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| CIK | 1071625 |
SEC Filings
All companies that sell securities in the United States must register with the Securities and Exchange Commission (SEC) and file reports on a regular basis.
These reports include company annual reports (10K, 10Q), news updates (8K), investor presentations (found in 8Ks), insider trades (form 4), ownership reports (13D, and 13G), and reports related to the specific securities sold, such as registration statements and prospectus. This page shows recent SEC filings related to Dover Saddlery Inc
SEC Filings (Chronological Order)
Halaman ini menyediakan daftar lengkap dan kronologis dari Pengajuan SEC, tidak termasuk pengajuan kepemilikan yang kami sediakan di tempat lain.
| August 6, 2015 |
SC 13G/A 1 sch13ga.htm SCHEDULE 13G/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G/A Under the Securities Exchange Act of 1934 Amendment No. 9 Dover Saddlery, Inc. (Name of Issuer) Common Stock (Title of Class of Securities) 260412101 (CUSIP Number) July 1, 2015 (Date of Event which Requires Filing of this Statement) Check the appropriate box to designate th |
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| July 7, 2015 |
DOVR / Dover Saddlery Inc / GLENHILL ADVISORS LLC - AMENDMENT NO. 4 Activist Investment SC 13D/A 1 d86833dsc13da.htm AMENDMENT NO. 4 SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 13D (RULE 13D - 101) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO 13d-1(a) AND AMENDMENTS THERETO FILED PURSUANT TO 13d-2(a) (Amendment No. 4)* Dover Saddlery, Inc. (Name of Issuer) Common Stock (Title of Class of Securities) 260412101 (CUSIP Number) Glenhill Advisors, LLC |
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| July 1, 2015 |
Regulation FD Disclosure, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): July 1, 2015 Dover Saddlery, Inc. (Exact name of registrant as specified in its charter) Delaware 000-51624 04-3438294 (State or other jurisdiction (Commission (I.R.S. Employer of inc |
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| July 1, 2015 |
EX-99.1 2 exhibit1.htm EX-99.1 Janet Nittmann [email protected] Tel 978 952 8062 x218 For Immediate Release Dover Saddlery Announces Completion of Merger with Webster Capital LITTLETON, MA—(MARKET WIRE)—(July 1, 2015) — Dover Saddlery, Inc. (NASDAQ: DOVR - News), the leading multichannel retailer of equestrian products in the United States, today announced the completion of its merger wi |
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| June 2, 2015 |
Dover Saddlery, Inc. (Form: 8-K) UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): May 29, 2015 Dover Saddlery, Inc. (Exact name of registrant as specified in its charter) Delaware 000-51624 04-3438294 (State or other jurisdiction (C |
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| May 29, 2015 |
Dover Saddlery, Inc. (Form: 8-K) UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): May 29, 2015 Dover Saddlery, Inc. (Exact name of registrant as specified in its charter) Delaware 000-51624 04-3438294 (State or other jurisdiction (C |
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| May 29, 2015 |
Dover Saddlery Announces Stockholder Approval of Merger Agreement Janet Nittmann [email protected] Tel 978-952-8062 x218 For Immediate Release Dover Saddlery Announces Stockholder Approval of Merger Agreement LITTLETON, MA?(MARKET WIRE)?May 29, 2015 ? Dover Saddlery, Inc. (NASDAQ:DOVR - News), the leading omni-channel retailer of equestrian products, today reported that Company stockholders overwhelmingly approved its planned merger with an affiliate o |
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| May 21, 2015 |
SC 13D/A 1 dover13da3052115.htm AMENDMENT NO. 3 TO THE SCHEDULE 13D SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 13D (RULE 13D - 101) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO 13d-1(a) AND AMENDMENTS THERETO FILED PURSUANT TO 13d-2(a) (Amendment No. 3)* Dover Saddlery, Inc. (Name of Issuer) Common Stock (Title of Class of Securities) 260412101 (CUSIP Number) |
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| May 21, 2015 |
EX-99.1 2 ex991todover13da3052115.htm JOINT FILING AGREEMENT Exhibit 99.1 JOINT FILING AGREEMENT The undersigned hereby agree that the statement on Schedule 13D with respect to the Common Stock of Dover Saddlery, Inc. dated as of May 21, 2015 is, and any further amendments thereto signed by each of the undersigned shall be, filed on behalf of each of the undersigned pursuant to and in accordance w |
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| May 15, 2015 |
8-K 1 htm51836.htm LIVE FILING UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): May 15, 2015 Dover Saddlery, Inc. (Exact name of registrant as specified in its charter) Delaware 000-51624 04-3438294 (State or other jurisdiction (Com |
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| May 15, 2015 |
DOVR / Dover Saddlery Inc 10-Q - Quarterly Report - 10-Q 10-Q 1 a15-7910110q.htm 10-Q Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-Q x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15 (d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Fiscal Quarter Ended March 31, 2015 OR o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15 (d) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission File Number 000-51624 Dover Sa |
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| May 15, 2015 |
Dover Saddlery Announces First Quarter 2015 Financial Results EX-99.1 2 exhibit1.htm EX-99.1 Janet Nittmann [email protected] Tel 978-952-8062 x218 For Immediate Release Dover Saddlery Announces First Quarter 2015 Financial Results LITTLETON, MA—(MARKET WIRE)—May 15, 2015 — Dover Saddlery, Inc. (NASDAQ:DOVR - News), the leading omni-channel retailer of equestrian products, today reported financial results for the first quarter ended March 31, 2015. |
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| May 4, 2015 |
Use these links to rapidly review the document TABLE OF CONTENTS AGREEMENT AND PLAN OF MERGER TABLE OF CONTENTS Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| April 29, 2015 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-K/A Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-K/A (Mark One) x ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 FOR THE YEAR ENDED DECEMBER 31, 2014 OR ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission file number 000-51624 Dover Saddlery, Inc. (Exact Name of |
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| April 23, 2015 |
EXHIBIT 99.1 JOINT FILING AGREEMENT In accordance with Rule 13d-1(k)(1) under the Securities Exchange Act of 1934, as amended, the persons named below agree to the joint filing on behalf of each of them of a statement on Schedule 13D (including amendments thereto) with respect to the common stock, par value $0.0001 per share, of Dover Saddlery, Inc., a Delaware corporation, and further agree that |
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| April 23, 2015 |
EX-2.4 4 a15-96153ex2d4.htm EX-2.4 Exhibit 2.4 SUPPORT AGREEMENT THIS SUPPORT AGREEMENT (this “Agreement”) is entered into as of April 13, 2015, by and among Dover Saddlery Holdings, Inc., a Delaware corporation (“Parent”), Dover Saddlery Merger Sub, Inc., a Delaware corporation and wholly owned subsidiary of Parent (“Sub”), and the undersigned stockholder (“Stockholder”) of Dover Saddlery, Inc., |
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| April 23, 2015 |
DOVR / Dover Saddlery Inc / Dover Saddlery Holdings, Inc. - SC 13D Activist Investment SC 13D 1 a15-96153sc13d.htm SC 13D UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 Dover Saddlery, Inc. (Name of Issuer) Common Stock, par value $0.0001 (Title of Class of Securities) 260412101 (CUSIP Number) Copies to: Donald Steiner Managing Partner Webster Capital III, L.P. 950 Winter Street, #4200 Waltham, MA 02451 |
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| April 23, 2015 |
Exhibit 2.2 SUPPORT AGREEMENT THIS SUPPORT AGREEMENT (this “Agreement”) is entered into as of April 13, 2015, by and among Dover Saddlery Holdings, Inc., a Delaware corporation (“Parent”), Dover Saddlery Merger Sub, Inc., a Delaware corporation and wholly owned subsidiary of Parent (“Sub”), and the undersigned stockholder (“Stockholder”) of Dover Saddlery, Inc., a Delaware corporation (the “Compan |
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| April 23, 2015 |
Exhibit 2.3 SUPPORT AGREEMENT THIS SUPPORT AGREEMENT (this “Agreement”) is entered into as of April 13, 2015, by and among Dover Saddlery Holdings, Inc., a Delaware corporation (“Parent”), Dover Saddlery Merger Sub, Inc., a Delaware corporation and wholly owned subsidiary of Parent (“Sub”), and the undersigned stockholder (“Stockholder”) of Dover Saddlery, Inc., a Delaware corporation (the “Compan |
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| April 23, 2015 |
Exhibit 2.5 SUPPORT AGREEMENT THIS SUPPORT AGREEMENT (this “Agreement”) is entered into as of April 13, 2015, by and among Dover Saddlery Holdings, Inc., a Delaware corporation (“Parent”), Dover Saddlery Merger Sub, Inc., a Delaware corporation and wholly owned subsidiary of Parent (“Sub”), and the undersigned stockholder (“Stockholder”) of Dover Saddlery, Inc., a Delaware corporation (the “Compan |
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| April 22, 2015 |
Use these links to rapidly review the document TABLE OF CONTENTS AGREEMENT AND PLAN OF MERGER TABLE OF CONTENTS Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| April 14, 2015 |
Dover Saddlery, Inc. (Form: 8-K) UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): April 13, 2015 Dover Saddlery, Inc. (Exact name of registrant as specified in its charter) Delaware 000-51624 04-3438294 (State or other jurisdiction |
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| April 14, 2015 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): April 13, 2015 Dover Saddlery, Inc. (Exact name of registrant as specified in its charter) Delaware 000-51624 04-3438294 (State or other jurisdiction (Commission (I.R.S. Employer of i |
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| April 14, 2015 |
Exhibit 2.1 Agreement and Plan of Merger among Dover Saddlery Holdings, Inc., Dover Saddlery Merger Sub, Inc., and Dover Saddlery, Inc. Dated as of April 13, 2015 Agreement and Plan of Merger Table of Contents Page ARTICLE I THE MERGER 1 Section 1.1 The Merger. 1 Section 1.2 Effective Time 2 Section 1.3 Effects of the Merger. 2 Section 1.4 Charter and Bylaws; Directors and Officers. 2 Section 1.5 |
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| April 14, 2015 |
Exhibit 99.1 Janet Nittmann [email protected] Tel 978 952 8062 x218 For Immediate Release Dover Announces Agreement to Be Acquired by Webster Capital for $8.50 per Share LITTLETON, MA?(MARKET WIRE)?(April 14, 2015) -Dover Saddlery, Inc. (NASDAQ: DOVR ? News), the leading multichannel retailer of equestrian products in the United States, today announced that it has entered into a definiti |
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| April 14, 2015 |
Exhibit 99.1 Janet Nittmann [email protected] Tel 978 952 8062 x218 For Immediate Release Dover Announces Agreement to Be Acquired by Webster Capital for $8.50 per Share LITTLETON, MA?(MARKET WIRE)?(April 14, 2015) -Dover Saddlery, Inc. (NASDAQ: DOVR ? News), the leading multichannel retailer of equestrian products in the United States, today announced that it has entered into a definiti |
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| April 14, 2015 |
Exhibit 2.1 Agreement and Plan of Merger among Dover Saddlery Holdings, Inc., Dover Saddlery Merger Sub, Inc., and Dover Saddlery, Inc. Dated as of April 13, 2015 Agreement and Plan of Merger Table of Contents Page ARTICLE I THE MERGER 1 Section 1.1 The Merger. 1 Section 1.2 Effective Time 2 Section 1.3 Effects of the Merger. 2 Section 1.4 Charter and Bylaws; Directors and Officers. 2 Section 1.5 |
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| March 31, 2015 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-K Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-K (Mark One) x ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 FOR THE YEAR ENDED DECEMBER 31, 2014 OR o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission file number 000-51624 Dover Saddlery, Inc. (Exact Name of Re |
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| March 31, 2015 |
CONSENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM Exhibit 23.12 CONSENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM We consent to the incorporation by reference in Registration Statement No. 333-132951 on Form S-8 of our report dated March 31, 2015 appearing in this Annual Report on Form 10-K of Dover Saddlery, Inc. and subsidiaries for the year ended December 31, 2014. /s/ McGladrey LLP Boston, Massachusetts March 31, 2015 |
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| March 31, 2015 |
Exhibit 10.70(A) EMPLOYMENT AGREEMENT AGREEMENT made and entered into in Littleton, Massachusetts, by and between Dover Saddlery, Inc. (the ?Company?), a Delaware corporation with its principal place of business at Littleton, Massachusetts, and William G. Schmidt (the ?Executive?), effective as of the 1st day of September, 2010. WHEREAS, the operations of the Company are a complex matter requiring |
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| March 25, 2015 |
Dover Saddlery Announces Fourth Quarter and Full Year 2014 Financial Results Janet Nittmann [email protected] Tel 978 952 8062 x218 For Immediate Release Dover Saddlery Announces Fourth Quarter and Full Year 2014 Financial Results LITTLETON, MA—(MARKET WIRE)—March 25, 2015 — Dover Saddlery, Inc. (NASDAQ:DOVR - News), the leading omni-channel retailer of equestrian products, today announced financial results for the fourth quarter and fiscal year ended December 31 |
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| March 25, 2015 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): March 25, 2015 Dover Saddlery, Inc. (Exact name of registrant as specified in its charter) Delaware 000-51624 04-3438294 (State or other jurisdiction (Commission (I.R.S. Employer of i |
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| February 10, 2015 |
DOVR / Dover Saddlery Inc / North Star Investment Management Corp. - SC 13G/A Passive Investment SC 13G/A 1 sc13gadover.htm SC 13G/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G/A Under the Securities Exchange Act of 1934 Amendment No. 8 Dover Saddlery, Inc. (Name of Issuer) Common Stock (Title of Class of Securities) 260412101 (CUSIP Number) December 31, 2014 (Date of Event which Requires Filing of this Statement) Check the appropriate box to designate |
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| January 20, 2015 |
Dover Saddlery Announces Acquisition of Dressage Extensions EX-99.1 Janet Nittmann [email protected] Tel 978-952-8062 x218 For Immediate Release Dover Saddlery Announces Acquisition of Dressage Extensions LITTLETON, MA—(Marketwire –January 14, 2015) — Dover Saddlery Inc., (NASDAQ: DOVR), the leading omni-channel retailer of equestrian products, today announced the acquisition of Dressage Extensions, a specialty retailer in the equestrian dressage |
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| January 20, 2015 |
Dover Saddlery, Inc. (Form: 8-K) UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): January 13, 2015 Dover Saddlery, Inc. (Exact name of registrant as specified in its charter) Delaware 000-51624 04-3438294 (State or other jurisdictio |
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| December 2, 2014 |
AMENDMENT TO LOAN AND SECURITY AGREEMENT EX-10.81 Exhibit 10.81 AMENDMENT TO LOAN AND SECURITY AGREEMENT THIS AMENDMENT TO LOAN AND SECURITY AGREEMENT (the “Amendment”) is dated as of the 26th day of November, 2014, by and among, Dover Saddlery, Inc., a Delaware corporation (“Dover DE”), Dover Saddlery, Inc., a Massachusetts corporation, Smith Brothers, Inc., a Texas corporation, Dover Saddlery Retail, Inc., a Massachusetts corporation, |
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| December 2, 2014 |
AMENDMENT TO REVOLVING CREDIT NOTE EX-10.82 Exhibit 10.82 AMENDMENT TO REVOLVING CREDIT NOTE THIS AMENDMENT TO REVOLVING CREDIT NOTE (the “Amendment”) is made as of the 26th day of November, 2014, by and among, Dover Saddlery, Inc., a Delaware corporation (“Dover DE”), Dover Saddlery, Inc., a Massachusetts corporation, Smith Brothers, Inc., a Texas corporation, Dover Saddlery Retail, Inc., a Massachusetts corporation and Dover Sadd |
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| December 2, 2014 |
Entry into a Material Definitive Agreement Dover Saddlery, Inc. (Form: 8-K) UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): November 26, 2014 Dover Saddlery, Inc. (Exact name of registrant as specified in its charter) Delaware 000-51624 04-3438294 (State or other jurisdicti |
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| November 12, 2014 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-Q Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-Q x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15 (d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Fiscal Quarter Ended September 30, 2014 OR o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15 (d) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission File Number 000-51624 Dover Saddlery, Inc. (Exact name |
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| November 7, 2014 |
SC 13G/A 1 sched13ga.htm FORM SC 13G/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G/A Under the Securities Exchange Act of 1934 Amendment No. 6 Dover Saddlery, Inc. (Name of Issuer) Common Stock (Title of Class of Securities) 260412101 (CUSIP Number) December 31, 2013 (Date of Event which Requires Filing of this Statement) Check the appropriate box to design |
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| November 7, 2014 |
SC 13G/A 1 sched13ga.htm FORM SC 13G/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G/A Under the Securities Exchange Act of 1934 Amendment No. 7 Dover Saddlery, Inc. (Name of Issuer) Common Stock (Title of Class of Securities) 260412101 (CUSIP Number) July 31, 2014 (Date of Event which Requires Filing of this Statement) Check the appropriate box to designate |
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| November 6, 2014 |
Dover Saddlery Reports Third Quarter 2014 Financial Results EX-99.1 Janet Nittmann [email protected] Tel 978-952-8062 x218 For Immediate Release Dover Saddlery Reports Third Quarter 2014 Financial Results LITTLETON, MA – November 6, 2014 — Dover Saddlery, Inc. (NASDAQ:DOVR), the leading omni-channel retailer of equestrian products, today reported financial results for the third quarter ended September 30, 2014. Total revenues for the third quarte |
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| November 6, 2014 |
Dover Saddlery, Inc. (Form: 8-K) UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): November 6, 2014 Dover Saddlery, Inc. (Exact name of registrant as specified in its charter) Delaware 000-51624 04-3438294 (State or other jurisdictio |
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| August 13, 2014 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-Q Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-Q R QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15 (d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Fiscal Quarter Ended June 30, 2014 OR o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15 (d) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission File Number 000-51624 Dover Saddlery, Inc. (Exact name of re |
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| August 13, 2014 |
SEVENTH AMENDMENT TO LOAN AND SECURITY AGREEMENT Exhibit 10.80 SEVENTH AMENDMENT TO LOAN AND SECURITY AGREEMENT THIS SEVENTH AMENDMENT TO LOAN AND SECURITY AGREEMENT (the ?Amendment?) is dated as of the 31st day of July, 2014, by and among, Dover Saddlery, Inc., a Delaware corporation (?Dover DE?), Dover Saddlery, Inc., a Massachusetts corporation, Smith Brothers, Inc., a Texas corporation, Dover Saddlery Retail, Inc., a Massachusetts corporatio |
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| August 13, 2014 |
FOURTH AMENDMENT TO REVOLVING CREDIT NOTE Exhibit 10.79 FOURTH AMENDMENT TO REVOLVING CREDIT NOTE THIS FOURTH AMENDMENT TO REVOLVING CREDIT NOTE (the ?Amendment?) is made as of the 31st day of July, 2014, by and among, Dover Saddlery, Inc., a Delaware corporation (?Dover DE?), Dover Saddlery, Inc., a Massachusetts corporation, Smith Brothers, Inc., a Texas corporation, Dover Saddlery Retail, Inc., a Massachusetts corporation and Dover Sad |
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| August 11, 2014 |
Dover Saddlery, Inc. (Form: 8-K) UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): August 11, 2014 Dover Saddlery, Inc. (Exact name of registrant as specified in its charter) Delaware 000-51624 04-3438294 (State or other jurisdiction |
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| August 11, 2014 |
Dover Saddlery Reports Second Quarter 2014 Financial Results EX-99.1 Janet Nittmann [email protected] Tel 978-952-8062 x218 For Immediate Release Dover Saddlery Reports Second Quarter 2014 Financial Results LITTLETON, MA – August 11, 2014 — Dover Saddlery, Inc. (NASDAQ:DOVR), the leading omni-channel retailer of equestrian products, today reported financial results for the second quarter ended June 30, 2014. Second Quarter Results Total revenues f |
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| May 9, 2014 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-Q Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-Q R QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15 (d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Fiscal Quarter Ended March 31, 2014 OR o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15 (d) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission File Number 000-51624 Dover Saddlery, Inc. (Exact name of r |
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| May 8, 2014 |
Dover Saddlery Announces First Quarter 2014 Financial Results EX-99.1 Janet Nittmann [email protected] Tel 978-952-8062 x218 For Immediate Release Dover Saddlery Announces First Quarter 2014 Financial Results LITTLETON, MA—(MARKET WIRE)—May 8, 2014 — Dover Saddlery, Inc. (NASDAQ:DOVR - News), the leading omni-channel retailer of equestrian products, today reported financial results for the first quarter ended March 31, 2014. Total revenues for the |
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| May 8, 2014 |
8-K 1 htm49789.htm LIVE FILING UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): May 8, 2014 Dover Saddlery, Inc. (Exact name of registrant as specified in its charter) Delaware 000-51624 04-3438294 (State or other jurisdiction (Comm |
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| April 9, 2014 |
QuickLinks - Click here to rapidly navigate through this document UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| March 31, 2014 |
CONSENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM Exhibit 23.11 CONSENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM We consent to the incorporation by reference in Registration Statement No. 333-132951 on Form S-8 of our report dated March 31, 2014 appearing in this Annual Report on Form 10-K of Dover Saddlery, Inc. and subsidiaries for the year ended December 31, 2013. /s/ McGladrey LLP Boston, Massachusetts March 31, 2014 |
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| March 31, 2014 |
Dover Saddlery, Inc. (Form: 8-K/A) UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K/A (Amendment No. 1) CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): March 27, 2013 Dover Saddlery, Inc. (Exact name of registrant as specified in its charter) Delaware 000-51624 04-3438294 (State |
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| March 31, 2014 |
Dover Saddlery Announces Fourth Quarter and Full Year 2013 Financial Results EX-99.1 Janet Nittmann [email protected] Tel 978 952 8062 x218 For Immediate Release Dover Saddlery Announces Fourth Quarter and Full Year 2013 Financial Results LITTLETON, MA—(MARKET WIRE)—March 27, 2014 — Dover Saddlery, Inc. (NASDAQ CM:DOVR - News), the leading omni-channel retailer of equestrian products, today announced financial results for the fourth quarter and fiscal year ended |
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| March 31, 2014 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-K Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-K (Mark One) R ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 FOR THE YEAR ENDED DECEMBER 31, 2013 OR ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission file number 000-51624 Dover Saddlery, Inc. (Exact Name of Re |
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| March 27, 2014 |
8-K 1 htm49538.htm LIVE FILING UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): March 27, 2014 Dover Saddlery, Inc. (Exact name of registrant as specified in its charter) Delaware 000-51624 04-3438294 (State or other jurisdiction (C |
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| March 27, 2014 |
Dover Saddlery Announces Fourth Quarter and Full Year 2013 Financial Results Janet Nittmann [email protected] Tel 978 952 8062 x218 For Immediate Release Dover Saddlery Announces Fourth Quarter and Full Year 2013 Financial Results LITTLETON, MA—(MARKET WIRE)—March 27, 2014 — Dover Saddlery, Inc. (NASDAQ CM:DOVR - News), the leading omni-channel retailer of equestrian products, today announced financial results for the fourth quarter and fiscal year ended December |
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| March 6, 2014 |
North Star Investment Management Corp.: Form SC 13G/A - Filed by newsfilecorp.com UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G / A Under the Securities Exchange Act of 1934 (Amendment No. annual 2014)* Dover Saddlery, Inc. (Name of Issuer) Common (Title of Class of Securities) 260412101 (CUSIP Number) 12/31/2013 (Date of Event which Requires Filing of this S |
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| February 10, 2014 |
Dover Saddlery, Inc. (Form: 8-K) UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): February 10, 2014 Dover Saddlery, Inc. (Exact name of registrant as specified in its charter) Delaware 000-51624 04-3438294 (State or other jurisdicti |
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| February 10, 2014 |
Dover Saddlery Announces Preliminary Financial Results for 2013 EX-99.1 Janet Nittmann [email protected] Tel 978 952 8062 x218 Dover Saddlery Announces Preliminary Financial Results for 2013 LITTLETON, MA –February 10, 2014 – Dover Saddlery, Inc. (NASDAQ: DOVR), the leading omni-channel retailer of equestrian products, today announced certain preliminary, unaudited 2013 financial results. Preliminary unaudited revenues for 2013 increased $7.5 million |
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| January 28, 2014 |
Dover Saddlery Announces Preliminary Financial Results for Fourth Quarter 2013 EX-99.1 3 exhibit2.htm EX-99.1 Janet Nittmann [email protected] Tel 978 952 8062 x218 Dover Saddlery Announces Preliminary Financial Results for Fourth Quarter 2013 LITTLETON, MA – January 28, 2014 – Dover Saddlery, Inc. (NASDAQ: DOVR), the leading omni-channel retailer of equestrian products, today announced that preliminary unaudited revenues for the fourth quarter of 2013 increased 13 |
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| January 28, 2014 |
EX-10.78 2 exhibit1.htm EX-10.78 EMPLOYMENT AGREEMENT AGREEMENT made and entered into in Littleton, Massachusetts, by and between Dover Saddlery, Inc. (the “Company”), a Delaware corporation with its principal place of business at Littleton, Massachusetts, and David R. Pearce (the “Executive”), effective as of the 27th day of January 2014. WHEREAS, the operations of the Company are a complex matte |
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| January 28, 2014 |
Dover Saddlery, Inc. (Form: 8-K) UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): January 27, 2014 Dover Saddlery, Inc. (Exact name of registrant as specified in its charter) Delaware 000-51624 04-3438294 (State or other jurisdictio |
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| January 8, 2014 |
DOVR / Dover Saddlery Inc / North Star Micro Cap Fund - SC 13G Passive Investment Dover Saddlery, Inc.: Schedule 13G - Filed by newsfilecorp.com UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Annual 2014)* Dover Saddlery, Inc. (Name of Issuer) Common (Title of Class of Securities) 260412101 (CUSIP Number) 12/31/2013 (Date of Event which Requires Filing of this Statement) Check the appropriate box t |
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| January 8, 2014 |
DOVR / Dover Saddlery Inc / North Star Investment Management Corp. - SCHEDULE 13G Passive Investment North Star Investment Management Corp.: Schedule 13G - Filed by newsfilecorp.com UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Annual 2014) Dover Saddlery Inc. (Name of Issuer) COMMON (Title of Class of Securities) 260412101 (CUSIP Number) 12/31/2013 (Date of Event Which Requires Filing of this Statement) Check the a |
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| November 19, 2013 |
DOVR / Dover Saddlery Inc / North Star Micro Cap Fund - SC 13G Passive Investment Dover Saddlery, Inc.: Schedule 13G - Filed by newsfilecorp.com UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. )* Dover Saddlery, Inc. (Name of Issuer) Common (Title of Class of Securities) 260412101 (CUSIP Number) November 15, 2013 (Date of Event which Requires Filing of this Statement) Check the appropr |
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| November 13, 2013 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-Q Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-Q R QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15 (d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Fiscal Quarter Ended September 30, 2013 OR o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15 (d) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission File Number 000-51624 Dover Saddlery, Inc. (Exact name |
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| November 12, 2013 |
Dover Saddlery, Inc. (Form: 8-K) UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): November 12, 2013 Dover Saddlery, Inc. (Exact name of registrant as specified in its charter) Delaware 000-51624 04-3438294 (State or other jurisdicti |
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| November 12, 2013 |
Dover Saddlery Reports Third Quarter 2013 Financial Results Janet Nittmann [email protected] Tel 978-952-8062 x218 For Immediate Release Dover Saddlery Reports Third Quarter 2013 Financial Results LITTLETON, MA – November 12, 2013 — Dover Saddlery, Inc. (NASDAQ:DOVR), the leading multi-channel retailer of equestrian products, today reported financial results for the third quarter ended September 30, 2013. Total revenues for the third quarter of 2 |
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| September 23, 2013 |
Regulation FD Disclosure, Financial Statements and Exhibits, Other Events - LIVE FILING Dover Saddlery, Inc. (Form: 8-K) UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): September 23, 2013 Dover Saddlery, Inc. (Exact name of registrant as specified in its charter) Delaware 000-51624 04-3438294 (State or other jurisdict |
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| September 23, 2013 |
Dover Saddlery Announces Exploration of Strategic Alternatives EX-99.1 Janet Nittmann [email protected] Tel 978-952-8062 x218 For Immediate Release Dover Saddlery Announces Exploration of Strategic Alternatives LITTLETON, MA—(MARKET WIRE)—September 23, 2013 — Dover Saddlery, Inc. (NASDAQ:DOVR - News), the leading multi-channel retailer of equestrian products, today announced that its Board of Directors and senior management have initiated a process |
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| August 15, 2013 |
Dover Saddlery, Inc. (Form: 8-K) UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): August 15, 2013 Dover Saddlery, Inc. (Exact name of registrant as specified in its charter) Delaware 000-51624 04-3438294 (State or other jurisdiction |
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| August 15, 2013 |
EX-10.77 EMPLOYMENT AGREEMENT AGREEMENT made and entered into in Littleton, Massachusetts, by and between Dover Saddlery, Inc. (the “Company”), a Delaware corporation with its principal place of business at Littleton, Massachusetts, and James H. Cullen (the “Executive”), effective as of the 15 day of August, 2013. WHEREAS, the operations of the Company are a complex matter requiring direction and |
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| August 15, 2013 |
Dover Saddlery Announces Hiring of James Cullen, Executive Vice President EX-99.1 Janet Nittmann [email protected] Tel 978-952-8062 x218 For Immediate Release Dover Saddlery Announces Hiring of James Cullen, Executive Vice President LITTLETON, MA—(MARKET WIRE)—August 15, 2013 — Dover Saddlery, Inc. (NASDAQ:DOVR - News), the leading multi-channel retailer of equestrian products, today announced the hiring of James Cullen to the newly created position of executi |
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| August 13, 2013 |
AMENDMENT TO LOAN AND SECURITY AGREEMENT Exhibit 10.76 AMENDMENT TO LOAN AND SECURITY AGREEMENT THIS AMENDMENT TO LOAN AND SECURITY AGREEMENT (the ?Amendment?) is dated as of the 30th day of July, 2013, by and among, Dover Saddlery, Inc., a Delaware corporation (?Dover DE?), Dover Saddlery, Inc., a Massachusetts corporation, Smith Brothers, Inc., a Texas corporation, Dover Saddlery Retail, Inc., a Massachusetts corporation, and Dover Sad |
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| August 13, 2013 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-Q Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-Q x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15 (d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Fiscal Quarter Ended June 30, 2013 OR ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15 (d) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission File Number 000-51624 Dover Saddlery, Inc. (Exact name of re |
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| August 8, 2013 |
Dover Saddlery Reports Second Quarter 2013 Financial Results EX-99.1 Janet Nittmann [email protected] Tel 978-952-8062 x218 For Immediate Release Dover Saddlery Reports Second Quarter 2013 Financial Results LITTLETON, MA – August 8, 2013 — Dover Saddlery, Inc. (NASDAQ: DOVR), the leading multi-channel retailer of equestrian products, today reported financial results for the second quarter ended June 30, 2013. Second Quarter Results Total revenues |
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| August 8, 2013 |
Dover Saddlery, Inc. (Form: 8-K) UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): August 8, 2013 Dover Saddlery, Inc. (Exact name of registrant as specified in its charter) Delaware 000-51624 04-3438294 (State or other jurisdiction |
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| June 5, 2013 |
CONSENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM EX-23.10 Exhibit 23.10 CONSENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM We consent to the incorporation by reference in Registration Statement No. 333-132951 on Form S-8 of our report dated June 5, 2013 appearing in this Amended Annual Report on Form 10-K/A of Dover Saddlery, Inc. and subsidiaries for the year ended December 31, 2012. Our report dated June 5, 2013 contains an explanatory p |
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| June 5, 2013 |
Form 10-Q/A Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| June 5, 2013 |
Dover Saddlery, Inc. (Form: 8-K) UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): June 5, 2013 Dover Saddlery, Inc. (Exact name of registrant as specified in its charter) Delaware 000-51624 04-3438294 (State or other jurisdiction (C |
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| June 5, 2013 |
EX-99.1 Janet Nittmann [email protected] Tel 978-952-8062 x218 For Immediate Release Dover Saddlery Announces First Quarter 2013 Financial Results and Restatement of 2011 and 2012 Financial Results LITTLETON, MA—(MARKET WIRE)—June 5, 2013 — Dover Saddlery, Inc. (NASDAQ:DOVR - News), the leading multi-channel retailer of equestrian products, today reported financial results for the first |
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| June 5, 2013 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-Q Form 10-Q Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| June 5, 2013 |
Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-K/A (Amendment No. 1) (Mark One) ? ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 FOR THE YEAR ENDED DECEMBER 31, 2012 OR ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission file number 000-51624 Dover Saddlery, In |
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| June 5, 2013 |
Form 10-Q Amendment No. 1 Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-Q/A (Amendment No. 1) x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15 (d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Fiscal Quarter Ended September 30, 2012 OR ¨ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15 (d) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission File Numb |
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| June 5, 2013 |
10-Q/A Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| May 22, 2013 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): May 17, 2013 Dover Saddlery, Inc. (Exact name of registrant as specified in its charter) Delaware 000-51624 04-3438294 (State or other jurisdiction (Commission (I.R.S. Employer of inc |
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| May 22, 2013 |
Dover Saddlery Receives NASDAQ Notice of Non-Compliance EX-99.1 Janet Nittmann [email protected] Tel 978-952-8062 x218 For Immediate Release Dover Saddlery Receives NASDAQ Notice of Non-Compliance LITTLETON, MA—(MARKET WIRE)—May 22, 2013 — Dover Saddlery, Inc. (NASDAQ:DOVR - News), the leading multi-channel retailer of equestrian products today announced that, on May 17, 2013, it received a deficiency letter from the Listing Qualifications De |
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| May 16, 2013 |
NT 10-Q SEC FILE NUMBER CUSIP NUMBER UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D. |
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| May 15, 2013 |
Dover Saddlery Announces Delay in Filing Form 10-Q for First Quarter 2013 Janet Nittmann [email protected] Tel 978-952-8062 x218 For Immediate Release Dover Saddlery Announces Delay in Filing Form 10-Q for First Quarter 2013 LITTLETON, MA—(MARKET WIRE)—May 15th, 2013 — Dover Saddlery, Inc. (NASDAQ:DOVR - News), the leading multi-channel retailer of equestrian products, today announced that the filing of its 10Q for the 2013 first fiscal quarter ending March 31 |
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| May 15, 2013 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): May 15, 2013 Dover Saddlery, Inc. (Exact name of registrant as specified in its charter) Delaware 000-51624 04-3438294 (State or other jurisdiction (Commission (I.R.S. Employer of inc |
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| May 6, 2013 |
Dover Saddlery, Inc. (Form: 8-K) UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): May 2, 2013 Dover Saddlery, Inc. (Exact name of registrant as specified in its charter) Delaware 000-51624 04-3438294 (State or other jurisdiction (Co |
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| April 11, 2013 |
DEF 14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant x Filed by a Party other than the Registrant ¨ Check the appropriate box: ¨ Preliminary Proxy Statement ¨ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) |
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| April 1, 2013 |
CONSENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM EX-23.9 Exhibit 23.9 CONSENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM We consent to the incorporation by reference in Registration Statement No. 333-132951 on Form S-8 of our report dated April 1, 2013 appearing in this Annual Report on Form 10-K of Dover Saddlery, Inc. and subsidiaries for the year ended December 31, 2012. /s/ McGladrey LLP Boston, Massachusetts April 1, 2013 |
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| April 1, 2013 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-K Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-K (Mark One) ? ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 FOR THE YEAR ENDED DECEMBER 31, 2012 OR ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission file number 000-51624 Dover Saddlery, Inc. (Exact Name of Re |
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| April 1, 2013 |
THIRD AMENDMENT TO REVOLVING CREDIT NOTE EX-10.74 Exhibit 10.74 THIRD AMENDMENT TO REVOLVING CREDIT NOTE THIS THIRD AMENDMENT TO REVOLVING CREDIT NOTE (the “Amendment”) is made as of the 29th day of March, 2013, by and among, Dover Saddlery, Inc., a Delaware corporation (“Dover DE”), Dover Saddlery, Inc., a Massachusetts corporation, Smith Brothers, Inc., a Texas corporation, Dover Saddlery Retail, Inc., a Massachusetts corporation and D |
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| April 1, 2013 |
FIFTH AMENDMENT TO LOAN AND SECURITY AGREEMENT Exhibit 10.75 FIFTH AMENDMENT TO LOAN AND SECURITY AGREEMENT THIS FIFTH AMENDMENT TO LOAN AND SECURITY AGREEMENT (the ?Amendment?) is dated as of the 29th day of March, 2013, by and among, Dover Saddlery, Inc., a Delaware corporation (?Dover DE?), Dover Saddlery, Inc., a Massachusetts corporation, Smith Brothers, Inc., a Texas corporation, Dover Saddlery Retail, Inc., a Massachusetts corporation, |
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| March 26, 2013 |
Dover Saddlery Announces Fourth Quarter and Full Year 2012 Financial Results EX-99.1 Janet Nittmann [email protected] Tel 978 952 8062 x218 For Immediate Release Dover Saddlery Announces Fourth Quarter and Full Year 2012 Financial Results LITTLETON, MA—(MARKET WIRE)—March 26, 2013 — Dover Saddlery, Inc. (NasdaqCM:DOVR - News), the leading multichannel retailer of equestrian products, today announced financial results for the fourth quarter and fiscal year ended D |
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| March 26, 2013 |
Dover Saddlery, Inc. (Form: 8-K) UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): March 26, 2013 Dover Saddlery, Inc. (Exact name of registrant as specified in its charter) Delaware 000-51624 04-3438294 (State or other jurisdiction |
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| February 14, 2013 |
DOVR / Dover Saddlery Inc / Wellington Trust Co NA - DISCLOSURE DOCUMENT Passive Investment SC 13G/A 1 secfiling.htm DISCLOSURE DOCUMENT UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 3)* Dover Saddlery, Inc. (Name of Issuer) Common Stock (Title of Class of Securities) 260412101 (CUSIP Number) December 31, 2012 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to |
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| February 5, 2013 |
Dover Saddlery Announces Preliminary Financial Results for Fourth Quarter 2012 Janet Nittmann [email protected] Tel 978 952 8062 x218 Dover Saddlery Announces Preliminary Financial Results for Fourth Quarter 2012 LITTLETON, MA – February 5th, 2013 – Dover Saddlery, Inc. (NASDAQ: DOVR), the leading multichannel retailer of equestrian products, today announced that preliminary unaudited revenues for the fourth quarter ended December 31, 2012 exceeded revenues in the |
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| February 5, 2013 |
Dover Saddlery, Inc. (Form: 8-K) UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): February 5, 2013 Dover Saddlery, Inc. (Exact name of registrant as specified in its charter) Delaware 000-51624 04-3438294 (State or other jurisdictio |
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| December 20, 2012 |
DOVR / Dover Saddlery Inc / RBF Capital, LLC - AMENDMENT NO. 2 Passive Investment SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G* (Rule 13d-102) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO §240.13d-1(b), (c) AND (d) AND AMENDMENTS THERETO FILED PURSUANT TO §240.13d-2. (Amendment No. 2)* Dover Saddlery, Inc. (Name of Issuer) Common Stock, $0.0001 par value per share (Title of Class of Securities) 260412101 (CUSIP Number) December 18, 2012 ( |
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| November 14, 2012 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-Q Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-Q x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15 (d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Fiscal Quarter Ended September 30, 2012 OR ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15 (d) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission File Number 000-51624 Dover Saddlery, Inc. (Exact name |
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| November 13, 2012 |
Dover Saddlery Reports Third Quarter 2012 Financial Results EX-99.1 2 exhibit1.htm EX-99.1 Janet Nittmann [email protected] Tel 978-952-8062 x218 For Immediate Release Dover Saddlery Reports Third Quarter 2012 Financial Results LITTLETON, MA – November 13, 2012 — Dover Saddlery, Inc. (NASDAQ:DOVR), the leading multichannel retailer of equestrian products, today reported financial results for the third quarter ended September 30, 2012. Total reven |
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| November 13, 2012 |
Financial Statements and Exhibits, Results of Operations and Financial Condition - LIVE FILING Dover Saddlery, Inc. (Form: 8-K) UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): November 13, 2012 Dover Saddlery, Inc. (Exact name of registrant as specified in its charter) Delaware 000-51624 04-3438294 (State or other jurisdicti |
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| August 14, 2012 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-Q Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-Q x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15 (d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Fiscal Quarter Ended June 30, 2012 OR ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15 (d) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission File Number 000-51624 Dover Saddlery, Inc. (Exact name of re |
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| August 8, 2012 |
Financial Statements and Exhibits, Results of Operations and Financial Condition - LIVE FILING Dover Saddlery, Inc. (Form: 8-K) UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): August 8, 2012 Dover Saddlery, Inc. (Exact name of registrant as specified in its charter) Delaware 000-51624 04-3438294 (State or other jurisdiction |
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| August 8, 2012 |
Dover Saddlery Reports Second Quarter 2012 Financial Results EX-99.1 Janet Nittmann [email protected] Tel 978-952-8062 x218 For Immediate Release Dover Saddlery Reports Second Quarter 2012 Financial Results LITTLETON, MA – August 8, 2012 — Dover Saddlery, Inc. (NASDAQ: DOVR), the leading multi-channel retailer of equestrian products, today reported financial results for the second quarter ended June 30, 2012. Second Quarter Results Total revenues |
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| May 14, 2012 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-Q Form 10-Q Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| May 8, 2012 |
Dover Saddlery Reports First Quarter 2012 Financial Results EX-99.1 Janet Nittmann [email protected] Tel 978-952-8062 x218 For Immediate Release Dover Saddlery Reports First Quarter 2012 Financial Results LITTLETON, MA—(MARKET WIRE)—May 8, 2012— Dover Saddlery, Inc. (NASDAQ:DOVR - News), the leading multi-channel retailer of equestrian products, today reported financial results for the first quarter ended March 31, 2012. Total net revenues increa |
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| May 8, 2012 |
Dover Saddlery, Inc. (Form: 8-K) UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): May 2, 2011 Dover Saddlery, Inc. (Exact name of registrant as specified in its charter) Delaware 000-51624 04-3438294 (State or other jurisdiction (Co |
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| April 11, 2012 |
Schedule 14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant x Filed by a Party other than the Registrant ¨ Check the appropriate box: ¨ Preliminary Proxy Statement ¨ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e |
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| March 29, 2012 |
CONSENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM EX-23.8 Exhibit 23.8 CONSENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM We consent to the incorporation by reference in Registration Statement No. 333-132951 on Form S-8 of our report dated March 29, 2012 appearing in this Annual Report on Form 10-K of Dover Saddlery, Inc. and subsidiaries for the year ended December 31, 2011. /s/ McGladrey & Pullen, LLP. Boston, Massachusetts March 29, 2012 |
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| March 29, 2012 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-K FORM 10-K Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| March 27, 2012 |
Dover Saddlery, Inc. (Form: 8-K) UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): March 27, 2012 Dover Saddlery, Inc. (Exact name of registrant as specified in its charter) Delaware 000-51624 04-3438294 (State or other jurisdiction |
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| March 27, 2012 |
EX-99.1 Janet Nittmann [email protected] 978 952 8062 x 218 Dover Saddlery Announces Financial Results for Fourth Quarter and Full Year 2011 LITTLETON, MA—(MARKET WIRE)—Mar 27, 2012 — Dover Saddlery, Inc. (NasdaqCM:DOVR - News), the leading multi-channel retailer of equestrian products, today announced financial results for the fourth quarter and fiscal year ended December 31, 2011. Four |
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| March 12, 2012 |
DOVR / Dover Saddlery Inc / WELLINGTON MANAGEMENT GROUP LLP - DISCLOSURE DOCUMENT Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 6)* Dover Saddlery, Inc. (Name of Issuer) Common Stock (Title of Class of Securities) 260412101 (CUSIP Number) February 29, 2012 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Sc |
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| February 27, 2012 |
Dover Saddlery, Inc. (Form: 8-K) UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): February 22, 2012 Dover Saddlery, Inc. (Exact name of registrant as specified in its charter) Delaware 000-51624 04-3438294 (State or other jurisdicti |
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| February 27, 2012 |
Dover Saddlery Announces Preliminary, Unaudited Revenues for 2011 EX-99.1 Janet Nittmann [email protected] Tel 978 952 8062 x218 Dover Saddlery Announces Preliminary, Unaudited Revenues for 2011 LITTLETON, MA –– February 22, 2012, Dover Saddlery, Inc. (NASDAQ: DOVR), the leading multi-channel retailer of equestrian products, announced today preliminary, unaudited revenue results for the full year ended December 31, 2011. The Company will release full f |
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| February 14, 2012 |
DOVR / Dover Saddlery Inc / WELLINGTON MANAGEMENT GROUP LLP - DISCLOSURE DOCUMENT Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 5)* Dover Saddlery, Inc. (Name of Issuer) Common Stock (Title of Class of Securities) 260412101 (CUSIP Number) December 31, 2011 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Sc |
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| February 14, 2012 |
DOVR / Dover Saddlery Inc / Wellington Trust Co NA - DISCLOSURE DOCUMENT Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 2)* Dover Saddlery, Inc. (Name of Issuer) Common Stock (Title of Class of Securities) 260412101 (CUSIP Number) December 31, 2011 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Sc |
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| February 3, 2012 |
DOVR / Dover Saddlery Inc / RBF Capital, LLC - AMENDMENT NO. 1 Passive Investment SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G* (Rule 13d-102) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO ?240.13d-1(b), (c) AND (d) AND AMENDMENTS THERETO FILED PURSUANT TO ?240.13d-2. (Amendment No. 1)* Dover Saddlery, Inc. (Name of Issuer) Common Stock, $0.0001 par value per share (Title of Class of Securities) 260412101 (CUSIP Number) December 31, 2011 ( |
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| November 14, 2011 |
Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-Q þ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15 (d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Fiscal Quarter Ended September 30, 2011 OR o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15 (d) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission File Number 000-51624 Dover Saddlery, Inc. (Exact name |
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| November 8, 2011 |
Dover Saddlery Reports Third Quarter 2011 Financial Results EX-99.1 Janet Nittmann [email protected] Tel 978-952-8062 x218 For Immediate Release Dover Saddlery Reports Third Quarter 2011 Financial Results LITTLETON, MA – November 8, 2011 — Dover Saddlery, Inc. (NASDAQ:DOVR), the leading multi-channel retailer of equestrian products, today reported financial results for the third quarter ended September 30, 2011. Total revenues for the third quart |
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| November 8, 2011 |
Dover Saddlery, Inc. (Form: 8-K) UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): November 8, 2011 Dover Saddlery, Inc. (Exact name of registrant as specified in its charter) Delaware 000-51624 04-3438294 (State or other jurisdictio |
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| August 12, 2011 |
Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-Q ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15 (d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Fiscal Quarter Ended June 30, 2011 OR o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15 (d) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission File Number 000-51624 Dover Saddlery, Inc. (Exact name of re |
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| August 9, 2011 |
Dover Saddlery Reports Second Quarter 2011 Financial Results EX-99.1 Janet Nittmann [email protected] Tel 978-952-8062 x218 For Immediate Release Dover Saddlery Reports Second Quarter 2011 Financial Results LITTLETON, MA – August 9, 2011 — Dover Saddlery, Inc. (NASDAQ: DOVR), the leading multi-channel retailer of equestrian products, today reported financial results for the second quarter ended June 30, 2011. Second Quarter Results Total revenues |
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| August 9, 2011 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): August 9, 2011 Dover Saddlery, Inc. (Exact name of registrant as specified in its charter) Delaware 000-51624 04-3438294 (State or other jurisdiction (Commission (I.R.S. Employer of i |
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| July 6, 2011 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D/A Under the Securities Exchange Act of 1934 (Amendment No. 2) Dover Saddlery, Inc. (Name of Issuer) Common Stock (Title of Class of Securities) 260412101 (CUSIP Number) Glenhill Advisors, LLC 156 West 56th Street, 17th Floor New York, NY 10019 Tel. (646) 432-0600 With a copy to: Louis Gambino, Esq. Cahill Gambino |
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| May 13, 2011 |
Form 10-Q Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| May 10, 2011 |
Dover Saddlery Reports Strong First Quarter 2011 Financial Results Janet Nittmann [email protected] Tel 978-952-8062 x218 For Immediate Release Dover Saddlery Reports Strong First Quarter 2011 Financial Results LITTLETON, MA?(MARKET WIRE)?May 10, 2011? Dover Saddlery, Inc. (NASDAQ:DOVR - News), the leading multi-channel retailer of equestrian products, today reported financial results for the first quarter ended March 31, 2011. Total revenues for the fi |
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| May 10, 2011 |
Dover Saddlery, Inc. (Form: 8-K) UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): May 10, 2011 Dover Saddlery, Inc. (Exact name of registrant as specified in its charter) Delaware 000-51624 04-3438294 (State or other jurisdiction (C |
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| May 10, 2011 |
Submission of Matters to a Vote of Security Holders UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): May 5, 2011 Dover Saddlery, Inc. (Exact name of registrant as specified in its charter) Delaware 000-51624 04-3438294 (State or other jurisdiction (Commission (I.R.S. Employer of inco |
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| April 14, 2011 |
Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ? Filed by a Party other than the Registrant o Check the appropriate box: o Preliminary Proxy Statement o Confidential, for Use of the Commission Only (as permitted by Rule 14 |
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| March 31, 2011 |
Exhibit 10.70 EMPLOYMENT AGREEMENT AGREEMENT made and entered into in Littleton, Massachusetts, by and between Dover Saddlery, Inc. (the ?Company?), a Delaware corporation with its principal place of business at Littleton, Massachusetts, and William G. Schmidt (the ?Executive?), effective as of the 1st day of September, 2010. WHEREAS, the operations of the Company are a complex matter requiring di |
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| March 31, 2011 |
EX-10.72 Second Amendment to Revolving Credit Note with RBS Citizens dated March 28, 2011 Exhibit 10.72 Exhibit 10.72 SECOND AMENDMENT TO REVOLVING CREDIT NOTE THIS SECOND AMENDMENT TO REVOLVING CREDIT NOTE (the “Amendment”) is made as of the 28th day of March, 2011, by and among, Dover Saddlery, Inc., a Delaware corporation (“Dover DE”), Dover Saddlery, Inc., a Massachusetts corporation, Smith Brothers, Inc., a Texas corporation, Dover Saddlery Retail, Inc., a Massachusetts corporatio |
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| March 31, 2011 |
EX-10.71 Fourth Amendment to Loan and Security Agreement with RBS Citizens dated March 28, 2011 Exhibit 10.71 Exhibit 10.71 FOURTH AMENDMENT TO LOAN AND SECURITY AGREEMENT THIS FOURTH AMENDMENT TO LOAN AND SECURITY AGREEMENT (the “Amendment”) is dated as of the 28th day of March, 2011, by and among, Dover Saddlery, Inc., a Delaware corporation (“Dover DE”), Dover Saddlery, Inc., a Massachusetts corporation, Smith Brothers, Inc., a Texas corporation, Dover Saddlery Retail, Inc., a Massachuset |
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| March 31, 2011 |
EX-10.73 Term Note Agreement with RBS Citizens dated March 28, 2011 Exhibit 10.73 TERM NOTE March 28, 2011 Date Executed BORROWER?S NAME AND ADDRESS: Dover Saddlery, Inc. a Delaware corporation DOVER SADDLERY, INC. a Massachusetts corporation Smith Brothers, Inc. a Texas corporation Dover Saddlery Retail, Inc. a Massachusetts corporation Old Dominion Enterprises, Inc. a Virginia corporation Dover Saddlery Direct, Inc. a Massachusetts corporation All with an addres |
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| March 31, 2011 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-K Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| March 31, 2011 |
EX-23.7 Consent of McGladrey & Pullen, LLP. Exhibit 23.7 Exhibit 23.7 CONSENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM We consent to the incorporation by reference in Registration Statement No. 333-132951 on Form S-8 of our report dated March 31, 2011 appearing in this Annual Report on Form 10-K of Dover Saddlery, Inc. and subsidiaries for the year ended December 31, 2010. /s/ McGladrey & Pullen, LLP. Boston, Massachusetts March 31, |
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| March 29, 2011 |
Janet Nittmann [email protected] 978 952 8062 x218 Dover Saddlery Announces Strong Financial Results for Fourth Quarter and Full Year 2010 LITTLETON, MA?(MARKET WIRE)?Mar 29, 2011 ? Dover Saddlery, Inc. (NasdaqCM:DOVR - News), the leading multi-channel retailer of equestrian products, today announced financial results for the fourth quarter and fiscal year ended December 31, 2010. Fourth |
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| March 29, 2011 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): March 29, 2011 Dover Saddlery, Inc. (Exact name of registrant as specified in its charter) Delaware 000-51624 04-3438294 (State or other jurisdiction (Commission (I.R.S. Employer of i |
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| March 28, 2011 |
Dover Saddlery Announces Favorable Debt Refinancing Janet Nittmann [email protected] Tel 978 952 8062 x218 Dover Saddlery Announces Favorable Debt Refinancing LITTLETON, MA?(MARKET WIRE)?Mar 28, 2011 ? Dover Saddlery, Inc. (NasdaqCM:DOVR - News), the leading multichannel retailer of equestrian products, today announced that it amended its revolving line of credit and placed a $5,500,000 term loan with its bank, RBS Citizens, N.A. On March |
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| March 28, 2011 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): March 28, 2011 Dover Saddlery, Inc. (Exact name of registrant as specified in its charter) Delaware 000-51624 04-3438294 (State or other jurisdiction (Commission (I.R.S. Employer of i |
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| March 16, 2011 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): March 16, 2011 Dover Saddlery, Inc. (Exact name of registrant as specified in its charter) Delaware 000-51624 04-3438294 (State or other jurisdiction (Commission (I.R.S. Employer of i |
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| March 16, 2011 |
Dover Saddlery Announces Next Phase of Retail Growth at Roth Capital Growth Stock Conference Janet Nittmann [email protected] Tel 978-952-8062 x218 Dover Saddlery Announces Next Phase of Retail Growth at Roth Capital Growth Stock Conference LITTLETON, MA?March 16, 2011, Dover Saddlery Inc (NASDAQ:DOVR), the leading multichannel equestrian retailer, will present its plans for retail growth at the Roth Capital Growth Stock Conference today. ?An increase of 11% in same-store sales |
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| February 14, 2011 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 4)* Dover Saddlery, Inc. (Name of Issuer) Common Stock (Title of Class of Securities) 260412101 (CUSIP Number) December 31, 2010 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Sc |
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| February 14, 2011 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 1)* Dover Saddlery, Inc. (Name of Issuer) Common Stock (Title of Class of Securities) 260412101 (CUSIP Number) December 31, 2010 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Sc |
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| February 14, 2011 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 2)* Dover Saddlery, Inc. (Name of Issuer) Common Stock (Title of Class of Securities) (CUSIP Number) December 31, 2010 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Schedule is |
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| January 20, 2011 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): January 20, 2011 Dover Saddlery, Inc. (Exact name of registrant as specified in its charter) Delaware 000-51624 04-3438294 (State or other jurisdiction (Commission (I.R.S. Employer of |
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| January 20, 2011 |
Dover Saddlery Announces Preliminary Revenues for Fourth Quarter 2010 Janet Nittmann [email protected] Tel 978 952 8062 x218 Dover Saddlery Announces Preliminary Revenues for Fourth Quarter 2010 LITTLETON, MA ? January 20, 2011 ? Dover Saddlery, Inc. (NASDAQ: DOVR), the leading multichannel retailer of equestrian products, announced today that preliminary unaudited total revenues for the fourth quarter ended December 31, 2010 increased by 6.1% over the pri |
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| January 20, 2011 |
Dover Saddlery, Inc. 525 Great Road Littleton, MA 01460 Dover Saddlery, Inc. 525 Great Road Littleton, MA 01460 January 20, 2011 VIA EDGAR Mr. Andrew Mew Accounting Branch Chief United States Securities and Exchange Commission Division of Corporation Finance 100 F. Street N.E. Washington, D.C. 20549 Re: Dover Saddlery, Inc. Form 10-K for Fiscal Year Ended December 31, 2009 Filed March 31, 2010 Form 10-Q for the Quarter Ended June 30, 2010 Filed August |
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| January 6, 2011 |
SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G* (Rule 13d-102) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO ?240.13d-1(b), (c) AND (d) AND AMENDMENTS THERETO FILED PURSUANT TO ?240.13d-2. (Amendment No. )* Dover Saddlery, Inc. (Name of Issuer) Common Stock, $0.0001 par value per share (Title of Class of Securities) 260412101 (CUSIP Number) December 31, 2010 (D |
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| December 10, 2010 |
Dover Saddlery, Inc. 525 Great Road Littleton, MA 01460 Dover Saddlery, Inc. 525 Great Road Littleton, MA 01460 December 10, 2010 VIA EDGAR Mr. H. Christopher Owings Assistant Director United States Securities and Exchange Commission Division of Corporation Finance 100 F. Street N.E. Washington, D.C. 20549 Re: Dover Saddlery, Inc. Form 10-K for Fiscal Year Ended December 31, 2009 Filed March 31, 2010 Form 10-Q for the Quarter Ended June 30, 2010 Filed |
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| November 12, 2010 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-Q Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-Q þ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15 (d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Fiscal Quarter Ended September 30, 2010 OR o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15 (d) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission File Number 000-51624 Dover Saddlery, Inc. (Exact name |
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| November 9, 2010 |
Dover Saddlery Reports Third Quarter 2010 Financial Results Janet Nittmann [email protected] Tel 978-952-8062 x218 For Immediate Release Dover Saddlery Reports Third Quarter 2010 Financial Results LITTLETON, MA ? November 9, 2010 - Dover Saddlery, Inc. (NASDAQ:DOVR), the leading multi-channel retailer of equestrian products, today reported financial results for the third quarter ended September 30, 2010. Total revenues for the third quarter of 20 |
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| November 9, 2010 |
Dover Saddlery, Inc. (Form: 8-K) UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): November 9, 2010 Dover Saddlery, Inc. (Exact name of registrant as specified in its charter) Delaware 000-51624 04-3438294 (State or other jurisdictio |
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| August 25, 2010 |
Ex 16.2 August 20, 2010 Securities and Exchange Commission 100 F Street, N.E. Washington, D.C. 20549-7561 Commissioners: We have read the first four paragraphs included in Item 4.01 of Form 8-K of Dover Saddlery, Inc. dated August 20, 2010, expected to be filed with the Securities and Exchange Commission on August 20, 2010 and are in agreement with the statements concerning our Firm in those parag |
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| August 25, 2010 |
David R. Pearce 40 Whitelawn Avenue Milton, MA 02186 Ex 17.2 David R. Pearce 40 Whitelawn Avenue Milton, MA 02186 20 August 2010 Board of Directors Dover Saddlery, Inc. 525 Great Road Littleton, MA 01460 Attention: Stephen L. Day, Chairman To the Board: I hereby tender my resignation as a Director, and as Chairman of the Audit Committee and member of the Nominating and Corporate Governance Committee, in each case to be effective concurrently with th |
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| August 25, 2010 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): August 20, 2010 Dover Saddlery, Inc. (Exact name of registrant as specified in its charter) Delaware 000-51624 04-3438294 (State or other jurisdiction (Commission (I.R.S. Employer of |
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| August 13, 2010 |
Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-Q þ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15 (d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Fiscal Quarter Ended June 30, 2010 OR o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15 (d) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission File Number 000-51624 Dover Saddlery, Inc. (Exact name of re |
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| August 13, 2010 |
EX-10.69 Third Amendment to Loan and Security Agreement with RBS Citizens Exhibit 10.69 THIRD AMENDMENT TO LOAN AND SECURITY AGREEMENT THIS THIRD AMENDMENT TO LOAN AND SECURITY AGREEMENT (the ?Amendment?) is dated as of the 10th day of August, 2010, by and among, Dover Saddlery, Inc., a Delaware corporation (?Dover DE?), Dover Saddlery, Inc., a Massachusetts corporation, Smith Brothers, Inc., a Texas corporation, Dover Saddlery Retail, Inc., a Massachusetts corporation, |
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| August 10, 2010 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): August 10, 2010 Dover Saddlery, Inc. (Exact name of registrant as specified in its charter) Delaware 000-51624 04-3438294 (State or other jurisdiction (Commission (I.R.S. Employer of |
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| August 10, 2010 |
Janet Nittmann [email protected] Tel 978-952-8062 x218 Janet Nittmann [email protected] Tel 978-952-8062 x218 For Immediate Release Dover Saddlery Reports Improved Second Quarter 2010 Financial Results LITTLETON, MA ? August 10, 2010 ? Dover Saddlery, Inc. (NASDAQ: DOVR), the leading multichannel retailer of equestrian products, today reported financial results for the second quarter ended June 30, 2010. Second Quarter Results Total revenues |
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| June 18, 2010 |
Dover Saddlery Announces Creation of Chief Strategy Officer Position CONTACT: Janet Nittmann, (978) 952-8062 x 218 [email protected] Dover Saddlery Announces Creation of Chief Strategy Officer Position LITTLETON, MA ?June 18, 2010. Dover Saddlery Inc.(Nasdaq:DOVR), the leading multichannel retailer of equestrian products, is pleased to announce that Jonathan Grylls, who has served as chief operating officer, has been appointed chief strategy officer, a ne |
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| June 18, 2010 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): June 16, 2010 Dover Saddlery, Inc. (Exact name of registrant as specified in its charter) Delaware 000-51624 04-3438294 (State or other jurisdiction (Commission (I.R.S. Employer of in |
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| May 13, 2010 |
Ex-10.68 Second Amendment to Loan and Security Agreement with RBS Citizens EXHIBIT 10.68 SECOND AMENDMENT TO LOAN AND SECURITY AGREEMENT THIS SECOND AMENDMENT TO LOAN AND SECURITY AGREEMENT (the ?Amendment?) is dated as of the 10th day of May, 2010, by and among, Dover Saddlery, Inc., a Delaware corporation (?Dover DE?), Dover Saddlery, Inc., a Massachusetts corporation, Smith Brothers, Inc., a Texas corporation, Dover Saddlery Retail, Inc., a Massachusetts corporation, |
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| May 13, 2010 |
e10vq Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| May 11, 2010 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): May 11, 2010 Dover Saddlery, Inc. (Exact name of registrant as specified in its charter) Delaware 000-51624 04-3438294 (State or other jurisdiction (Commission (I.R.S. Employer of inc |
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| May 11, 2010 |
Dover Saddlery Reports Improved First Quarter 2010 Financial Results Janet Nittmann [email protected] Tel 978-952-8062 x218 For Immediate Release Dover Saddlery Reports Improved First Quarter 2010 Financial Results LITTLETON, MA?(MARKET WIRE)?May 11, 2010? Dover Saddlery, Inc. (NASDAQ:DOVR - News), the leading multi-channel retailer of equestrian products, today reported financial results for the first quarter ended March 31, 2010. Total revenues for the |
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| May 10, 2010 |
? Exhibit 10.67 DOVER SADDLERY, INC. AMENDED AND RESTATED 2005 EQUITY INCENTIVE PLAN (May 2010) 1 DOVER SADDLERY, INC. AMENDED AND RESTATED 2005 EQUITY INCENTIVE PLAN TABLE OF CONTENTS 1. Purpose ................................................................................................... ...........................................1 2. Definitions ............................................ |
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| May 10, 2010 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): May 5, 2010 Dover Saddlery, Inc. (Exact name of registrant as specified in its charter) Delaware 000-51624 04-3438294 (State or other jurisdiction (Commission (I.R.S. Employer of inco |
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| April 14, 2010 |
Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A PROXY STATEMENT PURSUANT TO SECTION 14(a) OF THE SECURITIES EXCHANGE ACT OF 1934 (Amendment No. ) Filed by the Registrant þ Filed by a Party other than the Registrant o Check the appropriate box: o Preliminary Proxy Statement o Confidential, for Use of the Commission Only (as permitted by Rule 14 |
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| March 31, 2010 |
Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K (Mark One) ? ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 FOR THE YEAR ENDED DECEMBER 31, 2009 OR o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission file number 000-51624 Dover Saddlery, Inc. (Exact Name of Re |
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| March 30, 2010 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): March 30, 2010 Dover Saddlery, Inc. (Exact name of registrant as specified in its charter) Delaware 000-51624 04-3438294 (State or other jurisdiction (Commission (I.R.S. Employer of i |
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| March 30, 2010 |
Dover Saddlery Announces Strong Financial Results for Fiscal Year 2009 Janet Nittmann [email protected] Tel 978 952 8062 x218 For Immediate Release Dover Saddlery Announces Strong Financial Results for Fiscal Year 2009 LITTLETON, MA?(MARKET WIRE)?Mar 30, 2010 ? Dover Saddlery, Inc. (NasdaqCM:DOVR - News), the leading multichannel retailer of equestrian products, today announced financial results for the fourth quarter and fiscal year ended December 31, 2009 |
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| March 16, 2010 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): March 16, 2010 Dover Saddlery, Inc. (Exact name of registrant as specified in its charter) Delaware 000-51624 04-3438294 (State or other jurisdiction (Commission (I.R.S. Employer of i |
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| March 16, 2010 |
Janet Nittmann [email protected] Tel: 978 952 8062 x218 Dover Saddlery Projects Strong Gain in Profitability, in Preliminary Results for Fiscal Year 2009 LITTLETON, MA ? March 16, 2010 ? Dover Saddlery, Inc. (NASDAQ: DOVR), the leading multichannel retailer of equestrian products, today projected improved profitability and reduced debt for the fiscal year ended December 31, 2009. These p |
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| February 25, 2010 |
Dover Saddlery Announces Preliminary Revenues for Fourth Quarter 2009 Janet Nittmann [email protected] Tel 978 952 8062 x218 For Immediate Release Dover Saddlery Announces Preliminary Revenues for Fourth Quarter 2009 LITTLETON, MA ? February 25, 2010 ? Dover Saddlery, Inc. (NASDAQ: DOVR), the leading multichannel retailer of equestrian products, announced today that preliminary total revenues for the fourth quarter ended December 31, 2009 exceeded revenues |
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| February 25, 2010 |
Regulation FD Disclosure, Financial Statements and Exhibits, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): February 25, 2010 Dover Saddlery, Inc. (Exact name of registrant as specified in its charter) Delaware 000-51624 04-3438294 (State or other jurisdiction (Commission (I.R.S. Employer o |
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| February 16, 2010 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No.1)* Dover Saddlery, Inc. (Name of Issuer) Common Stock (Title of Class of Securities) (CUSIP Number) December 31, 2009 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Schedule is f |
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| February 12, 2010 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. )* Dover Saddlery, Inc. (Name of Issuer) Common Stock (Title of Class of Securities) 260412101 (CUSIP Number) December 31, 2009 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Sch |
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| February 12, 2010 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 3)* Dover Saddlery, Inc. (Name of Issuer) Common Stock (Title of Class of Securities) 260412101 (CUSIP Number) December 31, 2009 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Sc |
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| November 13, 2009 |
Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-Q ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15 (d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Fiscal Quarter Ended September 30, 2009 OR o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15 (d) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission File Number 000-51624 Dover Saddlery, Inc. (Exact name |
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| November 13, 2009 |
EX-4.11 Amended and Restated Specimen Common Stock Purchase Warrant EXHIBIT 4.11 THIS WARRANT AND THE COMMON STOCK ISSUABLE UPON EXERCISE OF THIS WARRANT HAVE NOT BEEN REGISTERED UNDER THE SECURITIES ACT OF 1933, AS AMENDED. THIS WARRANT AND THE COMMON STOCK ISSUABLE UPON EXERCISE OF THIS WARRANT MAY NOT BE SOLD, OFFERED FOR SALE, PLEDGED OR HYPOTHECATED IN THE ABSENCE OF AN EFFECTIVE REGISTRATION STATEMENT AS TO THIS WARRANT UNDER SAID ACT OR AN OPINION OF COUNSE |
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| November 12, 2009 |
Dover Saddlery Reports Third Quarter 2009 Financial Results Janet Nittmann [email protected] Tel 978-952-8062 x218 For Immediate Release Dover Saddlery Reports Third Quarter 2009 Financial Results LITTLETON, MA ? November 12, 2009 ? Dover Saddlery, Inc. (NASDAQ:DOVR), the leading multichannel retailer of equestrian products, today reported financial results for the third quarter ended September 30, 2009. Third Quarter Results Total revenues for t |
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| November 12, 2009 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): November 12, 2009 Dover Saddlery, Inc. (Exact name of registrant as specified in its charter) Delaware 000-51624 04-3438294 (State or other jurisdiction (Commission (I.R.S. Employer o |
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| August 13, 2009 |
Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-Q ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15 (d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Fiscal Quarter Ended June 30, 2009 OR o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15 (d) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission File Number 000-51624 Dover Saddlery, Inc. (Exact name of re |
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| August 12, 2009 |
Dover Saddlery Reports Second Quarter 2009 Financial Results Janet Nittmann [email protected] Tel 978-952-8062 x218 For Immediate Release Dover Saddlery Reports Second Quarter 2009 Financial Results LITTLETON, MA ? August 12, 2009 ? Dover Saddlery, Inc. (NASDAQ: DOVR), the leading multichannel retailer of equestrian products, today reported financial results for the second quarter ended June 30, 2009. Second Quarter Results ?We are pleased with th |
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| August 12, 2009 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): August 12, 2009 Dover Saddlery, Inc. (Exact name of registrant as specified in its charter) Delaware 000-51624 04-3438294 (State or other jurisdiction (Commission (I.R.S. Employer of |
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| May 28, 2009 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): May 22, 2009 Dover Saddlery, Inc. (Exact name of registrant as specified in its charter) Delaware 000-51624 04-3438294 (State or other jurisdiction (Commission (I.R.S. Employer of inc |
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| May 28, 2009 |
Dover Saddlery Announces Appointment of New Director Janet Nittmann [email protected] Tel 978-952-8062 x218 Dover Saddlery Announces Appointment of New Director LITTLETON, MA ? May 28, 2009 Dover Saddlery Inc., (NASDAQ: DOVR) the leading multichannel retailer of equestrian products, is pleased to announce the appointment of David R. Pearce to the Company?s Board of Directors. Mr. Pearce has been appointed to fill a vacancy in its Board of |
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| May 15, 2009 |
EX-17.1 Director departure correspondence exv17w1 Exhibit 17.1 William F. Meagher 170 Richardson Drive Needham, MA 02492 May 9, 2009 Mr. Stephen L. Day CEO Dover Saddlery, Inc. P.O. Box 1100 525 Great Road Littleton, MA 01460 Dear Steve, For the reasons we discussed in our telephone conversation today, I hereby resign as a Director of Dover Saddlery, Inc. I do expect, at the time the other Board members are paid, to be paid the remaining |
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| May 15, 2009 |
Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-Q ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15 (d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Fiscal Quarter Ended March 31, 2009 OR o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15 (d) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission File Number 000-51624 Dover Saddlery, Inc. (Exact name of r |
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| May 12, 2009 |
Dover Saddlery Announces First Quarter 2009 Financial Results Janet Nittmann [email protected] Tel 978-952-8062 x218 For Immediate Release Dover Saddlery Announces First Quarter 2009 Financial Results LITTLETON, MA?(MARKET WIRE)?May 12th ? Dover Saddlery, Inc. (NASDAQ:DOVR ? News), the leading multi-channel retailer of equestrian products, today reported financial results for the first quarter ended March 31, 2009. Total revenues for the first quar |
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| May 12, 2009 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): May 12, 2009 Dover Saddlery, Inc. (Exact name of registrant as specified in its charter) Delaware 000-51624 04-3438294 (State or other jurisdiction (Commission (I.R.S. Employer of inc |
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| April 15, 2009 |
Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A PROXY STATEMENT PURSUANT TO SECTION 14(a) OF THE SECURITIES EXCHANGE ACT OF 1934 (Amendment No. ) Filed by the Registrant ? Filed by a Party other than the Registrant o Check the appropriate box: o Preliminary Proxy Statement o Confidential, for Use of the Commission Only (as permitted by Rule 14 |
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| March 31, 2009 |
Ex-10.65 - First Amendment to Loan and Security Agreement with RBS Citizens dated March 27, 2009 Exhibit 10.65 FIRST AMENDMENT TO LOAN AND SECURITY AGREEMENT THIS FIRST AMENDMENT TO LOAN AND SECURITY AGREEMENT (the ?Amendment?) is dated as of the 27 day of March, 2009, by and among, Dover Saddlery, Inc., a Delaware corporation (?Dover DE?), Dover Saddlery, Inc., a Massachusetts corporation, Smith Brothers, Inc., a Texas corporation, Dover Saddlery Retail, Inc., a Massachusetts corporation, Ol |
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| March 31, 2009 |
Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 (Mark One) ? ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 FOR THE YEAR ENDED DECEMBER 31, 2008 OR o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission file number 000-51624 Dover Saddlery, Inc. (Exact Name of Registrant a |
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| March 31, 2009 |
Ex-10.66 - First Amendment to Revolving Credit Note with RBS Citizens dated March 27, 2009 Exhibit 10.66 FIRST AMENDMENT TO REVOLVING CREDIT NOTE THIS FIRST AMENDMENT TO REVOLVING CREDIT NOTE (the ?Amendment?) is dated as of the 27 day of March, 2009, by and among, Dover Saddlery, Inc., a Delaware corporation (?Dover DE?), Dover Saddlery, Inc., a Massachusetts corporation, Smith Brothers, Inc., a Texas corporation, Dover Saddlery Retail, Inc., a Massachusetts corporation, Old Dominion E |
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| March 31, 2009 |
Ex-10.64 - First Amendment to Mezzanine Loan Agreement with BCA Mezzanine Fund dated March 27, 2009 Exhibit 10.64 FIRST AMENDMENT TO MEZZANINE LOAN AGREEMENT THIS FIRST AMENDMENT TO MEZZANINE LOAN AGREEMENT (this ?Amendment?) is dated as of March 27, 2009 and entered into by and between DOVER SADDLERY, INC., a Delaware corporation having its principal place of business at 525 Great Road, Littleton, MA 01460 (?Borrower?), and BCA MEZZANINE FUND, L.P., a Delaware limited partnership having offices |
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| March 30, 2009 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): March 30, 2009 Dover Saddlery, Inc. (Exact name of registrant as specified in its charter) Delaware 000-51624 04-3438294 (State or other jurisdiction (Commission (I.R.S. Employer of i |
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| March 30, 2009 |
Dover Saddlery Reports Fourth Quarter and Full Year 2008 Financial Results Janet Nittmann [email protected] Tel 978 952 8062 x218 For Immediate Release Dover Saddlery Reports Fourth Quarter and Full Year 2008 Financial Results LITTLETON, MA ? March 30, 2009 ? Dover Saddlery, Inc. (NASDAQ: DOVR), the leading multichannel retailer of equestrian products, today announced financial results for the fourth quarter and fiscal year ended December 31, 2008. Fourth quart |
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| March 16, 2009 |
June 16, 2008 EDGAR Submission Type—CORRESP Non-Public Filing Mr. Michael Moran Accounting Branch Chief Mr. Milwood Hobbs Staff Accountant Securities and Exchange Commission Division of Corporation Finance Washington, D.C. 20549 Re: Dover Saddlery, Inc. Commission File No. 0-51624 Annual Report for fiscal year ended December 31, 2007 (“Report”) Form 10-Q for the Fiscal Quarter Ended March 31, 2008 |
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| February 3, 2009 |
OMB APPROVAL OMB Number: 3235-0145 Expires: January 31, 2009 Estimated average burden hours per response. |
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| November 20, 2008 |
November 20, 2008 EDGAR Submission Type?CORRESP Non-Public Filing Mr. Andrew Mew Accounting Branch Chief Ms. Donna Di Silvio Senior Staff Accountant Mr. Milwood Hobbs Staff Accountant Securities and Exchange Commission Division of Corporation Finance Mailstop 3561 Washington, D.C. 20549 Re: Dover Saddlery, Inc. Commission File No. 0-51624 Form 10-K , Fiscal Year Ended December 31, 2007, filed Marc |
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| November 14, 2008 |
Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-Q þ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15 (d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Fiscal Quarter Ended September 30, 2008 OR o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15 (d) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission File Number 000-51624 Dover Saddlery, Inc. (Exact name |
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| November 10, 2008 |
Dover Saddlery Reports Third Quarter 2008 Financial Results Janet Nittmann [email protected] Tel 978-952-8062 x218 For Immediate Release Dover Saddlery Reports Third Quarter 2008 Financial Results LITTLETON, MA – November 10, 2008 — Dover Saddlery, Inc. (NASDAQ:DOVR), the leading multichannel retailer of equestrian products, today reported financial results for the third quarter ended September 30, 2008. Total revenues for the third quarter of 20 |
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| November 10, 2008 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): November 10, 2008 Dover Saddlery, Inc. (Exact name of registrant as specified in its charter) Delaware 000-51624 04-3438294 (State or other jurisdiction (Commission (I.R.S. Employer o |
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| October 10, 2008 |
October 10, 2008 EDGAR Submission Type?CORRESP Non-Public Filing Mr. Bill Thompson Accounting Branch Chief Ms. Ta Tanisha Meadows Staff Accountant Securities and Exchange Commission Division of Corporation Finance 100 F Street Washington, D.C. 20549-0405 Re: Dover Saddlery, Inc. Commission File No. 000-51624 Item 4.01 Form 8-K Filed September 26, 2008 (the ?Form 8-K?) Dear Mr. Thompson and Ms. Mea |
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| October 9, 2008 |
October 9, 2008 EDGAR Submission Type—CORRESP Non-Public Filing Mr. Andrew Mew Accounting Branch Chief Mr. Milwood Hobbs Staff Accountant Securities and Exchange Commission Division of Corporation Finance Washington, D.C. 20549 Re: Dover Saddlery, Inc. Commission File No. 0-51624 Annual Report for Fiscal Year Ended December 31, 2007 (“Report”) Form 10-Q for the Fiscal Quarter Ended June 30, 2008 ( |
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| October 6, 2008 |
Securities and Exchange Commission EX-16.1 Securities and Exchange Commission 100 F Street, N.E. Washington, DC 20549 Gentlemen: We have read Item 4.01 of Form 8-K/A dated September 22, 2008, of Dover Saddlery, Inc. and are in agreement with the statements contained in paragraphs three, four and five therein. We have no basis to agree or disagree with other statements of the registrant contained therein. /s/ Ernst & Young LLP Bosto |
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| October 6, 2008 |
Dover Saddlery, Inc. (Form: 8-K/A) UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K/A CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): September 22, 2008 Dover Saddlery, Inc. (Exact name of registrant as specified in its charter) Delaware 000-51624 04-3438294 (State or other juris |
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| September 26, 2008 |
Financial Statements and Exhibits, Changes in Registrant's Certifying Accountant UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): September 22, 2008 Dover Saddlery, Inc. (Exact name of registrant as specified in its charter) Delaware 000-51624 04-3438294 (State or other jurisdiction (Commission (I.R.S. Employer |
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| September 26, 2008 |
Securities and Exchange Commission Securities and Exchange Commission 100 F Street, N.E. Washington, DC 20549 Gentlemen: We have read Item 4.01 of Form 8-K dated September 22, 2008, of Dover Saddlery, Inc. and are in agreement with the statements contained in paragraphs three and four therein. We have no basis to agree or disagree with other statements of the registrant contained therein. /s/ Ernst & Young LLP Boston, Massachusetts |
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| September 25, 2008 |
www.doversaddlery.com September 25, 2008 EDGAR Submission Type?CORRESP Non-Public Filing Mr. Andrew Mew Accounting Branch Chief Mr. Milwood Hobbs Staff Accountant Securities and Exchange Commission Division of Corporation Finance Washington, D.C. 20549 Re: Dover Saddlery, Inc. Commission File No. 0-51624 Annual Report for Fiscal Year Ended December 31, 2007 (?Report?) Form 10-Q for the Fiscal Quar |
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| August 13, 2008 |
Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-Q ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15 (d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Fiscal Quarter Ended June 30, 2008 OR o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15 (d) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission File Number 000-51624 Dover Saddlery, Inc. (Exact name of re |
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| August 13, 2008 |
EX-3.7 Amended and Restated By-Laws of the Company Exhibit 3.7 DOVER SADDLERY, INC. AMENDED AND RESTATED BY-LAWS ARTICLE I. ? GENERAL. 1.1. OFFICES. The registered office of Dover Saddlery, Inc. (the ?Company?) shall be in the City of Wilmington, County of New Castle, State of Delaware. The Company may also have offices at such other places both within and without the State of Delaware as the Board of Directors may from time to time determine or t |
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| August 11, 2008 |
Dover Saddlery Reports Second Quarter 2008 Financial Results Janet Nittmann [email protected] Tel 978-952-8062 x218 For Immediate Release Dover Saddlery Reports Second Quarter 2008 Financial Results LITTLETON, MA ? August 11, 2008 ? Dover Saddlery, Inc. (NASDAQ:DOVR), the leading multichannel retailer of equestrian products, today reported financial results for the second quarter ended June 30, 2008. Total revenues for the second quarter were $19. |
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| August 11, 2008 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): August 11, 2008 Dover Saddlery, Inc. (Exact name of registrant as specified in its charter) Delaware 000-51624 04-3438294 (State or other jurisdiction (Commission (I.R.S. Employer of |
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| June 16, 2008 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-Q/A (Amendment No. 1) þ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15 (d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Fiscal Quarter Ended March 31, 2008 OR o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15 (d) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission File Number 000-51624 Dover Saddlery, Inc. (Exact name of |
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| May 14, 2008 |
Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-Q þ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15 (d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Fiscal Quarter Ended March 31, 2008 OR o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15 (d) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission File Number 000-51624 Dover Saddlery, Inc. (Exact name of r |
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| May 7, 2008 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): May 7, 2008 Dover Saddlery, Inc. (Exact name of registrant as specified in its charter) Delaware 000-51624 04-3438294 (State or other jurisdiction (Commission (I.R.S. Employer of inco |
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| May 7, 2008 |
Dover Saddlery Announces First Quarter 2008 Financial Results Janet Nittmann [email protected] Tel 978-952-8062 x218 For Immediate Release Dover Saddlery Announces First Quarter 2008 Financial Results LITTLETON, MA?(MARKET WIRE)?May 7th 2008 ? Dover Saddlery, Inc. (NasdaqGM:DOVR ? News), the leading multi-channel retailer of equestrian products, today reported financial results for the first quarter ended March 31, 2008. Retail store revenues incre |
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| May 6, 2008 |
6 May 2008 EDGAR Submission Type?CORRESP Non-Public Filing Mr. Michael Moran Accounting Branch Chief Mr. Milwood Hobbs Staff Accountant Securities and Exchange Commission Division of Corporation Finance Washington, D.C. 20549 Re: Dover Saddlery, Inc. Commission File No. 0-51624 Annual Report for fiscal year ended December 31, 2007 (?Report?) Dear Messrs. Moran and Hobbs: This correspondence respon |
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| April 17, 2008 |
Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ? Filed by a Party other than the Registrant o Check the appropriate box: o Preliminary Proxy Statement o Confidential, for Use of the Commission Only (as permitted by Rule 14 |
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| April 15, 2008 |
Dover Saddlery, Inc. (Form: 8-K) UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): April 15, 2008 Dover Saddlery, Inc. (Exact name of registrant as specified in its charter) Delaware 000-51624 04-3438294 (State or other jurisdiction |
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| April 15, 2008 |
Dover Saddlery Announces Investment in Hobby Horse Clothing Company Inc. Janet Nittmann [email protected] Tel 978-952-8062 x218 For Immediate Release Dover Saddlery Announces Investment in Hobby Horse Clothing Company Inc. LITTLETON, MA?(MARKET WIRE)?April 15, 2008 ? Dover Saddlery, Inc. (NASDAQ:DOVR - News), the leading multichannel retailer of equestrian products, announced today that it has acquired a significant non-controlling interest in Hobby Horse Clo |
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| March 31, 2008 |
Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 (Mark One) þ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 FOR THE YEAR ENDED DECEMBER 31, 2007 OR o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission file number 000-51624 Dover Saddlery, Inc. (Exact Name of Registrant a |
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| March 31, 2008 |
EX-10.64 Stonewood Village Shopping Center Lease Agreement dated January 21, 2008 STONEWOOD VILLAGE FULTON COUNTY, GEORGIA STONEWOOD PARTNERS, LLC as Landlord DOVER SADDLERY, INC. |
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| March 31, 2008 |
EX-10.65 Shopping Center Lease Agreement dated January 18, 2008 Exhibit 10.65 LEASE AGREEMENT between Cedar Glen, L.L.C. A New Jersey Limited Liability Company And Dover Saddlery Retail, Inc., d/b/a Dover Saddlery LEASE AGREEMENT TABLE OF CONTENTS ARTICLE: 1. PREMISES 1 2. TERM 2 3. RENT 3 4. CONDITION AND PREPARATION OF PREMISES 5 5. REAL ESTATE TAXES AND OTHER GOVERNMENTAL CHARGES 8 6. COMMON AREA 10 7. SECURITY 12 8. USE 13 9. UTILITIES 20 10. MARKETING 20 |
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| March 20, 2008 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): March 20, 2008 Dover Saddlery, Inc. (Exact name of registrant as specified in its charter) Delaware 000-51624 04-3438294 (State or other jurisdiction (Commission (I.R.S. Employer of i |
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| February 14, 2008 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 2)* Dover Saddlery, Inc. (Name of Issuer) Common Stock (Title of Class of Securities) 260412101 (CUSIP Number) December 31, 2007 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Sc |
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| January 23, 2008 |
OMB APPROVAL OMB Number: 3235-0145 Expires: January 31, 2008 Estimated average burden hours per response. |
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| January 8, 2008 |
Dover Saddlery Announces Preliminary Revenues for the Fiscal Year 2007 [email protected] Tel 978-952-8062 x218 For Immediate Release Dover Saddlery Announces Preliminary Revenues for the Fiscal Year 2007 LITTLETON, MA ? January 8, 2008- Dover Saddlery (Nasdaq: DOVR), the leading multichannel retailer of equestrian products announced today preliminary revenues for the fiscal year 2007, ended on December 31, 2007. Based on preliminary results, the Company is |
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| January 8, 2008 |
Regulation FD Disclosure, Financial Statements and Exhibits, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): January 8, 2008 Dover Saddlery, Inc. (Exact name of registrant as specified in its charter) Delaware 000-51624 04-3438294 (State or other jurisdiction (Commission (I.R.S. Employer of |
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| December 28, 2007 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): December 21, 2007 Dover Saddlery, Inc. (Exact name of registrant as specified in its charter) Delaware 000-51624 04-3438294 (State or other jurisdiction (Commission (I.R.S. Employer o |
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| December 28, 2007 |
Amendment to Section 5.1 of By-Laws of Dover Saddlery, Inc. Exhibit 3.6 Amendment to Section 5.1 of By-Laws of Dover Saddlery, Inc. 5.1. STOCK. The Board of Directors may provide by resolution that some or all of any or all classes and series of the Corporation?s stock may be (i) certificated; or (ii) registered in the holder?s name in uncertificated, book-entry form, in accordance with a direct registration system either (A) approved by the United States |
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| December 14, 2007 |
Exhibit 10.59 LOAN AND SECURITY AGREEMENT LOAN AND SECURITY AGREEMENT (the ?Agreement?) dated this day of December, 2007, by and among, Dover Saddlery, Inc., a Delaware corporation (?Dover DE?), Dover Saddlery, Inc., a Massachusetts corporation, Smith Brothers, Inc., a Texas corporation, Dover Saddlery Retail, Inc., a Massachusetts corporation, Old Dominion Enterprises, Inc., a Virginia corporatio |
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| December 14, 2007 |
Exhibit 4.10 REGISTRATION RIGHTS AGREEMENT This Registration Rights Agreement dated as of December 11, 2007 (this ?Agreement?) by and between Dover Saddlery, Inc., a Delaware corporation (the ?Company?) and the investors named in Exhibit A attached hereto (each, an ?Investor,? and, collectively, the ?Investors?). In view of the mutual covenants contained herein and for other good and valuable cons |
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| December 14, 2007 |
Exhibit 4.9 THIS WARRANT AND THE COMMON STOCK ISSUABLE UPON EXERCISE OF THIS WARRANT HAVE NOT BEEN REGISTERED UNDER THE SECURITIES ACT OF 1933, AS AMENDED. THIS WARRANT AND THE COMMON STOCK ISSUABLE UPON EXERCISE OF THIS WARRANT MAY NOT BE SOLD, OFFERED FOR SALE, PLEDGED OR HYPOTHECATED IN THE ABSENCE OF AN EFFECTIVE REGISTRATION STATEMENT AS TO THIS WARRANT UNDER SAID ACT OR AN OPINION OF COUNSEL |
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| December 14, 2007 |
Dover Saddlery, Inc. (Form: 8-K) UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): December 11, 2007 Dover Saddlery, Inc. (Exact name of registrant as specified in its charter) Delaware 000-51624 04-3438294 (State or other jurisdicti |
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| December 14, 2007 |
Exhibit 10.63 SECURITY AGREEMENT THIS SECURITY AGREEMENT (this ?Agreement?) dated as of December 11, 2007 by DOVER SADDLERY, INC., a Massachusetts corporation, SMITH BROTHERS, INC., a Texas corporation, DOVER SADDLERY DIRECT, INC., a Massachusetts corporation, DOVER SADDLERY RETAIL, INC., a Massachusetts corporation, OLD DOMINION ENTERPRISES, INC., a Virginia corporation, and the other direct and |
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| December 14, 2007 |
INTERCREDITOR, SUBORDINATION AND STANDBY AGREEMENT Exhibit 10.61 INTERCREDITOR, SUBORDINATION AND STANDBY AGREEMENT THIS INTERCREDITOR, SUBORDINATION AND STANDBY AGREEMENT (this ?Agreement?) is made as of this day of December, 2007, by and between RBS Citizens, National Association, a national banking association, with a principal place of business at 875 Elm Street, Manchester, New Hampshire 03101 (?Lender?); Dover Saddlery, Inc., a Delaware corp |
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| December 14, 2007 |
Exhibit 10.60 REVOLVING CREDIT NOTE $18,000,000.00 December , 2007 BORROWERS? NAME AND ADDRESS: DOVER SADDLERY, INC. a Delaware corporation DOVER SADDLERY, INC. a Massachusetts corporation SMITH BROTHERS, INC. a Texas corporation DOVER SADDLERY RETAIL, INC. a Massachusetts corporation OLD DOMINION ENTERPRISES, INC. a Virginia corporation DOVER SADDLERY DIRECT, INC. a Massachusetts corporation All |
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| December 14, 2007 |
Exhibit 10.62 MEZZANINE LOAN AGREEMENT BETWEEN DOVER SADDLERY, INC. AND BCA MEZZANINE FUND, L.P. December 11, 2007 1 TABLE OF CONTENTS 2 EXHIBITS Exhibit 2.1 Exhibit 4.3(a) Exhibit 4.3(b) Exhibit 4.5 Exhibit 4.7 Exhibit 4.8 Exhibit 4.11 Exhibit 4.12 Exhibit 4.13 Exhibit 4.20 Exhibit 5.1 Exhibit 5.2(e) Exhibit 5.18 Exhibit 6.2 Form of Mezzanine Note Capitalization of Borrower Capitalization of Subs |
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| December 14, 2007 |
Exhibit 4.8 MEZZANINE PROMISSORY NOTE $5,000,000.00 December 11, 2007 Dover Saddlery, Inc., a Delaware corporation (?Borrower?), FOR VALUE RECEIVED, promises to pay to the order of BCA Mezzanine Fund, L.P., a Delaware limited partnership, or its assigns (?Lender?), to such Person(s) and at such place(s) as Lender may from time to time designate in writing, the principal sum of Five Million and No/ |
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| December 13, 2007 |
Dover Saddlery Announces New Debt Refinancing Agreements Janet Nittmann [email protected] Tel 978-952-8062 x218 For Immediate Release Dover Saddlery Announces New Debt Refinancing Agreements LITTLETON, MA ? December 13, 2007 Dover Saddlery, Inc. (NASDAQ:DOVR), the leading multi-channel retailer of equestrian products, announced today that it has successfully completed a new debt refinancing package. Dover Saddlery has negotiated new senior lin |
