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SEC Filings
All companies that sell securities in the United States must register with the Securities and Exchange Commission (SEC) and file reports on a regular basis.
These reports include company annual reports (10K, 10Q), news updates (8K), investor presentations (found in 8Ks), insider trades (form 4), ownership reports (13D, and 13G), and reports related to the specific securities sold, such as registration statements and prospectus. This page shows recent SEC filings related to Firstcity Financial Corp
SEC Filings (Chronological Order)
Halaman ini menyediakan daftar lengkap dan kronologis dari Pengajuan SEC, tidak termasuk pengajuan kepemilikan yang kami sediakan di tempat lain.
| February 13, 2014 |
FCFC / Firstcity Financial Corp / FIRST MANHATTAN CO - NONE Passive Investment Schedule 13G UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 10)* FIRSTCITY FINANCIAL CORP (Name of Issuer) COMMON (Title of Class of Securities) 33761X107 (CUSIP Number) Calendar Year 2013 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to |
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| February 10, 2014 |
FCFC / Firstcity Financial Corp / DIMENSIONAL FUND ADVISORS LP - SCHEDULE 13G/A Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 6)* FIRSTCITY FINANCIAL CORP (Name of Issuer) Common Stock (Title of Class of Securities) 33761X107 (CUSIP Number) December 31, 2013 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which thi |
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| May 28, 2013 |
- SUSPENSION OF DUTY TO FILE REPORTS PURSUANT TO SEC 13 AND 15(D) UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 15 CERTIFICATION AND NOTICE OF TERMINATION OF REGISTRATION UNDER SECTION 12(g) OF THE SECURITIES EXCHANGE ACT OF 1934 OR SUSPENSION OF DUTY TO FILE REPORTS UNDER SECTIONS 13 AND 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934. Commission File Number 033-19694 FirstCity Financial Corporation (Exact name of registrant as speci |
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| May 23, 2013 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) May 17, 2013 FIRSTCITY FINANCIAL CORPORATION (Exact name of registrant as specified in its charter) Delaware (State or other jurisdiction of incorporation) 033-19694 76-0243729 (Commis |
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| May 23, 2013 |
Financial Statements and Exhibits, Other Events, Submission of Matters to a Vote of Security Holders UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) May 17, 2013 FIRSTCITY FINANCIAL CORPORATION (Exact name of registrant as specified in its charter) Delaware (State or other jurisdiction of incorporation) 033-19694 76-0243729 (Commis |
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| May 23, 2013 |
AMENDMENT No. 1 TO AMENDED AND RESTATED REDUCING NOTE FACILITY AGREEMENT Exhibit 10.1 EXECUTION COPY AMENDMENT No. 1 TO AMENDED AND RESTATED REDUCING NOTE FACILITY AGREEMENT AMENDMENT No. 1 TO AMENDED AND RESTATED REDUCING NOTE FACILITY AGREEMENT (this “Amendment”) dated as of May 17, 2013 among FIRSTCITY COMMERCIAL CORPORATION (the “Borrower”), FLBG CORPORATION (“FLBG”) and the financial institutions (each a “Lender” and collectively, the “Lenders”) party to the Amend |
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| May 23, 2013 |
VÄRDE PARTNERS, INC. COMPLETES ACQUISITION OF FIRSTCITY FINANCIAL CORPORATION EX-99.1 2 a13-130402ex99d1.htm EX-99.1 Exhibit 99.1 For Immediate Release VÄRDE PARTNERS, INC. COMPLETES ACQUISITION OF FIRSTCITY FINANCIAL CORPORATION Minneapolis, MN and Waco, TX — May 17, 2013 — Värde Partners, Inc. (“Värde” or the “Company”) and FirstCity Financial Corporation (NASDAQ: FCFC, “FirstCity”) today announced that certain funds managed by Värde completed the acquisition of FirstCity |
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| May 23, 2013 |
BY-LAWS FIRSTCITY FINANCIAL CORPORATION ARTICLE I Exhibit 3.2 BY-LAWS OF FIRSTCITY FINANCIAL CORPORATION ARTICLE I OFFICES The registered office of the Corporation shall be in the City of Wilmington, County of New Castle, State of Delaware. The Corporation may also have offices at such other places both within and without the State of Delaware. ARTICLE II STOCKHOLDERS Section 2.1 Time and Place of Meetings. All meetings of the stockholders for th |
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| May 23, 2013 |
AMENDED AND RESTATED CERTIFICATE OF INCORPORATION FIRSTCITY FINANCIAL CORPORATION EX-3.1 2 a13-130401ex3d1.htm EX-3.1 Exhibit 3.1 AMENDED AND RESTATED CERTIFICATE OF INCORPORATION OF FIRSTCITY FINANCIAL CORPORATION FIRST. The name of the corporation is FIRSTCITY FINANCIAL CORPORATION (“Corporation”). SECOND. The address of the registered office of the Corporation in the state of Delaware is 160 Greentree Drive, Suite 101, Dover, Kent County, Delaware. The name of the registered |
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| May 17, 2013 |
- POST-EFFECTIVE AMENDMENT TO A S-8 REGISTRATION STATEMENT As filed with the Securities and Exchange Commission on May 17, 2013 File No. 333-174911 SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 POST-EFFECTIVE AMENDMENT NO. 1 TO FORM S-8 REGISTRATION STATEMENT Under THE SECURITIES ACT OF 1933 FirstCity Financial Corporation (Exact name of registrant as specified in its charter) Delaware 76-0243729 (State or other jurisdiction (I.R.S. Employer I |
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| May 17, 2013 |
- POST-EFFECTIVE AMENDMENT TO A S-8 REGISTRATION STATEMENT As filed with the Securities and Exchange Commission on May 17, 2013 File No. 333-124861 SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 POST-EFFECTIVE AMENDMENT NO. 2 TO FORM S-8 REGISTRATION STATEMENT Under THE SECURITIES ACT OF 1933 FirstCity Financial Corporation (Exact name of registrant as specified in its charter) Delaware 76-0243729 (State or other jurisdiction (I.R.S. Employer I |
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| May 17, 2013 |
- POST-EFFECTIVE AMENDMENT NOT AUTOMATICALLY EFFECTIVE UPON FILING As filed with the Securities and Exchange Commission on May 17, 2013 File No. 333-171949 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 Post-Effective Amendment No. 1 to Form S-3 Registration Statement Under The Securities Act of 1933 FirstCity Financial Corporation (Exact Name of Registrant as Specified in Its Charter) Delaware 76-0243729 (State of Incorporation) (I.R.S. Em |
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| May 17, 2013 |
- POST-EFFECTIVE AMENDMENT TO A S-8 REGISTRATION STATEMENT As filed with the Securities and Exchange Commission on May 17, 2013 File No. 333-00623 SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 POST-EFFECTIVE AMENDMENT NO. 1 TO FORM S-8 REGISTRATION STATEMENT Under THE SECURITIES ACT OF 1933 FirstCity Financial Corporation (Exact name of registrant as specified in its charter) Delaware 76-0243729 (State or other jurisdiction (I.R.S. Employer Id |
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| May 17, 2013 |
FCFC / Firstcity Financial Corp / Varde Partners Inc - SC 13D/A Activist Investment SC 13D/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D/A under the Securities Exchange Act of 1934 (Amendment No. 1) FirstCity Financial Corporation (Name of Issuer) Common Stock, $0.01 par value (Title of Class of Securities) 33761X107 (CUSIP Number) David A. Marple Värde Partners, Inc. 8500 Normandale Lake Blvd., Suite 1500 Minneapolis, MN 55437 (952) 646-2 |
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| May 17, 2013 |
- POST-EFFECTIVE AMENDMENT TO A S-8 REGISTRATION STATEMENT As filed with the Securities and Exchange Commission on May 17, 2013 File No. 333-09485 SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 POST-EFFECTIVE AMENDMENT NO. 1 TO FORM S-8 REGISTRATION STATEMENT Under THE SECURITIES ACT OF 1933 FirstCity Financial Corporation (Exact name of registrant as specified in its charter) Delaware 76-0243729 (State or other jurisdiction (I.R.S. Employer Id |
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| May 17, 2013 |
- AMENDMENT TO SCHEDULE FILED TO REPORT GOING PRIVATE TRANSACTIONS SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 Amendment No. 4 to SCHEDULE 13E-3 RULE 13E-3 TRANSACTION STATEMENT UNDER SECTION 13(E) OF THE SECURITIES EXCHANGE ACT OF 1934 FirstCity Financial Corporation (Name of the Issuer) FirstCity Financial Corporation Hotspurs Holdings LLC Hotspurs Acquisition Corporation The Värde Fund X (Master), L.P. The Värde Fund X (GP), L.P. The Värde Fund X |
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| May 13, 2013 |
Quarterly Report - QUARTERLY REPORT PURSUANT TO SECTIONS 13 OR 15(D) Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 Form 10-Q (Mark One) x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2013 o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission file number 033-19694 FirstCity Financial Corporation (Exact name of registrant as specified in its charter) Delaware 76-0243729 (State or other jurisdiction of (I. |
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| April 17, 2013 |
Use these links to rapidly review the document TABLE OF CONTENTS TABLE OF CONTENTS 2 Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| April 17, 2013 |
- AMENDMENT TO SCHEDULE FILED TO REPORT GOING PRIVATE TRANSACTIONS Table of Contents SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 Amendment No. 3 to SCHEDULE 13E-3 RULE 13E-3 TRANSACTION STATEMENT UNDER SECTION 13(E) OF THE SECURITIES EXCHANGE ACT OF 1934 FirstCity Financial Corporation (Name of the Issuer) FirstCity Financial Corporation Hotspurs Holdings LLC Hotspurs Acquisition Corporation The Värde Fund X (Master), L.P. The Värde Fund X (GP), L.P |
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| April 10, 2013 |
Use these links to rapidly review the document TABLE OF CONTENTS TABLE OF CONTENTS 2 Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| April 10, 2013 |
- AMENDMENT TO SCHEDULE FILED TO REPORT GOING PRIVATE TRANSACTIONS Table of Contents SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 Amendment No. 2 to SCHEDULE 13E-3 RULE 13E-3 TRANSACTION STATEMENT UNDER SECTION 13(E) OF THE SECURITIES EXCHANGE ACT OF 1934 FirstCity Financial Corporation (Name of the Issuer) FirstCity Financial Corporation Hotspurs Holdings LLC Hotspurs Acquisition Corporation The Värde Fund X (Master), L.P. The Värde Fund X (GP), L.P |
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| April 10, 2013 |
April 10, 2013 VIA EDGAR Perry Hindin, Special Counsel Office of Mergers and Acquisitions United States Securities and Exchange Commission 100 F Street, NE Washington, D. |
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| April 10, 2013 |
April 10, 2013 VIA EDGAR Perry Hindin, Special Counsel Office of Mergers and Acquisitions United States Securities and Exchange Commission 100 F Street, NE Washington, D. |
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| March 25, 2013 |
SUPPLEMENTAL DISCUSSION MATERIALS PREPARED EXCLUSIVELY FOR: 28 MARCH 2012 CON FIDENTIAL Exhibit (c)(3) SUPPLEMENTAL DISCUSSION MATERIALS PREPARED EXCLUSIVELY FOR: 28 MARCH 2012 CON FIDENTIAL 1 Recent Performance Source: FactSet and SNL Financial; as of 3/27/12. |
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| March 25, 2013 |
DISCUSSION MATERIALS PREPARED EXCLUSIVELY FOR : 2 3 M A R CH 2 0 1 2 EX-99.(C)(2) 2 a13-40651ex99dc2.htm EX-99.(C)(2) Exhibit (c)(2) DISCUSSION MATERIALS PREPARED EXCLUSIVELY FOR : 2 3 M A R CH 2 0 1 2 DRAFT Disclaimer . The information herein has been prepared by Lazard based upon information supplied by the Company or publicly available information, and portions of the information herein may be based upon certain statements, estimates and forecasts provided by th |
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| March 25, 2013 |
March 25, 2013 VIA EDGAR Perry Hindin, Special Counsel Office of Mergers and Acquisitions United States Securities and Exchange Commission 100 F Street, NE Washington, D. |
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| March 25, 2013 |
March 25, 2013 VIA EDGAR Perry Hindin, Special Counsel Office of Mergers and Acquisitions United States Securities and Exchange Commission 100 F Street, NE Washington, D. |
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| March 25, 2013 |
Use these links to rapidly review the document TABLE OF CONTENTS TABLE OF CONTENTS 2 Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| March 25, 2013 |
- AMENDMENT TO SCHEDULE FILED TO REPORT GOING PRIVATE TRANSACTIONS Table of Contents SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 Amendment No. 1 to SCHEDULE 13E-3 RULE 13E-3 TRANSACTION STATEMENT UNDER SECTION 13(E) OF THE SECURITIES EXCHANGE ACT OF 1934 FirstCity Financial Corporation (Name of the Issuer) FirstCity Financial Corporation Hotspurs Holdings LLC Hotspurs Acquisition Corporation The Värde Fund X (Master), L.P. The Värde Fund X (GP), L.P |
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| March 21, 2013 |
Use these links to rapidly review the document FIRSTCITY FINANCIAL CORPORATION TABLE OF CONTENTS Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 Form 10-K (Mark One) ý ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2012 or o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number 033-19694 FirstCity Financial Corporation (Exact name of registrant as specified in its charter) Delaware (State or other jurisdiction of incorporation or organization) 76-0243729 (I. |
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| March 21, 2013 |
FIRSTCITY FINANCIAL CORPORATION Exhibit 21.1 FIRSTCITY FINANCIAL CORPORATION (21) Subsidiaries of the Registrant 1. FirstCity Financial Corporation. The following corporations, limited partnerships, limited liability companies and other entities are entities in which FirstCity Financial Corporation or certain of its subsidiaries own an equity interest. A. Corporations: Name: FLBG Corporation Jurisdiction: Texas; incorporated on |
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| March 21, 2013 |
Exhibit 10.75 EXECUTION COPY STOCK PURCHASE AGREEMENT dated as of January 22, 2013, among FIRSTCITY BUSINESS LENDING CORPORATION as the Seller and CS ABL HOLDINGS, LLC as the Purchaser Table of Contents Page ARTICLE I Defined Terms 2 Section 1.01. Definitions 2 ARTICLE II The Transaction 18 Section 2.01. Purchase and Sale of the Purchased Interests 18 Section 2.02. Calculation of the Initial Purch |
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| February 11, 2013 |
FCFC / Firstcity Financial Corp / DIMENSIONAL FUND ADVISORS LP - SCHEDULE 13G/A Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 5)* FIRSTCITY FINANCIAL CORP (Name of Issuer) Common Stock (Title of Class of Securities) 33761X107 (CUSIP Number) December 31, 2012 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which thi |
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| February 1, 2013 |
EX-99.(D)(5) 6 a13-40651ex99dd5.htm EX-99.(D)(5) Exhibit (d)(5) EXECUTION VERSION MANAGEMENT AGREEMENT This Management Agreement (the “Agreement”), dated as of December 20, 2012, is entered into by and among Hotspurs Holdings LLC (the “Company”), and James C. Holmes (“Executive”). WHEREAS, the Company has entered into an Agreement and Plan of Merger dated December 20, 2012 (the “Merger Agreement”) |
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| February 1, 2013 |
February 1, 2013 Direct Phone Number: (817) 347-6605 Direct Fax Number: (817) 348-2303 Brian. |
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| February 1, 2013 |
Exhibit (c)(4) 2 0 D E C E M B E R 2 0 1 2 C O N F I D E N T I A L PRESENTATION T O THE BOARD OF DIRECTORS Project HOTSPURS C O N F I D E N T I A L P R O J E C T H O T S P U R S Disclaimer The information herein has been prepared by Lazard Middle Market LLC (“LMM”) based upon information supplied by the management HOTSPURS (“HOTSPURS” or the Company”) or publicly available information, and portions of the information herein may be based upon certain statements, estimates and forecasts provided by the Company with respect to the anticipated future performance of the Company. |
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| February 1, 2013 |
Exhibit (d)(4) EXECUTION VERSION MANAGEMENT AGREEMENT This Management Agreement (the “Agreement”), dated as of December 20, 2012, is entered into by and among Hotspurs Holdings LLC (the “Company”), and Terry R. |
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| February 1, 2013 |
Exhibit (c)(2) . DISCUSSION MATERIALS PREPARED EXCLUSIVELY FOR : 2 3 M A R CH 2 0 1 2 PORTIONS OF THIS EXHIBIT HAVE BEEN OMITTED PURSUANT TO A REQUEST FOR CONFIDENTIAL TREATMENT FILED WITH THE SECURITIES AND EXCHANGE COMMISSION. THE OMISSIONS HAVE BEEN INDICATED BY ASTERISKS ("*****"), AND THE OMITTED TEXT HAS BEEN FILED SEPARATELY WITH THE SECURITIES AND EXCHANGE COMMISSION. DRAFT Disclaimer . Th |
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| February 1, 2013 |
Use these links to rapidly review the document TABLE OF CONTENTS TABLE OF CONTENTS 2 Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| February 1, 2013 |
- SCHEDULE FILED TO REPORT GOING PRIVATE TRANSACTIONS Table of Contents SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 13E-3 RULE 13E-3 TRANSACTION STATEMENT UNDER SECTION 13(E) OF THE SECURITIES EXCHANGE ACT OF 1934 FirstCity Financial Corporation (Name of the Issuer) FirstCity Financial Corporation Hotspurs Holdings LLC Hotspurs Acquisition Corporation The Värde Fund X (Master), L.P. The Värde Fund X (GP), L.P. The Värde Fund X |
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| February 1, 2013 |
EX-99.(D)(6) 7 a13-40651ex99dd6.htm EX-99.(D)(6) Exhibit (d)(6) EXECUTION VERSION MANAGEMENT AGREEMENT This Management Agreement (the “Agreement”), dated as of December 20, 2012, is entered into by and among Hotspurs Holdings LLC (the “Company”), and Mark B. Horrell (“Executive”). WHEREAS, the Company has entered into an Agreement and Plan of Merger dated December 20, 2012 (the “Merger Agreement”) |
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| February 1, 2013 |
Exhibit (c)(3) SUPPLEMENTAL DISCUSSION MATERIALS PREPARED EXCLUSIVELY FOR : 28 MARCH 2012 CONFIDENTIAL PORTIONS OF THIS EXHIBIT HAVE BEEN OMITTED PURSUANT TO A REQUEST FOR CONFIDENTIAL TREATMENT FILED WITH THE SECURITIES AND EXCHANGE COMMISSION. |
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| January 7, 2013 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): January 4, 2012 FIRSTCITY FINANCIAL CORPORATION (Exact name of registrant as specified in its charter) Delaware 033-19694 76-0243729 (State of incorporation) (Commission File No.) (IR |
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| December 31, 2012 |
FCFC / Firstcity Financial Corp / Varde Partners Inc - SCHEDULE 13D Activist Investment Schedule 13D UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D under the Securities Exchange Act of 1934 FirstCity Financial Corporation (Name of Issuer) Common Stock, $0.01 par value (Title of Class of Securities) 33761X107 (CUSIP Number) David A. Marple Värde Partners, Inc. 8500 Normandale Lake Blvd., Suite 1500 Minneapolis, MN 55437 (952) 646-2071 (Name, Addre |
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| December 31, 2012 |
JOINT FILING AGREEMENT PURSUANT TO RULE 13d-1(k)(1) EX-4 2 d459998dex4.htm AGREEMENT RELATING TO THE FILING OF JOINT ACQUISITION STATEMENTS Exhibit 4 JOINT FILING AGREEMENT PURSUANT TO RULE 13d-1(k)(1) The undersigned acknowledge and agree that the foregoing statement on Schedule 13D is filed on behalf of each of the undersigned and that all subsequent amendments to this statement on Schedule 13D shall be filed on behalf of each of the undersigned |
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| December 26, 2012 |
EX-2.1 2 a12-297631ex2d1.htm EX-2.1 Exhibit 2.1 AGREEMENT AND PLAN OF MERGER Among Hotspurs Holdings LLC, Hotspurs Acquisition Corporation and FirstCity Financial Corporation December 20, 2012 TABLE OF CONTENTS Page Article I. DEFINITIONS 2 1.1 Definitions 2 1.2 Interpretation 15 Article II. THE MERGER 16 2.1 The Merger 16 2.2 Certificate of Incorporation 16 2.3 Bylaws 16 2.4 Directors and Officer |
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| December 26, 2012 |
Exhibit 10.5 SEPARATION AGREEMENT THIS SEPARATION AGREEMENT (this “Agreement”), made and entered into as of December 20, 2012, between J. Bryan Baker (“Executive”) and FirstCity Financial Corporation, a Delaware corporation (“Company”); WITNESSETH THAT: WHEREAS, Executive is currently employed by Company as its Senior Vice President and Chief Financial Officer; WHEREAS, pursuant to that certain Ag |
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| December 26, 2012 |
EX-10.3 5 a12-297631ex10d3.htm EX-10.3 Exhibit 10.3 EXECUTION VERSION SUPPORT AGREEMENT This SUPPORT AGREEMENT (the “Agreement”), dated as of December 20, 2012, by and among Hotspurs Holdings LLC, a Delaware limited liability company (“Parent”), and the certain stockholders of FirstCity Financial Corporation, a Delaware corporation (the “Company”), listed on Exhibit A hereto. WHEREAS, as of the da |
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| December 26, 2012 |
RETIREMENT AND CONSULTING AGREEMENT EX-10.7 9 a12-297631ex10d7.htm EX-10.7 Exhibit 10.7 RETIREMENT AND CONSULTING AGREEMENT THIS RETIREMENT AND CONSULTING AGREEMENT (this “Agreement”), made and entered into as of December 20, 2012, among James T. Sartain (“Sartain”), FirstCity Financial Corporation, a Delaware corporation (“Company”), and solely for purposes of Section 5 hereof and any other provision which expressly applies to the |
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| December 26, 2012 |
EX-10.2 4 a12-297631ex10d2.htm EX-10.2 Exhibit 10.2 EXECUTION VERSION LIMITED GUARANTEE Limited Guarantee, dated as of December 20, 2012 (this “Limited Guarantee”), by the parties listed on Exhibit A hereto (each a “Guarantor” and collectively, the “Guarantors”), in favor of FirstCity Financial Corporation, a Delaware corporation (the “Guaranteed Party”). Reference is hereby made to the Agreement |
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| December 26, 2012 |
- CURRENT REPORT OF MATERIAL EVENTS OR CORPORATE CHANGES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): December 20, 2012 FIRSTCITY FINANCIAL CORPORATION (Exact name of registrant as specified in its charter) Delaware 033-19694 76-0243729 (State of incorporation) (Commission File No.) (IRS Employer I |
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| December 26, 2012 |
Exhibit 10.6 SEPARATION AGREEMENT THIS SEPARATION AGREEMENT (this “Agreement”), made and entered into as of December 20, 2012, between Joe S. Greak (“Executive”) and FirstCity Financial Corporation, a Delaware corporation (“Company”); WITNESSETH THAT: WHEREAS, Executive is currently employed by Company as its Senior Vice President, Tax Director and Head of HR; WHEREAS, pursuant to that certain Agr |
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| December 26, 2012 |
Exhibit 10.5 SEPARATION AGREEMENT THIS SEPARATION AGREEMENT (this “Agreement”), made and entered into as of December 20, 2012, between J. Bryan Baker (“Executive”) and FirstCity Financial Corporation, a Delaware corporation (“Company”); WITNESSETH THAT: WHEREAS, Executive is currently employed by Company as its Senior Vice President and Chief Financial Officer; WHEREAS, pursuant to that certain Ag |
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| December 26, 2012 |
Exhibit 10.1 EXECUTION VERSION December 20, 2012 Hotspurs Holdings LLC 8500 Normandale Lake Blvd., Suite 1500 Minneapolis, MN 55437 Attn: Jeff Thuringer Re: Hotspurs Equity Commitment Letter Ladies and Gentlemen: Reference is made to the Agreement and Plan of Merger, dated as of even date herewith (as the same may be amended from time to time, the “Merger Agreement”), among FirstCity Financial Cor |
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| December 26, 2012 |
RETIREMENT AND CONSULTING AGREEMENT EX-10.7 9 a12-297631ex10d7.htm EX-10.7 Exhibit 10.7 RETIREMENT AND CONSULTING AGREEMENT THIS RETIREMENT AND CONSULTING AGREEMENT (this “Agreement”), made and entered into as of December 20, 2012, among James T. Sartain (“Sartain”), FirstCity Financial Corporation, a Delaware corporation (“Company”), and solely for purposes of Section 5 hereof and any other provision which expressly applies to the |
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| December 26, 2012 |
Exhibit 10.1 EXECUTION VERSION December 20, 2012 Hotspurs Holdings LLC 8500 Normandale Lake Blvd., Suite 1500 Minneapolis, MN 55437 Attn: Jeff Thuringer Re: Hotspurs Equity Commitment Letter Ladies and Gentlemen: Reference is made to the Agreement and Plan of Merger, dated as of even date herewith (as the same may be amended from time to time, the “Merger Agreement”), among FirstCity Financial Cor |
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| December 26, 2012 |
SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): December 20, 2012 FIRSTCITY FINANCIAL CORPORATION (Exact name of registrant as specified in its charter) Delaware 033-19694 76-0243729 (State of incorporation) (Commission File No.) (IRS Employer I |
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| December 26, 2012 |
EX-2.1 2 a12-297631ex2d1.htm EX-2.1 Exhibit 2.1 AGREEMENT AND PLAN OF MERGER Among Hotspurs Holdings LLC, Hotspurs Acquisition Corporation and FirstCity Financial Corporation December 20, 2012 TABLE OF CONTENTS Page Article I. DEFINITIONS 2 1.1 Definitions 2 1.2 Interpretation 15 Article II. THE MERGER 16 2.1 The Merger 16 2.2 Certificate of Incorporation 16 2.3 Bylaws 16 2.4 Directors and Officer |
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| December 26, 2012 |
EX-10.3 5 a12-297631ex10d3.htm EX-10.3 Exhibit 10.3 EXECUTION VERSION SUPPORT AGREEMENT This SUPPORT AGREEMENT (the “Agreement”), dated as of December 20, 2012, by and among Hotspurs Holdings LLC, a Delaware limited liability company (“Parent”), and the certain stockholders of FirstCity Financial Corporation, a Delaware corporation (the “Company”), listed on Exhibit A hereto. WHEREAS, as of the da |
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| December 26, 2012 |
Exhibit 10.6 SEPARATION AGREEMENT THIS SEPARATION AGREEMENT (this “Agreement”), made and entered into as of December 20, 2012, between Joe S. Greak (“Executive”) and FirstCity Financial Corporation, a Delaware corporation (“Company”); WITNESSETH THAT: WHEREAS, Executive is currently employed by Company as its Senior Vice President, Tax Director and Head of HR; WHEREAS, pursuant to that certain Agr |
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| December 26, 2012 |
Exhibit 10.4 SEPARATION AGREEMENT THIS SEPARATION AGREEMENT (this “Agreement”), made and entered into as of December 20, 2012, between Jim W. Moore (“Executive”) and FirstCity Financial Corporation, a Delaware corporation (“Company”); WITNESSETH THAT: WHEREAS, Executive is currently employed by Company as its Executive Vice President, Director of Servicing and Chief Operating Officer; WHEREAS, pur |
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| December 26, 2012 |
EX-10.4 6 a12-297631ex10d4.htm EX-10.4 Exhibit 10.4 SEPARATION AGREEMENT THIS SEPARATION AGREEMENT (this “Agreement”), made and entered into as of December 20, 2012, between Jim W. Moore (“Executive”) and FirstCity Financial Corporation, a Delaware corporation (“Company”); WITNESSETH THAT: WHEREAS, Executive is currently employed by Company as its Executive Vice President, Director of Servicing an |
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| December 26, 2012 |
Exhibit 10.2 EXECUTION VERSION LIMITED GUARANTEE Limited Guarantee, dated as of December 20, 2012 (this “Limited Guarantee”), by the parties listed on Exhibit A hereto (each a “Guarantor” and collectively, the “Guarantors”), in favor of FirstCity Financial Corporation, a Delaware corporation (the “Guaranteed Party”). Reference is hereby made to the Agreement and Plan of Merger, dated as of even da |
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| December 21, 2012 |
Exhibit 99.1 N E W S R E L E A S E FIRSTCITY FINANCIAL CORPORATION TO BE ACQUIRED BY VÄRDE PARTNERS, INC. FirstCity Stockholders to Receive $10.00 Per Share in Cash in $225 Million Transaction Transaction Enhances Implementation of FirstCity’s Long-Term Strategic Goals Waco, TX and Minneapolis, MN — December 21, 2012 — FirstCity Financial Corporation (NASDAQ: FCFC, “FirstCity” or “the Company”) an |
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| December 21, 2012 |
- CURRENT REPORT OF MATERIAL EVENTS OR CORPORATE CHANGES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): December 21, 2012 FIRSTCITY FINANCIAL CORPORATION (Exact name of registrant as specified in its charter) Delaware 033-19694 76-0243729 (State of incorporation) (Commission File No.) (IRS Employer I |
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| December 21, 2012 |
Exhibit 99.1 N E W S R E L E A S E FIRSTCITY FINANCIAL CORPORATION TO BE ACQUIRED BY VÄRDE PARTNERS, INC. FirstCity Stockholders to Receive $10.00 Per Share in Cash in $225 Million Transaction Transaction Enhances Implementation of FirstCity’s Long-Term Strategic Goals Waco, TX and Minneapolis, MN — December 21, 2012 — FirstCity Financial Corporation (NASDAQ: FCFC, “FirstCity” or “the Company”) an |
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| December 21, 2012 |
SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): December 21, 2012 FIRSTCITY FINANCIAL CORPORATION (Exact name of registrant as specified in its charter) Delaware 033-19694 76-0243729 (State of incorporation) (Commission File No.) (IRS Employer I |
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| December 19, 2012 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): December 17, 2012 FIRSTCITY FINANCIAL CORPORATION (Exact name of registrant as specified in its charter) Delaware 033-19694 76-0243729 (State of incorporation) (Commission File No.) ( |
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| December 19, 2012 |
Exhibit 99.1 N E W S R E L E A S E Contact: J. Bryan Baker 800-247-4274 FirstCity Financial Corporation Completes Sale of French Investment Waco, Texas, December 19, 2012…… As previously announced, on December 17, 2012 FirstCity Financial Corporation (NASDAQ: FCFC) closed on the sale of its minority ownership interest in UBN, S.A.S., a French portfolio acquisition partnership, for 20 million Euros |
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| December 17, 2012 |
SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): December 11, 2012 FIRSTCITY FINANCIAL CORPORATION (Exact name of registrant as specified in its charter) Delaware 033-19694 76-0243729 (State of incorporation) (Commission File No.) (IRS Employer I |
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| November 14, 2012 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): November 14, 2012 FIRSTCITY FINANCIAL CORPORATION (Exact name of registrant as specified in its charter) Delaware 033-19694 76-0243729 (State of incorporation) (Commission File No.) ( |
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| November 14, 2012 |
Quarterly Report - QUARTERLY REPORT PURSUANT TO SECTIONS 13 OR 15(D) Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 Form 10-Q (Mark One) x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2012 £ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission file number 033-19694 FirstCity Financial Corporation (Exact name of registrant as specified in its charter) Delaware 76-0243729 (State or other jurisdiction of (I. |
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| November 14, 2012 |
Exhibit 99.1 N E W S R E L E A S E Contact: Suzy W. Taylor 866-652-1810 FirstCity Financial Corporation Reports Third Quarter 2012 Results Waco, Texas November 14, 2012………. Highlights and Key Points: · FirstCity reported third quarter 2012 earnings of $4.8 million or $0.45 per diluted share. · FirstCity and its partners acquired $17.5 million of portfolio assets with a face value of $45.1 million |
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| November 14, 2012 |
Exhibit 99.1 Raw Transcript 14-Nov-2012 FirstCity Financial Corp. (FCFC) Q3 2012 Earnings Call 1-877-FACTSET www.callstreet.com Total Pages: 17 Copyright © 2001-2012 FactSet CallStreet, LLC MANAGEMENT DISCUSSION SECTION Operator: Welcome to the Third Quarter 2012 FirstCity Financial Conference Call. My name is Ellen, and I will be your operator for today’s call. At this time, all participants are |
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| November 14, 2012 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): November 14, 2012 FIRSTCITY FINANCIAL CORPORATION (Exact name of registrant as specified in its charter) Delaware 033-19694 76-0243729 (State of incorporation) (Commission File No.) ( |
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| November 14, 2012 |
Exhibit 10.1 Execution version SHARE TRANSFER AGREEMENT BETWEEN FIRSTCITY DIVERSIFIED HOLDINGS LLC FIRSTCITY EUROPE CORPORATION FIRSTCITY SERVICING CORPORATION The Transferors AND MIROMESNIL GESTION The Transferee IN THE PRESENCE OF UBN S.A.S. MR. PATRICE MOURRUAU MR. JEREMIE DYEN DATED NOVEMBER 7, 2012 BETWEEN THE UNDERSIGNED: 1. FirstCity Europe Corporation, a Texas company with capital of USD 1 |
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| October 26, 2012 |
Use these links to rapidly review the document TABLE OF CONTENTS Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| October 18, 2012 |
1775 I Street, N.W. Washington, DC 20006-2401 +1 202 261 3300 Main +1 202 261 3333 Fax www.dechert.com MICHAEL L. SHERMAN [email protected] +1 202 261 3449 Direct +1 202 261 3149 Fax VIA EDGAR AND EMAIL October 18, 2012 Mr. Christian Windsor Securities and Exchange Commission Division of Corporation Finance 100 F Street, N.E., Mail Stop 4720 Washington, DC 20549 Re: FirstCity Financial C |
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| September 25, 2012 |
1775 I Street, N.W. Washington, DC 20006-2401 +1 202 261 3300 Main +1 202 261 3333 Fax www.dechert.com MICHAEL L. SHERMAN [email protected] +1 202 261 3449 Direct +1 202 261 3333 Fax September 25, 2012 Mr. Christian Windsor Securities and Exchange Commission Division of Corporation Finance 100 F Street, N.E., Mail Stop 4720 Washington, DC 20549 Re: FirstCity Financial Corporation Form 10 |
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| September 10, 2012 |
September 10, 2012 Via EDGAR Mr. Christian Windsor Securities and Exchange Commission Division of Corporation Finance 100 F Street, N.E., Mail Stop 4720 Washington, D.C. 20549 Re: FirstCity Financial Corporation Form 10-K for the Fiscal Year Ended December 31, 2011 Filed March 30, 2012 Form 10-Q for the Quarterly Period Ended March 31, 2012 Filed May 15, 2012 File No. 033-19694 Dear Mr. Windsor: O |
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| August 14, 2012 |
Quarterly Report - QUARTERLY REPORT PURSUANT TO SECTIONS 13 OR 15(D) Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 Form 10-Q (Mark One) x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2012 o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission file number 033-19694 FirstCity Financial Corporation (Exact name of registrant as specified in its charter) Delaware 76-0243729 (State or other jurisdiction of (I. |
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| August 14, 2012 |
Exhibit 10.1 LOAN AGREEMENT By and Between FC INVESTMENT HOLDINGS CORPORATION, A Texas corporation, And FIRSTCITY FINANCIAL CORPORATION, A Delaware corporation, And THE FIRST NATIONAL BANK OF CENTRAL TEXAS, A national banking association Dated May 16, 2012 Table of Contents DEFINITION OF TERMS 1 Section 1.01 Certain Definitions 1 REVOLVING LOAN 10 Section 2.01 Loan 10 Section 2.02 Note 10 Section |
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| August 14, 2012 |
Exhibit 10.2 COMMERCIAL GUARANTY Borrower: FC INVESTMENT HOLDINGS CORPORATION PO BOX 8216 WACO TX 76714 Lender: FIRST NATIONAL BANK OF CENTRAL TX First National Bank of Central Texas 1835 N Valley Mills Drive Waco, TX 76710 Guarantor: FIRSTCITY FINANCIAL CORPORATION PO BOX 8216 WACO, TX 76714 CONTINUING GUARANTEE OF PAYMENT AND PERFORMANCE. For good and valuable consideration, Guarantor absolutely |
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| August 10, 2012 |
Exhibit 99.1 Corrected Transcript 09-Aug-2012 FirstCity Financial Corp. (FCFC) Q2 2012 Earnings Call Total Pages: 18 Copyright © 2001-2012 FactSet CallStreet, LLC 1-877-FACTSET www.callstreet.com CORPORATE PARTICIPANTS James T. Sartain President, Chief Executive Officer & Director, FirstCity Financial Corp. Jim W. Moore COO, Director-Servicing & Executive VP, FirstCity Financial Corp. James Bryan |
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| August 10, 2012 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): August 9, 2012 FIRSTCITY FINANCIAL CORPORATION (Exact name of registrant as specified in its charter) Delaware 033-19694 76-0243729 (State of incorporation) (Commission File No.) (IRS |
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| August 9, 2012 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): August 9, 2012 FIRSTCITY FINANCIAL CORPORATION (Exact name of registrant as specified in its charter) Delaware 033-19694 76-0243729 (State of incorporation) (Commission File No.) (IRS |
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| August 9, 2012 |
Exhibit 99.1 N E W S R E L E A S E Contact: Suzy W. Taylor 866-652-1810 FirstCity Financial Corporation Reports Second Quarter 2012 Results Waco, Texas August 9, 2012………. Highlights and Key Points: · FirstCity reported second quarter 2012 earnings of $1.5 million or $0.14 per diluted share. · FirstCity and its partners acquired $48.3 million of portfolio assets with a face value of $88.7 million d |
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| July 31, 2012 |
July 31, 2012 Via EDGAR and Facsimile (202) 772-9283 Mr. Marc Thomas Securities and Exchange Commission Division of Corporation Finance 100 F Street, N.E., Mail Stop 4720 Washington, D.C. 20549 Re: FirstCity Financial Corporation Form 10-K for the Fiscal Year Ended December 31, 2011 Filed March 30, 2012 Form 10-Q for the Quarterly Period Ended March 31, 2012 Filed May 15, 2012 File No. 033-19694 D |
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| June 26, 2012 |
June 26, 2012 Via EDGAR Mr. William Schroeder Securities and Exchange Commission 100 F Street, NE Washington, D.C. 20549 Re: FirstCity Financial Corporation Form 10-K for the Fiscal Year Ended December 31, 2011 Form 10-Q for the Quarterly Period Ended March 31, 2012 File No. 033-19694 Dear Mr. Schroeder: On behalf of FirstCity Financial Corporation (“FirstCity”) and pursuant to our telephone conve |
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| May 25, 2012 |
SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): May 21, 2012 FIRSTCITY FINANCIAL CORPORATION (Exact name of registrant as specified in its charter) Delaware 033-19694 76-0243729 (State of incorporation) (Commission File No.) (IRS Employer Identi |
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| May 15, 2012 |
Quarterly Report - QUARTERLY REPORT PURSUANT TO SECTIONS 13 OR 15(D) Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 Form 10-Q (Mark One) x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2012 £ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission file number 033-19694 FirstCity Financial Corporation (Exact name of registrant as specified in its charter) Delaware 76-0243729 (State or other jurisdiction of (I. |
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| May 10, 2012 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): May 10, 2012 FIRSTCITY FINANCIAL CORPORATION (Exact name of registrant as specified in its charter) Delaware 033-19694 76-0243729 (State of incorporation) (Commission File No.) (IRS E |
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| May 10, 2012 |
Exhibit 99.1 N E W S R E L E A S E Contact: Suzy W. Taylor 866-652-1810 FirstCity Financial Corporation Reports First Quarter 2012 Results Waco, Texas May 10, 2012………. Highlights and Key Points: · FirstCity reported first quarter 2012 earnings of $8.4 million or $0.80 per diluted share. · FirstCity and its partners acquired $91.2 million of portfolio assets with a face value of $210.1 million duri |
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| April 30, 2012 |
Annual Report - AMENDMENT TO ANNUAL REPORT PURSUANT TO SECTION 13 AND 15(D) Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 Form 10-K/A (Amendment No. |
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| March 30, 2012 |
Exhibit 10.61 INDEMNIFICATION AGREEMENT This Indemnification Agreement (“Agreement”) is made as of , by and between FIRSTCITY FINANCIAL CORPORATION, a Delaware corporation (the “Company”), and (“Indemnitee”). RECITALS WHEREAS, the Company desires to attract and retain the services of highly qualified individuals, such as Indemnitee, to serve the Company; WHEREAS, in order to induce Indemnitee to c |
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| March 30, 2012 |
Exhibit 21.1 SUBSIDIARIES OF THE REGISTRANT 1. FirstCity Financial Corporation. The following corporations, limited partnerships, limited liability companies and other entities are entities in which FirstCity Financial Corporation or certain of its subsidiaries own an equity interest. A. Corporations: Name: FLBG Corporation Jurisdiction: Texas; incorporated on June 2, 2010 Shareholder: FirstCity F |
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| March 30, 2012 |
Use these links to rapidly review the document TABLE OF CONTENTS Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 Form 10-K (Mark One) ý ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2011 or o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number 033-19694 FirstCity Financial Corporation (Exact name of registrant as specified in its charter) Delaware (State or other jurisdiction of incorporation or organization) 76-0243729 (I. |
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| March 20, 2012 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): March 15, 2012 FIRSTCITY FINANCIAL CORPORATION (Exact name of registrant as specified in its charter) Delaware 033-19694 76-0243729 (State of incorporation) (Commission File No.) (IRS |
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| March 20, 2012 |
EXHIBIT 99.1 N E W S R E L E A S E Contact: Suzy W. Taylor 866-652-1810 FirstCity Financial Corporation Reports Fourth Quarter and Full Year 2011 Results Waco, Texas March 20, 2012………. Highlights and Key Points: · FirstCity reported fourth quarter 2011 earnings of $15.3 million or $1.47 per diluted share, and fiscal year 2011 earnings of $24.2 million or $2.33 per diluted share. · Fourth quarter 2 |
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| March 8, 2012 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): March 2, 2012 FIRSTCITY FINANCIAL CORPORATION (Exact name of registrant as specified in its charter) Delaware 033-19694 76-0243729 (State of incorporation) (Commission File No.) (IRS |
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| February 14, 2012 |
FCFC / Firstcity Financial Corp / DIMENSIONAL FUND ADVISORS LP - SCHEDULE 13G/A Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 5)* FIRSTCITY FINANCIAL CORP (Name of Issuer) Common Stock (Title of Class of Securities) 33761X107 (CUSIP Number) December 31, 2011 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which thi |
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| February 6, 2012 |
OMNIBUS AMENDMENT AND REAFFIRMATION OF LOAN DOCUMENTS Exhibit 10.2 OMNIBUS AMENDMENT AND REAFFIRMATION OF LOAN DOCUMENTS THIS OMNIBUS AMENDMENT AND REAFFIRMATION OF LOAN DOCUMENTS (this “Omnibus Amendment” or this “Amendment”) is entered into as of January 31, 2012, by and among WELLS FARGO CAPITAL FINANCE, LLC, formerly known as Wells Fargo Foothill, LLC, a Delaware limited liability company (“Lender”), AMERICAN BUSINESS LENDING, INC., a Texas corpo |
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| February 6, 2012 |
SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): January 31, 2012 FIRSTCITY FINANCIAL CORPORATION (Exact name of registrant as specified in its charter) Delaware 033-19694 76-0243729 (State of incorporation) (Commission File No.) (IRS Employer Id |
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| February 6, 2012 |
Exhibit 10.1 AMENDED AND RESTATED LOAN AGREEMENT between AMERICAN BUSINESS LENDING, INC., a Texas corporation, as Borrower, and WELLS FARGO CAPITAL FINANCE, LLC, a Delaware limited liability company, as Lender $25,000,000.00 January 31, 2012 TABLE OF CONTENTS Page 1. GENERAL TERMS 1 1.1 Defined 1 1.2 Accounting Principles 20 1.3 UCC Terms 20 1.4 Certain Matters of Construction 20 2. AMOUNT AND TER |
