Mga Batayang Estadistika
| CIK | 1135202 |
SEC Filings
All companies that sell securities in the United States must register with the Securities and Exchange Commission (SEC) and file reports on a regular basis.
These reports include company annual reports (10K, 10Q), news updates (8K), investor presentations (found in 8Ks), insider trades (form 4), ownership reports (13D, and 13G), and reports related to the specific securities sold, such as registration statements and prospectus. This page shows recent SEC filings related to El Capitan Precious Metals, Inc.
SEC Filings (Chronological Order)
Halaman ini menyediakan daftar lengkap dan kronologis dari Pengajuan SEC, tidak termasuk pengajuan kepemilikan yang kami sediakan di tempat lain.
| September 6, 2018 |
8-K 1 j961808k.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): August 24, 2018 EL CAPITAN PRECIOUS METALS, INC. (Exact Name of Registrant as Specified in Charter) Nevada 333-56262 88-0482413 (State or Other Jurisdiction (Commis |
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| September 6, 2018 |
Amendment No. 2 to Restated Bylaws of El Capitan Precious Metals, Inc. EX-3.1 2 ex31.htm EXHIBIT 3.1 Exhibit 3.1 AMENDMENT 2 TO THE RESTATED BYLAWS OF EL CAPITAN PRECIOUS METALS, INC. Adopted August 24, 2018 The corporate bylaws of El Capital Precious Metals, Inc., a Nevada corporation (the “Company”), in effect as of July 15, 2016 (the “Bylaws”), are hereby amended, pursuant to Article VII of the Bylaws, as set forth below. Section 2.13 of the Bylaws is hereby delet |
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| March 30, 2018 |
Replacement Convertible Promissory Note dated January 3, 2018, issued in favor of L2 Capital, LLC EX-10.8C 3 ex108c.htm EXHIBIT 10.8C EXHIBIT 10.8c NEITHER THE ISSUANCE NOR SALE OF THE SECURITIES REPRESENTED BY THIS CERTIFICATE NOR THE SECURITIES INTO WHICH THESE SECURITIES ARE CONVERTIBLE HAVE BEEN REGISTERED UNDER THE SECURITIES ACT OF 1933, AS AMENDED, OR APPLICABLE STATE SECURITIES LAWS. THE SECURITIES MAY NOT BE OFFERED FOR SALE, SOLD, TRANSFERRED OR ASSIGNED (I) IN THE ABSENCE OF (A) AN |
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| March 30, 2018 |
EX-10.20 5 ex1020.htm EXHIBIT 10.20 5871 Honeysuckle Road, Prescott, AZ 86305-3764 (T): 928.515.1942 (F): 928.515.1943 EXHIBIT 10.20 PROMISSORY NOTE $25,000.00 February 12, 2018 FOR VALUE RECEIVED, El Capitan Precious Metals, Inc. (“MAKER”), promises to pay to Robert W. Shirk Revocable Trust Dated January, 2018, (LENDER), THE SUM OF Twenty-Five Thousand Dollars ($25,000.00), with interest thereon |
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| March 30, 2018 |
Agreement dated December 6, 2016 by and between HKM Minerals and El Capitan Precious Metals, Inc. EX-10.15 4 ex1015.htm EXHIBIT 10.15 EXHIBIT 10.15 AGREEMENT This AGREEMENT is made and entered into this 6th day of December, 2016, by and between HKM Minerals (“HKM”), of Scottsdale, Arizona, and El Capitan Precious Metals, Inc. (“ECPN”), of Scottsdale, Arizona. In consideration of the mutual promises and covenants contained herein, the Parties do hereby agree as follows: 1. The Parties acknowled |
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| March 30, 2018 |
ECPN / El Capitan Precious Metals, Inc. 10-K (Annual Report) 10-K 1 e12517010k.htm Table of Contents Index to Financial Statements UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K þ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended September 30, 2017 ☐ TRANSITION REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from |
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| March 30, 2018 |
EXHIBIT 10.8b NOTE PURCHASE AND ASSIGNMENT AGREEMENT This NOTE PURCHASE AND ASSIGNMENT AGREEMENT (the “Agreement”) is dated January 3, 2018, by and between George Nesemeier and Robert J. Runck (“Seller”), L2 Capital, LLC (“Buyer”), and El Capitan Precious Metals, Inc. (the “Company”). WHEREAS, the Company issued that certain 18% promissory note to the Seller on February 4, 2015, in the principal a |
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| February 22, 2018 |
8-K 1 d2211838k.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported): February 20, 2018 EL CAPITAN PRECIOUS METALS, INC. (Exact Name of Registrant as Specified in Charter) Nevada 333-56262 88-0482413 (State or Other Jurisdiction of I |
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| February 14, 2018 |
ECPN / El Capitan Precious Metals, Inc. 0-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 12b-25 NOTIFICATION OF LATE FILING (Check One): ☐ Form 10-K ☐ Form 20-F ☐Form 11-K ☑ Form 10-Q ☐ Form 10-D ☐ Form N-SAR ☐ Form N-CSR For Period Ended: December 31, 2017 ☐ Transition Report on Form 10-K ☐ Transition Report on Form 20-F ☐ Transition Report on Form 11-K ☐ Transition Report on Form 10-Q ☐ Transition Report on |
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| February 13, 2018 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported): February 7, 2018 EL CAPITAN PRECIOUS METALS, INC. (Exact Name of Registrant as Specified in Charter) Nevada 333-56262 88-0482413 (State or Other Jurisdiction of Incorporation) (Commis |
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| February 9, 2018 |
Letter from MaloneBailey LLP to the Securities and Exchange Commission dated February 9, 2018. EXHIBIT 16.1 February 9, 2018 U.S. Securities and Exchange Commission 100 F Street, N.E. Washington, DC 20549 We have read the statements under Item 4.01 of the Current Report on Form 8-K of El Capitan Precious Metals, Inc. to be filed with the Securities and Exchange Commission on or about February 9, 2018. We agree with all statements pertaining to us. We have no basis on which to agree or disag |
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| February 9, 2018 |
Financial Statements and Exhibits, Changes in Registrant's Certifying Accountant, Other Events 8-K 1 j291808k.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported): February 5, 2018 EL CAPITAN PRECIOUS METALS, INC. (Exact Name of Registrant as Specified in Charter) Nevada 333-56262 88-0482413 (State or Other Jurisdiction of Inc |
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| February 2, 2018 |
ECPN / El Capitan Precious Metals, Inc. AMENDMENT NO. 1 - DECEMBER 31, 2016 (Quarterly Report) 10-Q/A 1 d13118010qa1.htm AMENDMENT NO. 1 - DECEMBER 31, 2016 U.S. SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q/A (Amendment No. 1) ☑ QUARTERLY REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For The Quarterly Period Ended December 31, 2016 ☐ TRANSITION REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period f |
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| February 2, 2018 |
ECPN / El Capitan Precious Metals, Inc. AMENDMENT NO. 1 - MARCH 31, 2017 (Quarterly Report) U.S. SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q/A (Amendment No. 1) ☑ QUARTERLY REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For The Quarterly Period Ended March 31, 2017 ☐ TRANSITION REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number: 333-56262 (Exact name of registran |
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| February 2, 2018 |
ECPN / El Capitan Precious Metals, Inc. AMENDMENT NO. 1 - JUNE 30, 2017 (Quarterly Report) 10-Q/A 1 j13118010qa1.htm AMENDMENT NO. 1 - JUNE 30, 2017 U.S. SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q/A (Amendment No. 1) ☑ QUARTERLY REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2017 ☐ TRANSITION REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to C |
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| January 30, 2018 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported): January 24, 2018 EL CAPITAN PRECIOUS METALS, INC. (Exact Name of Registrant as Specified in Charter) Nevada 333-56262 88-0482413 (State or Other Jurisdiction of Incorporation) (Commis |
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| January 8, 2018 |
Promissory Note dated December 18, 2017, issued in favor of L2 Capital, LLC EX-10.2 3 ex102.htm EXHIBIT 10.2 EXHIBIT 10.2 NEITHER THE ISSUANCE NOR SALE OF THE SECURITIES REPRESENTED BY THIS CERTIFICATE NOR THE SECURITIES INTO WHICH THESE SECURITIES ARE CONVERTIBLE HAVE BEEN REGISTERED UNDER THE SECURITIES ACT OF 1933, AS AMENDED, OR APPLICABLE STATE SECURITIES LAWS. THE SECURITIES MAY NOT BE OFFERED FOR SALE, SOLD, TRANSFERRED OR ASSIGNED (I) IN THE ABSENCE OF (A) AN EFFE |
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| January 8, 2018 |
8-K 1 d151808k.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported): December 18, 2017 EL CAPITAN PRECIOUS METALS, INC. (Exact Name of Registrant as Specified in Charter) Nevada 333-56262 88-0482413 (State or Other Jurisdiction of In |
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| January 8, 2018 |
EX-10.1 2 ex101.htm EXHIBIT 10.1 EXHIBIT 10.1 SECURITIES PURCHASE AGREEMENT This SECURITIES PURCHASE AGREEMENT (the “Agreement”), dated as of December 18, 2017, by and between EL CAPITAN PRECIOUS METALS, INC., a Nevada corporation, with headquarters located at 5871 Honeysuckle Road, Prescott, AZ 86305 (the “Company”), and L2 CAPITAL, LLC, a Kansas limited liability company, with its address at 890 |
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| December 29, 2017 |
ECPN / El Capitan Precious Metals, Inc. NOTICE OF 10-K EXTENSION UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 12b-25 NOTIFICATION OF LATE FILING (Check One): ? Form 10-K ? Form 20-F ? Form 11-K ? Form 10-Q ? Form 10-D ? Form N-SAR ? Form N-CSR For Period Ended: September 30, 2017 o Transition Report on Form 10-K o Transition Report on Form 20-F o Transition Report on Form 11-K o Transition Report on Form 10-Q o Transition Report |
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| September 13, 2017 |
8-K 1 p9131728k.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): September 5, 2017 EL CAPITAN PRECIOUS METALS, INC. (Exact Name of Registrant as Specified in Charter) Nevada 333-56262 88-0482413 (State or Other Jurisdiction (Com |
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| August 14, 2017 |
EL CAPITAN PRECIOUS METALS INC. Prospectus Supplement No. 2 to prospectus dated March 10, 2017 Filed pursuant to Rule 424(b)(3) Registration No. 333-216328 EL CAPITAN PRECIOUS METALS INC. Prospectus Supplement No. 2 to prospectus dated March 10, 2017 This prospectus supplement no. 2 supplements and amends our prospectus dated March 10, 2017, which we refer to herein as the ?prospectus.? The prospectus relates to the offer and resale of up to 26,849,394 shares of our common stock, par value |
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| August 14, 2017 |
Common Stock Purchase Warrant for 891,410 Shares, dated July 28, 2017, issued to Lucas Hoppel EX-10.1B 3 ex101b.htm EXHIBIT 10.1(B) Exhibit 10.1(b) NEITHER THIS SECURITY NOR THE SECURITIES AS TO WHICH THIS SECURITY MAY BE EXERCISED HAVE BEEN REGISTERED WITH THE SECURITIES AND EXCHANGE COMMISSION OR THE SECURITIES COMMISSION OF ANY STATE IN RELIANCE UPON AN EXEMPTION FROM REGISTRATION UNDER THE SECURITIES ACT OF 1933, AS AMENDED (THE “SECURITIES ACT”), AND, ACCORDINGLY, MAY NOT BE OFFERED O |
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| August 14, 2017 |
EX-10.1A 2 ex101a.htm EXHIBIT 10.1(A) Exhibit 10.1(a) AMENDMENT TO THE SECURITIES PURCHASE AGREEMENT AND $550,000 PROMISSORY NOTE DATED February 21, 2017 The parties agree that the Securities Purchase Agreement and $550,000 Promissory Note by and between El Capitan Precious Metals, Inc. ("Company") and Lucas Hoppel ("Holder") is hereby amended as follows: Maturity Date: The Maturity Date shall for |
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| August 14, 2017 |
U.S. SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q U.S. SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☑ QUARTERLY REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2017 ☐ TRANSITION REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number: 333-56262 (Exact name of registrant as specified in its |
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| May 18, 2017 |
EL CAPITAN PRECIOUS METALS INC. Prospectus Supplement No. 1 to prospectus dated March 10, 2017 Filed pursuant to Rule 424(b)(3) Registration No. 333-216328 EL CAPITAN PRECIOUS METALS INC. Prospectus Supplement No. 1 to prospectus dated March 10, 2017 This prospectus supplement no. 1 supplements and amends our prospectus dated March 10, 2017, which we refer to herein as the ?prospectus.? The prospectus relates to the offer and resale of up to 26,849,394 shares of our common stock, par value |
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| May 18, 2017 |
EXHIBIT 10.1 AGREEMENT OF EXCHANGE This AGREEMENT OF EXCHANGE (this ? Agreement?) is made effective as of March 30, 2017 between El Capitan Precious Metals, Inc., a Nevada corporation (the ? Company?), and Connelly Land LLC, a Minnesota limited liability company (? Noteholder?). BACKGROUND A. On October 17, 2014, the Company issued that certain 8% Secured Promissory Note in favor Noteholder in the |
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| May 18, 2017 |
El Capitan Precious Metals (Quarterly Report) U.S. SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ? QUARTERLY REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For The Quarterly Period Ended March 31, 2017 ? TRANSITION REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number: 333-56262 (Exact name of registrant as specified in it |
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| May 15, 2017 |
El Capitan Precious Metals EXTENSION FOR 3/31/2017 10-Q NT 10-Q 1 p0505-ext.htm EXTENSION FOR 3/31/2017 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 12b-25 NOTIFICATION OF LATE FILING (Check One): ¨ Form 10-K ¨ Form 20-F ¨Form 11-K þ Form 10-Q ¨ Form 10-D ¨ Form N-SAR ¨ Form N-CSR For Period Ended: March 31, 2017 o Transition Report on Form 10-K o Transition Report on Form 20-F o Transition Report on Form 11-K o Tra |
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| March 10, 2017 |
26,849,394 Shares Common Stock Table of Contents Index to Financial Statements Filed pursuant to Rule 424(b)(3) Registration No. |
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| March 8, 2017 |
El Capitan Precious Metals ESP EL CAPITAN PRECIOUS METALS, INC. 5871 Honeysuckle Road Prescott, Arizona 86305-3764 March 8, 2017 TRANSMITTED VIA EDGAR United States Securities and Exchange Commission 100 F Street NE Washington, DC 20549 Attention: John Reynolds, Assistant Director Re: El Capitan Precious Metals, Inc. (the ?Company?) Registration Statement on Form S-1 (the ?Registration Statement?) Filed February 28, 2017 File N |
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| February 28, 2017 |
Table of Contents Index to Financial Statements As filed with the Securities and Exchange Commission on February 28, 2017 Registration No. |
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| February 23, 2017 |
EXHIBIT 10.3 NEITHER THIS SECURITY NOR THE SECURITIES AS TO WHICH THIS SECURITY MAY BE EXERCISED HAVE BEEN REGISTERED WITH THE SECURITIES AND EXCHANGE COMMISSION OR THE SECURITIES COMMISSION OF ANY STATE IN RELIANCE UPON AN EXEMPTION FROM REGISTRATION UNDER THE SECURITIES ACT OF 1933, AS AMENDED (THE ?SECURITIES ACT?), AND, ACCORDINGLY, MAY NOT BE OFFERED OR SOLD EXCEPT PURSUANT TO AN EFFECTIVE RE |
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| February 23, 2017 |
EXHIBIT 10.6 REGISTRATION RIGHTS AGREEMENT This Registration Rights Agreement (?Agreement?), dated February 21, 2017, is made by and between EL CAPITAN PRECIOUS METALS, INC., a Nevada corporation (?Company?), and L2 CAPITAL, LLC (the ?Investor?). RECITALS WHEREAS, pursuant to an Equity Purchase Agreement dated even with the date hereof, between the Company and Investor (the ?Purchase Agreement?), |
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| February 23, 2017 |
Convertible Note dated February 21, 2017 issued in favor of Lucas Hoppel EX-10.2 3 p0237ex10-2.htm CONVERTIBLE NOTE EXHIBIT 10.2 NEITHER THIS NOTE NOR THE SECURITIES INTO WHICH THIS NOTE IS CONVERTIBLE HAVE BEEN REGISTERED WITH THE SECURITIES AND EXCHANGE COMMISSION OR THE SECURITIES COMMISSION OF ANY STATE. THESE SECURITIES HAVE BEEN SOLD IN RELIANCE UPON AN EXEMPTION FROM REGISTRATION UNDER THE SECURITIES ACT OF 1933, AS AMENDED (THE “SECURITIES ACT”), AND, ACCORDING |
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| February 23, 2017 |
EXHIBIT 10.4 TERMINATION THIS TERMINATION (this ?TERMINATION?) is entered into as of February 21, 2017 by and between RIVER NORTH EQUITY, LLC (?INVESTOR?), and EL CAPITAN PRECIOUS METALS, INC., a Nevada corporation (the ?COMPANY?). WHEREAS, Investor and the Company are parties to (i) that certain Equity Purchase Agreement dated as of March 16, 2016, as amended by Amendment No. 1 thereto dated Dece |
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| February 23, 2017 |
8-K 1 p02378-k.htm FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): February 21, 2017 EL CAPITAN PRECIOUS METALS, INC. (Exact Name of Registrant as Specified in Charter) Nevada 333-56262 88-0482413 (State or Other Jurisdict |
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| February 23, 2017 |
EXHIBIT 10.1 SECURITIES PURCHASE AGREEMENT This SECURITIES PURCHASE AGREEMENT (the ?Agreement?), dated as of February 21, 2017, by and between EL CAPITAN PRECIOUS METALS, INC., a Nevada corporation, with headquarters located at 5871 Honeysuckle Road, Prescott, AZ 86305 (the ?Company?), and Lucas Hoppel, an individual, with its address at 295 Palmas Inn Way, Suite 130, PMB 346, Humacao, PR 00791 (t |
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| February 23, 2017 |
EX-10.5 6 p0237ex10-5.htm EQUITY PURCHASE AGREEMENT EXHIBIT 10.5 EQUITY PURCHASE AGREEMENT THIS EQUITY PURCHASE AGREEMENT entered into as of February 21, 2017 (this “AGREEMENT”), by and between L2 CAPITAL, LLC (“INVESTOR”), and EL CAPITAN PRECIOUS METALS, INC., a Nevada corporation (the “COMPANY”). WHEREAS, the parties desire that, upon the terms and subject to the conditions contained herein, the |
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| February 10, 2017 |
El Capitan Precious Metals (Quarterly Report) 10-Q 1 e2817010q.htm U.S. SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☑ QUARTERLY REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For The Quarterly Period Ended December 31, 2016 ☐ TRANSITION REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number: 333-56262 (Exact name of regis |
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| February 7, 2017 |
As filed with the Securities and Exchange Commission on February 7, 2017 Registration No. |
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| February 7, 2017 |
El Capitan Precious Metals, Inc. 5871 Honeysuckle Road Prescott, Arizona 86305-3764 February 7, 2017 VIA EDGAR Securities and Exchange Commission Division of Corporation Finance 100 F Street, N.E. Washington, D.C. 20549 Attention: John Reynolds, Assistant Director Office of Beverages, Apparel and Mining Re: El Capitan Precious Metals, Inc. Post-Effective Amendment No. 1 to Registration Statement o |
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| January 18, 2017 |
Table of Contents Index to Financial Statements As filed with the Securities and Exchange Commission on January 18, 2017 Registration No. |
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| January 13, 2017 |
El Capitan Precious Metals FOR 10-K FOR FISCAL YEAR ENDED SEPTEMBER 30, 2016 (Annual Report) Table of Contents Index to Financial Statements UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| January 13, 2017 |
EXHIBIT 10.4 El Capitan Precious Metals, Inc. Stock Option Agreement (non-statutory stock option) This Stock Option Agreement is made and entered into as of , 201, by and between (?Optionee?) and El Capitan Precious Metals, Inc., a Nevada corporation (the ?Company?). Background A. The Company has adopted the El Capitan Precious Metals, Inc. 2015 Equity Incentive Plan (the ?Plan?) pursuant to which |
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| December 29, 2016 |
El Capitan Precious Metals FORM 10-K EXTENSION NT 10-K 1 p1241-ext.htm FORM 10-K EXTENSION UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 12b-25 NOTIFICATION OF LATE FILING (Check One): þ Form 10-K ¨ Form 20-F ¨Form 11-K ¨ Form 10-Q ¨ Form 10-D ¨ Form N-SAR ¨ Form N-CSR For Period Ended: September 30, 2016 o Transition Report on Form 10-K o Transition Report on Form 20-F o Transition Report on Form 11-K o Transiti |
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| December 9, 2016 |
Prospectus Supplement No. 4 to prospectus dated April 20, 2016 424B3 1 p0411ps4.htm PROSPECTUS SUPPLEMENT NO. 4 Filed pursuant to Rule 424(b)(3) Registration No. 333-210686 Prospectus Supplement No. 4 to prospectus dated April 20, 2016 This prospectus supplement no. 4 supplements and amends our prospectus dated April 20, 2016, as previously supplemented by prospectus supplement nos. 1, 2 and 3 dated May 16, 2016, August 15, 2016 and September 21, 2016, respec |
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| December 9, 2016 |
EX-10.1 2 p1214ex10-1.htm AMENDMENT NO. 1 TO EQUITY PURCHASE AGREEMENT EXHIBIT 10.1 AMENDMENT NO. 1 TO EQUITY PURCHASE AGREEMENT THIS AMENDMENT NO. 1 TO EQUITY PURCHASE AGREEMENT (this "AMENDMENT") is entered into as of December 9, 2016 by and between RIVER NORTH EQUITY, LLC ("INVESTOR"), and EL CAPITAN PRECIOUS METALS, INC., a Nevada corporation (the "COMPANY"). WHEREAS, Investor and the Company |
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| December 9, 2016 |
Entry into a Material Definitive Agreement, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): December 9, 2016 EL CAPITAN PRECIOUS METALS, INC. (Exact Name of Registrant as Specified in Charter) Nevada 333-56262 88-0482413 (State or Other Jurisdiction (Commission File Number) |
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| November 4, 2016 |
El Capitan Precious Metals FORM S-8 REGISTRATION STATEMENT S-8 1 p1104s8.htm FORM S-8 REGISTRATION STATEMENT As filed with the Securities and Exchange Commission on November 4, 2016 Registration No. 333- UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM S-8 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 EL CAPITAN PRECIOUS METALS, INC. (Exact name of registrant as specified in its charter) Nevada 88-0482413 (State or ju |
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| November 2, 2016 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): October 31, 2016 EL CAPITAN PRECIOUS METALS, INC. (Exact Name of Registrant as Specified in Charter) Nevada 333-56262 88-0482413 (State or Other Jurisdiction (Commission File Number) |
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| November 2, 2016 |
Amendment No. 4 to El Capitan Precious Metals, Inc. 2015 Equity Incentive Plan EX-10.1 2 p1103ex10-1.htm AMENDMENT #4 TO 2015 EQUITY INCENTIVE PLAN EXHIBIT 10.1 EL CAPITAN PRECIOUS METALS, INC. AMENDMENT NO. 4 TO 2015 EQUITY INCENTIVE PLAN This Amendment No. 4 dated October 31, 2016 (this “Amendment”) amends the 2015 Equity Incentive Plan of El Capitan Precious Metals, Inc. (the “Company”) (the “Plan”). Except as otherwise explicitly set forth herein, all provisions of the P |
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| October 4, 2016 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): September 28, 2016 EL CAPITAN PRECIOUS METALS, INC. (Exact Name of Registrant as Specified in Charter) Nevada 333-56262 88-0482413 (State or Other Jurisdiction (Commission File Number |
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| October 4, 2016 |
Certificate of Amendment to Articles of Incorporation EX-3.1 2 p1027ex3-1.htm CERTIFICATE OF AMENDMENT EXHIBIT 3.1 |
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| September 21, 2016 |
Prospectus Supplement No. 3 to prospectus dated April 20, 2016 424B3 1 p0411ps3.htm PROSPECTUS SUPPLEMENT NO. 3 Filed pursuant to Rule 424(b)(3) Registration No. 333-210686 Prospectus Supplement No. 3 to prospectus dated April 20, 2016 This prospectus supplement no. 3 supplements and amends our prospectus dated April 20, 2016, as previously supplemented by prospectus supplements no. 1 and no. 2 dated May 16, 2016 and August 15, 2016, respectively, which we re |
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| September 21, 2016 |
El Capitan Precious Metals Announces Agreement for Sale of 600,000 Metric Tons of Head Ore EX-99.1 2 p0966ex99-1.htm PRESS RELEASE EXHIBIT 99.1 For Immediate Release September 15, 2016 For Further Information Contact: John F Stapleton | 480-440-1449 El Capitan Precious Metals Announces Agreement for Sale of 600,000 Metric Tons of Head Ore Scottsdale, Arizona – El Capitan Precious Metals, Inc., (OTC/QB: ECPN) announced today that it has reached an agreement in principle on the terms and |
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| September 21, 2016 |
Financial Statements and Exhibits, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): September 15, 2016 EL CAPITAN PRECIOUS METALS, INC. (Exact Name of Registrant as Specified in Charter) Nevada 333-56262 88-0482413 (State or Other Jurisdiction (Commission File Number |
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| August 26, 2016 |
Regulation FD Disclosure, Financial Statements and Exhibits 8-K 1 p08428-k.htm FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): August 23, 2016 EL CAPITAN PRECIOUS METALS, INC. (Exact Name of Registrant as Specified in Charter) Nevada 333-56262 88-0482413 (State or Other Jurisdictio |
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| August 26, 2016 |
EX-99.1 2 p0842ex99-1.htm NOTICE OF ANNUAL MEETING OF STOCKHOLDERS AND PROXY STATEMENT EXHIBIT 99.1 El Capitan Precious Metals, Inc. 5871 Honeysuckle Road Prescott, Arizona 86305-3764 NOTICE OF ANNUAL MEETING OF STOCKHOLDERS To Be Held on September 28, 2016 To the stockholders of El Capitan Precious Metals, Inc.: You are cordially invited to attend the Annual Meeting of Stockholders (the “Meeting” |
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| August 26, 2016 |
EX-99.1 2 p0842ex99-1.htm NOTICE OF ANNUAL MEETING OF STOCKHOLDERS AND PROXY STATEMENT EXHIBIT 99.1 El Capitan Precious Metals, Inc. 5871 Honeysuckle Road Prescott, Arizona 86305-3764 NOTICE OF ANNUAL MEETING OF STOCKHOLDERS To Be Held on September 28, 2016 To the stockholders of El Capitan Precious Metals, Inc.: You are cordially invited to attend the Annual Meeting of Stockholders (the “Meeting” |
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| August 26, 2016 |
Regulation FD Disclosure, Financial Statements and Exhibits 8-K 1 p08428-k.htm FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): August 23, 2016 EL CAPITAN PRECIOUS METALS, INC. (Exact Name of Registrant as Specified in Charter) Nevada 333-56262 88-0482413 (State or Other Jurisdictio |
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| August 26, 2016 |
EX-99.2 3 p0842ex99-2.htm PRESS RELEASE EXHIBIT 99.2 For Immediate Release August 23, 2016 For Further Information Contact: John F Stapleton | 480-440-1449 El Capitan Precious Metals Prepares for Annual Shareholder Meeting with News and Updates to Shareholders Scottsdale, Arizona – El Capitan Precious Metals, Inc., (OTC/QB: ECPN) through its transfer agent, disseminated the following letter from C |
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| August 26, 2016 |
EX-99.2 3 p0842ex99-2.htm PRESS RELEASE EXHIBIT 99.2 For Immediate Release August 23, 2016 For Further Information Contact: John F Stapleton | 480-440-1449 El Capitan Precious Metals Prepares for Annual Shareholder Meeting with News and Updates to Shareholders Scottsdale, Arizona – El Capitan Precious Metals, Inc., (OTC/QB: ECPN) through its transfer agent, disseminated the following letter from C |
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| August 15, 2016 |
Prospectus Supplement No. 2 to prospectus dated April 20, 2016 424B3 1 p0411ps2.htm PROSPECTUS SUPPLEMENT #2 Filed pursuant to Rule 424(b)(3) Registration No. 333-210686 Prospectus Supplement No. 2 to prospectus dated April 20, 2016 This prospectus supplement no. 2 supplements and amends our prospectus dated April 20, 2016, as previously supplemented by prospectus supplement no. 1 dated May 16, 2016, which we refer to collectively as the “prospectus.” The pro |
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| August 15, 2016 |
Prospectus Supplement No. 2 to prospectus dated April 20, 2016 424B3 1 p0411ps2.htm PROSPECTUS SUPPLEMENT #2 Filed pursuant to Rule 424(b)(3) Registration No. 333-210686 Prospectus Supplement No. 2 to prospectus dated April 20, 2016 This prospectus supplement no. 2 supplements and amends our prospectus dated April 20, 2016, as previously supplemented by prospectus supplement no. 1 dated May 16, 2016, which we refer to collectively as the “prospectus.” The pro |
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| August 15, 2016 |
EXHIBIT 3.5 restated bylaws of el capitan precious metals, inc. In effect as of July 15, 2016 Article I Offices and Corporate Seal 1.1. Offices. The registered office of the Corporation in the State of Arizona shall be located at 14301 N. 87th Street, Suite 216, Scottsdale, Arizona 85260. The Corporation may conduct business and may have such other offices, either within or without the state of in |
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| August 15, 2016 |
El Capitan Precious Metals FORM 10-Q FOR QUARTER ENDED JUNE 30, 2016 (Quarterly Report) Table of Contents U.S. SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ? QUARTERLY REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For The Quarterly Period Ended June 30, 2016 ? TRANSITION REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number: 333-56262 (Exact name of registrant a |
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| August 15, 2016 |
EXHIBIT 3.5 restated bylaws of el capitan precious metals, inc. In effect as of July 15, 2016 Article I Offices and Corporate Seal 1.1. Offices. The registered office of the Corporation in the State of Arizona shall be located at 14301 N. 87th Street, Suite 216, Scottsdale, Arizona 85260. The Corporation may conduct business and may have such other offices, either within or without the state of in |
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| August 15, 2016 |
El Capitan Precious Metals FORM 10-Q FOR QUARTER ENDED JUNE 30, 2016 (Quarterly Report) Table of Contents U.S. SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ? QUARTERLY REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For The Quarterly Period Ended June 30, 2016 ? TRANSITION REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number: 333-56262 (Exact name of registrant a |
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| August 8, 2016 |
El Capitan Precious Metals FORM S-8 REGISTRATION STATEMENT As filed with the Securities and Exchange Commission on August 8, 2016 Registration No. |
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| August 5, 2016 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): August 4, 2016 EL CAPITAN PRECIOUS METALS, INC. (Exact Name of Registrant as Specified in Charter) Nevada 333-56262 88-0482413 (State or Other Jurisdiction (Commission File Number) (I |
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| August 5, 2016 |
Amendment No. 3 to El Capitan Precious Metals, Inc. 2015 Equity Incentive Plan EXHIBIT 10.1 EL CAPITAN PRECIOUS METALS, INC. AMENDMENT NO. 3 TO 2015 EQUITY INCENTIVE PLAN This Amendment No. 3 dated August 4, 2016 (this ?Amendment?) amends the 2015 Equity Incentive Plan of El Capitan Precious Metals, Inc. (the ?Company?) (the ?Plan?). Except as otherwise explicitly set forth herein, all provisions of the Plan shall remain in full force and effect. Capitalized terms used in th |
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| July 21, 2016 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): July 15, 2016 EL CAPITAN PRECIOUS METALS, INC. (Exact Name of Registrant as Specified in Charter) Nevada 333-56262 88-0482413 (State or Other Jurisdiction (Commission File Number) (IR |
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| July 21, 2016 |
Amendment No. 1 To THE Restated Bylaws El Capitan Precious Metals, Inc. Adopted July 15, 2016 Exhibit 3.1 Amendment No. 1 To THE Restated Bylaws Of El Capitan Precious Metals, Inc. Adopted July 15, 2016 The following amendments are made to the Restated Bylaws (the “Bylaws”) of El Capitan Precious Metals, Inc. (the “Corporation”), pursuant to resolutions adopted by the Corporation’s Board of Directors on July 15, 2016. 1. Section 2.11 of the Bylaws is hereby amended in its entirety to read |
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| July 13, 2016 |
8-K 1 p07228-k.htm FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): July 7, 2016 EL CAPITAN PRECIOUS METALS, INC. (Exact Name of Registrant as Specified in Charter) Nevada 333-56262 88-0482413 (State or Other Jurisdiction ( |
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| May 16, 2016 |
Prospectus Supplement No. 1 to prospectus dated April 20, 2016 Filed pursuant to Rule 424(b)(3) Registration No. 333-210686 Prospectus Supplement No. 1 to prospectus dated April 20, 2016 This prospectus supplement no. 1 supplements and amends our prospectus dated April 20, 2016, which we refer to simply as the “prospectus.” The prospectus relates to the offer and resale of up to 25,000,000 shares of our common stock, par value $0.001 per share, by the selling |
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| May 16, 2016 |
El Capitan Precious Metals FORM 10-Q FOR QUARTER ENDED MARCH 31, 2016 (Quarterly Report) 10-Q 1 p052110q.htm FORM 10-Q FOR QUARTER ENDED MARCH 31, 2016 Table of Contents U.S. SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q þ QUARTERLY REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For The Quarterly Period Ended March 31, 2016 ¨ TRANSITION REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from |
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| April 27, 2016 |
El Capitan Precious Metals FORM S-8 REGISTRATION STATEMENT As filed with the Securities and Exchange Commission on April 27, 2016 Registration No. |
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| April 26, 2016 |
Amendment No. 2 to El Capitan Precious Metals, Inc. 2015 Equity Incentive Plan EXHIBIT 10.1 EL CAPITAN PRECIOUS METALS, INC. AMENDMENT NO. 2 TO 2015 EQUITY INCENTIVE PLAN This Amendment No. 2 dated April 22, 2016 (this ?Amendment?) amends the 2015 Equity Incentive Plan of El Capitan Precious Metals, Inc. (the ?Company?) (the ?Plan?). Except as otherwise explicitly set forth herein, all provisions of the Plan shall remain in full force and effect. Capitalized terms used in th |
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| April 26, 2016 |
El Capitan Precious Metals FORM 8-K (Current Report/Significant Event) UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): April 22, 2016 EL CAPITAN PRECIOUS METALS, INC. (Exact Name of Registrant as Specified in Charter) Nevada 333-56262 88-0482413 (State or Other Jurisdiction (Commission File Number) (I |
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| April 20, 2016 |
25,000,000 Shares Common Stock Table of Contents Index to Financial Statements Filed pursuant to Rule 424(b)(3) Registration No. |
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| April 19, 2016 |
El Capitan Precious Metals ESP EL CAPITAN PRECIOUS METALS, INC. 5871 Honeysuckle Road Prescott, Arizona 86305-3764 April 19, 2016 TRANSMITTED VIA EDGAR United States Securities and Exchange Commission 100 F Street NE Washington, DC 20549 Attention: John Reynolds, Assistant Director Re: El Capitan Precious Metals, Inc. (the ?Company?) Registration Statement on Form S-1 (the ?Registration Statement?) Filed April 11, 2016 File No. |
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| April 11, 2016 |
Table of Contents Index to Financial Statements As filed with the Securities and Exchange Commission on April 11, 2016 Registration No. |
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| March 21, 2016 |
Bridge Convertible Promissory Note dated March 16, 2016, issued in favor of River North Equity, LLC EXHIBIT 10.5 NEITHER THIS SECURITY NOR THE SECURITIES ISSUABLE UPON CONVERSION HEREOF HAVE BEEN REGISTERED WITH THE UNITED STATES SECURITIES AND EXCHANGE COMMISSION OR THE SECURITIES COMMISSION OF ANY STATE OR UNDER THE SECURITIES ACT OF 1933, AS AMENDED. THE SECURITIES ARE RESTRICTED AND MAY NOT BE OFFERED, RESOLD, PLEDGED OR TRANSFERRED EXCEPT AS PERMITTED UNDER THE ACT PURSUANT TO REGISTRATION |
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| March 21, 2016 |
EX-10.3 4 p0329ex10-3.htm COMMITMENT CONVERTIBLE PROMISSORY NOTE EXHIBIT 10.3 NEITHER THIS SECURITY NOR THE SECURITIES ISSUABLE UPON CONVERSION HEREOF HAVE BEEN REGISTERED WITH THE UNITED STATES SECURITIES AND EXCHANGE COMMISSION OR THE SECURITIES COMMISSION OF ANY STATE OR UNDER THE SECURITIES ACT OF 1933, AS AMENDED. THE SECURITIES ARE RESTRICTED AND MAY NOT BE OFFERED, RESOLD, PLEDGED OR TRANSF |
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| March 21, 2016 |
EXHIBIT 10.1 EQUITY PURCHASE AGREEMENT THIS EQUITY PURCHASE AGREEMENT entered into as of the 16th day of March, 2016 (this ?AGREEMENT?), by and between RIVER NORTH EQUITY, LLC (?INVESTOR?), and EL CAPITAN PRECIOUS METALS, INC., a Nevada corporation (the ?COMPANY?). WHEREAS, the parties desire that, upon the terms and subject to the conditions contained herein, the Company may, in its discretion, i |
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| March 21, 2016 |
8-K 1 p03298-k.htm FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): March 16, 2016 EL CAPITAN PRECIOUS METALS, INC. (Exact Name of Registrant as Specified in Charter) Nevada 333-56262 88-0482413 (State or Other Jurisdiction |
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| March 21, 2016 |
EXHIBIT 10.2 REGISTRATION RIGHTS AGREEMENT This Registration Rights Agreement (?Agreement?), dated March 16, 2016, is made by and between EL CAPITAN PRECIOUS METALS, INC., a Nevada corporation (?Company?), and RIVER NORTH EQUITY, LLC (the ?Investor?). RECITALS WHEREAS, pursuant to an Equity Purchase Agreement dated even with the date hereof, between the Company and Investor (the ?Purchase Agreemen |
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| March 21, 2016 |
EXHIBIT 10.4 SECURITIES PURCHASE AGREEMENT This SECURITIES PURCHASE AGREEMENT (the ?Agreement?), dated as of March 16, 2016, by and between El Capitan Precious Metals, Inc., a Nevada corporation, with headquarters located at 8390 Via de Ventura, Suite F-110 #215, Scottsdale, AZ 85258, (the ?Company?), and RIVER NORTH EQUITY, LLC, an Illinois limited liability company, with its address at 360 West |
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| February 16, 2016 |
10-Q 1 p014910q.htm FORM 10-Q FOR QUARTER ENDED DECEMBER 31, 2015 Table of Contents U.S. SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q þ QUARTERLY REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For The Quarterly Period Ended December 31, 2015 ¨ TRANSITION REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period |
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| February 16, 2016 |
Agreement dated January 5, 2016 between the Company and Logistica U.S. Terminals, LLC EX-10.4 3 p0149ex10-4.htm AGREEMENT WITH LOGISTICA U.S. TERMINALS, LLC EXHIBIT 10.4 AGREEMENT THIS AGREEMENT (“Agreement”) is made effective as of the 5 day of January, 2016, by and between Logistica U.S. Terminals, LLC (“LOGISTICA”), of Brownsville, Texas, and El Capitan Precious Metals, Inc. (“ECPN”), of Scottsdale, Arizona. In consideration of the mutual promises and covenants herein contained, |
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| February 16, 2016 |
EXHIBIT 10.3b Amendment #1 to Convertible Promissory Note Originally dated December 2, 2015. This Amendment to the $114,400 Convertible Promissory Note issued to Union Capital, LLC by El Capitan Precious Metals, Inc. on December 2, 2015 (the “Note”) is entered into on this 12th day of January, 2016. NOW THEREFORE, the parties agree as follows: 1. Section 4(a) of each Note is amended to read as fol |
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| February 16, 2016 |
Securities Purchase Agreement dated January 26, 2016 between the Company and Bay Private Equity Inc. EXHIBIT 10.5 SECURITIES PURCHASE AGREEMENT This securities purchase agreement (the “Agreement”), dated as of January 26, 2016, by and between El Capitan Precious Metals, Inc., a Nevada corporation, with headquarters located at 8390 Via de Ventura Suite F-110 Scottsdale, AZ 85258 (the “Company”), and Bay Private Equity Inc., an Ontario company with its head office at Suite 403 - 2727 Steeles Ave. W |
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| January 22, 2016 |
8-K 1 p01378-k.htm FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): January 18, 2016 EL CAPITAN PRECIOUS METALS, INC. (Exact Name of Registrant as Specified in Charter) Nevada 333-56262 88-0482413 (State or Other Jurisdicti |
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| January 14, 2016 |
El Capitan Precious Metals FORM S-8 REGISTRATION STATEMENT S-8 1 p0122s8.htm FORM S-8 REGISTRATION STATEMENT As filed with the Securities and Exchange Commission on January 14, 2016 Registration No. 333- UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM S-8 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 EL CAPITAN PRECIOUS METALS, INC. (Exact name of registrant as specified in its charter) Nevada 88-0482413 (State or ju |
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| January 11, 2016 |
Agreement dated April 16, 2015 between the Company and S&L Energy, LLC EX-10.10 5 p1234ex10-10.htm AGREEMENT WITH S&L ENERGY, LLC EXHIBIT 10.10 AGREEMENT This AGREEMENT is made and entered into this 16 day of April, 2015, by and between El Capitan Precious Metals, Inc., a Nevada corporation of Scottsdale, Arizona, hereinafter referred to as "ECPN" and S&L Energy, LLC, an Arizona limited liability company of Scottsdale, Arizona, hereinafter referred to as "SL". In con |
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| January 11, 2016 |
Code of Ethics for Senior Financial Management EX-14.1 8 p1234ex14-1.htm CODE OF ETHICS EXHIBIT 14.1 EL CAPITAN PRECIOUS METALS, INC. CODE OF ETHICS FOR SENIOR FINANCIAL MANAGEMENT El Capitan Precious Metals, Inc. (the "Company") has adopted this Code of Ethics for Senior Financial Management to promote honest and ethical conduct and to deter wrongdoing. This Code applies to the Company's Chief Executive Officer, Chief Financial Officer, Contr |
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| January 11, 2016 |
Table of Contents Index to Financial Statements UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| January 11, 2016 |
Promissory Note dated February 4, 2015 between the Company and Management Resource Initiative, Inc. EX-10.9 4 p1234ex10-9.htm PROMISSORY NOTE - MANAGEMENT RESOURCE INITIATIVE, INC. EXHIBIT 10.9 PROMISSORY NOTE $30,000.00 February 4, 2015 FOR VALUE RECEIVED, El Capitan Precious Metals, Inc. (“MAKER”), promises to pay to Management Resource Initiative, Inc. (“LENDER”), the sum of Thirty Thousand Dollars ($30,000.00), with interest thereon at the rate of eighteen percent (18%) per annum from Februa |
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| January 11, 2016 |
EXHIBIT 10.7b AMENDMENT NO. 1 TO 8% SECURED PROMISSORY NOTE El Capitan Precious Metals, Inc., a Nevada corporation (the “Maker”) previously executed that certain 8% Secured Promissory Note dated October 17, 2014 and made payable to Connelly Land LLC, a Minnesota limited liability company (the “Payee”), in the original principal sum of Five Hundred Thousand Dollars ($500,000.00) (the “Note”). Capit |
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| January 11, 2016 |
EX-10.11 6 p1234ex10-11.htm AGREEMENT WITH CHARLES L. WICKHAM, JR. EXHIBIT 10.11 AGREEMENT This AGREEMENT is made and entered into this 31 day of August, 2015, by and between El Capitan Precious Metals, Inc., a Nevada corporation of Scottsdale, Arizona, hereinafter referred to as "ECPN" and Charles L. Wickham, Jr. of Charlotte, North Carolina, hereinafter referred to as "Wickham". In consideration |
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| January 11, 2016 |
Securities Purchase Agreement dated December 2, 2015 between the Company and Union Capital, LLC EX-10.12 7 p1234ex10-12.htm AGREEMENTS WITH UNION CAPITAL, LLC EXHIBIT 10.12 SECURITIES PURCHASE AGREEMENT This SECURITIES PURCHASE AGREEMENT (the “Agreement”), dated as of December 2, 2015, by and between El Capitan Precious Metals, Inc., a Nevada corporation, with headquarters located at 8390 Via de Ventura, Suite F-110 #215, Scottsdale, AZ 85258, (the “Company”), and UNION CAPITAL, LLC, a New Y |
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| January 11, 2016 |
Promissory Note dated February 4, 2015 between the Company and George Nesemeier and Robert J. Runck EX-10.8 3 p1234ex10-8.htm PROMISSORY NOTE - GEORGE NESEMEIER AND ROBERT J. RUNCK EXHIBIT 10.8 PROMISSORY NOTE $33,000.00 February 4, 2015 FOR VALUE RECEIVED, El Capitan Precious Metals, Inc. (“MAKER”), promises to pay to George Nesemeier and Robert J. Runck (“LENDERS”), the sum of Thirty-three Thousand Dollars ($33,000.00), with interest thereon at the rate of eighteen percent (18%) per annum from |
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| December 28, 2015 |
El Capitan Precious Metals FILING EXTENSION FOR 9-30-2015 10-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 12b-25 NOTIFICATION OF LATE FILING (Check One): ? Form 10-K ? Form 20-F ?Form 11-K ? Form 10-Q ? Form 10-D ? Form N-SAR ? Form N-CSR For Period Ended: September 30, 2015 o Transition Report on Form 10-K o Transition Report on Form 20-F o Transition Report on Form 11-K o Transition Report on Form 10-Q o Transition Report o |
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| December 18, 2015 |
El Capitan Precious Metals FORM 8-K (Current Report/Significant Event) UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): December 15, 2015 EL CAPITAN PRECIOUS METALS, INC. (Exact Name of Registrant as Specified in Charter) Nevada 333-56262 88-0482413 (State or Other Jurisdiction (Commission File Number) |
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| December 18, 2015 |
Amendment No. 1 to El Capitan Precious Metals, Inc. 2015 Equity Incentive Plan EXHIBIT 10.1 EL CAPITAN PRECIOUS METALS, INC. AMENDMENT NO. 1 TO 2015 EQUITY INCENTIVE PLAN This Amendment No. 1 dated December 15, 2015 (this “Amendment”) amends the 2015 Equity Incentive Plan of El Capitan Precious Metals, Inc. (the “Company”) (the “Plan”). Except as otherwise explicitly set forth herein, all provisions of the Plan shall remain in full force and effect. Capitalized terms used in |
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| December 10, 2015 |
El Capitan Precious Metals FORM 8-K (Current Report/Significant Event) UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): December 4, 2015 EL CAPITAN PRECIOUS METALS, INC. (Exact Name of Registrant as Specified in Charter) Nevada 333-56262 88-0482413 (State or Other Jurisdiction (Commission File Number) |
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| November 27, 2015 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): November 23, 2015 EL CAPITAN PRECIOUS METALS, INC. (Exact Name of Registrant as Specified in Charter) Nevada 333-56262 88-0482413 (State or Other Jurisdiction (Commission File Number) |
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| October 14, 2015 |
El Capitan Precious Metals FORM S-8 REGISTRATION STATEMENT As filed with the Securities and Exchange Commission on October 14, 2015 Registration No. |
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| October 14, 2015 |
El Capitan Precious Metals, Inc. 2015 Equity Incentive Plan EXHIBIT 10.1 EL CAPITAN PRECIOUS METALS, INC. 2015 EQUITY INCENTIVE PLAN (Effective October 8, 2015, pursuant to Section 11.8) 1. General. 1.1 Purpose. The purpose of the 2015 Equity Incentive Plan (the ?Plan?) of El Capitan Precious Metals, Inc. (the ?Company?) is to increase stockholder value and to advance the interests of the Company by furnishing a variety of economic incentives (?Incentives? |
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| October 14, 2015 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): October 8, 2015 EL CAPITAN PRECIOUS METALS, INC. (Exact Name of Registrant as Specified in Charter) Nevada 333-56262 88-0482413 (State or Other Jurisdiction (Commission File Number) ( |
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| August 14, 2015 |
U.S. SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q 10-Q 1 p075310q.htm FORM 10-Q FOR QUARTER ENDED JUNE 30, 2015 Table of Contents U.S. SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q þ QUARTERLY REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For The Quarterly Period Ended June 30, 2015 ¨ TRANSITION REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to |
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| May 15, 2015 |
U.S. SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q 10-Q 1 p052510q.htm FORM 10-Q FOR QUARTER ENDED MARCH 31, 2015 Table of Contents U.S. SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q þ QUARTERLY REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For The Quarterly Period Ended March 31, 2015 ¨ TRANSITION REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from |
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| March 26, 2015 |
El Capitan Precious Metals ESP MASLON LLP 3300 Wells Fargo Center, 90 South Seventh Street Minneapolis, MN 55402-4140 P 612-672-8200 F 612-672-8397 www. |
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| March 6, 2015 |
El Capitan Precious Metals ESP MASLON LLP 3300 Wells Fargo Center, 90 South Seventh Street Minneapolis, MN 55402-4140 P 612-672-8200 F 612-672-8397 www. |
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| March 6, 2015 |
10-K/A 1 p1222a210k.htm AMENDMENT NO. 2 TO FORM 10-K FOR FISCAL YEAR ENDED SEPTEMBER 30, 2014 Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K/A (Amendment No. 2) þ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended September 30, 2014 ¨ TRANSITION REPORT UNDER SECTION 13 OR 15(d) OF THE S |
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| February 20, 2015 |
8-K 1 p02228-k.htm FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): February 17, 2015 (Exact Name of Registrant as Specified in Charter) Nevada 333-56262 88-0482413 (State or Other Jurisdiction (Commission File Number) (IRS |
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| February 18, 2015 |
ECPN / El Capitan Precious Metals, Inc. CORRESP - - MASLON LLP 3300 Wells Fargo Center, 90 South Seventh Street Minneapolis, MN 55402-4140 P 612-672-8200 F 612-672-8397 www. |
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| February 18, 2015 |
Table of Contents Index to Financial Statements UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| February 13, 2015 |
U.S. SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q Table of Contents U.S. SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ? QUARTERLY REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For The Quarterly Period Ended December 31, 2014 ? TRANSITION REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number: 333-56262 (Exact name of registra |
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| February 11, 2015 |
ECPN / El Capitan Precious Metals, Inc. CORRESP - - MASLON LLP 3300 Wells Fargo Center, 90 South Seventh Street Minneapolis, MN 55402-4140 P 612-672-8200 F 612-672-8397 www. |
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| January 23, 2015 |
594,318 Shares of Common Stock 424B2 1 p0107424b2-3.htm PROSPECTUS SUPPLEMENT DATED JANUARY 23, 2015 Filed pursuant to Rule 424(b)(2) Registration No. 333-193208 PROSPECTUS SUPPLEMENT (to Prospectus Supplement dated July 30, 2014, and to Prospectus dated January 24, 2014) 594,318 Shares of Common Stock Pursuant to this prospectus supplement, the accompanying prospectus supplement and the accompanying prospectus, we are offering |
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| January 14, 2015 |
Financial Statements and Exhibits, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): January 14, 2015 (Exact Name of Registrant as Specified in Charter) Nevada 333-56262 88-0482413 (State or Other Jurisdiction (Commission File Number) (IRS Employer of Incorporation) I |
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| January 14, 2015 |
El CAPITAN RELEASES 2015 GUIDANCE AND SECURES SHIPPING CONTAINERS EXHIBIT 99.1 For Immediate Release January 14, 2015 For Further Information Contact: John Stapleton 480-440-1449 El CAPITAN RELEASES 2015 GUIDANCE AND SECURES SHIPPING CONTAINERS Scottsdale, Arizona – El Capitan Precious Metals, Inc. (OTCQB: ECPN) announced its financial outlook for the fiscal year ending September 30, 2015. ECPN expects to book revenue from sales of precious metals concentrates d |
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| December 29, 2014 |
Subsidiaries of El Capitan Precious Metals, Inc. EX-21.1 3 p1222ex21-1.htm SUBSIDIARIES EXHIBIT 21.1 SUBSIDIARIES OF EL CAPITAN PRECIOUS METALS, INC., A NEVADA CORPORATION (the “COMPANY”) Entity Jurisdiction of Incorporation or Organization % Ownership El Capitan Precious Metals, Inc. Delaware 100% (1) Gold and Minerals Company, Inc. Nevada 100% (2) El Capitan, Ltd. Arizona 100% (3) (1) El Capitan Precious Metals, Inc., a Delaware corporation, i |
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| December 29, 2014 |
EXHIBIT 10.8 EL CAPITAN PRECIOUS METALS, INC. NOTE AND WARRANT PURCHASE AGREEMENT THIS NOTE AND WARRANT PURCHASE AGREEMENT (“Agreement”) is made and entered into as of October 17, 2014 by and between El Capitan Precious Metals, Inc., a Nevada corporation (the “Company”), and Connelly Land LLC (the “Purchaser”). RECITALS WHEREAS, the Purchaser wishes to purchase from the Company and the Company wis |
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| December 29, 2014 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K Table of Contents Index to Financial Statements UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| October 22, 2014 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K/A (Amendment No. 1) CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): September 25, 2014 (Exact Name of Registrant as Specified in Charter) Nevada 333-56262 88-0482413 (State or Other Jurisdiction (Commission File Number) (IRS Employ |
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| October 1, 2014 |
Certificate of Amendment to Articles of Incorporation EXHIBIT 3.1 |
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| October 1, 2014 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): September 25, 2014 (Exact Name of Registrant as Specified in Charter) Nevada 333-56262 88-0482413 (State or Other Jurisdiction (Commission File Number) (IRS Employer of Incorporation) |
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| August 14, 2014 |
U.S. SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q Table of Contents U.S. SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q þ QUARTERLY REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For The Quarterly Period Ended June 30, 2014 ¨ TRANSITION REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number: 333-56262 (Exact name of registrant a |
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| August 13, 2014 |
343,170 Shares of Common Stock 424B2 1 p0107424b2-2.htm PROSPECTUS SUPPLEMENT DATED AUGUST 13, 2014 Filed pursuant to Rule 424(b)(2) Registration No. 333-193208 PROSPECTUS SUPPLEMENT (to Prospectus Supplement dated July 30, 2014, and to Prospectus dated January 24, 2014) 343,170 Shares of Common Stock Pursuant to this prospectus supplement, the accompanying prospectus supplement and the accompanying prospectus, we are offering |
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| August 12, 2014 |
675,447 Shares of Common Stock Filed pursuant to Rule 424(b)(2) Registration No. 333-193208 PROSPECTUS SUPPLEMENT (to Prospectus Supplement dated July 30, 2014, and to Prospectus dated January 24, 2014) 675,447 Shares of Common Stock Pursuant to this prospectus supplement, the accompanying prospectus supplement and the accompanying prospectus, we are offering 675,447 shares of common stock to Southridge Partners II, LP, or Sout |
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| August 1, 2014 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): August 1, 2014 (Exact Name of Registrant as Specified in Charter) Nevada 333-56262 88-0482413 (State or Other Jurisdiction (Commission File Number) (IRS Employer of Incorporation) Ide |
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| August 1, 2014 |
Certificate of Designation of Series B Convertible Preferred Stock EXHIBIT 3.1 CERTIFICATE OF DESIGNATIONS OF SERIES B CONVERTIBLE PREFERRED STOCK OF EL CAPITAN PRECIOUS METALS, INC. (Pursuant to NRS Section 78.1955) (Continued) The following is a statement of the powers, designations, preferences, limitations, restrictions and relative rights of a series of preferred stock of El Capitan Precious Metals, Inc., a Nevada corporation (the “Corporation”), as authoriz |
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| July 30, 2014 |
Entry into a Material Definitive Agreement, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): July 30, 2014 (Exact Name of Registrant as Specified in Charter) Nevada 333-56262 88-0482413 (State or Other Jurisdiction (Commission File Number) (IRS Employer of Incorporation) Iden |
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| July 30, 2014 |
EX-10.1 3 p0734ex10-1.htm EQUITY PURCHASE AGREEMENT EXHIBIT 10.1 EQUITY PURCHASE AGREEMENT BY AND BETWEEN EL CAPITAN PRECIOUS METALS, INC. AND SOUTHRIDGE PARTNERS II, LP Dated July 30, 2014 THIS EQUITY PURCHASE AGREEMENT entered into as of the 30th day of July, 2014 (this “AGREEMENT”), by and between SOUTHRIDGE PARTNERS II, LP, Delaware limited partnership (“INVESTOR”), and EL CAPITAN PRECIOUS MET |
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| July 30, 2014 |
Table of Contents Filed pursuant to Rule 424(b)(3) Registration No. 333-193208 PROSPECTUS SUPPLEMENT (to prospectus dated January 24, 2014) $1,900,000 Common Stock On July 30, 2014, we entered into an equity purchase agreement with Southridge Partners II, LP, or Southridge, pursuant to which we may from time to time sell to Southridge shares of our common stock for aggregate gross proceeds of up t |
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| July 22, 2014 |
Agreement dated March 10, 2014 between the Company and Glencore AG EXHIBIT 10.1 PORTIONS HEREOF IDENTIFIED BY [***] HAVE BEEN OMITTED PURSUANT TO A REQUEST FOR CONFIDENTIAL TREATMENT UNDER RULE 24B-2 PROMULGATED UNDER THE SECURITIES EXCHANGE ACT OF 1934, AS AMENDED. A COMPLETE COPY OF THIS DOCUMENT HAS BEEN FILED SEPARATELY WITH THE SECURITIES AND EXCHANGE COMMISSION. GLENCORE AG GLENCORE CONTRACT NO. 025.14.27124-P THIS AGREEMENT is made on 10th March 2014 BETWE |
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| July 22, 2014 |
U.S. SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q/A 10-Q/A 1 p0429a110q.htm AMENDMENT NO. 1 TO FORM 10-Q FOR QUARTER ENDED MARCH 31, 2014 U.S. SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q/A þ QUARTERLY REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For The Quarterly Period Ended March 31, 2014 ¨ TRANSITION REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition perio |
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| July 11, 2014 |
Financial Statements and Exhibits, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): July 11, 2014 (Exact Name of Registrant as Specified in Charter) Nevada 333-56262 88-0482413 (State or Other Jurisdiction (Commission File Number) (IRS Employer of Incorporation) Iden |
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| July 11, 2014 |
575,043 Shares of Common Stock 424B3 1 p0107424b3.htm PROSPECTUS SUPPLEMENT/PROSPECTUS Table of Contents Filed pursuant to Rule 424(b)(3) Registration No. 333-193208 PROSPECTUS SUPPLEMENT (to prospectus dated January 24, 2014) 575,043 Shares of Common Stock Pursuant to this prospectus supplement and the accompanying prospectus, we are offering 575,043 shares of common stock to Southridge Partners II, LP, or Southridge, at a pri |
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| June 18, 2014 |
690,574 Shares of Common Stock Filed pursuant to Rule 424(b)(2) Registration No. 333-175038 PROSPECTUS SUPPLEMENT (to Prospectus Supplement dated April 4, 2013, Prospectus Supplement dated July 11, 2011, and to Prospectus dated June 29, 2011) 690,574 Shares of Common Stock Pursuant to this prospectus supplement, the accompanying prospectus supplements and the accompanying prospectus, we are offering 690,574 shares of common sto |
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| May 14, 2014 |
GLENCORE AG GLENCORE CONTRACT NO. 025.14.27124-P EXHIBIT 10.1 PORTIONS HEREOF IDENTIFIED BY [***] HAVE BEEN OMITTED PURSUANT TO A REQUEST FOR CONFIDENTIAL TREATMENT UNDER RULE 24B-2 PROMULGATED UNDER THE SECURITIES EXCHANGE ACT OF 1934, AS AMENDED. A COMPLETE COPY OF THIS DOCUMENT HAS BEEN FILED SEPARATELY WITH THE SECURITIES AND EXCHANGE COMMISSION. GLENCORE AG GLENCORE CONTRACT NO. 025.14.27124-P THIS AGREEMENT is made on 10th March 2014 BETWE |
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| May 14, 2014 |
EXHIBIT 10.2 Portions hereof identified by [***] have been omitted pursuant to a request for confidential treatment under Rule 24b-2 promulgated under the Securities Exchange Act of 1934, as amended. A complete copy of this document has been filed separately with the Securities and Exchange Commission. MASTER SERVICE AGREEMENT THIS MASTER SERVICE AGREEMENT (“Agreement”) is made effective as of as |
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| May 14, 2014 |
U.S. SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q Table of Contents U.S. SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q þ QUARTERLY REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For The Quarterly Period Ended March 31, 2014 ¨ TRANSITION REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number: 333-56262 (Exact name of registrant |
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| April 15, 2014 |
308,356 Shares of Common Stock Filed pursuant to Rule 424(b)(2) Registration No. 333-175038 PROSPECTUS SUPPLEMENT (to Prospectus Supplement dated April 4, 2013, Prospectus Supplement dated July 11, 2011, and to Prospectus dated June 29, 2011) 308,356 Shares of Common Stock Pursuant to this prospectus supplement, the accompanying prospectus supplements and the accompanying prospectus, we are offering 308,356 shares of common sto |
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| April 3, 2014 |
275,961 Shares of Common Stock 424B2 1 p0639424b2-67.htm PROSPECTUS SUPPLEMENT DATED APRIL 3, 2014 Filed pursuant to Rule 424(b)(2) Registration No. 333-175038 PROSPECTUS SUPPLEMENT (to Prospectus Supplement dated April 4, 2013, Prospectus Supplement dated July 11, 2011, and to Prospectus dated June 29, 2011) 275,961 Shares of Common Stock Pursuant to this prospectus supplement, the accompanying prospectus supplements and the a |
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| April 2, 2014 |
Entry into a Material Definitive Agreement, Other Events - FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): February 28, 2014 (Exact Name of Registrant as Specified in Charter) Nevada 333-56262 88-0482413 (State or Other Jurisdiction (Commission File Number) (IRS Employer of Incorporation) |
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| March 21, 2014 |
8-K 1 p03618-k.htm FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): March 19, 2014 (Exact Name of Registrant as Specified in Charter) Nevada 333-56262 88-0482413 (State or Other Jurisdiction (Commission File Number) (IRS Em |
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| March 18, 2014 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): March 12, 2014 (Exact Name of Registrant as Specified in Charter) Nevada 333-56262 88-0482413 (State or Other Jurisdiction (Commission File Number) (IRS Employer of Incorporation) Ide |
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| February 14, 2014 |
U.S. SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q Table of Contents U.S. SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q þ QUARTERLY REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For The Quarterly Period Ended December 31, 2013 ¨ TRANSITION REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number: 333-56262 (Exact name of registra |
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| February 13, 2014 |
310,154 Shares of Common Stock Filed pursuant to Rule 424(b)(2) Registration No. 333-175038 PROSPECTUS SUPPLEMENT (to Prospectus Supplement dated April 4, 2013, Prospectus Supplement dated July 11, 2011, and to Prospectus dated June 29, 2011) 310,154 Shares of Common Stock Pursuant to this prospectus supplement, the accompanying prospectus supplements and the accompanying prospectus, we are offering 310,154 shares of common sto |
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| January 6, 2014 |
Exhibit 12.1 El Capitan Precious Metals, Inc. Computation of Ratio of Earnings to Fixed Charges and to Combined Fixed Changes and Preference Dividends Fiscal Year Ended September 30, 2009 2010 2011 2012 2013 Fixed charges: Interest Expense $ 1,476 $ 454 $ — $ — $ — $ 1,476 $ 454 $ — $ — $ — Earnings (loss): Net income (loss) before tax benefit (provision) $ (953,501 ) $ (1,276,529 ) $ (178,921,042 |
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| January 6, 2014 |
- FORM S-3 REGISTRATION STATEMENT Table of Contents As filed with the Securities and Exchange Commission on January 6, 2014 Registration No. |
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| January 6, 2014 |
Exhibit 4.7 FORM OF INDENTURE TO BE ENTERED INTO BETWEEN THE COMPANY AND A TRUSTEE TO BE NAMED EL CAPITAN PRECIOUS METALS, INC. INDENTURE DATED AS OF , 20 [Name of Trustee] TRUSTEE EL CAPITAN PRECIOUS METALS, INC. Reconciliation and tie between Trust Indenture Act of 1939 and Indenture, dated as of , 20 Section 310(a) (1) 7.10 (a) (2) 7.10 (a) (3) Not Applicable (a) (4) Not Applicable (a) (5) 7.10 |
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| December 27, 2013 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K Table of Contents Index to Financial Statements UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| December 27, 2013 |
EX-21.1 2 p1203ex21-1.htm SUBSIDIARIES EXHIBIT 21.1 SUBSIDIARIES OF EL CAPITAN PRECIOUS METALS, INC., A NEVADA CORPORATION (the “COMPANY”) Entity Jurisdiction of Incorporation or Organization % Ownership El Capitan Precious Metals, Inc. Delaware 100% (1) Gold and Minerals Company, Inc. Nevada 100% (2) El Capitan, Ltd. Arizona 100% (3) (1) El Capitan Precious Metals, Inc., a Delaware corporation, i |
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| December 19, 2013 |
901,550 Shares of Common Stock Filed pursuant to Rule 424(b)(2) Registration No. 333-175038 PROSPECTUS SUPPLEMENT (to Prospectus Supplement dated April 4, 2013, Prospectus Supplement dated July 11, 2011, and to Prospectus dated June 29, 2011) 901,550 Shares of Common Stock Pursuant to this prospectus supplement, the accompanying prospectus supplements and the accompanying prospectus, we are offering 901,550 shares of common sto |
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| October 10, 2013 |
886,524 Shares of Common Stock 424B2 1 p0639424b2-64.htm PROSPECTUS SUPPLEMENT DATED OCTOBER 10, 2013 Filed pursuant to Rule 424(b)(2) Registration No. 333-175038 PROSPECTUS SUPPLEMENT (to Prospectus Supplement dated April 4, 2013, Prospectus Supplement dated July 11, 2011, and to Prospectus dated June 29, 2011) 886,524 Shares of Common Stock Pursuant to this prospectus supplement, the accompanying prospectus supplements and th |
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| October 8, 2013 |
818,330 Shares of Common Stock 424B2 1 p0639424b2-63.htm PROSPECTUS SUPPLEMENT DATED OCTOBER 8, 2013 Filed pursuant to Rule 424(b)(2) Registration No. 333-175038 PROSPECTUS SUPPLEMENT (to Prospectus Supplement dated April 4, 2013, Prospectus Supplement dated July 11, 2011, and to Prospectus dated June 29, 2011) 818,330 Shares of Common Stock Pursuant to this prospectus supplement, the accompanying prospectus supplements and the |
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| October 2, 2013 |
759,878 Shares of Common Stock 424B2 1 p0639424b2-62.htm PROSPECTUS SUPPLEMENT DATED OCTOBER 2, 2013 Filed pursuant to Rule 424(b)(2) Registration No. 333-175038 PROSPECTUS SUPPLEMENT (to Prospectus Supplement dated April 4, 2013, Prospectus Supplement dated July 11, 2011, and to Prospectus dated June 29, 2011) 759,878 Shares of Common Stock Pursuant to this prospectus supplement, the accompanying prospectus supplements and the |
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| September 30, 2013 |
686,341 Shares of Common Stock 424B2 1 p0639424b2-61.htm PROSPECTUS SUPPLEMENT DATED SEPTEMBER 30, 2013 Filed pursuant to Rule 424(b)(2) Registration No. 333-175038 PROSPECTUS SUPPLEMENT (to Prospectus Supplement dated April 4, 2013, Prospectus Supplement dated July 11, 2011, and to Prospectus dated June 29, 2011) 686,341 Shares of Common Stock Pursuant to this prospectus supplement, the accompanying prospectus supplements and |
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| September 24, 2013 |
591,016 Shares of Common Stock 424B2 1 p0639424b2-60.htm PROSPECTUS SUPPLEMENT DATED SEPTEMBER 24, 2013 Filed pursuant to Rule 424(b)(2) Registration No. 333-175038 PROSPECTUS SUPPLEMENT (to Prospectus Supplement dated April 4, 2013, Prospectus Supplement dated July 11, 2011, and to Prospectus dated June 29, 2011) 591,016 Shares of Common Stock Pursuant to this prospectus supplement, the accompanying prospectus supplements and |
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| September 16, 2013 |
607,555 Shares of Common Stock Filed pursuant to Rule 424(b)(2) Registration No. 333-175038 PROSPECTUS SUPPLEMENT (to Prospectus Supplement dated April 4, 2013, Prospectus Supplement dated July 11, 2011, and to Prospectus dated June 29, 2011) 607,555 Shares of Common Stock Pursuant to this prospectus supplement, the accompanying prospectus supplements and the accompanying prospectus, we are offering 607,555 shares of common sto |
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| September 6, 2013 |
559,910 Shares of Common Stock 424B2 1 p0639424b2-58.htm PROSPECTUS SUPPLEMENT DATED SEPTEMBER 6, 2013 Filed pursuant to Rule 424(b)(2) Registration No. 333-175038 PROSPECTUS SUPPLEMENT (to Prospectus Supplement dated April 4, 2013, Prospectus Supplement dated July 11, 2011, and to Prospectus dated June 29, 2011) 559,910 Shares of Common Stock Pursuant to this prospectus supplement, the accompanying prospectus supplements and t |
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| August 28, 2013 |
574,732 Shares of Common Stock Filed pursuant to Rule 424(b)(2) Registration No. 333-175038 PROSPECTUS SUPPLEMENT (to Prospectus Supplement dated April 4, 2013, Prospectus Supplement dated July 11, 2011, and to Prospectus dated June 29, 2011) 574,732 Shares of Common Stock Pursuant to this prospectus supplement, the accompanying prospectus supplements and the accompanying prospectus, we are offering 574,732 shares of common sto |
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| August 20, 2013 |
526,648 Shares of Common Stock Filed pursuant to Rule 424(b)(2) Registration No. 333-175038 PROSPECTUS SUPPLEMENT (to Prospectus Supplement dated April 4, 2013, Prospectus Supplement dated July 11, 2011, and to Prospectus dated June 29, 2011) 526,648 Shares of Common Stock Pursuant to this prospectus supplement, the accompanying prospectus supplements and the accompanying prospectus, we are offering 526,648 shares of common sto |
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| August 13, 2013 |
U.S. SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q Table of Contents U.S. SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q þ QUARTERLY REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For The Quarterly Period Ended June 30, 2013 ¨ TRANSITION REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number: 333-56262 (Exact name of registrant a |
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| August 12, 2013 |
483,558 Shares of Common Stock 424B2 1 p0639424b2-55.htm PROSPECTUS SUPPLEMENT DATED AUGUST 12, 2013 Filed pursuant to Rule 424(b)(2) Registration No. 333-175038 PROSPECTUS SUPPLEMENT (to Prospectus Supplement dated April 4, 2013, Prospectus Supplement dated July 11, 2011, and to Prospectus dated June 29, 2011) 483,558 Shares of Common Stock Pursuant to this prospectus supplement, the accompanying prospectus supplements and the |
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| August 2, 2013 |
529,005 Shares of Common Stock The date of this prospectus supplement is August 2, 2013. Filed pursuant to Rule 424(b)(2) Registration No. 333-175038 PROSPECTUS SUPPLEMENT (to Prospectus Supplement dated April 4, 2013, Prospectus Supplement dated July 11, 2011, and to Prospectus dated June 29, 2011) 529,005 Shares of Common Stock Pursuant to this prospectus supplement, the accompanying prospectus supplements and the accompanying prospectus, we are offering 529,005 shares of common sto |
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| July 25, 2013 |
490,244 Shares of Common Stock Filed pursuant to Rule 424(b)(2) Registration No. 333-175038 PROSPECTUS SUPPLEMENT (to Prospectus Supplement dated April 4, 2013, Prospectus Supplement dated July 11, 2011, and to Prospectus dated June 29, 2011) 490,244 Shares of Common Stock Pursuant to this prospectus supplement, the accompanying prospectus supplements and the accompanying prospectus, we are offering 490,244 shares of common sto |
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| June 28, 2013 |
516,422 Shares of Common Stock Filed pursuant to Rule 424(b)(2) Registration No. 333-175038 PROSPECTUS SUPPLEMENT (to Prospectus Supplement dated April 4, 2013, Prospectus Supplement dated July 11, 2011, and to Prospectus dated June 29, 2011) 516,422 Shares of Common Stock Pursuant to this prospectus supplement, the accompanying prospectus supplements and the accompanying prospectus, we are offering 516,422 shares of common sto |
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| June 19, 2013 |
386,847 Shares of Common Stock Filed pursuant to Rule 424(b)(2) Registration No. 333-175038 PROSPECTUS SUPPLEMENT (to Prospectus Supplement dated April 4, 2013, Prospectus Supplement dated July 11, 2011, and to Prospectus dated June 29, 2011) 386,847 Shares of Common Stock Pursuant to this prospectus supplement, the accompanying prospectus supplements and the accompanying prospectus, we are offering 386,847 shares of common sto |
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| May 10, 2013 |
U.S. SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q Table of Contents U.S. SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q þ QUARTERLY REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For The Quarterly Period Ended March 31, 2013 ¨ TRANSITION REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number: 333-56262 (Exact name of registrant |
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| May 7, 2013 |
359,159 Shares of Common Stock 424B2 1 p0639424b2-50.htm PROSPECTUS SUPPLEMENT DATED MAY 7, 2013 Filed pursuant to Rule 424(b)(2) Registration No. 333-175038 PROSPECTUS SUPPLEMENT (to Prospectus Supplement dated April 4, 2013, Prospectus Supplement dated July 11, 2011, and to Prospectus dated June 29, 2011) 359,159 Shares of Common Stock Pursuant to this prospectus supplement, the accompanying prospectus supplements and the acc |
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| April 29, 2013 |
322,372 Shares of Common Stock Filed pursuant to Rule 424(b)(2) Registration No. 333-175038 PROSPECTUS SUPPLEMENT (to Prospectus Supplement dated April 4, 2013, Prospectus Supplement dated July 11, 2011, and to Prospectus dated June 29, 2011) 322,372 Shares of Common Stock Pursuant to this prospectus supplement, the accompanying prospectus supplements and the accompanying prospectus, we are offering 322,372 shares of common sto |
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| April 19, 2013 |
312,891 Shares of Common Stock The date of this prospectus supplement is April 19, 2013. Filed pursuant to Rule 424(b)(2) Registration No. 333-175038 PROSPECTUS SUPPLEMENT (to Prospectus Supplement dated April 4, 2013, Prospectus Supplement dated July 11, 2011, and to Prospectus dated June 29, 2011) 312,891 Shares of Common Stock Pursuant to this prospectus supplement, the accompanying prospectus supplements and the accompanying prospectus, we are offering 312,891 shares of common sto |
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| April 11, 2013 |
309,252 Shares of Common Stock Filed pursuant to Rule 424(b)(2) Registration No. 333-175038 PROSPECTUS SUPPLEMENT (to Prospectus Supplement dated April 4, 2013, Prospectus Supplement dated July 11, 2011, and to Prospectus dated June 29, 2011) 309,252 Shares of Common Stock Pursuant to this prospectus supplement, the accompanying prospectus supplements and the accompanying prospectus, we are offering 309,252 shares of common sto |
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| April 4, 2013 |
AMENDMENT NO. 1 TO EQUITY PURCHASE AGREEMENT EXHIBIT 10.1 AMENDMENT NO. 1 TO EQUITY PURCHASE AGREEMENT AMENDMENT No. 1 (the “AMENDMENT”), dated as of April 3, 2013, to the EQUITY PURCHASE AGREEMENT dated as of July 11, 2011 (the “AGREEMENT”), by and between SOUTHRIDGE PARTNERS II, LP, a Delaware limited partnership (“INVESTOR”), and EL CAPITAN PRECIOUS METALS, INC., a Nevada corporation (the “COMPANY”). WHEREAS, the Company and Investor have |
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| April 4, 2013 |
Amendment to Equity Purchase Agreement with Southridge Partners II, LP Filed pursuant to Rule 424(b)(2) Registration No. 333-175038 PROSPECTUS SUPPLEMENT (to Prospectus Supplement dated July 11, 2011 and to Prospectus dated June 29, 2011) Amendment to Equity Purchase Agreement with Southridge Partners II, LP This prospectus supplement supplements and amends the prospectus dated June 29, 2011 included in our registration statement on Form S-3 (File No. 333-175038) fil |
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| April 4, 2013 |
Entry into a Material Definitive Agreement, Financial Statements and Exhibits - FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): April 3, 2013 (Exact Name of Registrant as Specified in Charter) Nevada 333-56262 88-0482413 (State or Other Jurisdiction (Commission File Number) (IRS Employer of Incorporation) Iden |
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| April 3, 2013 |
308,356 Shares of Common Stock Filed pursuant to Rule 424(b)(2) Registration No. 333-175038 PROSPECTUS SUPPLEMENT (to Prospectus Supplement dated July 11, 2011 and to Prospectus dated June 29, 2011) 308,356 Shares of Common Stock Pursuant to this prospectus supplement, the accompanying prospectus supplement and the accompanying prospectus, we are offering 308,356 shares of common stock to Southridge Partners II, LP, or Southrid |
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| March 25, 2013 |
Prospectus - PROSPECTUS SUPPLEMENT DATED MARCH 25, 2013 Filed pursuant to Rule 424(b)(2) Registration No. 333-175038 PROSPECTUS SUPPLEMENT (to Prospectus Supplement dated July 11, 2011 and to Prospectus dated June 29, 2011) 322,275 Shares of Common Stock Pursuant to this prospectus supplement, the accompanying prospectus supplement and the accompanying prospectus, we are offering 322,275 shares of common stock to Southridge Partners II, LP, or Southrid |
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| March 15, 2013 |
303,951 Shares of Common Stock The date of this prospectus supplement is March 15, 2013. Filed pursuant to Rule 424(b)(2) Registration No. 333-175038 PROSPECTUS SUPPLEMENT (to Prospectus Supplement dated July 11, 2011 and to Prospectus dated June 29, 2011) 303,951 Shares of Common Stock Pursuant to this prospectus supplement, the accompanying prospectus supplement and the accompanying prospectus, we are offering 303,951 shares of common stock to Southridge Partners II, LP, or Southrid |
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| March 7, 2013 |
289,871 Shares of Common Stock Filed pursuant to Rule 424(b)(2) Registration No. 333-175038 PROSPECTUS SUPPLEMENT (to Prospectus Supplement dated July 11, 2011 and to Prospectus dated June 29, 2011) 289,871 Shares of Common Stock Pursuant to this prospectus supplement, the accompanying prospectus supplement and the accompanying prospectus, we are offering 289,871 shares of common stock to Southridge Partners II, LP, or Southrid |
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| February 7, 2013 |
U.S. SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q Table of Contents U.S. SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q þ QUARTERLY REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For The Quarterly Period Ended December 31, 2012 ¨ TRANSITION REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number: 333-56262 (Exact name of registra |
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| January 18, 2013 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): January 15, 2013 (Exact Name of Registrant as Specified in Charter) Nevada 333-56262 88-0482413 (State or Other Jurisdiction (Commission File Number) (IRS Employer of Incorporation) I |
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| January 10, 2013 |
315,676 Shares of Common Stock The date of this prospectus supplement is January 10, 2013. Filed pursuant to Rule 424(b)(2) Registration No. 333-175038 PROSPECTUS SUPPLEMENT (to Prospectus Supplement dated July 11, 2011 and to Prospectus dated June 29, 2011) 315,676 Shares of Common Stock Pursuant to this prospectus supplement, the accompanying prospectus supplement and the accompanying prospectus, we are offering 315,676 shares of common stock to Southridge Partners II, LP, or Southrid |
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| January 2, 2013 |
332,446 Shares of Common Stock 424B2 1 p0639424b2-40.htm PROSPECTUS SUPPLEMENT DATED JANUARY 2, 2013 Filed pursuant to Rule 424(b)(2) Registration No. 333-175038 PROSPECTUS SUPPLEMENT (to Prospectus Supplement dated July 11, 2011 and to Prospectus dated June 29, 2011) 332,446 Shares of Common Stock Pursuant to this prospectus supplement, the accompanying prospectus supplement and the accompanying prospectus, we are offering 332 |
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| December 21, 2012 |
308,356 Shares of Common Stock Filed pursuant to Rule 424(b)(2) Registration No. 333-175038 PROSPECTUS SUPPLEMENT (to Prospectus Supplement dated July 11, 2011 and to Prospectus dated June 29, 2011) 308,356 Shares of Common Stock Pursuant to this prospectus supplement, the accompanying prospectus supplement and the accompanying prospectus, we are offering 308,356 shares of common stock to Southridge Partners II, LP, or Southrid |
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| December 14, 2012 |
EXHIBIT 21.1 SUBSIDIARIES OF EL CAPITAN PRECIOUS METALS, INC., A NEVADA CORPORATION (the ?COMPANY?) Entity Jurisdiction of Incorporation or Organization % Ownership El Capitan Precious Metals, Inc. Delaware 100% (1) Gold and Minerals Company, Inc. Nevada 100% (2) El Capitan, Ltd. Arizona 100% (3) (1) El Capitan Precious Metals, Inc., a Delaware corporation, is a wholly-owned subsidiary of the Comp |
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| December 14, 2012 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K Table of Contents Index to Financial Statements UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| December 14, 2012 |
Form of Stock Option Agreement (Director) Exhibit 10.3 El Capitan Precious Metals, Inc. Stock Option Agreement (non-statutory stock option) This Stock Option Agreement is made and entered into as of [ , ], by and between [ ] (?Optionee?) and El Capitan Precious Metals, Inc., a Nevada corporation (the ?Company?). Background A. The Company has adopted the El Capitan Precious Metals, Inc. 2005 Stock Incentive Plan (the ?Plan?) pursuant to wh |
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| December 13, 2012 |
283,687 Shares of Common Stock 424B2 1 p0639424b2-38.htm PROSPECTUS SUPPLEMENT DATED DECEMBER 13, 2012 Filed pursuant to Rule 424(b)(2) Registration No. 333-175038 PROSPECTUS SUPPLEMENT (to Prospectus Supplement dated July 11, 2011 and to Prospectus dated June 29, 2011) 283,687 Shares of Common Stock Pursuant to this prospectus supplement, the accompanying prospectus supplement and the accompanying prospectus, we are offering 2 |
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| December 5, 2012 |
239,009 Shares of Common Stock 424B2 1 p0639424b2-37.htm PROSPECTUS SUPPLEMENT DATED DECEMBER 5, 2012 Filed pursuant to Rule 424(b)(2) Registration No. 333-175038 PROSPECTUS SUPPLEMENT (to Prospectus Supplement dated July 11, 2011 and to Prospectus dated June 29, 2011) 239,009 Shares of Common Stock Pursuant to this prospectus supplement, the accompanying prospectus supplement and the accompanying prospectus, we are offering 23 |
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| November 27, 2012 |
223,964 Shares of Common Stock Filed pursuant to Rule 424(b)(2) Registration No. 333-175038 PROSPECTUS SUPPLEMENT (to Prospectus Supplement dated July 11, 2011 and to Prospectus dated June 29, 2011) 223,964 Shares of Common Stock Pursuant to this prospectus supplement, the accompanying prospectus supplement and the accompanying prospectus, we are offering 223,964 shares of common stock to Southridge Partners II, LP, or Southrid |
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| November 20, 2012 |
Financial Statements and Exhibits, Results of Operations and Financial Condition, Other Events 8-K 1 p11298-k.htm FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): November 20, 2012 (Exact Name of Registrant as Specified in Charter) Nevada 333-56262 88-0482413 (State or Other Jurisdiction (Commission File Number) (IRS |
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| November 20, 2012 |
Presentation slides reporting metallurgical results derived from current recovery initiatives: EXHIBIT 99.2 Presentation slides reporting metallurgical results derived from current recovery initiatives: 1 2 |
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| November 20, 2012 |
EXHIBIT 99.1 Presentation slides reflecting preliminary estimates of financial condition and results of operations as of September 30, 2012 and for the fiscal year then ended: 1 2 3 |
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| November 16, 2012 |
195,917 Shares of Common Stock The date of this prospectus supplement is November 16, 2012. Filed pursuant to Rule 424(b)(2) Registration No. 333-175038 PROSPECTUS SUPPLEMENT (to Prospectus Supplement dated July 11, 2011 and to Prospectus dated June 29, 2011) 195,917 Shares of Common Stock Pursuant to this prospectus supplement, the accompanying prospectus supplement and the accompanying prospectus, we are offering 195,917 shares of common stock to Southridge Partners II, LP, or Southrid |
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| November 8, 2012 |
217,063 Shares of Common Stock Filed pursuant to Rule 424(b)(2) Registration No. 333-175038 PROSPECTUS SUPPLEMENT (to Prospectus Supplement dated July 11, 2011 and to Prospectus dated June 29, 2011) 217,063 Shares of Common Stock Pursuant to this prospectus supplement, the accompanying prospectus supplement and the accompanying prospectus, we are offering 217,063 shares of common stock to Southridge Partners II, LP, or Southrid |
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| October 29, 2012 |
172,980 Shares of Common Stock The date of this prospectus supplement is October 29, 2012. Filed pursuant to Rule 424(b)(2) Registration No. 333-175038 PROSPECTUS SUPPLEMENT (to Prospectus Supplement dated July 11, 2011 and to Prospectus dated June 29, 2011) 172,980 Shares of Common Stock Pursuant to this prospectus supplement, the accompanying prospectus supplement and the accompanying prospectus, we are offering 172,980 shares of common stock to Southridge Partners II, LP, or Southrid |
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| October 19, 2012 |
165,964 Shares of Common Stock Filed pursuant to Rule 424(b)(2) Registration No. 333-175038 PROSPECTUS SUPPLEMENT (to Prospectus Supplement dated July 11, 2011 and to Prospectus dated June 29, 2011) 165,964 Shares of Common Stock Pursuant to this prospectus supplement, the accompanying prospectus supplement and the accompanying prospectus, we are offering 165,964 shares of common stock to Southridge Partners II, LP, or Southrid |
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| October 10, 2012 |
164,934 Shares of Common Stock Filed pursuant to Rule 424(b)(2) Registration No. 333-175038 PROSPECTUS SUPPLEMENT (to Prospectus Supplement dated July 11, 2011 and to Prospectus dated June 29, 2011) 164,934 Shares of Common Stock Pursuant to this prospectus supplement, the accompanying prospectus supplement and the accompanying prospectus, we are offering 164,934 shares of common stock to Southridge Partners II, LP, or Southrid |
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| October 2, 2012 |
116,904 Shares of Common Stock The date of this prospectus supplement is October 2, 2012. Filed pursuant to Rule 424(b)(2) Registration No. 333-175038 PROSPECTUS SUPPLEMENT (to Prospectus Supplement dated July 11, 2011 and to Prospectus dated June 29, 2011) 116,904 Shares of Common Stock Pursuant to this prospectus supplement, the accompanying prospectus supplement and the accompanying prospectus, we are offering 116,904 shares of common stock to Southridge Partners II, LP, or Southrid |
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| September 24, 2012 |
125,897 Shares of Common Stock The date of this prospectus supplement is September 24, 2012. Filed pursuant to Rule 424(b)(2) Registration No. 333-175038 PROSPECTUS SUPPLEMENT (to Prospectus Supplement dated July 11, 2011 and to Prospectus dated June 29, 2011) 125,897 Shares of Common Stock Pursuant to this prospectus supplement, the accompanying prospectus supplement and the accompanying prospectus, we are offering 125,897 shares of common stock to Southridge Partners II, LP, or Southrid |
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| September 14, 2012 |
136,388 Shares of Common Stock Filed pursuant to Rule 424(b)(2) Registration No. 333-175038 PROSPECTUS SUPPLEMENT (to Prospectus Supplement dated July 11, 2011 and to Prospectus dated June 29, 2011) 136,388 Shares of Common Stock Pursuant to this prospectus supplement, the accompanying prospectus supplement and the accompanying prospectus, we are offering 136,388 shares of common stock to Southridge Partners II, LP, or Southrid |
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| September 6, 2012 |
136,388 Shares of Common Stock The date of this prospectus supplement is September 6, 2012. Filed pursuant to Rule 424(b)(2) Registration No. 333-175038 PROSPECTUS SUPPLEMENT (to Prospectus Supplement dated July 11, 2011 and to Prospectus dated June 29, 2011) 136,388 Shares of Common Stock Pursuant to this prospectus supplement, the accompanying prospectus supplement and the accompanying prospectus, we are offering 136,388 shares of common stock to Southridge Partners II, LP, or Southrid |
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| August 28, 2012 |
181,851 Shares of Common Stock Filed pursuant to Rule 424(b)(2) Registration No. 333-175038 PROSPECTUS SUPPLEMENT (to Prospectus Supplement dated July 11, 2011 and to Prospectus dated June 29, 2011) 181,851 Shares of Common Stock Pursuant to this prospectus supplement, the accompanying prospectus supplement and the accompanying prospectus, we are offering 181,851 shares of common stock to Southridge Partners II, LP, or Southrid |
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| August 20, 2012 |
163,615 Shares of Common Stock 424B2 1 p0639424b2-25.htm PROSPECTUS SUPPLEMENT DATED AUGUST 20, 2012 Filed pursuant to Rule 424(b)(2) Registration No. 333-175038 PROSPECTUS SUPPLEMENT (to Prospectus Supplement dated July 11, 2011 and to Prospectus dated June 29, 2011) 163,615 Shares of Common Stock Pursuant to this prospectus supplement, the accompanying prospectus supplement and the accompanying prospectus, we are offering 163 |
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| August 10, 2012 |
164,679 Shares of Common Stock Filed pursuant to Rule 424(b)(2) Registration No. 333-175038 PROSPECTUS SUPPLEMENT (to Prospectus Supplement dated July 11, 2011 and to Prospectus dated June 29, 2011) 164,679 Shares of Common Stock Pursuant to this prospectus supplement, the accompanying prospectus supplement and the accompanying prospectus, we are offering164,679 shares of common stock to Southridge Partners II, LP, or Southridg |
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| August 8, 2012 |
U.S. SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q Table of Contents U.S. SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q þ QUARTERLY REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For The Quarterly Period Ended June 30, 2012 ¨ TRANSITION REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number: 333-56262 (Exact name of registrant a |
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| July 27, 2012 |
227,654 Shares of Common Stock The date of this prospectus supplement is July 27, 2012. 424B2 1 p0639424b2-23.htm PROSPECTUS SUPPLEMENT DATED JULY 27, 2012 Filed pursuant to Rule 424(b)(2) Registration No. 333-175038 PROSPECTUS SUPPLEMENT (to Prospectus Supplement dated July 11, 2011 and to Prospectus dated June 29, 2011) 227,654 Shares of Common Stock Pursuant to this prospectus supplement, the accompanying prospectus supplement and the accompanying prospectus, we are offering 227,6 |
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| July 12, 2012 |
Filed pursuant to Rule 424(b)(2) Registration No. 333-175038 PROSPECTUS SUPPLEMENT (to Prospectus Supplement dated July 11, 2011 and to Prospectus dated June 29, 2011) 243,997 Shares of Common Stock Pursuant to this prospectus supplement, the accompanying prospectus supplement and the accompanying prospectus, we are offering 243,997 shares of common stock to Southridge Partners II, LP, or Southrid |
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| July 10, 2012 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): July 6, 2012 (Exact Name of Registrant as Specified in Charter) Nevada 333-56262 88-0482413 (State or Other Jurisdiction (Commission File Number) (IRS Employer of Incorporation) Ident |
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| June 22, 2012 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): June 22, 2012 (Exact Name of Registrant as Specified in Charter) Nevada 333-56262 88-0482413 (State or Other Jurisdiction (Commission File Number) (IRS Employer of Incorporation) Iden |
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| May 31, 2012 |
Prospectus - PROSPECTUS SUPPLEMENT DATED MAY 31, 2012 424B2 1 p0639424b2-21.htm PROSPECTUS SUPPLEMENT DATED MAY 31, 2012 Filed pursuant to Rule 424(b)(2) Registration No. 333-175038 PROSPECTUS SUPPLEMENT (to Prospectus Supplement dated July 11, 2011 and to Prospectus dated June 29, 2011) 283,687 Shares of Common Stock Pursuant to this prospectus supplement, the accompanying prospectus supplement and the accompanying prospectus, we are offering 283,68 |
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| May 22, 2012 |
Filed pursuant to Rule 424(b)(2) Registration No. 333-175038 PROSPECTUS SUPPLEMENT (to Prospectus Supplement dated July 11, 2011 and to Prospectus dated June 29, 2011) 294,689 Shares of Common Stock Pursuant to this prospectus supplement, the accompanying prospectus supplement and the accompanying prospectus, we are offering 294,689 shares of common stock to Southridge Partners II, LP, or Southrid |
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| May 14, 2012 |
Filed pursuant to Rule 424(b)(2) Registration No. 333-175038 PROSPECTUS SUPPLEMENT (to Prospectus Supplement dated July 11, 2011 and to Prospectus dated June 29, 2011) 236,933 Shares of Common Stock Pursuant to this prospectus supplement, the accompanying prospectus supplement and the accompanying prospectus, we are offering 236,933 shares of common stock to Southridge Partners II, LP, or Southrid |
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| May 10, 2012 |
Table of Contents U.S. SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q Table of Contents U.S. SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q þ QUARTERLY REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For The Quarterly Period Ended March 31, 2012 o TRANSITION REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number: 333-56262 (Exact name of registrant |
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| May 4, 2012 |
424B2 1 p0639424b2-18.htm PROSPECTUS SUPPLEMENT DATED MAY 4, 2012 Filed pursuant to Rule 424(b)(2) Registration No. 333-175038 PROSPECTUS SUPPLEMENT (to Prospectus Supplement dated July 11, 2011 and to Prospectus dated June 29, 2011) 254,504 Shares of Common Stock Pursuant to this prospectus supplement, the accompanying prospectus supplement and the accompanying prospectus, we are offering 254,504 |
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| April 26, 2012 |
Filed pursuant to Rule 424(b)(2) Registration No. 333-175038 PROSPECTUS SUPPLEMENT (to Prospectus Supplement dated July 11, 2011 and to Prospectus dated June 29, 2011) 261,383 Shares of Common Stock Pursuant to this prospectus supplement, the accompanying prospectus supplement and the accompanying prospectus, we are offering 261,383 shares of common stock to Southridge Partners II, LP, or Southrid |
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| April 18, 2012 |
424B2 1 p0639424b2-16.htm PROSPECTUS SUPPLEMENT DATED APRIL 18, 2012 Filed pursuant to Rule 424(b)(2) Registration No. 333-175038 PROSPECTUS SUPPLEMENT (to Prospectus Supplement dated July 11, 2011 and to Prospectus dated June 29, 2011) 230,670 Shares of Common Stock Pursuant to this prospectus supplement, the accompanying prospectus supplement and the accompanying prospectus, we are offering 230, |
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| April 10, 2012 |
424B2 1 p0639424b2-15.htm PROSPECTUS SUPPLEMENT DATED APRIL 10, 2012 Filed pursuant to Rule 424(b)(2) Registration No. 333-175038 PROSPECTUS SUPPLEMENT (to Prospectus Supplement dated July 11, 2011 and to Prospectus dated June 29, 2011) 198,846 Shares of Common Stock Pursuant to this prospectus supplement, the accompanying prospectus supplement and the accompanying prospectus, we are offering 198, |
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| March 29, 2012 |
Filed pursuant to Rule 424(b)(2) Registration No. 333-175038 PROSPECTUS SUPPLEMENT (to Prospectus Supplement dated July 11, 2011 and to Prospectus dated June 29, 2011) 235,360 Shares of Common Stock Pursuant to this prospectus supplement, the accompanying prospectus supplement and the accompanying prospectus, we are offering 235,360 shares of common stock to Southridge Partners II, LP, or Southrid |
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| March 20, 2012 |
Financial Statements and Exhibits, Other Events 8-K 1 p03278-k.htm FORM 8-K FOR EVENT DATED MARCH 14, 2012 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): March 14, 2012 (Exact Name of Registrant as Specified in Charter) Nevada 333-56262 88-0482413 (State or Other Jurisdiction ( |
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| March 20, 2012 |
EXHIBIT 99.1 EL CAPITAN PRECIOUS METALS, INC. ANNOUNCES COMPLETION OF MAJOR RESEARCH REPORT AND PRESENTATION TO ITS INVESTMENT BANKER Scottsdale, Arizona- El Capitan Precious Metals, Inc. (OTC/BB:ECPN) today announced it has completed a major research report and delivered it to its investment banker for use in developing the presentation of the El Capitan property for sale. The highlight of the re |
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| March 6, 2012 |
424B2 1 p0639424b2-13.htm PROSPECTUS SUPPLEMENT DATED MARCH 6, 2012 Filed pursuant to Rule 424(b)(2) Registration No. 333-175038 PROSPECTUS SUPPLEMENT (to Prospectus Supplement dated July 11, 2011 and to Prospectus dated June 29, 2011) 158,780 Shares of Common Stock Pursuant to this prospectus supplement, the accompanying prospectus supplement and the accompanying prospectus, we are offering 158,7 |
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| February 27, 2012 |
424B2 1 p0639424b2-12.htm PROSPECTUS SUPPLEMENT DATED FEBRUARY 27, 2012 Filed pursuant to Rule 424(b)(2) Registration No. 333-175038 PROSPECTUS SUPPLEMENT (to Prospectus Supplement dated July 11, 2011 and to Prospectus dated June 29, 2011) 148,579 Shares of Common Stock Pursuant to this prospectus supplement, the accompanying prospectus supplement and the accompanying prospectus, we are offering 1 |
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| February 24, 2012 |
Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K/A (Amendment No. 1) þ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended September 30, 2011 o TRANSITION REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 333-5 |
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| February 24, 2012 |
EXHIBIT 99.1 The following map sets forth the Company’s claims on the El Capitan Property as of September 30, 2011. The outside perimeter of the map represents the boundary of the Company’s 140 lode claims filed with the BLM, totaling approximately 2800 acres, and the enclosed areas within the perimeter represent the boundaries of the Company’s 4 patented claims, totaling approximately 77.5 acres. |
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| February 24, 2012 |
Maslon Edelman Borman & Brand, LLP P 612.672.8200 F 612.672.8397 3300 Wells Fargo Center 90 South Seventh Street Minneapolis, MN 55402-4140 www.maslon.com February 24, 2012 Bradley A. Pederson Direct Phone: 612-672-8341 Direct Fax: 612-642-8341 [email protected] SUBMITTED VIA EDGAR Tia Jenkins Senior Assistant Chief Accountant Division of Corporation Finance United States Securities and |
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| February 16, 2012 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): February 10, 2012 (Exact name of registrant as specified in its charter) Nevada 333-56262 88-0482413 (State or Other Jurisdiction (Commission File Number) (IRS Employer of Incorporati |
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| February 14, 2012 |
ECPN / El Capitan Precious Metals, Inc. / MOTTLEY CHARLES C - SCHEDULE 13D Activist Investment SC 13D 1 p0254-13d.htm SCHEDULE 13D SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D (Rule 13d-101) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO §240.13d-1(a) AND AMENDMENTS THERETO FILED PUSUANT TO §240.13d-2(a) (Amendment No. )* EL CAPITAN PRECIOUS METALS, INC. (Name of Issuer) Common Stock, $.001 par value (Title of Class of Securities) 282821 10 6 (CUSIP Num |
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| February 14, 2012 |
CORRESP 1 filename1.htm Maslon Edelman Borman & Brand, LLP P 612.672.8200 F 612.672.8397 3300 Wells Fargo Center 90 South Seventh Street Minneapolis, MN 55402-4140 www.maslon.com February 14, 2012 Alan Gilbert Direct Phone: 612-672-8381 Direct Fax: 612-642-8381 [email protected] SUBMITTED VIA EDGAR Tia Jenkins Senior Assistant Chief Accountant Division of Corporation Finance United States Se |
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| February 13, 2012 |
ECPN / El Capitan Precious Metals, Inc. / RICKETTS JAMES - SCHEDULE 13D Activist Investment SC 13D 1 p0239-13d.htm SCHEDULE 13D SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D (Rule 13d-101) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO §240.13d-1(a) AND AMENDMENTS THERETO FILED PUSUANT TO §240.13d-2(a) (Amendment No. )* EL CAPITAN PRECIOUS METALS, INC. (Name of Issuer) Common Stock, $.001 par value (Title of Class of Securities) 282821 10 6 (CUSIP Num |
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| February 9, 2012 |
Table of Contents U.S. SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q Table of Contents U.S. SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q þ QUARTERLY REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For The Quarterly Period Ended December 31, 2011 o TRANSITION REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number: 333-56262 (Exact name of registra |
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| February 7, 2012 |
Financial Statements and Exhibits, Other Events 8-K 1 p02098-k.htm FORM 8-K FOR EVENT DATED FEBRUARY 7, 2012 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): February 7, 2012 (Exact name of registrant as specified in its charter) Nevada 333-56262 88-0482413 (State or Other Jurisd |
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| February 7, 2012 |
EXHIBIT 99.1 EL CAPITAN PRECIOUS METALS, INC. ENGAGES HOULIHAN LOKEY AS ITS FINANCIAL ADVISOR Scottsdale, Arizona - El Capitan Precious Metals, Inc. (OTC/BB:ECPN) today announced it has engaged Houlihan Lokey Capital, Inc. as its exclusive financial advisor to assist the Company in evaluating potential strategic alternatives related to the approximately 3,000 acre property located near Capitan, Ne |
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| January 24, 2012 |
424B2 1 p0639424b2-11.htm PROSPECTUS SUPPLEMENT DATED JANUARY 24, 2012 Filed pursuant to Rule 424(b)(2) Registration No. 333-175038 PROSPECTUS SUPPLEMENT (to Prospectus Supplement dated July 11, 2011 and to Prospectus dated June 29, 2011) 171,585 Shares of Common Stock Pursuant to this prospectus supplement, the accompanying prospectus supplement and the accompanying prospectus, we are offering 17 |
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| January 12, 2012 |
Filed pursuant to Rule 424(b)(2) Registration No. 333-175038 PROSPECTUS SUPPLEMENT (to Prospectus Supplement dated July 11, 2011 and to Prospectus dated June 29, 2011) 158,780 Shares of Common Stock Pursuant to this prospectus supplement, the accompanying prospectus supplement and the accompanying prospectus, we are offering 158,780 shares of common stock to Southridge Partners II, LP, or Southrid |
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| December 29, 2011 |
Table of Contents Index to Financial Statements UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| December 29, 2011 |
Filed pursuant to Rule 424(b)(2) Registration No. 333-175038 PROSPECTUS SUPPLEMENT (to Prospectus Supplement dated July 11, 2011 and to Prospectus dated June 29, 2011) 335,064 Shares of Common Stock Pursuant to this prospectus supplement, the accompanying prospectus supplement and the accompanying prospectus, we are offering 335,064 shares of common stock to Southridge Partners II, LP, or Southrid |
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| December 21, 2011 |
424B2 1 p0639424b2-8.htm PROSPECTUS SUPPLEMENT DATED DECEMBER 21, 2011 Filed pursuant to Rule 424(b)(2) Registration No. 333-175038 PROSPECTUS SUPPLEMENT (to Prospectus Supplement dated July 11, 2011 and to Prospectus dated June 29, 2011) 167,532 Shares of Common Stock Pursuant to this prospectus supplement, the accompanying prospectus supplement and the accompanying prospectus, we are offering 16 |
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| December 14, 2011 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 12b-25 NOTIFICATION OF LATE FILING Commission File Number 333-56262 (Check One): þ Form 10-K o Form 20-F o Form 11-K o Form 10-Q o Form 10-D o Form N-SAR o Form N-CSR For Period Ended: September 30, 2011 o Transition Report on Form 10-K o Transition Report on Form 20-F o Transition Report on Form 11-K o Transition Report |
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| December 12, 2011 |
Filed pursuant to Rule 424(b)(2) Registration No. 333-175038 PROSPECTUS SUPPLEMENT (to Prospectus Supplement dated July 11, 2011 and to Prospectus dated June 29, 2011) 154,178 Shares of Common Stock Pursuant to this prospectus supplement, the accompanying prospectus supplement and the accompanying prospectus, we are offering 154,178 shares of common stock to Southridge Partners II, LP, or Southrid |
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| December 2, 2011 |
424B2 1 p0639424b2-6.htm PROSPECTUS SUPPLEMENT DATED DECEMBER 2, 2011 Filed pursuant to Rule 424(b)(2) Registration No. 333-175038 PROSPECTUS SUPPLEMENT (to Prospectus Supplement dated July 11, 2011 and to Prospectus dated June 29, 2011) 124,424 Shares of Common Stock Pursuant to this prospectus supplement, the accompanying prospectus supplement and the accompanying prospectus, we are offering 12 |
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| November 22, 2011 |
424B2 1 p0639424b2-5.htm PROSPECTUS SUPPLEMENT DATED NOVEMBER 22, 2011 Filed pursuant to Rule 424(b)(2) Registration No. 333-175038 PROSPECTUS SUPPLEMENT (to Prospectus Supplement dated July 11, 2011 and to Prospectus dated June 29, 2011) 119,531 Shares of Common Stock Pursuant to this prospectus supplement, the accompanying prospectus supplement and the accompanying prospectus, we are offering 11 |
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| November 14, 2011 |
Filed pursuant to Rule 424(b)(2) Registration No. 333-175038 PROSPECTUS SUPPLEMENT (to Prospectus Supplement dated July 11, 2011 and to Prospectus dated June 29, 2011) 125,156 Shares of Common Stock Pursuant to this prospectus supplement, the accompanying prospectus supplement and the accompanying prospectus, we are offering 125,156 shares of common stock to Southridge Partners II, LP, or Southrid |
