FCTY / 1st Century Bancshares, Inc. - Pengajuan SECLaporan Tahunan, Pernyataan Proksi

1st Century Bancshares, Inc.
US ˙ NASDAQ
HINDI NA ACTIVE ANG SIMBONG ITO

Mga Batayang Estadistika
CIK 1420525
SEC Filings
All companies that sell securities in the United States must register with the Securities and Exchange Commission (SEC) and file reports on a regular basis. These reports include company annual reports (10K, 10Q), news updates (8K), investor presentations (found in 8Ks), insider trades (form 4), ownership reports (13D, and 13G), and reports related to the specific securities sold, such as registration statements and prospectus. This page shows recent SEC filings related to 1st Century Bancshares, Inc.
SEC Filings (Chronological Order)
Halaman ini menyediakan daftar lengkap dan kronologis dari Pengajuan SEC, tidak termasuk pengajuan kepemilikan yang kami sediakan di tempat lain.
July 11, 2016 15-12B

1st Century Bancshares FORM 15-12B

fcty201607081512b.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 15 CERTIFICATION AND NOTICE OF TERMINATION OF REGISTRATION UNDER SECTION 12(g) OF THE SECURITIES EXCHANGE ACT OF 1934 OR SUSPENSION OF DUTY TO FILE REPORTS UNDER SECTIONS 13 AND 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission File Number: 001-34226 1st Century Bancshares, INC. (Exact name of

July 6, 2016 SC 13G/A

FCTY / 1st Century Bancshares, Inc. / ROTHENBERG ALAN I - SCHEDULE 13G/A Passive Investment

rotha20160701sc13ga.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G/A Under the Securities Exchange Act of 1934 (Amendment No. 3) 1st Century Bancshares, Inc. (Name of Issuer) Common Stock, Par Value $0.01 Per Share (Title of Class of Securities) 31943X102 (CUSIP Number) July 1, 2016 (Date of Event Which Requires Filing of this Statement) the appropriate bo

July 1, 2016 S-8 POS

1st Century Bancshares FORM S-8 POS

fcty20160630s8pos.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Post-Effective Amendment No. 1 to Form S-8 Registration Statement No. 333-148302 Post-Effective Amendment No. 1 to Form S-8 Registration Statement No. 333-148303 Post-Effective Amendment No. 1 to Form S-8 Registration Statement No. 333-189091 Post-Effective Amendment No. 1 to Form S-8 Registration Stateme

July 1, 2016 EX-3.2

IST CENTURY BANCSHARES, INC., a Delaware Corporation Adopted on July 1, 2016 TABLE OF CONTENTS

ex3-2.htm Exhibit 3.2 BYLAWS OF IST CENTURY BANCSHARES, INC., a Delaware Corporation Adopted on July 1, 2016 TABLE OF CONTENTS Page ARTICLE I OFFICES 1 Section 1. Registered Office 1 Section 2. Other Offices 1 ARTICLE II MEETINGS OF STOCKHOLDERS 1 Section 1. Place of Meeting 1 Section 2. Annual Meetings 1 Section 3. Stockholder List 1 Section 4. Special Meetings 2 Section 5. Notice of Meetings 2 S

July 1, 2016 8-K

Changes in Control of Registrant, Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers, Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year, Material Modification to Rights of Security Holders, Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing, Financial Statements and Exhibits, Completion of Acquisition or Disposition of Assets, Other Events

fcty201606308k.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): July 1, 2016 1st CENTURY BANCSHARES, INC. (Exact name of registrant as specified in its charter) Delaware (State or jurisdiction of incorporation) 001-34226 (Commis

July 1, 2016 EX-3.1

AMENDED AND RESTATED CERTIFICATE OF INCORPORATION OF 1st Century bancshares, inc. ARTICLE I

ex3-1.htm Exhibit 3.1 AMENDED AND RESTATED CERTIFICATE OF INCORPORATION OF 1st Century bancshares, inc. ARTICLE I The name of this corporation (the ?Corporation?) is 1st Century Bancshares, Inc. ARTICLE II The address of the Corporation?s registered office in the State of Delaware is Corporation Trust Center, 1209 Orange Street, Wilmington, New Castle County, Delaware, 19801. The registered agent

July 1, 2016 RW

1st Century Bancshares FORM RW

fcty20160630rw.htm July 1, 2016 BY EDGAR Securities and Exchange Commission Attn: Michael Clampitt, Senior Counsel Office of Financial Services Division of Corporation Finance 100 F Street, N.E. Washington, DC 20549-6010 Re: 1st Century Bancshares, Inc. Request to Withdraw Registration Statement on Form S-1 (File No. 333-207119) Ladies and Gentlemen: In accordance with Rule 477 of the Securities A

July 1, 2016 S-8 POS

1st Century Bancshares FORM S-8 POS

fcty20160630s8pos.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Post-Effective Amendment No. 1 to Form S-8 Registration Statement No. 333-148302 Post-Effective Amendment No. 1 to Form S-8 Registration Statement No. 333-148303 Post-Effective Amendment No. 1 to Form S-8 Registration Statement No. 333-189091 Post-Effective Amendment No. 1 to Form S-8 Registration Stateme

July 1, 2016 EX-99.1

Midland Financial Co. and 1st Century Bancshares, Inc. Complete Merger Transaction

ex99-1.htm Exhibit 99.1 FOR IMMEDIATE RELEASE CONTACT: Grant Griswold Vice President, MidFirst Bank July 1, 2016 Director of Media Relations 405-767-7459 [email protected] Jason P. DiNapoli President and Chief Executive Officer, 1st Century Bank, a division of MidFirst Bank 310-270-9500 [email protected] Midland Financial Co. and 1st Century Bancshares, Inc. Complete Merger Transactio

July 1, 2016 S-8 POS

1st Century Bancshares FORM S-8 POS

fcty20160630s8pos.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Post-Effective Amendment No. 1 to Form S-8 Registration Statement No. 333-148302 Post-Effective Amendment No. 1 to Form S-8 Registration Statement No. 333-148303 Post-Effective Amendment No. 1 to Form S-8 Registration Statement No. 333-189091 Post-Effective Amendment No. 1 to Form S-8 Registration Stateme

July 1, 2016 S-8 POS

1st Century Bancshares FORM S-8 POS

fcty20160630s8pos.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Post-Effective Amendment No. 1 to Form S-8 Registration Statement No. 333-148302 Post-Effective Amendment No. 1 to Form S-8 Registration Statement No. 333-148303 Post-Effective Amendment No. 1 to Form S-8 Registration Statement No. 333-189091 Post-Effective Amendment No. 1 to Form S-8 Registration Stateme

June 21, 2016 8-K

Submission of Matters to a Vote of Security Holders

fcty201606208k.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): June 20, 2016 1ST CENTURY BANCSHARES, INC. (Exact name of registrant as specified in its charter) Delaware (State or jurisdiction of incorporation) 001-34226 (Commi

June 13, 2016 8-K

Other Events

fcty201606138k.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): June 13, 2016 1st CENTURY BANCSHARES, INC. (Exact name of registrant as specified in its charter) Delaware (State or jurisdiction of incorporation) 001-34226 (Commi

June 10, 2016 8-K

Other Events

fcty201606108k.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): June 10, 2016 1st CENTURY BANCSHARES, INC. (Exact name of registrant as specified in its charter) Delaware (State or jurisdiction of incorporation) 001-34226 (Commi

May 18, 2016 DEFM14A

1st Century Bancshares DEFM14A

Use these links to rapidly review the document TABLE OF CONTENTS TABLE OF CONTENTS Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.

May 5, 2016 10-Q

1st Century Bancshares FORM 10-Q (Quarterly Report)

fcty2016020110q.htm Table Of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2016 Commission File Number: 001-34226 1st Century Bancshares, Inc. (Exact name of registrant as specified in its charter) Delaware 26-1169687 (State o

April 28, 2016 10-K/A

1st Century Bancshares FORM 10-K/A (Annual Report)

fcty2016042210ka.htm Table Of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K/A (Amendment No. 1) ? ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2015 OR ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission file number 001-34226 1

April 27, 2016 8-K

Financial Statements and Exhibits, Results of Operations and Financial Condition, Other Events

fcty201604268k.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 April 27, 2016 Date of Report (date of earliest event reported) 1st CENTURY BANCSHARES, INC. (Exact name of registrant as specified in its charter) Commission file number 001-34226 Delaware 26-1169687 (State or oth

April 27, 2016 EX-99.1

1ST CENTURY BANCSHARES, INC. REPORTS FINANCIAL RESULTS FOR THE QUARTER ENDED MARCH 31, 2016

EX-99.1 2 ex99-1.htm EXHIBIT 99.1 Exhibit 99.1 Contact Information: Alan I. Rothenberg Chairman/Chief Executive Officer Phone: (310) 270-9501 Jason P. DiNapoli President/Chief Operating Officer Phone: (310) 270-9505 1ST CENTURY BANCSHARES, INC. REPORTS FINANCIAL RESULTS FOR THE QUARTER ENDED MARCH 31, 2016 Los Angeles, CA (April 27, 2016) – 1st Century Bancshares, Inc. (the “Company”) (NASDAQ:FCTY

April 27, 2016 EX-99.1

1ST CENTURY BANCSHARES, INC. REPORTS FINANCIAL RESULTS FOR THE QUARTER ENDED MARCH 31, 2016

ex99-1.htm Exhibit 99.1 Contact Information: Alan I. Rothenberg Chairman/Chief Executive Officer Phone: (310) 270-9501 Jason P. DiNapoli President/Chief Operating Officer Phone: (310) 270-9505 1ST CENTURY BANCSHARES, INC. REPORTS FINANCIAL RESULTS FOR THE QUARTER ENDED MARCH 31, 2016 Los Angeles, CA (April 27, 2016) – 1st Century Bancshares, Inc. (the “Company”) (NASDAQ:FCTY), the holding company

April 27, 2016 DEFA14A

1st Century Bancshares FORM 8-K

fcty201604268k.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 April 27, 2016 Date of Report (date of earliest event reported) 1st CENTURY BANCSHARES, INC. (Exact name of registrant as specified in its charter) Commission file number 001-34226 Delaware 26-1169687 (State or oth

April 8, 2016 PREM14A

1st Century Bancshares PREM14A

Use these links to rapidly review the document TABLE OF CONTENTS TABLE OF CONTENTS Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.

March 22, 2016 SC 13D/A

FCTY / 1st Century Bancshares, Inc. / MALTESE CAPITAL MANAGEMENT LLC Activist Investment

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D/A Under the Securities Exchange Act of 1934 (Amendment No. 3)* 1st Century Bancshares, Inc. (Name of Issuer) Common Stock, par value $0.01 per share (Title of Class of Securities) 31943X102 (CUSIP Number) Mr. Terry Maltese, Maltese Capital Management, LLC, 150 East 52nd Street, 30th Floor, New York, NY 10022 (212)

March 15, 2016 DEFA14A

1st Century Bancshares DEFA14A

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant x Filed by a Party other than the Registrant o Check the appropriate box: o Preliminary Proxy Statement o Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) o Defin

March 11, 2016 EX-3.1

1ST CENTURY BANCSHARES, INC. A Delaware Corporation ARTICLE I

Exhibit 3.1 BYLAWS OF 1ST CENTURY BANCSHARES, INC. A Delaware Corporation ARTICLE I OFFICES Section 1. Registered Office. The registered office of 1st Century Bancshares, Inc. (the ?Corporation?) in the State of Delaware shall be at 615 South DuPont Highway, in the City of Dover, County of Kent, Delaware 19901. The name of its registered agent at that address is National Corporate Research, Ltd. S

March 11, 2016 8-K

Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year, Entry into a Material Definitive Agreement, Financial Statements and Exhibits, Other Events

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported) March 10, 2016 1st CENTURY BANCSHARES, INC. (Exact name of registrant as specified in its charter) Delaware 001-34226 26-1169687 (State of (Commission File Number) (IRS Employer Incorp

March 11, 2016 EX-99.1

Oklahoma City-based MidFirst Bank and Los Angeles-based 1st Century Bank announce agreement to merge

Exhibit 99.1 FOR IMMEDIATE RELEASE CONTACT: Derek Caswell Senior Vice President March 10, 2016 Director of Marketing 405-767-7475 [email protected] Jason P. DiNapoli President Chief Operating Officer 310-270-9500 [email protected] Oklahoma City-based MidFirst Bank and Los Angeles-based 1st Century Bank announce agreement to merge OKLAHOMA CITY and LOS ANGELES ? Midland Financial Co., t

March 11, 2016 EX-2.1

AGREEMENT AND PLAN OF MERGER MIDLAND FINANCIAL CO., MC 2016 CORP. 1ST CENTURY BANCSHARES, INC. DATED AS OF MARCH 10, 2016

Exhibit 2.1 EXECUTION VERSION AGREEMENT AND PLAN OF MERGER AMONG MIDLAND FINANCIAL CO., MC 2016 CORP. AND 1ST CENTURY BANCSHARES, INC. DATED AS OF MARCH 10, 2016 TABLE OF CONTENTS Page ARTICLE I DEFINITIONS AND TERMS 2 Section 1.01. Certain Definitions 2 Section 1.02. Rules of Construction 2 ARTICLE II TRANSACTIONS AND TERMS OF MERGER 3 Section 2.01. Merger 3 Section 2.02. Time and Place of Closin

March 11, 2016 EX-99.1

Oklahoma City-based MidFirst Bank and Los Angeles-based 1st Century Bank announce agreement to merge

EX-99.1 4 a16-61441ex99d1.htm EX-99.1 Exhibit 99.1 FOR IMMEDIATE RELEASE CONTACT: Derek Caswell Senior Vice President March 10, 2016 Director of Marketing 405-767-7475 [email protected] Jason P. DiNapoli President Chief Operating Officer 310-270-9500 [email protected] Oklahoma City-based MidFirst Bank and Los Angeles-based 1st Century Bank announce agreement to merge OKLAHOMA CITY and

March 11, 2016 EX-2.1

AGREEMENT AND PLAN OF MERGER MIDLAND FINANCIAL CO., MC 2016 CORP. 1ST CENTURY BANCSHARES, INC. DATED AS OF MARCH 10, 2016

Exhibit 2.1 EXECUTION VERSION AGREEMENT AND PLAN OF MERGER AMONG MIDLAND FINANCIAL CO., MC 2016 CORP. AND 1ST CENTURY BANCSHARES, INC. DATED AS OF MARCH 10, 2016 TABLE OF CONTENTS Page ARTICLE I DEFINITIONS AND TERMS 2 Section 1.01. Certain Definitions 2 Section 1.02. Rules of Construction 2 ARTICLE II TRANSACTIONS AND TERMS OF MERGER 3 Section 2.01. Merger 3 Section 2.02. Time and Place of Closin

March 11, 2016 DEFA14A

1st Century Bancshares 8-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported) March 10, 2016 1st CENTURY BANCSHARES, INC. (Exact name of registrant as specified in its charter) Delaware 001-34226 26-1169687 (State of (Commission File Number) (IRS Employer Incorp

March 11, 2016 EX-3.1

1ST CENTURY BANCSHARES, INC. A Delaware Corporation ARTICLE I

Exhibit 3.1 BYLAWS OF 1ST CENTURY BANCSHARES, INC. A Delaware Corporation ARTICLE I OFFICES Section 1. Registered Office. The registered office of 1st Century Bancshares, Inc. (the ?Corporation?) in the State of Delaware shall be at 615 South DuPont Highway, in the City of Dover, County of Kent, Delaware 19901. The name of its registered agent at that address is National Corporate Research, Ltd. S

March 4, 2016 8-K

Financial Statements and Exhibits, Results of Operations and Financial Condition

fcty201603028k.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 March 3, 2016 Date of Report (date of earliest event reported) 1ST CENTURY BANCSHARES, INC. (Exact name of registrant as specified in its charter) Commission file number 001-34226 Delaware 26-1169687 (State or othe

March 4, 2016 EX-21

SUBSIDIARY OF REGISTRANT

ex21.htm Exhibit 21 SUBSIDIARY OF REGISTRANT Name of Subsidiary State or Other Jurisdiction of Incorporation or Organization Percentage of Voting Securities Owned by 1st Century Bancshares, Inc. 1st Century Bank, N.A. United States 100 %

March 4, 2016 EX-99.1

1st CENTURY BANCSHARES, INC. REPORTS FINANCIAL RESULTS FOR THE QUARTER AND YEAR ENDED DECEMBER 31, 2015

EX-99.1 2 ex99-1.htm EXHIBIT 99.1 Exhibit 99.1 Contact Information: Alan I. Rothenberg Chairman/Chief Executive Officer Phone: (310) 270-9501 Jason P. DiNapoli President/Chief Operating Officer Phone: (310) 270-9505 1st CENTURY BANCSHARES, INC. REPORTS FINANCIAL RESULTS FOR THE QUARTER AND YEAR ENDED DECEMBER 31, 2015 Los Angeles, CA (March 3, 2016) – 1st Century Bancshares, Inc. (the “Company”) (

March 4, 2016 10-K

1st Century Bancshares FORM 10-K (Annual Report)

10-K 1 fcty2015123110k.htm FORM 10-K Table Of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2015 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission file number 001-34226 1st C

February 12, 2016 SC 13G/A

FCTY / 1st Century Bancshares, Inc. / ROTHENBERG ALAN I - SCHEDULE 13G/A Passive Investment

rotha20160209sc13ga.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G/A Under the Securities Exchange Act of 1934 (Amendment No. 2) 1st Century Bancshares, Inc. (Name of Issuer) Common Stock, Par Value $0.01 Per Share (Title of Class of Securities) 31943X102 (CUSIP Number) December 31, 2015 (Date of Event Which Requires Filing of this Statement) Check the app

December 22, 2015 SC 13G/A

FCTY / 1st Century Bancshares, Inc. / ROTHENBERG ALAN I - SCHEDULE 13G/A Passive Investment

rotha20151222sc13ga.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G/A Under the Securities Exchange Act of 1934 (Amendment No. 1) 1st Century Bancshares, Inc. (Name of Issuer) Common Stock, Par Value $0.01 Per Share (Title of Class of Securities) 31943X102 (CUSIP Number) December 31, 2014† (Date of Event Which Requires Filing of this Statement) Check the ap

October 28, 2015 8-K

Financial Statements and Exhibits, Results of Operations and Financial Condition

fcty201510278k.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 October 28, 2015 Date of Report (date of earliest event reported) 1ST CENTURY BANCSHARES, INC. (Exact name of registrant as specified in its charter) Commission file number 001-34226 Delaware 26-1169687 (State or o

October 28, 2015 EX-99.1

1st CENTURY BANCSHARES, INC. REPORTS FINANCIAL RESULTS FOR THE QUARTER AND NINE MONTHS ENDED SEPTEMBER 30, 2015

ex99-1.htm Exhibit 99.1 Contact Information: Alan I. Rothenberg Chairman/Chief Executive Officer Phone: (310) 270-9501 Jason P. DiNapoli President/Chief Operating Officer Phone: (310) 270-9505 1st CENTURY BANCSHARES, INC. REPORTS FINANCIAL RESULTS FOR THE QUARTER AND NINE MONTHS ENDED SEPTEMBER 30, 2015 Los Angeles, CA (October 28, 2015) ? 1st Century Bancshares, Inc. (the ?Company?) (NASDAQ:FCTY)

October 20, 2015 SC 13D

FCTY / 1st Century Bancshares, Inc. / MALTESE CAPITAL MANAGEMENT LLC Activist Investment

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. )* 1st Century Bancshares, Inc. (Name of Issuer) Common Stock, par value $0.01 per share (Title of Class of Securities) 31943X102 (CUSIP Number) Mr. Terry Maltese, Maltese Capital Management LLC, 150 East 52nd Street, 30th Floor, New York, NY 10022 (212) 486

September 25, 2015 S-1

1st Century Bancshares S-1

Use these links to rapidly review the document TABLE OF CONTENTS Table of Contents As filed with the Securities and Exchange Commission on September 25, 2015 Registration No.

July 29, 2015 8-K

1st Century Bancshares FORM 8-K (Current Report/Significant Event)

fcty201507288k.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 July 29, 2015 Date of Report (date of earliest event reported) 1ST CENTURY BANCSHARES, INC. (Exact name of registrant as specified in its charter) Commission file number 001-34226 Delaware 26-1169687 (State or othe

July 29, 2015 EX-99.1

1st CENTURY BANCSHARES, INC. REPORTS FINANCIAL RESULTS FOR THE QUARTER AND SIX MONTHS ENDED JUNE 30, 2015

ex99-1.htm Exhibit 99.1 Contact Information: Alan I. Rothenberg Chairman/Chief Executive Officer Phone: (310) 270-9501 Jason P. DiNapoli President/Chief Operating Officer Phone: (310) 270-9505 1st CENTURY BANCSHARES, INC. REPORTS FINANCIAL RESULTS FOR THE QUARTER AND SIX MONTHS ENDED JUNE 30, 2015 Los Angeles, CA (July 29, 2015) ? 1st Century Bancshares, Inc. (the ?Company?) (NASDAQ:FCTY), the hol

May 8, 2015 8-K

Submission of Matters to a Vote of Security Holders

fcty201505088k.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 May 7, 2015 Date of Report (date of earliest event reported) 1ST CENTURY BANCSHARES, INC. (Exact name of registrant as specified in its charter) Commission file number 001-34226 Delaware 26-1169687 (State or other

May 7, 2015 EX-99.1

EX-99.1

Exhibit 99.1

May 7, 2015 8-K

Financial Statements and Exhibits, Other Events

fcty201505068k.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 May 7, 2015 Date of Report (date of earliest event reported) 1ST CENTURY BANCSHARES, INC. (Exact name of registrant as specified in its charter) Commission file number 001-34226 Delaware 26-1169687 (State or other

April 29, 2015 EX-99.1

1st CENTURY BANCSHARES, INC. REPORTS FINANCIAL RESULTS FOR THE QUARTER ENDED MARCH 31, 2015

ex99-1.htm Exhibit 99.1 Contact Information: Alan I. Rothenberg Chairman/Chief Executive Officer Phone: (310) 270-9501 Jason P. DiNapoli President/Chief Operating Officer Phone: (310) 270-9505 1st CENTURY BANCSHARES, INC. REPORTS FINANCIAL RESULTS FOR THE QUARTER ENDED MARCH 31, 2015 Los Angeles, CA (April 29, 2015) ? 1st Century Bancshares, Inc. (the ?Company?) (NASDAQ:FCTY), the holding company

April 29, 2015 8-K

Financial Statements and Exhibits, Results of Operations and Financial Condition

fcty201504288k.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 April 29, 2015 Date of Report (date of earliest event reported) 1ST CENTURY BANCSHARES, INC. (Exact name of registrant as specified in its charter) Commission file number 001-34226 Delaware 26-1169687 (State or oth

April 7, 2015 8-K

Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 April 6, 2015 Date of Report (date of earliest event reported) 1ST CENTURY BANCSHARES, INC. (Exact name of registrant as specified in its charter) Commission file number: 001-34226 Delaware 26-1169687 (State or other jurisdiction of

April 7, 2015 DEF 14A

1st Century Bancshares FORM DEF 14A

Table Of Contents Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ? Filed by a Party other than the Registrant ? Check the appropriate box: ? Preliminary Proxy Statement ? Confidential, for Use of the Commission Only (as permitted by 14a-6(e)(2)) ? Definitive Proxy Statement ? Definitive Additional materials ? Soliciting Material Pursuant to ?240.

March 6, 2015 EX-99.1

1st CENTURY BANCSHARES, INC. REPORTS FINANCIAL RESULTS FOR THE QUARTER AND YEAR ENDED DECEMBER 31, 2014

ex99-1.htm Exhibit 99.1 Contact Information: Alan I. Rothenberg Chairman/Chief Executive Officer Phone: (310) 270-9501 Jason P. DiNapoli President/Chief Operating Officer Phone: (310) 270-9505 1st CENTURY BANCSHARES, INC. REPORTS FINANCIAL RESULTS FOR THE QUARTER AND YEAR ENDED DECEMBER 31, 2014 Los Angeles, CA (March 5, 2015) ? 1st Century Bancshares, Inc. (the ?Company?) (NASDAQ:FCTY), the holdi

March 6, 2015 8-K

1st Century Bancshares FORM 8-K (Current Report/Significant Event)

fcty201503048k.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 March 5, 2015 Date of Report (date of earliest event reported) 1ST CENTURY BANCSHARES, INC. (Exact name of registrant as specified in its charter) Commission file number 001-34226 Delaware 26-1169687 (State or othe

February 25, 2015 8-K

Termination of a Material Definitive Agreement, Financial Statements and Exhibits

fcty201502258k.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 February 23, 2015 Date of Report (date of earliest event reported) 1ST CENTURY BANCSHARES, INC. (Exact name of registrant as specified in its charter) Commission file number: 001-34226 Delaware 26-1169687 (State or

February 25, 2015 EX-10.1

EX-10.1

ex10-1.htm Exhibit 10.1

November 6, 2014 EX-99

1st CENTURY BANCSHARES, INC. REPORTS FINANCIAL RESULTS FOR THE QUARTER AND NINE MONTHS ENDED SEPTEMBER 30, 2014

ex99-1.htm Exhibit 99.1 Contact Information: Alan I. Rothenberg Chairman/Chief Executive Officer Phone: (310) 270-9501 Jason P. DiNapoli President/Chief Operating Officer Phone: (310) 270-9505 1st CENTURY BANCSHARES, INC. REPORTS FINANCIAL RESULTS FOR THE QUARTER AND NINE MONTHS ENDED SEPTEMBER 30, 2014 Los Angeles, CA (November 6, 2014) – 1st Century Bancshares, Inc. (the “Company”) (NASDAQ:FCTY)

November 6, 2014 8-K

Financial Statements and Exhibits, Results of Operations and Financial Condition

8-K 1 fcty201410308k.htm FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 November 6, 2014 Date of Report (date of earliest event reported) 1ST CENTURY BANCSHARES, INC. (Exact name of registrant as specified in its charter) Commission file number 001-34226 Delaware 26-1169

August 7, 2014 EX-99

1st CENTURY BANCSHARES, INC. REPORTS FINANCIAL RESULTS FOR THE QUARTER AND SIX MONTHS ENDED JUNE 30, 2014

ex99-1.htm Exhibit 99.1 Contact Information: Alan I. Rothenberg Chairman/Chief Executive Officer Phone: (310) 270-9501 Jason P. DiNapoli President/Chief Operating Officer Phone: (310) 270-9505 1st CENTURY BANCSHARES, INC. REPORTS FINANCIAL RESULTS FOR THE QUARTER AND SIX MONTHS ENDED JUNE 30, 2014 Los Angeles, CA (August 7, 2014) – 1st Century Bancshares, Inc. (the “Company”) (NASDAQ:FCTY), the ho

August 7, 2014 8-K

Financial Statements and Exhibits, Results of Operations and Financial Condition

fcty201408068k.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 August 7, 2014 Date of Report (date of earliest event reported) 1ST CENTURY BANCSHARES, INC. (Exact name of registrant as specified in its charter) Commission file number 001-34226 Delaware 26-1169687 (State or oth

May 12, 2014 8-K

Submission of Matters to a Vote of Security Holders

fcty201405128k.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 8, 2014 1ST Century BANCSHARES, INC. (Exact name of registrant as specified in its charter) Delaware 001-34226 26-1169687 (State or other jurisdiction of Commis

May 8, 2014 8-K

Financial Statements and Exhibits, Results of Operations and Financial Condition

fcty201405078k.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 May 8, 2014 Date of Report (date of earliest event reported) 1ST CENTURY BANCSHARES, INC. (Exact name of registrant as specified in its charter) Commission file number 001-34226 Delaware 26-1169687 (State or other

May 8, 2014 EX-99

1st CENTURY BANCSHARES, INC. REPORTS FINANCIAL RESULTS FOR THE QUARTER ENDED MARCH 31, 2014

ex99-1.htm Exhibit 99.1 Contact Information: Alan I. Rothenberg Chairman/Chief Executive Officer Phone: (310) 270-9501 Jason P. DiNapoli President/Chief Operating Officer Phone: (310) 270-9505 1st CENTURY BANCSHARES, INC. REPORTS FINANCIAL RESULTS FOR THE QUARTER ENDED MARCH 31, 2014 Los Angeles, CA (May 8, 2014) – 1st Century Bancshares, Inc. (the “Company”) (NASDAQ:FCTY), the holding company for

May 8, 2014 8-K

Financial Statements and Exhibits, Other Events - FORM 8-K

fcty20140507b8k.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 8, 2014 1ST Century BANCSHARES, INC. (Exact name of registrant as specified in its charter) Delaware 001-34226 26-1169687 (State or other jurisdiction of Commi

May 8, 2014 EX-99

EX-99

Exhibit 99.1

April 8, 2014 DEF 14A

- FORM DEF 14A

fcty20140402def14a.htm Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by 14a-6(e)(2)) ☒ Definitive Proxy Statement ☐ Definitive Additional materials ☐ Soliciting Material Pursua

March 25, 2014 EX-10

FIRST AMENDMENT TO EMPLOYMENT AGREEMENT

ex10-1.htm Exhibit 10.1 FIRST AMENDMENT TO EMPLOYMENT AGREEMENT THIS FIRST AMENDMENT TO EMPLOYMENT AGREEMENT (this “Amendment”) is made and entered into this 19th day of March 2014 (the “Effective Date”) by and among 1st Century Bancshares, Inc., a Delaware corporation (“Bancshares”), and Alan Rothenberg (“Executive”), on the other hand, with respect to that certain Employment Agreement, dated Nov

March 25, 2014 8-K

Entry into a Material Definitive Agreement, Financial Statements and Exhibits

fcty201403258k.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 19, 2014 1ST Century BANCSHARES, INC. (Exact name of registrant as specified in its charter) Delaware 001-34226 26-1169687 (State or other jurisdiction of Com

March 25, 2014 EX-10

FIRST AMENDMENT TO EMPLOYMENT AGREEMENT

ex10-2.htm Exhibit 10.2 FIRST AMENDMENT TO EMPLOYMENT AGREEMENT THIS FIRST AMENDMENT TO EMPLOYMENT AGREEMENT (this “Amendment”) is made and entered into this 19th day of March 2014 (the “Effective Date”) by and among 1st Century Bancshares, Inc., a Delaware corporation (“Bancshares”), and Jason DiNapoli (“Executive”), on the other hand, with respect to that certain Employment Agreement, dated Nove

March 7, 2014 8-K

Financial Statements and Exhibits, Results of Operations and Financial Condition

fcty201403038k.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 March 6, 2014 Date of Report (date of earliest event reported) 1ST CENTURY BANCSHARES, INC. (Exact name of registrant as specified in its charter) Commission file number 001-34226 Delaware 26-1169687 (State or othe

March 7, 2014 10-K

1st Century Bancshares FORM 10-K (Annual Report)

fcty2013123110k.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2013 Commission file number 001-34226 1st Century Bancshares, Inc. (Exact name of registrant as specified in its charter) Delaware 26-1169687 (State or other jurisdiction of

March 7, 2014 EX-99

1st CENTURY BANCSHARES, INC. REPORTS FINANCIAL RESULTS FOR THE QUARTER AND YEAR ENDED DECEMBER 31, 2013

ex99-1.htm Exhibit 99.1 Contact Information: Alan I. Rothenberg Chairman/Chief Executive Officer Phone: (310) 270-9501 Jason P. DiNapoli President/Chief Operating Officer Phone: (310) 270-9505 1st CENTURY BANCSHARES, INC. REPORTS FINANCIAL RESULTS FOR THE QUARTER AND YEAR ENDED DECEMBER 31, 2013 Los Angeles, CA (March 6, 2014) – 1st Century Bancshares, Inc. (the “Company”) (NASDAQ:FCTY), the holdi

November 6, 2013 8-K

Financial Statements and Exhibits, Results of Operations and Financial Condition - FORM 8-K

fcty201311058k.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 November 6, 2013 Date of Report (date of earliest event reported) 1ST CENTURY BANCSHARES, INC. (Exact name of registrant as specified in its charter) Commission file number 001-34226 Delaware 26-1169687 (State or o

November 6, 2013 EX-99

1st CENTURY BANCSHARES, INC. REPORTS FINANCIAL RESULTS FOR THE QUARTER AND NINE MONTHS ENDED SEPTEMBER 30, 2013

ex99-1.htm Exhibit 99.1 Contact Information: Alan I. Rothenberg Chairman/Chief Executive Officer Phone: (310) 270-9501 Jason P. DiNapoli President/Chief Operating Officer Phone: (310) 270-9505 1st CENTURY BANCSHARES, INC. REPORTS FINANCIAL RESULTS FOR THE QUARTER AND NINE MONTHS ENDED SEPTEMBER 30, 2013 Los Angeles, CA (November 6, 2013) – 1st Century Bancshares, Inc. (the “Company”) (NASDAQ:FCTY)

September 13, 2013 8-K

Entry into a Material Definitive Agreement, Financial Statements and Exhibits - FORM 8-K

fcty201309128k.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 September 11, 2013 Date of Report (date of earliest event reported) 1ST CENTURY BANCSHARES, INC. (Exact name of registrant as specified in its charter) Commission file number: 001-34226 Delaware 26-1169687 (State o

September 13, 2013 EX-10

UNITED STATES OF AMERICA DEPARTMENT OF THE TREASURY COMPTROLLER OF THE CURRENCY

ex10-2.htm Exhibit 10.2 UNITED STATES OF AMERICA DEPARTMENT OF THE TREASURY COMPTROLLER OF THE CURRENCY In the Matter of: 1st Century Bank, N.A. Los Angeles, California ) ) ) AA-WE-13-58 STIPULATION AND CONSENT TO THE ISSUANCE OF A CONSENT ORDER The Comptroller of the Currency of the United States of America (“Comptroller”) intends to initiate cease and desist proceedings against 1st Century Bank,

September 13, 2013 EX-10

UNITED STATES OF AMERICA DEPARTMENT OF THE TREASURY COMPTROLLER OF THE CURRENCY

ex10-1.htm Exhibit 10.1 UNITED STATES OF AMERICA DEPARTMENT OF THE TREASURY COMPTROLLER OF THE CURRENCY In the Matter of: 1st Century Bank, N.A. Los Angeles, California ) ) ) AA-WE-13-58 CONSENT ORDER The Comptroller of the Currency of the United States of America (“Comptroller”), through his National Bank Examiner, has supervisory authority over 1st Century Bank, N.A., Los Angeles, California (“B

August 14, 2013 S-8

- FORM S-8

fcty20130814s8.htm As filed with the United States Securities and Exchange Commission on August 14, 2013 REGISTRATION STATEMENT NO. 333- UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM S-8 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 1ST CENTURY BANCSHARES, INC. (Exact name of registrant as specified in its charter) Delaware 26-1169687 (State or other jurisd

August 14, 2013 EX-10

1ST CENTURY BANK, N.A. 2004 FOUNDER STOCK OPTION PLAN Adopted by Board on January 16, 2004 Approved by Shareholders on February 24, 2004

ex10-1.htm Exhibit 10.1 1ST CENTURY BANK, N.A. 2004 FOUNDER STOCK OPTION PLAN Adopted by Board on January 16, 2004 Approved by Shareholders on February 24, 2004 1. PURPOSES. The purpose of the Plan is to promote the interests of 1st Century Bank, N.A. (the “Bank”) and its Affiliates and shareholders by enabling the Bank to offer certain of its founders that are not also officers or directors of th

August 14, 2013 EX-10

1st CENTURY BANK, N.A. 2004 FOUNDER STOCK OPTION PLAN FOUNDER STOCK OPTION AGREEMENT

ex10-2.htm Exhibit 10.2 Grant No.: 1st CENTURY BANK, N.A. 2004 FOUNDER STOCK OPTION PLAN FOUNDER STOCK OPTION AGREEMENT 1st Century Bank, N.A. (the “Bank”) hereby grants to the Optionholder named below an option to purchase the number of shares of the Bank’s common stock set forth below (the “Common Stock”). The terms and conditions of the Option are set forth in this Founder Stock Option Agreemen

August 14, 2013 EX-24

Power Of Attorney

ex24-1.htm Exhibit 24.1 Power Of Attorney Reference is made to page 5 of this Registration Statement.

August 7, 2013 8-K

Financial Statements and Exhibits, Results of Operations and Financial Condition - FORM 8-K

fcty20130806b8k.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 August 7, 2013 Date of Report (date of earliest event reported) 1ST CENTURY BANCSHARES, INC. (Exact name of registrant as specified in its charter) Commission file number 001-34226 Delaware 26-1169687 (State or ot

August 7, 2013 EX-99

1st CENTURY BANCSHARES, INC. REPORTS FINANCIAL RESULTS FOR THE QUARTER AND SIX MONTHS ENDED JUNE 30, 2013

ex99-1.htm Exhibit 99.1 Contact Information: Alan I. Rothenberg Chairman/Chief Executive Officer Phone: (310) 270-9501 Jason P. DiNapoli President/Chief Operating Officer Phone: (310) 270-9505 1st CENTURY BANCSHARES, INC. REPORTS FINANCIAL RESULTS FOR THE QUARTER AND SIX MONTHS ENDED JUNE 30, 2013 Los Angeles, CA (August 7, 2013) – 1st Century Bancshares, Inc. (the “Company”) (NASDAQ:FCTY), the ho

June 4, 2013 EX-24.1

Power Of Attorney

Exhibit 24.1 Power Of Attorney Reference is made to page 5 of this Registration Statement.

June 4, 2013 S-8

- FORM S-8

As filed with the United States Securities and Exchange Commission on June 4, 2013 REGISTRATION STATEMENT NO.

May 10, 2013 EX-10.3

1ST CENTURY BANCSHARES, INC. 2013 EQUITY INCENTIVE PLAN NOTICE OF GRANT RESTRICTED STOCK AGREEMENT

Exhibit 10.3 1ST CENTURY BANCSHARES, INC. 2013 EQUITY INCENTIVE PLAN NOTICE OF GRANT AND RESTRICTED STOCK AGREEMENT You have been granted the number of shares of Restricted Common Stock of 1st Century Bancshares, Inc. (the “Company”), as set forth below (“Common Shares”), subject to the terms and conditions of the 1st Century Bancshares, Inc. 2013 Equity Incentive Plan (“Plan”), and this Notice of

May 10, 2013 EX-10.2

1ST CENTURY BANCSHARES, INC. 2013 EQUITY INCENTIVE PLAN NOTICE OF GRANT AND STOCK OPTION AGREEMENT

Exhibit 10.2 1ST CENTURY BANCSHARES, INC. 2013 EQUITY INCENTIVE PLAN NOTICE OF GRANT AND STOCK OPTION AGREEMENT Name: Option Number: Address: Employee ID: Effective , 20, (“Grant Date”), you have been granted [incentive/non-qualified] stock option to purchase ( ) shares of 1st Century Bancshares, Inc. common stock at an Exercise Price of $ per share pursuant to the 1st Century Bancshares, Inc. 201

May 10, 2013 EX-10.4

1ST CENTURY BANCSHARES, INC. 2013 EQUITY INCENTIVE PLAN RESTRICTED STOCK UNIT AGREEMENT

Exhibit 10.4 1ST CENTURY BANCSHARES, INC. 2013 EQUITY INCENTIVE PLAN RESTRICTED STOCK UNIT AGREEMENT This Restricted Stock Unit Agreement (“Agreement”) is dated as of , 20 (the “Grant Date”), between 1st Century Bancshares, Inc., a Delaware corporation (the “Company”) and (“Participant”). WITNESSETH: WHEREAS, the Company has awarded Participant a right to receive shares of the Company’s common sto

May 10, 2013 EX-10.1

2013 EQUITY INCENTIVE PLAN 1ST CENTURY BANCSHARES, INC., a Delaware corporation (Effective May 8, 2013)

Exhibit 10.1 2013 EQUITY INCENTIVE PLAN OF 1ST CENTURY BANCSHARES, INC., a Delaware corporation (Effective May 8, 2013) 1st Century Bancshares, Inc. hereby adopts in its entirety the 1st Century Bancshares, Inc. 2013 Equity Incentive Plan (the “Plan”), on March 25, 2013 (the “Plan Adoption Date”). Unless otherwise defined, terms with initial capital letters are defined in Section 2 below. SECTION

May 10, 2013 EX-10.5

1ST CENTURY BANCSHARES, INC. 2013 EQUITY INCENTIVE PLAN STOCK APPRECIATION RIGHTS GRANT AGREEMENT

Exhibit 10.5 1ST CENTURY BANCSHARES, INC. 2013 EQUITY INCENTIVE PLAN STOCK APPRECIATION RIGHTS GRANT AGREEMENT This Stock Appreciation Rights Grant Agreement (“Agreement”) is effective as of the Date of Grant stated in the accompanying Notice of Stock Appreciation Rights Grant (“Notice”), between 1st Century Bancshares, Inc., a Delaware corporation (“Company”) and the Grantee stated in the Notice

May 10, 2013 8-K

Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers, Financial Statements and Exhibits, Submission of Matters to a Vote of Security Holders - FORM 8-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 May 8, 2013 Date of Report (date of earliest event reported) 1ST CENTURY BANCSHARES, INC. (Exact name of registrant as specified in its charter) Commission file number: 001-34226 Delaware 26-1169687 (State or other jurisdiction of in

May 8, 2013 EX-99.1

EX-99.1

Exhibit 99.1

May 8, 2013 8-K

Financial Statements and Exhibits, Other Events

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 May 8, 2013 Date of Report (date of earliest event reported) 1ST CENTURY BANCSHARES, INC. (Exact name of registrant as specified in its charter) Commission file number 001-34226 Delaware 26-1169687 (State or other jurisdiction of inc

May 8, 2013 EX-99

1st CENTURY BANCSHARES, INC. REPORTS FINANCIAL RESULTS FOR THE QUARTER ENDED MARCH 31, 2013

fcty201305028kex99-1.htm Exhibit 99.1 Contact Information: Alan I. Rothenberg Chairman/Chief Executive Officer Phone: (310) 270-9501 Jason P. DiNapoli President/Chief Operating Officer Phone: (310) 270-9505 1st CENTURY BANCSHARES, INC. REPORTS FINANCIAL RESULTS FOR THE QUARTER ENDED MARCH 31, 2013 Los Angeles, CA (May 8, 2013) – 1st Century Bancshares, Inc. (the “Company”) (NASDAQ:FCTY), the holdi

May 8, 2013 8-K

Financial Statements and Exhibits, Results of Operations and Financial Condition - FORM 8-K

fcty201305028k.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 May 8, 2013 Date of Report (date of earliest event reported) 1ST CENTURY BANCSHARES, INC. (Exact name of registrant as specified in its charter) Commission file number 001-34226 Delaware 26-1169687 (State or other

April 8, 2013 DEF 14A

- SCHEDULE 14A

Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant x Filed by a Party other than the Registrant o Check the appropriate box: o Preliminary Proxy Statement o Confidential, for Use of the Commission Only (as permitted by 14a-6(e)(2)) x Definitive Proxy Statement o Definitive Additional materials o Soliciting Material Pursuant to §240.

March 7, 2013 EX-99

1ST CENTURY BANCSHARES, INC. REPORTS FINANCIAL RESULTS FOR THE QUARTER AND YEAR ENDED DECEMBER 31, 2012

fcty201302288kex99-1.htm Exhibit 99.1 Contact Information: Alan I. Rothenberg Chairman/Chief Executive Officer Phone: (310) 270-9501 Jason P. DiNapoli President/Chief Operating Officer Phone: (310) 270-9505 1ST CENTURY BANCSHARES, INC. REPORTS FINANCIAL RESULTS FOR THE QUARTER AND YEAR ENDED DECEMBER 31, 2012 Los Angeles, CA (March 6, 2013) – 1st Century Bancshares, Inc. (the “Company”) (NASDAQ:FC

March 7, 2013 8-K

Financial Statements and Exhibits, Results of Operations and Financial Condition - FORM 8-K

fcty201302288k.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 March 6, 2013 Date of Report (date of earliest event reported) 1ST CENTURY BANCSHARES, INC. (Exact name of registrant as specified in its charter) Commission file number 001-34226 Delaware 26-1169687 (State or othe

December 6, 2012 8-K

Entry into a Material Definitive Agreement, Financial Statements and Exhibits - FORM 8-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 December 4, 2012 Date of Report (date of earliest event reported) 1ST CENTURY BANCSHARES, INC. (Exact name of registrant as specified in its charter) Commission file number: 001-34226 Delaware 26-1169687 (State or other jurisdiction

December 6, 2012 EX-10.1

LEASE AMENDMENT #3

Exhibit 10.1 LEASE AMENDMENT #3 This Lease Amendment #3 ("Amendment") dated December 4, 2012 is by and between 1875/1925 CENTURY PARK EAST COMPANY, a California general partnership ("Landlord"), and 1ST CENTURY BANK, N.A. ("Tenant"). RECITALS WHEREAS, 1875/1925 CENTURY PARK EAST COMPANY, a California general partnership, as Landlord, and 1ST CENTURY BANK, N.A., as Tenant, entered into that certain

November 6, 2012 8-K

Financial Statements and Exhibits, Results of Operations and Financial Condition - FORM 8-K

fcty201210318k.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 November 6, 2012 Date of Report (date of earliest event reported) 1ST CENTURY BANCSHARES, INC. (Exact name of registrant as specified in its charter) Commission file number 001-34226 Delaware 26-1169687 (State or o

November 6, 2012 EX-99

1ST CENTURY BANCSHARES, INC. REPORTS FINANCIAL RESULTS FOR THE QUARTER AND NINE MONTHS ENDED SEPTEMBER 30, 2012

fcty201210318kex99-1.htm Exhibit 99.1 Contact Information: Alan I. Rothenberg Chairman/Chief Executive Officer Phone: (310) 270-9501 Jason P. DiNapoli President/Chief Operating Officer Phone: (310) 270-9505 1ST CENTURY BANCSHARES, INC. REPORTS FINANCIAL RESULTS FOR THE QUARTER AND NINE MONTHS ENDED SEPTEMBER 30, 2012 Los Angeles, CA (November 6, 2012) – 1st Century Bancshares, Inc. (the “Company”)

August 31, 2012 CORRESP

-

[1ST CENTURY BANCSHARES, INC. LETTERHEAD] August 31, 2012 VIA EDGAR Michael R. Clampitt Securities and Exchange Commission 100 F Street, N.E. Washington, D.C. 20549 Re: 1st Century Bancshares, Inc. Form 10-K for the Fiscal Year Ended December 31, 2011, Filed March 6, 2012 Form 10-Q for the Quarterly Period Ended March 31, 2012, Filed May 9, 2012 File No. 001-34226 Dear Mr. Clampitt: This letter re

August 7, 2012 8-K

Financial Statements and Exhibits, Results of Operations and Financial Condition - FORM 8-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 August 7, 2012 Date of Report (date of earliest event reported) 1ST CENTURY BANCSHARES, INC. (Exact name of registrant as specified in its charter) Commission file number 001-34226 Delaware 26-1169687 (State or other jurisdiction of

August 7, 2012 EX-99.1

1ST CENTURY BANCSHARES, INC. REPORTS FINANCIAL RESULTS FOR THE QUARTER AND SIX MONTHS ENDED JUNE 30, 2012

Exhibit 99.1 Contact Information: Alan I. Rothenberg Chairman/Chief Executive Officer Phone: (310) 270-9501 Jason P. DiNapoli President/Chief Operating Officer Phone: (310) 270-9505 1ST CENTURY BANCSHARES, INC. REPORTS FINANCIAL RESULTS FOR THE QUARTER AND SIX MONTHS ENDED JUNE 30, 2012 Los Angeles, CA (August 7, 2012) – 1st Century Bancshares, Inc. (the “Company”) (NASDAQ:FCTY), the holding compa

June 22, 2012 8-K

Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers - CONVERTED BY EDGARWIZ

Converted by EDGARwiz UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.

May 25, 2012 8-K

Submission of Matters to a Vote of Security Holders - CONVERTED BY EDGARWIZ

Converted by EDGARwiz UNITED STATESSECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.

May 21, 2012 8-K

Financial Statements and Exhibits, Other Events - CONVERTED BY EDGARWIZ

Converted by EDGARwiz UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.

May 21, 2012 EX-99.1

EX-99.1

Converted by EDGARwiz * *

May 8, 2012 8-K

Financial Statements and Exhibits, Results of Operations and Financial Condition

Converted by EDGARwiz UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.

May 8, 2012 EX-99.1

1ST CENTURY BANCSHARES, INC. REPORTS FINANCIAL RESULTS FOR THE QUARTER ENDED MARCH 31, 2012

Converted by EDGARwiz Exhibit 99.1 Contact Information: Alan I. Rothenberg Chairman/Chief Executive Officer Phone: (310) 270-9501 Jason P. DiNapoli President/Chief Operating Officer Phone: (310) 270-9505 1ST CENTURY BANCSHARES, INC. REPORTS FINANCIAL RESULTS FOR THE QUARTER ENDED MARCH 31, 2012 Los Angeles, CA (May 8, 2012) – 1st Century Bancshares, Inc. (the “Company”) (NASDAQ:FCTY), the holding

April 19, 2012 DEF 14A

- DEF 14A

Table of Contents Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant x Filed by a Party other than the Registrant o Check the appropriate box: o Preliminary Proxy Statement o Confidential, for Use of the Commission Only (as permitted by 14a-6(e)(2)) x Definitive Proxy Statement o Definitive Additional materials o Soliciting Material Pursuant to §240.

March 6, 2012 EX-99

1ST CENTURY BANCSHARES, INC. REPORTS FINANCIAL RESULTS FOR THE QUARTER AND YEAR ENDED DECEMBER 31, 2011

Converted by EDGARwiz Exhibit 99.1 Contact Information: Alan I. Rothenberg Chairman/Chief Executive Officer Phone: (310) 270-9501 Jason P. DiNapoli President/Chief Operating Officer Phone: (310) 270-9505 1ST CENTURY BANCSHARES, INC. REPORTS FINANCIAL RESULTS FOR THE QUARTER AND YEAR ENDED DECEMBER 31, 2011 Los Angeles, CA (March 6, 2012) – 1st Century Bancshares, Inc. (the “Company”) (NASDAQ:FCTY)

March 6, 2012 8-K

Financial Statements and Exhibits, Results of Operations and Financial Condition - FORM 8-K

Converted by EDGARwiz UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.

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