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SEC Filings
All companies that sell securities in the United States must register with the Securities and Exchange Commission (SEC) and file reports on a regular basis.
These reports include company annual reports (10K, 10Q), news updates (8K), investor presentations (found in 8Ks), insider trades (form 4), ownership reports (13D, and 13G), and reports related to the specific securities sold, such as registration statements and prospectus. This page shows recent SEC filings related to Invesco DB Multi-Sector Commodity Trust - Invesco DB Base Metals Fund
SEC Filings (Chronological Order)
Halaman ini menyediakan daftar lengkap dan kronologis dari Pengajuan SEC, tidak termasuk pengajuan kepemilikan yang kami sediakan di tempat lain.
| August 26, 2025 |
424B3 Filed Pursuant to Rule 424(b)(3) Registration Nos. 333-280605 333-280605-01 Prospectus August 26, 2025 Invesco DB Multi-Sector Commodity Trust DBB Invesco DB Base Metals Fund Invesco DB Multi-Sector Commodity Trust (the “Trust”) is organized in five separate series as a Delaware statutory trust. The Invesco DB Base Metals Fund (the “Fund”) is a series of the Trust and is offered pursua |
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| August 7, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2025 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 001-33236 INVESCO DB |
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| May 8, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2025 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 001-33236 INVESCO D |
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| March 26, 2025 |
424I Filed Pursuant to Rule 424(i) Registration Nos. 333-280605 333-280605-01 PROSPECTUS SUPPLEMENT PURSUANT TO RULE 424(i) FOR FISCAL YEAR ENDING December 31, 2024 (to Prospectus dated August 26, 2024) Invesco DB Multi-Sector Commodity Trust Invesco DB Base Metals Fund (the "Fund") This prospectus supplement filed pursuant to Rule 424(i) of the Securities Act of 1933, as amended (the “Securities |
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| March 26, 2025 |
CALCULATION OF REGISTRATION FEES PURSUANT TO RULE 457(U) Exhibit 107 CALCULATION OF REGISTRATION FEES PURSUANT TO RULE 457(U) 1. Name and address of issuer: Invesco DB Base Metals Fund c/o Invesco Capital Management 3500 Lacey Road, Suite 700 Downers Grove, Illinois 60515 2. The name of securities: Common Units of Beneficial Interest 3. Securities Act File Number: 333-280605-01 4. Last day of fiscal year for which this prospectus is filed: December 31, |
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| February 26, 2025 |
Insider Trading Policies and Procedures (filed herewith) Exhibit 19.1 AMERICAS INSIDER TRADING Applicable To IAI, ICM, IIA, IMA, and ICL (“Invesco Americas Advisers” or the “Invesco Public Side”), ISSM, IPC, and WLR (“Invesco Private Entities”), and IRE (Invesco Americas Advisers, Invesco Private Entities, and IRE, collectively, the “Invesco Entities”) Departments Impacted All Risk Addressed by Policy To prevent and detect the misuse of material, non-pu |
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| February 26, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 i FORM 10-K ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2024 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 001-33236 INVESCO DB BASE METALS |
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| November 12, 2024 |
424B3 Filed Pursuant to Rule 424(b)(3) Registration Nos. 333-280605 333-280605-01 PROSPECTUS SUPPLEMENT NO. 1 (to Prospectus dated August 26, 2024) INVESCO DB MULTI-SECTOR COMMODITY TRUST INVESCO DB BASE METALS FUND This Prospectus Supplement No. 1 (“Supplement No. 1”) supplements and amends the Prospectus dated August 26, 2024 (the “Prospectus”). On November 4, 2024, the Board of Managers (the “B |
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| November 7, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2024 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 001-33236 INVES |
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| August 26, 2024 |
Filed Pursuant to Rule 424(b)(3) Registration Nos. 333-280605 333-280605-01 Prospectus August 26, 2024 Invesco DB Multi-Sector Commodity Trust DBB Invesco DB Base Metals Fund Invesco DB Multi-Sector Commodity Trust (the “Trust”) is organized in five separate series as a Delaware statutory trust. The Invesco DB Base Metals Fund (the “Fund”) is a series of the Trust and is offered pursuant to |
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| August 22, 2024 |
CORRESP VIA EDGAR United States Securities and Exchange Commission Division of Corporation Finance Washington, D. |
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| August 20, 2024 |
As filed with the Securities and Exchange Commission on August 20, 2024 As filed with the Securities and Exchange Commission on August 20, 2024 Registration No. |
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| August 9, 2024 |
SC 13G/A 1 SEC13GFiling.htm SEC SCHEDULE 13G UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 4 )* Invesco DB Base Metals Fund (Name of Issuer) Exchange Traded Fund (Title of Class of Securities) 46140H700 (CUSIP Number) July 31, 2024 (Date of Event Which Requires Filing of this Statement) Check the approp |
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| August 7, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2024 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 001-33236 INVESCO DB |
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| August 2, 2024 |
Filed Pursuant to Rule 424(b)(3) Registration Nos. 333-257270 333-257270-01 PROSPECTUS SUPPLEMENT NO. 2 (to Prospectus dated August 25, 2023) INVESCO DB MULTI-SECTOR COMMODITY TRUST INVESCO DB BASE METALS FUND This Prospectus Supplement No. 2 (“Supplement No. 2”) supplements and amends the Prospectus dated August 25, 2023 (the “Prospectus”), as previously supplemented. On July 29, 2024, Mr. John Z |
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| August 2, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 29, 2024 INVESCO DB MULTI-SECTOR COMMODITY TRUST (Registrant) INVESCO DB ENERGY FUND; INVESCO DB OIL FUND; INVESCO DB PRECIOUS METALS FUND; INVESCO DB BASE METALS FUND; INVESCO D |
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| June 28, 2024 |
EX-FILING FEES Exhibit 107 Calculation of Filing Fee Table Form S-3 (Form Type) Invesco DB Base Metals Fund (Registrant) Invesco DB Multi-Sector Commodity Trust (Co-Registrant) (Exact Name of Registrant as Specified in its Charter) Table 1. |
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| June 28, 2024 |
As filed with the Securities and Exchange Commission on June 28, 2024 As filed with the Securities and Exchange Commission on June 28, 2024 Registration No. |
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| June 7, 2024 |
SC 13G/A 1 SEC13GFiling.htm SEC SCHEDULE 13G UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 3 )* Invesco DB Base Metals Fund (Name of Issuer) Exchange Traded Fund (Title of Class of Securities) 46140H700 (CUSIP Number) May 31, 2024 (Date of Event Which Requires Filing of this Statement) Check the appropr |
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| May 8, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2024 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 001-33236 INVESCO D |
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| March 22, 2024 |
CALCULATION OF REGISTRATION FEES PURSUANT TO RULE 457(U) Exhibit 107 CALCULATION OF REGISTRATION FEES PURSUANT TO RULE 457(U) 1. Name and address of issuer: Invesco DB Base Metals Fund c/o Invesco Capital Management 3500 Lacey Road, Suite 700 Downers Grove, Illinois 60515 2. The name of securities: Common Units of Beneficial Interest 3. Securities Act File Number: 333-257270-01 4. Last day of fiscal year for which this prospectus is filed: December 31, |
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| March 22, 2024 |
424I 1 d772426d424i.htm 424I Filed Pursuant to Rule 424(i) Registration Nos. 333-257270 333-257270-01 PROSPECTUS SUPPLEMENT PURSUANT TO RULE 424(i) FOR FISCAL YEAR ENDING December 31, 2023 (to Prospectus dated August 25, 2023) Invesco DB Multi-Sector Commodity Trust Invesco DB Base Metals Fund (the “Fund”) This prospectus supplement filed pursuant to Rule 424(i) of the Securities Act of 1933, as |
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| February 23, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-K ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2023 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 001-33236 INVESCO DB BASE METALS FU |
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| February 23, 2024 |
Policy Relating to Recovery of Erroneously Awarded Compensation Exhibit 97 Invesco DB Agriculture Fund (“DBA”) Invesco DB Base Metals Fund (“DBB”) Invesco DB Commodity Index Tracking Fund (“DBC”), Invesco DB Energy Fund (“DBE”) Invesco DB Oil Fund (“DBO”) Invesco DB Precious Metals Fund (“DBP”) Invesco DB US Dollar Index Bullish Fund (“UUP”) and Invesco DB US Dollar Index Bearish Fund (“UDN”) Invesco Galaxy Bitcoin ETF (“BTCO”) (collectively, the “Funds”) POLICY FOR RECOUPMENT OF INCENTIVE-BASED COMPENSATION 1. |
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| February 12, 2024 |
SC 13G/A 1 SEC13GFiling.htm SEC SCHEDULE 13G UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 2 )* Invesco DB Base Metals Fund (Name of Issuer) Exchange Traded Fund (Title of Class of Securities) 46140H700 (CUSIP Number) December 29, 2023 (Date of Event Which Requires Filing of this Statement) Check the ap |
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| November 28, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 27, 2023 INVESCO DB MULTI-SECTOR COMMODITY TRUST (Registrant) INVESCO DB ENERGY FUND; INVESCO DB OIL FUND; INVESCO DB PRECIOUS METALS FUND; INVESCO DB BASE METALS FUND; INVES |
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| November 28, 2023 |
Filed Pursuant to Rule 424(b)(3) Registration Nos. 333-257270 333-257270-01 PROSPECTUS SUPPLEMENT NO. 1 (to Prospectus dated August 25, 2023) INVESCO DB MULTI-SECTOR COMMODITY TRUST INVESCO DB BASE METALS FUND This Prospectus Supplement No. 1 (“Supplement No. 1”) supplements and amends the Prospectus dated August 25, 2023 (the “Prospectus”), as previously supplemented. On November 27, 2023, Ms. An |
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| November 8, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2023 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 001-33236 INVES |
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| September 11, 2023 |
SC 13G/A 1 SEC13GFiling.htm SEC SCHEDULE 13G UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 1 )* Invesco DB Base Metals Fund (Name of Issuer) Exchange Traded Fund (Title of Class of Securities) 46140H700 (CUSIP Number) August 31, 2023 (Date of Event Which Requires Filing of this Statement) Check the appr |
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| August 25, 2023 |
Filed Pursuant to Rule 424(b)(3) Registration Nos. 333-257270 333-257270-01 Prospectus August 25, 2023 Invesco DB Multi-Sector Commodity Trust DBB Invesco DB Base Metals Fund Invesco DB Multi-Sector Commodity Trust (the “Trust”) is organized in five separate series as a Delaware statutory trust. The Invesco DB Base Metals Fund (the “Fund”) is a series of the Trust and is offered pursuant to |
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| August 4, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2023 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 001-33236 INVESCO DB |
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| August 4, 2023 |
Exhibit 4.1 AMENDMENT NO. 3 TO THE FIFTH AMENDED AND RESTATED DECLARATION OF TRUST AND TRUST AGREEMENT OF INVESCO DB MULTI-SECTOR COMMODITY TRUST This Amendment No. 3 (“Amendment No. 3 to the Fifth Amended and Restated Declaration of Trust and Trust Agreement, dated as of February 23, 2015, as amended on June 20, 2016 and June 4, 2018 (the “Declaration of Trust”) of Invesco DB Multi-Sector Commodi |
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| May 9, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2023 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 001-33236 INVESCO D |
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| March 28, 2023 |
424B3 Filed Pursuant to Rule 424(b)(3) Registration No. 333-257270 333-257270-01 PROSPECTUS SUPPLEMENT NO. 1 (to Prospectus dated August 25, 2022) INVESCO DB MULTI-SECTOR COMMODITY TRUST INVESCO DB BASE METALS FUND This Prospectus Supplement No. 1 (“Supplement No. 1”) supplements and amends the Prospectus dated August 25, 2022 (the “Prospectus”). Effective April 10, 2023 (the “Effective Date”), th |
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| March 24, 2023 |
424I Filed Pursuant to Rule 424(i) Registration Nos. 333-257270 333-257270-01 PROSPECTUS SUPPLEMENT PURSUANT TO RULE 424(i) FOR FISCAL YEAR ENDING DECEMBER 31, 2022 (to Prospectus dated August 25, 2022) INVESCO DB MULTI-SECTOR COMMODITY TRUST INVESCO DB BASE METALS FUND (THE “FUND”) This prospectus supplement filed pursuant to Rule 424(i) of the Securities Act of 1933, as amended (the “Securities |
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| March 24, 2023 |
CALCULATION OF REGISTRATION FEES PURSUANT TO RULE 457(U) EX-FILING FEES Exhibit 107 CALCULATION OF REGISTRATION FEES PURSUANT TO RULE 457(U) 1. |
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| February 24, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-K ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2022 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 001-33236 INVESCO DB BASE METALS FU |
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| February 10, 2023 |
DBB / Invesco DB Base Metals Fund / Invesco Ltd. - SEC SCHEDULE 13G Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. )* Invesco DB Base Metals Fund (Name of Issuer) Exchange Traded Fund (Title of Class of Securities) 46140H700 (CUSIP Number) December 30, 2022 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to |
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| February 10, 2023 |
Invesco Joint Filing Agreement JOINT FILING AGREEMENT In accordance with Rule 13d-1(k) (l) under the Securities Exchange Act of 1934, as amended, the undersigned hereby agree to the joint filing of the attached Schedule 13G, and any and all amendments thereto, and expressly authorize Invesco Ltd. |
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| November 4, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2022 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 001-33236 INVES |
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| August 31, 2022 |
Exhibit 107 CALCULATION OF REGISTRATION FEES PURSUANT TO RULE 457(U) 1.??Name and address of issuer: Invesco DB Base Metals Fund c/o Invesco Capital Management 3500 Lacey Road, Suite 700 Downers Grove, Illinois 60515 2.??The name of securities: Common Units of Beneficial Interest 3.??Securities Act File Number: 333-257270-01 4.??Last day of fiscal year for which this prospectus is filed: December |
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| August 31, 2022 |
424I 1 d323554d424i.htm 424I Filed Pursuant to Rule 424(i) Registration Nos. 333-257270 333-257270-01 PROSPECTUS SUPPLEMENT PURSUANT TO RULE 424(i) FOR FISCAL YEAR ENDING DECEMBER 31, 2021 (to Prospectus dated August 25, 2021) INVESCO DB MULTI-SECTOR COMMODITY TRUST INVESCO DB BASE METALS FUND (THE “FUND”) This prospectus supplement filed pursuant to Rule 424(i) of the Securities Act of 1933, as a |
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| August 25, 2022 |
Filed Pursuant to Rule 424(b)(3) Registration Nos. 333-257270 333-257270-01 ? Prospectus August 25, 2022 ? Invesco DB Multi-Sector Commodity Trust ? DBB Invesco DB Base Metals Fund Invesco DB Multi-Sector Commodity Trust (the ?Trust?) is organized in seven separate series as a Delaware statutory trust. The Invesco DB Base Metals Fund (the ?Fund?) is a series of the Trust and is offered pursuant to |
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| August 5, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2022 OR ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 001-33236 INVESCO DB |
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| May 6, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2022 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 001-33236 INVESCO D |
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| March 3, 2022 |
Filed Pursuant to Rule 424(b)(3) Registration Nos. 333-257270 333-257270-01 PROSPECTUS SUPPLEMENT NO. 1 (to Prospectus dated August 25, 2021) INVESCO DB MULTI-SECTOR COMMODITY TRUST INVESCO DB BASE METALS FUND This Prospectus Supplement No. 1 (?Supplement No. 1?) supplements and amends the Prospectus dated August 25, 2021 (the ?Prospectus?), as may be supplemented from time to time. Effective imme |
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| February 25, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-K ? ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2021 OR ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 001-33236 INVESCO DB BASE METALS FU |
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| November 5, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2021 OR ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 001-33236 INVES |
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| October 12, 2021 |
DBB / Invesco DB Base Metals Fund / Invesco Ltd. - SEC SCHEDULE 13G Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 29 )* Invesco DB Base Metals Fund (Name of Issuer) Exchange Traded Fund (Title of Class of Securities) 46140H700 (CUSIP Number) September 30, 2021 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuan |
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| August 25, 2021 |
Filed Pursuant to Rule 424(b)(3) Registration Nos. 333-257270 333-257270-01 ? Prospectus August 25, 2021 ? Invesco DB Multi-Sector Commodity Trust ? DBB Invesco DB Base Metals Fund Invesco DB Multi-Sector Commodity Trust (the ?Trust?) is organized in seven separate series as a Delaware statutory trust. The Invesco DB Base Metals Fund (the ?Fund?) is a series of the Trust and is offered pursuant to |
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| August 23, 2021 |
VIA EDGAR United States Securities and Exchange Commission Division of Corporation Finance Washington, D. |
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| August 17, 2021 |
As filed with the Securities and Exchange Commission on August 17, 2021 As filed with the Securities and Exchange Commission on August 17, 2021 Registration Nos. |
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| August 6, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2021 OR ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 001-33236 INVESCO DB |
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| June 22, 2021 |
As filed with the Securities and Exchange Commission on June 21, 2021 As filed with the Securities and Exchange Commission on June 21, 2021 Registration Nos. |
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| June 1, 2021 |
As filed with the Securities and Exchange Commission on June 1, 2021 As filed with the Securities and Exchange Commission on June 1, 2021 Registration Nos. |
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| June 1, 2021 |
Filed Pursuant to Rule 424(b)(3) Registration Nos. 333-256371 333-256371-01 ? Prospectus June 1, 2021 ? Invesco DB Multi-Sector Commodity Trust ? DBB Invesco DB Base Metals Fund 47,000,000 Common Units of Beneficial Interest Invesco DB Multi-Sector Commodity Trust (the ?Trust?) is organized in seven separate series as a Delaware statutory trust. The Invesco DB Base Metals Fund (the ?Fund?) is a se |
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| May 27, 2021 |
VIA EDGAR United States Securities and Exchange Commission Division of Corporation Finance Washington, D. |
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| May 21, 2021 |
As filed with the Securities and Exchange Commission on May 21, 2021 As filed with the Securities and Exchange Commission on May 21, 2021 Registration Nos. |
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| May 7, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2021 OR ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 001-33236 INVESCO D |
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| April 12, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 28 )* Invesco DB Base Metals Fund (Name of Issuer) Exchange Traded Fund (Title of Class of Securities) 46140H700 (CUSIP Number) March 31, 2021 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to |
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| February 26, 2021 |
e UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-K ? ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2020 OR ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 001-33236 INVESCO DB BASE METALS |
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| February 9, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 27 )* Invesco DB Base Metals Fund (Name of Issuer) Exchange Traded Fund (Title of Class of Securities) 46140H700 (CUSIP Number) December 31, 2020 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant |
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| February 1, 2021 |
424B3 1 d118087d424b3.htm 424B3 Filed Pursuant to Rule 424(b)(3) Registration Nos. 333-228404 333-228404-05 PROSPECTUS SUPPLEMENT NO. 3 (to Prospectus dated August 27, 2020) INVESCO DB MULTI-SECTOR COMMODITY TRUST INVESCO DB BASE METALS FUND 13,800,000 Common Units of Beneficial Interest This Prospectus Supplement No. 3 (“Supplement No. 3”) supplements and amends the Prospectus dated August 27, 20 |
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| November 6, 2020 |
AMENDMENT TO PARTICIPANT AGREEMENTS Exhibit 10.2 AMENDMENT TO PARTICIPANT AGREEMENTS This Amendment dated September 30, 2020 amends Attachment A to the currently effective Participant Agreements and any amendments thereto (collectively, the “Agreements”), entered into by and among Invesco Capital Management LLC (formerly, Invesco PowerShares Capital Management LLC) (“Invesco”), each Authorized Participant identified in Schedule A to |
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| November 6, 2020 |
INVESCO DB MULTI-SECTOR COMMODITY TRUST PARTICIPANT AGREEMENT Exhibit 10.1 INVESCO DB MULTI-SECTOR COMMODITY TRUST PARTICIPANT AGREEMENT This Participant Agreement (the “Agreement”), dated as of , 20, is entered into by and among [] (the “Authorized Participant”), Invesco DB Multi-Sector Commodity Trust, a Delaware statutory trust (the “Trust”) with respect to each of Invesco DB Energy Fund, Invesco DB Oil Fund, Invesco DB Precious Metals Fund, Invesco DB Go |
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| November 6, 2020 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2020 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 001-33236 INVES |
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| October 30, 2020 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 27, 2020 INVESCO DB MULTI-SECTOR COMMODITY TRUST (Registrant) INVESCO DB ENERGY FUND; INVESCO DB OIL FUND; INVESCO DB PRECIOUS METALS FUND; INVESCO DB GOLD FUND; INVESCO DB SI |
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| October 30, 2020 |
424B3 Filed Pursuant to Rule 424(b)(3) Registration Nos. 333-228404 333-228404-05 PROSPECTUS SUPPLEMENT NO. 2 (to Prospectus dated August 27, 2020) INVESCO DB MULTI-SECTOR COMMODITY TRUST INVESCO DB BASE METALS FUND 18,400,000 Common Units of Beneficial Interest This Prospectus Supplement No. 2 (“Supplement No. 2”) supplements and amends the Prospectus dated August 27, 2020 (the “Prospectus”), as |
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| October 23, 2020 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 20, 2020 INVESCO DB MULTI-SECTOR COMMODITY TRUST (Registrant) INVESCO DB ENERGY FUND; INVESCO DB OIL FUND; INVESCO DB PRECIOUS METALS FUND; INVESCO DB GOLD FUND; INVESCO DB SI |
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| September 30, 2020 |
Entry into a Material Definitive Agreement UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): September 30, 2020 INVESCO DB MULTI-SECTOR COMMODITY TRUST (Registrant) INVESCO DB ENERGY FUND; INVESCO DB OIL FUND; INVESCO DB PRECIOUS METALS FUND; INVESCO DB GOLD FUND; INVESCO DB |
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| September 30, 2020 |
424B3 Filed Pursuant to Rule 424(b)(3) Registration Nos. 333-228404 333-228404-05 PROSPECTUS SUPPLEMENT NO. 1 (to Prospectus dated August 27, 2020) INVESCO DB MULTI-SECTOR COMMODITY TRUST INVESCO DB BASE METALS FUND 18,600,000 Common Units of Beneficial Interest This Prospectus Supplement No. 1 (“Supplement No. 1”) supplements and amends the Prospectus dated August 27, 2020 (the “Prospectus”). Eff |
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| September 10, 2020 |
46140H700 / Invesco DB Base Metals Fund / Invesco Ltd. - SEC SCHEDULE 13G Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 26 )* Invesco DB Base Metals Fund (Name of Issuer) Exchange Traded Fund (Title of Class of Securities) 46140H700 (CUSIP Number) August 31, 2020 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant t |
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| August 27, 2020 |
Table of Contents Filed Pursuant to Rule 424(b)(3) Registration Nos. 333-228404 333-228404-05 Table of Contents Prospectus August 27, 2020 Invesco DB Multi-Sector Commodity Trust DBB Invesco DB Base Metals Fund 18,600,000 Common Units of Beneficial Interest Invesco DB Multi-Sector Commodity Trust (the ?Trust?) is organized in seven separate series as a Delaware statutory trust. The Invesco DB Base |
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| August 7, 2020 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2020 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 001-33236 INVESCO DB |
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| June 2, 2020 |
424B3 Filed Pursuant to Rule 424(b)(3) Registration Nos. 333-228404 333-228404-03 333-228404-04 333-228404-05 PROSPECTUS SUPPLEMENT NO. 4 (to Prospectus dated August 27, 2019) INVESCO DB MULTI-SECTOR COMMODITY TRUST INVESCO DB PRECIOUS METALS FUND 19,600,000 Common Units of Beneficial Interest INVESCO DB GOLD FUND 11,400,000 Common Units of Beneficial Interest INVESCO DB BASE METALS FUND 21,000,00 |
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| May 19, 2020 |
EX-10.1 Exhibit 10.1 AMENDED AND RESTATED DISTRIBUTION SERVICES AGREEMENT AMENDED AND RESTATED DISTRIBUTION SERVICES AGREEMENT dated and effective as of May 18, 2020 (this “Agreement”) among Invesco DB Multi-Sector Commodity Trust, formerly known as PowerShares DB Multi-Sector Commodity Trust, a Delaware statutory trust organized in series (the “Trust”), each series of the Trust as set forth on Sc |
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| May 19, 2020 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 18, 2020 INVESCO DB MULTI-SECTOR COMMODITY TRUST (Registrant) INVESCO DB ENERGY FUND; INVESCO DB OIL FUND; INVESCO DB PRECIOUS METALS FUND; INVESCO DB GOLD FUND; INVESCO DB SILVER |
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| May 11, 2020 |
46140H700 / Invesco DB Base Metals Fund / Invesco Ltd. - SEC SCHEDULE 13G Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 25 )* Invesco DB Base Metals Fund (Name of Issuer) Exchange Traded Fund (Title of Class of Securities) 46140H700 (CUSIP Number) April 30, 2020 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to |
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| May 8, 2020 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2020 OR ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 001-33236 INVESCO D |
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| May 1, 2020 |
424B3 Filed Pursuant to Rule 424(b)(3) Registration Nos. 333-228404 333-228404-03 333-228404-04 333-228404-05 PROSPECTUS SUPPLEMENT NO. 3 (to Prospectus dated August 27, 2019) INVESCO DB MULTI-SECTOR COMMODITY TRUST INVESCO DB PRECIOUS METALS FUND 19,600,000 Common Units of Beneficial Interest INVESCO DB GOLD FUND 11,400,000 Common Units of Beneficial Interest INVESCO DB BASE METALS FUND 21,000,00 |
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| April 29, 2020 |
FWP Invesco DB Base Metals Fund As of March 31, 2020 Issuer Free Writing Prospectus dated April 29, 2020 Filed Pursuant to Rule 433 Registration No. |
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| April 24, 2020 |
424B3 Filed Pursuant to Rule 424(b)(3) Registration Nos. 333-228404 333-228404-02 333-228404-03 333-228404-04 333-228404-05 PROSPECTUS SUPPLEMENT NO. 2 (to Prospectus dated August 27, 2019) INVESCO DB MULTI-SECTOR COMMODITY TRUST INVESCO DB OIL FUND No Common Units of Beneficial Interest INVESCO DB PRECIOUS METALS FUND 19,600,000 Common Units of Beneficial Interest INVESCO DB GOLD FUND 11,400,000 |
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| April 7, 2020 |
Filed Pursuant to Rule 424(b)(3) Registration Nos. 333-228404 333-228404-02 333-228404-03 333-228404-04 333-228404-05 PROSPECTUS SUPPLEMENT NO. 1 (to Prospectus dated August 27, 2019) INVESCO DB MULTI-SECTOR COMMODITY TRUST INVESCO DB OIL FUND 49,000,000 Common Units of Beneficial Interest INVESCO DB PRECIOUS METALS FUND 19,600,000 Common Units of Beneficial Interest INVESCO DB GOLD FUND 11,600,00 |
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| April 2, 2020 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 27, 2020 INVESCO DB MULTI-SECTOR COMMODITY TRUST (Registrant) INVESCO DB ENERGY FUND; INVESCO DB OIL FUND; INVESCO DB PRECIOUS METALS FUND; INVESCO DB GOLD FUND; INVESCO DB SILV |
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| March 10, 2020 |
46140H700 / Invesco DB Base Metals Fund / Invesco Ltd. - SEC SCHEDULE 13G Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 24 )* Invesco DB Base Metals Fund (Name of Issuer) Exchange Traded Fund (Title of Class of Securities) 46140H700 (CUSIP Number) February 28, 2020 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant |
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| February 28, 2020 |
Description of Common Units of Beneficial Interest Exhibit 4.3 Description of Common Units of Beneficial Interest Description of the Shares The Fund issues common units of beneficial interest, or Shares, which represent units of fractional undivided beneficial interest in and ownership of the Fund. The Managing Owner has the power and authority to issue Shares from time to time as it deems necessary or desirable. The number of Shares authorized sh |
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| February 28, 2020 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-K ? ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2019 OR ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 001-33236 INVESCO DB BASE METALS FU |
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| February 10, 2020 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 23 )* Invesco DB Base Metals Fund (Name of Issuer) Exchange Traded Fund (Title of Class of Securities) 46140H700 (CUSIP Number) January 31, 2020 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant |
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| February 7, 2020 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 22 )* Invesco DB Base Metals Fund (Name of Issuer) Exchange Traded Fund (Title of Class of Securities) 46140H700 (CUSIP Number) December 31, 2019 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant |
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| December 10, 2019 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 21 )* Invesco DB Base Metals Fund (Name of Issuer) Exchange Traded Fund (Title of Class of Securities) 46140H700 (CUSIP Number) November 29, 2019 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant |
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| November 12, 2019 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 20 )* Invesco DB Base Metals Fund (Name of Issuer) Exchange Traded Fund (Title of Class of Securities) 46140H700 (CUSIP Number) October 31, 2019 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant |
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| November 8, 2019 |
C AD UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q C AD UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2019 OR ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 001-33236 |
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| October 10, 2019 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 19 )* Invesco DB Base Metals Fund (Name of Issuer) Exchange Traded Fund (Title of Class of Securities) 46140H700 (CUSIP Number) September 30, 2019 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuan |
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| October 1, 2019 |
Exhibit 10.2 EXECUTION FUND ADMINISTRATION AND ACCOUNTING AGREEMENT THIS AGREEMENT is made as of October 1, 2019 by and between each Invesco DB Funds Trust referenced on Exhibit A attached hereto, as may be amended by the parties (each, a ?Trust? and collectively, the ?Trusts,? with each series thereof, a ?Fund? and collectively, the ?Funds?) and The Bank of New York Mellon, a New York banking org |
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| October 1, 2019 |
Custody Agreement by and among The Bank of New York Mellon and the Invesco DB Funds named therein Exhibit 10.1 EXECUTION CUSTODY AGREEMENT by and between INVESCO DB FUNDS and THE BANK OF NEW YORK MELLON CUSTODY AGREEMENT CUSTODY AGREEMENT, dated as of October 1, 2019, between each Invesco DB Funds Trust referenced on Schedule I attached hereto, as may be amended by the parties (each a ?Trust? and collectively, the ?Trust?), on behalf of each Fund as defined below, and THE BANK OF NEW YORK MELL |
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| October 1, 2019 |
Entry into a Material Definitive Agreement, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 1, 2019 INVESCO DB MULTI-SECTOR COMMODITY TRUST (Registrant) INVESCO DB ENERGY FUND; INVESCO DB OIL FUND; INVESCO DB PRECIOUS METALS FUND; INVESCO DB GOLD FUND; INVESCO DB SIL |
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| August 27, 2019 |
Table of Contents Filed Pursuant to Rule 424(b)(3) Registration Nos. 333-228404 333-228404-02 333-228404-03 333-228404-04 333-228404-05 Prospectus August 27, 2019 Invesco DB Multi-Sector Commodity Trust DBO Invesco DB Oil Fund 77,400,000 DBP Invesco DB Precious Metals Fund 21,200,000 DGL Invesco DB Gold Fund 13,000,000 DBB Invesco DB Base Metals Fund 24,200,000 Common Units of Beneficial Interest |
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| August 13, 2019 |
As filed with the Securities and Exchange Commission on August 13, 2019 Table of Contents As filed with the Securities and Exchange Commission on August 13, 2019 Registration Nos. |
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| August 8, 2019 |
C AD UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q 10-Q 1 dbb-10q20190630.htm 10-Q C AD UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2019 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commiss |
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| June 5, 2019 |
Filed Pursuant to Rule 424(b)(3) Registration Nos. 333-228404 333-228404-01 333-228404-02 333-228404-03 333-228404-04 333-228404-05 PROSPECTUS SUPPLEMENT NO. 3 (to Prospectus dated April 25, 2019) INVESCO DB MULTI-SECTOR COMMODITY TRUST INVESCO DB ENERGY FUND 21,000,000 Common Units of Beneficial Interest INVESCO DB OIL FUND 79,000,000 Common Units of Beneficial Interest INVESCO DB PRECIOUS METALS |
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| May 15, 2019 |
424B3 1 d694983d424b3.htm 424B3 Table of Contents Filed Pursuant to Rule 424(b)(3) Registration Nos. 333-228404 333-228404-01 333-228404-02 333-228404-03 333-228404-04 333-228404-05 PROSPECTUS SUPPLEMENT NO. 2 (to Prospectus dated April 25, 2019) INVESCO DB MULTI-SECTOR COMMODITY TRUST INVESCO DB ENERGY FUND 21,000,000 Common Units of Beneficial Interest INVESCO DB OIL FUND 79,000,000 Common Units |
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| May 10, 2019 |
Filed Pursuant to Rule 424(b)(3) Registration Nos. 333-228404 333-228404-01 333-228404-02 333-228404-03 333-228404-04 333-228404-05 PROSPECTUS SUPPLEMENT NO. 1 (to Prospectus dated April 25, 2019) INVESCO DB MULTI-SECTOR COMMODITY TRUST INVESCO DB ENERGY FUND 21,000,000 Common Units of Beneficial Interest INVESCO DB OIL FUND 79,000,000 Common Units of Beneficial Interest INVESCO DB PRECIOUS METALS |
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| May 10, 2019 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 7, 2019 INVESCO DB MULTI-SECTOR COMMODITY TRUST (Registrant) INVESCO DB ENERGY FUND; INVESCO DB OIL FUND; INVESCO DB PRECIOUS METALS FUND; INVESCO DB GOLD FUND; INVESCO DB SILVER |
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| May 9, 2019 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2019 OR ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 001-33236 INVESCO D |
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| April 25, 2019 |
Table of Contents Filed Pursuant to Rule 424(b)(3) Registration Nos. 333-228404 333-228404-01 333-228404-02 333-228404-03 333-228404-04 333-228404-05 INVESCO DB MULTI-SECTOR COMMODITY TRUST Invesco DB Energy Fund 21,400,000 Common Units of Beneficial Interest Invesco DB Oil Fund 79,000,000 Common Units of Beneficial Interest Invesco DB Precious Metals Fund 21,600,000 Common Units of Beneficial Int |
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| April 10, 2019 |
As filed with the Securities and Exchange Commission on April 10, 2019 Table of Contents As filed with the Securities and Exchange Commission on April 10, 2019 Registration Nos. |
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| March 5, 2019 |
Filed Pursuant to Rule 424(b)(3) Registration Statement Nos. 333-228404 333-228404-01 333-228404-02 333-228404-03 333-228404-04 333-228404-05 PROSPECTUS SUPPLEMENT NO. 1 (to Prospectus dated December 13, 2018) INVESCO DB MULTI-SECTOR COMMODITY TRUST INVESCO DB ENERGY FUND 21,400,000 Common Units of Beneficial Interest INVESCO DB OIL FUND 79,000,000 Common Units of Beneficial Interest INVESCO DB PR |
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| February 28, 2019 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-K ? ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2018 OR ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 001-33236 INVESCO DB BASE METALS FU |
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| February 7, 2019 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 18 )* Invesco DB Base Metals Fund (Name of Issuer) Exchange Traded Fund (Title of Class of Securities) 46140H700 (CUSIP Number) December 31, 2018 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant |
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| December 13, 2018 |
Table of Contents Filed Pursuant to Rule 424(b)(3) Registration Nos. 333-228404 333-228404-01 333-228404-02 333-228404-03 333-228404-04 333-228404-05 INVESCO DB MULTI-SECTOR COMMODITY TRUST Invesco DB Energy Fund 22,000,000 Common Units of Beneficial Interest Invesco DB Oil Fund 81,400,000 Common Units of Beneficial Interest Invesco DB Precious Metals Fund 22,400,000 Common Units of Beneficial Int |
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| December 11, 2018 |
VIA EDGAR United States Securities and Exchange Commission Division of Corporation Finance Washington, D. |
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| November 16, 2018 |
As of Sept. 30, 2018 Fund Description The Invesco DB Base Metals Fund seeks to track changes, whether positive or negative, in the level of the DBIQ Optimum Yield Industrial Metals Index Excess Return? (DBIQ Opt Yield Industrial Metals Index ER) over time, plus the income from the Fund?s holdings of US Treasury securities, money market funds and T-Bill ETFs, less the Fund?s expenses. The Fund is d |
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| November 15, 2018 |
As filed with the Securities and Exchange Commission on November 15, 2018 Table of Contents As filed with the Securities and Exchange Commission on November 15, 2018 Registration No. |
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| November 7, 2018 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2018 OR ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 001-33236 INVES |
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| September 10, 2018 |
DBB / PowerShares DB Base Metals Fund / Invesco Ltd. - SEC SCHEDULE 13G Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 17 )* Invesco DB Base Metals Fund ** (Name of Issuer) Exchange Traded Fund (Title of Class of Securities) 46140H700 ** (CUSIP Number) August 31, 2018 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule purs |
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| September 4, 2018 |
Filed Pursuant to Rule 424(b)(3) Registration Nos. 333-209437 333-209437-01 333-209437-02 333-209437-03 333-209437-04 333-209437-05 PROSPECTUS SUPPLEMENT NO. 4 (to Prospectus dated March 8, 2018) INVESCO DB MULTI-SECTOR COMMODITY TRUST INVESCO DB ENERGY FUND 23,400,000 Common Units of Beneficial Interest INVESCO DB OIL FUND 85,600,000 Common Units of Beneficial Interest INVESCO DB PRECIOUS METALS |
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| August 28, 2018 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 27, 2018 INVESCO DB MULTI-SECTOR COMMODITY TRUST (Registrant) INVESCO DB ENERGY FUND; INVESCO DB OIL FUND; INVESCO DB PRECIOUS METALS FUND; INVESCO DB GOLD FUND; INVESCO DB SIL |
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| August 8, 2018 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q 10-Q 1 dbb-10q20180630.htm 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2018 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission F |
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| July 23, 2018 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 24, 2018 INVESCO DB MULTI-SECTOR COMMODITY TRUST (Registrant) INVESCO DB ENERGY FUND; INVESCO DB OIL FUND; INVESCO DB PRECIOUS METALS FUND; INVESCO DB GOLD FUND; INVESCO DB SILVER |
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| June 4, 2018 |
Form 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 4, 2018 INVESCO DB MULTI-SECTOR COMMODITY TRUST (Registrant) INVESCO DB ENERGY FUND; INVESCO DB OIL FUND; INVESCO DB PRECIOUS METALS FUND; INVESCO DB GOLD FUND; INVESCO |
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| June 4, 2018 |
Amendment No. 2 to the Fifth Amended and Restated Declaration of Trust and Trust Agreement EX-4.1.2 Exhibit 4.1.2 AMENDMENT NO. 2 TO THE FIFTH AMENDED AND RESTATED DECLARATION OF TRUST AND TRUST AGREEMENT OF POWERSHARES DB MULTI-SECTOR COMMODITY TRUST This Amendment No. 2 (“Amendment No. 2”) to the Fifth Amended and Restated Declaration of Trust and Trust Agreement, dated as of February 23, 2015, as amended on June 20, 2016 (the “Declaration of Trust”) of PowerShares DB DB Multi-Sector |
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| June 4, 2018 |
Prospectus Supplement No. 3 Filed Pursuant to Rule 424(b)(3) Registration Nos. 333-209437 333-209437-01 333-209437-02 333-209437-03 333-209437-04 333-209437-05 PROSPECTUS SUPPLEMENT NO. 3 (to Prospectus dated March 8, 2018) INVESCO DB MULTI-SECTOR COMMODITY TRUST INVESCO DB ENERGY FUND 24,800,000 Common Units of Beneficial Interest INVESCO DB OIL FUND 102,200,000 Common Units of Beneficial Interes |
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| May 24, 2018 |
Prospectus Supplement No. 2 Filed Pursuant to Rule 424(b)(3) Registration Nos. 333-209437 333-209437-01 333-209437-02 333-209437-03 333-209437-04 333-209437-05 PROSPECTUS SUPPLEMENT NO. 2 (to Prospectus dated March 8, 2018) POWERSHARES DB MULTI-SECTOR COMMODITY TRUST POWERSHARES DB ENERGY FUND 24,800,000 Common Units of Beneficial Interest POWERSHARES DB OIL FUND 116,400,000 Common Units of Benefi |
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| May 10, 2018 |
DBB / PowerShares DB Base Metals Fund / Invesco Ltd. - SEC SCHEDULE 13G Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 16 )* PowerShares DB Base Metals Fund (Name of Issuer) Exchange Traded Fund (Title of Class of Securities) 73936B705 (CUSIP Number) April 30, 2018 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuan |
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| May 8, 2018 |
DBB / PowerShares DB Base Metals Fund 10-Q (Quarterly Report) UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2018 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 001-33236 POWERSHAR |
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| April 27, 2018 |
Prospectus Supplement Filed Pursuant to Rule 424(b)(3) Registration Nos. 333-209437 333-209437-01 333-209437-02 333-209437-03 333-209437-04 333-209437-05 PROSPECTUS SUPPLEMENT NO. 1 (to Prospectus dated March 8, 2018) POWERSHARES DB MULTI-SECTOR COMMODITY TRUST POWERSHARES DB ENERGY FUND 26,000,000 Common Units of Beneficial Interest POWERSHARES DB OIL FUND 122,400,000 Common Units of Beneficial I |
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| March 8, 2018 |
Form 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 8, 2018 POWERSHARES DB MULTI-SECTOR COMMODITY TRUST (Registrant) POWERSHARES DB ENERGY FUND; POWERSHARES DB OIL FUND; POWERSHARES DB PRECIOUS METALS FUND; POWERSHARES DB |
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| March 8, 2018 |
424B3 Table of Contents Filed Pursuant to Rule 424(b)(3) Registration Nos. 333-209437 333-209437-01 333-209437-02 333-209437-03 333-209437-04 333-209437-05 POWERSHARES DB MULTI-SECTOR COMMODITY TRUST PowerShares DB Energy Fund 35,200,000 Common Units of Beneficial Interest PowerShares DB Oil Fund 180,200,000 Common Units of Beneficial Interest PowerShares DB Precious Metals Fund 24,600,000 Common |
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| February 28, 2018 |
DBB / PowerShares DB Base Metals Fund 10-K (Annual Report) UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-K ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2017 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 001-33236 POWERSHARES DB BASE METAL |
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| February 12, 2018 |
DBB / PowerShares DB Base Metals Fund / Invesco Ltd. - SEC SCHEDULE 13G Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 15 )* PowerShares DB Base Metals Fund (Name of Issuer) Exchange Traded Fund (Title of Class of Securities) 73936B705 (CUSIP Number) December 29, 2017 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule purs |
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| November 22, 2017 |
Table of Contents Filed Pursuant to Rule 424(b)(3) Registration Nos. 333-209437 333-209437-01 333-209437-02 333-209437-03 333-209437-04 333-209437-05 PROSPECTUS SUPPLEMENT NO. 1 (to Prospectus dated March 10, 2017) POWERSHARES DB MULTI-SECTOR COMMODITY TRUST POWERSHARES DB ENERGY FUND 35,200,000 Common Units of Beneficial Interest POWERSHARES DB OIL FUND 180,200,000 Common Units of Beneficial Inte |
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| November 9, 2017 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q 10-Q 1 dbb-10q20170930.htm 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2017 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commiss |
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| August 8, 2017 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2017 OR ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 001-33236 POWERSHARE |
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| May 8, 2017 |
DBB / PowerShares DB Base Metals Fund 10-Q - Quarterly Report - DBB-Q1-20170331 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2017 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 001-33236 POWERSHAR |
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| March 10, 2017 |
Table of Contents Filed Pursuant to Rule 424(b)(3) Registration No. 333-209437 333-209437-01 333-209437-02 333-209437-03 333-209437-04 333-209437-05 POWERSHARES DB MULTI-SECTOR COMMODITY TRUST PowerShares DB Energy Fund 35,200,000 Common Units of Beneficial Interest PowerShares DB Oil Fund 180,200,000 Common Units of Beneficial Interest PowerShares DB Precious Metals Fund 24,600,000 Common Units o |
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| March 1, 2017 |
DBB / PowerShares DB Base Metals Fund 10-K - Annual Report - DBB-10K-20161231 UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-K ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2016 or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 001-33236 POWERSHARES DB BASE METAL |
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| February 6, 2017 |
DBB / PowerShares DB Base Metals Fund / Invesco Ltd. - SEC SCHEDULE 13G Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 14 )* PowerShares DB Base Metals Fund (Name of Issuer) Exchange Traded Fund (Title of Class of Securities) 73936B705 (CUSIP Number) December 30, 2016 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule purs |
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| December 12, 2016 |
DBB / PowerShares DB Base Metals Fund / Invesco Ltd. - SEC SCHEDULE 13G Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 13 )* PowerShares DB Base Metals Fund (Name of Issuer) Exchange Traded Fund (Title of Class of Securities) 73936B705 (CUSIP Number) November 30, 2016 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule purs |
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| November 29, 2016 |
Table of Contents Filed Pursuant to Rule 424(b)(3) Registration No. 333-209437 333-209437-01 333-209437-02 333-209437-03 333-209437-04 333-209437-05 POWERSHARES DB MULTI-SECTOR COMMODITY TRUST PowerShares DB Energy Fund 37,800,000 Common Units of Beneficial Interest PowerShares DB Oil Fund 182,400,000 Common Units of Beneficial Interest PowerShares DB Precious Metals Fund 25,000,000 Common Units o |
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| November 8, 2016 |
DBB / PowerShares DB Base Metals Fund 10-Q - Quarterly Report - DBB-Q3-20160930 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2016 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 001-33236 POWER |
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| September 12, 2016 |
DBB / PowerShares DB Base Metals Fund / Invesco Ltd. - SEC SCHEDULE 13G Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 12 )* PowerShares DB Base Metals Fund (Name of Issuer) Exchange Traded Fund (Title of Class of Securities) 73936B705 (CUSIP Number) August 31, 2016 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursua |
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| August 10, 2016 |
DBB / PowerShares DB Base Metals Fund / QS Investors, LLC - NONE Passive Investment Schedule 13G UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 02)* PowerShares DB Base Metals Fund (Name of Issuer) Exchange Traded Fund (Title of Class of Securities) 73936B705 (CUSIP Number) July 31, 2016 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the r |
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| August 10, 2016 |
DBB / PowerShares DB Base Metals Fund / Invesco Ltd. - SEC SCHEDULE 13G Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 11 )* PowerShares DB Base Metals Fund (Name of Issuer) Exchange Traded Fund (Title of Class of Securities) 73936B705 (CUSIP Number) July 29, 2016 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant |
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| August 10, 2016 |
DBB / PowerShares DB Base Metals Fund / Invesco Ltd. - SEC SCHEDULE 13G Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 11 )* PowerShares DB Base Metals Fund (Name of Issuer) Exchange Traded Fund (Title of Class of Securities) 73936B705 (CUSIP Number) July 29, 2016 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant |
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| August 10, 2016 |
DBB / PowerShares DB Base Metals Fund / QS Investors, LLC - NONE Passive Investment Schedule 13G UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 02)* PowerShares DB Base Metals Fund (Name of Issuer) Exchange Traded Fund (Title of Class of Securities) 73936B705 (CUSIP Number) July 31, 2016 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the r |
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| August 9, 2016 |
DBB / PowerShares DB Base Metals Fund 10-Q - Quarterly Report - DBB-Q2-20160630 10-Q 1 dbb-10q20160630.htm DBB-Q2-20160630 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2016 OR o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to C |
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| July 11, 2016 |
DBB / PowerShares DB Base Metals Fund / Invesco Ltd. - SEC SCHEDULE 13G Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 10 )* PowerShares DB Base Metals Fund (Name of Issuer) Exchange Traded Fund (Title of Class of Securities) 73936B705 (CUSIP Number) June 30, 2016 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant |
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| June 21, 2016 |
Table of Contents Filed Pursuant to Rule 424(b)(3) Registration No. 333-209437 333-209437-01 333-209437-02 333-209437-03 333-209437-04 333-209437-05 POWERSHARES DB MULTI-SECTOR COMMODITY TRUST PowerShares DB Energy Fund 50,600,000 Common Units of Beneficial Interest PowerShares DB Oil Fund 184,600,000 Common Units of Beneficial Interest PowerShares DB Precious Metals Fund 28,800,000 Common Units o |
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| June 20, 2016 |
DISTRIBUTION SERVICES AGREEMENT Exhibit 10.1 DISTRIBUTION SERVICES AGREEMENT DISTRIBUTION SERVICES AGREEMENT dated and effective as of June 20, 2016 (this ?Agreement?) among PowerShares DB Multi-Sector Commodity Trust, a Delaware statutory trust organized in series (the ?Trust?), each series of the Trust as set forth on Schedule A attached hereto, and as it may be amended from time-to-time (individually, each a ?Fund? and collec |
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| June 20, 2016 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 20, 2016 POWERSHARES DB MULTI-SECTOR COMMODITY TRUST (Registrant) POWERSHARES DB ENERGY FUND; POWERSHARES DB OIL FUND; POWERSHARES DB PRECIOUS METALS FUND; POWERSHARES DB GOLD FUND |
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| June 20, 2016 |
Exhibit 4.1.1 AMENDMENT NO. 1 TO THE FIFTH AMENDED AND RESTATED DECLARATION OF TRUST AND TRUST AGREEMENT OF POWERSHARES DB MULTI-SECTOR COMMODITY TRUST This Amendment No. 1 (?Amendment No. 1?) to the Fifth Amended and Restated Declaration of Trust and Trust Agreement, dated as of February 23, 2015 (the ?Declaration of Trust?) of PowerShares DB DB Multi-Sector Commodity Trust (the ?Trust?) by and a |
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| June 10, 2016 |
PowerShares DB Base Metals Fund SEC SCHEDULE 13G (Passive Acquisition of More Than 5% of Shares) UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 9 )* PowerShares DB Base Metals Fund (Name of Issuer) Exchange Traded Fund (Title of Class of Securities) 73936B705 (CUSIP Number) May 31, 2016 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant t |
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| May 10, 2016 |
DBB / PowerShares DB Base Metals Fund / Invesco Ltd. - SEC SCHEDULE 13G Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 8 )* PowerShares DB Base Metals Fund (Name of Issuer) Exchange Traded Fund (Title of Class of Securities) 73936B705 (CUSIP Number) April 29, 2016 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant |
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| May 10, 2016 |
DBB / PowerShares DB Base Metals Fund 10-Q - Quarterly Report - 10-Q 10-Q 1 dbb-10q20160331.htm 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2016 OR o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission |
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| April 22, 2016 |
Termination of a Material Definitive Agreement UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 22, 2016 (April 20, 2016) POWERSHARES DB MULTI-SECTOR COMMODITY TRUST (Registrant) POWERSHARES DB ENERGY FUND; POWERSHARES DB OIL FUND; POWERSHARES DB PRECIOUS METALS FUND; POWERS |
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| March 25, 2016 |
Filed Pursuant to Rule 424(b)(3) Registration Nos. 333-209437 333-209437-01 333-209437-02 333-209437-03 333-209437-04 333-209437-05 POWERSHARES DB MULTI-SECTOR COMMODITY TRUST POWERSHARES DB ENERGY FUND POWERSHARES DB OIL FUND POWERSHARES DB PRECIOUS METALS FUND POWERSHARES DB GOLD FUND POWERSHARES DB BASE METALS FUND SUPPLEMENT DATED MARCH 24, 2016 TO PROSPECTUS DATED MARCH 4, 2016 This Supplemen |
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| March 4, 2016 |
424B3 1 d134759d424b3.htm 424B3 Table of Contents Filed Pursuant to Rule 424(b)(3) Registration No. 333-209437 Registration No. 333-209437-01 Registration No. 333-209437-02 Registration No. 333-209437-03 Registration No. 333-209437-04 Registration No. 333-209437-05 POWERSHARES DB MULTI-SECTOR COMMODITY TRUST PowerShares DB Energy Fund 53,200,000 Common Units of Beneficial Interest PowerShares DB O |
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| March 3, 2016 |
CORRESP POWERSHARES DB MULTI-SECTOR COMMODITY TRUST C/O INVESCO POWERSHARES CAPITAL MANAGEMENT LLC 3500 LACEY ROAD, SUITE 700 DOWNERS GROVE, ILLINOIS 60515 March 3, 2016 Rahul Patel Division of Corporation Finance United States Securities and Exchange Commission 100 F Street N. |
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| March 3, 2016 |
As filed with the Securities and Exchange Commission on March 2, 2016 Table of Contents As filed with the Securities and Exchange Commission on March 2, 2016 Registration No. |
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| February 29, 2016 |
DBB / PowerShares DB Base Metals Fund 10-K - Annual Report - FORM 10-K Form 10-K Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D. |
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| February 19, 2016 |
POWERSHARES DB MULTI-SECTOR COMMODITY TRUST C/O INVESCO POWERSHARES CAPITAL MANAGEMENT LLC 3500 LACEY ROAD, SUITE 700 DOWNERS GROVE, ILLINOIS 60515 February 19, 2016 Tom Kluck Division of Corporation Finance United States Securities and Exchange Commission 100 F Street N. |
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| February 9, 2016 |
As filed with the Securities and Exchange Commission on February 8, 2016 Table of Contents As filed with the Securities and Exchange Commission on February 8, 2016 Registration No. |
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| January 11, 2016 |
DBB / PowerShares DB Base Metals Fund / QS Investors, LLC - NONE Passive Investment Schedule 13G UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 01)* PowerShares DB Base Metals Fund (Name of Issuer) Exchange Traded Fund (Title of Class of Securities) 73936B705 (CUSIP Number) December 31, 2015 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate t |
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| January 11, 2016 |
DBB / PowerShares DB Base Metals Fund / Invesco Ltd. - SEC SCHEDULE 13G Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 7 )* PowerShares DB Base Metals Fund (Name of Issuer) Exchange Traded Fund (Title of Class of Securities) 73936B705 (CUSIP Number) December 31, 2015 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursu |
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| November 6, 2015 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q Form 10-Q Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| August 10, 2015 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2015 OR ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 00 |
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| July 10, 2015 |
SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G/A (Rule 13d-102) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO RULES 13D-1(b) AND AMENDMENTS FILED THERETO FILED PURSUANT TO RULE 13D-2(b) Under the Securities Exchange Act of 1934 (Amendment No. 6)* PowerShares DB Base Metals Fund (Name of Issuer) Common Stock (Title of Classes of Securities) 73936B705 (CUSIP Numb |
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| June 10, 2015 |
SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G/A (Rule 13d-102) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO RULES 13D-1(b) AND AMENDMENTS FILED THERETO FILED PURSUANT TO RULE 13D-2(b) Under the Securities Exchange Act of 1934 (Amendment No. 5)* PowerShares DB Base Metals Fund (Name of Issuer) Common Stock (Title of Classes of Securities) 73936B705 (CUSIP Numb |
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| May 11, 2015 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2015 OR ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 0 |
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| March 30, 2015 |
Table of Contents Filed Pursuant to Rule 424(b)(3) Registration No. 333-203008 POWERSHARES DB MULTI-SECTOR COMMODITY TRUST PowerShares DB Energy Fund 57,000,000 Common Units of Beneficial Interest PowerShares DB Oil Fund 75,627,993 Common Units of Beneficial Interest PowerShares DB Precious Metals Fund 31,200,000 Common Units of Beneficial Interest PowerShares DB Gold Fund 26,000,000 Common Units |
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| March 26, 2015 |
As filed with the Securities and Exchange Commission on March 26, 2015 Table of Contents As filed with the Securities and Exchange Commission on March 26, 2015 Registration No. |
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| March 9, 2015 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-K 10-K 1 d840289d10k.htm FORM 10-K Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-K x ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2014 or ¨ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commissi |
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| February 26, 2015 |
424B3 Table of Contents Filed Pursuant to Rule 424(b)(3) Registration Nos. 333-193221 333-193221-01 333-193221-02 333-193221-03 333-193221-04 333-193221-05 POWERSHARES DB MULTI-SECTOR COMMODITY TRUST PowerShares DB Energy Fund 58,400,000 Common Units of Beneficial Interest PowerShares DB Oil Fund 34,427,993 Common Units of Beneficial Interest PowerShares DB Precious Metals Fund 31,400,000 Common U |
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| February 26, 2015 |
Entry into a Material Definitive Agreement, Financial Statements and Exhibits Form 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 23, 2015 POWERSHARES DB MULTI-SECTOR COMMODITY TRUST (Registrant) POWERSHARES DB ENERGY FUND; POWERSHARES DB OIL FUND; POWERSHARES DB PRECIOUS METALS FUND; POWERSHARES |
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| February 26, 2015 |
DISTRIBUTION SERVICES AGREEMENT EX-10.2 Exhibit 10.2 DISTRIBUTION SERVICES AGREEMENT DISTRIBUTION SERVICES AGREEMENT dated as of February 23, 2015 (this “Agreement”) among PowerShares DB Multi-Sector Commodity Trust, a Delaware statutory trust organized in series (the “Trust”), each series of the Trust as set forth on Schedule A attached hereto, and as it may be amended from time-to-time (individually, each a “Fund” and collecti |
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| February 26, 2015 |
Form 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 25, 2015 POWERSHARES DB MULTI-SECTOR COMMODITY TRUST (Registrant) POWERSHARES DB ENERGY FUND; POWERSHARES DB OIL FUND; POWERSHARES DB PRECIOUS METALS FUND; POWERSHARES |
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| February 26, 2015 |
COMMODITY FUTURES CUSTOMER AGREEMENT EX-10.1 Exhibit 10.1 COMMODITY FUTURES CUSTOMER AGREEMENT This Commodity Futures Customer Agreement (“Agreement”) between Morgan Stanley & Co. LLC (“Morgan Stanley”) and the undersigned customer named below (“Customer”), acting by and through the advisor designated by Customer to control trading in the Account (as defined below) (the “Advisor”), which Advisor, if applicable, is acting hereunder so |
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| February 25, 2015 |
EX-4.1 Exhibit 4.1 FIFTH AMENDED AND RESTATED DECLARATION OF TRUST AND TRUST AGREEMENT OF POWERSHARES DB MULTI-SECTOR COMMODITY TRUST Dated as of February 23, 2015 By and Among INVESCO POWERSHARES CAPITAL MANAGEMENT LLC WILMINGTON TRUST COMPANY and THE UNITHOLDERS from time to time hereunder TABLE OF CONTENTS Page ARTICLE I DEFINITIONS; THE TRUST SECTION 1.1 Definitions 1 SECTION 1.2 Name 7 SECTIO |
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| February 25, 2015 |
Form 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 24, 2015 POWERSHARES DB MULTI-SECTOR COMMODITY TRUST (Registrant) POWERSHARES DB ENERGY FUND; POWERSHARES DB OIL FUND; POWERSHARES DB PRECIOUS METALS FUND; POWERSHARES |
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| February 25, 2015 |
DBB / PowerShares DB Base Metals Fund RW - - RW RW Invesco PowerShares Capital Management LLC 3500 Lacey Road, Suite 700 Downers Grove, IL 60515 Via Edgar February 25, 2015 Securities and Exchange Commission 100 F Street N. |
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| February 17, 2015 |
SC 13G/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 3)* PowerShares DB Base Metals Fund, a Series of PowerShares DB Multi-Sector Commodity Trust (Name of Issuer) Common Units of Beneficial Interest (Title of Class of Securities) 73936B705 (CUSIP Number) December 31, 2014 (Date of Event Which Requires |
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| February 17, 2015 |
DBB / PowerShares DB Base Metals Fund / QS Investors, LLC - NONE Passive Investment Schedule 13G UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. n/a )* PowerShares DB Base Metals Fund (Name of Issuer) Common Stock (Title of Class of Securities) 73936B705 (CUSIP Number) December 31, 2014 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rul |
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| February 5, 2015 |
SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G/A (Rule 13d-102) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO RULES 13D-1(b) AND AMENDMENTS FILED THERETO FILED PURSUANT TO RULE 13D-2(b) Under the Securities Exchange Act of 1934 (Amendment No. 4)* PowerShares DB Base Metals Fund (Name of Issuer) Common Stock (Title of Classes of Securities) 73936B705 (CUSIP Numb |
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| January 29, 2015 |
DBB / PowerShares DB Base Metals Fund POS AM - - POS AM TO FORM S-3 POS AM to Form S-3 Table of Contents As filed with the Securities and Exchange Commission on January 29, 2015 Registration No. |
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| January 29, 2015 |
DISTRIBUTION SERVICES AGREEMENT EX-10.2 Exhibit 10.2 DISTRIBUTION SERVICES AGREEMENT DISTRIBUTION SERVICES AGREEMENT dated as of January , 2015 (this “Agreement”) among PowerShares DB Multi-Sector Commodity Trust, a Delaware statutory trust organized in series (the “Trust”), each series of the Trust as set forth on Schedule A attached hereto, and as it may be amended from time-to-time (individually, each a “Fund” and collectivel |
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| January 29, 2015 |
COMMODITY FUTURES CUSTOMER AGREEMENT EX-10.1 Exhibit 10.1 COMMODITY FUTURES CUSTOMER AGREEMENT This Commodity Futures Customer Agreement (“Agreement”) between Morgan Stanley & Co. LLC (“Morgan Stanley”) and the undersigned customer named below (“Customer”), acting by and through the advisor designated by Customer to control trading in the Account (as defined below) (the “Advisor”), which Advisor, if applicable, is acting hereunder so |
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| January 23, 2015 |
DBC / PowerShares DB Commodity Index Tracking Fund CORRESP - - Correspondence SIDLEY AUSTIN LLP 787 SEVENTH AVENUE NEW YORK, NY 10019 (212) 839 5300 (212) 839 5599 FAX BEIJING BOSTON BRUSSELS CHICAGO DALLAS GENEVA HONG KONG HOUSTON LONDON LOS ANGELES NEW YORK PALO ALTO SAN FRANCISCO SHANGHAI SINGAPORE SYDNEY TOKYO WASHINGTON, D. |
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| January 23, 2015 |
DBB / PowerShares DB Base Metals Fund DEF 14A - - DEFINITIVE PROXY STATEMENT Definitive Proxy Statement Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| January 9, 2015 |
DBC / PowerShares DB Commodity Index Tracking Fund CORRESP - - Correspondence SIDLEY AUSTIN LLP 787 SEVENTH AVENUE NEW YORK, NY 10019 (212) 839 5300 (212) 839 5599 FAX BEIJING BOSTON BRUSSELS CHICAGO DALLAS GENEVA HONG KONG HOUSTON LONDON LOS ANGELES NEW YORK PALO ALTO SAN FRANCISCO SHANGHAI SINGAPORE SYDNEY TOKYO WASHINGTON, D. |
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| January 9, 2015 |
DBC / PowerShares DB Commodity Index Tracking Fund CORRESP - - begin 644 filename2.pdf M)5!$1BTQ+C8-)>+CS],-"C$@,"!O8FH*/#PO365T861A=&$@,B`P(%(O4&%G M97,@,R`P(%(O5'EP92]#871A;&]G/CX*96YD;V)J"C(@,"!O8FH*/#PO3&5N M9W1H(#,T-3(O4W5B='EP92]834PO5'EP92]-971A9&%T83X^G)E4WI.5&-Z M:V,Y9"(/@H\>#IX;7!M971A('AM;&YS.G@](F%D;V)E.FYS.FUE=&$O(B!X M.GAM<'1K/2)!9&]B92!835`@0V]R92`U+C(M8S`P,2`V,RXQ-#,V-3$L(#(P M,3(O,#0O,#4M,#DZ,#$Z-#D@("`@("`@("(^"B`@(#QR9&8Z4D1&('AM;&YS M.G)D9 |
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| December 16, 2014 |
DBC / PowerShares DB Commodity Index Tracking Fund CORRESP - - Correspondence MEMORANDUM TO: Sonia Barros FROM: James Munsell RE: Proxies for PowerShares DB Trusts DATE: December 16, 2014 The PowerShares DB ETF platform is comprised of the following four Delaware statutory trusts (individually, a “Trust,” collectively, the “Trusts”): • PowerShares DB Commodity Index Tracking Fund; • PowerShares DB G10 Currency Harvest Fund; • PowerShares DB Multi-Sector Commodity Trust; and • PowerShares DB US Dollar Index Trust. |
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| December 8, 2014 |
DBB / PowerShares DB Base Metals Fund POS AM - - POS AM TO FORM S-3 POS AM to Form S-3 As filed with the Securities and Exchange Commission on December 8, 2014 Registration No. |
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| December 8, 2014 |
EX-4.1 Exhibit 4.1 FIFTH AMENDED AND RESTATED DECLARATION OF TRUST AND TRUST AGREEMENT OF POWERSHARES DB MULTI-SECTOR COMMODITY TRUST Dated as of [—], 20[—] By and Among INVESCO POWERSHARES CAPITAL MANAGEMENT LLC WILMINGTON TRUST COMPANY and THE UNITHOLDERS from time to time hereunder TABLE OF CONTENTS Page ARTICLE I DEFINITIONS; THE TRUST SECTION 1.1 Definitions 1 SECTION 1.2 Name 7 SECTION 1.3 D |
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| December 2, 2014 |
EX-99.1 Exhibit 99.1 DB COMMODITY SERVICES LLC (An Indirect Wholly Owned Subsidiary of Deutsche Bank AG) Financial Statements September 30, 2014 (Unaudited) DB COMMODITY SERVICES LLC (An Indirect Wholly Owned Subsidiary of Deutsche Bank AG) Unaudited Statements of Financial Condition September 30, 2014 and December 31, 2013 2014 2013 Assets Due from DB Exchange Traded Funds $ 5,809,414 $ 6,591,593 |
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| December 2, 2014 |
Financial Statements and Exhibits, Other Events Form 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) December 2, 2014 (September 30, 2014) POWERSHARES DB MULTI-SECTOR COMMODITY TRUST (Registrant) POWERSHARES DB ENERGY FUND; POWERSHARES DB OIL FUND; POWERSHARES DB PRECIOUS METAL |
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| November 26, 2014 |
DBB / PowerShares DB Base Metals Fund PRE 14A - - PRELIMINARY PROXY STATEMENT Preliminary Proxy Statement Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| November 5, 2014 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q Form 10-Q Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| October 30, 2014 |
EX-99.1 Exhibit 99.1 FOR IMMEDIATE RELEASE Invesco PowerShares and Deutsche Asset & Wealth Management enter into agreement to transfer PowerShares DB fund suite to Invesco PowerShares New York, NY, October 30, 2014 - Invesco PowerShares Capital Management LLC (“Invesco PowerShares”) and Deutsche Asset & Wealth Management (“Deutsche AWM”) – both leading, global providers of exchange-traded funds (“ |
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| October 30, 2014 |
Changes in Control of Registrant, Financial Statements and Exhibits FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 24, 2014 POWERSHARES DB MULTI-SECTOR COMMODITY TRUST (Registrant) POWERSHARES DB ENERGY FUND; POWERSHARES DB OIL FUND; POWERSHARES DB PRECIOUS METALS FUND; POWERSHARES |
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| August 15, 2014 |
Financial Statements and Exhibits, Other Events Form 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report: August 15, 2014 POWERSHARES DB MULTI-SECTOR COMMODITY TRUST (Registrant) POWERSHARES DB ENERGY FUND; POWERSHARES DB OIL FUND; POWERSHARES DB PRECIOUS METALS FUND; POWERSHARES DB GOLD FUND; POWERSHARES DB SILVER |
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| August 15, 2014 |
EX-99.1 Exhibit 99.1 DB COMMODITY SERVICES LLC (An Indirect Wholly Owned Subsidiary of Deutsche Bank AG) Financial Statements June 30, 2014 (Unaudited) DB COMMODITY SERVICES LLC (An Indirect Wholly Owned Subsidiary of Deutsche Bank AG) Unaudited Statements of Financial Condition June 30, 2014 and December 31, 2013 2014 2013 Assets Due from DB Exchange Traded Funds $ 6,259,951 $ 6,591,593 Investmen |
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| August 8, 2014 |
SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G/A (Rule 13d-102) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO RULES 13D-1(b) AND AMENDMENTS FILED THERETO FILED PURSUANT TO RULE 13D-2(b) Under the Securities Exchange Act of 1934 (Amendment No. 3)* PowerShares DB Base Metals Fund (Name of Issuer) Common Stock (Title of Classes of Securities) 73936B705 (CUSIP Numb |
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| August 6, 2014 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2014 OR ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 00 |
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| July 30, 2014 |
Prospectus Supplement Filed Pursuant to Rule 424(b)(3) Registration Nos. 333-193221 333-193221-01 333-193221-02 333-193221-03 333-193221-04 333-193221-05 POWERSHARES DB MULTI-SECTOR COMMODITY TRUST POWERSHARES DB ENERGY FUND POWERSHARES DB OIL FUND POWERSHARES DB PRECIOUS METALS FUND POWERSHARES DB GOLD FUND POWERSHARES DB BASE METALS FUND SUPPLEMENT DATED JULY 17, 2014 TO PROSPECTUS DATED MARCH 1 |
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| June 11, 2014 |
EX-99.1 Exhibit 99.1 DB COMMODITY SERVICES LLC (An Indirect Wholly Owned Subsidiary of Deutsche Bank AG) Financial Statements March 31, 2014 (Unaudited) DB COMMODITY SERVICES LLC (An Indirect Wholly Owned Subsidiary of Deutsche Bank AG) Unaudited Statements of Financial Condition March 31, 2014 and December 31, 2013 2014 2013 Assets Due from DB Exchange Traded Funds $ 6,628,764 $ 6,591,593 Investm |
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| June 11, 2014 |
Financial Statements and Exhibits, Other Events - FORM 8-K Form 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report: June 11, 2014 POWERSHARES DB MULTI-SECTOR COMMODITY TRUST (Registrant) POWERSHARES DB ENERGY FUND; POWERSHARES DB OIL FUND; POWERSHARES DB PRECIOUS METALS FUND; POWERSHARES DB GOLD FUND; POWERSHARES DB SILVER F |
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| May 9, 2014 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2014 OR ¨ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 0 |
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| March 14, 2014 |
424B3 Table of Contents Filed Pursuant to Rule 424(b)(3) Registration Nos. 333-193221 333-193221-01 333-193221-02 333-193221-03 333-193221-04 333-193221-05 POWERSHARES DB MULTI-SECTOR COMMODITY TRUST PowerShares DB Energy Fund 64,600,000 Common Units of Beneficial Interest PowerShares DB Oil Fund 42,627,993 Common Units of Beneficial Interest PowerShares DB Precious Metals Fund 32,800,000 Common U |
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| March 13, 2014 |
Financial Statements and Exhibits, Other Events - FORM 8-K Form 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report: March 13, 2014 POWERSHARES DB MULTI-SECTOR COMMODITY TRUST (Registrant) POWERSHARES DB ENERGY FUND; POWERSHARES DB OIL FUND; POWERSHARES DB PRECIOUS METALS FUND; POWERSHARES DB GOLD FUND; POWERSHARES DB SILVER |
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| March 13, 2014 |
Amendment No. 1 to Form S-3 Table of Contents As filed with the Securities and Exchange Commission on March 13, 2014 Registration No. 333-193221 333-193221-01 333-193221-02 333-193221-03 333-193221-04 333-193221-05 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 PRE-EFFECTIVE AMENDMENT NO. 1 TO FORM S-3 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 POWERSHARES DB |
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| March 13, 2014 |
EX-99.1 Exhibit 99.1 DB COMMODITY SERVICES LLC (An Indirect Wholly Owned Subsidiary of Deutsche Bank AG) Financial Statements As of and for the Two Years Ended December 31, 2013 and 2012 Report of Independent Registered Public Accounting Firm The Unit Holder DB Commodity Services LLC: We have audited the accompanying statement of financial condition of DB Commodity Services LLC (the “Company”) as |
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| March 3, 2014 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-K Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-K x ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2013 or ¨ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 001-33236 POWERSH |
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| February 13, 2014 |
POWERSHARES DB BASE METALS FUND UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| February 7, 2014 |
SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G/A (Rule 13d-102) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO RULES 13D-1(b) AND AMENDMENTS FILED THERETO FILED PURSUANT TO RULE 13D-2(b) Under the Securities Exchange Act of 1934 (Amendment No. 2)* PowerShares DB Base Metals Fund (Name of Issuer) Common Stock (Title of Classes of Securities) 73936B705 (CUSIP Numb |
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| January 28, 2014 |
FWP Free Writing Prospectus Filed Pursuant to Rule 433 Registration No. 333-184947 333-184947-01 333-184947-02 333-184947-03 333-184947-04 333-184947-05 333-184947-06 January 28, 2014 DB Commodity Services LLC, the managing owner (the “Managing Owner”) of PowerShares DB Multi-Sector Commodity Trust (the “Trust”), PowerShares DB Energy Fund, PowerShares DB Oil Fund, PowerShares DB Precious Metals F |
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| January 15, 2014 |
Form 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report: January 15, 2014 POWERSHARES DB MULTI-SECTOR COMMODITY TRUST (Registrant) POWERSHARES DB ENERGY FUND; POWERSHARES DB OIL FUND; POWERSHARES DB PRECIOUS METALS FUND; POWERSHARES DB GOLD FUND; POWERSHARES DB SILVE |
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| January 7, 2014 |
Form S-3 Table of Contents As filed with the Securities and Exchange Commission on January 7, 2014 Registration No. |
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| December 4, 2013 |
Financial Statements and Exhibits, Other Events - FORM 8-K Form 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report: December 4, 2013 POWERSHARES DB MULTI-SECTOR COMMODITY TRUST (Registrant) POWERSHARES DB ENERGY FUND; POWERSHARES DB OIL FUND; POWERSHARES DB PRECIOUS METALS FUND; POWERSHARES DB GOLD FUND; POWERSHARES DB SILVE |
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| December 4, 2013 |
EX-99.1 Exhibit 99.1 DB COMMODITY SERVICES LLC (An Indirect Wholly Owned Subsidiary of Deutsche Bank AG) Financial Statements September 30, 2013 (Unaudited) DB COMMODITY SERVICES LLC (An Indirect Wholly Owned Subsidiary of Deutsche Bank AG) Unaudited Statements of Financial Condition September 30, 2013 and December 31, 2012 2013 2012 Assets Due from DB Exchange Traded Funds $ 7,236,453 $ 8,078,924 |
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| November 12, 2013 |
SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G/A (Rule 13d-102) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO RULES 13D-1(b) AND AMENDMENTS FILED THERETO FILED PURSUANT TO RULE 13D-2(b) Under the Securities Exchange Act of 1934 (Amendment No. 1)* PowerShares DB Base Metals Fund (Name of Issuer) Common Stock (Title of Classes of Securities) 73936B705 (CUSIP Numb |
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| November 5, 2013 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2013 OR ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Numbe |
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| October 4, 2013 |
EX-99.1 Exhibit 99.1 DB COMMODITY SERVICES LLC (An Indirect Wholly Owned Subsidiary of Deutsche Bank AG) Financial Statements June 30, 2013 (Unaudited) DB COMMODITY SERVICES LLC (An Indirect Wholly Owned Subsidiary of Deutsche Bank AG) Unaudited Statements of Financial Condition June 30, 2013 and December 31, 2012 2013 2012 Assets Due from DB Exchange Traded Funds $ 7,088,399 $ 8,078,924 Investmen |
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| October 4, 2013 |
Financial Statements and Exhibits, Other Events 8-K 1 d607686d8k.htm 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report: October 4, 2013 POWERSHARES DB MULTI-SECTOR COMMODITY TRUST (Registrant) POWERSHARES DB ENERGY FUND; POWERSHARES DB OIL FUND; POWERSHARES DB PRECIOUS METALS FUND; POWERSHARES DB GOLD FUND; POWER |
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| August 8, 2013 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2013 OR ¨ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 00 |
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| June 21, 2013 |
424B3 Filed Pursuant to Rule 424(b)(3) Registration Nos. 333-184947 333-184947-01 333-184947-02 333-184947-03 333-184947-04 333-184947-05 333-184947-06 POWERSHARES DB MULTI-SECTOR COMMODITY TRUST POWERSHARES DB ENERGY FUND POWERSHARES DB OIL FUND POWERSHARES DB PRECIOUS METALS FUND POWERSHARES DB GOLD FUND POWERSHARES DB SILVER FUND POWERSHARES DB BASE METALS FUND SUPPLEMENT DATED JUNE 18, 2013 TO |
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| May 30, 2013 |
EX-16.1 Exhibit 16.1 May 30, 2013 Securities and Exchange Commission Washington, D.C. 20549 Ladies and Gentlemen: We were previously principal accountants for PowerShares DB Agriculture Fund, PowerShares DB Energy Fund, PowerShares DB Oil Fund, PowerShares DB Precious Metals Fund, PowerShares DB Gold Fund, PowerShares DB Silver Fund, and PowerShares DB Base Metals Fund, “the Registrants”, (each a |
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| May 30, 2013 |
Financial Statements and Exhibits, Changes in Registrant's Certifying Accountant - FORM 8-K Form 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report: May 28, 2013 POWERSHARES DB MULTI-SECTOR COMMODITY TRUST (Registrant) POWERSHARES DB ENERGY FUND; POWERSHARES DB OIL FUND; POWERSHARES DB PRECIOUS METALS FUND; POWERSHARES DB GOLD FUND; POWERSHARES DB SILVER FU |
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| May 24, 2013 |
EX-99.1 Exhibit 99.1 DB COMMODITY SERVICES LLC (An Indirect Wholly Owned Subsidiary of Deutsche Bank AG) Financial Statements March 31, 2013 (Unaudited) DB COMMODITY SERVICES LLC (An Indirect Wholly Owned Subsidiary of Deutsche Bank AG) Statements of Financial Condition March 31, 2013 (unaudited) and December 31, 2012 2013 2012 Assets Due from DB Exchange Traded Funds $ 7,945,239 $ 8,078,924 Inves |
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| May 24, 2013 |
Financial Statements and Exhibits, Other Events - FORM 8-K Form 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report: May 24, 2013 POWERSHARES DB MULTI-SECTOR COMMODITY TRUST (Registrant) POWERSHARES DB ENERGY FUND; POWERSHARES DB OIL FUND; POWERSHARES DB PRECIOUS METALS FUND; POWERSHARES DB GOLD FUND; POWERSHARES DB SILVER FU |
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| May 3, 2013 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2013 OR ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 0 |
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| April 10, 2013 |
JOINT FILING AGREEMENT In accordance with Rule 13d-1(k) (l) under the Securities Exchange Act of 1934, as amended, the undersigned hereby agree to the joint filing of the attached Schedule 13G, and any and all amendments thereto, and expressly authorize Invesco Ltd. |
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| April 10, 2013 |
DBB / Invesco DB Base Metals Fund / Invesco Ltd. - POWERSHARES DB BASE METALS ETF Passive Investment SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G (Rule 13d-102) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO RULES 13D-1(b) AND AMENDMENTS FILED THERETO FILED PURSUANT TO RULE 13D-2(b) Under the Securities Exchange Act of 1934 (Amendment No. )* PowerShares DB Base Metals Fund (Name of Issuer) Common Stock (Title of Classes of Securities) 73936B705 (CUSIP Number) |
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| March 29, 2013 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-K/A (Amendment No. 1) x ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2012 or ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 001-33236 POWER |
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| March 21, 2013 |
EX-99.1 Exhibit 99.1 DB COMMODITY SERVICES LLC (An Indirect Wholly Owned Subsidiary of Deutsche Bank AG) Financial Statements December 31, 2012 and December 31, 2011 (With Report of Independent Registered Public Accounting Firm Thereon) Report of Independent Registered Public Accounting Firm The Unit Holder DB Commodity Services LLC: We have audited the accompanying statements of financial conditi |
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| March 21, 2013 |
Financial Statements and Exhibits, Other Events 8-K 1 d506935d8k.htm FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report: March 20, 2013 POWERSHARES DB MULTI-SECTOR COMMODITY TRUST (Registrant) POWERSHARES DB ENERGY FUND; POWERSHARES DB OIL FUND; POWERSHARES DB PRECIOUS METALS FUND; POWERSHARES DB GOLD FUND; P |
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| March 1, 2013 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-K 10-K 1 d446629d10k.htm FORM 10-K Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-K x ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2012 or ¨ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commissi |
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| March 1, 2013 |
Exhibit 4.1 FOURTH AMENDED AND RESTATED DECLARATION OF TRUST AND TRUST AGREEMENT OF POWERSHARES DB MULTI-SECTOR COMMODITY TRUST Dated as of November 12, 2012 By and Among DB COMMODITY SERVICES LLC WILMINGTON TRUST COMPANY and THE UNITHOLDERS from time to time hereunder TABLE OF CONTENTS Page ARTICLE I DEFINITIONS; THE TRUST SECTION 1.1. Definitions 1 SECTION 1.2. Name 9 SECTION 1.3. Delaware Trust |
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| February 14, 2013 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 1)* PowerShares DB Base Metals Fund, a Series of PowerShares DB Multi-Sector Commodity Trust (Name of Issuer) Common Units of Beneficial Interest (Title of Class of Securities) 73936B705 (CUSIP Number) December 31, 2012 (Date of Event Which Requires Filing o |
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| January 3, 2013 |
Prospectus Table of Contents Filed Pursuant to Rule 424(b)(3) Registration Nos. 333-184947 POWERSHARES DB MULTI-SECTOR COMMODITY TRUST PowerShares DB Energy Fund 72,600,000 Common Units of Beneficial Interest PowerShares DB Oil Fund 44,427,993 Common Units of Beneficial Interest PowerShares DB Precious Metals Fund 35,200,000 Common Units of Beneficial Interest PowerShares DB Gold Fund 32,600,000 C |
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| January 2, 2013 |
FORM OF FOURTH AMENDED & RESTATED DECLARATION OF TRUST & TRUST AGREEMENT Exhibit 4. |
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| January 2, 2013 |
- PRE-EFFECTIVE AMENDMENT NO.1 TO FORM S-3 Pre-Effective Amendment No.1 to Form S-3 Table of Contents As filed with the Securities and Exchange Commission on January 2, 2013 Registration No. 333-184947 333-184947-01 333-184947-02 333-184947-03 333-184947-04 333-184947-05 333-184947-06 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 PRE-EFFECTIVE AMENDMENT NO. 1 TO FORM S-3 REGISTRATION STATEMENT UNDER THE SECURITIES |
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| December 7, 2012 |
FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report: December 7, 2012 POWERSHARES DB MULTI-SECTOR COMMODITY TRUST (Registrant) POWERSHARES DB ENERGY FUND; POWERSHARES DB OIL FUND; POWERSHARES DB PRECIOUS METALS FUND; POWERSHARES DB GOLD FUND; POWERSHARES DB SILVE |
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| November 16, 2012 |
Financial Statements and Exhibits, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report: November 16, 2012 POWERSHARES DB MULTI-SECTOR COMMODITY TRUST (Registrant) POWERSHARES DB ENERGY FUND; POWERSHARES DB OIL FUND; POWERSHARES DB PRECIOUS METALS FUND; POWERSHARES DB GOLD FUND; POWERSHARES DB SILVER FUND; |
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| November 16, 2012 |
Unaudited Financial Statements of DB Commodity Services Exhibit 99.1 DB COMMODITY SERVICES LLC (An Indirect Wholly Owned Subsidiary of Deutsche Bank AG) Statements of Financial Condition September 30, 2012 (Unaudited) and December 31, 2011 2012 2011 Assets Due from DB Exchange Traded Funds $ 16,258,002 $ 8,120,038 Investment in DB Exchange Traded Funds 15,578 14,433 Prepaid Expense 560,998 — Due f |
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| November 14, 2012 |
Form of Third Amended and Restated Declaration of Trust and Trust Agreement Exhibit 4. |
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| November 14, 2012 |
Form S-3 Table of Contents As filed with the Securities and Exchange Commission on November 14, 2012 Registration No. |
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| November 2, 2012 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2012 OR ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Numbe |
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| September 17, 2012 |
Supplement Filed Pursuant to Rule 424(b)(3) Registration Nos. 333-163453 333-163453-09 333-163453-10 333-163453-11 333-163453-12 333-163453-13 333-163453-14 333-163453-15 POWERSHARES DB MULTI-SECTOR COMMODITY TRUST POWERSHARES DB ENERGY FUND POWERSHARES DB OIL FUND POWERSHARES DB PRECIOUS METALS FUND POWERSHARES DB GOLD FUND POWERSHARES DB SILVER FUND POWERSHARES DB BASE METALS FUND POWERSHARES DB |
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| September 17, 2012 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report: September 17, 2012 POWERSHARES DB MULTI-SECTOR COMMODITY TRUST (Registrant) POWERSHARES DB ENERGY FUND; POWERSHARES DB OIL FUND; POWERSHARES DB PRECIOUS METALS FUND; POWERSHARES DB GOLD FUND; POWERSHARES DB SILVER FUND; |
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| August 17, 2012 |
Financial Statements and Exhibits, Other Events - FORM 8-K FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report: August 17, 2012 POWERSHARES DB MULTI-SECTOR COMMODITY TRUST (Registrant) POWERSHARES DB ENERGY FUND; POWERSHARES DB OIL FUND; POWERSHARES DB PRECIOUS METALS FUND; POWERSHARES DB GOLD FUND; POWERSHARES DB SILVER |
