Mga Batayang Estadistika
| LEI | 655600QONKNA2CELCP60 |
| CIK | 1499494 |
SEC Filings
All companies that sell securities in the United States must register with the Securities and Exchange Commission (SEC) and file reports on a regular basis.
These reports include company annual reports (10K, 10Q), news updates (8K), investor presentations (found in 8Ks), insider trades (form 4), ownership reports (13D, and 13G), and reports related to the specific securities sold, such as registration statements and prospectus. This page shows recent SEC filings related to Eason Technology Limited - Depositary Receipt (Common Stock)
SEC Filings (Chronological Order)
Halaman ini menyediakan daftar lengkap dan kronologis dari Pengajuan SEC, tidak termasuk pengajuan kepemilikan yang kami sediakan di tempat lain.
| May 23, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 or 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of May 2025 Commission file number: 001-34958 EASON TECHNOLOGY LIMITED 23rd Floor, Lianfa International Building 128 Xudong Road, Wuchang District Wuhan City, Hubei Province 430063 People’s Republ |
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| May 23, 2025 |
Eason Technology Limited Receives Notification from NYSE Regarding Delayed Form 20-F Filing EXHIBIT 99.1 Eason Technology Limited Receives Notification from NYSE Regarding Delayed Form 20-F Filing HONG KONG, May 23, 2025 /PRNewswire/ - Eason Technology Limited (“Eason Technology” or the “Company”) (NYSE: DXF) today announced that it received a notice from NYSE Regulation indicating that the Company is not in compliance with the continued listing standards of NYSE American LLC (“NYSE Amer |
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| April 30, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 12b-25 NOTIFICATION OF LATE FILING (Check One): ☐ Form 10-K ☒ Form 20-F ☐ Form 11-K ☐ Form 10-Q ☐ Form 10-D ☐ Form N-CEN ☐ Form N-CSR For Period Ended: December 31, 2024 ☐ Transition Report on Form 10-K ☐ Transition Report on Form 20-F ☐ Transition Report on Form 11-K ☐ Transition Report on Form 10-Q For the Transition Pe |
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| April 1, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 or 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of April 2025 Commission file number:001-34958 EASON TECHNOLOGY LIMITED 23rd Floor, Lianfa International Building 128 Xudong Road, Wuchang District Wuhan City, Hubei Province 430063 People’s Repub |
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| April 1, 2025 |
EXHIBIT 99.1 Eason Technology Limited 23rd Floor, Lianfa International Building 128 Xudong Road, Wuchang District Wuhan City, Hubei Province 430063 People’s Republic of China Date: March [ ], 2025 Re: Director Offer Letter Dear [Director’s Name]: Eason Technology Limited, a Cayman Islands company (the “Company”) is pleased to offer you a position as an independent director of the Company’s board o |
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| January 16, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 or 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of January 2025 Commission file number: 001-34958 EASON TECHNOLOGY LIMITED 23rd Floor, Lianfa International Building 128 Xudong Road, Wuchang District Wuhan City, Hubei Province 430063 People’s Re |
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| January 16, 2025 |
EXHIBIT 99.1 Property conveyance agreement Contract No.: SXHY-FX (202 411 02) Party A 1: Shenzhen Four Divisions Global Industrial Operation Co., Ltd Address: 7B322, Floor 7, Building 210, airan Science Park, airan Fourth Road, Tianan Community, Shatou Street, Futian District, Shenzhen Tel.: Email: Party A 2：EASON TECHNOLOGY LIMITED Address: 23rd Floor, Lianfa International Building 128 Xudong Roa |
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| January 15, 2025 |
Eason Technology Limited Reports Financial Results for the First Six Months of 2024 EXHIBIT 99.1 Eason Technology Limited Reports Financial Results for the First Six Months of 2024 WUHAN, HUBEI, China—January 15, 2025—Eason Technology Limited ("Eason" or the "Company") (OTC Pink: DXFFY), an enterprise engaged in real estate management and digital technology business in Hubei Province, China, today announced its unaudited financial results for the first six months of 2024. The una |
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| January 15, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 or 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of January 2025 Commission file number: 001-34958 EASON TECHNOLOGY LIMITED 23rd Floor, Lianfa International Building 128 Xudong Road, Wuchang District Wuhan City, Hubei Province 430063 People’s Re |
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| January 10, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 or 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of January 2025 Commission file number: 001-34958 DUNXIN FINANCIAL HOLDINGS LIMITED 23rd Floor, Lianfa International Building 128 Xudong Road, Wuchang District Wuhan City, Hubei Province 430063 Pe |
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| January 10, 2025 |
Filed pursuant to Rule 424(b)(3) Registration Statement on Form F-6 Registration No. |
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| January 10, 2025 |
EXHIBIT 99.1 SECURITIES PURCHASE AGREEMENT 证券购买协议 This SECURITIES PURCHASE AGREEMENT (the “Agreement”) is dated as of January [ ], 2025 by and among DUNXIN FINANCIAL HOLDINGS LIMITED, a Cayman Islands exempted company, (the “Company”), and individuals listed in Exhibit B hereto and each affixes its signature on the signature page of this Agreement (each, a “Purchaser”; collectively, the “Purchaser |
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| December 16, 2024 |
EXHIBIT 99.1 DUNXIN FINANCIAL HOLDINGS LIMITED 敦信金融控股有限公司 27th Floor, Lianfa International Building, 128 Xudong Road, Wuchang District, Wuhan City, Hubei Province, 430063 People’s Republic of China NOTICE OF ANNUAL GENERAL MEETING OF SHAREHOLDERS To Be Held on January 10, 2025 NOTICE IS HEREBY GIVEN that the 2025 annual general meeting of shareholders (the “Annual General Meeting”) of Dunxin Finan |
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| December 16, 2024 |
EXHIBIT 99,3 |
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| December 16, 2024 |
EXHIBIT 99.4 |
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| December 16, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 Form 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 or 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of December 2024 Commission file number: 001-34958 DUNXIN FINANCIAL HOLDINGS LIMITED 27th Floor, Lianfa International Building 128 Xudong Road, Wuchang District Wuhan City, Hubei Province 430063 P |
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| December 16, 2024 |
EXHIBIT 99.2 DUNXIN FINANCIAL HOLDINGS LIMITED 敦信金融控股有限公司 (incorporated in the Cayman Islands as an exempted company with limited liability) FORM OF PROXY FOR THE ANNUAL GENERAL MEETING to be held on January 10, 2025 (or any adjourned or postponed meeting thereof) I/we, the undersigned acknowledges receipt of the Notice of Annual General Meeting of Shareholders and Proxy Statement and, being the r |
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| December 4, 2024 |
AMENDMENT NO. 5 TO THE DEPOSIT AGREEMENT AMENDMENT NO. 5 TO THE DEPOSIT AGREEMENT THIS AMENDMENT NO. 5 dated as of December 4, 2024 (the “Effective Date”) to the Deposit Agreement, dated as of November 22, 2010, as amended on November 25, 2014, December 15, 2017, March 5, 2018, and July 25, 2023 (the “Deposit Agreement”), by and among (i) Dunxin Financial Holdings Limited, a company incorporated under the laws of the Cayman Islands, with |
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| December 4, 2024 |
Certification under Rule 466 The depositary, Deutsche Bank Trust Company Americas, represents and certifies the following: (1) That it previously had filed a registration statement on Form F-6 (Dunxin Financial Holdings Limited, File No. |
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| December 4, 2024 |
As filed with the Securities and Exchange Commission on December 4, 2024 Registration No. |
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| October 29, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 Form 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 or 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of October 2024 Commission file number: 001-34958 DUNXIN FINANCIAL HOLDINGS LIMITED 23rd Floor, Lianfa International Building 128 Xudong Road, Wuchang District Wuhan City, Hubei Province 430063 Pe |
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| October 29, 2024 |
EXHIBIT 99.2 NEITHER THIS SECURITY NOR THE SECURITIES FOR WHICH THIS SECURITY IS CONVERTIBLE HAVE BEEN REGISTERED WITH THE SECURITIES AND EXCHANGE COMMISSION OR THE SECURITIES COMMISSION OF ANY STATE IN RELIANCE UPON AN EXEMPTION FROM REGISTRATION UNDER THE SECURITIES ACT OF 1933, AS AMENDED (THE “SECURITIES ACT”), AND, ACCORDINGLY, MAY NOT BE OFFERED, SOLD, PLEDGED, OR OTHERWISE DISTRIBUTED OR TR |
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| October 29, 2024 |
EXHIBIT 99.1 SECURITIES PURCHASE AGREEMENT THIS SECURITIES PURCHASE AGREEMENT (this “Agreement”), dated as of October 25, 2024 (the “Effective Date”), is entered into by and between DUNXIN FINANCIAL HOLDINGS LIMITED, a Cayman Islands holding company (“Company”), and BUCKTOWN CAPITAL, LLC, a Utah limited liability company, its successors and/or assigns (“Investor”). A. Company and Investor are exec |
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| September 23, 2024 |
EXHIBIT 99.2 Dunxin Financial Holdings Limited 23rd Floor, Lianfa International Building 128 Xudong Road, Wuchang District Wuhan City, Hubei Province 430063 People’s Republic of China Date: [ ] Siyuan Xu Address: [ ] Re: Director Offer Letter Dear Siyuan Xu: Dunxin Financial Holdings Limited, a Cayman Islands company (the “Company”) is pleased to offer you a position as a member of the Company’s B |
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| September 23, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 or 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of September 2024 Commission file number: 001-34958 DUNXIN FINANCIAL HOLDINGS LIMITED 23rd Floor, Lianfa International Building 128 Xudong Road, Wuchang District Wuhan City, Hubei Province 430063 |
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| September 23, 2024 |
EXHIBIT 99.1 EMPLOYMENT AGREEMENT This EMPLOYMENT AGREEMENT (the “Agreement” or “Amendment”), is entered into as of [ ], 2024 (the “Effective Date”), by and between Dunxin Financial Holdings Limited, incorporated under the laws of the Cayman Islands (the “Company”), and Longwen (Stanley) He, an individual (the “Executive”). Except with respect to the direct employment of the Executive by the Compa |
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| June 26, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 or 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of June 2024 Commission file number: 001-34958 DUNXIN FINANCIAL HOLDINGS LIMITED 23rd Floor, Lianfa International Building 128 Xudong Road, Wuchang District Wuhan City, Hubei Province 430063 Peopl |
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| May 16, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 20-F UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 20-F ☐ REGISTRATION STATEMENT PURSUANT TO SECTION 12(b) OR 12(g) OF THE SECURITIES EXCHANGE ACT OF 1934 OR ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended: December 31, 2023 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE AC |
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| May 16, 2024 |
EXHIBIT 97.1 DUNXIN FINANCIAL HOLDINGS LIMITED THE “COMPANY” COMPENSATION RECOVERY POLICY Effective December 1, 2023 In accordance with Section 10D of the Securities Exchange Act of 1934, as amended (the “Exchange Act”), Exchange Act Rule 10D-1, and the listing standards of The NYSE American (the “Exchange”), the Company’s Board of Directors (the “Board”) has adopted this Compensation Recovery Pol |
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| May 16, 2024 |
EXHIBIT 13.1 CERTIFICATION In connection with the annual report of Dunxin Financial Holdings Limited (the “Company”) on Form 20-F for the year ended December 31, 2023 as filed with the Securities and Exchange Commission on the date hereof (the “Report”), the undersigned officer of the Company does hereby certify, pursuant to 18 U.S.C. Section 1350, as adopted pursuant to Section 906 of the Sarbane |
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| May 16, 2024 |
Consent of Independent Registered Public Accounting Firm EXHIBIT 15.1 AUDIT ALLIANCE LLP® A Top 18 Audit Firm 10 Anson Road, #20-16 International Plaza, Singapore 079903. UEN: T12LL1223B GST Reg No: M90367663E Tel: (65) 6227 5428 Website: www.allianceaudit.com Consent of Independent Registered Public Accounting Firm We consent to the incorporation by reference in the Registration Statement (No.333-264179) on Form 20-F of Dunxin Financial Holdings Limite |
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| May 16, 2024 |
EXHIBIT 13.2 CERTIFICATION In connection with the annual report of Dunxin Financial Holdings Limited (the “Company”) on Form 20-F for the year ended December 31, 2023 as filed with the Securities and Exchange Commission on the date hereof (the “Report”), the undersigned officer does hereby certify, pursuant to 18 U.S.C. Section 1350, as adopted pursuant to Section 906 of the Sarbanes-Oxley Act of |
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| May 16, 2024 |
EXHIBIT 12.2 CERTIFICATION I, Xiang Zhou, certify that: 1. I have reviewed this annual report on Form 20-F of Dunxin Financial Holdings Limited (the “Company”); 2. Based on my knowledge, this annual report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were ma |
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| May 16, 2024 |
CONSENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM EXHIBIT 15.2 CONSENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM The Shareholders and Board of Directors, Dunxin Financial Holdings Limited We hereby consent to the incorporation by reference in Registration Statements of our report dated May 15, 2024 relating to consolidated financial statements of Company for the year ended December 31, 2023 and 2022, which report appears in the annual repo |
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| May 16, 2024 |
EXHIBIT 2.6 Description of Rights of Securities Registered under Section 12 of the Securities Exchange Act of 1934 (the “Exchange Act”) American Depositary Shares (“ADSs”), each representing the right to receive four hundred and eighty (480) Class A ordinary shares of Dunxin Financial Holdings Limited (“we,” “our,” the ”Company,” or “us”), are listed and traded on the NYSE American LLC and, in con |
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| May 16, 2024 |
EXHIBIT 12.1 CERTIFICATION I, Ai (Kosten) Mei, certify that: 1. I have reviewed this annual report on Form 20-F of Dunxin Financial Holdings Limited (the “Company”); 2. Based on my knowledge, this annual report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements we |
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| May 13, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 or 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of May 2024 Commission file number: 001-34958 DUNXIN FINANCIAL HOLDINGS LIMITED 23rd Floor, Lianfa International Building 128 Xudong Road, Wuchang District Wuhan City, Hubei Province 430063 People |
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| April 30, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 12b-25 NOTIFICATION OF LATE FILING (Check One): ☐ Form 10-K ☒ Form 20-F ☐ Form 11-K ☐ Form 10-Q ☐ Form N-SAR ☐ Form N-CSR For Period Ended: December 31, 2023 ☐ Transition Report on Form 10-K ☐ Transition Report on Form 20-F ☐ Transition Report on Form 11-K ☐ Transition Report on Form 10-Q ☐ Transition Report on Form N-SAR For the Transition Period Ended: Nothing in this form shall be construed to imply that the Commission has verified any information contained herein. |
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| February 22, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 or 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of February 2024 Commission file number: 001-34958 DUNXIN FINANCIAL HOLDINGS LIMITED 23rd Floor, Lianfa International Building 128 Xudong Road, Wuchang District Wuhan City, Hubei Province 430063 P |
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| December 8, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 or 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of December 2023 Commission file number: 001-34958 DUNXIN FINANCIAL HOLDINGS LIMITED 23rd Floor, Lianfa International Building 128 Xudong Road, Wuchang District Wuhan City, Hubei Province 430063 P |
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| December 6, 2023 |
DXF / Dunxin Financial Holdings Limited. - ADR / Streeterville Capital LLC - NONE Passive Investment SC 13G/A 1 doc1.htm NONE UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 1)* Dunxin Financial Holdings Limited (Name of Issuer) Ordinary shares, par value $0.00005 per share (Title of Class of Securities) 26605Q205 (CUSIP Number) Calendar Year 2023 (Date of Event Which Requires Filing of this Statement) C |
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| November 13, 2023 |
Land Use Right Transfer Agreement EXHIBIT 99.1 MAINTAIN SECRECY Land Use Right Transfer Agreement No.: SXHY HZ (20231113) Party A1: Sixiang International Co., Ltd. Unified Social Credit Code: Corporate Representative: Address: Tel: Email: Party A2: Dunxin Financial Holdings Limited Address: 23rd Floor, Lianfa International Building, 128 Xudong Road, Wuchang District, Wuhan City, Hubei Province People’s Republic of China, 430063 Te |
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| November 13, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 or 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of November 2023 Commission file number: 001-34958 DUNXIN FINANCIAL HOLDINGS LIMITED 23rd Floor, Lianfa International Building 128 Xudong Road, Wuchang District Wuhan City, Hubei Province 430063 P |
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| October 26, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 or 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of October 2023 Commission file number: 001-34958 DUNXIN FINANCIAL HOLDINGS LIMITED 23rd Floor, Lianfa International Building 128 Xudong Road, Wuchang District Wuhan City, Hubei Province 430063 Pe |
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| October 16, 2023 |
EXHIBIT 99.1 THE COMPANIES ACT (AS REVISED) OF THE CAYMAN ISLANDS COMPANY LIMITED BY SHARES THIRD AMENDED AND RESTATED MEMORANDUM OF ASSOCIATION OF DUNXIN FINANCIAL HOLDINGS LIMITED (adopted by a Special Resolution passed on 16 October 2023 and effective on 16 October 2023) 1. The name of the Company is Dunxin Financial Holdings Limited. 2. The Registered Office of the Company will be situated at |
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| October 16, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 or 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of October 2023 Commission file number: 001-34958 DUNXIN FINANCIAL HOLDINGS LIMITED 23rd Floor, Lianfa International Building 128 Xudong Road, Wuchang District Wuhan City, Hubei Province 430063 Pe |
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| October 2, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 or 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of October 2023 Commission file number: 001-34958 DUNXIN FINANCIAL HOLDINGS LIMITED 23rd Floor, Lianfa International Building 128 Xudong Road, Wuchang District Wuhan City, Hubei Province 430063 Pe |
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| October 2, 2023 |
Dunxin Financial Holdings Limited Reports Financial Results for the First Six Months of 2023 EXHIBIT 99.1 Dunxin Financial Holdings Limited Reports Financial Results for the First Six Months of 2023 WUHAN, HUBEI, China—October 2, 2023—Dunxin Financial Holdings Limited ("Dunxin" or the "Company") (NYSE American: DXF), a licensed microfinance lender servicing individuals and small and medium enterprises (“SMEs”) in Hubei Province, China, today announced its unaudited financial results for t |
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| September 22, 2023 |
EXHIBIT 99.4 |
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| September 22, 2023 |
DUNXIN FINANCIAL HOLDINGS LIMITED EXHIBIT 99.3 September 26, 2023 DUNXIN FINANCIAL HOLDINGS LIMITED Please be advised of the following Revised Depositary's Notice of Extraordinary General Meeting of Shareholders: Depositary Receipt Information CUSIP: 26605Q205 (DTC Eligible) ADS ISIN: US26605Q2057 Country of Incorporation: Cayman Islands Meeting Details: Extraordinary General Meeting at 10:00 a.m. E.T. (i.e., October 16, 2023 at 1 |
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| September 22, 2023 |
EXHIBIT 99.1 DUNXIN FINANCIAL HOLDINGS LIMITED 23rd Floor, Lianfa International Building 128 Xudong Road, Wuchang District Wuhan City, Hubei Province 430063 People’s Republic of China Notice of the Extraordinary General Meeting of Shareholders To be held on October 16, 2023 (or any adjournment or postponement thereof) September 22, 2023 To the Shareholders of Dunxin Financial Holdings Limited: Dun |
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| September 22, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 or 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of September 2023 Commission file number: 001-34958 DUNXIN FINANCIAL HOLDINGS LIMITED 23rd Floor, Lianfa International Building 128 Xudong Road, Wuchang District Wuhan City, Hubei Province 430063 |
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| September 22, 2023 |
EXHIBIT 99.2 DUNXIN FINANCIAL HOLDINGS LIMITED (incorporated in the Cayman Islands with limited liability) FORM OF PROXY FOR THE EXTRAORDINARY GENERAL MEETING to be held on October 16, 2023 (or any adjourned or postponed meeting thereof) I/we, the undersigned acknowledges receipt of the Notice of Extraordinary General Meeting of Shareholders and Proxy Statement and, being the registered holder of |
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| September 1, 2023 |
EXHIBIT 99.1 DUNXIN FINANCIAL HOLDINGS LIMITED 23rd Floor, Lianfa International Building 128 Xudong Road, Wuchang District Wuhan City, Hubei Province 430063 People’s Republic of China Notice of the Extraordinary General Meeting of Shareholders To be held on October 2, 2023 (or any adjournment or postponement thereof) September 1, 2023 To the Shareholders of Dunxin Financial Holdings Limited: The s |
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| September 1, 2023 |
EXHIBIT 99.4 |
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| September 1, 2023 |
EXHIBIT 99.3 |
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| September 1, 2023 |
EXHIBIT 99.2 DUNXIN FINANCIAL HOLDINGS LIMITED (incorporated in the Cayman Islands with limited liability) FORM OF PROXY FOR THE EXTRAORDINARY GENERAL MEETING to be held on October 2, 2023 (or any adjourned or postponed meeting thereof) I/we, the undersigned acknowledges receipt of the Notice of Extraordinary General Meeting of Shareholders and Proxy Statement and, being the registered holder of O |
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| September 1, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 or 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of September 2023 Commission file number: 001-34958 DUNXIN FINANCIAL HOLDINGS LIMITED 23rd Floor, Lianfa International Building 128 Xudong Road, Wuchang District Wuhan City, Hubei Province 430063 |
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| August 8, 2023 |
EXHIBIT 99.1 SECURITIES PURCHASE AGREEMENT THIS SECURITIES PURCHASE AGREEMENT (this “Agreement”), dated as of August 7, 2023 (the “Effective Date”), is entered into by and between DUNXIN FINANCIAL HOLDINGS LIMITED, a Cayman Islands holding company (“Company”), and STREETERVILLE CAPITAL, LLC, a Utah limited liability company, its successors and/or assigns (“Investor”). A. Company and Investor are e |
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| August 8, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 or 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of August 2023 Commission file number: 001-34958 DUNXIN FINANCIAL HOLDINGS LIMITED 23rd Floor, Lianfa International Building 128 Xudong Road, Wuchang District Wuhan City, Hubei Province 430063 Peo |
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| August 8, 2023 |
EXHIBIT 99.2 CONVERTIBLE PROMISSORY NOTE Effective Date: August 7, 2023 U.S. $700,000.00 FOR VALUE RECEIVED, DUNXIN FINANCIAL HOLDINGS LIMITED, a Cayman Islands holding company (“Borrower”), promises to pay to STREETERVILLE CAPITAL, LLC, a Utah limited liability company, or its successors or assigns (“Lender”), $700,000.00 and any interest, fees, charges, and late fees accrued hereunder on the dat |
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| July 28, 2023 |
EXHIBIT 15.1 Our ref VSL/657356-000001/26462640v2 Dunxin Financial Holdings Limited PO Box 309 Ugland House Grand Cayman, KY1-1104 Cayman Islands 28 July 2023 Dear Sirs Dunxin Financial Holdings Limited We have acted as Cayman Islands legal advisers to Dunxin Financial Holdings Limited (the “Company”) in connection with the Company’s registration statement on Form F-3, including all amendments or |
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| July 28, 2023 |
Dunxin Financial Holdings Announces Pricing of $1.09 Million Registered Direct Offering EXHIBIT 99.1 Dunxin Financial Holdings Announces Pricing of $1.09 Million Registered Direct Offering WUHAN, China, July 25, 2023 /PRNewswire/ - Dunxin Financial Holdings Limited (“Dunxin” or the “Company”) (NYSE American: DXF), a licensed microfinance lender servicing individuals and small and medium enterprises (“SMEs”) in Hubei Province, China, today announced that it entered into a securities p |
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| July 28, 2023 |
EXHIBIT 4.1 SECURITIES PURCHASE AGREEMENT This Securities Purchase Agreement (this “Agreement”) is dated as of July , 2023, between Dunxin Financial Holdings Ltd, an exempted company incorporated in the Cayman Islands (the “Company”), and each purchaser identified on the signature pages hereto (each, including its successors and assigns, a “Purchaser” and collectively, the “Purchasers”). WHEREAS, |
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| July 28, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 or 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of July 2023 Commission file number: 001-34958 DUNXIN FINANCIAL HOLDINGS LIMITED 23rd Floor, Lianfa International Building 128 Xudong Road, Wuchang District Wuhan City, Hubei Province 430063 Peopl |
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| July 28, 2023 |
EXHIBIT 4.2 PLACEMENT AGENCY AGREEMENT July 25, 2023 Dunxin Financial Holdings Limited 27th Floor, Lianfa International Building 128 Xudong Road, Wuchang District Wuhan City, Hubei Province 430063 People’s Republic of China Attn: Yuan Gao, Chairman and Chief Executive Officer Dear Mr. Gao: This letter (the “Agreement”) constitutes the agreement between Spartan Capital Securities, LLC, (“Spartan” o |
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| July 27, 2023 |
Filed pursuant to Rule 424(b)(5) Registration No. 333-264179 PROSPECTUS SUPPLEMENT (To Prospectus dated August 8, 2022) Dunxin Financial Holdings Limited 1,090,000 American Depositary Shares Representing 523,200,000 Ordinary Shares Dunxin Financial Holdings Limited, a Cayman Islands exempted company with limited liability (the “Company,” “we,” “us,” and “our”) is offering 1,090,000 of our American |
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| July 25, 2023 |
Certification under Rule 466 The depositary, Deutsche Bank Trust Company Americas, represents and certifies the following: (1) That it previously had filed a registration statement on Form F-6 (Dunxin Financial Holdings Limited, File No. |
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| July 25, 2023 |
AMENDMENT NO. 4 TO THE DEPOSIT AGREEMENT AMENDMENT NO. 4 TO THE DEPOSIT AGREEMENT THIS AMENDMENT NO.4 dated as of July 25, 2023 (the “Effective Date”) to the Deposit Agreement, dated as of November 22, 2010, as amended on November 25, 2014, December 15, 2017, and March 5, 2018 (the “Deposit Agreement”), by and among (i) Dunxin Financial Holdings Limited, a company incorporated under the laws of the Cayman Islands, with its principal exec |
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| July 25, 2023 |
As filed with the Securities and Exchange Commission on July 25, 2023 Registration No. |
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| May 23, 2023 |
EXHIBIT 12.1 CERTIFICATION I, Yuan Gao, certify that: 1. I have reviewed this annual report on Form 20-F, as amended, of Dunxin Financial Holdings Limited (the “Company”); 2. Based on my knowledge, this annual report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such stateme |
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| May 23, 2023 |
EXHIBIT 13.1 CERTIFICATION In connection with the annual report of Dunxin Financial Holdings Limited (the “Company”) on Form 20-F, as amended, for the year ended December 31, 2022 as filed with the Securities and Exchange Commission on the date hereof (the “Report”), the undersigned officer of the Company does hereby certify, pursuant to 18 U.S.C. Section 1350, as adopted pursuant to Section 906 o |
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| May 23, 2023 |
EXHIBIT 12.2 CERTIFICATION I, Xiang Zhou, certify that: 1. I have reviewed this annual report on Form 20-F, as amended, of Dunxin Financial Holdings Limited (the “Company”); 2. Based on my knowledge, this annual report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such state |
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| May 23, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 20-F/A (Amendment No. 1) (Mark One) ☐ STATEMENT PURSUANT TO SECTION 12(b) OR (g) OF THE SECURITIES EXCHANGE ACT OF 1934 OR ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2022. OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURI |
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| May 23, 2023 |
EXHIBIT 13.2 CERTIFICATION In connection with the annual report of Dunxin Financial Holdings Limited (the “Company”) on Form 20-F, as amended, for the year ended December 31, 2022 as filed with the Securities and Exchange Commission on the date hereof (the “Report”), the undersigned officer does hereby certify, pursuant to 18 U.S.C. Section 1350, as adopted pursuant to Section 906 of the Sarbanes- |
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| May 15, 2023 |
Consent of Independent Registered Public Accounting Firm EXHIBIT 15.1 AUDIT ALLIANCE LLP® A Top 18 Audit Firm 10 Anson Road, #20-16 International Plaza, Singapore 079903. UEN: T12LL1223B GST Reg No: M90367663E Tel: (65) 6227 5428 Website: www.allianceaudit.com Consent of Independent Registered Public Accounting Firm We consent to the incorporation by reference in the Registration Statement (No.333-264179) on Form F-3 of Dunxin Financial Holdings Limited |
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| May 15, 2023 |
EXHIBIT 12.2 CERTIFICATION I, Xiang Zhou, certify that: 1. I have reviewed this annual report on Form 20-F of Dunxin Financial Holdings Limited (the “Company”); 2. Based on my knowledge, this annual report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were ma |
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| May 15, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 20-F UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 20-F ☐ REGISTRATION STATEMENT PURSUANT TO SECTION 12(b) OR 12(g) OF THE SECURITIES EXCHANGE ACT OF 1934 OR ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended: December 31, 2022 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE AC |
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| May 15, 2023 |
EXHIBIT 12.1 CERTIFICATION I, Yuan Gao, certify that: 1. I have reviewed this annual report on Form 20-F of Dunxin Financial Holdings Limited (the “Company”); 2. Based on my knowledge, this annual report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made |
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| May 15, 2023 |
EXHIBIT 13.2 CERTIFICATION In connection with the annual report of Dunxin Financial Holdings Limited (the “Company”) on Form 20-F for the year ended December 31, 2022 as filed with the Securities and Exchange Commission on the date hereof (the “Report”), the undersigned officer does hereby certify, pursuant to 18 U.S.C. Section 1350, as adopted pursuant to Section 906 of the Sarbanes-Oxley Act of |
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| May 15, 2023 |
EXHIBIT 13.1 CERTIFICATION In connection with the annual report of Dunxin Financial Holdings Limited (the “Company”) on Form 20-F for the year ended December 31, 2022 as filed with the Securities and Exchange Commission on the date hereof (the “Report”), the undersigned officer of the Company does hereby certify, pursuant to 18 U.S.C. Section 1350, as adopted pursuant to Section 906 of the Sarbane |
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| May 15, 2023 |
CONSENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM EXHIBIT 15.2 AUDIT | ACCOUNTING | TAX | ADVISORY CONSENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM The Shareholders and Board of Directors, Dunxin Financial Holdings Limited We hereby consent to the incorporation by reference in Registration Statements on Form F-3 (333-264179) and Form S-8 (333-266073) of our report dated May 15, 2023 relating to consolidated financial statements of Company |
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| May 4, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 or 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of May 2023 Commission file number: 001-34958 DUNXIN FINANCIAL HOLDINGS LIMITED 23rd Floor, Lianfa International Building 128 Xudong Road, Wuchang District Wuhan City, Hubei Province 430063 People |
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| May 1, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 12b-25 NOTIFICATION OF LATE FILING (Check one): ☐ Form 10-K ☒ Form 20-F ☐ Form 11-K ☐ Form 10-Q ☐ Form 10-D ☐ Form N-SAR ☐ Form N-CSR For Period Ended: December 31, 2022 ☐ Transition Report on Form 10-K ☐ Transition Report on Form 20-F ☐ Transition Report on Form 11-K ☐ Transition Report on Form 10-Q ☐ Transition Report o |
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| February 9, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 or 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of February 2023 Commission file number:001-34958 DUNXIN FINANCIAL HOLDINGS LIMITED 23rd Floor, Lianfa International Building 128 Xudong Road, Wuchang District Wuhan City, Hubei Province 430063 Pe |
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| January 11, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 or 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of January 2023 Commission file number:001-34958 DUNXIN FINANCIAL HOLDINGS LIMITED 23rd Floor, Lianfa International Building 128 Xudong Road, Wuchang District Wuhan City, Hubei Province 430063 Peo |
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| January 11, 2023 |
Letter from Audit Alliance LLP to the Securities and Exchange Commission EXHIBIT 16.1 AUDIT ALLIANCE LLP® A Top 18 Audit Firm 10 Anson Road, #20-16 International Plaza, Singapore 079903. UEN: T12LL1223B GST Reg No: M90367663E Tel: (65) 6227 5428 11 January 2023 Securities and Exchange Commission 100 F Street, N.E. Washington D.C. 20549 Commissioners: We have read Form 6-K dated 11 January 2023 of Dunxin Financial Holdings Limited (“Registrant”) and are in agreement wit |
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| December 28, 2022 |
EXHIBIT 99.1 DUNXIN FINANCIAL HOLDINGS LIMITED 23th Floor, Lianfa International Building, 128 Xudong Road, Wuchang District, Wuhan City, Hubei Province, 430063 People’s Republic of China NOTICE OF ANNUAL GENERAL MEETING OF SHAREHOLDERS To Be Held on January 16, 2023 NOTICE IS HEREBY GIVEN that the 2022 annual general meeting of shareholders (the “AGM”) of Dunxin Financial Holdings Limited (the “Co |
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| December 28, 2022 |
Depositary Notice to Holders of American Depositary Shares EXHIBIT 99.2 |
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| December 28, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 or 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of December 2022 Commission file number: 001-34958 DUNXIN FINANCIAL HOLDINGS LIMITED 23rd Floor, Lianfa International Building 128 Xudong Road, Wuchang District Wuhan City, Hubei Province 430063 P |
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| December 6, 2022 |
DXF / Dunxin Financial Holdings Limited / Streeterville Capital LLC - NONE Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. n/a )* Dunxin Financial Holdings Limited (Name of Issuer) Ordinary shares, par value $0.00005 per share (Title of Class of Securities) 26605Q106 (CUSIP Number) December 06, 2022 (Date of Event Which Requires Filing of this Statement) Check the appropriate bo |
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| September 28, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 or 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of September 2022 Commission file number: 001-34958 DUNXIN FINANCIAL HOLDINGS LIMITED 23rd Floor, Lianfa International Building 128 Xudong Road, Wuchang District Wuhan City, Hubei Province 430063 |
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| September 28, 2022 |
Dunxin Financial Holding Limited’s Financial Results for the First Six Months of 2022 EXHIBIT 99.1 Dunxin Financial Holding Limited’s Financial Results for the First Six Months of 2022 The unaudited consolidated financial statements and other financial information included in this report have been stated in Renminbi (“RMB”) unless otherwise indicated. First Six Months 2022 Highlights · Total outstanding principal balance of loans dropped to RMB753.6 million (US$112.5 million) as of |
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| September 27, 2022 |
Dunxin Financial Holdings Limited 27th Floor, Lianfa International Building 128 Xudong Road, Wuchang District Wuhan City, Hubei Province 430063 Tel: +862787303888 September 27, 2022 VIA EDGAR Lory Empie U. |
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| September 26, 2022 |
Dunxin Financial Holdings Limited 27th Floor, Lianfa International Building 128 Xudong Road, Wuchang District Wuhan City, Hubei Province 430063 Tel: +862787303888 September 26, 2022 VIA EDGAR Lory Empie U. |
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| August 4, 2022 |
DUNXIN FINANCIAL HOLDINGS LIMITED DUNXIN FINANCIAL HOLDINGS LIMITED Via EDGAR Division of Corporation Finance Office of Life Sciences U. |
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| August 3, 2022 |
As filed with the Securities and Exchange Commission on August 3, 2022 As filed with the Securities and Exchange Commission on August 3, 2022 Registration No. |
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| July 18, 2022 |
Dunxin Financial Holdings Limited 27th Floor, Lianfa International Building 128 Xudong Road, Wuchang District Wuhan City, Hubei Province 430063 Tel: +862787303888 July 18, 2022 VIA EDGAR Ms. |
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| July 18, 2022 |
As filed with the Securities and Exchange Commission on July 18, 2022 As filed with the Securities and Exchange Commission on July 18, 2022 Registration No. |
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| July 18, 2022 |
Calculation of Filing Fee Tables** EXHIBIT 107 Calculation of Filing Fee Tables FORM F-3 (Form Type) DUNXIN FINANCIAL HOLDINGS LIMITED (Exact Name of Registrant as Specified in its Charter) Not Applicable (Translation of registrant?s name into English) Table 1: Newly Registered and Carry Forward Securities Security Type Security Class Title Fee Calculation or Carry Forward Rule Amount Registered(1) Proposed Maximum Offering Price Per Unit(1) Maximum Aggregate Offering Price(1)(2) Fee Rate Amount of Registration Fee(3) Carry Forward Form Type Carry Forward File Number Carry Forward Initial effective date Filing Fee Previously Paid In Connection with Unsold Securities to be Carried Forward Newly Registered Securities Fees to Be Paid Equity Ordinary shares, par value $0. |
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| July 8, 2022 |
Dunxin Financial Holdings Limited 2022 Equity Incentive Plan EXHIBIT 10.1 DUNXIN FINANCIAL HOLDINGS LIMITED 2022 EQUITY INCENTIVE PLAN 1. Purpose. The purposes of this Plan are: (a) to attract and retain the best available personnel for positions of substantial responsibility, (b) to provide additional incentive to Employees, Directors, and Consultants, and (c) to promote the success of the Company?s business, by providing Employees, Directors, and Consulta |
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| July 8, 2022 |
Calculation of Filing Fee Tables EX-FILING FEES 5 dxfex107.htm FILING FEE TABLE EXHIBIT 107 Calculation of Filing Fee Tables FORM S-8 (Form Type) DUNXIN FINANCIAL HOLDINGS LIMITED (Exact Name of Registrant as Specified in its Charter) Not Applicable (Translation of registrant’s name into English) Table 1: Newly Registered and Carry Forward Securities Security Type Security Class Title Fee Calculation or Carry Forward Rule Amount |
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| July 8, 2022 |
As filed with the Securities and Exchange Commission on July 8, 2022 As filed with the Securities and Exchange Commission on July 8, 2022 Registration No. |
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| June 23, 2022 |
Dunxin Financial Holdings Limited 27th Floor, Lianfa International Building 128 Xudong Road, Wuchang District Wuhan City, Hubei Province 430063 Tel: +862787303888 June 23, 2022 VIA EDGAR Ms. |
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| June 23, 2022 |
As filed with the Securities and Exchange Commission on June 23, 2022 As filed with the Securities and Exchange Commission on June 23, 2022 Registration No. |
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| June 23, 2022 |
Calculation of Filing Fee Tables** EXHIBIT 107 Calculation of Filing Fee Tables FORM F-3 (Form Type) DUNXIN FINANCIAL HOLDINGS LIMITED (Exact Name of Registrant as Specified in its Charter) Not Applicable (Translation of registrant?s name into English) Table 1: Newly Registered and Carry Forward Securities Security Type Security Class Title Fee Calculation or Carry Forward Rule Amount Registered(1) Proposed Maximum Offering Price Per Unit(1) Maximum Aggregate Offering Price(1)(2) Fee Rate Amount of Registration Fee(3) Carry Forward Form Type Carry Forward File Number Carry Forward Initial effective date Filing Fee Previously Paid In Connection with Unsold Securities to be Carried Forward Newly Registered Securities Fees to Be Paid Equity Ordinary shares, par value $0. |
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| May 2, 2022 |
Certification of Chief Financial Officer pursuant to Rule 13a-14(a) of the Exchange Act.* EXHIBIT 12.2 CERTIFICATION I, Xiang Zhou, certify that: 1. I have reviewed this annual report on Form 20-F of Dunxin Financial Holdings Limited (the “Company”); 2. Based on my knowledge, this annual report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were ma |
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| May 2, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 20-F UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 20-F ? REGISTRATION STATEMENT PURSUANT TO SECTION 12(b) OR 12(g) OF THE SECURITIES EXCHANGE ACT OF 1934 OR ? ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended: December 31, 2021 OR ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE AC |
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| May 2, 2022 |
Certification of Chief Executive Officer pursuant to Rule 13a-14(a) of the Exchange Act.* EXHIBIT 12.1 CERTIFICATION I, Ricky Qizhi Wei, certify that: 1. I have reviewed this annual report on Form 20-F of Dunxin Financial Holdings Limited (the “Company”); 2. Based on my knowledge, this annual report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements we |
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| May 2, 2022 |
EXHIBIT 13.1 CERTIFICATION In connection with the annual report of Dunxin Financial Holdings Limited (the “Company”) on Form 20-F for the year ended December 31, 2021 as filed with the Securities and Exchange Commission on the date hereof (the “Report”), the undersigned officer of the Company does hereby certify, pursuant to 18 U.S.C. Section 1350, as adopted pursuant to Section 906 of the Sarbane |
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| May 2, 2022 |
Consent of Audit Alliance LLP* EXHIBIT 15.1 AUDIT ALLIANCE LLP® A Top 18 Audit Firm 10 Anson Road, #20-16 International Plaza, Singapore 079903. UEN: T12LL1223B GST Reg No: M90367663E Tel: (65) 6227 5428 Website: www.allianceaudit.com The Shareholders and Board of Directors, Dunxin Financial Holdings Limited We consent to the incorporation by reference in Registration Statements on Form F-3 (No.333-264179) and Annual Report on |
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| May 2, 2022 |
EXHIBIT 2.6 Description of Rights of Securities Registered under Section 12 of the Securities Exchange Act of 1934 (the ?Exchange Act?) American Depositary Shares (?ADSs?), each representing the right to receive forty-eight (48) ordinary shares of Dunxin Financial Holdings Limited (?we,? ?our,? the ?Company,? or ?us?), are listed and traded on the NYSE American LLC and, in connection with this lis |
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| May 2, 2022 |
EXHIBIT 13.2 CERTIFICATION In connection with the annual report of Dunxin Financial Holdings Limited (the “Company”) on Form 20-F for the year ended December 31, 2021 as filed with the Securities and Exchange Commission on the date hereof (the “Report”), the undersigned officer does hereby certify, pursuant to 18 U.S.C. Section 1350, as adopted pursuant to Section 906 of the Sarbanes-Oxley Act of |
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| April 7, 2022 |
As filed with the Securities and Exchange Commission on April 7, 2022. As filed with the Securities and Exchange Commission on April 7, 2022. Registration No. 333- UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM F-3 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 DUNXIN FINANCIAL HOLDINGS LIMITED (Exact name of registrant as specified in its charter) Not Applicable (Translation of registrant?s name into English) Cayman Islands Not |
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| April 7, 2022 |
Calculation of Filing Fee Tables** EXHIBIT 107 Calculation of Filing Fee Tables FORM F-3 (Form Type) DUNXIN FINANCIAL HOLDINGS LIMITED (Exact Name of Registrant as Specified in its Charter) Not Applicable (Translation of registrant?s name into English) Table 1: Newly Registered and Carry Forward Securities Security Type Security Class Title Fee Calculation or Carry Forward Rule Amount Registered(1) Proposed Maximum Offering Price Per Unit(1) Maximum Aggregate Offering Price(1)(2) Fee Rate Amount of Registration Fee(3) Carry Forward Form Type Carry Forward File Number Carry Forward Initial effective date Filing Fee Previously Paid In Connection with Unsold Securities to be Carried Forward Newly Registered Securities Fees to Be Paid Equity Ordinary shares, par value $0. |
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| January 5, 2022 |
Dunxin Financial Holdings Limited Announces Results of 2021 Annual General Meeting of Shareholders EXHIBIT 99.1 Dunxin Financial Holdings Limited Announces Results of 2021 Annual General Meeting of Shareholders WUHAN, HUBEI, China, January 5, 2022 ? Dunxin Financial Holdings Limited (?Dunxin? or the ?Company?) (NYSE American: DXF), a licensed microfinance lender serving individuals and small and medium enterprises (?SMEs?) in Hubei Province, China, today announced the results of its 2021 annual |
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| January 5, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 or 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of January 2022 Commission file number: 001-34958 DUNXIN FINANCIAL HOLDINGS LIMITED 23rd Floor, Lianfa International Building No. 128 Xudong Road, Wuchang District Wuhan City, Hubei Province, 4300 |
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| December 9, 2021 |
EXHIBIT 99.3 PROXY CARD DUNXIN FINANCIAL HOLDINGS LIMITED ANNUAL GENERAL MEETING OF SHAREHOLDERS OF THE COMPANY This Proxy is Solicited on Behalf of the Board of Directors The undersigned hereby appoints of , or failing him/her, Ricky Qizhi Wei, individually, as proxy to represent the undersigned at the Annual General Meeting of Shareholders of Dunxin Financial Holdings Limited (the ?Company?) to |
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| December 9, 2021 |
Voting Instruction Card for American Depositary Shares EXHIBIT 99.6 |
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| December 9, 2021 |
Depositary Notice to Holders of American Depositary Shares EXHIBIT 99.5 |
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| December 9, 2021 |
Dunxin Financial Holdings Limited to Hold Annual General Meeting on December 30, 2021 EXHIBIT 99.4 Dunxin Financial Holdings Limited to Hold Annual General Meeting on December 30, 2021 WUHAN, HUBEI, China, December 9, 2021 ? Dunxin Financial Holdings Limited (?Dunxin? or the ?Company?) (NYSE American: DXF), a licensed microfinance lender serving individuals and small and medium enterprises (?SMEs?) in Hubei Province, China, today announced that it will hold its annual general meeti |
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| December 9, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 or 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of December 2021 Commission file number: 001-34958 DUNXIN FINANCIAL HOLDINGS LIMITED 23th Floor, Lianfa International Building, No. 128 Xudong Road, Wuchang District, Wuhan City, Hubei Province, 4 |
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| December 9, 2021 |
EX-99.1 2 dxfex991.htm NOTICE OF ANNUAL GENERAL MEETING EXHIBIT 99.1 DUNXIN FINANCIAL HOLDINGS LIMITED 23rd Floor, Lianfa International Building 128 Xudong Road, Wuchang District Wuhan City, Hubei Province 430063 NOTICE OF ANNUAL GENERAL MEETING OF SHAREHOLDERS OF THE COMPANY To be held on December 30, 2021 To the Shareholders of Dunxin Financial Holdings Limited, Notice is hereby given that the A |
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| December 9, 2021 |
EXHIBIT 99.2 DUNXIN FINANCIAL HOLDINGS LIMITED 23rd Floor, Lianfa International Building 128 Xudong Road, Wuchang District Wuhan City, Hubei Province 430063 PROXY STATEMENT ANNUAL GENERAL MEETING OF SHAREHOLDERS OF THE COMPANY This proxy statement is furnished in connection with the solicitation of proxies by the Board of Directors (the ?Board?) of Dunxin Financial Holdings Limited (the ?Company,? |
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| August 27, 2021 |
Dunxin Financial Holdings Limited Reports Financial Results for the First Six Months of 2021 EXHIBIT 99.1 Dunxin Financial Holdings Limited Reports Financial Results for the First Six Months of 2021 WUHAN, HUBEI, China?August 27, 2021?Dunxin Financial Holdings Limited (?Dunxin? or the ?Company?) (NYSE American: DXF), a licensed microfinance lender servicing individuals and small and medium enterprises (?SMEs?) in Hubei Province, China, today announced its unaudited financial results for t |
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| August 27, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 or 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of August 2021 Commission file number: 001-34958 DUNXIN FINANCIAL HOLDINGS LIMITED 23rd Floor, Lianfa International Building 128 Xudong Road, Wuchang District Wuhan City, Hubei Province 430063 Peo |
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| August 26, 2021 |
EXHIBIT 99.1 Dunxin Financial Holdings Limited 23rd Floor, Lianfa International Building 128 Xudong Road, Wuchang District Wuhan City, Hubei Province 430063 People?s Republic of China Date: August 26, 2021 Qi Chen Address: Number 201, Building 35 Nanyuan Community, Wuchang District, Wuhan City Hubei Province, China Re: Director Offer Letter Dear Qi Chen: Dunxin Financial Holdings Limited, a Cayman |
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| August 26, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 or 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of August, 2021 Commission file number: 0 01-34958 DUNXIN FINANCIAL HOLDINGS LIMITED 23rd Floor, Lianfa International Building 128 Xudong Road, Wuchang District Wuhan City, Hubei Province 430063 P |
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| April 29, 2021 |
Certification of Chief Financial Officer pursuant to Rule 13a-14(a) of the Exchange Act.* EXHIBIT 12.2 CERTIFICATION I, Xiang Zhou, certify that: 1. I have reviewed this annual report on Form 20-F of Dunxin Financial Holdings Limited (the ?Company?); 2. Based on my knowledge, this annual report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were ma |
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| April 29, 2021 |
Certification of Chief Executive Officer pursuant to Rule 13a-14(a) of the Exchange Act.* EXHIBIT 12.1 CERTIFICATION I, Ricky Qizhi Wei, certify that: 1. I have reviewed this annual report on Form 20-F of Dunxin Financial Holdings Limited (the ?Company?); 2. Based on my knowledge, this annual report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements we |
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| April 29, 2021 |
Employment Agreement, dated March 30, 2021, by and between the Company and Xiang (Johnny) Zhou* EXHIBIT 4.9 Employment Agreement Name: Zhou Xiang Address: Room 201, No.26,88 Jinyu Road, Minhang District, Shanghai ID No.:310109197511095230 Dear Mr. Zhou Xiang: I have the honour, on behalf of Dunxin Financial Holdings Limited, a limited company incorporated under the laws of Cayman Islands (?Cayman?) (hereinafter referred to as ?the Company?, together with its parent and subsidiary companies c |
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| April 29, 2021 |
EXHIBIT 13.1 CERTIFICATION In connection with the annual report of Dunxin Financial Holdings Limited (the ?Company?) on Form 20-F for the year ended December 31, 2020 as filed with the Securities and Exchange Commission on the date hereof (the ?Report?), the undersigned officer of the Company does hereby certify, pursuant to 18 U.S.C. Section 1350, as adopted pursuant to Section 906 of the Sarbane |
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| April 29, 2021 |
EXHIBIT 13.2 CERTIFICATION In connection with the annual report of Dunxin Financial Holdings Limited (the ?Company?) on Form 20-F for the year ended December 31, 2020 as filed with the Securities and Exchange Commission on the date hereof (the ?Report?), the undersigned officer does hereby certify, pursuant to 18 U.S.C. Section 1350, as adopted pursuant to Section 906 of the Sarbanes-Oxley Act of |
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| April 29, 2021 |
EXHIBIT 2.6 Description of Rights of Securities Registered under Section 12 of the Securities Exchange Act of 1934 (the ?Exchange Act?) American Depositary Shares (?ADSs?), each representing the right to receive forty-eight (48) ordinary shares of Dunxin Financial Holdings Limited (?we,? ?our,? ?our company,? or ?us?), are listed and traded on the NYSE American LLC and, in connection with this lis |
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| April 29, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 20-F ? REGISTRATION STATEMENT PURSUANT TO SECTION 12(b) OR 12(g) OF THE SECURITIES EXCHANGE ACT OF 1934 OR ? ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended: December 31, 2020 OR ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE AC |
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| April 5, 2021 |
Current Report of Foreign Issuer - FORM 6-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 or 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of March, 2021 Commission file number: 001-34958 DUNXIN FINANCIAL HOLDINGS LIMITED 23rd Floor, Lianfa International Building 128 Xudong Road, Wuchang District Wuhan City, Hubei Province, 430063 Pe |
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| January 7, 2021 |
Current Report of Foreign Issuer - FORM 6-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 or 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of January, 2021 Commission file number: 001-34958 DUNXIN FINANCIAL HOLDINGS LIMITED 23rd Floor, Lianfa International Building 128 Xudong Road, Wuchang District Wuhan City, Hubei Province, 430063 |
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| January 7, 2021 |
Dunxin Financial Holdings Limited Filed 2019 Annual Report on Form 20-F EXHIBIT 99.1 Dunxin Financial Holdings Limited Filed 2019 Annual Report on Form 20-F WUHAN, China, January 7, 2021 - Dunxin Financial Holdings Limited (“Dunxin” or the “Company”) (NYSE American: DXF), a licensed microfinance lender serving individuals and small and medium enterprises (SMEs) in Hubei Province, China, announced that it filed its annual report on Form 20-F for the year ended December |
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| December 29, 2020 |
Dunxin Financial Holdings Limited Reports Financial Results for the First Six Months of 2020 EXHIBIT 99.1 Dunxin Financial Holdings Limited Reports Financial Results for the First Six Months of 2020 WUHAN, HUBEI, China—Dec 29, 2020—Dunxin Financial Holdings Limited ("Dunxin" or the "Company") (NYSE American: DXF), a licensed microfinance lender serving individuals and small and medium enterprises (SMEs) in Hubei Province, China, today announced its unaudited financial results for the firs |
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| December 29, 2020 |
Current Report of Foreign Issuer - FORM 6-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of December 2020 Commission file number: 001-34958 DUNXIN FINANCIAL HOLDINGS LIMITED 23rd Floor, Lianfa International Building 128 Xudong Road, Wuchang District Wuhan City, Hubei Province, 430063 |
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| November 30, 2020 |
Exhibit 99.1 Dunxin Financial Holdings Limited Announced the signing of Intentional Cooperation Agreement with Baite Biological Group Co., Ltd. WUHAN, HUBEI, China, November 30, 2020 – Dunxin Financial Holdings Limited ("Dunxin" or the "Company" NYSE American: DXF), a licensed microfinance lender serving individuals and small and medium enterprises (SMEs) in Hubei Province, China, today announced |
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| November 30, 2020 |
Current Report of Foreign Issuer - FORM 6-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 or 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of November , 2020 Commission file number: 001-34958 DUNXIN FINANCIAL HOLDINGS LIMITED 23rd Floor, Lian Fa International Building No 128 Xu Dong Road, Wuchang District Wuhan City, Hubei Province 4 |
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| November 13, 2020 |
Current Report of Foreign Issuer - FORM 6-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of November 2020 Commission file number: 001-34958 DUNXIN FINANCIAL HOLDINGS LIMITED 23rd Floor, Lianfa International Building 128 Xudong Road, Wuchang District Wuhan City, Hubei Province, 430063 |
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| November 13, 2020 |
Dunxin Financial Holdings Limited Regains Compliance with NYSE American Continued Listing Standards EXHIBIT 99.1 Dunxin Financial Holdings Limited Regains Compliance with NYSE American Continued Listing Standards WUHAN, HUBEI, China, November 13, 2020 — Dunxin Financial Holdings Limited (“Dunxin” or the “Company”) (NYSE American: DXF), a licensed microfinance lender serving individuals and small and medium enterprises (SMEs) in Hubei Province, China, today announced that on November 10, 2020, th |
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| November 10, 2020 |
EXHIBIT 10.1 Dunxin Financial Holdings Limited to Hold Annual General Meeting on December 18, 2020 WUHAN, HUBEI, China, November 10, 2020 ? Dunxin Financial Holdings Limited ("Dunxin" or the "Company" NYSE American: DXF), a licensed microfinance lender serving individuals and small and medium enterprises (SMEs) in Hubei Province, China, today announced that it will hold its annual general meeting |
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| November 10, 2020 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 or 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of November 2020 Commission file number: 001-34958 DUNXIN FINANCIAL HOLDINGS LIMITED 23th Floor, Lianfa International Building, No. 128 Xudong Road, Wuchang District, Wuhan City, Hubei Province, 4 |
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| November 9, 2020 |
EXHIBIT 4.9 |
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| November 9, 2020 |
EXHIBIT 4.8 |
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| November 9, 2020 |
Certification of Chief Financial Officer required by Section 302 of the Sarbanes-Oxley Act of 2002.* EXHIBIT 12.2 CERTIFICATION I, Chee Jiong Ng, certify that: 1. I have reviewed this annual report on Form 20-F of Dunxin Financial Holdings Limited (the “Company”); 2. Based on my knowledge, this annual report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were |
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| November 9, 2020 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 20-F UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 20-F ☐ REGISTRATION STATEMENT PURSUANT TO SECTION 12(b) OR 12(g) OF THE SECURITIES EXCHANGE ACT OF 1934 OR ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended: December 31, 2019 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE AC |
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| November 9, 2020 |
EXHIBIT 13.1 CERTIFICATION In connection with the annual report of Dunxin Financial Holdings Limited (the “Company”) on Form 20-F for the year ended December 31, 2019 as filed with the Securities and Exchange Commission on the date hereof (the “Report”), the undersigned officer of the Company does hereby certify, pursuant to 18 U.S.C. Section 1350, as adopted pursuant to Section 906 of the Sarbane |
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| November 9, 2020 |
Certification of Chief Executive Officer required by Section 302 of the Sarbanes-Oxley Act of 2002.* EXHIBIT 12.1 CERTIFICATION I, Qizhi Wei, certify that: 1. I have reviewed this annual report on Form 20-F of Dunxin Financial Holdings Limited (the “Company”); 2. Based on my knowledge, this annual report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were mad |
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| November 9, 2020 |
EXHIBIT 13.2 CERTIFICATION In connection with the annual report of Dunxin Financial Holdings Limited (the “Company”) on Form 20-F for the year ended December 31, 2019 as filed with the Securities and Exchange Commission on the date hereof (the “Report”), the undersigned officer does hereby certify, pursuant to 18 U.S.C. Section 1350, as adopted pursuant to Section 906 of the Sarbanes-Oxley Act of |
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| October 29, 2020 |
Current Report of Foreign Issuer - FORM 6-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 or 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of October 2020 Commission file number: 001-34958 DUNXIN FINANCIAL HOLDINGS LIMITED 23rd Floor, Lian Fa International Building No 128 Xu Dong Road, Wuchang District Wuhan City, Hubei Province 4300 |
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| October 29, 2020 |
Dunxin Financial Holdings Limited Announces the Change of Auditor EXHIBIT 99.2 Dunxin Financial Holdings Limited Announces the Change of Auditor WUHAN, HUBEI, China— October 29, 2020 — Dunxin Financial Holdings Limited ("Dunxin" or the "Company") (NYSE American: DXF), a licensed microfinance lender serving individuals and small and medium enterprises (SMEs) in Hubei Province, China, today announced the change of auditor from Pan-China Singapore PAC to Audit Alli |
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| October 29, 2020 |
EXHIBIT 99.1 October 29, 2020 Securities and Exchange Commission 100 F Street, N.E. Washington, DC 20549 United States of America Commissioners: We have read the statements made by Dunxin Financial Holdings Limited (copy attached), which we understand will be furnished to the Securities and Exchange Commission, as part of the Form 6-K of Dunxin Financial Holdings Limited dated October 29, 2020. We |
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| July 9, 2020 |
EXHIBIT 99.1 Dunxin Financial Holdings Limited Receives Notice from NYSE American Regarding Late Filing of Annual Report of Form 20-F WUHAN, HUBEI, China, July 9, 2020 — Dunxin Financial Holdings Limited ("Dunxin" or the "Company") (NYSE American: DXF), a leading licensed microfinance lender serving individuals and small and medium enterprises (SMEs) in Hubei Province, China, made an announcement |
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| July 9, 2020 |
Current Report of Foreign Issuer - FORM 6-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 or 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of July 2020 Commission file number: 001-34958 DUNXIN FINANCIAL HOLDINGS LIMITED 23rd Floor, Lianfa International Building 128 Xudong Road, Wuchang District Wuhan City, Hubei Province, 430063 Peop |
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| June 15, 2020 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 12b-25 SEC File Number 001-34958 CUSIP Number 26605Q106 NOTIFICATION OF LATE FILING (Check One) ¨ Form 10-K x Form 20-F ¨ Form 11-K ¨ Form 10-Q ¨ Form 10-D ¨ Form N-SAR ¨ Form N-CSR For Period Ended: December 31, 2019 ¨ Transition Report on Form 10-K ¨ Transition Report on Form 20-F ¨ Transition Report on Form 11-K ¨ Tran |
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| June 5, 2020 |
Current Report of Foreign Issuer - FORM 6-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 or 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of June 2020 Commission file number: 001-34958 DUNXIN FINANCIAL HOLDINGS LIMITED 23rd Floor, Lian Fa International Building No 128 Xu Dong Road, Wuchang District Wuhan City, Hubei Province 430063 |
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| June 5, 2020 |
Dunxin Financial Holdings Limited Announces the Change of Auditor EXHIBIT 99.2 Dunxin Financial Holdings Limited Announces the Change of Auditor WUHAN, HUBEI, China— June 5, 2020 — Dunxin Financial Holdings Limited ("Dunxin" or the "Company") (NYSE American: DXF), a leading licensed microfinance lender serving individuals and small and medium enterprises (SMEs) in Hubei Province, China, today announced the change of auditor from Marcum Bernstein & Pinchuk LLP to |
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| June 5, 2020 |
EXHIBIT 99.1 June 4, 2020 Securities and Exchange Commission 100 F Street, N.E. Washington, DC 20549 United States of America Commissioners: We have read the statements made by Dunxin Financial Holdings Limited under Item 16F of its Form 6-K dated June 4, 2020. We agree with the statements concerning our Firm in such Form 6-K; we are not in a position to agree or disagree with other statements of |
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| April 20, 2020 |
XNY / China Xiniya Fashion Ltd. 6-K - Current Report of Foreign Issuer - FORM 6-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of April, 2020 Commission File Number: 001-34958 DUNXIN FINANCIAL HOLDINGS LIMITED 23rd Floor, Lianfa International Building 128 Xudong Road, Wuchang District Wuhan City, Hubei Province, 430063 Pe |
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| December 19, 2019 |
Dunxin Financial Holdings Limited Reports Financial Results for the First Six Months of 2019 EXHIBIT 99.1 Dunxin Financial Holdings Limited Reports Financial Results for the First Six Months of 2019 WUHAN, HUBEI, China—Dec 19, 2019—Dunxin Financial Holdings Limited (“Dunxin” or the “Company”) (NYSE American: DXF), a leading licensed microfinance lender serving individuals and small and medium enterprises (SMEs) in Hubei Province, China, today announced its unaudited financial results for |
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| December 19, 2019 |
XNY / China Xiniya Fashion Ltd. 6-K - Current Report of Foreign Issuer - FORM 6-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 or 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of December, 2019 Commission file number: 001-34958 DUNXIN FINANCIAL HOLDINGS LIMITED 23rd Floor, Lianfa International Building 128 Xudong Road, Wuchang District Wuhan City, Hubei Province, 430063 |
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| November 1, 2019 |
XNY / China Xiniya Fashion Ltd. 6-K - Current Report of Foreign Issuer - FORM 6-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 or 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of November 2019 Commission file number: 001-34958 DUNXIN FINANCIAL HOLDINGS LIMITED 23th Floor, Lianfa International Building, No. 128 Xudong Road, Wuchang District, Wuhan City, Hubei Province, 4 |
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| November 1, 2019 |
EXHIBIT 10.1 Dunxin Financial Holdings Limited to Hold Annual General Meeting on December 18, 2019 WUHAN, HUBEI, China, November 1, 2019 – Dunxin Financial Holdings Limited ("Dunxin" or the "Company" NYSE American: DXF), a leading licensed microfinance lender serving individuals and small and medium enterprises (SMEs) in Hubei Province, China, today announced that it will hold its annual general m |
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| August 21, 2019 |
XNY / China Xiniya Fashion Ltd. 6-K - Current Report of Foreign Issuer - FORM 6-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 or 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of August, 2019 Commission file number: 001-34958 DUNXIN FINANCIAL HOLDINGS LIMITED 23rd Floor, Lianfa International Building 128 Xudong Road, Wuchang District Wuhan City, Hubei Province, 430063 P |
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| May 21, 2019 |
EXHIBIT 12.1 CERTIFICATION I, Qizhi Wei, certify that: 1. I have reviewed this annual report on Form 20-F /A (Amendment No. 1) of Dunxin Financial Holdings Limited (the “Company”); 2. Based on my knowledge, this annual report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which suc |
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| May 21, 2019 |
EXHIBIT 12.2 CERTIFICATION I, Chee Jiong Ng, certify that: 1. I have reviewed this annual report on Form 20-F/A (Amendment No. 1) of Dunxin Financial Holdings Limited (the “Company”); 2. Based on my knowledge, this annual report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which |
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| May 21, 2019 |
XNY / China Xiniya Fashion Ltd. 20-F/A - - FORM 20-F/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 20-F/A (Amendment No. 1) ¨ REGISTRATION STATEMENT PURSUANT TO SECTION 12(b) OR 12(g) OF THE SECURITIES EXCHANGE ACT OF 1934 OR x ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended: December 31, 2018 OR ¨ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SE |
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| May 16, 2019 |
Dunxin Financial Holdings Limited Filed 2018 Annual Report on Form 20-F EXHIBIT 99.1 Dunxin Financial Holdings Limited Filed 2018 Annual Report on Form 20-F WUHAN, China, May 15, 2019 /PRNewswire/ - Dunxin Financial Holdings Limited (“Dunxin” or the “Company”) (NYSE American: DXF), a leading licensed microfinance lender serving individuals and small and medium enterprises (SMEs) in Hubei Province, China, announced today that it filed its annual report on Form 20-F for |
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| May 16, 2019 |
XNY / China Xiniya Fashion Ltd. 6-K Current Report of Foreign Issuer FORM 6-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 or 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of May, 2019 Commission file number: 001-34958 DUNXIN FINANCIAL HOLDINGS LIMITED 23rd Floor, Lianfa International Building 128 Xudong Road, Wuchang District Wuhan City, Hubei Province, 430063 Peop |
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| May 16, 2019 |
EXHIBIT 99.2 Dunxin Financial Holdings Announces Conference Call Date to Discuss Full Year 2018 Financial Results on May 16, 2019 WUHAN, China, May 15, 2019 /PRNewswire/ - Dunxin Financial Holdings Limited (“Dunxin” or the “Company”) (NYSE American: DXF), a leading licensed microfinance lender serving individuals and small and medium enterprises (SMEs) in Hubei Province, China, today announced tha |
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| May 15, 2019 |
EXHIBIT 13.2 CERTIFICATION In connection with the annual report of Dunxin Financial Holdings Limited (the “Company”) on Form 20-F for the year ended December 31, 2018 as filed with the Securities and Exchange Commission on the date hereof (the “Report”), the undersigned officer does hereby certify, pursuant to 18 U.S.C. Section 1350, as adopted pursuant to Section 906 of the Sarbanes-Oxley Act of |
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| May 15, 2019 |
Financial Support Commitment, dated May 8, 2019, from Dunxin Holdings Co., Ltd.* EXHIBIT 4.8 |
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| May 15, 2019 |
Certification of Chief Executive Officer required by Section 302 of the Sarbanes-Oxley Act of 2002.* EXHIBIT 12.1 CERTIFICATION I, Qizhi Wei, certify that: 1. I have reviewed this annual report on Form 20-F of Dunxin Financial Holdings Limited (the “Company”); 2. Based on my knowledge, this annual report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were mad |
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| May 15, 2019 |
XNY / China Xiniya Fashion Ltd. 20-F FORM 20-F UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 20-F ¨ REGISTRATION STATEMENT PURSUANT TO SECTION 12(b) OR 12(g) OF THE SECURITIES EXCHANGE ACT OF 1934 OR x ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended: December 31, 2018 OR ¨ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE AC |
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| May 15, 2019 |
Certification of Chief Financial Officer required by Section 302 of the Sarbanes-Oxley Act of 2002.* EXHIBIT 12.2 CERTIFICATION I, Chee Jiong Ng, certify that: 1. I have reviewed this annual report on Form 20-F of Dunxin Financial Holdings Limited (the “Company”); 2. Based on my knowledge, this annual report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were |
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| May 15, 2019 |
Financial Support Commitment, dated May 8, 2019, from Hubei New Nature Investment (Group) Co., Ltd.* EXHIBIT 4.9 |
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| May 15, 2019 |
EXHIBIT 13.1 CERTIFICATION In connection with the annual report of Dunxin Financial Holdings Limited (the “Company”) on Form 20-F for the year ended December 31, 2018 as filed with the Securities and Exchange Commission on the date hereof (the “Report”), the undersigned officer of the Company does hereby certify, pursuant to 18 U.S.C. Section 1350, as adopted pursuant to Section 906 of the Sarbane |
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| April 30, 2019 |
XNY / China Xiniya Fashion Ltd. NT 20-F NT 20-F UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 12b-25 SEC File Number 001-34958 CUSIP Number 26605Q106 NOTIFICATION OF LATE FILING (Check One) ¨ Form 10-K x Form 20-F ¨ Form 11-K ¨ Form 10-Q ¨ Form 10-D ¨ Form N-SAR ¨ Form N-CSR For Period Ended: December 31, 2018 ¨ Transition Report on Form 10-K ¨ Transition Report on Form 20-F ¨ Transition Report on Form 11-K ¨ Tran |
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| April 22, 2019 |
XNY / China Xiniya Fashion Ltd. FORM 6-K (Current Report of Foreign Issuer) UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 or 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of April 22, 2019 Commission file number: 001-34958 Dunxin Financial Holdings Limited 23rd Floor, LianFa International Building No 128 Xu Dong Street, Wuchang District Wuhan City, Hubei Province 4 |
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| April 22, 2019 |
Dunxin Financial Holdings Announces Plans to Launch its New Supply Chain Finance Cloud Platform EXHIBIT 99.1 Dunxin Financial Holdings Announces Plans to Launch its New Supply Chain Finance Cloud Platform WUHAN, China, April 22, 2019 /PRNewswire/ - Dunxin Financial Holdings Limited (“Dunxin” or the “Company”) (NYSE American: DXF), a leading licensed microfinance lender serving individuals and small and medium enterprises (SMEs) in Hubei Province, China, announced today that it plans to relea |
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| March 5, 2019 |
XNY / China Xiniya Fashion Ltd. FORM 6-K (Current Report of Foreign Issuer) UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 or 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of March 2019 Commission file number: 001-34958 DUNXIN FINANCIAL HOLDINGS LIMITED 23rd Floor, Lianfa International Building 128 Xudong Road, Wuchang District Wuhan City, Hubei Province, 430000 Peo |
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| March 4, 2019 |
XNY / China Xiniya Fashion Ltd. FORM 6-K (Current Report of Foreign Issuer) UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 or 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of March 2019 Commission file number: 001-34958 DUNXIN FINANCIAL HOLDINGS LIMITED 23rd Floor, Lianfa International Building 128 Xudong Road, Wuchang District Wuhan City, Hubei Province 430063 Peop |
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| March 4, 2019 |
EXHIBIT 99.1 February 28, 2019 Securities and Exchange Commission 100 F Street, N.E. Washington, DC 20549 United States of America Commissioners: We have read the statements made by Dunxin Financial Holdings Limited (copy attached), which we understand will be furnished to the Securities and Exchange Commission, as part of the Form 6-K of Dunxin Financial Holdings Limited dated February 28, 2019. |
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| March 4, 2019 |
EX-99.2 3 dxfex992.htm PRESS RELEASE EXHIBIT 99.2 Dunxin Financial Holdings Limited Announces the Change of Auditor WUHAN, HUBEI, China—March 4, 2019 — Dunxin Financial Holdings Limited ("Dunxin" or the "Company") (NYSE American: DXF), a leading licensed microfinance lender serving individuals and small and medium enterprises (SMEs) in Hubei Province, China, today announced the change of auditor f |
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| November 1, 2018 |
Dunxin Financial Holdings Limited to Hold Annual General Meeting on December 10, 2018 EXHIBIT 99.1 Dunxin Financial Holdings Limited to Hold Annual General Meeting on December 10, 2018 WUHAN, HUBEI, China, November 1, 2018 – Dunxin Financial Holdings Limited (“Dunxin” or the “Company” NYSE American: DXF), a leading licensed microfinance lender serving individuals and small and medium enterprises (SMEs) in Hubei Province, China, today announced that it will hold its 2018 Annual Gene |
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| November 1, 2018 |
XNY / China Xiniya Fashion Ltd. FORM 6-K (Current Report of Foreign Issuer) UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 or 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of November, 2018 Commission file number: 001-34958 DUNXIN FINANCIAL HOLDINGS LIMITED 6/F., Block 1, Hubei Daily Cultural and Creative Industry Park, 181 Donghu Road, Wuchang District, Wuhan City, |
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| October 23, 2018 |
XNY / China Xiniya Fashion Ltd. FORM 6-K (Current Report of Foreign Issuer) UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 or 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of October 2018 Commission file number: 001-34958 DUNXIN FINANCIAL HOLDINGS LIMITED 6/F., Block 1, Hubei Daily Cultural and Creative Industry Park, No. 181 Donghu Road, Wuchang District, Wuhan Cit |
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| October 23, 2018 |
Form of Restricted Stock Unit Award Agreement Under the 2010 Equity Incentive Plan. EXHIBIT 10.1 DUNXIN FINANCIAL HOLDINGS LIMITED RESTRICTED STOCK UNIT AWARD AGREEMENT UNDER THE DUNXIN FINANCIAL HOLDINGS LIMITED 2010 EQUITY INCENTIVE PLAN TO: To encourage your continued service as of Dunxin Financial Holdings Limited (the “Company”), you have been granted this restricted stock unit award (the “Award”) pursuant to the Company’s 2010 Equity Incentive Plan (the “Plan”). The Award r |
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| August 21, 2018 |
XNY / China Xiniya Fashion Ltd. FORM 6-K/A (Current Report of Foreign Issuer) UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K/A REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 or 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of August 20, 2018 Commission file number: 001-34958 DUNXIN FINANCIAL HOLDINGS LIMITED 6/F., Building 1, Hubei Daily Culture Creative Industry Park, No. 181 Donghu Road, Wuchang District, Wuhan |
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| August 21, 2018 |
EXHIBIT 99.1 Dunxin Financial Holdings Limited Reports Financial Results for the First Six Months of 2018 WUHAN, HUBEI, China—August 20, 2018—Dunxin Financial Holdings Limited (“Dunxin” or the “Company”) (NYSE American: DXF), a leading licensed microfinance lender serving individuals and small and medium enterprises (SMEs) in Hubei Province, China, today announced its unaudited financial results f |
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| August 21, 2018 |
EXHIBIT 99.1 Dunxin Financial Holdings Limited Reports Financial Results for the First Six Months of 2018 WUHAN, HUBEI, China—August 20, 2018—Dunxin Financial Holdings Limited (“Dunxin” or the “Company”) (NYSE American: DXF), a leading licensed microfinance lender serving individuals and small and medium enterprises (SMEs) in Hubei Province, China, today announced its unaudited financial results f |
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| August 21, 2018 |
XNY / China Xiniya Fashion Ltd. FORM 6-K/A (Current Report of Foreign Issuer) UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K/A REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 or 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of August 20, 2018 Commission file number: 001-34958 DUNXIN FINANCIAL HOLDINGS LIMITED 6/F., Building 1, Hubei Daily Culture Creative Industry Park, No. 181 Donghu Road, Wuchang District, Wuhan |
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| August 20, 2018 |
XNY / China Xiniya Fashion Ltd. FORM 6-K (Current Report of Foreign Issuer) UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 or 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of August 20, 2018 Commission file number: 001-34958 DUNXIN FINANCIAL HOLDINGS LIMITED 6/F., Building 1, Hubei Daily Culture Creative Industry Park, No. 181 Donghu Road, Wuchang District, Wuhan Ci |
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| August 20, 2018 |
Dunxin Financial Holdings Limited Reports Financial Results for the First Six Months of 2018 EXHIBIT 99.1 Dunxin Financial Holdings Limited Reports Financial Results for the First Six Months of 2018 WUHAN, HUBEI, China—August 20, 2018—Dunxin Financial Holdings Limited (“Dunxin” or the “Company”) (NYSE American: DXF), a leading licensed microfinance lender serving individuals and small and medium enterprises (SMEs) in Hubei Province, China, today announced its unaudited financial results f |
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| April 30, 2018 |
EXHIBIT 13.1 CERTIFICATION In connection with the annual report of Dunxin Financial Holdings Limited (the “Company”) on Form 20-F for the year ended December 31, 2017 as filed with the Securities and Exchange Commission on the date hereof (the “Report”), the undersigned officer of the Company does hereby certify, pursuant to 18 U.S.C. Section 1350, as adopted pursuant to Section 906 of the Sarbane |
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| April 30, 2018 |
XNY / China Xiniya Fashion Ltd. FORM 20-F UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC20549 FORM 20-F ¨ REGISTRATION STATEMENT PURSUANT TO SECTION 12(b) OR 12(g) OF THE SECURITIES EXCHANGE ACT OF 1934 OR x ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended: December 31, 2017 OR ¨ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT O |
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| April 30, 2018 |
Certification of Chief Financial Officer required by Section 302 of the Sarbanes-Oxley Act of 2002.* EXHIBIT 12.2 CERTIFICATION I, Chee Jiong Ng, certify that: 1. I have reviewed this annual report on Form 20-F of Dunxin Financial Holdings Limited (the “Company”); 2. Based on my knowledge, this annual report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were |
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| April 30, 2018 |
EXHIBIT 13.2 CERTIFICATION In connection with the annual report of Dunxin Financial Holdings Limited (the “Company”) on Form 20-F for the year ended December 31, 2017 as filed with the Securities and Exchange Commission on the date hereof (the “Report”), the undersigned officer does hereby certify, pursuant to 18 U.S.C. Section 1350, as adopted pursuant to Section 906 of the Sarbanes-Oxley Act of |
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| April 30, 2018 |
EXHIBIT 1.1 |
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| April 30, 2018 |
Certification of Chief Executive Officer required by Section 302 of the Sarbanes-Oxley Act of 2002.* EXHIBIT 12.1 CERTIFICATION I, Qizhi Wei, certify that: 1. I have reviewed this annual report on Form 20-F of Dunxin Financial Holdings Limited (the “Company”); 2. Based on my knowledge, this annual report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were mad |
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| April 30, 2018 |
Dunxin Financial Holdings Limited Reports Full Year 2017 Financial Results EXHIBIT 99.1 Dunxin Financial Holdings Limited Reports Full Year 2017 Financial Results WUHAN, HUBEI, China—(PR NEWSWIRE)—April 30, 2018—Dunxn Financial Holdings Limited (the "Company" NYSE American: DXF), a leading microfinance lending company in Hubei Province, China, today reported financial results for the full year 2017. The Company provides loans to individuals, small and medium-sized enterp |
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| April 30, 2018 |
XNY / China Xiniya Fashion Ltd. FORM 6-K (Current Report of Foreign Issuer) UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 or 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of April 30, 2018 Commission file number: 001-34958 Dunxin Financial Holdings Limited 6th Floor, Block 1, Hubei Daily Culture Creative Industry Park, No. 181 Donghu Road, Wuchang District, Wuhan C |
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| March 5, 2018 |
Certification under Rule 466 The depositary, Deutsche Bank Trust Company Americas, represents and certifies the following: (1) That it previously had filed a registration statement on Form F-6 (China Xiniya Fashion Limited 333-170489) that the Commission declared effective, with terms of deposit identical to the terms of deposit of this registration statement. |
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| March 5, 2018 |
As filed with the United States Securities and Exchange Commission on March 5, 2018 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| March 5, 2018 |
Ziegler, Ziegler & Associates LLP Counselors at Law 570 Lexington Avenue, Suite 2405 New York, New York 10022 (212) 319-7600 Telecopier (212) 319-7605 March 5, 2018 Deutsche Bank Trust Company Americas, as Depositary 60 Wall Street New York, New York 10005 American Depositary Shares evidenced by American Depositary Receipts for deposited ordinary shares of Dunxin Financial Holdings Limited Dear Sirs: Referring to the Registration Statement on Form F-6 relating to the above-entitled American Depositary Shares evidenced by American Depositary Receipts each American Depositary Share representing 48 ordinary share of Dunxin Financial Holdings Limited (the "Company"), a corporation incorporated under the laws of the Cayman Islands. |
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| March 5, 2018 |
THIRD AMENDMENT TO DEPOSIT AGREEMENT THIRD AMENDMENT TO DEPOSIT AGREEMENT THIRD AMENDMENT dated as of March , 2018 (the "Third Amendment") to the Deposit Agreement dated as of November 22, 2010, as amended as of November 25, 2014 and December 15, 2017 (as previously amended, the "Deposit Agreement") among (i) Dunxin Financial Holdings Limited (fka China Xiniya Fashion Limited), a company incorporated under the laws of the Cayman Islands, and its successors (the "Company"), (ii) Deutsche Bank Trust Company Americas, an indirect wholly owned subsidiary of Deutsche Bank A. |
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| March 5, 2018 |
XNY / China Xiniya Fashion Ltd. FORM 6-K (Current Report of Foreign Issuer) UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 or 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of March 5, 2018 Commission file number: 001-34958 Dunxin Financial Holdings Limited 6th Floor, Block 1, Hubei Daily Culture Creative Industry Park, No. 181 Donghu Road, Wuchang District, Wuhan Ci |
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| March 5, 2018 |
Dunxin Financial Holdings Limited announcing name and ticker symbol changes EXHIBIT 99.1 Dunxin Financial Holdings Limited announcing name and ticker symbol changes WUHAN, CHINA—March 5, 2018— Dunxin Financial Holdings Limited (fka China Xiniya Fashion Limited) (NYSE AMERICAN: DXF), a leading microfinance lending company in Hubei Province, China, today released a letter to shareholders from Qizhi “Ricky” Wei, the Company’s chairman and chief executive officer, to announce |
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| March 2, 2018 |
China Xiniya Fashion Limited Announces Name and Ticker Symbol Change EXHIBIT 99.2 China Xiniya Fashion Limited Announces Name and Ticker Symbol Change WUHAN, CHINA—March 2, 2018—China Xiniya Fashion Limited (“Xiniya” or the “Company” NYSE AMERICAN:XNY), announced that at the Extraordinary General Meeting (EGM) held on March 1, 2018, the shareholders have approved changing the Company’s corporate name to “Dunxin Financial Holdings Limited 敦信金融控股有限公司.” The Company ha |
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| March 2, 2018 |
EXHIBIT 99.1 CHINA XINIYA FASHION LIMITED 中国希尼亚时装有限公司 (Incorporated in the Cayman Islands with limited liability) POLL RESULTS OF THE EXTRAORDINARY GENERAL MEETING HELD ON MARCH 1, 2018 WUHAN, CHINA—March 2, 2018—China Xiniya Fashion Limited (“Xiniya” or the “Company” NYSE AMERICAN:XNY) is pleased to announce that the proposed resolution set out in the notice of the EGM, dated February 12, 2018, w |
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| March 2, 2018 |
XNY / China Xiniya Fashion Ltd. FORM 6-K (Current Report of Foreign Issuer) UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 or 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of March 2, 2018 Commission file number: 001-34958 CHINA XINIYA FASHION LIMITED 6/F., Building 1, Hubei Daily Culture Creative Industry Park, No. 181 Donghu Road, Wuchang District, Wuhan City, Hub |
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| February 12, 2018 |
China Xiniya Fashion Limited (the "Company") Notice of Extraordinary General Meeting of the Company xnyex991.htm EXHIBIT 99.1 China Xiniya Fashion Limited ??????????? (the "Company") Notice of Extraordinary General Meeting of the Company Notice is hereby given that an Extraordinary General Meeting of the Company (the "EGM") will be held at the offices of the Company at 6/F., Building 1, Hubei Daily Culture Creative Industry Park, No. 181 Donghu Road, Wuchang District, Wuhan City, Hubei Province, |
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| February 12, 2018 |
China Xiniya Fashion Limited Announces to Hold Extraordinary General Meeting on March 1, 2018 xnyex992.htm EXHIBIT 99.2 China Xiniya Fashion Limited Announces to Hold Extraordinary General Meeting on March 1, 2018 WUHAN, CHINA?February 12, 2018?China Xiniya Fashion Limited (?Xiniya? or the ?Company? NYSE AMERICAN:XNY), announced today that it will hold its extraordinary general meeting of the shareholders of the Company (the ?EGM?) at the office of the Company at 6th floor, Building 1, Hub |
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| February 12, 2018 |
XNY / China Xiniya Fashion Ltd. FORM 6-K (Current Report of Foreign Issuer) xny6k.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 or 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of February 12, 2018. Commission file number: 001-34958 CHINA XINIYA FASHION LIMITED 6/F., Building 1, Hubei Daily Culture Creative Industry Park, No. 181 Donghu Road, Wuchang District, |
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| January 12, 2018 |
XNY / China Xiniya Fashion Ltd. / Qizhi Wei - SC 13D/A Activist Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D/A Under the Securities Exchange Act of 1934 (Amendment No. 1)* CHINA XINIYA FASHION LIMITED (Name of Issuer) Ordinary Shares, par value $0.00005 per share (Title of Class of Securities) 16950W204 (CUSIP Number) Wei Qizhi 6/F., Building 1, Hubei Daily Culture Creative Industry Park, No. 181 Donghu Road, Wuchang Dis |
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| January 8, 2018 |
XNY / China Xiniya Fashion Ltd. FORM 25 xny25.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. C. 20549 FORM 25 NOTIFICATION OF REMOVAL FROM LISTING AND/OR REGISTRATION UNDER SECTION 12(b) OF THE SECURITIES EXCHANGE ACT OF 1934. Commission File Number: 001-34958 CHINA XINIYA FASHION LIMITED NEW YORK STOCK EXCHANGE (Exact name of Issuer as specified in its charter, and name of Exchange where security is listed and/or r |
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| December 29, 2017 |
XNY / China Xiniya Fashion Ltd. FORM 6-K (Current Report of Foreign Issuer) xny6k.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 or 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of December 29, 2017. Commission file number: 001-34958 CHINA XINIYA FASHION LIMITED 6/F., Building 1, Hubei Daily Culture Creative Industry Park, No. 181 Donghu Road, Wuchang District, |
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| December 29, 2017 |
China Xiniya Fashion Limited Announces Closing of Securities Purchase Agreement xnyex991.htm EXHIBIT 99.1 China Xiniya Fashion Limited Announces Closing of Securities Purchase Agreement WUHAN, CHINA?December 29, 2017?China Xiniya Fashion Limited (?Xiniya? or the ?Company? NYSE AMERICAN:XNY), announced today that it has completed the transactions (the ?Closing?) contemplated by the Securities Purchase Agreement (the ?Purchase Agreement?) with, among others, True Silver Limited |
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| December 28, 2017 |
XNY / China Xiniya Fashion Ltd. FORM 6-K (Current Report of Foreign Issuer) xny6k.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 or 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of December 28, 2017. Commission file number: 001-34958 CHINA XINIYA FASHION LIMITED 6/F., Building 1, Hubei Daily Culture Creative Industry Park, No. 181 Donghu Road, Wuchang District, |
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| December 28, 2017 |
China Xiniya Fashion Limited Announces Listing Approval by NYSE American xnyex991.htm EXHIBIT 99.1 China Xiniya Fashion Limited Announces Listing Approval by NYSE American XIAMEN, FUJIAN, China?December 28, 2017?China Xiniya Fashion Limited (?Xiniya? or the ?Company? NYSE:XNY), announced today that it has received approval from NYSE American LLC (?NYSE American?) to list its American Depositary Share (?ADS?) on the NYSE American. The approval for the listing applicatio |
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| December 27, 2017 |
XNY / China Xiniya Fashion Ltd. FORM 8-A12B xny8a12b.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-A FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES PURSUANT TO SECTION 12(b) OR (g) OF THE SECURITIES EXCHANGE ACT OF 1934 CHINA XINIYA FASHION LIMITED (Exact name of Registrant as specified in its charter) Cayman Islands Not Applicable (State or other jurisdiction of incorporation) (I.R.S. Employer Identi |
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| December 26, 2017 |
China Xiniya Fashion Limited Announces Transfer to NYSE American and ADS-to-Share Ratio Change xnyex991.htm EXHIBIT 99.1 China Xiniya Fashion Limited Announces Transfer to NYSE American and ADS-to-Share Ratio Change XIAMEN, FUJIAN, China?December 26, 2017?China Xiniya Fashion Limited (?Xiniya? or the ?Company? NYSE: XNY), announced today that it intends to transfer the listing of its ADRs from the New York Stock Exchange (?NYSE?) to the NYSE American LLC (?NYSE American?) in connection with |
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| December 26, 2017 |
XNY / China Xiniya Fashion Ltd. FORM 6-K (Current Report of Foreign Issuer) xny6k.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 or 15d-16 OF THE SECURITIES EXCHANGE ACT OF 1934 For December 26, 2017. Commission File Number: 001-34958 CHINA XINIYA FASHION LIMITED 2nd Floor, 90 An Ling Er Road, Xiamen City, Fujian Province 361010 People?s Republic of China (86) 1365 5939 932 (Add |
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| December 15, 2017 |
Certification under Rule 466 The depositary, Deutsche Bank Trust Company Americas, represents and certifies the following: (1) That it previously had filed a registration statement on Form F-6 (China Xiniya Fashion Limited 333-170489) that the Commission declared effective, with terms of deposit identical to the terms of deposit of this registration statement. |
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| December 15, 2017 |
SECOND AMENDMENT TO DEPOSIT AGREEMENT SECOND AMENDMENT TO DEPOSIT AGREEMENT SECOND AMENDMENT dated as of , 2017 (the "Second Amendment") to the Deposit Agreement dated as of November 22, 2010, as amended as of November 25, 2014 (as previously amended, the "Deposit Agreement") among (i) China Xiniya Fashion Limited, a company incorporated under the laws of the Cayman Islands, and its successors (the "Company"), (ii) Deutsche Bank Trust Company Americas, an indirect wholly owned subsidiary of Deutsche Bank A. |
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| December 15, 2017 |
As filed with the Securities and Exchange Commission on December 15, 2017 As filed with the Securities and Exchange Commission on December 15, 2017 Registration No. |
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| December 11, 2017 |
EXHIBIT 99.5 SECURITIES PURCHASE AGREEMENT This SECURITIES PURCHASE AGREEMENT (this ?Agreement?) is entered into as of December 10, 2017, by and among China Xiniya Fashion Limited, a Cayman Islands exempted company (?XNY?); True Silver Limited, a British Virgin Islands company (the ?Company?); and Honest Plus Investments Limited, a British Virgin Islands company (the ?Seller?). Qiming Investment L |
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| December 11, 2017 |
China Xiniya Fashion Limited to Hold Annual General Meeting on December 20, 2017 xnyex992.htm EXHIBIT 99.2 China Xiniya Fashion Limited to Hold Annual General Meeting on December 20, 2017 XIAMEN, Fujian, China, December 11, 2017 - China Xiniya Fashion Limited ("Xiniya" or the "Company" NYSE: XNY), a provider of men's business casual apparel in China, today announced that it will hold its annual general meeting (?AGM?) of shareholders on Tuesday December 20, 2017 at 10:00 a.m. |
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| December 11, 2017 |
xnyex991.htm EXHIBIT 99.1 China Xiniya Fashion Limited Announces Entrance into Securities Purchase Agreement and Share Transfer Agreement XIAMEN, FUJIAN, China?December 11, 2017?China Xiniya Fashion Limited ("Xiniya" or the "Company" NYSE:XNY), a provider of men's business casual apparel in China, today announced that it entered into a Securities Purchase Agreement (the ?Purchase Agreement?) with, |
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| December 11, 2017 |
EXHIBIT 99.8 Shareholders? Voting Proxy Agreement by and among Wuhan Chutian Investment Holding Co., Ltd. Hubei Chutian Microfinance Co., Ltd. and The Shareholders holding 80% Equity Interests of Hubei Chutian Microfinance Co., Ltd. August 10, 2017 1 Shareholders? Voting Proxy Agreement SHAREHOLDERS? VOTING PROXY AGREEMENT This Shareholders? Voting Proxy Agreement (?this Agreement?) is entered int |
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| December 11, 2017 |
EXHIBIT 99.3 Unaudited Pro Forma Financial Statements Assumptions In December 2017, China Xiniya Fashion Limited (“CXFL”) (the “Company”) completed the divestiture of Xiniya Holding Limited (“XHL”), its wholly-owned subsidiary, to Qiming Investment Limited (“QIL”) with consideration of RMB228.0 million. At the same time, CXFL acquired True Silver Limited (“TSL”) with consideration of RMB228.0 mill |
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| December 11, 2017 |
EXHIBIT 99.7 Exclusive Purchase Option Agreement by and among Wuhan Chutian Investment Holding Co., Ltd. Hubei Chutian Microfinance Co., Ltd. and The Shareholders holding 80% Equity Interests of Hubei Chutian Microfinance Co., Ltd. [August 10], 2017 1 Exclusive Purchase Option Agreement EXCLUSIVE PURCHASE OPTION AGREEMENT This Exclusive Option Purchase Agreement (? this Agreement?) is entered into |
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| December 11, 2017 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 or 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of December 11, 2017. Commission file number: 001-34958 CHINA XINIYA FASHION LIMITED 2nd Floor, 90 An Ling Er Road, Xiamen City, Fujian Province 361010 People’s Republic of China (Address of Princ |
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| December 11, 2017 |
EXHIBIT 99.1 RISK FACTORS, BUSINESS AND OTHER INFORMATION RELATED TO CHINA XINIYA FASHION LIMITED AND THE PROPOSED TRANSACTION WITH TRUE SILVER LIMITED December 11, 2017 EXPLANATORY NOTE On July 18, 2016, Qiming Investment Limited, a British Virgin Islands company (“Seller”), a controlling shareholder of China Xiniya Fashion Limited, a Cayman Islands company (“XNY”), agreed to sell a controlling i |
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| December 11, 2017 |
EXHIBIT 99.4 SHARE TRANSFER AGREEMENT This SHARE TRANSFER AGREEMENT (this ?Agreement?), is entered into as of December 10, 2017, between China Xiniya Fashion Limited (?XNY?), an exempted company incorporated under the laws of the Cayman Islands, as the seller, and Qiming Investment Limited (?Qiming Investment?), a British Virgin Islands company, as the purchaser. XNY and Qiming Investment are indi |
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| December 11, 2017 |
EXHIBIT 99.9 Equity Pledge Agreement by and among Hubei Chutian Microfinance Co., Ltd. The Shareholders holding 80% Equity Interests of Hubei Chutian Microfinance Co., Ltd. and Wuhan Chutian Investment Holding Co., Ltd. [August 10] , 2017 1 Equity Pledge Agreement EQUITY PLEDGE AGREEMENT This Equity Pledge Agreement (?this Agreement?) is entered into by and among the following parties in Wuhan, Pe |
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| December 11, 2017 |
XNY / China Xiniya Fashion Ltd. FORM 6-K (Current Report of Foreign Issuer) xny6k.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER Pursuant to Rule 13a-16 or 15d-16 of The Securities Exchange Act of 1934 For the Month of December 11, 2017 Commission File Number 001-34958 CHINA XINIYA FASHION LIMITED 2nd Floor, 90 An Ling Er Road, Xiamen City, Fujian Province 361010 People?s Republic of China (86) 1365 59 |
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| December 11, 2017 |
EXHIBIT 99.2 HUBEI CHUTIAN MICROFINANCE CO., LTD. FINANCIAL STATEMENTS December 31, 2016, 2015 and 2014 HUBEI CHUTIAN MICROFINANCE CO., LTD. INDEX TO FINANCIAL STATEMENTS December 31, 2016, 2015 and 2014 CONTENTS Report of Independent Registered Public Accounting Firm 1 Financial Statements: Balance Sheets - As of December 31, 2016, 2015 and 2014 2 Statements of Comprehensive Income - For the Year |
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| December 11, 2017 |
EXHIBIT 99.6 Exclusive Consigned Management Service Agreement by Hubei Chutian Microfinance Co., Ltd. and Wuhan Chutian Investment Holding Co., Ltd. ?August 10?, 2017 1 Exclusive Consigned Management Service Agreement EXCLUSIVE CONSIGNED MANAGEMENT SERVICE AGREEMENT This Exclusive Consigned Management Service Agreement (? this Agreement?) is entered into by and among the following parties in Wuhan |
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| October 12, 2017 |
China Xiniya Fashion Limited Receives Notice from NYSE of Falling Below Continued Listing Standards xnyex991.htm EXHIBIT 99.1 China Xiniya Fashion Limited Receives Notice from NYSE of Falling Below Continued Listing Standards XIAMEN, FUJIAN, China?October 11, 2017?China Xiniya Fashion Limited ("Xiniya" or the "Company") (NYSE:XNY) today announced that, on September 11, 2017, the Company received notification from NYSE Regulation of being below the continued listing standards of the New York Stoc |
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| October 12, 2017 |
China Xiniya Fashion FORM 6-K (Current Report of Foreign Issuer) xny6k.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER Pursuant to Rule 13a-16 or 15d-16 of The Securities Exchange Act of 1934 For the Month of October 11, 2017 Commission File Number 001-34958 CHINA XINIYA FASHION LIMITED 2nd Floor, 90 An Ling Er Road, Xiamen City, Fujian Province 361010 People’s Republic of China (86) 1365 593 |
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| August 29, 2017 |
China Xiniya Fashion Limited Reports 2017 First Half Financial Results xnyex991.htm EXHIBIT 99.1 China Xiniya Fashion Limited Reports 2017 First Half Financial Results XIAMEN, FUJIAN, China?August 29, 2017?China Xiniya Fashion Limited ("Xiniya" or the "Company" NYSE:XNY) today reported financial results for the first half of 2017. The unaudited consolidated financial statements and other financial information included in this press release have been prepared in confo |
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| August 29, 2017 |
China Xiniya Fashion FORM 6-K (Current Report of Foreign Issuer) xny6k.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER Pursuant to Rule 13a-16 or 15d-16 of The Securities Exchange Act of 1934 For the Month of August 29, 2017 Commission File Number 001-34958 CHINA XINIYA FASHION LIMITED 2nd Floor, 90 An Ling Er Road, Xiamen City, Fujian Province 361010 People?s Republic of China (86) 1365 5939 |
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| May 1, 2017 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 20-F/A (Amendment No. 1) UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 20-F/A (Amendment No. |
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| May 1, 2017 |
Certification of Chief Executive Officer required by Section 302 of the Sarbanes-Oxley Act of 2002 EXHIBIT 12.1 CERTIFICATION I, Qiming Xu, certify that: 1. I have reviewed this amended annual report on Form 20-F/A of China Xiniya Fashion Limited (the ?Company?); 2. Based on my knowledge, this annual report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements wer |
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| May 1, 2017 |
Certification of Chief Financial Officer required by Section 302 of the Sarbanes-Oxley Act of 2002 EXHIBIT 12.2 CERTIFICATION I, Chee Jiong Ng, certify that: 1. I have reviewed this amended annual report on Form 20-F/A of China Xiniya Fashion Limited (the ?Company?); 2. Based on my knowledge, this annual report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements |
