Chicago IL, 60602 J. Craig Walker (312) 807-4321 [email protected] BY EDGAR December 20, 2011 Securities and Exchange Commission Division of Corporation Finance 100 F Street, N.E. Washington, D.C. 20549 Nuveen Long/Short Commodity Total Return Fund Ladies and Gentlemen: On behalf of Nuveen Long/Short Commodity Total Return Fund (the “ |
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December 20, 2011 |
Nuveen Long/Short Commodity Total Return Fund December 20, 2011 Ms. Sonia Gupta Barros Special Counsel Division of Corporation Finance Securities and Exchange Commission 100 F Street, N.E. Washington, D.C. 20549 Dear Ms. Barros: Nuveen Long/Short Commodity Total Return Fund 333-174764 This letter responds to the comments contained in your letter dated November 22, 2011, regarding Pre-Effective Ame |
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November 4, 2011 |
CONSENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM EX-99.23.3 3 d183545dex99233.htm CONSENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM Exhibit 23.3 CONSENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM We hereby consent to the use in this Registration Statement on Form S-1 of Nuveen Long/Short Commodity Total Return Fund of our report dated September 1, 2011 relating to the financial statements of Nuveen Long/Short Commodity Total Return |
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November 4, 2011 |
EX-99.23.4 4 d183545dex99234.htm CONSENT OF MICHAEL J. LICCAR & CO., CPA Exhibit 23.4 November 3, 2011 CONSENT OF MICHAEL J. LICCAR & COMPANY, LLC We hereby consent to the references to us under the headings “Gresham Performance Record” and “Experts” in this Registration Statement on Form S-1. In giving this consent, we do not thereby admit that we come within the category of persons whose consent |
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November 4, 2011 |
Nuveen Long/Short Commodity Total Return Fund November 4, 2011 Ms. Sonia Gupta Barros Special Counsel Division of Corporation Finance Securities and Exchange Commission 100 F Street, N.E. Washington, D.C. 20549 Dear Ms. Barros: Nuveen Long/Short Commodity Total Return Fund 333-174764 This letter responds to the comments contained in your letter dated September 26, 2011, regarding Pre-Effective Ame |
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November 4, 2011 |
COVER 15 filename15.htm K&L Gates LLP 70 W. Madison St. Suite 3100 Chicago IL, 60602 J. Craig Walker (312) 807-4321 [email protected] BY EDGAR November 4, 2011 Securities and Exchange Commission Division of Corporation Finance 100 F Street, N.E. Washington, D.C. 20549 Nuveen Long/Short Commodity Total Return Fund Ladies and Gentlemen: On behalf of Nuveen Long/Short Commodity Total Return Fu |
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November 4, 2011 |
EX-99.4.1 2 d183545dex9941.htm TRUST AGREEMENT OF THE FUND Exhibit 4.1 AMENDED AND RESTATED TRUST AGREEMENT OF NUVEEN LONG/SHORT COMMODITY TOTAL RETURN FUND Dated as of , 2011 By and Among NUVEEN COMMODITIES ASSET MANAGEMENT, LLC, WILMINGTON TRUST COMPANY and THE SHAREHOLDERS TABLE OF CONTENTS Page ARTICLE I DEFINITIONS; THE TRUST 1 SECTION 1.1. Definitions 1 SECTION 1.2. Interpretation 7 SECTION |
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November 4, 2011 |
- NUVEEN LONG/SHORT COMMODITY TOTAL RETURN FUND S-1/A 1 d183545ds1a.htm NUVEEN LONG/SHORT COMMODITY TOTAL RETURN FUND As filed with the Securities and Exchange Commission on November 4, 2011 Registration No. 333-174764 SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form S-1 PRE-EFFECTIVE AMENDMENT NO. 2 TO REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 Nuveen Long/Short Commodity Total Return Fund (Exact name of Registrant a |
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September 6, 2011 |
- NUVEEN LONG/SHORT COMMODITY TOTAL RETURN FUND Nuveen Long/Short Commodity Total Return Fund As filed with the Securities and Exchange Commission on September 2, 2011 Registration No. |
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September 6, 2011 |
CONSENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM Consent of Independent Registered Public Accounting Firm Exhibit 23.3 CONSENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM We hereby consent to the use in this Registration Statement on Form S-1 of Nuveen Long/Short Commodity Total Return Fund of our report dated September 1, 2011 relating to the financial statements of Nuveen Long/Short Commodity Total Return Fund, which appears in such Regis |
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September 6, 2011 |
Letter to SEC K&L Gates LLP 1601 K Street, NW Washington, DC 20006 Stacy H. Winick 202.778.9252 [email protected] BY EDGAR September 2, 2011 Securities and Exchange Commission Division of Corporation Finance 100 F Street, N.E. Washington, D.C. 20549 Nuveen Long/Short Commodity Total Return Fund Ladies and Gentlemen: On behalf of Nuveen Long/Short Commodity Total Return Fund (the “Fund”) we |
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September 6, 2011 |
Consent of Michael J. Liccar & Co., CPA Exhibit 23.4 September 2, 2011 CONSENT OF MICHAEL J. LICCAR & COMPANY, LLC We hereby consent to the references to us under the headings “Gresham Performance Record” and “Experts” in this Registration Statement on Form S-1. In giving this consent, we do not thereby admit that we come within the category of persons whose consent is required under Section 7 of |
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September 2, 2011 |
Nuveen Long/Short Commodity Total Return Fund September 2, 2011 Donald S. Weiss D 312.807.4303 F 312.827.8183 [email protected] Ms. Esther Budanitsky Compliance Department National Futures Association 300 S. Riverside Plaza, #1800 Chicago, IL 60606-3447 Re: Nuveen Long/Short Commodity Total Return Fund Pool ID #56932 Dear Ms. Budanitsky: This letter responds to the comments contained in you |
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June 7, 2011 |
Letter to SEC K&L Gates LLP 1601 K Street, NW Washington, DC 20006 Stacy H. Winick 202.778.9252 [email protected] BY EDGAR June 7, 2011 Securities and Exchange Commission Division of Corporation Finance 100 F Street, N.E. Washington, D.C. 20549 Nuveen Long/Short Commodity Total Return Fund Ladies and Gentlemen: On behalf of Nuveen Long/Short Commodity Total Return Fund (the “Fund”) we are t |
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June 7, 2011 |
Exhibit 23.4 June 2, 2011 CONSENT OF MICHAEL J. LICCAR & COMPANY, LLC We hereby consent to the references to us under the headings “Gresham Performance Record” and “Experts” in this Registration Statement on Form S-1. In giving this consent, we do not thereby admit that we come within the category of persons whose consent is required under Section 7 of the Securities Act of 1933, as amended, or th |
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June 7, 2011 |
Registration Statement - NUVEEN LONG/SHORT COMMODITIES FUND As filed with the Securities and Exchange Commission on June 7, 2011 Registration No. |