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SEC Filings
All companies that sell securities in the United States must register with the Securities and Exchange Commission (SEC) and file reports on a regular basis.
These reports include company annual reports (10K, 10Q), news updates (8K), investor presentations (found in 8Ks), insider trades (form 4), ownership reports (13D, and 13G), and reports related to the specific securities sold, such as registration statements and prospectus. This page shows recent SEC filings related to Daybreak Oil and Gas, Inc.
SEC Filings (Chronological Order)
Halaman ini menyediakan daftar lengkap dan kronologis dari Pengajuan SEC, tidak termasuk pengajuan kepemilikan yang kami sediakan di tempat lain.
| April 29, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K Current Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): April 28, 2025 (April 22, 2025) DAYBREAK OIL AND GAS, INC. (Exact Name of Registrant as Specified in its Charter) Washington 000-50107 91-0626366 (State or other jurisdiction of incor |
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| February 4, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K Current Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): February 4, 2025 (January 30, 2025) DAYBREAK OIL AND GAS, INC. (Exact Name of Registrant as Specified in its Charter) Washington 000-50107 91-0626366 (State or other jurisdiction of i |
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| November 4, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K Current Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): November 1, 2024 (October 31, 2024) DAYBREAK OIL AND GAS, INC. (Exact Name of Registrant as Specified in its Charter) Washington 000-50107 91-0626366 (State or other jurisdiction of i |
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| October 18, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 12b-25 SEC FILE NUMBER 333-198772 NOTIFICATION OF LATE FILING CUSIP NUMBER (Check one): o Form 10-K o Form 20-F o Form 11-K x Form 10-Q o Form 10-D o Form N-SAR o Form N-CSR For period ended: August 31, 2024 o Transition Report on Form 10-K o Transition Report on Form 20-F o Transition Report on Form 11-K o Transition Rep |
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| July 17, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 12b-25 SEC FILE NUMBER 333-198772 NOTIFICATION OF LATE FILING CUSIP NUMBER (Check one): o Form 10-K o Form 20-F o Form 11-K x Form 10-Q o Form 10-D o Form N-SAR o Form N-CSR For period ended: May 31, 2024 o Transition Report on Form 10-K o Transition Report on Form 20-F o Transition Report on Form 11-K o Transition Report |
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| May 30, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 12b-25 SEC FILE NUMBER 333-198772 NOTIFICATION OF LATE FILING CUSIP NUMBER (Check one): x Form 10-K o Form 20-F o Form 11-K o Form 10-Q o Form 10-D o Form N-SAR o Form N-CSR For period ended: February 29, 2024 o Transition Report on Form 10-K o Transition Report on Form 20-F o Transition Report on Form 11-K o Transition R |
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| January 24, 2024 |
Exhibit 4.01 |
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| January 24, 2024 |
Exhibit 99.1 |
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| January 24, 2024 |
Exhibit 99.2 |
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| January 24, 2024 |
Subsidiaries of the Registrant EXHIBIT 21.1 SUBSIDIARIES OF DAYBREAK OIL AND GAS, INC. Name of Subsidiary and Name Under Which It Does Business Jurisdiction of Incorporation Reabold California, LLC California |
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| January 24, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K (Mark One) x ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended February 28, 2023 ¨ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number 000-50107 DAYBREAK OIL AND G |
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| January 16, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 12b-25 SEC FILE NUMBER 333-198772 NOTIFICATION OF LATE FILING CUSIP NUMBER (Check one): o Form 10-K o Form 20-F o Form 11-K x Form 10-Q o Form 10-D o Form N-SAR o Form N-CSR For period ended: November 30, 2023 o Transition Report on Form 10-K o Transition Report on Form 20-F o Transition Report on Form 11-K o Transition R |
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| December 22, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K Current Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): December 22, 2023 (December 18, 2023) DAYBREAK OIL AND GAS, INC. (Exact Name of Registrant as Specified in its Charter) Washington 000-50107 91-0626366 (State or other jurisdiction of |
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| October 16, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 12b-25 SEC FILE NUMBER 333-198772 NOTIFICATION OF LATE FILING CUSIP NUMBER (Check one): o Form 10-K o Form 20-F o Form 11-K x Form 10-Q o Form 10-D o Form N-SAR o Form N-CSR For period ended: August 31, 2023 o Transition Report on Form 10-K o Transition Report on Form 20-F o Transition Report on Form 11-K o Transition Rep |
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| October 2, 2023 |
DAYBREAK OIL AND GAS, INC. 1414 S. FRIENDSWOOD DRIVE, SUITE 212 FRIENDSWOOD, TX 77546 OFFICE: (281) 996-4176 October 2, 2023 Via Edgar United States Securities and Exchange Commission Division of Corporation Finance Office of Energy & Transportation 100 F Street, N.E. Washington, D.C. 20549-7010 Attention: Robert Babula Staff Accountant Re: Daybreak Oil and Gas, Inc. Form 10-K for the Fiscal Year |
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| August 17, 2023 |
DAYBREAK OIL AND GAS, INC. 1414 S. FRIENDSWOOD DRIVE, SUITE 212 FRIENDSWOOD, TX 77546 OFFICE: (281) 996-4176 August 17, 2023 Via Edgar United States Securities and Exchange Commission Division of Corporation Finance Office of Energy & Transportation 100 F Street, N.E. Washington, D.C. 20549-7010 Attention: Robert Babula Staff Accountant Re: Daybreak Oil and Gas, Inc. Form 10-K for the Fiscal Year |
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| August 1, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K Current Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): July 31, 2023 (July 27, 2023) DAYBREAK OIL AND GAS, INC. (Exact Name of Registrant as Specified in its Charter) Washington 000-50107 91-0626366 (State or other jurisdiction of incorpo |
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| August 1, 2023 |
Form of Promissory Note Agreement, issued by the Company dated as of July 27, 2023. Exhibit 10.1 PROMISSORY NOTE July 27, 2023 FOR VALUE RECEIVED, the undersigned, Daybreak Oil and Gas, Inc. (the “Debtor”), a corporation incorporated under the laws of the State of Washington with its registered office at 1414 S. Friendswood Dr, Suite 212, Friendswood, TX 77546, PROMISES TO PAY to or to the order of James F. Westmoreland (the “Holder”), at his office in Friendswood, Texas, or at s |
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| July 21, 2023 |
DAYBREAK OIL AND GAS, INC. 1414 S. FRIENDSWOOD DRIVE, SUITE 212 FRIENDSWOOD, TX 77546 OFFICE: (281) 996-4176 July 21, 2023 Via Edgar United States Securities and Exchange Commission Division of Corporation Finance Office of Energy & Transportation 100 F Street, N.E. Washington, D.C. 20549-7010 Attention: Robert Babula Staff Accountant Re: Daybreak Oil and Gas, Inc. Form 10-K for the Fiscal Year en |
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| July 17, 2023 |
Daybreak Oil and Gas, Inc. UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 12b-25 SEC FILE NUMBER 333-198772 NOTIFICATION OF LATE FILING CUSIP NUMBER (Check one): o Form 10-K o Form 20-F o Form 11-K x Form 10-Q o Form 10-D o Form N-SAR o Form N-CSR For period ended: May 31, 2023 o Transition Report on Form 10-K o Transition Report on Form 20-F o Transition Report on Fo |
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| July 11, 2023 |
Exhibit 99.1 Exhibit 99.1 REABOLD CALIFORNIA, LLC. AUDITED FINANCIAL STATEMENTS as of and for the years ended DECEMBER 31, 2021 AND 2020 REABOLD CALIFORNIA, LLC. TABLE OF CONTENTS Page No. Report of Independent Auditors 2 Balance Sheets at December 31, 2021 and December 31, 2020 3 Statements of Operations and Comprehensive Loss for the years ended December 31, 2021 and December 31, 2020 4 Statemen |
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| July 11, 2023 |
Exhibit 99.3 Exhibit 99.3 DAYBREAK OIL AND GAS, INC. AND REABOLD CALIFORNIA, LLC. UNAUDITED PRO FORMA COMBINED FINANCIAL INFORMATION as of FEBRUARY 28, 2022 TABLE OF CONTENTS Page No. UNAUDITED PRO FORMA CONDENSED CONSOLIDATED BALANCE SHEET as of FEBRUARY 28, 2022 2 UNAUDITED PRO FORMA CONDENSED CONSOLIDATED STATEMENTS OF OPERATIONS FOR THE TWO MONTHS ENDED FEBRUARY 28, 2022 4 UNAUDITED PRO FORMA |
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| July 11, 2023 |
UNAUDITED FINANCIAL STATEMENTS as of and for the two months ended FEBRUARY 28, 2022 AND 2021 Exhibit 99.2 Exhibit 99.2 UNAUDITED FINANCIAL STATEMENTS as of and for the two months ended FEBRUARY 28, 2022 AND 2021 REABOLD CALIFORNIA, LLC. TABLE OF CONTENTS Page No. Balance Sheets at as of February 28, 2022 and December 31, 2021 2 Statements of Operations (Unaudited) for the two months ended February 28, 2022 and 2021 3 Statements of Changes in Members’ Equity for (Unaudited) for the two mon |
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| July 11, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K/A Current Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): July 11, 2023 (May 26, 2022) DAYBREAK OIL AND GAS, INC. (Exact Name of Registrant as Specified in its Charter) Washington 000-50107 91-0626366 (State or other jurisdiction of incorp |
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| May 30, 2023 |
Daybreak Oil and Gas, Inc. UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 12b-25 SEC FILE NUMBER NOTIFICATION OF LATE FILING CUSIP NUMBER 0001164256 (Check one): x Form 10-K o Form 20-F o Form 11-K o Form 10-Q o Form 10-D o Form N-SAR o Form N-CSR For period ended: February 28, 2023 o Transition Report on Form 10-K o Transition Report on Form 20-F o Transition Report |
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| May 26, 2023 |
DAYBREAK OIL AND GAS, INC. 1414 S. FRIENDSWOOD DRIVE, SUITE 212 FRIENDSWOOD, TX 77546 OFFICE: (281) 996-4176 May 26, 2023 Via Edgar United States Securities and Exchange Commission Division of Corporation Finance Office of Energy & Transportation 100 F Street, N.E. Washington, D.C. 20549-7010 Attention: Robert Babula Staff Accountant Re: Daybreak Oil and Gas, Inc. Form 10-K for the Fiscal Year end |
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| April 27, 2023 |
DAYBREAK OIL AND GAS, INC. 1414 S. FRIENDSWOOD DRIVE, SUITE 212 FRIENDSWOOD, TX 77546 OFFICE: (281) 996-4176 April 27, 2023 Via Edgar United States Securities and Exchange Commission Division of Corporation Finance Office of Energy & Transportation 100 F Street, N.E. Washington, D.C. 20549-7010 Attention: Robert Babula Staff Accountant Re: Daybreak Oil and Gas, Inc. Form 10-K for the Fiscal Year e |
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| April 10, 2023 |
DAYBREAK OIL AND GAS, INC. 1414 S. FRIENDSWOOD DRIVE, SUITE 212 FRIENDSWOOD, TX 77546 OFFICE: (281) 996-4176 April 10, 2023 Via Edgar United Stated Securities and Exchange Commission Division of Corporation Finance 100 F Street, N.E. Washington, D.C. 20549-7010 Attention: Robert Babula, Staff Accountant Re: Daybreak Oil and Gas, Inc. Form 10-K for the Fiscal Year Ended February 28, 2022 Filed June |
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| February 21, 2023 |
DAYBREAK OIL AND GAS, INC. 1414 S. FRIENDSWOOD DRIVE, SUITE 212 FRIENDSWOOD, TX 77546 OFFICE: (281) 996-4176 February 21, 2023 Via Edgar United States Securities and Exchange Commission Division of Corporation Finance Office of Energy & Transportation 100 F Street, N.E. Washington, D.C. 20549-7010 Attention: Robert Babula Staff Accountant Re: Daybreak Oil and Gas, Inc. Form 10-K for the Fiscal Yea |
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| February 6, 2023 |
DAYBREAK OIL AND GAS, INC. 1414 SOUTH FRIENDSWOOD DRIVE SUITE 212 FRIENDSWOOD, TX 77546 OFFICE: (281) 996-4176 February 6, 2023 Via Edgar United Stated Securities and Exchange Commission Division of Corporation Finance 100 F Street, N.E. Washington, D.C. 20549-7010 Attention: Robert Babula, Staff Accountant Re: Daybreak Oil and Gas, Inc. Form 10-K for the Fiscal Year Ended February 28, 2022 Filed |
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| January 17, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15 (d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended November 30, 2022 OR o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15 (d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 000-50107 DAYB |
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| October 28, 2022 |
Exhibit 3.02 SECOND AMENDED AND RESTATED ARTICLES OF INCORPORATION OF DAYBREAK OIL AND GAS, INC. ARTICLE I - NAME The name of this corporation is DAYBREAK OIL AND GAS, INC. (the ?Corporation?). ARTICLE II - PURPOSE The purpose of the Corporation is to transact any and all lawful business for which corporations may be incorporated under Title 23B of the Revised Code of Washington, as amended (the ? |
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| October 28, 2022 |
EXHIBIT 4.02 DESCRIPTION OF SECURITIES Under our Second Amended and Restated Articles of Incorporation, the Company is authorized to issue up to 500,000,000 shares of common stock, par value $0.001 per share. As of August 31, 2022, there were 384,735,402 shares of our Common Stock issued and outstanding. Each holder of common stock shall be entitled to one vote for each share of common stock held. |
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| October 28, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15 (d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended August 31, 2022 OR o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15 (d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 000-50107 DAYBRE |
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| October 18, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 12b-25 SEC FILE NUMBER 333-198772 NOTIFICATION OF LATE FILING CUSIP NUMBER (Check one): o Form 10-K o Form 20-F o Form 11-K x Form 10-Q o Form 10-D o Form N-SAR o Form N-CSR For period ended: August 31, 2022 o Transition Report on Form 10-K o Transition Report on Form 20-F o Transition Report on Form 11-K o Transition Rep |
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| August 31, 2022 |
Submission of Matters to a Vote of Security Holders UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K Current Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): August 31, 2022 (August 30, 2022) DAYBREAK OIL AND GAS, INC. (Exact Name of Registrant as Specified in its Charter) Washington 000-50107 91-0626366 (State or other jurisdiction of inc |
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| August 23, 2022 |
Daybreak Oil and Gas, Inc. Investors/Corporate Presentation Exhibit 99.1 Exhibit 99.1 |
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| August 23, 2022 |
Regulation FD Disclosure, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K Current Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): August 22, 2022 (August 22, 2022) DAYBREAK OIL AND GAS, INC. (Exact Name of Registrant as Specified in its Charter) Washington 000-50107 91-0626366 (State or other jurisdiction of inc |
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| July 26, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15 (d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended May 31, 2022 OR o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15 (d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 000-50107 DAYBREAK |
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| July 15, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 12b-25 SEC FILE NUMBER 333-198772 NOTIFICATION OF LATE FILING CUSIP NUMBER (Check one): o Form 10-K o Form 20-F o Form 11-K x Form 10-Q o Form 10-D o Form N-SAR o Form N-CSR For period ended: May 31, 2022 o Transition Report on Form 10-K o Transition Report on Form 20-F o Transition Report on Form 11-K o Transition Report |
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| July 1, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant x Filed by a Party other than the Registrant o Check the appropriate box: o Preliminary Proxy Statement o Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) x Definitive Proxy State |
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| July 1, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant x Filed by a Party other than the Registrant o Check the appropriate box: o Preliminary Proxy Statement o Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) o Definitive Proxy State |
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| June 28, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D/A Under the Securities Exchange Act of 1934 (Amendment No. 1) DAYBREAK OIL AND GAS, INC. (Name of Issuer) Common Stock (Title of Class of Securities) 239559 107 (CUSIP Number) Iain Mickle Boutin Jones Inc. 555 Capitol Mall, Suite 1500 Sacramento, CA 95814 (916) 321-4444 (Name, Address and Telephone Number of Perso |
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| June 15, 2022 |
Exhibit 99.1 |
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| June 15, 2022 |
Exhibit 10.37 DAYBREAK OIL AND GAS, INC. CORPORATE OFFICE: REGIONAL OPERATIONS OFFICE: 1101 NORTH ARGONNE ROAD 1414 SOUTH FRIENDSWOOD DRIVE SUITE A 211 SUITE 212 SPOKANE VALLEY, WA 99212 FRIENDSWOOD, TX 77546 OFFICE: (509) 232-7674 FAX: (509) 232-2220 OFFICE: (281) 996-4176 James F. Westmoreland, The Equity Exchange Agreement we recently signed with Reabold California requires us to exchange all i |
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| June 15, 2022 |
Exhibit 10.40 THE NOTE HAS NOT BEEN AND WILL NOT BE REGISTERED UNDER THE US SECURITIES ACT OF 1933, AS AMENDED (THE "SECURITIES ACT") AND MAY NOT BE OFFERED OR SOLD WITHIN THE UNITED STATES OR TO, OR FOR THE ACCOUNT OR BENEFIT OF, U.S. PERSONS EXCEPT IN CERTAIN TRANSACTIONS EXEMPT FROM THE REGISTRATION REQUIREMENTS OF THE SECURITIES ACT. CONVERTIBLE NOTE PURCHASE AGREEMENT This Convertible Note Pu |
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| June 15, 2022 |
Exhibit 10.39 DAYBREAK OIL AND GAS, INC. CORPORATE OFFICE: REGIONAL OPERATIONS OFFICE: 1101 NORTH ARGONNE ROAD 1414 SOUTH FRIENDSWOOD DRIVE SUITE A 211 SUITE 212 SPOKANE VALLEY, WA 99212 FRIENDSWOOD, TX 77546 OFFICE: (509) 232-7674 FAX: (509) 232-2220 OFFICE: (281) 996-4176 Date Name Address City, State Zip RE: Offer to receive common stock in lieu of accrued dividends Dear : You are receiving thi |
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| June 15, 2022 |
Exhibit 2.2 DAYBREAK OIL AND GAS, INC. CORPORATE OFFICE: REGIONAL OPERATIONS OFFICE: 1101 NORTH ARGONNE ROAD 1414 SOUTH FRIENDSWOOD DRIVE SUITE A 211 SUITE 212 SPOKANE VALLEY, WA 99212 FRIENDSWOOD, TX 77546 OFFICE: (509) 232-7674 FAX: (509) 232-2220 OFFICE: (281) 996-4176 February 22, 2022 Re: Equity Exchange Agreement dated as of October 20, 2021 (the ?Exchange Agreement?) entered into by and amo |
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| June 15, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K (Mark One) x ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended February 28, 2022 o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number 000-50107 DAYBREAK OIL AND G |
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| June 15, 2022 |
Exhibit 10.38 DAYBREAK OIL AND GAS, INC. CORPORATE OFFICE: REGIONAL OPERATIONS OFFICE: 1101 NORTH ARGONNE ROAD 1414 SOUTH FRIENDSWOOD DRIVE SUITE A 211 SUITE 212 SPOKANE VALLEY, WA 99212 FRIENDSWOOD, TX 77546 OFFICE: (509) 232-7674 FAX: (509) 232-2220 OFFICE: (281) 996-4176 Date Name Address City, State Zip To Our Series A Preferred Shareholders: I am pleased to inform you that Daybreak Oil and Ga |
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| June 15, 2022 |
Exhibit 2.3 May 24, 2022 Re: Equity Exchange Agreement dated as of October 20, 2021 (the ?Exchange Agreement?) entered into by and among Daybreak Oil and Gas, Inc., a Washington corporation (?Daybreak?), Reabold California LLC, a California limited liability company (?Reabold?), and Gaelic Resources Ltd., a private company incorporated in the Isle of Man and the 100% owner of Reabold (?Gaelic?), a |
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| May 31, 2022 |
DBRM / Daybreak Oil and Gas Inc / Gaelic Resources Ltd Activist Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. ) DAYBREAK OIL AND GAS, INC. (Name of Issuer) Common Stock (Title of Class of Securities) 239559 107 (CUSIP Number) Iain Mickle Boutin Jones Inc. 555 Capitol Mall, Suite 1500 Sacramento, CA 95814 (916) 321-4444 (Name, Address and Telephone Number of Person A |
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| May 31, 2022 |
DBRM / Daybreak Oil and Gas Inc / Gaelic Resources Ltd Activist Investment begin 644 schedule13d.pdf M)5!$1BTQ+C4-)>+CS],-"C8T(# @;V)J#3P\+T9I;'1E^K]U"82*D0\;ZL+G(%A)+*+%$(IN*;":R8F;ZR?P28 !& ME(K@#0IE;F1S=')E86T-96YD;V)J#38U(# @;V)J#3P\+T9I;'1E7!E+T]B:E-T;3X^ MGU0* M-P 6!DO/3[8:QQ !$^@!LRN%+3V8 MC"-S &HVV5<=\STM\CM.\-ZN#*YN7 M$-1YDS[**+OO(\%6W^6'%)42P50U+'F*LUS5<.I4FC>YA?")TX48Q!4U2% !=F?ON% ON!?Y3R$F &:"Y)@T*96YDJQZ,UCF:G]#7=D5)WV)PZVP[9>@>^QI-HXP; M=HWL?2'S^T8&K;:'.E> |
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| May 31, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 12b-25 SEC FILE NUMBER 333-198772 NOTIFICATION OF LATE FILING CUSIP NUMBER (Check one): x Form 10-K o Form 20-F o Form 11-K o Form 10-Q o Form 10-D o Form N-SAR o Form N-CSR For period ended: February 28, 2022 o Transition Report on Form 10-K o Transition Report on Form 20-F o Transition Report on Form 11-K o Transition R |
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| May 26, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K Current Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): May 26, 2022 (May 24, 2022) DAYBREAK OIL AND GAS, INC. (Exact Name of Registrant as Specified in its Charter) Washington 000-50107 91-0626366 (State or other jurisdiction of incorpora |
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| May 26, 2022 |
Daybreak Completes its Acquisition of Reabold California LLC Exhibit 99.1 Daybreak Completes its Acquisition of Reabold California LLC SPOKANE VALLEY, Washington, May 26, 2022-Daybreak Oil and Gas, Inc. (OTC PINK: DBRM) (?Daybreak? or the ?Company?), a Washington corporation, is pleased to announce that it has completed its acquisition of Reabold California LLC. Reabold California is now a wholly-owned subsidiary of Daybreak. James F. Westmoreland, Presiden |
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| May 24, 2022 |
Financial Statements and Exhibits, Submission of Matters to a Vote of Security Holders UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K Current Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): May 23, 2022 (May 20, 2022) DAYBREAK OIL AND GAS, INC. (Exact Name of Registrant as Specified in its Charter) Washington 000-50107 91-0626366 (State or other jurisdiction of incorpora |
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| May 24, 2022 |
Daybreak Announces Special Shareholder Meeting Voting Results Exhibit 99.1 Daybreak Announces Special Shareholder Meeting Voting Results SPOKANE VALLEY, Washington, May 23, 2022-Daybreak Oil and Gas, Inc. (OTC PINK: DBRM) (?Daybreak? or the ?Company?), a Washington corporation, is pleased to announce that it has held its Special Shareholder meeting on May 20, 2022. At the Special Meeting, 51,054,229 of the Company?s 62,510,204 issued and outstanding shares o |
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| May 11, 2022 |
Daybreak Secures $2.5 million in Financing Ahead of Closing the Reabold California LLC Acquisition Exhibit 99.1 Daybreak Secures $2.5 million in Financing Ahead of Closing the Reabold California LLC Acquisition SPOKANE VALLEY, Washington, May 11, 2022-Daybreak Oil and Gas, Inc. (OTC PINK: DBRM) (?Daybreak? or the ?Company?), a Washington corporation, is pleased to announce that it has secured the financing as required by the Equity Exchange Agreement between Daybreak and Reabold California LLC. |
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| May 11, 2022 |
Entry into a Material Definitive Agreement, Financial Statements and Exhibits, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K Current Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): May 11, 2022 (May 5, 2022) DAYBREAK OIL AND GAS, INC. (Exact Name of Registrant as Specified in its Charter) Washington 000-50107 91-0626366 (State or other jurisdiction of incorporat |
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| April 28, 2022 |
Regulation FD Disclosure, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K Current Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): April 28, 2022 (April 26, 2022) DAYBREAK OIL AND GAS, INC. (Exact Name of Registrant as Specified in its Charter) Washington 000-50107 91-0626366 (State or other jurisdiction of incor |
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| April 28, 2022 |
Exhibit 99.1 Daybreak Oil and Gas, Inc. Announces Special Shareholder Meeting as It Nears Completion of Its Acquisition of Reabold California LLC SPOKANE VALLEY, Washington, April 26, 2022-Daybreak Oil and Gas, Inc. (OTC PINK: DBRM) (?Daybreak? or the ?Company?), a Washington corporation, is pleased to announce a Special Shareholder Meeting to be held at 10:00 a.m. CDT on May 20, 2022. The purpose |
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| April 21, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant x Filed by a Party other than the Registrant o Check the appropriate box: o Preliminary Proxy Statement o Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) x Definitive Proxy State |
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| April 5, 2022 |
CALCULATION OF FILING FEE TABLES Table 1 – Transaction Valuation Exhibit 107 EXHIBIT 1 CALCULATION OF FILING FEE TABLES Table 1 ? Transaction Valuation Proposed Maximum Aggregate Value of Transaction Fee Rate Amount of Filing Fee Fees to Be Paid $ 6,832,943 (1) 0. |
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| April 5, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant x Filed by a Party other than the Registrant o Check the appropriate box: x Preliminary Proxy Statement o Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) o Definitive Proxy State |
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| March 22, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. 1) DAYBREAK OIL AND GAS, INC. (Name of Issuer) Common Stock, $0.001 Per Share (Title of Class of Securities) 239559 107 (CUSIP Number) James F. Westmoreland, 1414 S. Friendswood Dr., Suite 212, Friendswood, TX 77546 (281)996-4176 (Name, Address and Telephone |
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| February 22, 2022 |
Entry into a Material Definitive Agreement, Unregistered Sales of Equity Securities UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K Current Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): February 22, 2022 (February 14, 2022) DAYBREAK OIL AND GAS, INC. (Exact Name of Registrant as Specified in its Charter) Washington 000-50107 91-0626366 (State or other jurisdiction of |
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| January 27, 2022 |
Entry into a Material Definitive Agreement, Unregistered Sales of Equity Securities UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K Current Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): January 27, 2022 (January 25, 2022) DAYBREAK OIL AND GAS, INC. (Exact Name of Registrant as Specified in its Charter) Washington 000-50107 91-0626366 (State or other jurisdiction of i |
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| January 18, 2022 |
Exhibit 10.3 DAYBREAK OIL AND GAS, INC. CORPORATE OFFICE: REGIONAL OPERATIONS OFFICE: 1101 NORTH ARGONNE ROAD 1414 SOUTH FRIENDSWOOD DRIVE SUITE A 211 SUITE 212 SPOKANE VALLEY, WA 99212 FRIENDSWOOD, TX 77546 OFFICE: (509) 232-7674 OFFICE: (281) 996-4176 FAX: (509) 232-2220 December 3, 2021 James F. Westmoreland 3910 Longherridge Pearland, TX 77581 Re: Offer to convert 12% Subordinated Note of Dayb |
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| January 18, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15 (d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended November 30, 2021 OR o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15 (d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 000-50107 DAYB |
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| January 18, 2022 |
Form of letter agreement regarding conversion of accrued salary Exhibit 10.2 DAYBREAK OIL AND GAS, INC. CORPORATE OFFICE: REGIONAL OPERATIONS OFFICE: 1101 NORTH ARGONNE ROAD 1414 SOUTH FRIENDSWOOD DRIVE SUITE A 211 SUITE 212 SPOKANE VALLEY, WA 99212 FRIENDSWOOD, TX 77546 OFFICE: (509) 232-7674 OFFICE: (281) 996-4176 FAX: (509) 232-2220 December 3, 2021 NAME: The Equity Exchange Agreement we recently signed with Reabold California requires us to exchange all in |
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| January 18, 2022 |
Form of letter agreement regarding conversion of accrued director fees Exhibit 10.1 DAYBREAK OIL AND GAS, INC. CORPORATE OFFICE: REGIONAL OPERATIONS OFFICE: 1101 NORTH ARGONNE ROAD 1414 SOUTH FRIENDSWOOD DRIVE SUITE A 211 SUITE 212 SPOKANE VALLEY, WA 99212 FRIENDSWOOD, TX 77546 OFFICE: (509) 232-7674 OFFICE: (281) 996-4176 FAX: (509) 232-2220 December 3, 2021 [DIRECTOR NAME]: The Equity Exchange Agreement we recently signed with Reabold California requires us to exch |
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| January 18, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 12b-25 SEC FILE NUMBER NOTIFICATION OF LATE FILING CUSIP NUMBER (Check one): oForm 10-K oForm 20-F oForm 11-K xForm 10-Q oForm 10-D oForm N-SAR oForm N-CSR For period ended: November 30, 2021 o Transition Report on Form 10-K o Transition Report on Form 20-F o Transition Report on Form 11-K o Transition Report on Form 10-Q |
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| December 27, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K/A (Amendment No. 1) Current Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): December 20, 2021 DAYBREAK OIL AND GAS, INC. (Exact Name of Registrant as Specified in its Charter) Washington 000-50107 91-0626366 (State or other jurisdiction of |
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| December 21, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K Current Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): December 20, 2021 (December 15, 2021) DAYBREAK OIL AND GAS, INC. (Exact Name of Registrant as Specified in its Charter) Washington 000-50107 91-0626366 (State or other jurisdiction of |
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| October 27, 2021 |
Daybreak Oil and Gas, Inc. to Acquire Reabold California LLC Exhibit 99.1 Daybreak Oil and Gas, Inc. to Acquire Reabold California LLC SPOKANE VALLEY, Washington, October 21, 2021-Daybreak Oil and Gas, Inc. (OTC PINK: DBRM) (?Daybreak? or the ?Company?), a Washington corporation, is pleased to announce that it has agreed to acquire Reabold California, LLC (?Reabold California?) a subsidiary of Reabold Resources plc (?Reabold?), a United Kingdom Company list |
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| October 27, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K Current Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): October 26, 2021 (October 20, 2021) DAYBREAK OIL AND GAS, INC. (Exact Name of Registrant as Specified in its Charter) Washington 000-50107 91-0626366 (State or other jurisdiction of i |
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| October 27, 2021 |
Exhibit 2.1 EQUITY EXCHANGE AGREEMENT This Equity Exchange Agreement (this ?Agreement?), dated as of October 20, 2021, is entered into by and among Daybreak Oil and Gas, Inc., a Washington corporation (?Parent?), Reabold California LLC, a California limited liability company (?Company?), and Gaelic Resources Ltd, a private company incorporated in the Isle of Man (?Member? and, together with Parent |
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| October 15, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15 (d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended August 31, 2021 OR o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15 (d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 000-50107 DAYBRE |
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| July 15, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15 (d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended May 31, 2021 OR o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15 (d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 000-50107 DAYBREAK |
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| May 27, 2021 |
Exhibit 99.1 |
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| May 27, 2021 |
Exhibit 4.01 |
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| May 27, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K (Mark One) x ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended February 28, 2021 o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number 000-50107 DAYBREAK OIL AND G |
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| February 16, 2021 |
Schedule 13D UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. ) DAYBREAK OIL AND GAS, INC. (Name of Issuer) Common Stock, $0.001 Per Share (Title of Class of Securities) 239559 107 (CUSIP Number) James F. Westmoreland, 1414 S. Friendswood Dr., Suite 212, Friendswood, TX 77546 (281)996-4176 (Name, Address a |
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| January 13, 2021 |
Exhibit 10.1 Exhibit 10.1 SECURED PROMISSORY NOTE Effective Date: December 22, 2020 Principal Amount of Note: $155,548.34 FOR VALUE RECEIVED, and subject to the terms and conditions set forth herein, DAYBREAK OIL AND GAS, INC., a Washington corporation (the “Borrower”), hereby unconditionally promises to pay to the order of JAMES FORREST WESTMORELAND and ANGELA MARIE WESTMORELAND, Co-Trustees of t |
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| January 13, 2021 |
Daybreak Oil and Gas, Inc. UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15 (d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended November 30, 2020 OR o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15 (d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission |
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| January 13, 2021 |
Mortgage, Deed of Trust, Assignment of Production, Security Agreement and Financing Statement Exhibit 10.2 Exhibit 10.2 Recording Requested By: JAMES FORREST WESTMORELAND and ANGELA MARIE WESTMORELAND, Co-Trustees of the James and Angela Westmoreland Revocable Trust When Recorded Mail To: James F. Westmoreland 1414 S. Friendswood Dr., Suite 212 Friendswood, TX 77546 SPACE ABOVE THIS LINE RESERVED FOR RECORDER’S USE ONLY MORTGAGE, DEED OF TRUST, ASSIGNMENT OF PRODUCTION, SECURITY AGREEMENT |
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| December 29, 2020 |
Daybreak Oil and Gas, Inc. UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K Current Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): December 29, 2020 (December 22, 2020) DAYBREAK OIL AND GAS, INC. (Exact Name of Registrant as Specified in its Charter) Washington 000-50107 91-0626366 (Sta |
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| December 29, 2020 |
Regulation FD Disclosure - 8-K Daybreak Oil and Gas, Inc. UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K Current Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): December 29, 2020 (December 22, 2020) DAYBREAK OIL AND GAS, INC. (Exact Name of Registrant as Specified in its Charter) Washington 000-50107 91-0626366 (Sta |
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| October 15, 2020 |
Daybreak Oil and Gas, Inc. UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15 (d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended August 31, 2020 OR o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15 (d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission Fi |
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| July 14, 2020 |
DAYBREAK OIL AND GAS, INC. UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15 (d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended May 31, 2020 OR o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15 (d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File |
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| June 30, 2020 |
Daybreak Oil and Gas, Inc. UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K Current Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): June 30, 2020 (June 27, 2020) DAYBREAK OIL AND GAS, INC. (Exact Name of Registrant as Specified in its Charter) Washington 000-50107 91-0626366 (State or ot |
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| June 8, 2020 |
Exhibit 99.1 |
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| June 8, 2020 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K (Mark One) x ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended February 29, 2020 o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number 000-50107 DAYBREAK OIL AND G |
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| May 28, 2020 |
Daybreak Oil and Gas, Inc. UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K Current Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): May 27, 2020 DAYBREAK OIL AND GAS, INC. (Exact Name of Registrant as Specified in its Charter) Washington 000-50107 91-0626366 (State or other jurisdiction |
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| January 17, 2020 |
Exhibit 10.1 Exhibit 10.1 CONVERTIBLE NOTE PURCHASE AGREEMENT This Convertible Note Purchase Agreement (this "Agreement"), dated as of January 14, 2020, is entered into among DAYBREAK OIL AND GAS, INC., a Washington corporation (the "Company"), and James F. Westmoreland (the "Purchaser"). WHEREAS, subject to the terms and conditions set forth herein, the Company wishes to issue and sell to the Pur |
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| January 17, 2020 |
Daybreak Oil and Gas, Inc. UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K Current Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): January 17, 2020 (January 14, 2020) DAYBREAK OIL AND GAS, INC. (Exact Name of Registrant as Specified in its Charter) Washington 000-50107 91-0626366 (State |
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| January 13, 2020 |
Exhibit 10.1 WARRANT This WARRANT is dated as of November 27, 2019, between DAYBREAK OIL AND GAS, INC., a Washington corporation with its chief executive offices located at 1101 N. Argonne Rd. Suite A 211 Spokane Valley, WA 99212 (the “Company”), and BEAR TO BULL INVESTOR RELATIONS, LLC, an Illinois limited liability company with its chief executive offices located at 200 Armstrong St, Ste 1, Morr |
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| January 13, 2020 |
DBRM / Daybreak Oil & Gas, Inc. 10-Q - Quarterly Report - 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15 (d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended November 30, 2019 OR o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15 (d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 000-50107 DAYB |
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| October 11, 2019 |
DBRM / Daybreak Oil & Gas, Inc. 10-Q - Quarterly Report - 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15 (d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended August 31, 2019 OR o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15 (d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 000-50107 DAYBRE |
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| October 11, 2019 |
Exhibit 10.1 INVESTOR RELATIONS AGREEMENT This INVESTOR RELATIONS AGREEMENT (this “Agreement”) is made as of October 8, 2019 (the “Effective Date”), by and between DAYBREAK OIL AND GAS, INC., a Washington corporation (“Daybreak” or the “Company”), and BEAR TO BULL INVESTOR RELATIONS, LLC, an Illinois limited liability company (the “Consultant”). WHEREAS, the Consultant and Company previously enter |
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| August 28, 2019 |
Daybreak Oil and Gas, Inc. UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K Current Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): August 28, 2019 (August 22, 2019) DAYBREAK OIL AND GAS, INC. (Exact Name of Registrant as Specified in its Charter) Washington 000-50107 91-0626366 (State o |
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| July 11, 2019 |
DBRM / Daybreak Oil & Gas, Inc. 10-Q - Quarterly Report - 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15 (d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended May 31, 2019 OR o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15 (d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 000-50107 DAYBREAK |
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| May 29, 2019 |
DBRM / Daybreak Oil & Gas, Inc. 10-K - Annual Report - 10-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K (Mark One) x ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended February 28, 2019 o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number 000-50107 DAYBREAK OIL AND G |
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| May 29, 2019 |
Exhibit 99.1 |
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| May 29, 2019 |
EXHIBIT 4.02 DESCRIPTION OF SECURUTIES Under our Amended and Restated Articles of Incorporation, the Company is authorized to issue up to 200,000,000 shares of common stock, par value $0.001 per share. As of February 28, 2019, there were 51,532,364 shares of our Common Stock issued and outstanding. Each holder of Common Stock shall be entitled to one vote for each share of Common Stock held. All o |
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| January 14, 2019 |
DBRM / Daybreak Oil & Gas, Inc. 10-Q (Quarterly Report) UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15 (d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended November 30, 2018 OR o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15 (d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 000-50107 DAYB |
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| January 3, 2019 |
EXHIBIT 10.2 PRODUCTION PAYMENT INTEREST PURCHASE AGREEMENT This Production Payment Interest Purchase Agreement (this "Agreement") is entered into among Daybreak Oil and Gas, Inc., a Washington corporation (the "Company"), and the persons and entities (each individually a "Purchaser," and collectively, the "Purchasers") named on the Schedule of Purchasers attached hereto (the "Schedule of Purchase |
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| January 3, 2019 |
Daybreak Settles $12.6 Million Debt with its Primary Lender EXHIBIT 99.1 Daybreak Settles $12.6 Million Debt with its Primary Lender SPOKANE VALLEY, Washington, January 3, 2019 - Daybreak Oil and Gas, Inc. (OTC PINK: DBRM) (“Daybreak” or the “Company”), a Washington corporation, is pleased to announce that it finalized an agreement to settle all of its outstanding indebtedness under the existing credit facility with Maximilian Resources, LLC (“Maximilian”) |
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| January 3, 2019 |
EXHIBIT 10.1 SECURITIES PURCHASE AGREEMENT THIS SECURITIES PURCHASE AGREEMENT (this “Agreement”), dated as of December 27 , 2018 (the “Effective Date”), is entered into by and between MAXIMILLIAN RESOURCES, LLC, a Delaware limited liability company (“Seller”), and DAYBREAK OIL AND GAS, INC., a Washington corporation (“Purchaser”). WHEREAS, Seller and Purchaser are parties to that certain Amended a |
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| January 3, 2019 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K Current Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): January 3, 2019 (December 27, 2018) DAYBREAK OIL AND GAS, INC. (Exact Name of Registrant as Specified in its Charter) Washington 000-50107 91-0626366 (State or other jurisdiction of i |
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| October 12, 2018 |
DBRM / Daybreak Oil & Gas, Inc. 10-Q (Quarterly Report) UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15 (d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended August 31, 2018 OR o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15 (d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 000-50107 DAYBRE |
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| July 12, 2018 |
DBRM / Daybreak Oil & Gas, Inc. 10-Q (Quarterly Report) UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15 (d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended May 31, 2018 OR o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15 (d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 000-50107 DAYBREAK |
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| May 25, 2018 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K (Mark One) x ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended February 28, 2018 o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number 000-50107 DAYBREAK OIL AND G |
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| May 25, 2018 |
Exhibit 99.1 April 19, 2018 Mr. James F. Westmoreland President and CEO Daybreak Oil and Gas, Inc. 1101 N. Argonne Road Suite A-211 Spokane Valley, WA 99212 Ref: Daybreak Oil and Gas, Inc. Proved (?1P?) Reserve Report ? SEC Case As of February 28, 2018 Dear Mr. Westmoreland In accordance with your request, PGH Petroleum & Environmental Engineers, LLC (?PGH?, ?we?, ?our?) has performed an engineeri |
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| January 12, 2018 |
DBRM / Daybreak Oil & Gas, Inc. 10-Q (Quarterly Report) UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15 (d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended November 30, 2017 OR o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15 (d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 000-50107 DAYB |
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| October 16, 2017 |
DBRM / Daybreak Oil & Gas, Inc. 10-Q (Quarterly Report) Daybreak Oil and Gas, Inc. UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15 (d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended August 31, 2017 OR o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15 (d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission Fi |
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| July 19, 2017 |
DAYBREAK OIL AND GAS, INC. UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K Current Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): July 19, 2017 (July 13, 2017) DAYBREAK OIL AND GAS, INC. (Exact Name of Registrant as Specified in its Charter) Washington 000-50107 91-0626366 (State or ot |
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| July 14, 2017 |
Exhibit 10.01 PROMISSORY NOTE Date: January 17, 2017 Amount: $75,000.00 For value received, Daybreak Oil and Gas, Inc., a Washington corporation whose address is 1101 N. Argonne Road., Suite A 211, Spokane Valley, WA 99212 (“Borrower”), promises to pay to Maximilian Resources, LLC, a Delaware limited liability company whose address is 250 West 55th Street, New York, New York, 10019 (“Lender”), the |
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| July 14, 2017 |
Exhibit 10.04 |
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| July 14, 2017 |
DBRM / Daybreak Oil & Gas, Inc. 10-Q (Quarterly Report) UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15 (d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended May 31, 2017 OR o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15 (d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 000-50107 DAYBREAK |
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| July 14, 2017 |
Exhibit 10.03 PROMISSORY NOTE Date: May 4, 2017 Amount: $10,650.00 For value received, Daybreak Oil and Gas, Inc., a Washington corporation, whose address is 1101 N. Argonne Rd., Suite A 211, Spokane Valley, WA 99212 (“Borrower”), promises to pay to Maximilian Resources, LLC, a Delaware limited liability company whose address is 250 West 55th Street, New York, New York, 10019 (“Lender”), the princ |
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| July 14, 2017 |
Exhibit 10.02 Daybreak Oil and Gas, Inc. 1101 N. Argonne Rd. Suite A-211 Spokane Valley, WA 99212 Office: (509) 232-7674 Fax: (509) 232-2220 February 10, 2017 Via electronic mail only Maximilian Resources, LLC 250 West 55th Street, 14th Floor New York, NY 10019 Attention: Zach Weiner Re: Loan from Maximilian Resources LLC, to Daybreak Oil and Gas, Inc. Ladies and Gentlemen: The undersigned Daybrea |
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| May 30, 2017 |
EX-99 8 exhibit991.htm EXHIBIT 99.1 Exhibit 99.1 April 21, 2017 Mr. James F. Westmoreland President and CEO Daybreak Oil and Gas, Inc. 1101 N. Argonne Road Suite A-211 Spokane Valley, WA 99212 Ref: Daybreak Oil and Gas, Inc. Proved (“1P”) Reserve Report – SEC Case As of February 28, 2017 Dear Mr. Westmoreland In accordance with your request, PGH Petroleum & Environmental Engineers, LLC (“PGH”, “we |
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| May 30, 2017 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K DAYBREAK OIL AND GAS, INC. UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K (Mark One) x ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended February 28, 2017 o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number 0 |
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| May 30, 2017 |
EX-10 3 exhibit1025.htm EXHIBIT 10.25 Exhibit 10.25 EXECUTION VERSION SETTLEMENT AGREEMENT This settlement agreement (the “Agreement”), by and among SSG Advisors, LLC (“SSG”), Chiron Financial LLC (“Chiron”) (SSG, together with Chiron, the “Plaintiffs”) and Daybreak Oil and Gas, Inc. (“Daybreak”), Maximilian Resources, LLC (“Maximilian”), Platinum Partners Credit Opportunities Master Fund, LP, imp |
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| May 30, 2017 |
Exhibit 4.14 SECOND AMENDMENT TO 12% SUBORDINATED NOTE DUE 2017 AND WARRANT TO PURCHASE SHARES OF COMMON STOCK This SECOND AMENDMENT TO 12% SUBORDINATED NOTE AND WARRANT TO PURCHASE SHARES OF COMMON STOCK (this ?Agreement?) is by and between DAYBREAK OIL AND GAS, INC., a Washington corporation with its chief executive offices located at 601 W. Main Ave., Suite 1017, Spokane, Washington 99201 (the |
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| February 3, 2017 |
Entry into a Material Definitive Agreement DAYBREAK OIL AND GAS, INC. UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K Current Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): February 3, 2017 (January 29, 2017) DAYBREAK OIL AND GAS, INC. (Exact Name of Registrant as Specified in its Charter) Washington 000-50107 91-0626366 (State |
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| January 13, 2017 |
Form of Amendment to 12% Subordinated Note due 2015 and Warrant to Purchase Shares of Common Stock Exhibit 10.1 FOURTH AMENDMENT TO AMENDED AND RESTATED LOAN AND SECURITY AGREEMENT AND CONSENT AGREEMENT This FOURTH AMENDMENT TO AMENDED AND RESTATED LOAN AND SECURITY AGREEMENT AND CONSENT AGREEMENT (this “Agreement”) is made as of October 31, 2016, by and between DAYBREAK OIL AND GAS, INC., a Washington corporation (the “Company”), and MAXIMILIAN RESOURCES LLC, a Delaware limited liability compa |
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| January 13, 2017 |
Exhibit 2.1 ASSET PURCHASE AGREEMENT This Asset Purchase Agreement (“Agreement”) is entered into on October 31, 2016 (the “Effective Date”) between: (i) App Energy, LLC, a Kentucky limited liability company (“App Energy”), (ii) Daybreak Oil and Gas, Inc., a Washington corporation (“Daybreak”), (iii) Sandy Valley Gas, Inc., a Kentucky corporation (“Sandy Valley”), and (iv) Eagle Well Service, Inc., |
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| January 13, 2017 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q Daybreak Oil and Gas, Inc. UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15 (d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended November 30, 2016 OR o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15 (d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission |
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| November 3, 2016 |
Daybreak Oil and Gas, Inc., Announces Restructuring of its Balance Sheet Exhibit 99.1 Exhibit 99.1 Daybreak Oil and Gas, Inc., Announces Restructuring of its Balance Sheet SPOKANE, Washington, November 3, 2016 - Daybreak Oil and Gas, Inc. (OTC PINK:DBRM) (?Daybreak? or the ?Company?), a Washington corporation, is pleased to announce that it has reached an agreement to restructure its credit facility debt with Maximilian Resources, LLC (?Maximilian?), the Company?s curr |
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| November 3, 2016 |
DAYBREAK OIL AND GAS, INC. UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K Current Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): November 3, 2016 (October 31, 2016) DAYBREAK OIL AND GAS, INC. (Exact Name of Registrant as Specified in its Charter) Washington 000-50107 91-0626366 (State |
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| October 13, 2016 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q Daybreak Oil and Gas, Inc. UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15 (d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended August 31, 2016 OR o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15 (d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission Fi |
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| July 14, 2016 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15 (d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended May 31, 2016 OR o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15 (d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 000-50107 DAYBREAK |
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| May 27, 2016 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K DAYBREAK OIL AND GAS, INC. UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K (Mark One) x ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended February 29, 2016 o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number 0 |
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| May 27, 2016 |
Exhibit 99.1 |
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| January 13, 2016 |
Exhibit 10.21 THIRD AMENDMENT TO LOAN AND SECURITY AGREEMENT This THIRD AMENDMENT TO LOAN AND SECURITY AGREEMENT (this ?Agreement?) is made as of October 14, 2015, by and between DAYBREAK OIL AND GAS, INC., a Washington corporation (the ?Lender?), and APP ENERGY, LLC, a Kentucky limited liability company (the ?Company?). WHEREAS, the Lender and the Company are parties to that certain Loan and Secu |
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| January 13, 2016 |
Exhibit 10.20 THIRD AMENDMENT TO AMENDED AND RESTATED LOAN AND SECURITY AGREEMENT AND SECOND WARRANT AMENDMENT This THIRD AMENDMENT TO AMENDED AND RESTATED LOAN AND SECURITY AGREEMENT AND SECOND WARRANT AMENDMENT (this “Agreement”) is made as of October 14, 2015, by and between DAYBREAK OIL AND GAS, INC., a Washington corporation (the “Company”), and MAXIMILIAN RESOURCES LLC, a Delaware limited li |
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| January 13, 2016 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15 (d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended November 30, 2015 OR o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15 (d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 000-50107 DAYB |
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| October 15, 2015 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15 (d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended August 31, 2015 OR o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15 (d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 000-50107 DAYBRE |
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| July 10, 2015 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15 (d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended May 31, 2015 OR o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15 (d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 000-50107 DAYBREAK |
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| May 22, 2015 |
Form of Amendment to 12% Subordinated Note due 2015 and Warrant to Purchase Shares of Common Stock Exhibit 4.13 EXECUTION COPY AMENDMENT TO 12% SUBORDINATED NOTE DUE 2015 AND WARRANT TO PURCHASE SHARES OF COMMON STOCK This AMENDMENT TO 12% SUBORDINATED NOTE AND WARRANT TO PURCHASE SHARES OF COMMON STOCK (this ?Amendment?) is by and between DAYBREAK OIL AND GAS, INC., a Washington corporation with its chief executive offices located at 601 W. Main Ave., Suite 1017, Spokane, Washington 99201 (the |
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| May 22, 2015 |
Exhibit 99.1 |
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| May 22, 2015 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K (Mark One) x ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended February 28, 2015 o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number 000-50107 DAYBREAK OIL AND G |
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| May 22, 2015 |
Exhibit 10.20 SECOND AMENDMENT TO AMENDED AND RESTATED LOAN AND SECURITY AGREEMENT AND WARRANT AMENDMENT This SECOND AMENDMENT TO AMENDED AND RESTATED LOAN AND SECURITY AGREEMENT AND WARRANT AMENDMENT (this ?Agreement?) is made as of May 20, 2015, by and among DAYBREAK OIL AND GAS, INC., a Washington corporation (the ?Company?), and MAXIMILIAN RESOURCES LLC, a Delaware limited liability company, a |
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| May 22, 2015 |
Exhibit 10.21 SECOND AMENDMENT TO LOAN AND SECURITY AGREEMENT This SECOND AMENDMENT TO LOAN AND SECURITY AGREEMENT (this ?Amendment?), dated as of May 20, 2015, is entered into between Daybreak Oil and Gas, Inc., a Washington corporation with its chief executive offices located at 601 W. Main Ave., Suite 1017, Spokane, Washington 99201 (the ?Lender?), and App Energy, LLC, a Kentucky limited liabil |
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| April 23, 2015 |
Daybreak Oil and Gas, Inc. Announces 18% Increase in Proved Oil Reserves Exhibit 99.1 Exhibit 99.1 Daybreak Oil and Gas, Inc. Announces 18% Increase in Proved Oil Reserves SPOKANE, Washington, April 23, 2015 - Daybreak Oil and Gas, Inc. (OTCQB:DBRM) (?Daybreak? or the ?Company?), a Washington corporation, is pleased to announce that its fully-engineered proved oil reserves increased by 18% to 888,136 Barrels of Oil Equivalent (?BOE?) for the fiscal year ended February |
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| April 23, 2015 |
Regulation FD Disclosure, Financial Statements and Exhibits DAYBREAK OIL AND GAS, INC. UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K Current Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): April 23, 2015 (April 23, 2015) DAYBREAK OIL AND GAS, INC. (Exact Name of Registrant as Specified in its Charter) Washington 000-50107 91-0626366 (State or |
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| February 2, 2015 |
Entry into a Material Definitive Agreement UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K Current Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): February 2, 2015 (January 29, 2015) DAYBREAK OIL AND GAS, INC. (Exact Name of Registrant as Specified in its Charter) Washington 000-50107 91-0626366 (State or other jurisdiction of i |
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| January 9, 2015 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15 (d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended November 30, 2014 OR o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15 (d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 000-50107 DAYB |
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| October 10, 2014 |
Exhibit 10.2 FIRST AMENDMENT TO LOAN AND SECURITY AGREEMENT This FIRST AMENDMENT TO LOAN AND SECURITY AGREEMENT (this ?Amendment?), dated as of August 21, 2014, is entered into between Daybreak Oil and Gas, Inc., a Washington corporation with its chief executive offices located at 601 W. Main Ave., Suite 1017, Spokane, Washington 99201 (the ?Lender?), and App Energy, LLC, a Kentucky limited liabil |
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| October 10, 2014 |
Exhibit 10.1 FIRST AMENDMENT TO AMENDED AND RESTATED LOAN AND SECURITY AGREEMENT AND SHARE REPURCHASE AGREEMENT This FIRST AMENDMENT TO AMENDED AND RESTATED LOAN AND SECURITY AGREEMENT AND SHARE REPURCHASE AGREEMENT (this ?Agreement?) is made as of August 21, 2014, by and among DAYBREAK OIL AND GAS, INC., a Washington corporation (the ?Company?), and MAXIMILIAN RESOURCES LLC, a Delaware limited li |
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| October 10, 2014 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15 (d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended August 31, 2014 OR o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15 (d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 000-50107 DAYBRE |
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| August 27, 2014 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K Current Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): August 27, 2014 (August 21, 2014) DAYBREAK OIL AND GAS, INC. (Exact Name of Registrant as Specified in its Charter) Washington 000-50107 91-0626366 (State or other jurisdiction of inc |
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| August 27, 2014 |
Exhibit 99.1 Daybreak Oil and Gas, Inc. Amends Loan Agreement to Secure Additional Drilling Capital and Decrease Interest Rate SPOKANE, Washington, August 27, 2014 - Daybreak Oil and Gas, Inc. (OTCQB:DBRM) (“Daybreak” or the “Company”), a Washington corporation, announced that effective August 21, 2014, the Company negotiated an additional advance of $2,200,000 under its credit facility with Maxim |
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| August 26, 2014 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. 1)* Daybreak Oil And Gas, Inc. (Name of Issuer) Common Stock, $0.001 par value (Title of Class of Securities) 239559107 (CUSIP Number) Will Slota With copies to: Chief Operating Officer James G. Smith Platinum Management (NY) LLC Tarter Krinsky & Drogin LLP |
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| July 11, 2014 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15 (d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended May 31, 2014 OR o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15 (d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 000-50107 DAYBREAK |
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| May 29, 2014 |
Exhibit 4.14 FIRST AMENDMENT TO WARRANT AGREEMENT This FIRST AMENDMENT TO WARRANT AGREEMENT (this “Amendment”) is dated as of February 14, 2014, between DAYBREAK OIL AND GAS, INC., a Washington corporation with its chief executive offices located at 601 W. Main Ave., Suite 1017, Spokane, Washington 99201 (the “Company”), and MAXIMILIAN INVESTORS LLC, a Delaware limited liability company with an ad |
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| May 29, 2014 |
EX-99 8 exhibit991.htm EXHIBIT 99.1 Exhibit 99.1 March 23, 2014 Mr. James F. Westmoreland President and CEO Daybreak Oil and Gas, Inc. 601 West Main Ave, Suite 1017 Spokane, WA 99201 Ref: Daybreak Oil and Gas, Inc. Proved (“1P”) Reserve Report – SEC Case As of February 28, 2014 Dear Mr. Westmoreland In accordance with your request, PGH Petroleum & Environmental Engineers, LLC (“PGH”, “we”, “our”) |
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| May 29, 2014 |
Exhibit 10.17 SHARE EXCHANGE AGREEMENT This SHARE EXCHANGE AGREEMENT (this “Agreement”) is made as of May 19, 2014 by and among DAYBREAK OIL AND GAS, INC., a Washington corporation (the “Company”), and MAXIMILIAN INVESTORS LLC, a Delaware limited liability company (the “Shareholder”). WHEREAS, the Shareholder is the owner, beneficially and of record, of 6,122,552 shares (the “Shares”) of the Compa |
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| May 29, 2014 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K (Mark One) x ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended February 28, 2014 o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number 000-50107 DAYBREAK OIL AND G |
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| May 28, 2014 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. )* Daybreak Oil And Gas, Inc. (Name of Issuer) Common Stock, $0.001 par value (Title of Class of Securities) 239559107 (CUSIP Number) Oliver Jimenez With copies to: Chief Compliance Officer James G. Smith Platinum Management (NY) LLC Tarter Krinsky & Drogin |
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| May 6, 2014 |
Daybreak Oil and Gas, Inc. 601 West Main Ave Suite 1017 Spokane, WA 99201 Office: (509) 232-7674 Fax: (509) 455-8483 May 6, 2014 Via Edgar United States Securities and Exchange Commission Division of Corporation Finance 100 F Street, N.E. Washington, D.C. 20549-7010 Attention: Karl Hiller Branch Chief Re: Daybreak Oil and Gas, Inc. Form 10-K for the Fiscal Year Ended February 28, 2013 Filed May 28 |
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| April 22, 2014 |
Daybreak Oil and Gas, Inc. Announces 268% Increase in Proved Oil Reserves Exhibit 99.1 Exhibit 99.1 Daybreak Oil and Gas, Inc. Announces 268% Increase in Proved Oil Reserves SPOKANE, Washington, April 22, 2014 - Daybreak Oil and Gas, Inc. (OTCQB:DBRM) (“Daybreak” or the “Company”), a Washington corporation, is pleased to announce that its fully-engineered proved oil reserves significantly increased by 268% to 750,047 Barrels of Oil Equivalent (“BOE”) for the fiscal year |
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| April 22, 2014 |
Exhibit 99.2 Exhibit 99.2 Full transcript of webcast interview with Jim Westmoreland, CEO of Daybreak Oil and Gas, Inc. (OTCQB: DBRM) – Expected to be made available April 22, 2014 Green Baron: Welcome and thank you for joining us today for this exclusive Green Baron webcast with today’s guest, Jim Westmoreland, CEO and President of Daybreak Oil and Gas, Inc., stock symbol DBRM. The Green Baron Re |
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| April 22, 2014 |
Regulation FD Disclosure, Financial Statements and Exhibits - 8-K DAYBREAK OIL AND GAS, INC. UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K Current Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): April 22, 2014 (April 22, 2014) DAYBREAK OIL AND GAS, INC. (Exact Name of Registrant as Specified in its Charter) Washington 000-50107 91-0626366 (State or |
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| April 10, 2014 |
Daybreak Oil and Gas, Inc. Daybreak Oil and Gas, Inc. 601 West Main Ave Suite 1017 Spokane, WA 99201 Office: (509) 232-7674 Fax: (509) 455-8483 April 10, 2014 Via Edgar United States Securities and Exchange Commission Division of Corporation Finance 100 F Street, N.E. Washington, D.C. 20549-7010 Attention: Karl Hiller Branch Chief Re: Daybreak Oil and Gas, Inc. Form 10-K for the Fiscal Year Ended |
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| March 11, 2014 |
Exhibit 17.1 March 5, 2014 P.O. Box 2170 Osburn, Idaho 83849 Mr. James Westmoreland President, Chief Executive Officer Daybreak Oil and Gas, Inc. 1414 S. Friendswood Dr. Suite 212 Friendswood, TX 77546 This letter is to confirm in writing the e-mail sent to you today stating that I am tendering my resignation as Chairman of the Board and as an elected member of the Board of Directors of Daybreak O |
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| March 11, 2014 |
Exhibit 17.2 Exhibit 17.2 P.O. Box 698 Osburn, Idaho 83849 March 5, 2014 James Westmoreland 1414 S. Friendswood Drive Suite 212 Friendswood, Texas 77546 Dear Mr. Westmoreland and Members of the Board of Directors, This letter is to confirm, in the form of a hard copy, my resignation from the Board of Directors of Daybreak Oil and Gas. My resignation is effective immediately March 5th, 2014. I am a |
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| March 11, 2014 |
DAYBREAK OIL AND GAS, INC. UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K Current Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): March 11, 2014 (March 5, 2014) DAYBREAK OIL AND GAS, INC. (Exact Name of Registrant as Specified in its Charter) Washington 000-50107 91-0626366 (State or o |
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| March 6, 2014 |
Daybreak Oil and Gas, Inc. Daybreak Oil and Gas, Inc. 601 West Main Ave Suite 1017 Spokane, WA 99201 Office: (509) 232-7674 Fax: (509) 455-8483 March 6, 2014 Via Edgar United States Securities and Exchange Commission Division of Corporation Finance 100 F Street, N.E. Washington, D.C. 20549-7010 Attention: Karl Hiller Branch Chief Re: Daybreak Oil and Gas, Inc. Form 10-K for the Fiscal Year Ended F |
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| January 14, 2014 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q Daybreak Oil and Gas, Inc. UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15 (d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended November 30, 2013 OR o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15 (d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission |
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| October 15, 2013 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15 (d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended August 31, 2013 OR o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15 (d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 000-50107 DAYBRE |
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| September 3, 2013 |
Exhibit 10.2 LOAN AND SECURITY AGREEMENT This LOAN AND SECURITY AGREEMENT (this “Agreement”), entered into as of August 28, 2013, between APP ENERGY, LLC, a Kentucky limited liability company with its chief executive offices located at 104 West Front Street, Monroe, Michigan 48161 (the “Borrower”), and DAYBREAK OIL AND GAS, INC., a Washington corporation with its chief executive offices located at |
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| September 3, 2013 |
Exhibit 10.1 AMENDED AND RESTATED LOAN AND SECURITY AGREEMENT This AMENDED AND RESTATED LOAN AND SECURITY AGREEMENT (this “Agreement”), entered into as of August 28, 2013, between DAYBREAK OIL AND GAS, INC., a Washington corporation with its chief executive offices located at 601 W. Main Ave., Suite 1017, Spokane, Washington 99201 (the “Borrower”), and MAXIMILIAN INVESTORS LLC, a Delaware limited |
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| September 3, 2013 |
Daybreak Acquires Interest in Shallow Oil Play in Kentucky Favorably Amends Credit Facility Exhibit 99.1 Exhibit 99.1 Daybreak Acquires Interest in Shallow Oil Play in Kentucky Favorably Amends Credit Facility SPOKANE, Washington, September 3, 2013 - Daybreak Oil and Gas, Inc. (OTCBB: DBRM) (“Daybreak” or the “Company”), a Washington corporation, is pleased to announce that it has acquired a 25% working interest in approximately 6,100 acres in two large contiguous acreage blocks in the T |
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| September 3, 2013 |
Exhibit 10.4 Exhibit 10.4 ASSIGNMENT OF NET PROFITS INTEREST This Assignment of Net Profits Interest (this "Assignment") is dated and effective as of August 28, 2013 (the “Effective Date”), by Daybreak Oil and Gas, Inc., a Washington corporation ("Assignor"), to Maximilian Investors LLC, a Delaware limited liability company ("Assignee"). WHEREAS, Assignor is the owner of a working interest in cert |
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| September 3, 2013 |
EX-10 6 exhibit105.htm EXHIBIT 10.5 Exhibit 10.5 WARRANT AGREEMENT This WARRANT AGREEMENT (this “Warrant”) is dated as of August 28, 2013, between DAYBREAK OIL AND GAS, INC., a Washington corporation with its chief executive offices located at 601 W. Main Ave., Suite 1017, Spokane, Washington 99201 (the “Company”), and MAXIMILIAN INVESTORS LLC, a Delaware limited liability company with an address |
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| September 3, 2013 |
Exhibit 10.3 Exhibit 10.3 PARTIAL ASSIGNMENT OF INTEREST IN OIL AND GAS LEASES State: Kentucky County: Lawrence Assignor: App Energy, LLC 104 West Front St. Monroe, MI 48161 Assignee: Daybreak Oil and Gas, Inc. 601 West Main Avenue Suite 1017 Spokane, WA 99201 Effective Date: August 28, 2013 For adequate consideration, Assignor, named above, assigns, sells, and conveys to Assignee, named above, a |
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| September 3, 2013 |
DAYBREAK OIL AND GAS, INC. UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K Current Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): September 3, 2013 (August 28, 2013) DAYBREAK OIL AND GAS, INC. (Exact Name of Registrant as Specified in its Charter) Washington 000-50107 91-0626366 (State |
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| July 12, 2013 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15 (d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended May 31, 2013 OR o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15 (d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 000-50107 DAYBREAK |
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| May 28, 2013 |
Exhibit 99.1 |
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| May 28, 2013 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K (Mark One) x ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended February 28, 2013 o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number 000-50107 DAYBREAK OIL AND G |
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| January 11, 2013 |
Exhibit 10.7 Exhibit 10.7 PROMISSORY NOTE August 21, 2012 FOR VALUE RECEIVED, the undersigned, Daybreak Oil and Gas, Inc. (the “Debtor”), a corporation incorporated under the laws of the State of Washington with its registered office at 601 W. Main Avenue, Suite 1012, Spokane, Washington 99201-0613, PROMISES TO PAY to or to the order of James F. Westmoreland (the “Holder”), at his office in Friend |
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| January 11, 2013 |
Exhibit 10.6 Exhibit 10.6 PROMISSORY NOTE January 31, 2012 FOR VALUE RECEIVED, the undersigned, Daybreak Oil and Gas, Inc. (the “Debtor”), a corporation incorporated under the laws of the State of Washington with its registered office at 601 W. Main Avenue, Suite 1012, Spokane, Washington 99201-0613, PROMISES TO PAY to or to the order of James F. Westmoreland (the “Holder”), at his office in Frien |
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| January 11, 2013 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15 (d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended November 30, 2012 OR ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15 (d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 000-50107 DAYBREAK OIL AN |
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| January 11, 2013 |
SETTLEMENT AND RELEASE AGREEMENT Exhibit 10.5 SETTLEMENT AND RELEASE AGREEMENT This SETTLEMENT AND RELEASE AGREEMENT is made and entered into as of October 31, 2012 by and between Daybreak Oil & Gas, Inc., a Washington corporation (?Daybreak?) on the one hand, and Luberski, Inc., a California corporation (?Luberski?) on the other hand. Daybreak and Luberski may be collectively or singularly referred to hereafter as the ?Parties? |
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| November 5, 2012 |
DAYBREAK OIL AND GAS, INC. UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K Current Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): November 5, 2012 (October 31, 2012) DAYBREAK OIL AND GAS, INC. (Exact Name of Registrant as Specified in its Charter) Washington 000-50107 91-0626366 (State |
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| November 5, 2012 |
Exhibit 10.2 Exhibit 10.2 PROMISSORY NOTE Maximum Principal Amount: US$20,000,000.00 New York, New York October 31, 2012 FOR VALUE RECEIVED, the undersigned, DAYBREAK OIL AND GAS, INC., a Washington corporation with its chief executive offices located at 601 W. Main Ave., Suite 1017, Spokane, Washington (the “Borrower”), hereby unconditionally promises to pay to the order of MAXIMILIAN INVESTORS L |
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| November 5, 2012 |
Exhibit 10.1 LOAN AND SECURITY AGREEMENT This LOAN AND SECURITY AGREEMENT (this “Agreement”), entered into as of October 31, 2012, between DAYBREAK OIL AND GAS, INC., a Washington corporation with its chief executive offices located at 601 W. Main Ave., Suite 1017, Spokane, Washington (the “Borrower”), and MAXIMILIAN INVESTORS LLC, a Delaware limited liability company (together with any successors |
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| November 5, 2012 |
Exhibit 10.3 Exhibit 10.3 Recording Requested By: Maximilian Investors LLC When Recorded Mail To: Troutman Sanders LLP 405 Lexington Avenue New York, New York 10174 Attention: Robert Bourguignon SPACE ABOVE THIS LINE RESERVED FOR RECORDER’S USE ONLY MORTGAGE, DEED OF TRUST, ASSIGNMENT OF PRODUCTION, SECURITY AGREEMENT AND FINANCING STATEMENT Dated as of October 31, 2012 FROM DAYBREAK OIL AND GAS, |
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| November 5, 2012 |
Exhibit 10.4 Exhibit 10.4 ASSIGNMENT AND ASSUMPTION AGREEMENT This Assignment and Assumption Agreement (this “Assignment”) is made as of October 31, 2012 (the “Effective Date”), by and between DAYBREAK OIL AND GAS, INC., a Washington corporation with offices located at 601 W. Main Ave., Suite 1017, Spokane, Washington (“Assignor”), and MAXIMILIAN INVESTORS LLC, a Delaware limited liability company |
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| October 11, 2012 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15 (d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended August 31, 2012 OR ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15 (d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 000-50107 DAYBREAK OIL AND |
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| July 12, 2012 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15 (d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended May 31, 2012 OR ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15 (d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 000-50107 DAYBREAK |
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| May 29, 2012 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K (Mark One) x ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended February 29, 2012 o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number 000-50107 DAYBREAK OIL AND G |
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| May 29, 2012 |
Exhibit 10.42 Daybreak Oil and Gas, Inc. Corporate Office: Houston Office: 601 West Main Ave Suite 1012 1414 S. Friendswood Dr., Suite 215 Spokane, WA 99201 Friendswood, TX 77546 Phone: (509) 232-7674 Phone: (281) 996-4176 Fax: (509) 455-8483 Fax: (281) 996-4176 January 26, 2012 AC Exploration, LLC 952 Echo Lane, Suite 390 Houston, Texas 77024 Re: Participation Agreement Dyer Creek Area Kern Count |
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| May 29, 2012 |
Exhibit 10.41 FORBEARANCE AGREEMENT III This FORBEARANCE AGREEMENT III (this ?Agreement?), dated as of January 30, 2012, is by and among DAYBREAK OIL AND GAS, INC., a Washington corporation (?Daybreak?) and WELL WORKS, LLC, a Utah limited liability company (?Well Works?). WHEREAS, Daybreak and Well Works are parties to that certain Forbearance Agreement dated as of October 24, 2011 which contained |
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| May 29, 2012 |
Exhibit 99.1 DAYBREAK OIL AND GAS, INC. Southern San Joaquin Basin, East Slopes Project Kern County, California Estimated Future Reserves and Revenues As of March 1, 2012 SEC Guideline Case Table of Contents Letter of Transmittal Areas of Interest Map SEC Definitions of Oil and Gas Reserves Reserve and Revenue Projections Summary by Reserve Classification One-Line Property Listing Ranked by Class, |
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| May 24, 2012 |
Exhibit 10.1 Exhibit 10.1 LOAN AGREEMENT This Agreement between Luberski, Inc., a California corporation (hereinafter “Lender”) on one hand and RTG Steel Company, LLC, an Arizona limited liability company and Daybreak Oil and Gas, Inc., a Washington corporation (“Daybreak”)(collectively referred to as “Borrowers”), is entered into as of this 18thday of May 2012 (the “Effective Date”). All referenc |
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| May 24, 2012 |
Exhibit 10.4 Exhibit 10.4 Recording Requested By: Luberski, Inc. When Recorded Mail To: Daniel Leibowitz, Esq. 4050 Katella Ave., Ste 201 Los Alamitos, CA 90720 SPACE ABOVE THIS LINE RESERVED FOR RECORDER’S USE ONLY MORTGAGE, DEED OF TRUST, ASSIGNMENT OF PRODUCTION, SECURITY AGREEMENT AND FINANCING STATEMENT Dated as of May 18, 2012 FROM DAYBREAK OIL AND GAS, INC. (“Mortgagor”) TO LUBERSKI, INC., |
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| May 24, 2012 |
Exhibit 10.2 Exhibit 10.2 PROMISSORY NOTE $1,500,000 May 18, 2012 Fullerton, CA FOR VALUE RECEIVED, the undersigned, RTG Steel Company, LLC, an Arizona limited liability company, and Daybreak Oil and Gas, Inc., a Washington corporation (collectively “Promisor”), promises to pay to the order of Luberski, Inc., a California corporation (“Promisee”) or its assignee, at 310 N. Harbor Blvd., Ste 205, F |
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| May 24, 2012 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K Current Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): May 23, 2012 (May 18, 2012) DAYBREAK OIL AND GAS, INC. (Exact Name of Registrant as Specified in its Charter) Washington 000-50107 91-0626366 (State or other jurisdiction of incorpora |
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| May 24, 2012 |
EX-10 4 exhibit103.htm EXHIBIT 10.3 Exhibit 10.3 BORROWER SHARING AGREEMENT Section One. 1.0 RTG Steel Company, LLC, an Arizona limited liability company (“RTG”), and Daybreak Oil and Gas, Inc., a Washington corporation (“DAY”) (collectively “Borrowers”), have borrowed from Luberski, Inc., a California corporation (“Lender”) or its assignee, at 310 N. Harbor Blvd., Ste 205, Fullerton, CA 92832, in |
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| March 16, 2012 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K Current Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): March 16, 2012 (March 14, 2012) DAYBREAK OIL AND GAS, INC. (Exact Name of Registrant as Specified in its Charter) Washington 000-50107 91-0626366 (State or other jurisdiction of incor |
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| January 13, 2012 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15 (d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended November 30, 2011 OR ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15 (d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 000-50107 DAYB |
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| January 13, 2012 |
Exhibit 10.5 PREPARED BY AND WHEN RECORDED OR FILED, PLEASE RETURN TO: Phyllis Y. Young Akin Gump Strauss Hauer & Feld LLP 1111 Louisiana Street, 44th Floor Houston, Texas 77002 NOTICE OF CONFIDENTIALITY RIGHTS: IF YOU ARE A NATURAL PERSON, YOU MAY REMOVE OR STRIKE ANY OR ALL OF THE FOLLOWING INFORMATION FROM THIS INSTRUMENT BEFORE IT IS FILED FOR RECORD IN THE PUBLIC RECORDS: YOUR SOCIAL SECURITY |
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| January 13, 2012 |
exhibit103.htm - Generated by SEC Publisher for SEC Filing Exhibit 10.3 FORBEARANCE AGREEMENT This FORBEARANCE AGREEMENT (this “Agreement”), dated as of October 24, 2011, is by and among DAYBREAK OIL AND GAS, INC., a Washington corporation (“Daybreak”) and WELL WORKS, LLC, a Utah limited liability company (“Well Works”). WHEREAS, Daybreak and Well Works are parties to (i) that certain Secured Conv |
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| January 13, 2012 |
exhibit104.htm - Generated by SEC Publisher for SEC Filing Exhibit 10.4 FORBEARANCE AGREEMENT This FORBEARANCE AGREEMENT (this “Agreement”), dated as of November 11, 2011, is by and among DAYBREAK OIL AND GAS, INC., a Washington corporation (“Daybreak”) and WELL WORKS, LLC, a Utah limited liability company (“Well Works”). WHEREAS, Daybreak and Well Works are parties to (i) that certain Secured Con |
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| January 13, 2012 |
exhibit106.htm - Generated by SEC Publisher for SEC Filing Exibit 10.6 PREPARED BY AND WHEN RECORDED OR FILED, PLEASE RETURN TO: Phyllis Y. Young Akin Gump Strauss Hauer & Feld LLP 1111 Louisiana Street, 44th Floor Houston, Texas 77002 NOTICE OF CONFIDENTIALITY RIGHTS: IF YOU ARE A NATURAL PERSON, YOU MAY REMOVE OR STRIKE ANY OR ALL OF THE FOLLOWING INFORMATION FROM THIS INSTRUMENT BEFORE IT IS FI |
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| January 13, 2012 |
Exhibit 10.7 FORBEARANCE AGREEMENT II This FORBEARANCE AGREEMENT II (this ?Agreement?), dated as of November 19, 2011, is by and among DAYBREAK OIL AND GAS, INC., a Washington corporation (?Daybreak?) and WELL WORKS, LLC, a Utah limited liability company (?Well Works?). WHEREAS, Daybreak and Well Works are parties to that certain Forbearance Agreement dated as of October 24, 2011 which contained a |
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| January 13, 2012 |
exhibit102.htm - Generated by SEC Publisher for SEC Filing Exhibit 10.2 LOAN EXTENSION AGREEMENT WHEREAS, Daybreak Oil and Gas, Inc.(“Daybreak”) entered into that certain Secured Convertible Promissory Note dated September 17, 2010 with Well Works, LLC (“Well Works”) (“Promissory Note”); and WHEREAS, pursuant to the terms of said Promissory Note, Well Works was to receive the sum of $750,000 (Seve |
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| January 13, 2012 |
Exhibit 10.1 Credit Line Agreement Borrower Agreement BY SIGNING BELOW, THE BORROWER UNDERSTANDS, ACKNOWLEDGES AND AGREES THAT: A THE BORROWER HAS RECEIVED AND READ A COPY OF THIS BORROWER AGREEMENT, THE ATTACHED CREDIT LINE ACCOUNT APPLICATION AND AGREEMENT (INCLUDING THE CREDIT LINE AGREEMENT FOLLOWING THIS BORROWER AGREEMENT) AND THE LOAN DISCLOSURE STATEMENT EXPLAINING THE RISK FACTORS THAT TH |
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| November 25, 2011 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K Current Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): November 25, 2011 (November 18, 2011) DAYBREAK OIL AND GAS, INC. (Exact Name of Registrant as Specified in its Charter) Washington 000-50107 91-0626366 (State or other jurisdiction of |
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| November 10, 2011 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K Current Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): November 10, 2011 (November 4, 2011) DAYBREAK OIL AND GAS, INC. (Exact Name of Registrant as Specified in its Charter) Washington 000-50107 91-0626366 (State or other jurisdiction of |
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| October 28, 2011 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q/A (Mark One) x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15 (d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended August 31, 2011 OR ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15 (d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 000-50107 DAYB |
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| October 17, 2011 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15 (d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended August 31, 2011 OR ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15 (d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 000-50107 DAYBRE |
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| October 17, 2011 |
exhibit101.htm - Generated by SEC Publisher for SEC Filing Exhibit 10.1 PROMISSORY NOTE June 20, 2011 FOR VALUE RECEIVED, the undersigned, Daybreak Oil and Gas, Inc. (the “Debtor”), a corporation incorporated under the laws of the State of Washington with its registered office at 601 W. Main Avenue, Suite 1012, Spokane, Washington 99201-0613, PROMISES TO PAY to or to the order of James F. Westmore |
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| July 15, 2011 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15 (d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended May 31, 2011 OR o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15 (d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 000-50107 DAYBREAK |
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| June 27, 2011 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K/A AMENDMENT NO. 1 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K/A AMENDMENT NO. 1 (Mark One) x ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended February 28, 2011 o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number 000-50107 |
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| June 27, 2011 |
Daybreak Oil and Gas, Inc. Board of Directors’ Compensation Policy Daybreak Oil and Gas, Inc. Board of Directors’ Compensation Policy Each director who is not an employee or officer of the Company (“non-employee director”) receives an annual cash retainer of $9,000. Each non-employee director also receives $500 per Board meeting attended and $500 per committee meeting attended. Additionally, the chairman of the Audit Committee receives an additional annual retain |
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| June 23, 2011 |
Daybreak Oil and Gas, Inc. Enters Into a $3.5 Million Loan Commitment Daybreak Oil and Gas, Inc. Enters Into a $3.5 Million Loan Commitment SPOKANE, Washington, June 21, 2011 - Daybreak Oil and Gas, Inc. (OTC Bulletin Board: DBRM) (?Daybreak? or the ?Company?), a Washington corporation, announced that it has received a commitment for a $3,500,000 secured loan (the ?Loan?). The term of the Loan will be for three years with an interest rate of 6% per annum. Also, in a |
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| June 23, 2011 |
Regulation FD Disclosure, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): June 23, 2011 (June 21, 2011) DAYBREAK OIL AND GAS, INC. (Exact name of registrant as specified in its charter) Washington 000-50107 91-0626366 (State or other jurisdiction of incorpo |
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| May 27, 2011 |
DAYBREAK OIL AND GAS, INC. Southern San Joaquin Basin, East Slopes Project Kern County, California Estimated Future Reserves and Revenues As of March 1, 2011 SEC Guideline Case Table of Contents Letter of Transmittal Areas of Interest Map SEC Definitions of Oil and Gas Reserves Reserve and Revenue Projections Summary by Reserve Classification One-Line Property Listing Ranked by Class, State and Co |
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| May 27, 2011 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K (Mark One) x ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended February 28, 2011 o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number 000-50107 DAYBREAK OIL AND G |
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| March 11, 2011 |
Daybreak Oil and Gas, Inc. 601 West Main Ave Suite 1012 Spokane, WA 99201 Office: (509) 232-7674 Fax: (509) 455-8483 March 11, 2011 Via Edgar United States Securities and Exchange Commission Division of Corporation Finance 100 F Street, N.E. Washington, D.C. 20549-7010 Attention: Brad Skinner Senior Assistant Chief Accountant Re: Daybreak Oil and Gas, Inc. Form 10-K for the Fiscal Year Ended Febru |
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| January 13, 2011 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15 (d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended November 30, 2010 OR o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15 (d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 000-50107 DAYB |
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| October 15, 2010 |
EX-10.7 4 i00456ex10-7.htm BILL OF SALE CHEVRON U.S.A. INC. (“Seller”), for good and valuable consideration, including the assumption by DAYBREAK OIL AND GAS, INC., AND SAN JOAQUIN INVESTMENTS, INC. (“Buyer”) of certain obligations and liabilities described in that certain Asset Sale and Purchase Agreement effective July 1, 2010, by and between Seller and Buyer (the “ASPA”), hereby sells and trans |
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| October 15, 2010 |
EX-10.5 2 i00456ex10-5.htm ASSET SALE AND PURCHASE AGREEMENT BETWEEN CHEVRON U.S.A. INC. AND EAST SLOPE VEDDER AREA KERN COUNTY, CALIFORNIA Effective Date: JULY 1, 2010 Chevron U.S.A. Inc./ ASPA GUG Asset Sale and Purchase Agreement Dom Ltr (Rev4 May 2009) Execution Version ASSET SALE AND PURCHASE AGREEMENT TABLE OF CONTENTS SECTION PAGE AGREEMENT 1 DEFINITIONS, INTERPRETATION AND EXHIBITS 1 SALE |
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| October 15, 2010 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15 (d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended August 31, 2010 OR o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15 (d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 000-50107 DAYBRE |
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| October 15, 2010 |
ASSIGNMENT OF OIL AND GAS LEASES AND AGREEMENTS EX-10.6 3 i00456ex10-6.htm RECORDING REQUESTED BY AND WHEN RECORDED MAIL TO: CHEVRON U.S.A. INC. 9525 Camino Media Bakersfield, California 93311 Attention: Land Manager MAIL TAX STATEMENTS TO: Daybreak Oil and Gas, Inc. 1414 South Friendswood Drive, suite 215 Friendswood, Texas 77546 Attn: James Westmoreland ASSIGNMENT OF OIL AND GAS LEASES AND AGREEMENTS CHEVRON U.S.A. INC., a Pennsylvania corpor |
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| September 23, 2010 |
SECURED CONVERTIBLE PROMISSORY NOTE THIS NOTE AND THE SECURITIES ISSUABLE UPON CONVERSION HEREOF HAVE NOT BEEN REGISTERED UNDER THE SECURITIES ACT OF 1933, AS AMENDED, OR APPLICABLE STATE SECURITIES LAWS AND MAY NOT BE TRANSFERRED, SOLD OR OTHERWISE DISPOSED OF IN THE ABSENCE OF AN EFFECTIVE REGISTRATION STATEMENT WITH RESPECT TO THIS NOTE OR SUCH SECURITIES, FILED AND MADE EFFECTIVE UNDER THE SECURITIES ACT OF 1933, AS AMENDED, AND SUCH APPLICABLE STATE SECURITIES LAWS, OR UNLESS THE COMPANY RECEIVES AN OPINION OF COUNSEL SATISFACTORY TO THE COMPANY TO THE EFFECT THAT REGISTRATION UNDER SUCH ACT AND SUCH APPLICABLE STATE SECURITIES LAWS IS NOT REQUIRED OR UNLESS SOLD PURSUANT TO RULE 144 UNDER SUCH ACT. |
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| September 23, 2010 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K Current Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): September 23, 2010 (September 17, 2010) DAYBREAK OIL AND GAS, INC. (Exact Name of Registrant as Specified in its Charter) Washington 000-50107 91-0626366 (State or other jurisdiction |
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| September 23, 2010 |
EX-10.2 3 i00411ex10-2.htm Recording Requested By: Well Works, LLC, Trustee When Recorded Mail To: Kameron A. Swithin Akin Gump Strauss Hauer & Feld LLP 1111 Louisiana Street, 44th Floor Houston, TX 77002-5200 SPACE ABOVE THIS LINE RESERVED FOR RECORDER’S USE ONLY MORTGAGE, DEED OF TRUST, ASSIGNMENT OF PRODUCTION, SECURITY AGREEMENT AND FINANCING STATEMENT Dated as of September 17, 2010 FROM DAYBR |
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| September 23, 2010 |
TECHNICAL AND CONSULTING SERVICES AGREEMENT TECHNICAL AND CONSULTING SERVICES AGREEMENT This TECHNICAL AND CONSULTING SERVICES AGREEMENT (this “Agreement”) is effective as of September 17, 2010 (the “Effective Date”), by and between WELL WORKS, LLC, a Utah limited liability company (“Well Works”), and DAYBREAK OIL AND GAS, INC. |
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| September 23, 2010 |
Daybreak Acquires Additional Interest from Chevron U.S.A. Inc. for its East Slopes Project located in Kern County, California SPOKANE, Washington, September 23, 2010 ? Daybreak Oil and Gas, Inc. (OTCBB: DBRM) (?Daybreak? or the ?Company?), a Washington corporation, announced today that it has acquired one-third (33%) of Chevron U.S.A. Inc.?s 50% working interest in the East Slopes Project in Kern |
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| September 23, 2010 |
ASSIGNMENT OF NET PROFITS INTEREST EX-10.4 5 i00411ex10-4.htm ASSIGNMENT OF NET PROFITS INTEREST This Assignment of Net Profits Interest (this “Assignment”) is dated and effective as of 7:00 a.m. Houston, Texas time, September 17 , 2010 (the “Effective Date”), by Daybreak Oil and Gas, Inc., a Washington Corporation (“Assignor”), to Well Works, LLC, a Utah Limited Liability Company (“Assignee”). WHEREAS, Assignor is the owner of wor |
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| August 17, 2010 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K Current Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): August 16, 2010 DAYBREAK OIL AND GAS, INC. (Exact Name of Registrant as Specified in its Charter) Washington 000-50107 91-0626366 (State or other jurisdiction of incorporation) (Commi |
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| July 27, 2010 |
Submission of Matters to a Vote of Security Holders UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K Current Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): July 22, 2010 DAYBREAK OIL AND GAS, INC. (Exact Name of Registrant as Specified in its Charter) Washington 000-50107 91-0626366 (State or other jurisdiction of incorporation) (Commiss |
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| July 15, 2010 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15 (d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended May 31, 2010 OR o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15 (d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 000-50107 DAYBREAK |
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| June 10, 2010 |
*** Exercise Your Right to Vote *** Important Notice Regarding the Availability of Proxy Materials for the Shareholder Meeting to Be Held on July 22, 2010 Meeting Information DAYBREAK OIL AND GAS, INC. |
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| June 10, 2010 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant x Filed by a Party other than the Registrant o Check the appropriate box: o Preliminary Proxy Statement o Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) x Definitive Proxy State |
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| May 28, 2010 |
AGREEMENT FOR PURCHASE AND SALE OF OIL AND GAS PROPERTIES Exhibit 10.23 AGREEMENT FOR PURCHASE AND SALE OF OIL AND GAS PROPERTIES This Agreement is dated for reference purposes as of March 12, 2010 by and between DAYBREAK OIL AND GAS, INC., a Washington corporation, sometimes referred to elsewhere in this Agreement as ?Seller?, and ARABELLA ENTERPRISES, a California corporation, sometimes referred to elsewhere in this Agreement as ?Purchaser?, and CHET P |
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| May 28, 2010 |
Amended and Restated Articles of Incorporation of Daybreak Oil and Gas, Inc. dated July 17, 2009 Exhibit 3.01 AMENDED AND RESTATED ARTICLES OF INCORPORATION OF DAYBREAK OIL AND GAS, INC. ARTICLE I - NAME The name of this corporation is DAYBREAK OIL AND GAS, INC. (the ?Corporation?). ARTICLE II - PURPOSE The purpose of the Corporation is to transact any and all lawful business for which corporations may be incorporated under Title 23B of the Revised Code of Washington, as amended (the ?Washing |
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| May 28, 2010 |
10-K 1 i00253daybreak-10k.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K (Mark One) x ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended February 28, 2010 o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file numbe |
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| May 28, 2010 |
PARTIAL RELEASE OF PRODUCTION PAYMENT Exhibit 10.24 Recording Requested By And When Recorded Return To: O & G Energy Partners, LLC 3660 Stoneridge Road, Suite A-101 Austin, TX 78746 DOCUMENTARY TRANSFER TAX $ o Computed on full value of property conveyed o or computed on full value less liens and encumbrances remaining at time of sale By SPACE ABOVE THIS LINE FOR RECORDER USE PARTIAL RELEASE OF PRODUCTION PAYMENT STATE OF CALIFORNIA ? |
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| May 28, 2010 |
1 Houston Center 1221 McKinney, Suite 3700 Houston, Texas 77010 Phone (713) 209-1100 ? Fax (713) 752-0828 May 6, 2010 Daybreak Oil and Gas, Inc. |
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| February 3, 2010 |
Unregistered Sales of Equity Securities, Financial Statements and Exhibits, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K Current Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): January 29, 2010 DAYBREAK OIL AND GAS, INC. (Exact Name of Registrant as Specified in its Charter) Washington 000-50107 91-0626366 (State or other jurisdiction of incorporation) (Comm |
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| February 3, 2010 |
Form of Subscription Agreement for 12% Subordinated Note due 2015 Daybreak Oil and Gas, Inc. (the ?Company?) SUBSCRIPTION AGREEMENT FOR 12% SUBORDINATED NOTES DUE 2015 AND WARRANTS This Subscription Agreement (this ?Agreement?) is executed and delivered by the undersigned (?Subscriber?) who hereby acknowledges receiving and reviewing a copy of the Confidential Information Booklet relating to the offering of the 12% Subordinated Notes due 2015 (the ?Notes?) and W |
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| February 3, 2010 |
Form of Warrant in connection with 12% Subordinated Notes THIS WARRANT AND THE SHARES OF COMMON STOCK ISSUABLE UPON EXERCISE HEREOF HAVE NOT BEEN REGISTERED UNDER THE FEDERAL SECURITIES ACT OF 1933, AS AMENDED, OR THE SECURITIES LAWS OF ANY STATE. |
