ENOC / EnerNOC, Inc. - Pengajuan SECLaporan Tahunan, Pernyataan Proksi

EnerNOC, Inc.
US ˙ NASDAQ
HINDI NA ACTIVE ANG SIMBONG ITO

Mga Batayang Estadistika
CIK 1244937
SEC Filings
All companies that sell securities in the United States must register with the Securities and Exchange Commission (SEC) and file reports on a regular basis. These reports include company annual reports (10K, 10Q), news updates (8K), investor presentations (found in 8Ks), insider trades (form 4), ownership reports (13D, and 13G), and reports related to the specific securities sold, such as registration statements and prospectus. This page shows recent SEC filings related to EnerNOC, Inc.
SEC Filings (Chronological Order)
Halaman ini menyediakan daftar lengkap dan kronologis dari Pengajuan SEC, tidak termasuk pengajuan kepemilikan yang kami sediakan di tempat lain.
August 21, 2017 15-12B

EnerNOC 15-12B

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 15 CERTIFICATION AND NOTICE OF TERMINATION OF REGISTRATION UNDER SECTION 12(g) OF THE SECURITIES EXCHANGE ACT OF 1934 OR SUSPENSION OF DUTY TO FILE REPORTS UNDER SECTIONS 13 AND 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934. Commission File Number 001-33471 ENERNOC, INC. (Exact name of registrant as specified in its charte

August 9, 2017 10-Q

ENOC / EnerNOC, Inc. 10-Q (Quarterly Report)

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 10-Q (Mark One) ý QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934For the quarterly period ended June 30, 2017 or ¨ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 001-33471 EnerNOC, Inc.

August 7, 2017 S-8 POS

EnerNOC S-8 POS

As filed with the Securities and Exchange Commission on August 7, 2017 Registration Nos.

August 7, 2017 S-8 POS

EnerNOC S-8 POS

As filed with the Securities and Exchange Commission on August 7, 2017 Registration Nos.

August 7, 2017 S-8 POS

EnerNOC S-8 POS

As filed with the Securities and Exchange Commission on August 7, 2017 Registration Nos.

August 7, 2017 S-8 POS

EnerNOC S-8 POS

As filed with the Securities and Exchange Commission on August 7, 2017 Registration Nos.

August 7, 2017 S-8 POS

EnerNOC S-8 POS

As filed with the Securities and Exchange Commission on August 7, 2017 Registration Nos.

August 7, 2017 S-8 POS

EnerNOC S-8 POS

As filed with the Securities and Exchange Commission on August 7, 2017 Registration Nos.

August 7, 2017 S-8 POS

EnerNOC S-8 POS

As filed with the Securities and Exchange Commission on August 7, 2017 Registration Nos.

August 7, 2017 S-8 POS

EnerNOC S-8 POS

As filed with the Securities and Exchange Commission on August 7, 2017 Registration Nos.

August 7, 2017 S-8 POS

EnerNOC S-8 POS

As filed with the Securities and Exchange Commission on August 7, 2017 Registration Nos.

August 7, 2017 S-8 POS

EnerNOC S-8 POS

As filed with the Securities and Exchange Commission on August 7, 2017 Registration Nos.

August 7, 2017 S-8 POS

EnerNOC S-8 POS

As filed with the Securities and Exchange Commission on August 7, 2017 Registration Nos.

August 7, 2017 S-8 POS

EnerNOC S-8 POS

S-8 POS 1 s001818x4s8pos.htm S-8 POS As filed with the Securities and Exchange Commission on August 7, 2017 Registration Nos. 333-202479 and 333-212919 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM S-8 POST-EFFECTIVE AMENDMENT NO. 1 TO Registration Statements Nos. 333-202479 and 333-212919 UNDER THE SECURITIES ACT OF 1933 EnerNOC, Inc. (Exact name of registrant as sp

August 7, 2017 POS AM

EnerNOC POS AM

Registration No. 333-160820 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Post-Effective Amendment No. 1 to Form S–3 Registration Statement No. 333-160820 UNDER THE SECURITIES ACT OF 1933 ENERNOC, INC. (Exact name of registrant as specified in its charter) (Exact name of registrant as specified in its charter) Delaware 87-0698303 (State or other jurisdiction of incorporat

August 7, 2017 EX-4.1

ENERNOC, INC. WELLS FARGO BANK, NATIONAL ASSOCIATION, as Trustee FIRST SUPPLEMENTAL INDENTURE Dated as of August 7, 2017 2.25% Convertible Senior Notes due 2019

EX-4.1 Exhibit 4.1 Execution Version ENERNOC, INC. AND WELLS FARGO BANK, NATIONAL ASSOCIATION, as Trustee FIRST SUPPLEMENTAL INDENTURE Dated as of August 7, 2017 2.25% Convertible Senior Notes due 2019 FIRST SUPPLEMENTAL INDENTURE, dated as of August 7, 2017 (this ?Supplemental Indenture?), among EnerNOC, Inc., a Delaware corporation (the ?Company?), and Wells Fargo Bank, National Association, a n

August 7, 2017 EX-3.2

AMENDED AND RESTATED ENERNOC, INC. A Delaware Corporation Effective August 7, 2017 TABLE OF CONTENTS Page ARTICLE I OFFICES Section 1. Registered Office 1 Section 2. Other Offices 1 ARTICLE II MEETINGS OF STOCKHOLDERS Section 1. Place of Meetings 1 S

EX-3.2 Exhibit 3.2 AMENDED AND RESTATED BY-LAWS OF ENERNOC, INC. A Delaware Corporation Effective August 7, 2017 TABLE OF CONTENTS Page ARTICLE I OFFICES Section 1. Registered Office 1 Section 2. Other Offices 1 ARTICLE II MEETINGS OF STOCKHOLDERS Section 1. Place of Meetings 1 Section 2. Annual Meetings 2 Section 3. Special Meetings 2 Section 4. Notice 2 Section 5. Adjournments 3 Section 6. Quoru

August 7, 2017 EX-3.1

AMENDED AND RESTATED CERTIFICATE OF INCORPORATION ENERNOC, INC.

EX-3.1 Exhibit 3.1 AMENDED AND RESTATED CERTIFICATE OF INCORPORATION OF ENERNOC, INC. FIRST: The name of the Corporation is EnerNOC, Inc. (the ?Corporation?). SECOND: The address of the registered office in the State of Delaware is Corporation Trust Center, 1209 Orange Street, in the City of Wilmington, County of New Castle, Delaware 19801. The name of its registered agent at such address is The C

August 7, 2017 8-K

Changes in Control of Registrant, Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers, Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year, Entry into a Material Definitive Agreement, Termination of a Material Definitive Agreement, Material Modification to Rights of Security Holders, Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing, Financial Statements and Exhibits, Completion of Acquisition or Disposition of Assets

8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 August 7, 2017 Date of Report (Date of earliest event reported) EnerNOC, Inc. (Exact name of registrant as specified in its charter) Delaware 001-33471 87-0698303 (State or other jurisdiction of incorporation) (Commission File Nu

August 7, 2017 SC 14D9/A

EnerNOC SC 14D9/A

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 AMENDMENT NO. 3 TO SCHEDULE 14D-9 (Rule 14d-101) Solicitation/Recommendation Statement Under Section 14(d)(4) of the Securities Exchange Act of 1934 ENERNOC, INC. (Name of Subject Company) ENERNOC, INC. (Name of Person Filing Statement) Common Stock, par value $0.001 per share (Title of Class of Securities) 292764107 (CUSIP Nu

August 7, 2017 SC TO-T/A

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE TO TENDER OFFER STATEMENT UNDER SECTION 14(D)(1) OR 13(E)(1) OF THE SECURITIES EXCHANGE ACT OF 1934 (Amendment No. 2) ENERNOC, INC. (Name of Subject Company (Issuer)) PI

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE TO TENDER OFFER STATEMENT UNDER SECTION 14(D)(1) OR 13(E)(1) OF THE SECURITIES EXCHANGE ACT OF 1934 (Amendment No. 2) ENERNOC, INC. (Name of Subject Company (Issuer)) PINE MERGER SUB, INC. a wholly owned subsidiary of ENEL GREEN POWER NORTH AMERICA, INC. (Names of Filing Persons (Offerors)) COMMON STOCK, PAR VALUE $0.

August 7, 2017 EX-99.(A)(5)(C)

ENEL GROUP COMPLETES ACQUISITION OF LEADING US-BASED PROVIDER OF SMART ENERGY MANAGEMENT SERVICES ENERNOC

Exhibit (a)(5)(c) ENEL GROUP COMPLETES ACQUISITION OF LEADING US-BASED PROVIDER OF SMART ENERGY MANAGEMENT SERVICES ENERNOC · Enel Green Power North America acquired EnerNOC for approx.

July 25, 2017 SC 14D9/A

EnerNOC SC 14D9/A

SC 14D9/A 1 d420749dsc14d9a.htm SC 14D9/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 AMENDMENT NO. 2 TO SCHEDULE 14D-9 (Rule 14d-101) Solicitation/Recommendation Statement Under Section 14(d)(4) of the Securities Exchange Act of 1934 ENERNOC, INC. (Name of Subject Company) ENERNOC, INC. (Name of Person Filing Statement) Common Stock, par value $0.001 per share (Title o

July 25, 2017 SC TO-T/A

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE TO TENDER OFFER STATEMENT UNDER SECTION 14(D)(1) OR 13(E)(1) OF THE SECURITIES EXCHANGE ACT OF 1934 (Amendment No. 1) ENERNOC, INC. (Name of Subject Company (Issuer)) PI

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE TO TENDER OFFER STATEMENT UNDER SECTION 14(D)(1) OR 13(E)(1) OF THE SECURITIES EXCHANGE ACT OF 1934 (Amendment No. 1) ENERNOC, INC. (Name of Subject Company (Issuer)) PINE MERGER SUB, INC. a wholly owned subsidiary of ENEL GREEN POWER NORTH AMERICA, INC. (Names of Filing Persons (Offerors)) COMMON STOCK, PAR VALUE $0.

July 19, 2017 SC 14D9/A

EnerNOC SC 14D9/A

SC 14D9/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 AMENDMENT NO. 1 TO SCHEDULE 14D-9 (Rule 14d-101) Solicitation/Recommendation Statement Under Section 14(d)(4) of the Securities Exchange Act of 1934 ENERNOC, INC. (Name of Subject Company) ENERNOC, INC. (Name of Person Filing Statement) Common Stock, par value $0.001 per share (Title of Class of Securities) 292764107

July 10, 2017 SC 14D9

EnerNOC SC 14D9

SC 14D9 Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.

July 10, 2017 EX-99.(A)(1)(B)

Letter of Transmittal to Tender Shares of Common Stock of ENERNOC, INC. at $7.67 Net Per Share in Cash Pursuant to the Offer to Purchase dated July 10, 2017, by PINE MERGER SUB, INC., a wholly owned subsidiary of ENEL GREEN POWER NORTH AMERICA, INC.

Exhibit (a)(1)(B) Letter of Transmittal to Tender Shares of Common Stock of ENERNOC, INC.

July 10, 2017 EX-99.(A)(1)(D)

Offer To Purchase All Outstanding Shares of Common Stock of ENERNOC, INC. a Delaware corporation at $7.67 NET PER SHARE IN CASH Pursuant to the Offer to Purchase dated July 10, 2017 by PINE MERGER SUB, INC., a wholly owned subsidiary of ENEL GREEN PO

Exhibit (a)(1)(D) Offer To Purchase All Outstanding Shares of Common Stock of ENERNOC, INC.

July 10, 2017 EX-99.(A)(1)(E)

Offer To Purchase All Outstanding Shares of Common Stock of ENERNOC, INC. a Delaware corporation at $7.67 NET PER SHARE IN CASH Pursuant to the Offer to Purchase dated July 10, 2017 by PINE MERGER SUB, INC., a wholly owned subsidiary of ENEL GREEN PO

Exhibit (a)(1)(E) Offer To Purchase All Outstanding Shares of Common Stock of ENERNOC, INC.

July 10, 2017 SC TO-T

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE TO TENDER OFFER STATEMENT UNDER SECTION 14(D)(1) OR 13(E)(1) OF THE SECURITIES EXCHANGE ACT OF 1934 ENERNOC, INC. (Name of Subject Company (Issuer)) PINE MERGER SUB, INC

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE TO TENDER OFFER STATEMENT UNDER SECTION 14(D)(1) OR 13(E)(1) OF THE SECURITIES EXCHANGE ACT OF 1934 ENERNOC, INC. (Name of Subject Company (Issuer)) PINE MERGER SUB, INC. a wholly owned subsidiary of Enel Green Power North America, Inc. (Names of Filing Persons (Offerors)) COMMON STOCK, PAR VALUE $0.001 PER SHARE (Tit

July 10, 2017 EX-99.(D)(3)

CONFIDENTIALITY AGREEMENT

Exhibit (d)(3) CONFIDENTIALITY AGREEMENT THIS CONFIDENTIALITY AGREEMENT (“Agreement”) is being entered into as of March 7, 2017, between EnerNOC, Inc.

July 10, 2017 EX-99.(A)(1)(F)

Notice of Offer to Purchase for Cash All Outstanding Shares of Common Stock of EnerNOC, Inc. at $7.67 Net Per Share in Cash by Pine Merger Sub, Inc. a wholly owned subsidiary of Enel Green Power North America, Inc.

Exhibit (a)(1)(F) This announcement is neither an offer to purchase nor a solicitation of an offer to sell Shares (as defined below).

July 10, 2017 EX-99.(A)(1)(C)

NOTICE OF GUARANTEED DELIVERY (Not To Be Used for Signature Guarantee) To Tender Shares of Common Stock of ENERNOC, INC. Pursuant to the Offer to Purchase Dated July 10, 2017 of PINE MERGER SUB, INC. a wholly owned subsidiary of ENEL GREEN POWER NORT

Exhibit (a)(1)(C) NOTICE OF GUARANTEED DELIVERY (Not To Be Used for Signature Guarantee) To Tender Shares of Common Stock of ENERNOC, INC.

July 10, 2017 EX-99.(A)(1)(A)

Offer to Purchase All Outstanding Shares of Common Stock of ENERNOC, INC. at $7.67 Net Per Share in Cash by PINE MERGER SUB, INC. a wholly owned subsidiary of ENEL GREEN POWER NORTH AMERICA, INC. THE OFFER AND WITHDRAWAL RIGHTS WILL EXPIRE AT ONE MIN

EX-99.(A)(1)(A) 2 s001777x1exa1a.htm EXHIBIT (A)(1)(A) TABLE OF CONTENTS Exhibit (a)(1)(A) Offer to Purchase All Outstanding Shares of Common Stock of ENERNOC, INC. at $7.67 Net Per Share in Cash by PINE MERGER SUB, INC. a wholly owned subsidiary of ENEL GREEN POWER NORTH AMERICA, INC. THE OFFER AND WITHDRAWAL RIGHTS WILL EXPIRE AT ONE MINUTE AFTER 11:59 P.M., NEW YORK CITY TIME, AT THE END OF THE

June 30, 2017 SC 13D

ENOC / EnerNOC, Inc. / Enel Green Power North America, Inc. - SC 13D Activist Investment

SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 13D INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO § 240.13d-1(a) AND AMENDMENTS THERETO FILED PURSUANT TO § 240.13d-2(a) EnerNOC, Inc. (Name of Issuer) Common Stock, Par Value $0.001 Per Share (Title of Class of Securities) 292764107 (CUSIP Number) Megan J. Beauregard General Counsel, Secretary and AVP Legal and Corpor

June 30, 2017 SC 13D/A

ENOC / EnerNOC, Inc. / Periam Ltd - JUNE 30, 2017 Activist Investment

SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 13D (RULE 13D - 101) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO 13d-1(a) AND AMENDMENTS THERETO FILED PURSUANT TO 13d-2(a) (Amendment No. 1)* EnerNOC, Inc. (Name of Issuer) Common Stock, $0.001 par value (Title of Class of Securities) 292764107 (CUSIP Number) Christopher P. Davis, Esq. Kleinberg, Kaplan, Wolff & Coh

June 30, 2017 EX-2

TENDER AND SUPPORT AGREEMENT

EX-2 3 s001766x1ex2.htm EXHIBIT 2 Exhibit 2 TENDER AND SUPPORT AGREEMENT This TENDER AND SUPPORT AGREEMENT (this “Agreement”), dated as of June 21, 2017, is entered into by and among Enel Green Power North America Inc., a Delaware corporation (“Parent”), Pine Merger Sub, Inc., a Delaware corporation and a wholly owned subsidiary of Parent (“Purchaser”), and each of the Persons set forth on Schedul

June 30, 2017 EX-3

JOINT FILING AGREEMENT

EX-3 4 s001766x1ex3.htm EXHIBIT 3 EXHIBIT 3 JOINT FILING AGREEMENT In accordance with Rule 13d-1(k)(1) under the Securities Exchange Act of 1934, as amended, the persons named below agree to the joint filing on behalf of each of them of a statement on Schedule 13D (including amendments thereto) with respect to the common stock, par value $0.001 per share, of EnerNOC, Inc., a Delaware corporation,

June 30, 2017 EX-1

AGREEMENT AND PLAN OF MERGER ENERNOC, INC., a Delaware corporation; ENEL GREEN POWER NORTH AMERICA, INC., a Delaware corporation; and PINE MERGER SUB, INC., a Delaware corporation Dated as of June 21, 2017 TABLE OF CONTENTS Page SECTION 1. THE OFFER

Exhibit 1 EXECUTION VERSION AGREEMENT AND PLAN OF MERGER among: ENERNOC, INC., a Delaware corporation; ENEL GREEN POWER NORTH AMERICA, INC., a Delaware corporation; and PINE MERGER SUB, INC., a Delaware corporation Dated as of June 21, 2017 TABLE OF CONTENTS Page SECTION 1. THE OFFER 2 1.1 The Offer 2 1.2 Company Actions 4 SECTION 2. MERGER TRANSACTION 5 2.1 Merger of Purchaser into the Company 5

June 23, 2017 SC14D9C

EnerNOC SC14D9C

SC14D9C UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14D-9 (Rule 14d-101) Solicitation/Recommendation Statement Under Section 14(d)(4) of the Securities Exchange Act of 1934 ENERNOC, INC. (Name of Subject Company) ENERNOC, INC. (Name of Person Filing Statement) Common Stock, $0.001 par value per share (Title of Class of Securities) 292764107 (CUSIP Number of Cla

June 23, 2017 EX-2.2

TENDER AND SUPPORT AGREEMENT

EX-2.2 3 d416334dex22.htm EX-2.2 Exhibit 2.2 TENDER AND SUPPORT AGREEMENT This TENDER AND SUPPORT AGREEMENT (this “Agreement”), dated as of June 21, 2017, is entered into by and among Enel Green Power North America Inc., a Delaware corporation (“Parent”), Pine Merger Sub, Inc., a Delaware corporation and a wholly owned subsidiary of Parent (“Purchaser”), and each of the Persons set forth on Schedu

June 23, 2017 8-K

Entry into a Material Definitive Agreement, Financial Statements and Exhibits

8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 June 21, 2017 Date of Report (Date of earliest event reported) EnerNOC, Inc. (Exact name of registrant as specified in its charter) Delaware 001-33471 87-0698303 (State or other jurisdiction of incorporation) (Commission File Num

June 23, 2017 EX-2.1

AGREEMENT AND PLAN OF MERGER ENERNOC, INC., a Delaware corporation; ENEL GREEN POWER NORTH AMERICA, INC., a Delaware corporation; and PINE MERGER SUB, INC., a Delaware corporation Dated as of June 21, 2017 TABLE OF CONTENTS Page SECTION 1. THE OFFER

EX-2.1 2 d416334dex21.htm EX-2.1 Exhibit 2.1 EXECUTION VERSION AGREEMENT AND PLAN OF MERGER among: ENERNOC, INC., a Delaware corporation; ENEL GREEN POWER NORTH AMERICA, INC., a Delaware corporation; and PINE MERGER SUB, INC., a Delaware corporation Dated as of June 21, 2017 TABLE OF CONTENTS Page SECTION 1. THE OFFER 2 1.1 The Offer 2 1.2 Company Actions 4 SECTION 2. MERGER TRANSACTION 5 2.1 Merg

June 23, 2017 SC TO-C

EnerNOC 8-K

8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 June 21, 2017 Date of Report (Date of earliest event reported) EnerNOC, Inc. (Exact name of registrant as specified in its charter) Delaware 001-33471 87-0698303 (State or other jurisdiction of incorporation) (Commission File Num

June 23, 2017 EX-2.2

TENDER AND SUPPORT AGREEMENT

EX-2.2 3 d416334dex22.htm EX-2.2 Exhibit 2.2 TENDER AND SUPPORT AGREEMENT This TENDER AND SUPPORT AGREEMENT (this “Agreement”), dated as of June 21, 2017, is entered into by and among Enel Green Power North America Inc., a Delaware corporation (“Parent”), Pine Merger Sub, Inc., a Delaware corporation and a wholly owned subsidiary of Parent (“Purchaser”), and each of the Persons set forth on Schedu

June 23, 2017 EX-2.1

AGREEMENT AND PLAN OF MERGER ENERNOC, INC., a Delaware corporation; ENEL GREEN POWER NORTH AMERICA, INC., a Delaware corporation; and PINE MERGER SUB, INC., a Delaware corporation Dated as of June 21, 2017 TABLE OF CONTENTS Page SECTION 1. THE OFFER

EX-2.1 Exhibit 2.1 EXECUTION VERSION AGREEMENT AND PLAN OF MERGER among: ENERNOC, INC., a Delaware corporation; ENEL GREEN POWER NORTH AMERICA, INC., a Delaware corporation; and PINE MERGER SUB, INC., a Delaware corporation Dated as of June 21, 2017 TABLE OF CONTENTS Page SECTION 1. THE OFFER 2 1.1 The Offer 2 1.2 Company Actions 4 SECTION 2. MERGER TRANSACTION 5 2.1 Merger of Purchaser into the C

June 23, 2017 EX-99.3

To our valued customers and partners:

EX-99.3 Exhibit 99.3 To our valued customers and partners: Almost two decades ago, we founded EnerNOC with the vision to change the way the world uses energy. By all measures, we have been tremendously successful realizing this vision, building the world?s largest demand response network, providing technology-enabled energy procurement solutions, and creating energy intelligence software as a must

June 23, 2017 EX-99.1

EnerNOC Enters Into an Agreement to be Acquired by the Enel Group for over $300M

EX-99.1 Exhibit 99.1 EnerNOC Enters Into an Agreement to be Acquired by the Enel Group for over $300M BOSTON, June 22, 2017 (GLOBE NEWSWIRE) ? EnerNOC, Inc. (Nasdaq:ENOC), a leading provider of demand response solutions and energy intelligence software, announced today that it has entered into an agreement to be acquired by the Enel Group (?Enel?), a multinational power utility and leading integra

June 23, 2017 EX-99.2

Timothy Healy

EX-99.2 Exhibit 99.2 From: Timothy Healy Sent: Thursday, June 22, 2017 9:48 AM To: Timothy Healy Subject: Exciting Company Update Team ? I have some exciting news to share with you. As we discussed at this morning?s all hands, we announced that we have entered into an agreement to be acquired by the Enel Group, a global leader and world-renowned pioneer in renewable energy, smart grid technologies

June 23, 2017 SC14D9C

EnerNOC SC14D9C

SC14D9C 1 d413185dsc14d9c.htm SC14D9C UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14D-9 (Rule 14d-101) Solicitation/Recommendation Statement Under Section 14(d)(4) of the Securities Exchange Act of 1934 ENERNOC, INC. (Name of Subject Company) ENERNOC, INC. (Name of Person Filing Statement) Common Stock, $0.001 par value per share (Title of Class of Securities)

June 22, 2017 EX-99.1

EnerNOC Enters Into an Agreement to be Acquired by the Enel Group for over $300M

Exhibit Exhibit 99.1 EnerNOC Enters Into an Agreement to be Acquired by the Enel Group for over $300M BOSTON, June 22, 2017 (GLOBE NEWSWIRE) - EnerNOC, Inc. (Nasdaq:ENOC), a leading provider of demand response solutions and energy intelligence software, announced today that it has entered into an agreement to be acquired by the Enel Group (?Enel?), a multinational power utility and leading integra

June 22, 2017 EX-99.2

Timothy Healy

EX-99.2 3 enocexhibit992.htm EXHIBIT 99.2 Exhibit 99.2 From: Timothy Healy Sent: Thursday, June 22, 2017 9:48 AM To: Timothy Healy Subject: Exciting Company Update Team – I have some exciting news to share with you. As we discussed at this morning’s all hands, we announced that we have entered into an agreement to be acquired by the Enel Group, a global leader and world-renowned pioneer in renewab

June 22, 2017 EX-99.3

To our valued customers and partners:

Exhibit Exhibit 99.3 To our valued customers and partners: Almost two decades ago, we founded EnerNOC with the vision to change the way the world uses energy. By all measures, we have been tremendously successful realizing this vision, building the world?s largest demand response network, providing technology-enabled energy procurement solutions, and creating energy intelligence software as a must

June 22, 2017 SC 14D9

EnerNOC SC 14D9

SC 14D9 1 enoc14d-9c.htm SC 14D9 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14D‑9 (Rule 14d‑101) Solicitation/Recommendation Statement Under Section 14(d)(4) of the Securities Exchange Act of 1934 ENERNOC, INC. (Name of Subject Company) ENERNOC, INC. (Name of Person Filing Statement) Common Stock, $0.001 par value per share (Title of Class of Securities) 29276

June 22, 2017 EX-99.1

Media Relations

Exhibit 99.1 Media Relations PRESS RELEASE T +39 06 8305 5699 F +39 06 8305 3771 [email protected] enel.com This communication does not constitute an offer to buy or a solicitation of an offer to sell any securities. No tender offer for the shares of EnerNOC, Inc. (“EnerNOC”) has commenced at this time. In connection with the proposed transaction, Enel Green Power North America, Inc. (“EGPNA”

June 22, 2017 SC TO-C

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE TO (RULE 14D-100) Tender Offer Statement Pursuant to Section 14(d)(1) or 13(e)(1) of the Securities Exchange Act of 1934 ENERNOC, INC. (Name of Subject Company (Issuer))

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE TO (RULE 14D-100) Tender Offer Statement Pursuant to Section 14(d)(1) or 13(e)(1) of the Securities Exchange Act of 1934 ENERNOC, INC. (Name of Subject Company (Issuer)) PINE MERGER SUB, INC. (Name of Filing Persons (Offerors)) a wholly owned subsidiary of ENEL GREEN POWER NORTH AMERICA, INC. (Parent of Offeror) (Name

May 24, 2017 EX-1.01

EX-1.01

Exhibit Exhibit 1.01 Conflict Minerals Report for the Reporting Period from January 1, 2016 through December 31, 2016 1. Introduction This Conflict Minerals Report (this ?CMR?) has been prepared by EnerNOC, Inc. (?EnerNOC? or the ?Company?) for the year ended December 31, 2016 (the ?Reporting Period?), and is filed pursuant to Rule 13p-1 under the Securities Exchange Act of 1934, as amended (the ?

May 24, 2017 SD

EnerNOC SD

Document UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM SD Specialized Disclosure Report EnerNOC, Inc.

May 10, 2017 10-Q

EnerNOC 10-Q (Quarterly Report)

Document UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 10-Q (Mark One) ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2017 or ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 001-33471 EnerNOC, Inc.

May 9, 2017 8-K

Financial Statements and Exhibits, Results of Operations and Financial Condition

Document UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): May 9, 2017 EnerNOC, Inc.

May 9, 2017 EX-99.1

EnerNOC Reports First Quarter 2017 Results

Exhibit Exhibit 99.1 EnerNOC Media Relations: Sarah McAuley 617.532.8195 [email protected] Investor Relations: [email protected] EnerNOC Reports First Quarter 2017 Results Boston, May 9, 2017 - EnerNOC, Inc. (Nasdaq: ENOC), a leading provider of demand response solutions and energy intelligence software (EIS), today announced results for the quarter ended March 31, 2017 . "We are pleased by our strong

May 1, 2017 EX-10.21

AMENDMENT TO OFFER LETTER AGREEMENT

Exhibit November 2, 2011 Micah Remley 14 Moccasin Hill Road Lincoln, MA 01773 Re: EnerNOC Vice President of Operations Dear Micah, On behalf of EnerNOC, I am very pleased to offer you a position as Vice President of Operations in the Operations Management department at EnerNOC, Inc.

May 1, 2017 10-K/A

EnerNOC 10-K/A (Annual Report)

Document UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K/A (Amendment No.1) (Mark One) ? ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2016 or ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file numb

April 18, 2017 EX-99.1

EnerNOC Responds to Shareholder Filing

EX-99.1 2 ex991.htm EXHIBIT 99.1 Exhibit 99.1 EnerNOC Media Relations: Sarah McAuley 617.532.8195 [email protected] Investor Relations: [email protected] EnerNOC Responds to Shareholder Filing BOSTON, MA, April 18, 2017 – EnerNOC, Inc. (Nasdaq: ENOC), a leading provider of demand response solutions and energy intelligence software (EIS), today issued the following statement in response to an open lett

April 18, 2017 8-K

Financial Statements and Exhibits, Other Events

Document UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): April 18, 2017 EnerNOC, Inc.

April 18, 2017 EX-99.1

EX-99.1

1 THIRD LARGEST SHAREHOLDER ANNOUNCES NOMINATIONS AT ENERNOC, INC., CONCERNED SHAREHOLDERS ISSUE OPEN LETTER TO FELLOW SHAREHOLDERS • Declares belief that the Company’s shares are deeply undervalued. • Emphasizes potential for increased shareholder value through: (i) more aggressive operational and financial restructuring, (ii) completion of a comprehensive strategic review, and (iii) improved tra

April 18, 2017 DFAN14A

SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION PROXY STATEMENT PURSUANT TO SECTION 14(a) OF THE SECURITIES EXCHANGE ACT OF 1934 (Amendment No. )

SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION PROXY STATEMENT PURSUANT TO SECTION 14(a) OF THE SECURITIES EXCHANGE ACT OF 1934 (Amendment No.

April 18, 2017 EX-99.1

Please see PDF for document reference

Please see PDF for document reference

April 17, 2017 SC 13D

ENOC / EnerNOC, Inc. / Periam Ltd - APRIL 17, 2017 Activist Investment

SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 13D (RULE 13D - 101) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO 13d-1(a) AND AMENDMENTS THERETO FILED PURSUANT TO 13d-2(a) (Amendment No. )* EnerNOC, Inc. (Name of Issuer) Common Stock, $0.001 par value (Title of Class of Securities) 292764107 (CUSIP Number) Christopher P. Davis, Esq. Kleinberg, Kaplan, Wolff & Cohe

March 27, 2017 SC 13G/A

ENOC / EnerNOC, Inc. / Yardi Systems, Inc. - SC 13G AMENDMENT NO. 2 Passive Investment

SC 13G Amendment No. 2 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Schedule 13G Under the Securities Exchange Act of 1934 (Amendment No. 2)* EnerNOC, Inc. (Name of Issuer) Common Stock, $0.001 par value per share (Title of Class of Securities) 292764107 (CUSIP Number) March 27, 2017 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to des

March 16, 2017 EX-21.1

EX-21.1

EX-21.1 2 ex21110k2016.htm EXHIBIT 21.1 Exhibit 21.1 Subsidiaries Entity Jurisdiction of Organization Energy Response Holdings Pty Ltd Australia EnerNOC Australia Pty Ltd Australia Celerity Energy Partners San Diego LLC California Cogent Energy, Inc. California Global Energy Partners, Inc. California EnerNOC Ltd. Canada EnTech Utility Service Bureau Inc. Delaware EnerNOC UK Limited England and Wal

March 15, 2017 10-K

EnerNOC 10-K (Annual Report)

10-K 1 enoc201610k.htm 10-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K (Mark One) ý ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2016 or ¨ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file numb

March 14, 2017 8-K

Financial Statements and Exhibits, Results of Operations and Financial Condition

Document UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): March 14, 2017 EnerNOC, Inc.

March 14, 2017 EX-99.1

EnerNOC Reports Fourth Quarter and Full Year 2016 Results

EX-99.1 2 ex991q42016.htm EXHIBIT 99.1 Exhibit 99.1 EnerNOC Media Relations: Sarah McAuley 617.532.8195 [email protected] Investor Relations: [email protected] EnerNOC Reports Fourth Quarter and Full Year 2016 Results Boston, March 14, 2017 - EnerNOC, Inc. (Nasdaq: ENOC), a leading provider of demand response solutions and energy intelligence software (EIS), today announced results for the fourth quar

March 10, 2017 8-K

Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers

8-K 1 form8k.htm 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): March 6, 2017 EnerNOC, Inc. (Exact Name of Registrant as Specified in Charter) Delaware 001-33471 87-0698303 (State or Other Jurisdiction of Incorporation) (Commiss

March 3, 2017 SC 13G/A

ENOC / EnerNOC, Inc. / Yardi Systems, Inc. - SC 13G/A Passive Investment

SC 13G/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Schedule 13G Under the Securities Exchange Act of 1934 (Amendment No. 1)* EnerNOC, Inc. (Name of Issuer) Common Stock, $0.001 par value per share (Title of Class of Securities) 292764107 (CUSIP Number) December 31, 2016 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the

February 15, 2017 SC 13G/A

ENOC / EnerNOC, Inc. / SQN Investors LP Passive Investment

SC 13G/A 1 enernoc13ga1.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 1)* EnerNOC, Inc. (Name of Issuer) Common Stock (Title of Class of Securities) 292764107 (CUSIP Number) December 31, 2016 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule purs

February 14, 2017 SC 13G

ENOC / EnerNOC, Inc. / Oaktop Capital Management II, L.P. - SC 13G Passive Investment

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. )* EnerNOC, Inc. (Name of Issuer) Common Stock (Title of Class of Securities) 292764107 (CUSIP Number) 12/31/2016 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Schedule is filed

December 13, 2016 SC 13G

ENOC / EnerNOC, Inc. / Yardi Systems, Inc. - SC 13G Passive Investment

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. )* EnerNOC, Inc. (Name of Issuer) Common Stock, $0.001 par value (Title of Class of Securities) 292764107 (CUSIP Number) December 13, 2016 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to whi

November 4, 2016 10-Q

EnerNOC 10-Q (Quarterly Report)

10-Q 1 q32016enoc.htm 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 10-Q (Mark One) ý QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2016 or ¨ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission Fil

November 4, 2016 EX-10.1

LOAN AND SECURITY AGREEMENT

EX-10.1 2 ex-101q316.htm EXHIBIT 10.1 Exhibit 10.1 LOAN AND SECURITY AGREEMENT THIS LOAN AND SECURITY AGREEMENT (this “Agreement”) dated as of August 11, 2014 (the “Effective Date”) between (a) SILICON VALLEY BANK, a California corporation with its principal place of business at 3003 Tasman Drive, Santa Clara, California 95054 and with a loan production office located at 275 Grove Street, Suite 2-

November 3, 2016 EX-99.1

EnerNOC Reports Results for Third Quarter of 2016 Company Increases Full-Year Adjusted EBITDA Outlook by $18 Million

EX-99.1 2 ex991q32016.htm EXHIBIT 99.1 Exhibit 99.1 EnerNOC Media Relations: Sarah McAuley 617.532.8195 [email protected] Investor Relations: Christopher Sands 617.692.2569 [email protected] EnerNOC Reports Results for Third Quarter of 2016 Company Increases Full-Year Adjusted EBITDA Outlook by $18 Million Boston, November 3, 2016 - EnerNOC, Inc. (Nasdaq: ENOC), a leading provider of energy intelligen

November 3, 2016 8-K

Financial Statements and Exhibits, Results of Operations and Financial Condition

8-K 1 q32016pressrelease.htm 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): November 3, 2016 EnerNOC, Inc. (Exact Name of Registrant as Specified in Charter) Delaware 001-33471 87-0698303 (State or Other Jurisdiction of Incorpor

September 23, 2016 EX-99.1

EnerNOC Announces Plan to Restructure its Energy Intelligence Software Business

EX-99.1 2 exhibit991.htm EXHIBIT 99.1 Exhibit 99.1 EnerNOC Media Relations: Sarah McAuley 617.532.8195 [email protected] Investor Relations: Christopher Sands 617.692.2569 [email protected] EnerNOC Announces Plan to Restructure its Energy Intelligence Software Business BOSTON, MA, September 23, 2016 – EnerNOC, Inc. (Nasdaq: ENOC), a leading provider of energy intelligence software (EIS) and demand res

September 23, 2016 8-K

Regulation FD Disclosure, Financial Statements and Exhibits, Costs Associated with Exit or Disposal Activities

8-K 1 form8-k.htm 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): September 21, 2016 EnerNOC, Inc. (Exact Name of Registrant as Specified in Charter) Delaware 001-33471 87-0698303 (State or Other Jurisdiction of Incorporation) (C

August 26, 2016 EX-24

EX-24

POWER OF ATTORNEY Know all by these presents, that the undersigned hereby constitutes and appoints Michael Berdik, Deputy General Counsel of EnerNOC, Inc.

August 26, 2016 EX-24

EX-24

POWER OF ATTORNEY Know all by these presents, that the undersigned hereby constitutes and appoints Michael Berdik, Deputy General Counsel of EnerNOC, Inc.

August 5, 2016 S-8

EnerNOC S-8

Document As filed with the Securities and Exchange Commission on August 4, 2016 UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM S-8 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 EnerNOC, Inc.

August 5, 2016 10-Q

EnerNOC 10-Q (Quarterly Report)

Document UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 10-Q (Mark One) ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2016 or ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 001-33471 EnerNOC, Inc.

August 2, 2016 8-K

EnerNOC 8-K (Current Report/Significant Event)

Document UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): August 2, 2016 EnerNOC, Inc.

August 2, 2016 EX-99.1

EnerNOC Reports Results for Second Quarter of 2016

EX-99.1 2 ex991q22016.htm EXHIBIT 99.1 Exhibit 99.1 EnerNOC Media Relations: Sarah McAuley 617.532.8195 [email protected] Investor Relations: Christopher Sands 617.692.2569 [email protected] EnerNOC Reports Results for Second Quarter of 2016 Boston, August 2, 2016 - EnerNOC, Inc. (Nasdaq: ENOC), a leading provider of energy intelligence software (EIS) and demand response solutions, today announced res

June 23, 2016 EX-10.1

1

EX-10.1 2 ex101.htm EXHIBIT 10.1 Exhibit 10.1 June 22, 2016 William Sorenson Dear Bill, On behalf of EnerNOC, I am very pleased to offer you the position of Chief Financial Officer and Senior Vice President reporting directly to me. This letter confirms our offer of employment under the terms and conditions that follow: Offer Specifics: • Start Date: August 22, 2016 • Salary: Biweekly salary of $1

June 23, 2016 8-K

Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers, Financial Statements and Exhibits

8-K 1 form8-k.htm 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): June 17, 2016 EnerNOC, Inc. (Exact Name of Registrant as Specified in Charter) Delaware 001-33471 87-0698303 (State or Other Jurisdiction of Incorporation) (Commis

June 23, 2016 EX-10.2

ENERNOC, INC. SEVERANCE AGREEMENT

Exhibit Exhibit 10.2 ENERNOC, INC. SEVERANCE AGREEMENT This Severance Agreement (the ? Agreement ?) is made as of the [] day of August, 2016 by and between EnerNOC, Inc. (the ? Company ?) and William Sorenson (the ? Employee ?). 1. Severance Benefits. Subject to Section 5 below, if Employee?s employment with the Company terminates due to either (i) a termination by the Company without Cause (as de

June 2, 2016 EX-10.1

ENERNOC, INC. 2016 EMPLOYEE STOCK PURCHASE PLAN ADOPTED BY THE COMPENSATION COMMITTEE: APRIL 13, 2016 APPROVED BY THE STOCKHOLDERS: MAY 26, 2016

EX-10.1 2 a060216exhibit101.htm EXHIBIT 10.1 Exhibit 10.1 ENERNOC, INC. 2016 EMPLOYEE STOCK PURCHASE PLAN ADOPTED BY THE COMPENSATION COMMITTEE: APRIL 13, 2016 APPROVED BY THE STOCKHOLDERS: MAY 26, 2016 1. GENERAL; PURPOSE. (a) The Plan provides a means by which Eligible Employees of the Company and certain designated Related Corporations may be given an opportunity to purchase shares of Common St

June 2, 2016 8-K

Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers, Financial Statements and Exhibits, Submission of Matters to a Vote of Security Holders

8-K 1 a0602168k.htm 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): May 26, 2016 EnerNOC, Inc. (Exact Name of Registrant as Specified in Charter) Delaware 001-33471 87-0698303 (State or Other Juris- (Commission (IRS Employer dict

May 27, 2016 EX-1.01

EX-1.01

Exhibit Exhibit 1.01 Conflict Minerals Report for the Reporting Period from January 1, 2015 through December 31, 2015 1. Introduction This Conflict Minerals Report (this ?CMR?) has been prepared by EnerNOC, Inc. (?EnerNOC? or the ?Company?) for the year ended December 31, 2015 (the ?Reporting Period?), and is filed pursuant to Rule 13p-1 under the Securities Exchange Act of 1934, as amended (the ?

May 27, 2016 SD

EnerNOC SPECIALIZED DISCLOSURE

Document UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM SD Specialized Disclosure Report EnerNOC, Inc.

May 25, 2016 8-K

EnerNOC 8-K (Current Report/Significant Event)

Document UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): May 23, 2016 EnerNOC, Inc.

May 6, 2016 10-Q

EnerNOC 10-Q (Quarterly Report)

10-Q 1 q12016enoc.htm 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 10-Q (Mark One) ý QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2016 or ¨ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Nu

May 5, 2016 EX-99.1

EnerNOC Reports Results for First Quarter of 2016

Exhibit Exhibit 99.1 EnerNOC Media Relations: Robin Deliso 617.692.2601 [email protected] Investor Relations: Christopher Sands 617.692.2569 [email protected] EnerNOC Reports Results for First Quarter of 2016 Boston, May 5, 2016 - EnerNOC, Inc. (Nasdaq: ENOC), a leading provider of energy intelligence software (EIS) and demand response solutions, today announced results for the first quarter ended Mar

May 5, 2016 8-K

Financial Statements and Exhibits, Results of Operations and Financial Condition

8-K 1 q12016pressrelease.htm 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): May 5, 2016 EnerNOC, Inc. (Exact Name of Registrant as Specified in Charter) Delaware 001-33471 87-0698303 (State or Other Jurisdiction of Incorporation

April 25, 2016 DEF 14A

EnerNOC DEF 14A

DEF 14A Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.

April 18, 2016 8-K

EnerNOC FORM 8-K (Current Report/Significant Event)

Form 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): April 14, 2016 EnerNOC, Inc.

April 13, 2016 SC 13G

ENOC / EnerNOC, Inc. / Oaktop Capital Management II, L.P. - SC 13G Passive Investment

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. )* Enernoc, Inc. (Name of Issuer) Common Stock (Title of Class of Securities) 292764107 (CUSIP Number) 12/31/2015 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Schedule is filed

March 10, 2016 10-K

EnerNOC 10-K (Annual Report)

10-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K (Mark One) ? ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2015 or ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number 001-33471 EnerNOC, I

March 10, 2016 EX-21.1

EX-21.1

Exhibit 21.1 Subsidiaries Entity Jurisdiction of Organization Energy Response Holdings Pty Ltd Australia EnerNOC Australia Pty Ltd Australia Celerity Energy Partners San Diego LLC California Cogent Energy, Inc. California Global Energy Partners, Inc. California EnerNOC Ltd. Canada Pulse Energy Inc. Canada EnTech Utility Service Bureau Inc. Delaware World Energy Solutions, Inc. Delaware EnerNOC UK

March 10, 2016 EX-10.22

ENERNOC, INC. 2014 LONG-TERM INCENTIVE PLAN ADOPTED BY THE COMPENSATION COMMITTEE OF THE BOARD OF DIRECTORS: APRIL 8, 2014 APPROVED BY THE STOCKHOLDERS: MAY 29, 2014 AMENDED AND RESTATED BY THE COMPENSATION COMMITTEE OF THE BOARD OF DIRECTORS: APRIL

Exhibit 10.22 ENERNOC, INC. 2014 LONG-TERM INCENTIVE PLAN ADOPTED BY THE COMPENSATION COMMITTEE OF THE BOARD OF DIRECTORS: APRIL 8, 2014 APPROVED BY THE STOCKHOLDERS: MAY 29, 2014 AMENDED AND RESTATED BY THE COMPENSATION COMMITTEE OF THE BOARD OF DIRECTORS: APRIL 7, 2015 [APPROVED BY THE STOCKHOLDERS: MAY 27, 2015] 1. GENERAL. (a) Successor to and Continuation of Prior Plan. The Plan is intended a

March 2, 2016 SC 13G

ENOC / EnerNOC, Inc. / SQN Investors LP Passive Investment

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. )* EnerNOC, Inc. (Name of Issuer) Common Stock (Title of Class of Securities) 292764107 (CUSIP Number) January 25, 2016 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Schedule is

February 25, 2016 EX-99.2

Fourth Quarter and Full Year 2015 Results and Initial 2016 Outlook

EX-99.2 Exhibit 99.2 Fourth Quarter and Full Year 2015 Results and Initial 2016 Outlook ? Enterprise Annual Recurring Revenue (ARR) increased by more than 200% during 2015, from $20 million at the end of 2014 to $61 million at the end of 2015. ? Excluding $31 million of ARR contributed by the acquisition of World Energy Solutions, enterprise ARR grew by 50% organically during 2015, including 80% g

February 25, 2016 8-K

Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers, Financial Statements and Exhibits, Results of Operations and Financial Condition

8-K 1 d132620d8k.htm 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): February 22, 2016 EnerNOC, Inc. (Exact Name of Registrant as Specified in Charter) Delaware 001-33471 87-0698303 (State or Other Jurisdiction of Incorporation)

February 25, 2016 EX-99.1

EnerNOC Reports Fourth Quarter and Full Year 2015 Results

EX-99.1 2 d132620dex991.htm EX-99.1 Exhibit 99.1 EnerNOC Media Relations: Robin Deliso 617.692.2601 [email protected] Investor Relations: Christopher Sands 617.692.2569 [email protected] EnerNOC Reports Fourth Quarter and Full Year 2015 Results Boston, February 25, 2016 — EnerNOC, Inc. (Nasdaq: ENOC), a leading provider of energy intelligence software (EIS) and demand response, today announced results

February 11, 2016 SC 13G/A

ENOC / EnerNOC, Inc. / Wellington Management Group LLP - SEC SCHEDULE 13G Passive Investment

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 1 )* EnerNOC, Inc. (Name of Issuer) Common Stock (Title of Class of Securities) 292764107 (CUSIP Number) December 31, 2015 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Schedule

January 21, 2016 SC 13D

ENOC / EnerNOC, Inc. / Yardi Systems, Inc. - SC 13D Activist Investment

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. )* EnerNOC, Inc. (Name of Issuer) Common Stock (Title of Class of Securities) 292764107 (CUSIP Number) Arnold Brier, Esq. Vice President, General Counsel Yardi Systems, Inc. 430 South Fairview Avenue Santa Barbara, California 93117 (805) 699-2040 (Name, Addr

January 21, 2016 EX-3

SCHEDULE OF TRANSACTIONS EFFECTED DURING THE LAST 60 DAYS

Exhibit 3 SCHEDULE OF TRANSACTIONS EFFECTED DURING THE LAST 60 DAYS This schedule sets forth information with respect to each purchase and sale of Shares that were effectuated during the past 60 days by the Reporting Persons.

January 21, 2016 EX-2

JOINT FILING AGREEMENT

Exhibit 2 JOINT FILING AGREEMENT Yardi Systems, Inc. and Anant Yardi (the “Filing Persons”) hereby agree to file jointly a Schedule 13D and any amendments thereto relating to the aggregate ownership by each of the Filing Persons of any voting equity security of a class that is registered pursuant to Section 12 of the Securities Exchange Act of 1934, as amended, as required by Rule 13d-1 and Rule 1

January 21, 2016 EX-1

DIRECTORS AND OFFICERS OF CERTAIN REPORTING PERSONS

Exhibit 1 DIRECTORS AND OFFICERS OF CERTAIN REPORTING PERSONS The following sets forth the name, citizenship, principal occupation and business address for each director, executive officer, general partner or controlling member of the Reporting Persons.

January 21, 2016 EX-4

POWER OF ATTORNEY

Exhibit 4 POWER OF ATTORNEY KNOW ALL PERSONS BY THESE PRESENTS, that I, ANANT YARDI, hereby make, constitute and appoint ARNOLD BRIER, acting individually, as my agent and attorney-in-fact for the purpose of executing in my name, in my personal capacity, all documents, certificates, instruments, statements, filings and agreements (“documents”) to be filed with or delivered to any foreign or domest

December 14, 2015 8-K

Other Events

8-K 1 d102171d8k.htm FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): December 11, 2015 EnerNOC, Inc. (Exact Name of Registrant as Specified in Charter) Delaware 001-33471 87-0698303 (State or Other Jurisdiction of Incorporat

November 6, 2015 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 10-Q

10-Q 1 q32015enoc.htm 10-Q Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 10-Q (Mark One) ý QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2015 or ¨ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from

November 5, 2015 EX-99.1

EnerNOC Reports Results for Third Quarter of 2015

EX-99.1 2 d29549dex991.htm EX-99.1 Exhibit 99.1 EnerNOC Media Relations: Robin Deliso 617.692.2601 [email protected] Investor Relations: Christopher Sands 617.692.2569 [email protected] EnerNOC Reports Results for Third Quarter of 2015 Boston, November 5, 2015 — EnerNOC, Inc. (Nasdaq: ENOC), a leading provider of energy intelligence software (EIS), today announced results for the third quarter ended S

November 5, 2015 8-K

Financial Statements and Exhibits, Results of Operations and Financial Condition

8-K 1 d29549d8k.htm 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): November 5, 2015 EnerNOC, Inc. (Exact Name of Registrant as Specified in Charter) Delaware 001-33471 87-0698303 (State or Other Jurisdiction (Commission (IRS Emp

August 7, 2015 10-Q/A

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 10-Q/A Amendment No. 1

Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 10-Q/A Amendment No.

August 7, 2015 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 10-Q

Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 10-Q (Mark One) ý QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2015 or ¨ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 001-33471 EnerNOC, Inc.

August 6, 2015 8-K

EnerNOC FORM 8-K (Current Report/Significant Event)

Form 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): August 6, 2015 EnerNOC, Inc.

August 6, 2015 EX-99.1

EnerNOC Reports Results for Second Quarter of 2015

EX-99.1 2 d11680dex991.htm EX-99.1 Exhibit 99.1 EnerNOC Media Relations: Robin Deliso 617.692.2601 [email protected] Investor Relations: Christopher Sands 617.692.2569 [email protected] EnerNOC Reports Results for Second Quarter of 2015 Boston, August 6, 2015 — EnerNOC, Inc. (Nasdaq: ENOC), a leading provider of energy intelligence software (EIS), today announced results for the second quarter ended J

July 16, 2015 EX-3.1

FIRST AMENDMENT TO SECOND RESTATED BYLAWS ENERNOC, INC.

EX-3.1 2 d58262dex31.htm EX-3.1 Exhibit 3.1 FIRST AMENDMENT TO SECOND RESTATED BYLAWS OF ENERNOC, INC. The Second Restated Bylaws of EnerNOC, Inc., a Delaware corporation, are hereby amended, effective July 14, 2015, to add the following new Section 7 to Article IX of the Bylaws: Unless the Corporation consents in writing to the selection of an alternative forum, the Court of Chancery of the State

July 16, 2015 8-K

EnerNOC FORM 8-K (Current Report/Significant Event)

Form 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): July 13, 2015 EnerNOC, Inc.

June 5, 2015 S-8

EnerNOC FORM S-8

FORM S-8 As filed with the Securities and Exchange Commission on June 5, 2015 Registration No.

May 29, 2015 SD

EnerNOC FORM SD

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM SD Specialized Disclosure Report EnerNOC, Inc. (Exact name of registrant as specified in its charter) Delaware 001-33471 87-0698303 (State or other jurisdiction of incorporation or organization) (Commission File Number) (IRS Employer Identification No.) One Marina Park Drive Suite 400 Boston, Massachusetts 02210 (Address

May 29, 2015 EX-10.1

ENERNOC, INC. 2014 LONG-TERM INCENTIVE PLAN ADOPTED BY THE COMPENSATION COMMITTEE OF THE BOARD OF DIRECTORS: APRIL 8, 2014 APPROVED BY THE STOCKHOLDERS: MAY 29, 2014 AMENDED AND RESTATED BY THE COMPENSATION COMMITTEE OF THE BOARD OF DIRECTORS: APRIL

EX-10.1 Exhibit 10.1 ENERNOC, INC. 2014 LONG-TERM INCENTIVE PLAN ADOPTED BY THE COMPENSATION COMMITTEE OF THE BOARD OF DIRECTORS: APRIL 8, 2014 APPROVED BY THE STOCKHOLDERS: MAY 29, 2014 AMENDED AND RESTATED BY THE COMPENSATION COMMITTEE OF THE BOARD OF DIRECTORS: APRIL 7, 2015 [APPROVED BY THE STOCKHOLDERS: MAY 27, 2015] 1. GENERAL. (a) Successor to and Continuation of Prior Plan. The Plan is int

May 29, 2015 8-K

EnerNOC FORM 8-K (Current Report/Significant Event)

Form 8-K FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): May 27, 2015 EnerNOC, Inc.

May 29, 2015 EX-1.01

1

EX-1.01 Exhibit 1.01 Conflict Minerals Report for the Reporting Period from January 1, 2014 through December 31, 2014 1. Introduction This Conflict Minerals Report (this ?CMR?) has been prepared by EnerNOC, Inc. (?EnerNOC? or the ?Company?) for the year ended December 31, 2014 (the ?Reporting Period?), and is filed pursuant to Rule 13p-1 under the Securities Exchange Act of 1934, as amended (the ?

May 18, 2015 8-K

Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers

8-K 1 d927336d8k.htm FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): May 15, 2015 EnerNOC, Inc. (Exact Name of Registrant as Specified in Charter) Delaware 001-33471 87-0698303 (State or Other Jurisdiction of Incorporation)

May 8, 2015 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 10-Q

Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 10-Q (Mark One) ý QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2015 or ¨ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 001-33471 EnerNOC, Inc.

May 7, 2015 EX-99.1

EnerNOC Reports Results for First Quarter of 2015 – Annual Recurring Revenue (ARR) Increased to $122 Million, Up 82% Year-Over-Year and 40% Quarter-Over-Quarter –

EX-99.1 Exhibit 99.1 EnerNOC Media Relations: Robin Deliso 617.692.2601 [email protected] Investor Relations: Christopher Sands 617.692.2569 [email protected] EnerNOC Reports Results for First Quarter of 2015 – Annual Recurring Revenue (ARR) Increased to $122 Million, Up 82% Year-Over-Year and 40% Quarter-Over-Quarter – Boston, May 7, 2015 — EnerNOC, Inc. (Nasdaq: ENOC), a leading provider of energy i

May 7, 2015 8-K

EnerNOC FORM 8-K (Current Report/Significant Event)

Form 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): May 7, 2015 EnerNOC, Inc.

April 24, 2015 DEF 14A

EnerNOC DEF 14A

DEF 14A Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.

April 20, 2015 CORRESP

EnerNOC ESP

CORRESP Miguel J. Vega T: 617-937-2319 [email protected] April 20, 2015 VIA EDGAR AND FEDERAL EXPRESS U.S. Securities and Exchange Commission Division of Corporation Finance Mail Stop 6010 100 F Street, N.E. Washington, D.C. 20549 Attn: Ji Shin Re: EnerNOC, Inc. Preliminary Proxy Statement on Schedule 14A Filed on April 10, 2015 File No. 001-33471 Dear Ms. Shin: On behalf of EnerNOC, Inc. (?EnerNOC

April 20, 2015 PRER14A

EnerNOC PRER14A

PRER14A Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.

April 10, 2015 PRE 14A

EnerNOC PRELIMINARY PROXY STATEMENT

Preliminary Proxy Statement Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.

March 13, 2015 10-K/A

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K/A Amendment No. 1

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K/A Amendment No. 1 (Mark One) x ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2014 or ¨ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number 001-334

March 13, 2015 10-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K

Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K (Mark One) x ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2014 or ¨ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number 001-334

March 13, 2015 EX-21.1

Subsidiaries Entity Jurisdiction of Organization Energy Response Holdings Pty Ltd Australia EnerNOC Australia Pty Ltd Australia Celerity Energy Partners San Diego LLC California Cogent Energy, Inc. California Global Energy Partners, Inc. California E

Exhibit 21.1 Subsidiaries Entity Jurisdiction of Organization Energy Response Holdings Pty Ltd Australia EnerNOC Australia Pty Ltd Australia Celerity Energy Partners San Diego LLC California Cogent Energy, Inc. California Global Energy Partners, Inc. California EnerNOC Ltd. Canada Pulse Energy Inc. Canada EnTech Utility Service Bureau Inc. Delaware World Energy Solutions, Inc. Delaware EnerNOC UK

March 3, 2015 EX-99.1

WORLD ENERGY SOLUTIONS, INC. 2006 STOCK INCENTIVE PLAN (AS AMENDED)

EX-99.1 Exhibit 99.1 WORLD ENERGY SOLUTIONS, INC. 2006 STOCK INCENTIVE PLAN (AS AMENDED) 1. Purpose The purpose of this Amended 2006 Stock Incentive Plan (the “Plan”) of World Energy Solutions, Inc., a Delaware corporation (the “Company”), is to advance the interests of the Company’s stockholders by enhancing the Company’s ability to attract, retain and motivate persons who are expected to make im

March 3, 2015 S-8

ENOC / EnerNOC, Inc. S-8 - - FORM S-8

Form S-8 As filed with the Securities and Exchange Commission on March 3, 2015 Registration No.

February 26, 2015 8-K

Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers, Financial Statements and Exhibits, Results of Operations and Financial Condition

Form 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): February 26, 2015 EnerNOC, Inc.

February 26, 2015 EX-99.1

EnerNOC Reports Full Year Results for 2014 – Company Posts Record Full Year Revenue of $472 Million, Up 23% Year-Over-Year – – Company Posts Record Adjusted EBITDA of $76 Million – – Enterprise EIS Momentum Accelerates with 117% Year-Over-Year Growth

EX-99.1 Exhibit 99.1 Media and Investor Relations: Robin Deliso 617.692.2601 [email protected] EnerNOC Reports Full Year Results for 2014 – Company Posts Record Full Year Revenue of $472 Million, Up 23% Year-Over-Year – – Company Posts Record Adjusted EBITDA of $76 Million – – Enterprise EIS Momentum Accelerates with 117% Year-Over-Year Growth in Subscription Customers – – Company Issues Guidance f

February 26, 2015 8-K/A

Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers

Form 8-K Amendment UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K/A CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): December 12, 2014 EnerNOC, Inc.

February 12, 2015 SC 13G

ENOC / EnerNOC, Inc. / Wellington Management Group LLP - SEC SCHEDULE 13G Passive Investment

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. )* EnerNOC, Inc. (Name of Issuer) Common Stock (Title of Class of Securities) 292764107 (CUSIP Number) December 31, 2014 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Schedule i

February 5, 2015 SC 13G/A

ENOC / EnerNOC, Inc. / BROWN CAPITAL MANAGEMENT LLC Passive Investment

SC 13G/A 1 fp0013074sc13ga.htm SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G (Rule 13d-102) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO RULE 13d-1(b), (c), AND (d) AND AMENDMENTS THERETO FILED PURSUANT TO RULE 13d-2(b) (AMENDMENT NO. 4)* EnerNOC Inc. (Name of Issuer) Common Stock, Par Value $0.001 (Title of Class of Securities) 292764107 (CUSIP Number) Decem

January 5, 2015 8-K

Financial Statements and Exhibits, Completion of Acquisition or Disposition of Assets, Other Events

Form 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): January 2, 2015 EnerNOC, Inc.

January 5, 2015 EX-99.1

EnerNOC Completes Acquisition of World Energy Solutions - Acquisition Increases Energy Procurement Functionality and Grows Enterprise Customer Base -

EX-99.1 Media and Investor Relations: Robin Deliso 617.692.2601 [email protected] EnerNOC Completes Acquisition of World Energy Solutions - Acquisition Increases Energy Procurement Functionality and Grows Enterprise Customer Base - BOSTON, MA, JANUARY 5, 2015 – EnerNOC, Inc. (NASDAQ: ENOC), a leading provider of energy intelligence software (EIS), today announced that it has closed the previously a

January 5, 2015 SC TO-T/A

ENOC / EnerNOC, Inc. SC TO-T/A - - SC TO-T/A

SC TO-T/A 1 d845817dsctota.htm SC TO-T/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE TO Tender Offer Statement under Section 14(d)(1) or 13(e)(1) of the Securities Exchange Act of 1934 (Amendment No. 5) World Energy Solutions, Inc. (Name of Subject Company (issuer)) Wolf Merger Sub Corporation (Offeror) a wholly owned subsidiary of EnerNOC, Inc. (Parent of Offe

January 5, 2015 EX-99.A.5.IV

EnerNOC Completes Acquisition of World Energy Solutions - Acquisition Increases Energy Procurement Functionality and Grows Enterprise Customer Base -

EX-(a)(5)(iv) Media and Investor Relations: Robin Deliso 617.692.2601 [email protected] EnerNOC Completes Acquisition of World Energy Solutions - Acquisition Increases Energy Procurement Functionality and Grows Enterprise Customer Base - BOSTON, MA, JANUARY 5, 2015 – EnerNOC, Inc. (NASDAQ: ENOC), a leading provider of energy intelligence software (EIS), today announced that it has closed the previo

December 24, 2014 SC TO-T/A

ENOC / EnerNOC, Inc. SC TO-T/A - - SC TO-T/A

SC TO-T/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE TO Tender Offer Statement under Section 14(d)(1) or 13(e)(1) of the Securities Exchange Act of 1934 (Amendment No. 4) World Energy Solutions, Inc. (Name of Subject Company (issuer)) Wolf Merger Sub Corporation (Offeror) a wholly owned subsidiary of EnerNOC, Inc. (Parent of Offeror) (Names of Filing Persons)

December 17, 2014 8-K

Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers

Form 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): December 12, 2014 EnerNOC, Inc.

December 16, 2014 SC TO-T/A

ENOC / EnerNOC, Inc. SC TO-T/A - - SC TO-T/A

SC TO-T/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE TO Tender Offer Statement under Section 14(d)(1) or 13(e)(1) of the Securities Exchange Act of 1934 (Amendment No. 3) World Energy Solutions, Inc. (Name of Subject Company (issuer)) Wolf Merger Sub Corporation (Offeror) a wholly owned subsidiary of EnerNOC, Inc. (Parent of Offeror) (Names of Filing Persons)

December 16, 2014 CORRESP

ENOC / EnerNOC, Inc. CORRESP - -

SEC Letter Miguel J. Vega T: 617-937-2319 [email protected] December 16, 2014 VIA EDGAR AND FEDERAL EXPRESS U.S. Securities and Exchange Commission Division of Corporation Finance Mail Stop 6010 100 F Street, N.E. Washington, D.C. 20549 Attn: Tiffany Piland Posil Re: World Energy Solutions, Inc. Schedule TO-T filed by Wolf Merger Sub Corporation and EnerNOC, Inc. Filed November 19, 2014 File No. 00

December 15, 2014 CORRESP

ENOC / EnerNOC, Inc. CORRESP - -

Corresp Miguel J. Vega T: 617-937-2319 [email protected] December 15, 2014 VIA EDGAR AND FEDERAL EXPRESS U.S. Securities and Exchange Commission Division of Corporation Finance Mail Stop 6010 100 F Street, N.E. Washington, D.C. 20549 Attn: Tiffany Piland Posil Re: World Energy Solutions, Inc. Amendment No. 2 to Schedule TO-T filed by Wolf Merger Sub Corporation and EnerNOC, Inc. Filed December 4, 2

December 4, 2014 CORRESP

ENOC / EnerNOC, Inc. CORRESP - -

SEC Response Letter Miguel J. Vega T: 617-937-2319 [email protected] December 4, 2014 VIA EDGAR AND FEDERAL EXPRESS U.S. Securities and Exchange Commission Division of Corporation Finance Mail Stop 6010 100 F Street, N.E. Washington, D.C. 20549 Attn: Tiffany Piland Posil Re: World Energy Solutions, Inc. Schedule TO-T filed by Wolf Merger Sub Corporation and EnerNOC, Inc. Filed November 19, 2014 Fil

December 4, 2014 SC TO-T/A

ENOC / EnerNOC, Inc. SC TO-T/A - - SC TO-T/A

SC TO-T/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE TO Tender Offer Statement under Section 14(d)(1) or 13(e)(1) of the Securities Exchange Act of 1934 (Amendment No. 2) World Energy Solutions, Inc. (Name of Subject Company (issuer)) Wolf Merger Sub Corporation (Offeror) a wholly owned subsidiary of EnerNOC, Inc. (Parent of Offeror) (Names of Filing Persons)

November 26, 2014 8-K

Unregistered Sales of Equity Securities

Form 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): November 20, 2014 EnerNOC, Inc.

November 25, 2014 SC TO-T/A

ENOC / EnerNOC, Inc. SC TO-T/A - - SC TO-T/A

SC TO-T/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE TO Tender Offer Statement under Section 14(d)(1) or 13(e)(1) of the Securities Exchange Act of 1934 (Amendment No. 1) World Energy Solutions, Inc. (Name of Subject Company (issuer)) Wolf Merger Sub Corporation (Offeror) a wholly owned subsidiary of EnerNOC, Inc. (Parent of Offeror) (Names of Filing Persons)

November 25, 2014 EX-99.A.5.III

EnerNOC & World Energy

EX-99(A)(5)(III) EnerNOC & World Energy Meetings Q4 2014 Exhibit (a)(5)(iii) 2 EnerNOC’s team here today Neil Moses Chief Operations Officer & Chief Financial Officer Fielder Hiss VP of Product Management Keith Albee Leader of Inside Sales Phil Pergola VP of Professional Services Sean Leaver Director of Corporate Development Tracy Rifkin Nicholas HR Business Partner Patricia O'Neill VP, Human Resources Eric Watt VP of Finance Gerry Wilson Chief Information Officer 3 The purpose for today’s visit to Worcester Reason for today’s visit: Similarly to our last visit, World Energy’s Special Committee has requested we keep our remarks at a high-level and not get into detail about integration at this time 1.

November 25, 2014 EX-99.1

EnerNOC & World Energy

EX-99.1 EnerNOC & World Energy Meetings Q4 2014 Exhibit 99.1 2 EnerNOC’s team here today Neil Moses Chief Operations Officer & Chief Financial Officer Fielder Hiss VP of Product Management Keith Albee Leader of Inside Sales Phil Pergola VP of Professional Services Sean Leaver Director of Corporate Development Tracy Rifkin Nicholas HR Business Partner Patricia O'Neill VP, Human Resources Eric Watt

November 25, 2014 8-K

Regulation FD Disclosure, Financial Statements and Exhibits

Form 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): November 25, 2014 EnerNOC, Inc.

November 19, 2014 EX-99.D.3

NON-DISCLOSURE AGREEMENT

EX-99.D.3 Exhibit (d)(3) NON-DISCLOSURE AGREEMENT This Non-Disclosure Agreement (“Agreement”) dated April 15, 2014 (the “Effective Date”), between World Energy Solutions, Inc., a Delaware corporation (“World Energy”) with offices at 100 Front Street, Worcester, Massachusetts 01608 and EnerNOC, Inc., a Delaware corporation located at One Marina Park Drive, Boston, Massachusetts 02210 (“ENOC”). 1. B

November 19, 2014 EX-99.A.1.III

NOTICE OF GUARANTEED DELIVERY For Tender of Shares of Common Stock WORLD ENERGY SOLUTIONS, INC. $5.50 NET PER SHARE Pursuant to the Offer to Purchase dated November 19, 2014 WOLF MERGER SUB CORPORATION, a wholly owned subsidiary of ENERNOC, INC.

EX-99.A.1.III Exhibit (a)(1)(iii) NOTICE OF GUARANTEED DELIVERY For Tender of Shares of Common Stock of WORLD ENERGY SOLUTIONS, INC. at $5.50 NET PER SHARE Pursuant to the Offer to Purchase dated November 19, 2014 by WOLF MERGER SUB CORPORATION, a wholly owned subsidiary of ENERNOC, INC. THE OFFER AND WITHDRAWAL RIGHTS WILL EXPIRE AT 11:59 P.M. BOSTON, MASSACHUSETTS TIME, ON JANUARY 2, 2015, UNLES

November 19, 2014 EX-99.A.1.II

LETTER OF TRANSMITTAL To Tender Shares of Common Stock WORLD ENERGY SOLUTIONS, INC. $5.50 NET PER SHARE Pursuant to the Offer to Purchase dated November 19, 2014 WOLF MERGER SUB CORPORATION, a wholly owned subsidiary of ENERNOC, INC.

EX-99.A.1.II Exhibit (a)(1)(ii) LETTER OF TRANSMITTAL To Tender Shares of Common Stock of WORLD ENERGY SOLUTIONS, INC. at $5.50 NET PER SHARE Pursuant to the Offer to Purchase dated November 19, 2014 by WOLF MERGER SUB CORPORATION, a wholly owned subsidiary of ENERNOC, INC. THE OFFER AND WITHDRAWAL RIGHTS EXPIRE AT 11:59 P.M. (BOSTON, MASSACHUSETTS TIME) ON JANUARY 2, 2015, UNLESS THE OFFER IS EXT

November 19, 2014 EX-99.A.1.I

Offer to Purchase for Cash All Outstanding Shares of Common Stock World Energy Solutions, Inc., $5.50 NET PER SHARE Wolf Merger Sub Corporation a wholly owned subsidiary of EnerNOC, Inc. THE OFFER AND WITHDRAWAL RIGHTS EXPIRE AT 11:59 P.M. (BOSTON, M

EX-99.A.1.I Table of Contents Exhibit (a)(1)(i) Offer to Purchase for Cash All Outstanding Shares of Common Stock of World Energy Solutions, Inc., at $5.50 NET PER SHARE by Wolf Merger Sub Corporation a wholly owned subsidiary of EnerNOC, Inc. THE OFFER AND WITHDRAWAL RIGHTS EXPIRE AT 11:59 P.M. (BOSTON, MASSACHUSETTS TIME) ON JANUARY 2, 2015, UNLESS THE OFFER IS EXTENDED. This Offer (as defined b

November 19, 2014 EX-99.A.1.V

Offer To Purchase For Cash All Outstanding Shares of Common Stock WORLD ENERGY SOLUTIONS, INC. $5.50 NET PER SHARE Pursuant to the Offer to Purchase dated November 19, 2014 WOLF MERGER SUB CORPORATION, a wholly owned subsidiary of ENERNOC, INC.

EX-99.A.1.V Exhibit (a)(1)(v) Offer To Purchase For Cash All Outstanding Shares of Common Stock of WORLD ENERGY SOLUTIONS, INC. at $5.50 NET PER SHARE Pursuant to the Offer to Purchase dated November 19, 2014 by WOLF MERGER SUB CORPORATION, a wholly owned subsidiary of ENERNOC, INC. THE OFFER AND WITHDRAWAL RIGHTS EXPIRE AT 11:59 P.M. (BOSTON, MASSACHUSETTS TIME) ON JANUARY 2, 2015, UNLESS THE OFF

November 19, 2014 EX-99.A.1.IV

Offer To Purchase For Cash All Outstanding Shares of Common Stock WORLD ENERGY SOLUTIONS, INC. $5.50 NET PER SHARE Pursuant to the Offer to Purchase dated November 19, 2014 WOLF MERGER SUB CORPORATION, a wholly owned subsidiary of ENERNOC, INC.

EX-99.A.1.IV Exhibit (a)(1)(iv) Offer To Purchase For Cash All Outstanding Shares of Common Stock of WORLD ENERGY SOLUTIONS, INC. at $5.50 NET PER SHARE Pursuant to the Offer to Purchase dated November 19, 2014 by WOLF MERGER SUB CORPORATION, a wholly owned subsidiary of ENERNOC, INC. THE OFFER AND WITHDRAWAL RIGHTS EXPIRE AT 11:59 P.M. (BOSTON, MASSACHUSETTS TIME) ON JANUARY 2, 2015, UNLESS THE O

November 19, 2014 SC TO-T

ENOC / EnerNOC, Inc. SC TO-T - - SC TO-T

SC TO-T UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE TO Tender Offer Statement Under Section 14(d)(1) or 13(e)(1) of the Securities Exchange Act of 1934 World Energy Solutions, Inc. (Name of Subject Company) Wolf Merger Sub Corporation (Offeror) A Wholly Owned Subsidiary of EnerNOC, Inc. (Parent of Offeror) (Names of Filing Persons (identifying status as offeror

November 19, 2014 EX-99.A.1.VI

This announcement is neither an offer to purchase nor a solicitation of an offer to sell Shares (as defined below). The Offer (as defined below) is made solely pursuant to the Offer to Purchase, dated November 19, 2014, and the related Letter of Tran

EX-99.A.1.VI Exhibit (a)(1)(vi) This announcement is neither an offer to purchase nor a solicitation of an offer to sell Shares (as defined below). The Offer (as defined below) is made solely pursuant to the Offer to Purchase, dated November 19, 2014, and the related Letter of Transmittal (as defined below), and any amendments or supplements to such Offer to Purchase or Letter of Transmittal. The

November 7, 2014 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 10-Q

Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 10-Q (Mark One) x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2014 or ¨ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 001-33471 EnerNOC, Inc.

November 7, 2014 EX-99.1

Final Transcript

EX-99.1 Exhibit 99.1 Final Transcript ENERNOC: Third Quarter Results Moderator Good afternoon, and welcome to EnerNOC’s Conference call. At this time all participants are in a listen-only mode. Later, we will conduct a question and answer session and instructions will follow at that time. We ask participants to limit themselves to one question and one followup question. (Operator instructions) As

November 7, 2014 SC TO-C

ENOC / EnerNOC, Inc. SC TO-C - - SC TO-C

SC TO-C 1 d816914dsctoc.htm SC TO-C UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE TO Tender Offer Statement under Section 14(d)(1) or 13(e)(1) of the Securities Exchange Act of 1934 World Energy Solutions, Inc. (Name of Subject Company (issuer)) Wolf Merger Sub Corporation (Offeror) a wholly owned subsidiary of EnerNOC, Inc. (Parent of Offeror) (Names of Filing P

November 6, 2014 EX-99.1

EnerNOC Reports Results for Third Quarter of 2014 – Company Posts Record Third Quarter Revenue of $329 Million – – Revenue Up 23% Year-Over-Year Through First Nine Months of 2014 –

EX-99.1 Exhibit 99.1 Media and Investor Relations: Robin Deliso 617.692.2601 [email protected] EnerNOC Reports Results for Third Quarter of 2014 – Company Posts Record Third Quarter Revenue of $329 Million – – Revenue Up 23% Year-Over-Year Through First Nine Months of 2014 – BOSTON, MA – NOVEMBER 6, 2014 — EnerNOC, Inc. (Nasdaq: ENOC), a leading provider of energy intelligence software (EIS), today

November 6, 2014 8-K

Financial Statements and Exhibits, Results of Operations and Financial Condition

Form 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): November 6, 2014 EnerNOC, Inc.

November 5, 2014 EX-2.2

FORM OF TENDER AND SUPPORT AGREEMENT

EX-2.2 Exhibit 2.2 FORM OF TENDER AND SUPPORT AGREEMENT THIS TENDER AND SUPPORT AGREEMENT (this “Agreement”) is made and entered into as of November 4, 2014 by and between EnerNOC, Inc., a Delaware corporation (“Parent”), Wolf Merger Sub Corporation, a Delaware corporation and wholly owned subsidiary of Parent (“Merger Sub”), and the undersigned stockholder (“Stockholder”) of World Energy Solution

November 5, 2014 EX-2.1

AGREEMENT AND PLAN OF MERGER WORLD ENERGY SOLUTIONS, INC. WOLF MERGER SUB CORPORATION ENERNOC, INC. dated as of November 4, 2014 TABLE OF CONTENTS Page ARTICLE I DEFINITIONS 2 Section 1.01 Definitions 2 Section 1.02 Interpretation; Construction 14 AR

EX-2.1 Exhibit 2.1 EXECUTION COPY AGREEMENT AND PLAN OF MERGER among WORLD ENERGY SOLUTIONS, INC. WOLF MERGER SUB CORPORATION and ENERNOC, INC. dated as of November 4, 2014 TABLE OF CONTENTS Page ARTICLE I DEFINITIONS 2 Section 1.01 Definitions 2 Section 1.02 Interpretation; Construction 14 ARTICLE II THE OFFER 14 Section 2.01 The Offer 14 Section 2.02 Target Actions 17 ARTICLE III THE MERGER 18 S

November 5, 2014 EX-2.1

AGREEMENT AND PLAN OF MERGER WORLD ENERGY SOLUTIONS, INC. WOLF MERGER SUB CORPORATION ENERNOC, INC. dated as of November 4, 2014 TABLE OF CONTENTS Page ARTICLE I DEFINITIONS 2 Section 1.01 Definitions 2 Section 1.02 Interpretation; Construction 14 AR

EX-2.1 Exhibit 2.1 EXECUTION COPY AGREEMENT AND PLAN OF MERGER among WORLD ENERGY SOLUTIONS, INC. WOLF MERGER SUB CORPORATION and ENERNOC, INC. dated as of November 4, 2014 TABLE OF CONTENTS Page ARTICLE I DEFINITIONS 2 Section 1.01 Definitions 2 Section 1.02 Interpretation; Construction 14 ARTICLE II THE OFFER 14 Section 2.01 The Offer 14 Section 2.02 Target Actions 17 ARTICLE III THE MERGER 18 S

November 5, 2014 EX-99.1

EnerNOC Overview

EX-99.1 EnerNOC Overview Q3 2014 to World Energy Exhibit 99.1 2 Welcome! Tim Healy Chief Executive Officer Neil Moses Chief Financial Officer & Chief Operations Officer Micah Remley VP of Product Strategy & Technology Matthew Maloney VP of Sales Phil Pergola VP of Professional Services Sean Leaver Director of Corporate Development Tom Riley VP of Energy Services 3 4 Agenda • Introduction to EnerNO

November 5, 2014 8-K

Entry into a Material Definitive Agreement, Financial Statements and Exhibits, Other Events

8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): November 4, 2014 EnerNOC, Inc.

November 5, 2014 EX-2.2

FORM OF TENDER AND SUPPORT AGREEMENT

EX-2.2 3 d817723dex22.htm EX-2.2 Exhibit 2.2 FORM OF TENDER AND SUPPORT AGREEMENT THIS TENDER AND SUPPORT AGREEMENT (this “Agreement”) is made and entered into as of November 4, 2014 by and between EnerNOC, Inc., a Delaware corporation (“Parent”), Wolf Merger Sub Corporation, a Delaware corporation and wholly owned subsidiary of Parent (“Merger Sub”), and the undersigned stockholder (“Stockholder”

November 5, 2014 EX-99.1

EnerNOC Overview

EX-99.1 EnerNOC Overview Q3 2014 to World Energy Exhibit 99.1 2 Welcome! Tim Healy Chief Executive Officer Neil Moses Chief Financial Officer & Chief Operations Officer Micah Remley VP of Product Strategy & Technology Matthew Maloney VP of Sales Phil Pergola VP of Professional Services Sean Leaver Director of Corporate Development Tom Riley VP of Energy Services 3 4 Agenda • Introduction to EnerNO

November 5, 2014 SC TO-C

ENOC / EnerNOC, Inc. SC TO-C - - 8-K

8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): November 4, 2014 EnerNOC, Inc.

November 4, 2014 EX-99.1

EnerNOC Enhances Energy Intelligence Software Platform with Acquisition of World Energy Solutions - EnerNOC to Acquire Leading Cloud-Based Supply Procurement Software Vendor -

EX-99.1 Exhibit 99.1 Media and Investor Relations: Robin Deliso 617.692.2601 [email protected] EnerNOC Enhances Energy Intelligence Software Platform with Acquisition of World Energy Solutions - EnerNOC to Acquire Leading Cloud-Based Supply Procurement Software Vendor - BOSTON, MA, NOVEMBER 4, 2014 – EnerNOC, Inc. (Nasdaq: ENOC), a leading provider of energy intelligence software (EIS), today annou

November 4, 2014 EX-99.3

EnerNOC to Acquire World Energy Solutions Frequently Asked Questions

EX-99.3 Exhibit 99.3 EnerNOC to Acquire World Energy Solutions Frequently Asked Questions General and deal rationale What did EnerNOC announce? EnerNOC, Inc. (Nasdaq: ENOC) announced that it has entered into an agreement to acquire World Energy Solutions, Inc. (Nasdaq: XWES), an energy management technology and services firm that helps enterprises simplify the energy procurement process through a

November 4, 2014 8-K

Financial Statements and Exhibits, Other Events

Form 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): November 4, 2014 EnerNOC, Inc.

November 4, 2014 EX-99.1

EnerNOC Enhances Energy Intelligence Software Platform with Acquisition of World Energy Solutions - EnerNOC to Acquire Leading Cloud-Based Supply Procurement Software Vendor -

EX-99.1 Exhibit 99.1 Media and Investor Relations: Robin Deliso 617.692.2601 [email protected] EnerNOC Enhances Energy Intelligence Software Platform with Acquisition of World Energy Solutions - EnerNOC to Acquire Leading Cloud-Based Supply Procurement Software Vendor - BOSTON, MA, NOVEMBER 4, 2014 – EnerNOC, Inc. (Nasdaq: ENOC), a leading provider of energy intelligence software (EIS), today annou

November 4, 2014 EX-99.2

EnerNOC Enhances Energy Intelligence Software Platform with Acquisition of World Energy Solutions - EnerNOC to Acquire Leading Cloud-Based Supply Procurement Software Vendor -

EX-99.2 3 d814963dex992.htm EX-99.2 Exhibit 99.2 Subject: Exciting Announcement — EnerNOC to Acquire World Energy EnerNOC Team, I’m very excited to share that this afternoon, EnerNOC announced that it entered into an agreement to acquire World Energy Solutions, Inc. (Nasdaq: XWES), an energy management technology and services firm, that helps enterprises simplify the energy procurement process thr

November 4, 2014 SC TO-C

ENOC / EnerNOC, Inc. SC TO-C - - FORM 8-K

SC TO-C 1 d814963d8k.htm FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): November 4, 2014 EnerNOC, Inc. (Exact Name of Registrant as Specified in Charter) Delaware 001-33471 87-0698303 (State or Other Jurisdiction of Incorpo

November 4, 2014 EX-99.3

EnerNOC to Acquire World Energy Solutions Frequently Asked Questions

EX-99.3 Exhibit 99.3 EnerNOC to Acquire World Energy Solutions Frequently Asked Questions General and deal rationale What did EnerNOC announce? EnerNOC, Inc. (Nasdaq: ENOC) announced that it has entered into an agreement to acquire World Energy Solutions, Inc. (Nasdaq: XWES), an energy management technology and services firm that helps enterprises simplify the energy procurement process through a

November 4, 2014 EX-99.2

EnerNOC Enhances Energy Intelligence Software Platform with Acquisition of World Energy Solutions - EnerNOC to Acquire Leading Cloud-Based Supply Procurement Software Vendor -

EX-99.2 3 d814963dex992.htm EX-99.2 Exhibit 99.2 Subject: Exciting Announcement — EnerNOC to Acquire World Energy EnerNOC Team, I’m very excited to share that this afternoon, EnerNOC announced that it entered into an agreement to acquire World Energy Solutions, Inc. (Nasdaq: XWES), an energy management technology and services firm, that helps enterprises simplify the energy procurement process thr

October 16, 2014 EX-10.1

FIRST AMENDMENT TO OFFICE LEASE

EX-10.1 Exhibit 10.1 FINAL FIRST AMENDMENT TO OFFICE LEASE THIS FIRST AMENDMENT TO OFFICE LEASE (this “Amendment”), made as of October 9, 2014 (the “Effective Date”), by and between FALLON CORNERSTONE ONE MPD LLC, a Delaware limited liability company (“Landlord”), acting herein by CORNERSTONE REAL ESTATE ADVISERS LLC, a Delaware limited liability company, as authorized agent for Landlord’s Member,

October 16, 2014 8-K

Entry into a Material Definitive Agreement, Financial Statements and Exhibits

8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): October 9, 2014 EnerNOC, Inc.

August 18, 2014 EX-4.1

ENERNOC, INC. WELLS FARGO BANK, NATIONAL ASSOCIATION, as Trustee Dated as of August 18, 2014 2.25% Convertible Senior Notes due 2019 TABLE OF CONTENTS PAGE ARTICLE 1 DEFINITIONS Section 1.01. Definitions 1 Section 1.02. References to Interest 12 ARTI

EX-4.1 Exhibit 4.1 ENERNOC, INC. AND WELLS FARGO BANK, NATIONAL ASSOCIATION, as Trustee INDENTURE Dated as of August 18, 2014 2.25% Convertible Senior Notes due 2019 TABLE OF CONTENTS PAGE ARTICLE 1 DEFINITIONS Section 1.01. Definitions 1 Section 1.02. References to Interest 12 ARTICLE 2 ISSUE, DESCRIPTION, EXECUTION, REGISTRATION AND EXCHANGE OF NOTES Section 2.01. Designation and Amount 12 Secti

August 18, 2014 8-K

Entry into a Material Definitive Agreement, Unregistered Sales of Equity Securities, Financial Statements and Exhibits, Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant

8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): August 12, 2014 EnerNOC, Inc.

August 13, 2014 EX-1.1

$160,000,000 EnerNOC, Inc. 2.25% Convertible Senior Notes due 2019 PURCHASE AGREEMENT

EX-1.1 Exhibit 1.1 $160,000,000 EnerNOC, Inc. 2.25% Convertible Senior Notes due 2019 PURCHASE AGREEMENT August 12, 2014 August 12, 2014 Morgan Stanley & Co. LLC 1585 Broadway New York, New York 10036 Ladies and Gentlemen: EnerNOC, Inc., a Delaware corporation (the “Company”), proposes to issue and sell to the several purchasers named in Schedule I hereto (the “Initial Purchasers”) $160,000,000 pr

August 13, 2014 EX-99.1

EnerNOC Announces Pricing of $160 Million of Convertible Senior Notes

EX-99.1 Exhibit 99.1 Media Relations: Robin Deliso, (617) 692.2601, [email protected] Investor Relations: Brian Norris, (617) 532.8104, [email protected] EnerNOC Announces Pricing of $160 Million of Convertible Senior Notes Boston, MA. – August 13, 2014 — EnerNOC, Inc. (Nasdaq: ENOC) (the “Company”), a leading provider of energy intelligence software (EIS), today announced the pricing of $160 million

August 13, 2014 8-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): August 12, 2014 EnerNOC, Inc. (Exac

8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): August 12, 2014 EnerNOC, Inc.

August 11, 2014 8-K

Regulation FD Disclosure, Entry into a Material Definitive Agreement, Termination of a Material Definitive Agreement, Financial Statements and Exhibits, Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant

8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): August 11, 2014 EnerNOC, Inc.

August 11, 2014 EX-99.2

EnerNOC Announces $50 Million Common Stock Repurchase Program – Company Expects to use $30 Million of the Convertible Senior Notes Proceeds for Repurchases –

EX-99.2 Exhibit 99.2 Media Relations: Robin Deliso, (617) 692.2601, [email protected] Investor Relations: Brian Norris, (617) 532.8104, [email protected] EnerNOC Announces $50 Million Common Stock Repurchase Program – Company Expects to use $30 Million of the Convertible Senior Notes Proceeds for Repurchases – Boston, MA. – August 11, 2014 — EnerNOC, Inc. (Nasdaq: ENOC), a leading provider of energy i

August 11, 2014 EX-10.1

LOAN AND SECURITY AGREEMENT

EX-10.1 Exhibit 10.1 LOAN AND SECURITY AGREEMENT THIS LOAN AND SECURITY AGREEMENT (this “Agreement”) dated as of August 11, 2014 (the “Effective Date”) between (a) SILICON VALLEY BANK, a California corporation with its principal place of business at 3003 Tasman Drive, Santa Clara, California 95054 and with a loan production office located at 275 Grove Street, Suite 2-200, Newton, Massachusetts 024

August 11, 2014 EX-99.1

EnerNOC to Offer $130 Million of Convertible Senior Notes

EX-99.1 Exhibit 99.1 Media Relations: Robin Deliso, (617) 692.2601, [email protected] Investor Relations: Brian Norris, (617) 532.8104, [email protected] EnerNOC to Offer $130 Million of Convertible Senior Notes BOSTON, MA, August 11, 2014 – EnerNOC, Inc. (Nasdaq: ENOC) (the “Company”), a leading provider of energy intelligence software (EIS), today announced its intention to offer, subject to market

August 8, 2014 EX-10.1

ENERNOC, INC. 2014 LONG-TERM INCENTIVE PLAN ADOPTED BY THE COMPENSATION COMMITTEE OF THE BOARD OF DIRECTORS: APRIL 8, 2014 [APPROVED BY THE STOCKHOLDERS: MAY 29, 2014]

Exhibit 10.1 ENERNOC, INC. 2014 LONG-TERM INCENTIVE PLAN ADOPTED BY THE COMPENSATION COMMITTEE OF THE BOARD OF DIRECTORS: APRIL 8, 2014 [APPROVED BY THE STOCKHOLDERS: MAY 29, 2014] 1. GENERAL. (a) Successor to and Continuation of Prior Plan. The Plan is intended as the successor to and continuation of the EnerNOC, Inc. Amended and Restated 2007 Employee, Director and Consultant Stock Plan (the “Pr

August 8, 2014 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 10-Q

10-Q 1 d746752d10q.htm FORM 10-Q Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 10-Q (Mark One) x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2014 or ¨ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period fro

August 7, 2014 8-K

Financial Statements and Exhibits, Results of Operations and Financial Condition

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): August 7, 2014 EnerNOC, Inc.

August 7, 2014 EX-99.1

EnerNOC Reports Results for Second Quarter of 2014 – Company Posts Second Quarter Revenue of $44 Million, Up 22% Year-Over-Year –

EX-99.1 Exhibit 99.1 Media Relations: Robin Deliso, (617) 692.2601, [email protected] Investor Relations: Brian Norris, (617) 532.8104, [email protected] EnerNOC Reports Results for Second Quarter of 2014 – Company Posts Second Quarter Revenue of $44 Million, Up 22% Year-Over-Year – Boston, MA. – August 7, 2014 — EnerNOC, Inc. (Nasdaq: ENOC), a leading provider of energy intelligence software (EIS), t

June 2, 2014 EX-1.02

1

EX-1.02 Exhibit 1.02 Conflict Minerals Report 1. Introduction This Conflict Minerals Report (this “CMR”) has been prepared by EnerNOC, Inc. (“EnerNOC” or the “Company”) for the year ended December 31, 2013 (the “Reporting Period”), and is filed pursuant to Rule 13p-1 under the Securities Exchange Act of 1934, as amended (the “Rule”). The Rule was adopted by the Securities and Exchange Commission (

June 2, 2014 SD

- FORM SD

Form SD UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM SD Specialized Disclosure Report EnerNOC, Inc. (Exact name of registrant as specified in its charter) Delaware 001-33471 87-0698303 (State or other jurisdiction of incorporation or organization) (Commission File Number) (IRS Employer Identification No.) One Marina Park Drive, Suite 400, Boston, Massachusetts 02210

June 2, 2014 EX-10.1

ENERNOC, INC. 2014 LONG-TERM INCENTIVE PLAN ADOPTED BY THE COMPENSATION COMMITTEE OF THE BOARD OF DIRECTORS: APRIL 8, 2014 [APPROVED BY THE STOCKHOLDERS: MAY 29, 2014]

EX-10.1 Exhibit 10.1 ENERNOC, INC. 2014 LONG-TERM INCENTIVE PLAN ADOPTED BY THE COMPENSATION COMMITTEE OF THE BOARD OF DIRECTORS: APRIL 8, 2014 [APPROVED BY THE STOCKHOLDERS: MAY 29, 2014] 1. GENERAL. (a) Successor to and Continuation of Prior Plan. The Plan is intended as the successor to and continuation of the EnerNOC, Inc. Amended and Restated 2007 Employee, Director and Consultant Stock Plan

June 2, 2014 EX-99.1

ENERNOC, INC. 2014 LONG-TERM INCENTIVE PLAN ADOPTED BY THE COMPENSATION COMMITTEE OF THE BOARD OF DIRECTORS: APRIL 8, 2014 [APPROVED BY THE STOCKHOLDERS: MAY 29, 2014]

EX-99.1 4 d736071dex991.htm EX-99.1 Exhibit 99.1 ENERNOC, INC. 2014 LONG-TERM INCENTIVE PLAN ADOPTED BY THE COMPENSATION COMMITTEE OF THE BOARD OF DIRECTORS: APRIL 8, 2014 [APPROVED BY THE STOCKHOLDERS: MAY 29, 2014] 1. GENERAL. (a) Successor to and Continuation of Prior Plan. The Plan is intended as the successor to and continuation of the EnerNOC, Inc. Amended and Restated 2007 Employee, Directo

June 2, 2014 S-8

- FORM S-8

Form S-8 As filed with the Securities and Exchange Commission on June 2, 2014 Registration No.

June 2, 2014 8-K

Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers, Financial Statements and Exhibits, Submission of Matters to a Vote of Security Holders

8-K 1 d736063d8k.htm 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): May 29, 2014 EnerNOC, Inc. (Exact Name of Registrant as Specified in Charter) Delaware 001-33471 87-0698303 (State or Other Jurisdiction of Incorporation) (Comm

May 9, 2014 EX-10.2

ENERNOC, INC. SEVERANCE AGREEMENT

Exhibit 10.2 ENERNOC, INC. SEVERANCE AGREEMENT This Severance Agreement is made as of the 11 day of June, 2013 by and between EnerNOC, Inc., a Delaware corporation (the “Company”), and Matthew Cushing (the “Employee”). WHEREAS, the Employee currently serves as an executive of the Company; and WHEREAS, the Company and the Employee desire to provide for severance arrangements for the Employee under

May 9, 2014 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 10-Q

10-Q 1 d708074d10q.htm FORM 10-Q Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 10-Q (Mark One) x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2014 or ¨ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period fr

May 9, 2014 EX-10.1

June 6, 2013

Exhibit 10.1 June 6, 2013 Matthew Cushing 25 Edgemere Road Lynnfield, MA 01940 Re: EnerNOC General Counsel, Vice President Dear Matthew, Subject to approval by our Board of Directors, I am very pleased to offer you a position as EnerNOC’s General Counsel and Vice President. As General Counsel and Vice President, your primary responsibility is to provide legal support and advice on policy and couns

May 8, 2014 8-K

Financial Statements and Exhibits, Results of Operations and Financial Condition - FORM 8-K

Form 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): May 8, 2014 EnerNOC, Inc.

May 8, 2014 EX-99.1

EnerNOC Reports Results for First Quarter of 2014 – Company Posts Record First Quarter Revenue of $52.5 Million, Up 60% Year-Over-Year – – Company Updates 2014 Guidance to Reflect Strong Q1 Revenue Growth and Recent M&A Activity –

EX-99.1 2 d722925dex991.htm EX-99.1 Exhibit 99.1 Investor Relations Contact: Brian Norris EnerNOC, Inc. +1.617.532.8104 [email protected] Media and Analyst Contact: Robin Deliso EnerNOC, Inc. +1.617.692.2601 [email protected] EnerNOC Reports Results for First Quarter of 2014 – Company Posts Record First Quarter Revenue of $52.5 Million, Up 60% Year-Over-Year – – Company Updates 2014 Guidance t

April 28, 2014 DEF 14A

- DEF 14A

DEF 14A Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.

April 14, 2014 8-K

Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers

8-K 1 d711377d8k.htm FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): April 14, 2014 EnerNOC, Inc. (Exact Name of Registrant as Specified in Charter) Delaware 001-33471 87-0698303 (State or Other Jurisdiction of Incorporation

March 14, 2014 8-K/A

Entry into a Material Definitive Agreement, Financial Statements and Exhibits, Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant - 8-K/A

8-K/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K/A CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): January 16, 2014 EnerNOC, Inc.

March 7, 2014 10-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K

10-K Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.

March 7, 2014 EX-10.5

THIRD AMENDMENT TO CREDIT AGREEMENT

Exhibit 10.5 THIRD AMENDMENT TO CREDIT AGREEMENT This Third Amendment to Credit Agreement (this “Amendment”) dated and effective as of January , 2014, is by and among (a) ENERNOC, INC., a Delaware corporation (the “Borrower”), (b) each of the several banks and other financial institutions or entities party to this Agreement as a “Lender” hereunder (each a “Lender” and, collectively, the “Lenders”)

March 7, 2014 EX-21.1

Subsidiaries Entity Jurisdiction of Organization Celerity Energy Partners San Diego LLC California Cogent Energy, Inc. California EnerNOC Ltd. Ontario ENOC Securities Corporation Massachusetts EnerNOC UK Limited England and Wales Mdenergy, LLC Connec

EX-21.1 Exhibit 21.1 Subsidiaries Entity Jurisdiction of Organization Celerity Energy Partners San Diego LLC California Cogent Energy, Inc. California EnerNOC Ltd. Ontario ENOC Securities Corporation Massachusetts EnerNOC UK Limited England and Wales Mdenergy, LLC Connecticut Pinpoint Power DR LLC Massachusetts South River Consulting, LLC Maryland Global Energy Partners, Inc. California M2M Commun

March 7, 2014 EX-10.14

ENERNOC, INC. FOURTH AMENDED AND RESTATED NON-EMPLOYEE DIRECTOR COMPENSATION POLICY

Exhibit 10.14 ENERNOC, INC. FOURTH AMENDED AND RESTATED NON-EMPLOYEE DIRECTOR COMPENSATION POLICY The Board of Directors of EnerNOC, Inc. (the “Company”) has approved the following policy which establishes compensation to be paid to non-employee directors of the Company, to provide an inducement to obtain and retain the services of qualified persons to serve as members of the Company’s Board of Di

March 7, 2014 EX-10.11

ENERNOC, INC. AMENDED AND RESTATED 2007 EMPLOYEE, DIRECTOR AND CONSULTANT STOCK PLAN

EX-10.11 Exhibit 10.11 ENERNOC, INC. AMENDED AND RESTATED 2007 EMPLOYEE, DIRECTOR AND CONSULTANT STOCK PLAN 1. DEFINITIONS. Unless otherwise specified or unless the context otherwise requires, the following terms, as used in this EnerNOC, Inc. 2007 Employee, Director and Consultant Stock Plan, have the following meanings: Administrator means the Board of Directors, unless it has delegated power to

February 13, 2014 EX-99.1

EnerNOC Reports Record Full Year Results for 2013 – Company Posts Record Full Year Revenue of $383.5 Million, Up 38% Year-Over-Year – – Company Posts Record Full Year Adjusted EBITDA of $71.4 Million, up 287% Year-Over-Year – – Company Issues Guidanc

EX-99.1 Exhibit 99.1 Investor Relations Contact: Brian Norris EnerNOC, Inc. +1.617.532.8104 [email protected] Media and Analyst Contact: Robin Deliso EnerNOC, Inc. +1.617.692.2601 [email protected] EnerNOC Reports Record Full Year Results for 2013 – Company Posts Record Full Year Revenue of $383.5 Million, Up 38% Year-Over-Year – – Company Posts Record Full Year Adjusted EBITDA of $71.4 Millio

February 13, 2014 SC 13G/A

ENOC / EnerNOC, Inc. / BROWN CAPITAL MANAGEMENT LLC Passive Investment

SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G (Rule 13d-102) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO RULE 13d-1(b), (c), AND (d) AND AMENDMENTS THERETO FILED PURSUANT TO RULE 13d-2(b) (AMENDMENT NO. 3)* EnerNOC Inc. (Name of Issuer) Common Stock, Par Value $0.001 (Title of Class of Securities) 292764107 (CUSIP Number) December 31, 2013 (Date of Event Whi

February 13, 2014 8-K

Financial Statements and Exhibits, Results of Operations and Financial Condition - 8-K

8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): February 13, 2014 EnerNOC, Inc.

February 12, 2014 EX-3.1

ENERNOC, INC. SECOND RESTATED BYLAWS ARTICLE I – STOCKHOLDERS

EX-3.1 Exhibit 3.1 ENERNOC, INC. SECOND RESTATED BYLAWS ARTICLE I – STOCKHOLDERS Section 1. Annual Meeting. An annual meeting of the stockholders, for the election of directors to succeed those whose terms expire and for the transaction of such other business as may properly come before the meeting, shall be held at such place, on such date, and at such time as the Board of Directors of EnerNOC, I

February 12, 2014 8-K

Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year, Financial Statements and Exhibits - 8-K

8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): February 6, 2014 EnerNOC, Inc.

January 31, 2014 SC 13G/A

ENOC / EnerNOC, Inc. / Brewster David B - SCHEDULE 13G AMENDMENT NO. 6 Passive Investment

Schedule 13G Amendment No. 6 SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 6)* EnerNOC, Inc. (Name of Issuer) Common Stock (Title of Class of Securities) 292764 10 7 (CUSIP Number) December 31, 2013 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to whi

January 23, 2014 8-K

Entry into a Material Definitive Agreement, Financial Statements and Exhibits, Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant - 8-K

8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): January 16, 2014 EnerNOC, Inc.

January 23, 2014 EX-10.1

THIRD AMENDMENT TO CREDIT AGREEMENT

EX-10.1 Exhibit 10.1 THIRD AMENDMENT TO CREDIT AGREEMENT This Third Amendment to Credit Agreement (this “Amendment”) dated and effective as of January 16, 2014, is by and among (a) ENERNOC, INC., a Delaware corporation (the “Borrower”), (b) each of the several banks and other financial institutions or entities party to this Agreement as a “Lender” hereunder (each a “Lender” and, collectively, the

January 23, 2014 EX-10.2

SECOND AMENDMENT TO CREDIT AGREEMENT

EX-10.2 Exhibit 10.2 SECOND AMENDMENT TO CREDIT AGREEMENT This Second Amendment to Credit Agreement (this “Amendment”) dated and effective as of December 3, 2013, is by and among (a) ENERNOC, INC., a Delaware corporation (the “Borrower”), (b) each of the several banks and other financial institutions or entities party to this Agreement as a “Lender” hereunder (each a “Lender” and, collectively, th

January 10, 2014 CORRESP

-

Correspondence January 10, 2014 United States Securities and Exchange Commission Division of Corporation Finance 100 F Street, NE Washington, D.

December 20, 2013 CORRESP

-

CORRESP [Cooley letterhead] VIA EDGAR December 20, 2013 Stephen Krikorian Accounting Branch Chief United States Securities and Exchange Commission 100 F Street, NE Washington, D.

December 18, 2013 8-K

Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers - FORM 8-K

Form 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): December 12, 2013 EnerNOC, Inc.

December 2, 2013 8-K

Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers - FORM 8-K

FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): November 29, 2013 EnerNOC, Inc.

November 20, 2013 CORRESP

-

Correspondence November 20, 2013 United States Securities and Exchange Commission Division of Corporation Finance 100 F Street, NE Washington, D.

November 8, 2013 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 10-Q

Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 10-Q (Mark One) x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2013 or ¨ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 001-33471 EnerNOC, Inc.

November 8, 2013 EX-10.2

ENERNOC, INC. THIRD AMENDED AND RESTATED NON-EMPLOYEE DIRECTOR COMPENSATION POLICY

EX-10.2 2 d599992dex102.htm EX-10.2 Exhibit 10.2 ENERNOC, INC. THIRD AMENDED AND RESTATED NON-EMPLOYEE DIRECTOR COMPENSATION POLICY The Board of Directors of EnerNOC, Inc. (the “Company”) has approved the following policy which establishes compensation to be paid to non-employee directors of the Company, to provide an inducement to obtain and retain the services of qualified persons to serve as me

November 7, 2013 EX-99.1

EnerNOC Reports Record Results for Third Quarter of 2013 – Company Posts Record Revenue of $278.5 Million, Up 56% Year-Over-Year – – Company Posts Record Adjusted EBITDA of $123.2 Million, Up 78% Year-Over-Year – – Company Raises Midpoint of Guidance

EX-99.1 Exhibit 99.1 Investor Relations Contact: Brian Norris EnerNOC, Inc. +1.617.532.8104 [email protected] Media and Analyst Contact: Robin Deliso EnerNOC, Inc. +1.617.692.2601 [email protected] EnerNOC Reports Record Results for Third Quarter of 2013 – Company Posts Record Revenue of $278.5 Million, Up 56% Year-Over-Year – – Company Posts Record Adjusted EBITDA of $123.2 Million, Up 78% Ye

November 7, 2013 8-K

Financial Statements and Exhibits, Results of Operations and Financial Condition - 8-K

8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): November 7, 2013 EnerNOC, Inc.

August 7, 2013 EX-10.3

SECOND AMENDMENT TO AMENDED AND RESTATED CREDIT AGREEMENT

Exhibit 10.3 SECOND AMENDMENT TO AMENDED AND RESTATED CREDIT AGREEMENT This Second Amendment to Amended and Restated Credit Agreement (this “Amendment”) dated and effective as of April 12, 2013, by and among (a) (i) ENERNOC, INC., a Delaware corporation (“EnerNOC”) and (ii) ENOC SECURITIES CORPORATION, a Massachusetts corporation (“ENOC Securities”) (hereinafter, EnerNOC and ENOC Securities are, j

August 7, 2013 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 10-Q

Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 10-Q (Mark One) x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2013 or ¨ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 001-33471 EnerNOC, Inc.

Fintel data has been cited in the following publications:
Daily Mail Fox Business Business Insider Wall Street Journal The Washington Post Bloomberg Financial Times Globe and Mail
NASDAQ.com Reuters The Guardian Associated Press FactCheck.org Snopes Politifact
Federal Register The Intercept Forbes Fortune Magazine TheStreet Time Magazine Canadian Broadcasting Corporation International Business Times
Cambridge University Press Investopedia MarketWatch NY Daily News Entrepreneur Newsweek Barron's El Economista