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SEC Filings
All companies that sell securities in the United States must register with the Securities and Exchange Commission (SEC) and file reports on a regular basis.
These reports include company annual reports (10K, 10Q), news updates (8K), investor presentations (found in 8Ks), insider trades (form 4), ownership reports (13D, and 13G), and reports related to the specific securities sold, such as registration statements and prospectus. This page shows recent SEC filings related to FBR & Co.
SEC Filings (Chronological Order)
Halaman ini menyediakan daftar lengkap dan kronologis dari Pengajuan SEC, tidak termasuk pengajuan kepemilikan yang kami sediakan di tempat lain.
| February 12, 2018 |
FBRC / FBR & Co. / Boston Partners - ROBECO INVESTMENT MANAGEMENT INC. Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 5)* FBr & Co. (Name of Issuer) Common Stock (Title of Class of Securities) 30247C301 (CUSIP Number) December 31, 2017 (Date of Event which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Schedule is f |
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| June 12, 2017 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 15 CERTIFICATION AND NOTICE OF TERMINATION OF REGISTRATION UNDER SECTION 12(g) OF THE SECURITIES EXCHANGE ACT OF 1934 OR SUSPENSION OF DUTY TO FILE REPORTS UNDER SECTIONS 13 AND 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934. Commission File Number 001-33518 FBR & CO. (Exact name of registrant as specified in its charter) 2 |
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| June 6, 2017 |
FBRC / FBR & Co. / Standard General L.P. Passive Investment SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 2)* FBR & Co. (Name of Issuer) Common Stock, $0.001 par value (Title of Class of Securities) 30247C400 (CUSIP Number) June 6, 2017** (Date of Event which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Schedule is filed: [ ] Rule 13d-1(b) [x] Rule 13d-1(c) [ ] Rule 13d-1( |
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| June 1, 2017 |
S-8 POS As filed with the Securities and Exchange Commission on June 1, 2017 Registration No. |
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| June 1, 2017 |
S-8 POS 1 d408074ds8pos.htm S-8 POS As filed with the Securities and Exchange Commission on June 1, 2017 Registration No. 333-143909 Registration No. 333-149262 Registration No. 333-163940 Registration No. 333-175088 Registration No. 333-192337 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM S-8 POST-EFFECTIVE AMENDMENT NO. 1 TO REGISTRATION STATEMENT NO. 333-143909 PO |
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| June 1, 2017 |
As filed with the Securities and Exchange Commission on June 1, 2017 Registration No. |
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| June 1, 2017 |
S-8 POS As filed with the Securities and Exchange Commission on June 1, 2017 Registration No. |
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| June 1, 2017 |
POS AM As filed with the Securities and Exchange Commission on June 1, 2017 Registration No. |
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| June 1, 2017 |
S-8 POS As filed with the Securities and Exchange Commission on June 1, 2017 Registration No. |
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| June 1, 2017 |
As filed with the Securities and Exchange Commission on June 1, 2017 Registration No. |
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| June 1, 2017 |
S-8 POS As filed with the Securities and Exchange Commission on June 1, 2017 Registration No. |
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| June 1, 2017 |
As filed with the Securities and Exchange Commission on June 1, 2017 Registration No. |
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| June 1, 2017 |
CERTIFICATE OF FORMATION BRC MERGER SUB, LLC EX-3.1 Exhibit 3.1 CERTIFICATE OF FORMATION OF BRC MERGER SUB, LLC This Certificate of Formation of BRC Merger Sub, LLC, dated as of March 6, 2017 is being duly executed and filed by the undersigned as an authorized person of BRC Merger Sub, LLC, to form a limited liability company under the Delaware Limited Liability Company Act (6 Del. C. ? 18-101, et seq.). 1. Name. The name of the limited liab |
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| June 1, 2017 |
LIMITED LIABILITY COMPANY AGREEMENT BRC MERGER SUB, LLC EX-3.2 Exhibit 3.2 LIMITED LIABILITY COMPANY AGREEMENT OF BRC MERGER SUB, LLC This Limited Liability Company Agreement (this Agreement) of BRC Merger Sub, LLC (the Company) is entered into as of March 6, 2017, by the undersigned as its sole member (the Member). WHEREAS, the Company was formed on March 6, 2017 as a limited liability company under the Delaware Limited Liability Company Act, 6 |
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| June 1, 2017 |
B. Riley Financial Closes Acquisition of FBR & Co. EX-99.1 4 d406917dex991.htm EX-99.1 Exhibit 99.1 B. Riley Financial Closes Acquisition of FBR & Co. LOS ANGELES, CA – June 1, 2017 – B. Riley Financial, Inc. (NASDAQ: RILY), a diversified financial services company, has completed its acquisition of FBR & Co. (FBR) (NASDAQ: FBRC), a leading investment banking and brokerage firm. Today’s announcement follows shareholder approval from both companies |
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| June 1, 2017 |
8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 1, 2017 BRC Merger Sub, LLC as successor by merger to FBR & Co. (Exact name of registrant as specified in its charter) Virginia 001-33518 20-5164223 (State or other jurisdict |
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| May 23, 2017 |
UNAUDITED PRO FORMA CONDENSED COMBINED FINANCIAL INFORMATION Exhibit 99.1 UNAUDITED PRO FORMA CONDENSED COMBINED FINANCIAL INFORMATION The unaudited pro forma condensed combined financial information and explanatory notes presented below, which we refer to as the pro forma financial statements, show the impact of the proposed merger of B. Riley Financial, Inc. (?B. Riley?) and FBR & Co. (?FBR?) on the historical financial positions and results of operations |
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| May 23, 2017 |
FactorShares Trust PureFunds Video Game Tech ETF 8-K (Prospectus) UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 23, 2017 B. RILEY FINANCIAL, INC. (Exact name of registrant as specified in its charter) Delaware 001-37503 27-0223495 (State or other jurisdiction of incorporation) (Commission F |
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| May 19, 2017 |
FBR & Co. Declares Special Cash Dividend in Connection with Merger with B. Riley Financial, Inc. EX-99.1 Exhibit 99.1 Contacts: Media and Investors: Linda E. Eddy at 703.312.9715 or [email protected] FBR & Co. Declares Special Cash Dividend in Connection with Merger with B. Riley Financial, Inc. ARLINGTON, VA, May 19, 2017 FBR & Co. (NASDAQ:FBRC) (FBR or the Company), a leading investment bank serving the middle market, announced today that its Board of Directors has declared a special cash |
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| May 19, 2017 |
Regulation FD Disclosure, Financial Statements and Exhibits, Other Events 8-K 1 d342058d8k.htm 8-K SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 May 19, 2017 Date of Report (Date of earliest event reported) FBR & CO. (Exact Name of Registrant as Specified in its Charter) Virginia (State or Other Jurisdiction of Incorporation) 001-33518 20-5164223 (Commission File N |
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| May 19, 2017 |
FBR & Co. Declares Special Cash Dividend in Connection with Merger with B. Riley Financial, Inc. EX-99.1 Exhibit 99.1 Contacts: Media and Investors: Linda E. Eddy at 703.312.9715 or [email protected] FBR & Co. Declares Special Cash Dividend in Connection with Merger with B. Riley Financial, Inc. ARLINGTON, VA, May 19, 2017 ? FBR & Co. (NASDAQ:FBRC) (?FBR? or the ?Company?), a leading investment bank serving the middle market, announced today that its Board of Directors has declared a special cash |
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| May 19, 2017 |
425 1 d342058d8k.htm 8-K SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 May 19, 2017 Date of Report (Date of earliest event reported) FBR & CO. (Exact Name of Registrant as Specified in its Charter) Virginia (State or Other Jurisdiction of Incorporation) 001-33518 20-5164223 (Commission File N |
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| May 18, 2017 |
Form 425 Section 1: 425 Filed by FBR & Co. pursuant to Rule 425 under the Securities Act of 1933 and deemed filed pursuant to Rule 14a-12 under the Securities Exchange Act of 1934 Subject Company: FBR & Co. Commission File No.: 001-33518 The following is an email which was sent to FBR employees on May 18, 2017: From: Rick Hendrix To: FBR-ALL Cc: Subject: B. Riley Financial / Wunderlich Announcemen |
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| May 18, 2017 |
B. Riley Financial to Acquire Wunderlich Securities EX-99.1 Exhibit 99.1 B. Riley Financial to Acquire Wunderlich Securities LOS ANGELES, CA ? May 18, 2017 ? B. Riley Financial, Inc. (NASDAQ: RILY), a diversified financial services company, has signed a definitive agreement to acquire Memphis-based Wunderlich Securities (?Wunderlich?), a leading full-service investment firm, in a transaction valued at $67 million. The acquisition of Wunderlich furt |
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| May 18, 2017 |
BRILEY Financial WUNDERLICH Merger Announcement May 18, 2017 EX-99.2 Exhibit 99.2 BRILEY Financial WUNDERLICH Merger Announcement May 18, 2017 Forward-Looking Statements Forward-Looking Statements This communication may contain forward-looking statements by B. Riley Financial, Inc. that are not based on historical fact, including, without limitation, statements containing the words ?expects,? ?anticipates,? ?intends,? ?plans,? ?projects,? ?believes,? ?seeks |
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| May 18, 2017 |
EX-2.1 Exhibit 2.1 MERGER AGREEMENT by and among B. RILEY FINANCIAL, INC., FOXHOUND MERGER SUB, INC., WUNDERLICH INVESTMENT COMPANY, INC., and STOCKHOLDER REPRESENTATIVE Dated as of May 17, 2017 TABLE OF CONTENTS Page 1. DEFINITIONS 1 2. THE MERGER 14 (a) The Merger 14 (b) Closing 14 (c) Effective Time 14 (d) Constituent Documents 14 (e) Officers and Directors 14 (f) Closing Notice 15 (g) Altamont |
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| May 18, 2017 |
FactorShares Trust PureFunds Video Game Tech ETF 8-K (Prospectus) 425 1 d358503d8k.htm 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 May 17, 2017 Date of Report (Date of earliest event reported) B. Riley Financial, Inc. (Exact Name of Registrant as Specified in its Charter) Delaware (State or Other Jurisdiction of Incorporation) 000-54010 |
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| May 12, 2017 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K Current Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 May 12, 2017 Date of Report (Date of earliest event reported) FBR & CO. (Exact name of registrant as specified in its charter) Commission file number: 001-11967 Virginia 20-5164223 (State of incorporation) (I.R.S. Employer Identifica |
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| May 12, 2017 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K Current Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 May 12, 2017 Date of Report (Date of earliest event reported) FBR & CO. (Exact name of registrant as specified in its charter) Commission file number: 001-11967 Virginia 20-5164223 (State of incorporation) (I.R.S. Employer Identifica |
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| May 11, 2017 |
FactorShares Trust PureFunds Video Game Tech ETF 425 (Prospectus) Filed by B. Riley Financial, Inc. Pursuant to Rule 425 under the Securities Act of 1933 and deemed filed pursuant to Rule 14a-12 of the Securities Exchange Act of 1934 Subject Company: FBR & Co. Exchange Act File No.: 001-33518 CORPORATE PARTICIPANTS Bryant Riley, Chairman and Chief Executive Officer Phillip Ahn, Chief Financial Officer and Chief Operating Officer CONFERENCE CALL PARTICIPANTS Wes |
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| May 8, 2017 |
FBRC / FBR & Co. 10-Q (Quarterly Report) 10-Q 1 fbrc-10q20170331.htm 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2017 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission |
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| May 8, 2017 |
Exhibit 31.02 CERTIFICATION I, Bradley J. Wright, certify that: 1. I have reviewed this Quarterly Report on Form 10-Q for the quarter ended March 31, 2017 of FBR & Co.; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were m |
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| May 8, 2017 |
Exhibit 31.01 CERTIFICATION I, Richard J. Hendrix, certify that: 1. I have reviewed this Quarterly Report on Form 10-Q for the quarter ended March 31, 2017 of FBR & Co.; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were |
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| May 8, 2017 |
Exhibit 32.01 CERTIFICATION PURSUANT TO 18 U.S.C. SECTION 1350, AS ADOPTED PURSUANT TO SECTION 906 OF THE SARBANES-OXLEY ACT OF 2002 In connection with the Quarterly Report on Form 10-Q of FBR & Co. (the “Company”) for the period ended March 31, 2017, as filed with the Securities and Exchange Commission on the date hereof (the “Report”), I, Richard J. Hendrix, Chief Executive Officer of the Compan |
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| May 8, 2017 |
Exhibit 32.02 CERTIFICATION PURSUANT TO 18 U.S.C. SECTION 1350, AS ADOPTED PURSUANT TO SECTION 906 OF THE SARBANES-OXLEY ACT OF 2002 In connection with the Quarterly Report on Form 10-Q of FBR & Co. (the “Company”) for the period ended March 31, 2017, as filed with the Securities and Exchange Commission on the date hereof (the “Report”), I, Bradley J. Wright, Chief Financial Officer of the Company |
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| May 2, 2017 |
425 1 d389220d425.htm 425 Filed by FBR & Co. pursuant to Rule 425 under the Securities Act of 1933 and deemed filed pursuant to Rule 14a-12 under the Securities Exchange Act of 1934 Subject Company: FBR & Co. Commission File No.: 001-33518 The following is a transcript of an Earnings Conference Call hosted by FBR & Co., which took place on May 2, 2017. FBR & CO. May 2, 2017 9:00 a.m. EDT TRANSCRIP |
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| May 2, 2017 |
Financial Statements and Exhibits, Results of Operations and Financial Condition, Other Events SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 May 2, 2017 Date of Report (Date of earliest event reported) FBR & CO. (Exact Name of Registrant as Specified in its Charter) Virginia (State or Other Jurisdiction of Incorporation) 001-33518 20-5164223 (Commission File Number) (IRS Employer Ident |
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| May 2, 2017 |
FBR & Co. Reports First Quarter 2017 Financial Results EdgarFiling EXHIBIT 99.1 FBR & Co. Reports First Quarter 2017 Financial Results ARLINGTON, Va., May 02, 2017 (GLOBE NEWSWIRE) - FBR & Co. (NASDAQ:FBRC) ("FBR" or the ?Company"), a leading investment bank serving the middle market, today reported pre-tax income of $1.3 million on revenues of $32.5 million for the first quarter of 2017, compared to a pre-tax loss of $12.1 million on revenues of $17. |
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| May 2, 2017 |
425 1 f8k050217.htm FORM 8-K SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 May 2, 2017 Date of Report (Date of earliest event reported) FBR & CO. (Exact Name of Registrant as Specified in its Charter) Virginia (State or Other Jurisdiction of Incorporation) 001-33518 20-5164223 (Commission Fil |
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| May 2, 2017 |
FBR & Co. Reports First Quarter 2017 Financial Results EdgarFiling EXHIBIT 99.1 FBR & Co. Reports First Quarter 2017 Financial Results ARLINGTON, Va., May 02, 2017 (GLOBE NEWSWIRE) - FBR & Co. (NASDAQ:FBRC) ("FBR" or the ?Company"), a leading investment bank serving the middle market, today reported pre-tax income of $1.3 million on revenues of $32.5 million for the first quarter of 2017, compared to a pre-tax loss of $12.1 million on revenues of $17. |
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| May 1, 2017 |
DEFM14A Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D. |
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| April 21, 2017 |
FBRC / FBR & Co. 10-K/A (Annual Report) 10-K/A Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| March 13, 2017 |
LIST OF SUBSIDIARIES OF THE REGISTRANT FBR & CO. A VIRGINIA CORPORATION Exhibit 21.1 LIST OF SUBSIDIARIES OF THE REGISTRANT FBR & CO. A VIRGINIA CORPORATION NAME OF SUBSIDIARY JURISDICTION FBR Asset Management Holdings, LLC Virginia FBR Fund Advisers, LLC Delaware FBR Investment Management, Inc. Delaware FBR Capital Markets Holdings, Inc. Delaware FBR Capital Markets & Co. Delaware FBR Capital Markets LT, Inc. Delaware FBR Capital Markets PT, Inc. Virginia MLV & Co. L |
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| March 13, 2017 |
FBRC / FBR & Co. FORM 10-K (Annual Report) UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K (Mark One) ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2016 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 001-33518 FBR & Co. (Exa |
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| March 13, 2017 |
FBR & CO. AND SUBSIDIARIES COMPUTATION OF RATIO OF EARNINGS TO FIXED CHARGES (Dollars in thousands) Exhibit 12.1 FBR & CO. AND SUBSIDIARIES COMPUTATION OF RATIO OF EARNINGS TO FIXED CHARGES (Dollars in thousands) Years Ended December 31, 2016 2015 2014 2013 2012 Pre-tax (loss) income from continuing operations $ (27,752 ) $ (15,758 ) $ 17,360 $ 57,270 $ 3,928 Fixed charges: Interest expense on all indebtedness 21,388 35,037 21,183 — — Rental expense deemed to be interest 1,690 1,743 1,784 1,784 |
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| March 10, 2017 |
EX-10.06 Exhibit 10.06 DATE NAME Dear FIRST NAME: In satisfaction of the initial RSU Pool Award granted to you on March 8, 2017 under the FBR & Co. One Year Retention and Incentive Plan (the ?Plan?) pursuant to the Award Letter between you and FBR & Co (?FBR? or the ?Company?) dated as March 8, 2017, you have been granted a Restricted Stock Unit (?RSU?) Award with the terms and conditions set fort |
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| March 10, 2017 |
EX-10.05 Exhibit 10.05 March 8, 2017 Employee Name Dear : The Compensation Committee of the Board of Directors (the Committee) of FBR & Co. (the Company) has established the 2017 FBR & Co. One Year Retention and Incentive Plan (the Plan), and you have been selected by the Committee as an eligible participant in the Plan. As such, you have been granted an Award under the Plan as set forth in |
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| March 10, 2017 |
Form 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 March 8, 2017 Date of Report (Date of earliest event reported) FBR & CO. (Exact Name of Registrant as Specified in its Charter) Virginia (State or Other Jurisdiction of Incorporation) 001-33518 20-5164223 (Commission File Nu |
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| March 10, 2017 |
FBR & CO. ONE YEAR RETENTION AND INCENTIVE PLAN (Effective March 8, 2017) EX-10.04 Exhibit 10.04 FBR & CO. ONE YEAR RETENTION AND INCENTIVE PLAN (Effective March 8, 2017) 1. Purposes of the Plan . The purposes of the FBR & Co. One Year Retention and Incentive Plan (the ?Plan?) are to further the long-term growth of FBR & Co. (the ?Company?) by providing long-term incentives in respect of the Company?s Common Stock to certain key employees of the Company and its Subsidia |
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| March 10, 2017 |
EX-10.02 Exhibit 10.02 March [ ], 2017 Employee Name Dear : The Compensation Committee of the Board of Directors (the Committee) of FBR & Co. (the Company) has established the 2017 FBR & Co. Two Year Retention and Incentive Plan (the Plan), and you have been selected by the Committee as an eligible participant in the Plan. As such, you have been granted an Award under the Plan as set forth i |
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| March 10, 2017 |
EX-10.03 Exhibit 10.03 DATE NAME Dear FIRST NAME: In satisfaction of the initial RSU Pool Award granted to you on March 8, 2017 under the FBR & Co. Two Year Retention and Incentive Plan (the ?Plan?) pursuant to the Award Letter between you and FBR & Co (?FBR? or the ?Company?) dated as March 8, 2017, you have been granted a Restricted Stock Unit (?RSU?) Award with the terms and conditions set fort |
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| March 10, 2017 |
FBR & CO. TWO YEAR RETENTION AND INCENTIVE PLAN (Effective March 8, 2017) EX-10.01 Exhibit 10.01 FBR & CO. TWO YEAR RETENTION AND INCENTIVE PLAN (Effective March 8, 2017) 1. Purposes of the Plan. The purposes of the FBR & Co. Two Year Retention and Incentive Plan (the ?Plan?) are to further the long-term growth of FBR & Co. (the ?Company?) by providing long-term incentives in respect of the Company?s Common Stock to certain key employees of the Company and its Subsidiar |
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| March 10, 2017 |
FactorShares Trust PureFunds Video Game Tech ETF 425 (Prospectus) Filed by B. Riley Financial, Inc. Pursuant to Rule 425 under the Securities Act of 1933 and deemed filed pursuant to Rule 14a-12 of the Securities Exchange Act of 1934 Subject Company: FBR & Co. Exchange Act File No.: 001-33518 B. Riley Financial Fourth Quarter and Full-Year 2016 Earnings Conference Call March 9, 2017 B. Riley Financial ? Fourth Quarter and Full-Year 2016 Earnings Conference Call, |
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| February 21, 2017 |
EX-99.1 3 d290034dex991.htm EX-99.1 Exhibit 99.1 EXECUTION VERSION February 17, 2017 B. Riley Financial, Inc. 21860 Burbank Boulevard, Suite 300 South Woodland Hills, California 91367 Ladies and Gentlemen: As a holder of Company Common Stock (as defined below), the undersigned (the “Shareholder”) understands that FBR & Co., a Virginia corporation (the “Company”) and B. Riley Financial, Inc., a Del |
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| February 21, 2017 |
AGREEMENT AND PLAN OF MERGER FBR & CO. B. RILEY FINANCIAL, INC. Dated as of February 17, 2017 EX-2.1 Exhibit 2.1 EXECUTION VERSION AGREEMENT AND PLAN OF MERGER Between FBR & CO. and B. RILEY FINANCIAL, INC. Dated as of February 17, 2017 Exhibit 2.1 TABLE OF CONTENTS Page ARTICLE I The Merger 1.1. The Merger 2 1.2. Closing 2 1.3. Effective Time 3 1.4. The Certificate of Incorporation of the Surviving Corporation 3 1.5. The Bylaws of the Surviving Corporation 3 1.6. Directors of the Survivin |
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| February 21, 2017 |
EX-99.2 Exhibit 99.2 EXECUTION VERSION February 17, 2017 FBR & Co. 1300 North Seventeenth Street Arlington, Virginia 22209 Ladies and Gentlemen: As a holder of common stock, par value $0.0001 per share, of BRF (the ?BRF Common Stock?), the undersigned (the ?Stockholder?) understands that FBR & Co., a Virginia corporation (the ?Company?) and B. Riley Financial, Inc., a Delaware corporation (?BRF?), |
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| February 21, 2017 |
425 1 d290034d8k.htm 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): February 17, 2017 B. Riley Financial, Inc. (Exact name of registrant as specified in its charter) Delaware 001-37503 27-0223495 (State of (Commission File Num |
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| February 21, 2017 |
EX-99.2 Exhibit 99.2 February 17, 2017 FBR & Co. 1300 North Seventeenth Street Arlington, Virginia 22209 Ladies and Gentlemen: As a holder of common stock, par value $0.0001 per share, of BRF (the BRF Common Stock), the undersigned (the Stockholder) understands that FBR & Co., a Virginia corporation (the Company) and B. Riley Financial, Inc., a Delaware corporation (BRF), propose to enter |
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| February 21, 2017 |
Entry into a Material Definitive Agreement, Financial Statements and Exhibits 8-K 1 d345899d8k.htm 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 February 17, 2017 Date of Report (Date of earliest event reported) FBR & CO. (Exact Name of Registrant as Specified in its Charter) Virginia (State or Other Jurisdiction of Incorporation) 001-33518 20-5164223 |
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| February 21, 2017 |
EX-2.1 2 d345899dex21.htm EX-2.1 Exhibit 2.1 AGREEMENT AND PLAN OF MERGER Between FBR & CO. and B. RILEY FINANCIAL, INC. Dated as of February 17, 2017 TABLE OF CONTENTS Page ARTICLE I The Merger 1.1. The Merger 2 1.2. Closing 2 1.3. Effective Time 3 1.4. The Certificate of Incorporation of the Surviving Corporation 3 1.5. The Bylaws of the Surviving Corporation 3 1.6. Directors of the Surviving Co |
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| February 21, 2017 |
EX-99.1 Exhibit 99.1 February 17, 2017 B. Riley Financial, Inc. 21860 Burbank Boulevard, Suite 300 South Woodland Hills, California 91367 Ladies and Gentlemen: As a holder of Company Common Stock (as defined below), the undersigned (the ?Shareholder?) understands that FBR & Co., a Virginia corporation (the ?Company?) and B. Riley Financial, Inc., a Delaware corporation (?BRF?), propose to enter in |
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| February 21, 2017 |
EX-2.1 Exhibit 2.1 AGREEMENT AND PLAN OF MERGER Between FBR & CO. and B. RILEY FINANCIAL, INC. Dated as of February 17, 2017 TABLE OF CONTENTS Page ARTICLE I The Merger 1.1. The Merger 2 1.2. Closing 2 1.3. Effective Time 3 1.4. The Certificate of Incorporation of the Surviving Corporation 3 1.5. The Bylaws of the Surviving Corporation 3 1.6. Directors of the Surviving Corporation 3 1.7. Officers |
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| February 21, 2017 |
425 1 d345899d8k.htm 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 February 17, 2017 Date of Report (Date of earliest event reported) FBR & CO. (Exact Name of Registrant as Specified in its Charter) Virginia (State or Other Jurisdiction of Incorporation) 001-33518 20-5164223 |
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| February 21, 2017 |
EX-99.1 Exhibit 99.1 February 17, 2017 B. Riley Financial, Inc. 21860 Burbank Boulevard, Suite 300 South Woodland Hills, California 91367 Ladies and Gentlemen: As a holder of Company Common Stock (as defined below), the undersigned (the Shareholder) understands that FBR & Co., a Virginia corporation (the Company) and B. Riley Financial, Inc., a Delaware corporation (BRF), propose to enter in |
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| February 21, 2017 |
EX-99.2 Exhibit 99.2 February 17, 2017 FBR & Co. 1300 North Seventeenth Street Arlington, Virginia 22209 Ladies and Gentlemen: As a holder of common stock, par value $0.0001 per share, of BRF (the ?BRF Common Stock?), the undersigned (the ?Stockholder?) understands that FBR & Co., a Virginia corporation (the ?Company?) and B. Riley Financial, Inc., a Delaware corporation (?BRF?), propose to enter |
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| February 21, 2017 |
EX-99.2 Merger Announcement February 21, 2017 Exhibit 99.2 Forward-Looking Statements Forward-Looking Statements This communication may contain forward-looking statements within the meaning of the Private Securities Litigation Reform Act of 1995. All statements other than statements of historical fact are forward-looking statements. These forward-looking statements involve known and unknown risks, |
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| February 21, 2017 |
EX-99.1 Exhibit 99.1 B. Riley Financial to Acquire FBR & Co. to Form Dynamic Financial Services Firm with Unmatched Capabilities Merger will create industry-leading Small Cap investment banking and brokerage firm with 600 companies under coverage and a top ranked initial equity franchise Transaction values FBR at $160.1 million or $20.28 per share FBR shareholders to receive an anticipated $8.50 s |
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| February 21, 2017 |
Financial Statements and Exhibits, Other Events 8-K 1 d348180d8k.htm 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 February 17, 2017 Date of Report (Date of earliest event reported) FBR & CO. (Exact Name of Registrant as Specified in its Charter) Virginia (State or Other Jurisdiction of Incorporation) 001-33518 20-5164223 |
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| February 21, 2017 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): February 21, 2017 B. Riley Financial, Inc. (Exact name of registrant as specified in its charter) Delaware 000-54010 27-0223495 (State of (Commission File Number) (IRS Employer Incorp |
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| February 21, 2017 |
EX-99.1 2 d321947dex991.htm EX-99.1 1 Exhibit 99.1 B. Riley Financial to Acquire FBR & Co. to Form Dynamic Financial Services Firm with Unmatched Capabilities Merger will create industry-leading Small Cap investment banking and brokerage firm with 600 companies under coverage and a top ranked initial equity franchise Transaction values FBR at $160.1 million or $20.28 per share FBR shareholders to |
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| February 21, 2017 |
B RILEY FINANCIAL FBR -&Co.- Merger Announcement February 21, 2017 EX-99.2 Exhibit 99.2 B RILEY FINANCIAL FBR -&Co.- Merger Announcement February 21, 2017 Forward-Looking Statements Forward-Looking Statements This communication may contain forward-looking statements within the meaning of the Private Securities Litigation Reform Act of 1995. All statements other than statements of historical fact are forward-looking statements. These forward-looking statements inv |
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| February 21, 2017 |
EX-99.1 Exhibit 99.1 B. Riley Financial to Acquire FBR & Co. to Form Dynamic Financial Services Firm with Unmatched Capabilities Merger will create industry-leading Small Cap investment banking and brokerage firm with 600 companies under coverage and a top ranked initial equity franchise Transaction values FBR at $160.1 million or $20.28 per share FBR shareholders to receive an anticipated $8.50 s |
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| February 21, 2017 |
8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 February 17, 2017 Date of Report (Date of earliest event reported) FBR & CO. (Exact Name of Registrant as Specified in its Charter) Virginia (State or Other Jurisdiction of Incorporation) 001-33518 20-5164223 (Commission File Num |
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| February 21, 2017 |
EX-99.2 Merger Announcement February 21, 2017 Exhibit 99.2 Forward-Looking Statements Forward-Looking Statements This communication may contain forward-looking statements within the meaning of the Private Securities Litigation Reform Act of 1995. All statements other than statements of historical fact are forward-looking statements. These forward-looking statements involve known and unknown risks, |
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| February 15, 2017 |
FBRC / FBR & Co. / Standard General L.P. Passive Investment SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 1)* FBR & Co. (Name of Issuer) Common Stock, $0.001 par value (Title of Class of Securities) 30247C400 (CUSIP Number) December 31, 2016 (Date of Event which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Schedule is filed: [ ] Rule 13d-1(b) [x] Rule 13d-1(c) [ ] Rule 13d |
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| February 10, 2017 |
EdgarFiling EXHIBIT 99.1 FBR & Co. Reports Fourth Quarter 2016 Pre-Tax Income of $5.2 Million on Net Revenues of $40.2 Million Declares $0.20 per Share Quarterly Cash Dividend ARLINGTON, Va., Feb. 10, 2017 (GLOBE NEWSWIRE) - FBR & Co. (NASDAQ:FBRC) ("FBR" or the ?Company"), a leading investment bank serving the middle market, today reported pre-tax income of $5.2 million on revenues of $40.2 milli |
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| February 10, 2017 |
8-K 1 f8k021017.htm FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event Reported): February 9, 2017 FBR & CO. (Exact Name of Registrant as Specified in Charter) Virginia 001-33518 20-5164223 (State or Other Jurisdiction of Incorporation) |
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| February 10, 2017 |
FBRC / FBR & Co. / HENDRIX RICHARD J - SC 13G Passive Investment SC 13G UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. )* FBR & Co. (Name of Issuer) Common Stock, $0.001 par value per share (Title of Class of Securities) 30247C400 (CUSIP Number) December 31, 2016 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pu |
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| February 10, 2017 |
FBR & CO. February 10, 2017 9:00 a.m. EST TRANSCRIPT Q4 2016 EX-99.1 Exhibit 99.1 FBR & CO. February 10, 2017 9:00 a.m. EST TRANSCRIPT Q4 2016 Operator Welcome to the FBR & Company fourth quarter 2016 earnings conference call. (Operator Instructions) As a reminder, this conference call is being recorded. I would now like to turn the conference over to, Linda Eddy, Senior Vice President. You may begin. Linda Eddy ? FBR & Co. ? SVP, Investor Relations Thank y |
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| February 10, 2017 |
FBRC / FBR & Co. / VANGUARD GROUP INC Passive Investment fbrco.htm - Generated by SEC Publisher for SEC Filing SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Schedule 13G Under the Securities Exchange Act of 1934 (Amendment No.: 0 )* Name of issuer: FBR & Co Title of Class of Securities: Common Stock CUSIP Number: 30247C400 Date of Event Which Requires Filing of this Statement: December 31, 2016 Check the appropriate box to designate the rule |
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| February 10, 2017 |
FBRC / FBR & Co. / Boston Partners - ROBECO INVESTMENT MANAGEMENT INC. Passive Investment SC 13G/A 1 fbrca421017.htm ROBECO INVESTMENT MANAGEMENT INC. UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 4)* FBr & Co. (Name of Issuer) Common Stock (Title of Class of Securities) 30247C301 (CUSIP Number) December 31, 2016 (Date of Event which Requires Filing of this Statement) Check the appropriate b |
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| February 10, 2017 |
Regulation FD Disclosure, Financial Statements and Exhibits Form 8-K SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 February 10, 2017 Date of Report (Date of earliest event reported) FBR & CO. (Exact Name of Registrant as Specified in its Charter) Virginia (State or Other Jurisdiction of Incorporation) 001-33518 20-5164223 (Commission File Number) (IRS |
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| February 7, 2017 |
FBRC / FBR & Co. / PEAK6 Investments, L.P. - DECEMBER 31 2016 Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No.)* FBR & Co. (Name of Issuer) Common Stock (Title of Class of Securities) 30247C400 (CUSIP Number) December 31, 2016 (Date of Event which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Schedule is fil |
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| February 7, 2017 |
EXHIBIT 1 JOINT FILING AGREEMENT February 2, 2017 In accordance with Rule 13d-1(k)(1) under the Securities Exchange Act of 1934, as amended, PEAK6 LLC, PEAK6 Investments, L. |
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| January 3, 2017 |
CORRESP [FBR & Co. Letterhead] January 3, 2017 Securities and Exchange Commission Office of Financial Services 100 F Street, N.E. Washington, D.C. 20549 Attention: Mr. David Lin, Staff Attorney Re: FBR & Co. Registration Statement on Form S-3 File No. 333-214564 Dear Mr. Lin: Pursuant to Rule 461 promulgated under the Securities Act of 1933, as amended, FBR & Co. (the ?Company?) hereby requests th |
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| December 20, 2016 |
Table of Contents As filed with the Securities and Exchange Commission on December 20, 2016 Registration No. |
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| December 20, 2016 |
CORRESP December 20, 2016 Via EDGAR Submission and Courier Mr. David Lin, Staff Attorney Office of Financial Services U.S. Securities and Exchange Commission 100 F Street N.E. Washington, DC 20549 Re: FBR & Co. Registration Statement on Form S-3 Filed November 10, 2016 File No. 333-214564 Dear Mr. Lin: This letter is submitted in response to the comment letter of the Staff of the Office of Financi |
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| November 10, 2016 |
EX-4.1 Exhibit 4.1 NUMBER FBRC FBR SHARES COMMON STOCK FBR & CO. A CORPORATION ORGANIZED UNDER THE LAWS OF THE COMMONWEALTH OF VIRGINIA CUSIP 30247C 40 0 SEE REVERSE FOR CERTAIN DEFINITIONS THIS CERTIFIES that is the registered owner of FULLY PAID AND NON-ASSESSABLE SHARES OF COMMON STOCK, PAR VALUE $0.001 PER SHARE, OF FBR & CO. the above-named Corporation, transferable on the books of the Corpor |
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| November 10, 2016 |
S-3 Table of Contents As filed with the Securities and Exchange Commission on November 10, 2016 Registration No. |
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| November 10, 2016 |
EX-12.1 Exhibit 12.1 FBR & CO. AND SUBSIDIARIES COMPUTATION OF RATIO OF EARNINGS TO FIXED CHARGES (Dollars in thousands) Nine Months Ended September 30, Years Ended December 31, 2016 2015 2014 2013 2012 2011 Pre-tax (loss) income from continuing operations $ (32,908 ) $ (15,758 ) $ 17,360 $ 57,270 $ 3,928 $ (51,328 ) Fixed charges: Interest expense on all indebtedness 17,248 35,037 21,183 ? ? ? Re |
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| November 10, 2016 |
EX-4.2 Exhibit 4.2 FBR & CO., Issuer And , Trustee INDENTURE Dated as of Debt Securities Table of Contents ARTICLE 1 DEFINITIONS AND OTHER PROVISIONS OF GENERAL APPLICATION Section 1.1 Definitions 1 Act 2 Affiliate 2 Authenticating Agent 2 Authorized Officer 2 Bankruptcy Law 2 Board of Directors 2 Board Resolution 2 Business Day 2 Capital Stock 2 Commission 3 Common Stock 3 Company 3 Company Reque |
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| November 9, 2016 |
fbrc-10q20160930.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2016 OR ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file nu |
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| November 9, 2016 |
Exhibit 31.02 CERTIFICATION I, Bradley J. Wright, certify that: 1. I have reviewed this Quarterly Report on Form 10-Q for the quarter ended September 30, 2016 of FBR & Co.; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements we |
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| November 9, 2016 |
Exhibit 31.01 CERTIFICATION I, Richard J. Hendrix, certify that: 1. I have reviewed this Quarterly Report on Form 10-Q for the quarter ended September 30, 2016 of FBR & Co.; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements w |
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| November 9, 2016 |
Exhibit 32.02 CERTIFICATION PURSUANT TO 18 U.S.C. SECTION 1350, AS ADOPTED PURSUANT TO SECTION 906 OF THE SARBANES-OXLEY ACT OF 2002 In connection with the Quarterly Report on Form 10-Q of FBR & Co. (the “Company”) for the period ended September 30, 2016, as filed with the Securities and Exchange Commission on the date hereof (the “Report”), I, Bradley J. Wright, Chief Financial Officer of the Com |
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| November 9, 2016 |
Exhibit 32.01 CERTIFICATION PURSUANT TO 18 U.S.C. SECTION 1350, AS ADOPTED PURSUANT TO SECTION 906 OF THE SARBANES-OXLEY ACT OF 2002 In connection with the Quarterly Report on Form 10-Q of FBR & Co. (the “Company”) for the period ended September 30, 2016, as filed with the Securities and Exchange Commission on the date hereof (the “Report”), I, Richard J. Hendrix, Chief Executive Officer of the Co |
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| November 7, 2016 |
FBR & CO. November 4, 2016 9:00 a.m. EDT TRANSCRIPT Q3 2016 EX-99.1 Exhibit 99.1 FBR & CO. November 4, 2016 9:00 a.m. EDT TRANSCRIPT Q3 2016 Operator Good day, ladies and gentlemen, and welcome to the FBR & Company third quarter 2016 earnings conference call. (Operator Instructions) As a reminder, this call may be recorded. I would now like to introduce your host for todays conference, Linda Eddy, Senior Vice President. Please go ahead. Linda Eddy FBR & |
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| November 7, 2016 |
Regulation FD Disclosure, Financial Statements and Exhibits 8-K 1 d248157d8k.htm 8-K SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 November 4, 2016 Date of Report (Date of earliest event reported) FBR & CO. (Exact Name of Registrant as Specified in its Charter) Virginia (State or Other Jurisdiction of Incorporation) 001-33518 20-5164223 (Commission Fi |
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| November 4, 2016 |
EX-10.1 Exhibit 10.1 CONSULTING SERVICES AGREEMENT THIS CONSULTING SERVICES AGREEMENT (as amended, modified and in effect from time to time, this Agreement) is entered into as of November 1, 2016, by and between FBR & Co. (FBR), a Virginia corporation having its principal offices at 1300 North 17th Street, Arlington, VA, 22209, and James Neuhauser (Consultant) of 1854 Biltmore Street, NW, Wa |
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| November 4, 2016 |
FBR 8-K (Current Report/Significant Event) 8-K SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 October 31, 2016 Date of Report (Date of earliest event reported) FBR & CO. (Exact Name of Registrant as Specified in its Charter) Virginia (State or Other Jurisdiction of Incorporation) 001-33518 20-5164223 (Commission File Number) (IRS Emplo |
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| November 4, 2016 |
FBR & Co. Reports Third Quarter 2016 Financial Results EdgarFiling EXHIBIT 99.1 FBR & Co. Reports Third Quarter 2016 Financial Results ARLINGTON, Va., Nov. 04, 2016 (GLOBE NEWSWIRE) - FBR & Co. (NASDAQ:FBRC) ("FBR" or the “Company"), a leading investment bank serving the middle market, today reported a pre-tax operating loss of $11.6 million for the third quarter of 2016, compared to pre-tax operating losses of $6.3 million for the third quarter of 20 |
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| November 4, 2016 |
FBR FORM 8-K (Current Report/Significant Event) UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event Reported): November 4, 2016 FBR & CO. (Exact Name of Registrant as Specified in Charter) Virginia 001-33518 20-5164223 (State or Other Jurisdiction of Incorporation) (Commission File Number) (I. |
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| October 25, 2016 |
FBR & Co. Declares Fourth Quarter Cash Dividend EX-99.1 Exhibit 99.1 Contacts: Media and Investors: Linda E. Eddy at 703.312.9715 or [email protected] FBR & Co. Declares Fourth Quarter Cash Dividend ARLINGTON, VA, October 25, 2016 ? FBR & Co. (NASDAQ:FBRC) (?FBR? or the ?Company?), a leading investment bank serving the middle market, announced today that its Board of Directors has declared a regular quarterly dividend of $0.20 per common share to b |
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| October 25, 2016 |
Regulation FD Disclosure, Financial Statements and Exhibits 8-K 1 d277473d8k.htm FORM 8-K SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 October 25, 2016 Date of Report (Date of earliest event reported) FBR & CO. (Exact Name of Registrant as Specified in its Charter) Virginia (State or Other Jurisdiction of Incorporation) 001-33518 20-5164223 (Commissi |
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| August 9, 2016 |
fbrc-10q20160630.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2016 OR ¨ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number: |
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| August 9, 2016 |
Exhibit 31.01 CERTIFICATION I, Richard J. Hendrix, certify that: 1. I have reviewed this Quarterly Report on Form 10-Q for the quarter ended June 30, 2016 of FBR & Co.; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were m |
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| August 9, 2016 |
fbrc-ex3202_9.htm Exhibit 32.02 CERTIFICATION PURSUANT TO 18 U.S.C. SECTION 1350, AS ADOPTED PURSUANT TO SECTION 906 OF THE SARBANES-OXLEY ACT OF 2002 In connection with the Quarterly Report on Form 10-Q of FBR & Co. (the “Company”) for the period ended June 30, 2016, as filed with the Securities and Exchange Commission on the date hereof (the “Report”), I, Bradley J. Wright, Chief Financial Offic |
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| August 9, 2016 |
Exhibit 31.02 CERTIFICATION I, Bradley J. Wright, certify that: 1. I have reviewed this Quarterly Report on Form 10-Q for the quarter ended June 30, 2016 of FBR & Co.; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were ma |
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| August 9, 2016 |
Exhibit 32.01 CERTIFICATION PURSUANT TO 18 U.S.C. SECTION 1350, AS ADOPTED PURSUANT TO SECTION 906 OF THE SARBANES-OXLEY ACT OF 2002 In connection with the Quarterly Report on Form 10-Q of FBR & Co. (the “Company”) for the period ended June 30, 2016, as filed with the Securities and Exchange Commission on the date hereof (the “Report”), I, Richard J. Hendrix, Chief Executive Officer of the Company |
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| July 22, 2016 |
POWER OF ATTORNEY Know all by these presents, that the undersigned hereby constitutes and appoints each of Linda E. |
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| July 18, 2016 |
FBR & CO. July 15, 2016 9:00 a.m. EDT TRANSCRIPT Q2 2016 EX-99.1 Exhibit 99.1 FBR & CO. July 15, 2016 9:00 a.m. EDT TRANSCRIPT Q2 2016 Operator Good day, ladies and gentlemen, and welcome to the FBR & Co. second-quarter 2016 earnings conference call. (Operator Instructions) As a reminder, this conference call is being recorded. I would now like to turn the conference over to Shannon Hawkins, Senior Vice President. You may begin. Shannon Hawkins - FBR & |
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| July 18, 2016 |
Regulation FD Disclosure, Financial Statements and Exhibits 8-K 1 d226136d8k.htm FORM 8-K SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 July 15, 2016 Date of Report (Date of earliest event reported) FBR & CO. (Exact Name of Registrant as Specified in its Charter) Virginia (State or Other Jurisdiction of Incorporation) 001-33518 20-5164223 (Commission |
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| July 14, 2016 |
EX-99.1 2 exh991.htm PRESS RELEASE EXHIBIT 99.1 FBR & Co. Reports Second Quarter 2016 Financial Results Declares $0.20 per Share Quarterly Cash Dividend Financial Highlights for the three months ended June 30, 2016: Net revenues of $20.9 million Net loss of $8.2 million, or $1.08 per share Repurchased 720 thousand shares of common stock, through a combination of open market purchases and netting o |
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| July 14, 2016 |
Financial Statements and Exhibits, Results of Operations and Financial Condition 8-K 1 f8k071416.htm FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event Reported): July 14, 2016 FBR & CO. (Exact Name of Registrant as Specified in Charter) Virginia 001-33518 20-5164223 (State or Other Jurisdiction of Incorporation) (C |
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| July 1, 2016 |
FBRC / FBR & Co. / Standard General L.P. Passive Investment SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. )* FBR & Co. (Name of Issuer) Common Stock, $0.001 par value (Title of Class of Securities) 30247C400 (CUSIP Number) June 24, 2016 (Date of Event which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Schedule is filed: [ ] Rule 13d-1(b) [x] Rule 13d-1(c) [ ] Rule 13d-1(d) |
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| July 1, 2016 |
EX-99.1 2 exhibit991.htm Exhibit 99.1 JOINT FILING AGREEMENT This Joint Filing Agreement, dated as of July 1, 2016 is by and among Standard General L.P., Standard General Master Fund L.P., P Standard General Ltd. and Soohyung Kim (the foregoing are collectively referred to herein as the "Filers"). Each of the Filers may be required to file with the United States Securities and Exchange Commission |
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| June 17, 2016 |
8-K 1 d203354d8k.htm 8-K SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 June 14, 2016 Date of Report (Date of earliest event reported) FBR & CO. (Exact Name of Registrant as Specified in its Charter) Virginia (State or Other Jurisdiction of Incorporation) 001-33518 20-5164223 (Commission File |
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| June 17, 2016 |
FBR Announces Overwhelming Shareholder Support to Re-elect All Eight of FBR Director Nominees EX-99.1 Exhibit 99.1 Contacts: Media: Shannon Hawkins at 703.469.1190 or [email protected] Denise DesChenes/Ben Spicehandler, Sard Verbinnen & Co, at 212.687.8080 Investors: Linda E. Eddy at 703.312.9715 or [email protected] Tom Germinario, D.F. King & Co., Inc., at 212.269.5550 FBR Announces Overwhelming Shareholder Support to Re-elect All Eight of FBR Director Nominees ARLINGTON, VA, June 14, 2016 |
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| June 15, 2016 |
FBRC / FBR & Co. / Voce Capital Management LLC - SC 13D/A Activist Investment Voce Capital Management LLC - Schedule 13D/A - Filed by newsfilecorp.com UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO § 240.13d -1(a) AND AMENDMENTS THERETO FILED PURSUANT TO § 240.13d -2(a) (Amendment No. 14)* FBR & CO. (Name of Issuer) Common Stock, $0.001 par value per share (Title of Class of Sec |
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| June 14, 2016 |
DFAN14A 1 dfan14a.htm DFAN14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant [ ] Filed by a Party other than the Registrant [X] Check the appropriate box: [ ] Preliminary Proxy Statement [ ] Confidential, for Use of the Commission Only (as |
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| June 14, 2016 |
FBRC / FBR & Co. / Voce Capital Management LLC - SC 13D/A Activist Investment SC 13D/A 1 sch13da.htm SC 13D/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO § 240.13d -1(a) AND AMENDMENTS THERETO FILED PURSUANT TO § 240.13d -2(a) (Amendment No. 13)* FBR & Co. (Name of Issuer) Common Stock, $0.001 par value per share (Title of Class of Securities) 30247C400 (CUSIP Number) MARK SH |
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| June 10, 2016 |
Voce Capital Management LLC: Form DFAN14A - Filed by newsfilecorp.com UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant [ ] Filed by a Party other than the Registrant [X] Check the appropriate box: [ ] Preliminary Proxy Statement [ ] Confident |
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| June 10, 2016 |
FBRC / FBR & Co. / Voce Capital Management LLC - SC 13D/A Activist Investment Voce Capital Management LLC: Schedule 13D/A - Filed by newsfilecorp.com UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO § 240.13d -1(a) AND AMENDMENTS THERETO FILED PURSUANT TO § 240.13d -2(a) (Amendment No. 12)* FBR & Co. (Name of Issuer) Common Stock, $0.001 par value per share (Title of Class of Secu |
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| June 6, 2016 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant [ ] Filed by a Party other than the Registrant [x] Check the appropriate box: [ ] Preliminary Proxy Statement [ ] Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) |
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| June 6, 2016 |
FBRC / FBR & Co. / Voce Capital Management LLC - SC 13D/A Activist Investment Voce Capital Management LLC: Schedule 13D/A - Filed by newsfilecorp.com UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO § 240.13d -1(a) AND AMENDMENTS THERETO FILED PURSUANT TO § 240.13d -2(a) (Amendment No. 11)* FBR & Co. (Name of Issuer) Common Stock, $0.001 par value per share (Title of Class of Secu |
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| June 3, 2016 |
DEFA14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant x Filed by a Party other than the Registrant ? Check the appropriate box: ? Preliminary Proxy Statement ? Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ? Definitive Pro |
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| June 3, 2016 |
Voce Capital Management LLC - Schedule DFAN14A - Filed by newsfilecorp.com UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant [ ] Filed by a Party other than the Registrant [X] Check the appropriate box: [ ] Preliminary Proxy Statement [ ] Conf |
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| June 3, 2016 |
FBRC / FBR & Co. / Voce Capital Management LLC - SC 13D/A Activist Investment Voce Capital Management LLC - Schedule 13D/A - Filed by newsfilecorp.com UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO § 240.13d -1(a) AND AMENDMENTS THERETO FILED PURSUANT TO § 240.13d -2(a) (Amendment No. 10)* FBR & CO. (Name of Issuer) Common Stock, $0.001 par value per share (Title of Class of Sec |
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| June 2, 2016 |
DEFA14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant x Filed by a Party other than the Registrant ¨ Check the appropriate box: ¨ Preliminary Proxy Statement ¨ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ¨ Definitive Pro |
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| June 2, 2016 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant [ ] Filed by a Party other than the Registrant [x] Check the appropriate box: [ ] Preliminary Proxy Statement [ ] Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) |
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| June 2, 2016 |
FBRC / FBR & Co. / Voce Capital Management LLC - SC 13D/A Activist Investment Voce Capital Management LLC: Form SC 13D/A - Filed by newsfilecorp.com UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO § 240.13d-1(a) AND AMENDMENTS THERETO FILED PURSUANT TO § 240.13d-2(a) (Amendment No. 9)* FBR & Co. (Name of Issuer) Common Stock, $0.001 par value per share (Title of Class of Securiti |
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| May 31, 2016 |
DEFA14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant x Filed by a Party other than the Registrant ? Check the appropriate box: ? Preliminary Proxy Statement ? Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ? Definitive Pro |
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| May 27, 2016 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant [ ] Filed by a Party other than the Registrant [x] Check the appropriate box: [ ] Preliminary Proxy Statement [ ] Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) |
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| May 27, 2016 |
FBRC / FBR & Co. / Voce Capital Management LLC - SC 13D/A Activist Investment SC 13D/A 1 sc13da.htm SC 13D/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO § 240.13d -1(a) AND AMENDMENTS THERETO FILED PURSUANT TO § 240.13d -2(a) (Amendment No. 8)* FBR & Co. (Name of Issuer) Common Stock, $0.001 par value per share (Title of Class of Securities) 30247C400 (CUSIP Number) MARK SHAM |
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| May 25, 2016 |
FBR DEFINITIVE ADDITIONAL MATERIALS Definitive Additional Materials UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| May 24, 2016 |
Voce Capital Management LLC: Form DFAN14A - Filed by newsfilecorp.com UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant [ ] Filed by a Party other than the Registrant [x] Check the appropriate box: [ ] Preliminary Proxy Statement [ ] Confident |
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| May 24, 2016 |
FBRC / FBR & Co. / Voce Capital Management LLC - SC 13D/A Activist Investment Voce Capital Management LLC.: Form SC 13D/A- Filed by newsfilecorp.com UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO § 240.13d-1(a) AND AMENDMENTS THERETO FILED PURSUANT TO § 240.13d-2(a) (Amendment No. 7)* FBR & Co. (Name of Issuer) Common Stock, $0.001 par value per share (Title of Class of Securiti |
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| May 23, 2016 |
Voce Capital Management LLC - Schedule DFAN14A - Filed by newsfilecorp.com UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant [ ] Filed by a Party other than the Registrant [X] Check the appropriate box: [ ] Preliminary Proxy Statement [ ] Conf |
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| May 20, 2016 |
DEFA14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant x Filed by a Party other than the Registrant ? Check the appropriate box: ? Preliminary Proxy Statement ? Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ? Definitive Pro |
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| May 16, 2016 |
FBRC / FBR & Co. / Voce Capital Management LLC - SC 13D/A Activist Investment SC 13D/A 1 sch13da.htm SC 13D/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO § 240.13d -1(a) AND AMENDMENTS THERETO FILED PURSUANT TO § 240.13d -2(a) (Amendment No. 6)* FBR & Co. (Name of Issuer) Common Stock, $0.001 par value per share (Title of Class of Securities) 30247C400 (CUSIP Number) MARK SHA |
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| May 11, 2016 |
FBRC / FBR & Co. / Voce Capital Management LLC - SC 13D/A Activist Investment SC 13D/A 1 sch13da.htm SC 13D/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO § 240.13d -1(a) AND AMENDMENTS THERETO FILED PURSUANT TO § 240.13d -2(a) (Amendment No. 5)* FBR & Co. (Name of Issuer) Common Stock, $0.001 par value per share (Title of Class of Securities) 30247C400 (CUSIP Number) MARK SHA |
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| May 9, 2016 |
DEFC14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant x Filed by a Party other than the Registrant ? Check the appropriate box: ? Preliminary Proxy Statement ? Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) x Definitive Pro |
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| May 9, 2016 |
DEFR14A 1 d179130ddefr14a.htm DEFR14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. 1) Filed by the Registrant x Filed by a Party other than the Registrant ¨ Check the appropriate box: ¨ Preliminary Proxy Statement ¨ Confidential, for Use of the Commission Only (as |
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| May 6, 2016 |
CORRESP 1 filename1.htm [Letterhead of Wachtell, Lipton, Rosen & Katz] May 6, 2016 VIA EDGAR United States Securities and Exchange Commission Division of Corporation Finance 100 F Street, N.E. Washington, D.C. 20549 Attn: David L. Orlic Re: FBR & Co. Preliminary Proxy Statement on Schedule 14A Filed April 28, 2016 File No. 001-33518 Dear Mr. Orlic: On behalf of our client, FBR & Co. ("FBR" or the |
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| May 6, 2016 |
PRER14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. 1) Filed by the Registrant x Filed by a Party other than the Registrant ? Check the appropriate box: x Preliminary Proxy Statement ? Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2) |
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| May 5, 2016 |
Exhibit 31.02 CERTIFICATION I, Bradley J. Wright, certify that: 1. I have reviewed this Quarterly Report on Form 10-Q for the quarter ended March 31, 2016 of FBR & Co.; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were m |
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| May 5, 2016 |
Exhibit 32.02 CERTIFICATION PURSUANT TO 18 U.S.C. SECTION 1350, AS ADOPTED PURSUANT TO SECTION 906 OF THE SARBANES-OXLEY ACT OF 2002 In connection with the Quarterly Report on Form 10-Q of FBR & Co. (the “Company”) for the period ended March 31, 2016, as filed with the Securities and Exchange Commission on the date hereof (the “Report”), I, Bradley J. Wright, Chief Financial Officer of the Company |
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| May 5, 2016 |
FBRC / FBR & Co. 10-Q - Quarterly Report - 10-Q 10-Q 1 fbrc-10q20160331.htm 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2016 OR ¨ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission |
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| May 5, 2016 |
Exhibit 32.01 CERTIFICATION PURSUANT TO 18 U.S.C. SECTION 1350, AS ADOPTED PURSUANT TO SECTION 906 OF THE SARBANES-OXLEY ACT OF 2002 In connection with the Quarterly Report on Form 10-Q of FBR & Co. (the “Company”) for the period ended March 31, 2016, as filed with the Securities and Exchange Commission on the date hereof (the “Report”), I, Richard J. Hendrix, Chief Executive Officer of the Compan |
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| May 5, 2016 |
Exhibit 31.01 CERTIFICATION I, Richard J. Hendrix, certify that: 1. I have reviewed this Quarterly Report on Form 10-Q for the quarter ended March 31, 2016 of FBR & Co.; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were |
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| May 3, 2016 |
FBRC / FBR & Co. / Voce Capital Management LLC - SC 13D/A Activist Investment Voce Capital Management LLC - Schedule 13D/A - Filed by newsfilecorp.com UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO § 240.13d -1(a) AND AMENDMENTS THERETO FILED PURSUANT TO § 240.13d -2(a) (Amendment No. 4)* FBR & CO. (Name of Issuer) Common Stock, $0.001 par value per share (Title of Class of Secu |
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| April 29, 2016 |
FBRC / FBR & Co. 10-K/A - Annual Report - 10-K/A 10-K/A Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| April 28, 2016 |
8-K 1 d185828d8k.htm 8-K SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 April 26, 2016 Date of Report (Date of earliest event reported) FBR & CO. (Exact Name of Registrant as Specified in its Charter) Virginia (State or Other Jurisdiction of Incorporation) 001-33518 20-5164223 (Commission File |
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| April 28, 2016 |
PREC 14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant x Filed by a Party other than the Registrant ? Check the appropriate box: x Preliminary Proxy Statement ? Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ? Definitive Pr |
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| April 28, 2016 |
FBR & CO. April 27, 2016 9:00 a.m. EDT TRANSCRIPT Q1 2016 EX-99.1 Exhibit 99.1 FBR & CO. April 27, 2016 9:00 a.m. EDT TRANSCRIPT Q1 2016 Operator Good day, ladies and gentlemen, and welcome to the FBR & Company first quarter 2016 earnings conference call. (Operator Instructions) As a reminder, this call may be recorded. I would now like to introduce your host for today?s conference, Shannon Hawkins, Senior Vice President. Please go ahead. Shannon Hawkins |
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| April 27, 2016 |
EX-99.1 2 exh991.htm PRESS RELEASE EXHIBIT 99.1 FBR & Co. Reports First Quarter 2016 Financial Results Declares $0.20 per Share Quarterly Cash Dividend Financial Highlights for the three months ended March 31, 2016: Net revenues of $17.9 million Net loss of $5.5 million, or $0.72 per share Repurchased 545 thousand shares of common stock, through a combination of open market purchases and tax settl |
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| April 27, 2016 |
FBR FORM 8-K (Current Report/Significant Event) UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event Reported): April 27, 2016 FBR & CO. (Exact Name of Registrant as Specified in Charter) Virginia 001-33518 20-5164223 (State or Other Jurisdiction of Incorporation) (Commission File Number) (I.R. |
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| April 19, 2016 |
FBRC / FBR & Co. / Voce Capital Management LLC - SC 13D/A Activist Investment Voce Capital Management LLC: Schedule 13D/A - Filed by newsfilecorp.com UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO § 240.13d -1(a) AND AMENDMENTS THERETO FILED PURSUANT TO § 240.13d -2(a) (Amendment No. 3)* FBR & Co. (Name of Issuer) Common Stock, $0.001 par value per share (Title of Class of Secur |
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| April 7, 2016 |
FBRC / FBR & Co. / Voce Capital Management LLC - SC 13D/A Activist Investment SC 13D/A 1 sched13da.htm SC 13D/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO § 240.13d -1(a) AND AMENDMENTS THERETO FILED PURSUANT TO § 240.13d -2(a) (Amendment No. 2)* FBR & Co. (Name of Issuer) Common Stock, $0.001 par value per share (Title of Class of Securities) 30247C400 (CUSIP Number) MARK S |
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| March 21, 2016 |
Exhibit 3 EXHIBIT 3 VOCE CAPITAL NOMINATES THREE FBR DIRECTORS Strategy and Leadership Change Essential to Arrest Shareholder Value Destruction FBR’s Current Strategy Disrespects its Heritage at the Expense of the Company, its Employees and Shareholders Voce’s Independent Nominees Possess the Experience and Skills to Restore FBR’s Proud Tradition and Position it for Future Success San Francisco, CA (March 21, 2016) – Voce Capital Management LLC (“Voce”), the owner of 5. |
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| March 21, 2016 |
EX-99.2 2 d162998dex992.htm EXHIBIT 2 EXHIBIT 2 VOCE CATALYST PARTNERS LP c/o VOCE CAPITAL MANAGEMENT LLC 600 Montgomery Street, Suite 210 San Francisco, California 94111 March 18, 2016 BY HAND DELIVERY AND EMAIL FBR & Co. 1300 North Seventeenth Street Arlington, VA 22209 Attention: Gavin A. Beske, Senior Vice President and General Counsel, Secretary Re: Shareholder Nominations for Annual Meeting |
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| March 21, 2016 |
FBRC / FBR & Co. / Voce Capital Management LLC - SC 13D/A Activist Investment SC 13D/A 1 d162998dsc13da.htm SC 13D/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO § 240.13d-1(a) AND AMENDMENTS THERETO FILED PURSUANT TO § 240.13d-2(a) (Amendment No. 1)* FBR & Co. (Name of Issuer) Common Stock, $0.001 par value per share (Title of Class of Securities) 30247C400 (CUSIP Number) MAR |
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| March 15, 2016 |
LIST OF SUBSIDIARIES OF THE REGISTRANT FBR & CO. A VIRGINIA CORPORATION Exhibit 21.1 LIST OF SUBSIDIARIES OF THE REGISTRANT FBR & CO. A VIRGINIA CORPORATION NAME OF SUBSIDIARY JURISDICTION FBR Asset Management Holdings, LLC Virginia FBR Fund Advisers, LLC Delaware FBR Investment Management, Inc. Delaware FBR Capital Markets Holdings, Inc. Delaware FBR Capital Markets & Co. Delaware FBR Capital Markets LT, Inc. Delaware FBR Capital Markets PT, Inc. Virginia MLV & Co. L |
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| March 15, 2016 |
FBR & CO. AND SUBSIDIARIES COMPUTATION OF RATIO OF EARNINGS TO FIXED CHARGES (Dollars in thousands) Exhibit 12.1 FBR & CO. AND SUBSIDIARIES COMPUTATION OF RATIO OF EARNINGS TO FIXED CHARGES (Dollars in thousands) Years Ended December 31, 2015 2014 2013 2012 2011 Pre-tax (loss) income from continuing operations $ (15,758 ) $ 17,360 $ 57,270 $ 3,928 $ (51,328 ) Fixed charges: Interest expense on all indebtedness 35,037 21,183 — — — Rental expense deemed to be interest 1,743 1,784 1,784 2,826 2,793 |
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| March 15, 2016 |
FBRC / FBR & Co. 10-K - Annual Report - 10-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K (Mark One) x ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2015 OR ¨ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 001-33518 FBR & Co. (Exa |
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| February 12, 2016 |
EX-10.03 Exhibit 10.03 DATE NAME Dear FIRST NAME: In satisfaction of the initial RSU Pool Award granted to you on February 10, 2016 under the FBR & Co. 2016 Retention and Incentive Plan (the ?Plan?) pursuant to the Award Letter between you and FBR & Co (?FBR? or the ?Company?) dated as February 10, 2016, you have been granted a Restricted Stock Unit (?RSU?) Award with the terms and conditions set |
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| February 12, 2016 |
FBR 8-K (Current Report/Significant Event) 8-K SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 February 12, 2016 Date of Report (Date of earliest event reported) FBR & CO. (Exact Name of Registrant as Specified in its Charter) Virginia (State or Other Jurisdiction of Incorporation) 001-33518 20-5164223 (Commission File Number) (IRS Empl |
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| February 12, 2016 |
ACCREDITED INVESTOR QUESTIONNAIRE FOR INDIVIDUALS EX-10.02 Exhibit 10.02 DATE NAME Dear FIRST NAME: The Compensation Committee of the Board of Directors (the ?Committee?) of FBR & Co. (the ?Company?) has established the FBR & Co. 2016 Retention and Incentive Plan (the ?Plan?), and you have been selected by the Committee as an eligible participant in the Plan. As such, you have been granted an Award under the Plan as set forth in this letter (the |
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| February 12, 2016 |
8-K 1 d122392d8k.htm FROM 8-K SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 February 12, 2016 Date of Report (Date of earliest event reported) FBR & CO. (Exact Name of Registrant as Specified in its Charter) Virginia (State or Other Jurisdiction of Incorporation) 001-33518 20-5164223 (Commiss |
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| February 12, 2016 |
FBR & CO. 2016 RETENTION AND INCENTIVE PLAN (Effective February 10, 2016) EX-10.01 Exhibit 10.01 FBR & CO. 2016 RETENTION AND INCENTIVE PLAN (Effective February 10, 2016) 1. Purposes of the Plan. The purposes of the FBR & Co. 2016 Retention and Incentive Plan (the ?Plan?) are to further the long-term growth of FBR & Co. (the ?Company?) by providing long-term incentives in respect of the Company?s Common Stock and other equity interests and assets related to the business |
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| February 12, 2016 |
FBR & Co. Announces the Election of Allison Leopold Tilley to its Board of Directors EX-99.1 Exhibit 99.1 Contacts: Media: Shannon Hawkins at 703.469.1190 or [email protected] Investors: Linda E. Eddy at 703.312.9715 or [email protected] FBR & Co. Announces the Election of Allison Leopold Tilley to its Board of Directors ARLINGTON, VA, February 10, 2016 FBR & Co. (NASDAQ:FBRC) (FBR or the Company) a leading investment bank serving the middle market, today announced that Allison L |
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| February 12, 2016 |
FBR & CO. February 11, 2016 9:00 a.m. EST TRANSCRIPT Q4 2015 EX-99.1 Exhibit 99.1 FBR & CO. February 11, 2016 9:00 a.m. EST TRANSCRIPT Q4 2015 Operator Good day, ladies and gentlemen, and welcome to the FBR & Company fourth quarter 2015 earnings conference call. (Operator Instructions) As a reminder today?s conference may be recorded. I would like to introduce your host for today?s conference Ms. Shannon Hawkins, Senior Vice President. Ma?am, please go ahea |
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| February 12, 2016 |
POWER OF ATTORNEY Know all by these presents, that the undersigned hereby constitutes and appoints each of Gavin A. |
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| February 12, 2016 |
AMENDED AND RESTATED FBR & CO. EX-3.1 Exhibit 3.1 AMENDED AND RESTATED BYLAWS OF FBR & CO. The Board of Directors of FBR & Co., a Virginia corporation (the Corporation), hereby sets out the Bylaws of the Corporation in their entirety, as follows: ARTICLE I MEETINGS OF SHAREHOLDERS 1.1 Place and Time of Annual Meetings. An annual meeting of shareholders shall be held on the fourth Thursday in May of each calendar year, if that |
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| February 11, 2016 |
EdgarFiling |
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| February 11, 2016 |
FBRC / FBR & Co. / Boston Partners - ROBECO INVESTMENT MANAGEMENT INC. Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 3)* FBr & Co. (Name of Issuer) Common Stock (Title of Class of Securities) 30247C301 (CUSIP Number) December 31, 2015 (Date of Event which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Schedule is f |
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| February 11, 2016 |
Financial Statements and Exhibits, Results of Operations and Financial Condition 8-K 1 f8k021016.htm FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event Reported): February 10, 2016 FBR & CO. (Exact Name of Registrant as Specified in Charter) Virginia 001-33518 20-5164223 (State or Other Jurisdiction of Incorporation |
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| October 22, 2015 |
FBR 8-K (Current Report/Significant Event) 8-K SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 October 22, 2015 Date of Report (Date of earliest event reported) FBR & CO. (Exact Name of Registrant as Specified in its Charter) Virginia (State or Other Jurisdiction of Incorporation) 001-33518 20-5164223 (Commission File Number) (IRS Emplo |
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| October 22, 2015 |
FBR & CO. October 21, 2015 9:00 a.m. ET TRANSCRIPT Q3 2015 EX-99.1 Exhibit 99.1 FBR & CO. October 21, 2015 9:00 a.m. ET TRANSCRIPT Q3 2015 Operator Good day, ladies and gentlemen, and welcome to the FBR & Co. third-quarter 2015 earnings call. At this time, all participants are in a listen-only mode. Later, we will conduct a question-and-answer session and instructions will follow at that time. (Operator Instructions) As a reminder, this conference call is |
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| October 20, 2015 |
FBR & Co. Reports Third Quarter 2015 Financial Results FBR & Co. Reports Third Quarter 2015 Financial Results EXHIBIT 99.1 FBR & Co. Reports Third Quarter 2015 Financial Results Declares $0.20 per Share Quarterly Cash Dividend Financial Highlights for the three months ended September 30, 2015: Net revenues of $25.6 million Net loss of $3.4 million, or $0.43 per share On September 1, 2015, completed the acquisition of MLV& Co. Repurchased 483 thousand |
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| October 20, 2015 |
Financial Statements and Exhibits, Results of Operations and Financial Condition 8-K 1 document.htm FORM 8-K FILING DOCUMENT UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 20, 2015 FBR & CO. (Exact name of registrant as specified in its charter) Virginia 001-33518 20-5164223 (State or other jurisdictio |
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| October 7, 2015 |
POWER OF ATTORNEY Know all by these presents, that the undersigned hereby constitutes and appoints each of Gavin A. |
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| October 6, 2015 |
8-K 1 d38934d8k.htm FORM 8-K SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 October 6, 2015 Date of Report (Date of earliest event reported) FBR & CO. (Exact Name of Registrant as Specified in its Charter) Virginia (State or Other Jurisdiction of Incorporation) 001-33518 20-5164223 (Commission |
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| October 6, 2015 |
FBR & Co. Announces the Election of Mark R. Patterson to its Board of Directors Exhibit 99.1 Exhibit 99.1 Contacts: Media: Shannon Hawkins at 703.469.1190 or [email protected] Investors: Linda E. Eddy at 703.312.9715 or [email protected] FBR & Co. Announces the Election of Mark R. Patterson to its Board of Directors ARLINGTON, VA, October 6, 2015 FBR & Co. (NASDAQ:FBRC) (FBR or the Company), a leading investment bank serving the middle market, today announced that Mark R. Pa |
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| October 6, 2015 |
AMENDED AND RESTATED FBR & CO. EX-3.1 2 d38934dex31.htm EXHIBIT 3.1 Exhibit 3.1 AMENDED AND RESTATED BYLAWS OF FBR & CO. The Board of Directors of FBR & Co., a Virginia corporation (the “Corporation”), hereby sets out the Bylaws of the Corporation in their entirety, as follows: ARTICLE I MEETINGS OF SHAREHOLDERS 1.1 Place and Time of Annual Meetings. An annual meeting of shareholders shall be held on the fourth Thursday in May |
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| September 1, 2015 |
Regulation FD Disclosure, Financial Statements and Exhibits 8-K 1 d24458d8k.htm 8-K SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 September 1, 2015 Date of Report (Date of earliest event reported) FBR & Co. (Exact Name of Registrant as Specified in its Charter) Virginia (State or Other Jurisdiction of Incorporation) 001-33518 20-5164223 (Commission Fi |
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| September 1, 2015 |
Financial data as of June 30, 2015 EX-99.1 Financial data as of June 30, 2015 Exhibit 99.1 FBR & CO. (NASDAQ: FBRC) CAUTIONARY STATEMENT 1 FBR & Co. was formed as a Virginia corporation in June 2006 to be the holding company for FBRC. This document is intended for information purposes only, and shall not constitute a solicitation or an offer to buy or sell, any security or services, or an endorsement of any particular investment st |
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| September 1, 2015 |
FBR & Co. Completes Acquisition of MLV & Co. LLC EX-99.2 Exhibit 99.2 Contacts: Media: Shannon Hawkins at 703.469.1190 or [email protected] Investors: Linda E. Eddy at 703.312.9715 or [email protected] FBR & Co. Completes Acquisition of MLV & Co. LLC ARLINGTON, VA, September 1, 2015 FBR & Co. (NASDAQ:FBRC) (FBR or the Company), a leading investment bank serving the middle market, today announced that it has completed its previously announced ac |
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| August 5, 2015 |
Capital Strategy Update August 2015 EX-99.2 Capital Strategy Update August 2015 FBR & CO. (NASDAQ: FBRC) CAUTIONARY STATEMENT This document is intended solely for the use of the party to whom FBR has provided it, and is not to be reprinted or redistributed without the permission of FBR. All references to ?FBR? refer to FBR & Co. and its subsidiaries as appropriate. Investment banking, sales, trading, and research services1 are provi |
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| August 5, 2015 |
Regulation FD Disclosure, Financial Statements and Exhibits 8-K 1 d94253d8k.htm FORM 8-K SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 August 4, 2015 Date of Report (Date of earliest event reported) FBR & CO. (Exact Name of Registrant as Specified in its Charter) Virginia (State or Other Jurisdiction of Incorporation) 001-33518 20-5164223 (Commission |
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| August 5, 2015 |
FBR & Co. Statement on its Commitment to Returning Capital to Shareholders EX-99.1 Exhibit 99.1 Contacts: Media: Shannon Hawkins at 703.469.1190 or [email protected] Investors: Linda E. Eddy at 703.312.9715 or [email protected] FBR & Co. Statement on its Commitment to Returning Capital to Shareholders ARLINGTON, VA, August 4, 2015 ? FBR & Co. (NASDAQ:FBRC) (?FBR? or the ?Company?) a leading investment bank serving the middle market, today provided shareholders with an update |
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| July 23, 2015 |
EX-99.1 Exhibit 99.1 Contacts: Media: Shannon Hawkins at 703.469.1190 or [email protected] Investors: Linda E. Eddy at 703.312.9715 or [email protected] FBR & Co. to Acquire MLV & Co. LLC Broadens FBRs Equity Capital Markets Presence; Expands Investment Banking Capabilities ARLINGTON, VA, July 23, 2015 FBR & Co. (NASDAQ:FBRC) (FBR or the Company) and MLV & Co. LLC (MLV) today announced that th |
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| July 23, 2015 |
Regulation FD Disclosure, Financial Statements and Exhibits 8-K 1 d71893d8k.htm FORM 8-K SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 July 22, 2015 Date of Report (Date of earliest event reported) FBR & CO. (Exact Name of Registrant as Specified in its Charter) Virginia (State or Other Jurisdiction of Incorporation) 001-33518 20-5164223 (Commission F |
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| July 16, 2015 |
FBR & CO. July 16, 2015 9:00 a.m. ET TRANSCRIPT Q2 2015 EX-99.1 Exhibit 99.1 FBR & CO. July 16, 2015 9:00 a.m. ET TRANSCRIPT Q2 2015 Operator Good day, ladies and gentlemen, and welcome to the FBR & Company second quarter 2015 earnings conference call. (Operator Instructions) As a reminder today?s conference may be recorded. I would like to introduce your host for today?s conference Ms. Shannon Hawkins, Senior Vice President. Ma?am, please go ahead. Sh |
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| July 16, 2015 |
FBRC / FBR & Co. / Voce Capital Management LLC - SC 13D Activist Investment SC 13D UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO § 240.13d-1(a) AND AMENDMENTS THERETO FILED PURSUANT TO § 240.13d-2(a) (Amendment No. )* FBR & Co. (Name of Issuer) Common Stock, $0.001 par value per share (Title of Class of Securities) 30247C400 (CUSIP Number) J. DANIEL PLANTS VOCE CAPITAL MANAGE |
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| July 16, 2015 |
EX-99.1 2 d61679dex991.htm EX-1 EXHIBIT 1 JOINT FILING AGREEMENT In accordance with Rule 13d-1(k) under the Securities Exchange Act of 1934, as amended, the persons named below agree to the joint filing on behalf of each of them of a statement on Schedule 13D (including amendments thereto) with respect to the Common Stock, par value $0.001 per share, of FBR & Co., and further agree that this Joint |
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| July 16, 2015 |
Regulation FD Disclosure, Financial Statements and Exhibits 8-K 1 d44501d8k.htm FORM 8-K SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 July 16, 2015 Date of Report (Date of earliest event reported) FBR & CO. (Exact Name of Registrant as Specified in its Charter) Virginia (State or Other Jurisdiction of Incorporation) 001-33518 20-5164223 (Commission F |
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| July 15, 2015 |
FBR & Co. Reports Second Quarter 2015 Financial Results EX-99 2 newsrelease.htm PRESS RELEASE EXHIBIT 99.1 FBR & Co. Reports Second Quarter 2015 Financial Results Financial Highlights for the three months ended June 30, 2015: Net revenues of $44.3 million Net income of $2.9 million, or $0.32 per diluted share Repurchased 135 thousand shares at a total cost of $2.9 million Initiated cash dividend of $0.20 per share payable on August 28, 2015 Tangible bo |
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| July 15, 2015 |
Financial Statements and Exhibits, Results of Operations and Financial Condition Form 8-K Filing UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 15, 2015 FBR & CO. (Exact name of registrant as specified in its charter) Virginia 001-33518 20-5164223 (State or other jurisdiction of incorporation) (Commission |
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| June 16, 2015 |
FBR & Co. Announces Initiation of Cash Dividend EX-99.1 Exhibit 99.1 Contacts: Media: Shannon Hawkins at 703.469.1190 or [email protected] Investors: Linda E. Eddy at 703.312.9715 or [email protected] FBR & Co. Announces Initiation of Cash Dividend ARLINGTON, VA, June 16, 2015 ? FBR & Co. (NASDAQ:FBRC) (?FBR? or the ?Company?), a leading investment bank serving the middle market, announced that today its Board of Directors approved the declaration o |
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| June 16, 2015 |
AMENDED AND RESTATED EMPLOYMENT AGREEMENT EX-10.1 Exhibit 10.1 EXECUTION VERSION AMENDED AND RESTATED EMPLOYMENT AGREEMENT THIS AMENDED AND RESTATED EMPLOYMENT AGREEMENT (this ?Agreement?), dated as of June 16, 2015 (the ?Effective Date?), is hereby entered into by and between FBR & Co., a Virginia corporation with its principal place of business at 1001 19th Street North, Arlington, Virginia 22209 (?FBR? or the ?Company?), and Richard J. |
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| June 16, 2015 |
Regulation FD Disclosure, Financial Statements and Exhibits 8-K 1 d943596d8k.htm FORM 8-K SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 June 16, 2015 Date of Report (Date of earliest event reported) FBR & CO. (Exact Name of Registrant as Specified in its Charter) Virginia (State or Other Jurisdiction of Incorporation) 001-33518 20-5164223 (Commission |
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| April 28, 2015 |
Schedule 14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant x Filed by a Party other than the Registrant ? Check the appropriate box: ? Preliminary Proxy Statement ? Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) x Definitiv |
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| April 24, 2015 |
Regulation FD Disclosure, Financial Statements and Exhibits 8-K 1 fbrc-8k20150422.htm 8-K SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8‑K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 April 22, 2015 Date of Report (Date of earliest event reported) FBR & CO. (Exact Name of Registrant as Specified in its Charter) Virginia (State or Other Jurisdiction of Incorporation) 001-33518 20-5164223 (Commission |
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| April 24, 2015 |
FBR & CO. April 22, 2015 9:00 a.m. ET TRANSCRIPT Q1 2015 Exhibit 99.1 FBR & CO. April 22, 2015 9:00 a.m. ET TRANSCRIPT Q1 2015 Operator Good day, ladies and gentlemen, and welcome to the FBR & Company first quarter 2015 earnings call. (Operator Instructions) As a reminder, this conference is being recorded. I would now like to turn the call over to your host for today, Ms. Shannon Hawkins, Senior Vice President. Ma'am, you may begin. Shannon Hawkins ? F |
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| April 21, 2015 |
FBR FORM 8-K (Current Report/Significant Event) f8k042115.htm SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 April 21, 2015 Date of Report (Date of earliest event reported) FBR & CO. (Exact Name of Registrant as Specified in its Charter) Virginia (State or Other Jurisdiction of Incorporation) 001-33518 20-5164223 (Commission File Number) (I |
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| April 21, 2015 |
FBR & Co. Reports First Quarter 2015 Financial Results FBR & Co. Reports First Quarter 2015 Financial Results EXHIBIT 99.1 FBR & Co. Reports First Quarter 2015 Financial Results Financial Results for the three months ended March 31, 2015: Net revenues of $27.1 million Net loss of $2.5 million, or $0.29 per share Repurchased 955,796 shares at an average price of $24.85 per share Shareholders' equity of $235 million and tangible book value per share of |
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| April 21, 2015 |
AMENDED AND RESTATED FBR & CO. exh31.htm Exhibit 3.1 AMENDED AND RESTATED BYLAWS OF FBR & CO. The Board of Directors of FBR & Co., a Virginia corporation (the ?Corporation?), hereby sets out the Bylaws of the Corporation in their entirety, as follows: ARTICLE I MEETINGS OF SHAREHOLDERS 1.1 Place and Time of Annual Meetings. An annual meeting of shareholders shall be held on the fourth Thursday in May of each calendar year, if t |
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| March 17, 2015 |
FBRC / FBR & Co. / Billings Eric F Activist Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D (Amendment No. 3)* Under the Securities Exchange Act of 1934 FBR & Co. (Name of Issuer) Common Stock, $0.001 par value (Title of Class of Securities) 30247C301 (CUSIP Number) Eric F. Billings Billings Capital Management LLC 1001 Nineteenth St. N., Suite 1950 Arlington, Virginia 22209 (703) 962-1871 (Name, Address |
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| February 13, 2015 |
Regulation FD Disclosure, Financial Statements and Exhibits SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8‑K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 February 11, 2015 Date of Report (Date of earliest event reported) FBR & CO. (Exact Name of Registrant as Specified in its Charter) Virginia (State or Other Jurisdiction of Incorporation) 001-33518 20-5164223 (Commission File Number) (IRS Employer |
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| February 13, 2015 |
FBR & CO. February 11, 2015 9:00 a.m. ET TRANSCRIPT Q4 and Full-Year 2014 EX-99.1 2 fbrc-ex9912015021146.htm EX-99.1 Exhibit 99.1 FBR & CO. February 11, 2015 9:00 a.m. ET TRANSCRIPT Q4 and Full-Year 2014 Operator Good day ladies and gentlemen, and welcome to the FBR & Co fourth-quarter earnings conference call. (Operator Instructions) As a reminder, this conference call is being recorded. I would now like to introduce your host for today's conference, Shannon Hawkins Se |
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| February 12, 2015 |
8-K SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 February 9, 2015 Date of Report (Date of earliest event reported) FBR & CO. (Exact Name of Registrant as Specified in its Charter) Virginia (State or Other Jurisdiction of Incorporation) 001-33518 20-5164223 (Commission File Number) (IRS Emplo |
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| February 12, 2015 |
FBRC / FBR & Co. / Boston Partners - ROBECO INVESTMENT MANAGEMENT INC. Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 2)* FBr & Co. (Name of Issuer) Common Stock (Title of Class of Securities) 30247C301 (CUSIP Number) December 31, 2014 (Date of Event which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Schedule is f |
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| February 12, 2015 |
FBRC / FBR & Co. / Wellington Management Group LLP - SEC SCHEDULE 13G Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 1 )* FBR & Co. (Name of Issuer) Common Stock (Title of Class of Securities) 30247C400 (CUSIP Number) December 31, 2014 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Schedule is |
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| February 12, 2015 |
EX-10.01 Exhibit 10.01 STRICTLY CONFIDENTIAL [ ], 2015 [NAME] Dear [FIRST NAME]: The Compensation Committee of the Board of Directors (the “Committee”) of FBR & Co. (the “Company”) has established the FBR & Co. 2013 Performance Share Unit Program (the “Program”), and you have been selected by the Committee as an eligible participant in the Program. As such, you have been granted an Award under the |
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| February 12, 2015 |
EX-10.02 3 d872884dex1002.htm EX-10.02 Exhibit 10.02 [ ], 2015 [NAME] Dear [FIRST NAME]: The Compensation Committee of the Board of Directors (the “Committee”) of FBR & Co. (the “Company”) has established the FBR & Co. 2013 Performance Share Unit Program (the “Program”), and you have been selected by the Committee as an eligible participant in the Program. As such, you have been granted an Award u |
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| February 10, 2015 |
FBR Reports Fourth Quarter and Full Year 2014 Financial Results EXHIBIT 99.1 FBR Reports Fourth Quarter and Full Year 2014 Financial Results Board Increases Share Repurchase Authorization ARLINGTON, Va., Feb. 10, 2015 (GLOBE NEWSWIRE) - FBR & Co. (Nasdaq:FBRC) ("FBR" or the "Company"), a leading investment bank serving the middle market, today reported net after-tax earnings of $17.0 million, or $1.48 per diluted share for the year ended December 31, 2014, com |
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| February 10, 2015 |
Financial Statements and Exhibits, Results of Operations and Financial Condition 8-K 1 document.htm FORM 8-K FILING DOCUMENT UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) February 10, 2015 FBR & CO. (Exact name of registrant as specified in its charter) Virginia 001-33518 20-5164223 (State or other jurisdictio |
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| October 27, 2014 |
FBR & CO. TRANSCRIPT Q3 2014 Operator Good day ladies and gentlemen and welcome to the FBR & Co. Third Quarter 2014 Earnings Conference Call. At this time all participants are in the listen-only mode. Later we will conduct a question and answer session and instructions will follow at that time. As a reminder, this conference call is being recorded. I would now like to turn the conference over to S |
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| October 27, 2014 |
8-K 1 form8ktranscript10242014.htm SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 October 23, 2014 Date of Report (Date of earliest event reported) FBR & CO. (Exact Name of Registrant as Specified in its Charter) Virginia (State or Other Jurisdiction of Incorporation) 00133518 20-5164223 (Comm |
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| October 23, 2014 |
Financial Statements and Exhibits, Results of Operations and Financial Condition 8-K 1 document.htm FORM 8-K FILING DOCUMENT UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) October 23, 2014 FBR & CO. (Exact name of registrant as specified in its charter) Virginia 001-33518 20-5164223 (State or other jurisdiction |
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| October 23, 2014 |
FBR Reports Third Quarter Financial Results EXHIBIT 99.1 FBR Reports Third Quarter Financial Results ARLINGTON, Va., Oct. 23, 2014 (GLOBE NEWSWIRE) - FBR & Co. (Nasdaq:FBRC) ("FBR" or the "Company"), a leading investment bank serving the middle market, today reported net income of $3.5 million, or $0.31 per diluted share, for the third quarter of 2014 compared to net income of $6.4 million, or $0.48 per diluted share, in the third quarter o |
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| October 17, 2014 |
8-K 1 d806583d8k.htm FORM 8-K SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 October 13, 2014 Date of Report (Date of earliest event reported) FBR & Co. (Exact Name of Registrant as Specified in its Charter) Virginia (State or Other Jurisdiction of Incorporation) 001-33518 20-5164223 (Commissi |
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| October 17, 2014 |
FBR Announces William F. Strome Elected to the FBR & Co. Board of Directors EX-99.1 FBR Announces William F. Strome Elected to the FBR & Co. Board of Directors ARLINGTON, VA, October 17, 2014 — FBR & Co. (Nasdaq: FBRC) (FBR), a leading investment bank serving the middle market, announced today that William F. Strome joined the Company’s Board of Directors as of Monday, October 13, 2014. “Bill has a long history with FBR - as the representative of a strategic investor in o |
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| September 9, 2014 |
FBRC / FBR & Co. / Billings Eric F Activist Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D (Amendment No. 2)* Under the Securities Exchange Act of 1934 FBR & Co. (Name of Issuer) Common Stock, $0.001 par value (Title of Class of Securities) 30247C301 (CUSIP Number) Eric F. Billings Billings Capital Management LLC 1001 Nineteenth St. N., Suite 1950 Arlington, Virginia 22209 (703) 962-1871 (Name, Address |
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| September 4, 2014 |
FBR & CO. (NASDAQ: FBRC) CAUTIONARY STATEMENT EX-99.1 Exhibit 99.1 FBR & CO. (NASDAQ: FBRC) CAUTIONARY STATEMENT 1 FBR & Co. was formed as a Virginia corporation in June 2006 to be the holding company for FBRC. This document is intended for information purposes only, and shall not constitute a solicitation or an offer to buy or sell, any security or services, or an endorsement of any particular investment strategy. This document is intended s |
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| September 4, 2014 |
Regulation FD Disclosure, Financial Statements and Exhibits 8-K 1 d784242d8k.htm FORM 8-K SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 September 4, 2014 Date of Report (Date of earliest event reported) FBR & Co. (Exact Name of Registrant as Specified in its Charter) Virginia (State or Other Jurisdiction of Incorporation) 001-33518 20-5164223 (Commiss |
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| August 27, 2014 |
FBR & CO. ANNOUNCES FINAL RESULTS OF SELF-TENDER OFFER Exhibit (a)(5)(iv) Contacts Investors: Bradley J. Wright at 703.312.9678 or [email protected] Media: Shannon Hawkins at 703.469.1190 or [email protected] FBR & CO. ANNOUNCES FINAL RESULTS OF SELF-TENDER OFFER ARLINGTON, Va., August 27, 2014 (GLOBE NEWSWIRE) - FBR & Co. (Nasdaq: FBRC) today announced the final results of its previously announced modified "Dutch auction" tender offer to purchase up to |
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| August 27, 2014 |
SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 Schedule TO (Amendment No. 2) Tender Offer Statement under Section 14(d)(1) or 13(e)(1) of the Securities Exchange Act of 1934 FBR & CO. (Name of Issuer) FBR & CO. (Issuer) (Name of Filing Person (Identifying Status as Offeror, Issuer or Other Person)) Common Stock, $0.001 Par Value (Title of Class of Securities) 30247C 400 (CUSIP Number of |
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| August 26, 2014 |
FBRC / FBR & Co. / Billings Eric F Activist Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D (Amendment No. 1)* Under the Securities Exchange Act of 1934 FBR & Co. (Name of Issuer) Common Stock, $0.001 par value (Title of Class of Securities) 30247C301 (CUSIP Number) Eric F. Billings Billings Capital Management LLC 1001 Nineteenth St. N., Suite 1950 Arlington, Virginia 22209 (703) 962-1871 (Name, Address |
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| August 21, 2014 |
FBR & Co. Announces Preliminary Results of Self-Tender EX-99.A.5.III 2 exhibita5iii.htm EXHIBIT (A)(5)(III) Exhibit (a)(5)(iii) Contacts Investors: Bradley J. Wright at 703.312.9678 or [email protected] Media: Shannon Hawkins at 703.469.1190 or [email protected] FBR & Co. Announces Preliminary Results of Self-Tender ARLINGTON, Va., August 21, 2014 - FBR & Co. (NASDAQ: FBRC) today announced the preliminary results of its previously announced modified "Dut |
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| August 21, 2014 |
FBCM / SC TO-I/A - - AMENDMENT TO TENDER OFFER STATEMENT SC TO-I/A 1 scheduletoamendment1.htm AMENDMENT TO TENDER OFFER STATEMENT SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE TO (Amendment No.1) Tender Offer Statement under Section 14(d)(1) or 13(e)(1) of the Securities Exchange Act of 1934 FBR & CO. (Name of Issuer) FBR & CO. (Issuer) (Name of Filing Person (Identifying Status as Offeror, Issuer or Other Person) Common Stock, $0.0 |
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| August 4, 2014 |
8-K 1 form8ksecuritylending842014.htm SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 August 4, 2014 Date of Report (Date of earliest event reported) FBR & CO. (Exact Name of Registrant as Specified in its Charter) Virginia (State or Other Jurisdiction of Incorporation) 00133518 20-5164223 (Com |
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| July 24, 2014 |
EX-99.a.1.iii Exhibit (a)(1)(iii) (Not to Be Used For Signature Guarantee) NOTICE OF GUARANTEED DELIVERY To Tender Shares of Common Stock of FBR & CO. Pursuant to its Offer to Purchase dated July 24, 2014 THE TENDER OFFER, THE PRORATION PERIOD AND WITHDRAWAL RIGHTS EXPIRE AT 12:00 MIDNIGHT, NEW YORK CITY TIME, ON AUGUST 20, 2014, UNLESS THE TENDER OFFER IS EXTENDED OR WITHDRAWN. As set forth in Se |
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| July 24, 2014 |
FBR & Co. Commences Self Tender Offer to Purchase up to One Million Shares EX-99.a.5.ii Exhibit a(5)(ii) FBR & Co. Commences Self Tender Offer to Purchase up to One Million Shares Arlington, Virginia—July 24, 2014—FBR & Co. (Nasdaq: FBRC) today announced the commencement of its previously announced modified “Dutch auction” tender offer to purchase up to one million shares, or about 9.9%, of its outstanding common stock, at a price of not less than $28.00 and not more tha |
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| July 24, 2014 |
SC TO-I SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 Schedule TO Tender Offer Statement under Section 14(d)(1) or 13(e)(1) of the Securities Exchange Act of 1934 FBR & CO. (Name of Issuer) FBR & CO. (Issuer) (Name of Filing Person (Identifying Status as Offeror, Issuer or Other Person)) Common Stock, $0.001 Par Value (Title of Class of Securities) 30247C 400 (CUSIP Number of Class of |
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| July 24, 2014 |
EX-99.a.1.v Exhibit (a)(1)(v) Offer by FBR & CO. To Purchase for Cash Up to one million Shares of Its Common Stock At a Purchase Price Not Less Than $28.00 and Not More Than $29.00 Per Share THE TENDER OFFER, PRORATION PERIOD AND WITHDRAWAL RIGHTS WILL EXPIRE AT 12:00 MIDNIGHT, NEW YORK CITY TIME, ON DECEMBER 3, 2011, UNLESS THE TENDER OFFER IS EXTENDED OR WITHDRAWN. To Our Clients: Enclosed for y |
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| July 24, 2014 |
EX-99.a.1.iv Exhibit (a)(1)(iv) Offer by FBR & CO. To Purchase for Cash Up to one million Shares of Its Common Stock At a Purchase Price Not Less Than $28.00 and Not More Than $29.00 Per Share THE TENDER OFFER, THE PRORATION PERIOD AND WITHDRAWAL RIGHTS WILL EXPIRE AT 12:00 MIDNIGHT, NEW YORK CITY TIME, ON AUGUST 20, 2014, UNLESS THE TENDER OFFER IS EXTENDED OR WITHDRAWN. July 24, 2014 To Brokers, |
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| July 24, 2014 |
EX-99.a.1.i Table of Contents Exhibit (a)(1)(i) Offer to Purchase for Cash by FBR & CO. of Up to 1,000,000 Shares of its Common Stock At a Purchase Price Not Less Than $28.00 and Not More Than $29.00 Per Share THE TENDER OFFER, THE PRORATION PERIOD AND WITHDRAWAL RIGHTS WILL EXPIRE AT 12:00 MIDNIGHT, NEW YORK CITY TIME, ON AUGUST 20, 2014, UNLESS WE EXTEND OR WITHDRAW THE TENDER OFFER. FBR & Co., |
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| July 24, 2014 |
EX-99.a.1.ii Exhibit (a)(1)(ii) LETTER OF TRANSMITTAL To Tender Shares of Common Stock Pursuant to the Offer to Purchase Dated July 24, 2014 by FBR & CO. of Up to one million Shares of its Common Stock At a Purchase Price Not Less Than $28.00 and Not More Than $29.00 THE TENDER OFFER, THE PRORATION PERIOD AND WITHDRAWAL RIGHTS EXPIRE AT 12:00 MIDNIGHT, NEW YORK CITY TIME, ON AUGUST 20, 2014, UNLES |
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| July 21, 2014 |
Financial Statements and Exhibits, Other Events Form 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 July 21, 2014 Date of Report (Date of earliest event reported) FBR & Co. (Exact name of registrant as specified in its charter) Virginia 00133518 20-5164223 (State or Other Jurisdiction of Incorporation) (Commission File Num |
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| July 21, 2014 |
FBR & Co. Announces Self Tender Offer to Purchase Up to One Million Shares Press Release Exhibit 99.1 Contacts Investors: Bradley J. Wright at 703.312.9678 or [email protected] Media: Shannon Hawkins at 703.469.1190 or [email protected] FBR & Co. Announces Self Tender Offer to Purchase Up to One Million Shares ARLINGTON, Va., July 21, 2014 (GLOBE NEWSWIRE) — FBR & Co. (Nasdaq:FBRC) today announced that it intends to commence a modified “Dutch auction” tender offer to purcha |
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| July 21, 2014 |
Form 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 July 21, 2014 Date of Report (Date of earliest event reported) FBR & Co. (Exact name of registrant as specified in its charter) Virginia 00133518 20-5164223 (State or Other Jurisdiction of Incorporation) (Commission File Num |
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| July 21, 2014 |
FBR & Co. Announces Self Tender Offer to Purchase Up to One Million Shares Press Release Exhibit 99.1 Contacts Investors: Bradley J. Wright at 703.312.9678 or [email protected] Media: Shannon Hawkins at 703.469.1190 or [email protected] FBR & Co. Announces Self Tender Offer to Purchase Up to One Million Shares ARLINGTON, Va., July 21, 2014 (GLOBE NEWSWIRE) — FBR & Co. (Nasdaq:FBRC) today announced that it intends to commence a modified “Dutch auction” tender offer to purcha |
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| July 17, 2014 |
8-K 1 form8ktranscript7162014.htm SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 July 16, 2014 Date of Report (Date of earliest event reported) FBR & CO. (Exact Name of Registrant as Specified in its Charter) Virginia (State or Other Jurisdiction of Incorporation) 00133518 20-5164223 (Commissi |
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| July 15, 2014 |
Financial Statements and Exhibits, Results of Operations and Financial Condition 8-K 1 document.htm FORM 8-K FILING DOCUMENT UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) July 15, 2014 FBR & CO. (Exact name of registrant as specified in its charter) Virginia 001-33518 20-5164223 (State or other jurisdiction of |
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| July 15, 2014 |
FBR Reports Second Quarter Financial Results EXHIBIT 99.1 FBR Reports Second Quarter Financial Results ARLINGTON, Va., July 15, 2014 (GLOBE NEWSWIRE) - FBR & Co. (Nasdaq:FBRC) ("FBR" or the "Company"), a leading investment bank serving the middle market, today reported net income of $7.0 million, or $0.58 per diluted share, for the second quarter of 2014 compared to net income of $42.6 million, or $3.23 per diluted share in the second quarte |
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| June 19, 2014 |
8-K 1 form8kregfd6182014.htm SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 June 18, 2014 Date of Report (Date of earliest event reported) FBR & CO. (Exact Name of Registrant as Specified in its Charter) Virginia (State or Other Jurisdiction of Incorporation) 001-33518 20-5164223 (Commission F |
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| June 5, 2014 |
8-K 1 form8kvotingresultsjune2014.htm SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 June 3, 2014 Date of Report (Date of earliest event reported) FBR & CO. (Exact Name of Registrant as Specified in its Charter) Virginia (State or Other Jurisdiction of Incorporation) 001-33518 20-5164223 (Comm |
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| June 4, 2014 |
CORRESP 1 filename1.htm June 4, 2014 Suzanne Hayes Assistant Director Division of Corporation Finance U.S. Securities and Exchange Commission 100 F Street, NE Washington, DC 20549 Re: FBR & Co. Form 10-K for the Fiscal Year Ended December 31, 2013 Filed March 14, 2014 File No. 001-33518 Dear Ms. Hayes: This letter sets forth the responses of FBR & Co. (the “Company” or “FBR”) to the comments of th |
