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SEC Filings
All companies that sell securities in the United States must register with the Securities and Exchange Commission (SEC) and file reports on a regular basis.
These reports include company annual reports (10K, 10Q), news updates (8K), investor presentations (found in 8Ks), insider trades (form 4), ownership reports (13D, and 13G), and reports related to the specific securities sold, such as registration statements and prospectus. This page shows recent SEC filings related to ETF Opportunities Trust - Formidable ETF
SEC Filings (Chronological Order)
Halaman ini menyediakan daftar lengkap dan kronologis dari Pengajuan SEC, tidak termasuk pengajuan kepemilikan yang kami sediakan di tempat lain.
| August 22, 2025 |
As filed with the U.S. Securities and Exchange Commission on August 22, 2025 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-A FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES PURSUANT TO SECTION 12(b) OR (g) OF THE SECURITIES EXCHANGE ACT OF 1934 ETF Opportunities Trust (Exact name of registrant as specified in its charter) Delaware (State of incorporation or organ |
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| August 8, 2025 |
As filed with the U.S. Securities and Exchange Commission on August 8, 2025 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-A FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES PURSUANT TO SECTION 12(b) OR (g) OF THE SECURITIES EXCHANGE ACT OF 1934 ETF Opportunities Trust (Exact name of registrant as specified in its charter) Delaware (State of incorporation or organi |
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| August 7, 2025 |
As filed with the U.S. Securities and Exchange Commission on August 7, 2025 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-A FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES PURSUANT TO SECTION 12(b) OR (g) OF THE SECURITIES EXCHANGE ACT OF 1934 ETF Opportunities Trust (Exact name of registrant as specified in its charter) Delaware (State of incorporation or organi |
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| August 4, 2025 |
As filed with the U.S. Securities and Exchange Commission on August 4, 2025 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-A FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES PURSUANT TO SECTION 12(b) OR (g) OF THE SECURITIES EXCHANGE ACT OF 1934 ETF Opportunities Trust (Exact name of registrant as specified in its charter) Delaware (State of incorporation or organi |
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| July 22, 2025 |
As filed with the U.S. Securities and Exchange Commission on July 22, 2025 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-A FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES PURSUANT TO SECTION 12(b) OR (g) OF THE SECURITIES EXCHANGE ACT OF 1934 ETF Opportunities Trust (Exact name of registrant as specified in its charter) Delaware (State of incorporation or organiz |
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| July 14, 2025 |
As filed with the Securities and Exchange Commission on July 14, 2025 Securities Act Registration No. |
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| July 14, 2025 |
ETF Opportunities Trust POS EX Exhibit 99.12 July 11, 2025 World Funds Trust 8730 Stony Point Parkway, Suite 205, Richmond, VA, 23235 ETF Opportunities Trust 8730 Stony Point Parkway, Suite 205, Richmond, VA, 23235 Re: Fund Reorganization Ladies and Gentlemen: We have acted as counsel to: (i) the Target Entity1, on behalf of the Target Fund, and (ii) the Acquiring Trust, on behalf of the Acquiring |
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| June 26, 2025 |
X0101 EFFECT 33 LIVE 2025-06-26 09:05:00 N-14 0001771146 ETF Opportunities Trust 333-286465 0001771146 ETF Opportunities Trust S000092684 OTG Latin America ETF C000260719 OTG Latin America ETF 0001396092 World Funds Trust S000064941 OTG Latin America Fund C000210276 Class A Shares 0001771146 ETF Opportunities Trust S000092684 OTG Latin America ETF C000260719 OTG Latin America ETF 0001396092 World |
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| June 25, 2025 |
As filed with the Securities and Exchange Commission on June 25, 2025 Securities Act Registration No. |
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| June 25, 2025 |
JOHN H. LIVELY, Managing Partner JOHN H. LIVELY, Managing Partner [email protected] 11300 Tomahawk Creek Pkwy., Suite 310 Leawood, KS 66211 (913) 660-0778 June 25, 2025 VIA EDGAR U.S. Securities and Exchange Commission 100 F Street, NE Washington, DC 20549 Re: Request to Withdraw Registration Statement on Form N-14 File No.: 333-288296; Accession No. 0001999371-25-008209 ETF Opportunities Trust on behalf of the following se |
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| June 25, 2025 |
CONSENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM ETF Opportunities Trust N-14/A Exhibit 99.14(a) CONSENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM We hereby consent to the references to our firm in this Registration Statement on Form N-14 of OTG Latin America ETF, a series of ETF Opportunities Trust, under the heading, “Trustees and Service Providers for the Target Fund and Acquiring Fund” and “Miscellaneous Information” in the Combined P |
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| June 25, 2025 |
CONSENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM ETF Opportunities Trust N-14/A Exhibit 99.14(b) CONSENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM We consent to the references to our firm in the Registration Statement on Form N-14 of ETF Opportunities Trust and to the use of our report dated May 30, 2025 on the financial statements and financial highlights of OTG Latin America Fund. Such financial statements and financial highlights appea |
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| June 24, 2025 |
CONSENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM ETF Opportunities Trust N-14 Exhibit 99.14(b) CONSENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM We consent to the references to our firm in the Registration Statement on Form N-14 of ETF Opportunities Trust and to the use of our report dated May 30, 2025 on the financial statements and financial highlights of OTG Latin America Fund. Such financial statements and financial highlights appear |
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| June 24, 2025 |
CONSENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM ETF Opportunities Trust N-14 Exhibit 99.14(a) CONSENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM We hereby consent to the references to our firm in this Registration Statement on Form N-14 of OTG Latin America ETF, a series of ETF Opportunities Trust, under the heading, “Trustees and Service Providers for the Target Fund and Acquiring Fund” and “Miscellaneous Information” in the Combined Pro |
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| June 24, 2025 |
As filed with the Securities and Exchange Commission on June 24, 2025 Securities Act Registration No. |
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| June 20, 2025 |
8-A12B 1 rex-8a12b062025.htm FORM FOR THE REGISTRATION/LISTING OF A CLASS OF SECURITIES As filed with the U.S. Securities and Exchange Commission on June 20, 2025 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-A FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES PURSUANT TO SECTION 12(b) OR (g) OF THE SECURITIES EXCHANGE ACT OF 1934 ETF Opportunities Trust (Exact nam |
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| June 18, 2025 |
JOHN H. LIVELY, Managing Partner [email protected] 11300 Tomahawk Creek Pkwy., Suite 310 Leawood, KS 66211 (913) 660-0778 June 10, 2025 Mr. Brent J. Fields Division of Investment Management U.S. Securities and Exchange Commission 100 F Street, N.E. Washington, D.C. 20549 Re: ETF Opportunities Trust (File Nos. 333-234544 and 811-23439) Dear Mr. Fields: As requested by the Staff, this letter i |
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| June 17, 2025 |
JOHN H. LIVELY, Managing Partner [email protected] 11300 Tomahawk Creek Pkwy., Suite 310 Leawood, KS 66211 (913) 660-0778 June 18, 2025 Mr. Asen Parachkevov Division of Investment Management U.S. Securities and Exchange Commission 100 F Street, N.E. Washington, D.C. 20549 Re: ETF Opportunities Trust (File Nos. 333-234544 and 811-23439) Dear SEC Staff: This letter provides the response of ETF |
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| June 17, 2025 |
CORRESP 1 filename1.htm JOHN H. LIVELY, Managing Partner [email protected] 11300 Tomahawk Creek Pkwy., Suite 310 Leawood, KS 66211 (913) 660-0778 June 10, 2025 Mr. Brent J. Fields Division of Investment Management U.S. Securities and Exchange Commission 100 F Street, N.E. Washington, D.C. 20549 Re: ETF Opportunities Trust (File Nos. 333-234544 and 811-23439) Dear Mr. Fields: As requested by |
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| June 12, 2025 |
JOHN H. LIVELY, Managing Partner [email protected] 11300 Tomahawk Creek Pkwy., Suite 310 Leawood, KS 66211 (913) 660-0778 June 12, 2025 Ms. Christina DiAngela Fettig Division of Investment Management U.S. Securities and Exchange Commission 100 F Street, N.E. Washington, D.C. 20549 Re: ETF Opportunities Trust (File Nos. 333-234544 and 811-23439) Dear Ms. Fettig: You provided a follow up comme |
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| June 11, 2025 |
CORRESP 1 filename1.htm JOHN H. LIVELY, Managing Partner [email protected] 11300 Tomahawk Creek Pkwy., Suite 310 Leawood, KS 66211 (913) 660-0778 June 11, 2025 Mr. Asen Parachkevov Mr. Jacob Sandoval Division of Investment Management U.S. Securities and Exchange Commission 100 F Street, N.E. Washington, D.C. 20549 Re: ETF Opportunities Trust (File Nos. 333-234544 and 811-23439) Dear SEC Staf |
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| June 10, 2025 |
JOHN H. LIVELY, Managing Partner [email protected] 11300 Tomahawk Creek Pkwy., Suite 310 Leawood, KS 66211 (913) 660-0778 June 10, 2025 Mr. Brent J. Fields Division of Investment Management U.S. Securities and Exchange Commission 100 F Street, N.E. Washington, D.C. 20549 Re: ETF Opportunities Trust (File Nos. 333-234544 and 811-23439) Dear Mr. Fields: This letter provides the response of ETF |
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| June 10, 2025 |
As filed with the U.S. Securities and Exchange Commission on June 10, 2025 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-A FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES PURSUANT TO SECTION 12(b) OR (g) OF THE SECURITIES EXCHANGE ACT OF 1934 ETF Opportunities Trust (Exact name of registrant as specified in its charter) Delaware (State of incorporation or organiz |
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| June 3, 2025 |
JOHN H. LIVELY, Managing Partner [email protected] 11300 Tomahawk Creek Pkwy., Suite 310 Leawood, KS 66211 (913) 660-0778 June 3, 2025 Ms. Christina DiAngela Fettig Division of Investment Management U.S. Securities and Exchange Commission 100 F Street, N.E. Washington, D.C. 20549 Re: ETF Opportunities Trust (File Nos. 333-234544 and 811-23439) Dear Ms. Fettig: You provided comments relating |
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| June 2, 2025 |
As filed with the U.S. Securities and Exchange Commission on June 2, 2025 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-A FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES PURSUANT TO SECTION 12(b) OR (g) OF THE SECURITIES EXCHANGE ACT OF 1934 ETF Opportunities Trust (Exact name of registrant as specified in its charter) Delaware (State of incorporation or organiza |
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| May 23, 2025 |
JOHN H. LIVELY, Managing Partner [email protected] 11300 Tomahawk Creek Pkwy., Suite 310 Leawood, KS 66211 (913) 660-0778 May 23, 2025 Ms. Kalkidan Ezra Division of Investment Management U.S. Securities and Exchange Commission 100 F Street, N.E. Washington, D.C. 20549 Re: ETF Opportunities Trust (File Nos. 333-234544 and 811-23439) Dear Ms. Ezra: This letter provides the responses of ETF Opp |
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| May 22, 2025 |
As filed with the U.S. Securities and Exchange Commission on May 22, 2025 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-A FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES PURSUANT TO SECTION 12(b) OR (g) OF THE SECURITIES EXCHANGE ACT OF 1934 ETF Opportunities Trust (Exact name of registrant as specified in its charter) Delaware (State of incorporation or organiza |
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| May 13, 2025 |
JOHN H. LIVELY, Managing Partner [email protected] 11300 Tomahawk Creek Pkwy., Suite 310 Leawood, KS 66211 (913) 660-0778 May 14, 2025 Mr. Timothy Worthington Division of Investment Management U.S. Securities and Exchange Commission 100 F Street, N.E. Washington, D.C. 20549 Re: ETF Opportunities Trust (File Nos. 333-234544 and 811-23439) Dear Mr. Worthington: This letter provides the respons |
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| April 16, 2025 |
As filed with the Securities and Exchange Commission on April 16, 2025 1933 Act No. |
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| April 11, 2025 |
As filed with the U.S. Securities and Exchange Commission on April 11, 2025 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-A FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES PURSUANT TO SECTION 12(b) OR (g) OF THE SECURITIES EXCHANGE ACT OF 1934 ETF Opportunities Trust (Exact name of registrant as specified in its charter) Delaware (State of incorporation or organi |
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| April 10, 2025 |
As filed with the Securities and Exchange Commission on April 10, 2025 Securities Act Registration No. |
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| April 10, 2025 |
CONSENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM ETF Opportunities Trust N-14 Exhibit 99.14(a) CONSENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM We hereby consent to the references to our firm in this Registration Statement on Form N-14 of OTG Latin America ETF, a series of ETF Opportunities Trust, under the heading “Proposal - To Approve the Agreement and Plan of Reorganization”, “Trustees and Service Providers for the Target Fund and Ac |
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| April 10, 2025 |
CONSENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM ETF Opportunities Trust N-14 Exhibit 99.14(b) CONSENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM We consent to the references to our firm in the Combined Proxy Statement and Prospectus of The World Funds Trust and to the use of our report dated May 30, 2024 on the financial statements and financial highlights of OTG Latin America Fund. Such financial statements and financial highlights appea |
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| April 8, 2025 |
As filed with the U.S. Securities and Exchange Commission on April 8, 2025 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-A FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES PURSUANT TO SECTION 12(b) OR (g) OF THE SECURITIES EXCHANGE ACT OF 1934 ETF Opportunities Trust (Exact name of registrant as specified in its charter) Delaware (State of incorporation or organiz |
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| April 8, 2025 |
As filed with the U.S. Securities and Exchange Commission on April 8, 2025 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-A FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES PURSUANT TO SECTION 12(b) OR (g) OF THE SECURITIES EXCHANGE ACT OF 1934 ETF Opportunities Trust (Exact name of registrant as specified in its charter) Delaware (State of incorporation or organiz |
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| March 28, 2025 |
As filed with the U.S. Securities and Exchange Commission on March 28, 2025 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-A FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES PURSUANT TO SECTION 12(b) OR (g) OF THE SECURITIES EXCHANGE ACT OF 1934 ETF Opportunities Trust (Exact name of registrant as specified in its charter) Delaware (State of incorporation or organi |
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| March 25, 2025 |
JOHN H. LIVELY, Managing Partner [email protected] 11300 Tomahawk Creek Pkwy., Suite 310 Leawood, KS 66211 (913) 660-0778 March 25, 2025 Ms. Jaea Hahn Ms. Kalkidan Ezra Division of Investment Management U.S. Securities and Exchange Commission 100 F Street, N.E. Washington, D.C. 20549 Re: ETF Opportunities Trust (File Nos. 333-234544 and 811-23439) Dear Ms. Hahn and Ms. Ezra: This letter prov |
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| March 20, 2025 |
JOHN H. LIVELY, Managing Partner JOHN H. LIVELY, Managing Partner [email protected] 11300 Tomahawk Creek Pkwy., Suite 310 Leawood, KS 66211 (913) 660-0778 March 20, 2025 Ms. Kalkidan Ezra Division of Investment Management U.S. Securities and Exchange Commission 100 F Street, N.E. Washington, D.C. 20549 Re: ETF Opportunities Trust (File Nos. 333-234544 and 811-23439) Dear Ms. Ezra: This letter provides the responses of ETF O |
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| March 12, 2025 |
As filed with the U.S. Securities and Exchange Commission on March 12, 2025 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-A FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES PURSUANT TO SECTION 12(b) OR (g) OF THE SECURITIES EXCHANGE ACT OF 1934 ETF Opportunities Trust (Exact name of registrant as specified in its charter) Delaware (State of incorporation or organi |
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| March 6, 2025 |
As filed with the U.S. Securities and Exchange Commission on March 6, 2025 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-A FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES PURSUANT TO SECTION 12(b) OR (g) OF THE SECURITIES EXCHANGE ACT OF 1934 ETF Opportunities Trust (Exact name of registrant as specified in its charter) Delaware (State of incorporation or organiz |
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| March 5, 2025 |
OMB APPROVAL OMB Number: 3235-0080 Expires: May 31, 2027 Estimated average burden hours per response 1. |
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| February 24, 2025 |
As filed with the U.S. Securities and Exchange Commission on February 24, 2025 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-A FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES PURSUANT TO SECTION 12(b) OR (g) OF THE SECURITIES EXCHANGE ACT OF 1934 ETF Opportunities Trust (Exact name of registrant as specified in its charter) Delaware (State of incorporation or org |
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| February 19, 2025 |
As filed with the U.S. Securities and Exchange Commission on February 19, 2025 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-A FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES PURSUANT TO SECTION 12(b) OR (g) OF THE SECURITIES EXCHANGE ACT OF 1934 ETF Opportunities Trust (Exact name of registrant as specified in its charter) Delaware (State of incorporation or org |
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| February 19, 2025 |
As filed with the U.S. Securities and Exchange Commission on February 19, 2025 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-A FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES PURSUANT TO SECTION 12(b) OR (g) OF THE SECURITIES EXCHANGE ACT OF 1934 ETF Opportunities Trust (Exact name of registrant as specified in its charter) Delaware (State of incorporation or org |
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| February 4, 2025 |
T-REX 2X INVERSE MSTR DAILY TARGET ETF T-REX 2X INVERSE MSTR DAILY TARGET ETF Schedule of Investments November 30, 2024 (unaudited) Other Assets In Excess of Liabilities - 100. |
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| January 28, 2025 |
ETF Opportunities Trust 730 Stony Point Parkway, Suite 205 Richmond, Virginia 23235 ETF Opportunities Trust 730 Stony Point Parkway, Suite 205 Richmond, Virginia 23235 January 28, 2025 VIA EDGAR FILING U. |
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| January 10, 2025 |
JOHN H. LIVELY, Managing Partner [email protected] 11300 Tomahawk Creek Pkwy., Suite 310 Leawood, KS 66211 (913) 660-0778 January 10, 2025 Mr. David Mathews Attorney-Adviser Division of Investment Management U.S. Securities and Exchange Commission 100 F Street, N.E. Washington, D.C. 20549 Re: ETF Opportunities Trust (File Nos. 333-234544 and 811-23439) Brookmont Catastrophic Bond ETF Dear Mr |
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| January 6, 2025 |
As filed with the U.S. Securities and Exchange Commission on January 6, 2025 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-A FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES PURSUANT TO SECTION 12(b) OR (g) OF THE SECURITIES EXCHANGE ACT OF 1934 ETF Opportunities Trust (Exact name of registrant as specified in its charter) Delaware (State of incorporation or organ |
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| December 13, 2024 |
JOHN H. LIVELY, Managing Partner [email protected] 11300 Tomahawk Creek Pkwy., Suite 310 Leawood, KS 66211 (913) 660-0778 December 13, 2024 Ms. Rebecca Marquigny Senior Counsel Division of Investment Management U.S. Securities and Exchange Commission 100 F Street, N.E. Washington, D.C. 20549 Re: ETF Opportunities Trust (File Nos. 333-234544 and 811-23439) Tuttle Capital Congressional Trading |
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| December 10, 2024 |
As filed with the U.S. Securities and Exchange Commission on December 10, 2024 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-A FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES PURSUANT TO SECTION 12(b) OR (g) OF THE SECURITIES EXCHANGE ACT OF 1934 ETF Opportunities Trust (Exact name of registrant as specified in its charter) Delaware (State of incorporation or org |
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| December 10, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. C. 20549 FORM 25 NOTIFICATION OF REMOVAL FROM LISTING AND/OR REGISTRATION UNDER SECTION 12(b) OF THE SECURITIES EXCHANGE ACT OF 1934. Commission File Number 001-39673 Issuer: ETF Opportunities Trust Exchange: Nasdaq Stock Market® (Exact name of Issuer as specified in its charter, and name of Exchange where security is listed and/or re |
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| December 5, 2024 |
JOHN H. LIVELY, Managing Partner [email protected] 11300 Tomahawk Creek Pkwy., Suite 310 Leawood, KS 66211 (913) 660-0778 December 5, 2024 Ms. Rebecca Marquigny Senior Counsel Division of Investment Management U.S. Securities and Exchange Commission 100 F Street, N.E. Washington, D.C. 20549 Re: ETF Opportunities Trust (File Nos. 333-234544 and 811-23439) Tuttle Capital Congress |
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| November 22, 2024 |
As filed with the U.S. Securities and Exchange Commission on November 22, 2024 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-A FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES PURSUANT TO SECTION 12(b) OR (g) OF THE SECURITIES EXCHANGE ACT OF 1934 ETF Opportunities Trust (Exact name of registrant as specified in its charter) Delaware (State of incorporation or org |
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| November 14, 2024 |
JOHN H. LIVELY, Managing Partner [email protected] 11300 Tomahawk Creek Pkwy., Suite 310 Leawood, KS 66211 (913) 660-0778 November 14, 2024 Mr. Raymond Be Senior Counsel Division of Investment Management U.S. Securities and Exchange Commission 100 F Street, N.E. Washington, D.C. 20549 Re: ETF Opportunities Trust (File Nos. 333-234544 and 811-23439) REX Crypto Equity Premium Income ETF Dear M |
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| November 6, 2024 |
ETF Opportunities Trust 730 Stony Point Parkway, Suite 205 Richmond, Virginia 23235 ETF Opportunities Trust 730 Stony Point Parkway, Suite 205 Richmond, Virginia 23235 November 6, 2024 VIA EDGAR FILING Barbara T. |
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| November 6, 2024 |
ETF Opportunities Trust 730 Stony Point Parkway, Suite 205 Richmond, Virginia 23235 ETF Opportunities Trust 730 Stony Point Parkway, Suite 205 Richmond, Virginia 23235 November 6, 2024 VIA EDGAR FILING Barbara T. |
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| October 25, 2024 |
ETF Opportunities Trust 730 Stony Point Parkway, Suite 205 Richmond, Virginia 23235 ETF Opportunities Trust 730 Stony Point Parkway, Suite 205 Richmond, Virginia 23235 October 25, 2024 VIA EDGAR FILING U. |
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| September 24, 2024 |
8-A12B 1 trex-8a12b092424.htm REGISTRATION OF CLASSES As filed with the U.S. Securities and Exchange Commission on September 24, 2024 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-A FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES PURSUANT TO SECTION 12(b) OR (g) OF THE SECURITIES EXCHANGE ACT OF 1934 ETF Opportunities Trust (Exact name of registrant as specified |
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| September 16, 2024 |
NOTIFICATION OF THE REMOVAL FROM LISTING AND REGISTRATION OF THE STATED SECURITIES NYSE Arca hereby notifies the SEC of its intention to remove the entire class of the stated securities from listing and registration on the Exchange at the opening of business on September 27, 2024, pursuant to the provisions of Rule 12d2-2 (a). |
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| September 13, 2024 |
JOHN H. LIVELY, Managing Partner [email protected] 11300 Tomahawk Creek Pkwy., Suite 310 Leawood, KS 66211 (913) 660-0778 September 13, 2024 Mr. Raymond Be Attorney-Adviser Division of Investment Management U.S. Securities and Exchange Commission 100 F Street, N.E. Washington, D.C. 20549 Re: ETF Opportunities Trust (File Nos. 333-234544 and 811-23439) T-REX 2X LONG AMC DAILY TARGET ETF T-REX |
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| September 13, 2024 |
8-A12B 1 trex-8a12b091324.htm REGISTRATION / LISTING OF A CLASS OF SECURITIES As filed with the U.S. Securities and Exchange Commission on September 13, 2024 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-A FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES PURSUANT TO SECTION 12(b) OR (g) OF THE SECURITIES EXCHANGE ACT OF 1934 ETF Opportunities Trust (Exact name of |
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| September 11, 2024 |
JOHN H. LIVELY, Managing Partner [email protected] 11300 Tomahawk Creek Pkwy., Suite 310 Leawood, KS 66211 (913) 660-0778 September 11, 2024 Mr. Raymond Be Attorney-Adviser Division of Investment Management U.S. Securities and Exchange Commission 100 F Street, N.E. Washington, D.C. 20549 Re: ETF Opportunities Trust (File Nos. 333-234544 and 811-23439) T-Rex 2X Long MSTR Daily Target ETF T-Re |
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| September 3, 2024 |
JOHN H. LIVELY, Managing Partner [email protected] 11300 Tomahawk Creek Pkwy., Suite 310 Leawood, KS 66211 (913) 660-0778 September 3, 2024 Mr. Raymond Be Attorney-Adviser Division of Investment Management U.S. Securities and Exchange Commission 100 F Street, N.E. Washington, D.C. 20549 Re: ETF Opportunities Trust (File Nos. 333-234544 and 811-23439) T-Rex 2X Long MSTR Daily Target ETF T-Rex |
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| September 3, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. C. 20549 FORM 25 NOTIFICATION OF REMOVAL FROM LISTING AND/OR REGISTRATION UNDER SECTION 12(b) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission File Number 001-39673 Issuer: ETF Opportunities Trust Exchange: NYSE Arca, Inc. (Exact name of Issuer as specified in its charter, and name of Exchange where security is listed and/or register |
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| August 27, 2024 |
As filed with the U.S. Securities and Exchange Commission on August 27, 2024 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-A FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES PURSUANT TO SECTION 12(b) OR (g) OF THE SECURITIES EXCHANGE ACT OF 1934 ETF Opportunities Trust (Exact name of registrant as specified in its charter) Delaware (State of incorporation or organ |
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| August 14, 2024 |
As filed with the U.S. Securities and Exchange Commission on August 14, 2024 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-A FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES PURSUANT TO SECTION 12(b) OR (g) OF THE SECURITIES EXCHANGE ACT OF 1934 ETF Opportunities Trust (Exact name of registrant as specified in its charter) Delaware (State of incorporation or organ |
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| August 1, 2024 |
JOHN H. LIVELY, Managing Partner [email protected] 11300 Tomahawk Creek Pkwy., Suite 310 Leawood, KS 66211 (913) 660-0778 August 1, 2024 Ms. Rebecca Marquigny Senior Counsel Division of Investment Management U.S. Securities and Exchange Commission 100 F Street, N.E. Washington, D.C. 20549 Re: ETF Opportunities Trust (File Nos. 333-234544 and 811-23439) Tuttle Capital Shareholders First Index |
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| July 10, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☒ Defin |
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| June 26, 2024 |
As filed with the U.S. Securities and Exchange Commission on June 26, 2024 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-A FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES PURSUANT TO SECTION 12(b) OR (g) OF THE SECURITIES EXCHANGE ACT OF 1934 ETF Opportunities Trust (Exact name of registrant as specified in its charter) Delaware (State of incorporation or organiz |
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| June 20, 2024 |
JOHN H. LIVELY, Managing Partner [email protected] 11300 Tomahawk Creek Pkwy., Suite 310 Leawood, KS 66211 (913) 660-0778 June 20, 2024 Ms. Alison White Senior Counsel Division of Investment Management U.S. Securities and Exchange Commission 100 F Street, N.E. Washington, D.C. 20549 Re: ETF Opportunities Trust (File Nos. 333-234544 and 811-23439) SMI 3Fourteen Full-Cycle Trend (Tax-Efficient |
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| June 3, 2024 |
As filed with the U.S. Securities and Exchange Commission on June 3, 2024 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-A FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES PURSUANT TO SECTION 12(b) OR (g) OF THE SECURITIES EXCHANGE ACT OF 1934 ETF Opportunities Trust (Exact name of registrant as specified in its charter) Delaware (State of incorporation or organiza |
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| May 17, 2024 |
JOHN H. LIVELY, Managing Partner [email protected] 11300 Tomahawk Creek Pkwy., Suite 310 Leawood, KS 66211 (913) 660-0778 May 17, 2024 Ms. Karen L. Rossotto Senior Counsel Division of Investment Management U.S. Securities and Exchange Commission 100 F Street, N.E. Washington, D.C. 20549 Re: ETF Opportunities Trust (File Nos. 333-234544 and 811-23439) REX AI Equity Premium Income ETF Dear Ms. |
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| January 23, 2024 |
As filed with the U.S. Securities and Exchange Commission on January 23, 2024 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-A FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES PURSUANT TO SECTION 12(b) OR (g) OF THE SECURITIES EXCHANGE ACT OF 1934 ETF Opportunities Trust (Exact name of registrant as specified in its charter) Delaware (State of incorporation or orga |
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| January 18, 2024 |
JOHN H. LIVELY, Managing Partner [email protected] 11300 Tomahawk Creek Pkwy., Suite 310 Leawood, KS 66211 (913) 660-0778 January 18, 2024 Ms. Alison White Senior Counsel Division of Investment Management U.S. Securities and Exchange Commission 100 F Street, N.E. Washington, D.C. 20549 Re: ETF Opportunities Trust (File Nos. 333-234544 and 811-23439) Tapp Financial SPY Daily Growth & Income F |
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| January 17, 2024 |
JOHN H. LIVELY, Managing Partner [email protected] 11300 Tomahawk Creek Pkwy., Suite 310 Leawood, KS 66211 (913) 660-0778 January 17, 2024 Ms. Alison White Senior Counsel Division of Investment Management U.S. Securities and Exchange Commission 100 F Street, N.E. Washington, D.C. 20549 Re: ETF Opportunities Trust (File Nos. 333-234544 and 811-23439) Tapp Financial SPY Daily Growth & Income F |
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| January 8, 2024 |
As filed with the U.S. Securities and Exchange Commission on January 8, 2024 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-A FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES PURSUANT TO SECTION 12(b) OR (g) OF THE SECURITIES EXCHANGE ACT OF 1934 ETF Opportunities Trust (Exact name of registrant as specified in its charter) Delaware (State of incorporation or organ |
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| November 30, 2023 |
ETF Opportunities Trust 8730 Stony Point Parkway, Suite 205 Richmond, Virginia 23235 ETF Opportunities Trust 8730 Stony Point Parkway, Suite 205 Richmond, Virginia 23235 November 30, 2023 VIA EDGAR FILING U. |
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| November 13, 2023 |
As filed with the U.S. Securities and Exchange Commission on November 13, 2023 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-A FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES PURSUANT TO SECTION 12(b) OR (g) OF THE SECURITIES EXCHANGE ACT OF 1934 ETF Opportunities Trust (Exact name of registrant as specified in its charter) Delaware (State of incorporation or org |
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| November 7, 2023 |
November 7, 2023 Mr. Raymond Be Attorney-Adviser Division of Investment Management U.S. Securities and Exchange Commission 100 F Street, N.E. Washington, D.C. 20549 Re: ETF Opportunities Trust (File Nos. 333-234544 and 811-23439) Tuttle Capital 2X Long AI ETF Tuttle Capital 2X Inverse AI ETF Dear Mr. Be: This letter provides the responses of ETF Opportunities Trust (the “Trust” or the “Registrant” |
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| November 2, 2023 |
As filed with the U.S. Securities and Exchange Commission on November 2, 2023 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-A FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES PURSUANT TO SECTION 12(b) OR (g) OF THE SECURITIES EXCHANGE ACT OF 1934 ETF Opportunities Trust (Exact name of registrant as specified in its charter) Delaware (State of incorporation or orga |
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| October 24, 2023 |
As filed with the U.S. Securities and Exchange Commission on October 24, 2023 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-A FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES PURSUANT TO SECTION 12(b) OR (g) OF THE SECURITIES EXCHANGE ACT OF 1934 ETF Opportunities Trust (Exact name of registrant as specified in its charter) Delaware (State of incorporation or orga |
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| October 12, 2023 |
JOHN H. LIVELY, Managing Partner [email protected] 11300 Tomahawk Creek Pkwy., Suite 310 Leawood, KS 66211 (913) 660-0778 October 13, 2023 Ms. Alison White Senior Counsel Division of Investment Management U.S. Securities and Exchange Commission 100 F Street, N.E. Washington, D.C. 20549 Re: ETF Opportunities Trust (File Nos. 333-234544 and 811-23439) Brendan Wood TopGun ETF (the “Fund”) Dear |
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| October 11, 2023 |
As filed with the U.S. Securities and Exchange Commission on October 11, 2023 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-A FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES PURSUANT TO SECTION 12(b) OR (g) OF THE SECURITIES EXCHANGE ACT OF 1934 ETF Opportunities Trust (Exact name of registrant as specified in its charter) Delaware (State of incorporation or orga |
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| September 29, 2023 |
JOHN H. LIVELY, Managing Partner JOHN H. LIVELY, Managing Partner [email protected] 11300 Tomahawk Creek Pkwy., Suite 310 Leawood, KS 66211 (913) 660-0778 September 29, 2023 U.S. Securities and Exchange Commission Filing Desk 100 F Street, N.E. Washington, D.C. 20549 Re: ETF Opportunities Trust and REX Advisers, LLC Application for Order of Exemption Dear Sir or Madam, This APP WD is being submitted to withdraw the Form 40- |
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| September 13, 2023 |
JOHN H. LIVELY, Managing Partner [email protected] 11300 Tomahawk Creek Pkwy., Suite 310 Leawood, KS 66211 (913) 660-0778 September 13, 2023 Ms. Karen Rossotto Senior Counsel Division of Investment Management U.S. Securities and Exchange Commission 100 F Street, N.E. Washington, D.C. 20549 Re: ETF Opportunities Trust (File Nos. 333-234544 and 811-23439) REX IncomeMax AMD Strategy ETF REX Inc |
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| September 11, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No.) Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement. ☐ Confidential, for use of the Commission Only (as permitted by Rule 14a-6(e)(2)). ☐ Defi |
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| September 11, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No.) Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement. ☐ Confidential, for use of the Commission Only (as permitted by Rule 14a-6(e)(2)). ☐ Defi |
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| September 1, 2023 |
As filed with the U.S. Securities and Exchange Commission on September 1, 2023 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-A FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES PURSUANT TO SECTION 12(b) OR (g) OF THE SECURITIES EXCHANGE ACT OF 1934 ETF Opportunities Trust (Exact name of registrant as specified in its charter) Delaware (State of incorporation or org |
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| August 23, 2023 |
JOHN H. LIVELY, Managing Partner [email protected] 11300 Tomahawk Creek Pkwy., Suite 310 Leawood, KS 66211 (913) 660-0778 August 23, 2023 Ms. Karen Rossotto Senior Counsel Division of Investment Management U.S. Securities and Exchange Commission 100 F Street, N.E. Washington, D.C. 20549 Re: ETF Opportunities Trust (File Nos. 333-234544 and 811-23439) REX IncomeMax AMD Strategy ETF REX Income |
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| August 17, 2023 |
JOHN H. LIVELY, Managing Partner [email protected] 11300 Tomahawk Creek Pkwy., Suite 310 Leawood, KS 66211 (913) 660-0778 August 17, 2023 Ms. Deborah O’Neal Senior Counsel Division of Investment Management U.S. Securities and Exchange Commission 100 F Street, N.E. Washington, D.C. 20549 Re: ETF Opportunities Trust (File Nos. 333-234544 and 811-23439) REX FANG Equity Premium Income ETF Dear M |
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| August 3, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No.) Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement. ☐ Confidential, for use of the Commission Only (as permitted by Rule 14a-6(e)(2)). ☒ Defi |
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| August 3, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No.) Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement. ☐ Confidential, for use of the Commission Only (as permitted by Rule 14a-6(e)(2)). ☒ Defi |
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| July 31, 2023 |
As filed with the U.S. Securities and Exchange Commission on July 31, 2023 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-A FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES PURSUANT TO SECTION 12(b) OR (g) OF THE SECURITIES EXCHANGE ACT OF 1934 ETF Opportunities Trust (Exact name of registrant as specified in its charter) Delaware (State of incorporation or organiz |
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| July 31, 2023 |
As filed with the U.S. Securities and Exchange Commission on July 31, 2023 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-A FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES PURSUANT TO SECTION 12(b) OR (g) OF THE SECURITIES EXCHANGE ACT OF 1934 ETF Opportunities Trust (Exact name of registrant as specified in its charter) Delaware (State of incorporation or organiz |
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| July 31, 2023 |
July 31, 2023 Mr. Raymond Be Advisor Attorney Division of Investment Management U.S. Securities and Exchange Commission 100 F Street, N.E. Washington, D.C. 20549 Re: ETF Opportunities Trust (File Nos. 333-234544 and 811-23439) Formidable ETF Formidable Dividend and Income ETF Formidable Fortress ETF Dear Mr. Be: This letter provides the responses of ETF Opportunities Trust (the “Trust”) to the com |
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| July 21, 2023 |
July 21, 2023 Mr. Raymond Be Attorney-Advisor Division of Investment Management U.S. Securities and Exchange Commission 100 F Street, N.E. Washington, D.C. 20549 Re: ETF Opportunities Trust (File Nos. 333-234544 and 811-23439) LAFFER|TENGLER Equity Income ETF Dear Mr. Be: This letter provides the responses of ETF Opportunities Trust (the “Trust” or the “Registrant”) to the comments of the staff of |
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| July 20, 2023 |
JOHN H. LIVELY, Managing Partner [email protected] 11300 Tomahawk Creek Pkwy., Suite 310 Leawood, KS 66211 (913) 660-0778 July 20, 2023 Via EDGAR System Ms. Rebecca Ament Marquigny U.S. Securities and Exchange Commission Division of Investment Management Washington, D.C. 20549 Re: ETF Opportunities Trust (File Nos. 811-23439 and 333-234544) Preliminary Proxy Statement on Schedule 14A, Filed |
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| July 19, 2023 |
JOHN H. LIVELY, Managing Partner [email protected] 11300 Tomahawk Creek Pkwy., Suite 310 Leawood, KS 66211 (913) 660-0778 July 19, 2023 Via EDGAR System Ms. Rebecca Ament Marquigny U.S. Securities and Exchange Commission Division of Investment Management Washington, D.C. 20549 Re: ETF Opportunities Trust (File Nos. 811-23439 and 333-234544) Preliminary Proxy Statement on Schedule 14A, Filed |
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| July 10, 2023 |
ETF Opportunities Trust 730 Stony Point Parkway, Suite 205 Richmond, Virginia 23235 ETF Opportunities Trust 730 Stony Point Parkway, Suite 205 Richmond, Virginia 23235 July 10, 2023 VIA EDGAR FILING U. |
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| July 6, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No.) Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☒ Preliminary Proxy Statement. ☐ Confidential, for use of the Commission Only (as permitted by Rule 14a-6(e)(2)). ☐ Defi |
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| July 6, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No.) Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☒ Preliminary Proxy Statement. ☐ Confidential, for use of the Commission Only (as permitted by Rule 14a-6(e)(2)). ☐ Defi |
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| April 6, 2023 |
As filed with the U.S. Securities and Exchange Commission on April 6, 2023 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-A FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES PURSUANT TO SECTION 12(b) OR (g) OF THE SECURITIES EXCHANGE ACT OF 1934 ETF Opportunities Trust (Exact name of registrant as specified in its charter) Delaware (State of incorporation or organiz |
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| March 10, 2023 |
JOHN H. LIVELY ● MANAGING PARTNER March 10, 2023 Mr. Raymond Be U.S. Securities and Exchange Commission 100 F Street, N.E. Washington, D.C. 20549 Re: ETF Opportunities Trust (File Nos. 333-234544 and 811-23439) Kingsbarn Dividend Opportunity ETF Dear Mr. Be: This letter provides the responses of ETF Opportunities Trust (the “Trust”) to the comments of the staff of the U.S. Securities and Exchange Commission (the “Commission”) that |
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| February 27, 2023 |
formidablenport 1 QUARTERLY REPORT Shares Fair Value 84.82% COMMON STOCKS 8.86% COMMUNICATIONS SERVICES Activision Blizzard, Inc. 16,182 $1,238,732 Radius Global Infrastructure, Inc. (A) 38,484 454,881 Spok Holdings, Inc. 53,238 436,019 Tegna, Inc. 20,872 442,278 2,571,910 4.00% CONSUMER DISCRETIONARY PetMed Express, Inc. 44,316 784,393 RCI Hospitality Holdings, Inc. 4,050 377,420 1,161,813 9.08% |
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| February 27, 2023 |
NPORT-EX 2 formidablefortressnport.htm FORMIDABLE FORTRESS ETF Schedule of InvestmentsDecember 31, 2022 (unaudited) 1 QUARTERLY REPORT FORMIDABLE FORTRESS ETF Shares Fair Value 89.29% COMMON STOCKS 10.07% COMMUNICATIONS SERVICES Activision Blizzard, Inc. 17,838 $1,365,499 Take-Two Interactive Software, Inc. (A) 9,730 1,013,185 2,378,684 3.23% CONSUMER DISCRETIONARY Garmin Ltd. 3,753 346,365 Gentex |
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| February 27, 2023 |
NPORT-EX 2 alphadognport.htm 1 QUARTERLY REPORT Shares Fair Value 88.11% COMMON STOCKS 7.86% COMMUNICATIONS SERVICES Netflix.com, Inc. (A) 3,654 $1,077,491 T-Mobile US, Inc. (A) 10,199 1,427,860 Verizon Communications 41,427 1,632,224 4,137,575 14.51% CONSUMER DISCRETIONARY AutoZone, Inc. (A) 544 1,341,602 Etsy Inc. (A) 12,273 1,470,060 Genuine Parts Co. 8,941 1,551,353 Nike, Inc., Class B 13,688 |
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| February 23, 2023 |
NOTIFICATION OF THE REMOVAL FROM LISTING AND REGISTRATION OF THE STATED SECURITIES NYSE Arca hereby notifies the SEC of its intention to remove the entire class of the stated securities from listing and registration on the Exchange at the opening of business on March 06, 2023, pursuant to the provisions of Rule 12d2-2 (a). |
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| February 6, 2023 |
ETF Opportunities Trust 730 Stony Point Parkway, Suite 205 Richmond, Virginia 23235 AW 1 ubci-aw020623.htm WITHDRAWAL OF AMENDMENT ETF Opportunities Trust 730 Stony Point Parkway, Suite 205 Richmond, Virginia 23235 February 6, 2023 VIA EDGAR FILING U.S. Securities and Exchange Commission 100 F Street, NE Washington, DC 20549 Re: ETF Opportunities Trust: Request for withdraw of Form N-1A Filing (File No. 333-234544 and 811-23439) Ladies and Gentlemen: This Form AW, Amendment Withd |
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| December 27, 2022 |
American Conservative Values ETF American Conservative Values ETF Schedule of InvestmentsOctober 31, 2022 (unaudited) 1 QUARTERLY REPORT Security Description Number of Shares Fair Value 99. |
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| December 27, 2022 |
1 QUARTERLY REPORT WEALTH TRUST DBS LONG TERM GROWTH ETF Schedule of InvestmentsOctober 31, 2022 (unaudited) Shares Fair Value 45. |
|
| December 27, 2022 |
UBC ALGORITHMIC FUNDAMENTALS ETF UBC ALGORITHMIC FUNDAMENTALS ETF Schedule of InvestmentsOctober 31, 2022 (unaudited) 1 QUARTERLY REPORT Shares Fair Value 87. |
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| December 27, 2022 |
cultivar-nportex103122 1 QUARTERLY REPORT CULTIVAR ETF Schedule of InvestmentsOctober 31, 2022 (unaudited) Shares Fair Value 89. |
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| November 28, 2022 |
APPLIED FINANCE VALUATION LARGE CAP ETF APPLIED FINANCE VALUATION LARGE CAP ETF Schedule of InvestmentsSeptember 30, 2022 (unaudited) 1 QUARTERLY REPORT Security Description Number of Shares Fair Value 98. |
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| October 27, 2022 |
1 QUARTERLY REPORT KINGSBARN TACTICAL BOND ETF Consolidated Schedule of InvestmentsAugust 31, 2022 (Unaudited) Shares Fair Value 95. |
|
| August 26, 2022 |
FORMIDABLE FORTRESS ETF Schedule of InvestmentsJune 30, 2022 (unaudited) 1 QUARTERLY REPORT FORMIDABLE FORTRESS ETF Shares Fair Value 97. |
|
| August 26, 2022 |
1 QUARTERLY REPORT Shares Fair Value 92.44% COMMON STOCKS 7.33% COMMUNICATIONS SERVICES Alphabet, Inc. Class A* 1,246 $2,715,358 Meta Platforms, Inc.* 11,782 1,899,848 4,615,206 12.40% CONSUMER DISCRETIONARY Alibaba Group Holdings Ltd.* 11,073 1,258,779 Amazon.Com, Inc.* 17,552 1,864,198 AutoZone, Inc.* 612 1,315,261 Dollar General Corp. 8,312 2,040,097 Tesla, Inc.** 1,976 1,330,678 7,809,013 13 |
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| August 26, 2022 |
NPORT-P false 0001771146 XXXXXXXX S000073725 C000230840 ETF Opportunities Trust 811-23439 0001771146 549300FWST5041130Z58 8730 Stony Point Parkway Suite 205 Richmond 23235 804-267-7400 Alpha Dog ETF S000073725 5493009TZF20VSYTD416 2022-09-30 2022-06-30 N 71959547. |
|
| August 26, 2022 |
1 QUARTERLY REPORT Shares Fair Value 88.06% COMMON STOCKS 12.20% COMMUNICATIONS SERVICES Activision Blizzard, Inc. 10,248 $797,909 Meta Platforms, Inc.* 3,503 564,859 Radius Global Infrastructure, Inc.* 46,092 703,364 Spok Holdings, Inc. 69,970 440,811 Tegna, Inc. 18,370 385,219 Twitter, Inc.* 7,381 275,976 3,168,138 7.43% CONSUMER DISCRETIONARY Kohl’s Corp. 14,637 522,394 PetMed Express, Inc. 3 |
|
| June 27, 2022 |
UBC ALGORITHMIC FUNDAMENTALS ETF UBC ALGORITHMIC FUNDAMENTALS ETF Schedule of InvestmentsApril 30, 2022 (unaudited) 1 QUARTERLY REPORT Shares Fair Value 98. |
|
| June 27, 2022 |
wealthtrust-nport043022 1 QUARTERLY REPORT WEALTH TRUST DBS LONG TERM GROWTH ETF Schedule of InvestmentsApril 30, 2022 (unaudited) Shares Fair Value 51. |
|
| June 27, 2022 |
cultivar-nport043022 1 QUARTERLY REPORT CULTIVAR ETF Schedule of InvestmentsApril 30, 2022 (unaudited) Shares Fair Value 88. |
|
| June 27, 2022 |
American Conservative Values ETF American Conservative Values ETF Schedule of InvestmentsApril 30, 2022 (Unaudited) 1 QUARTERLY REPORT Security Description Number of Shares Fair Value 99. |
|
| June 27, 2022 |
NPORT-P false 0001771146 XXXXXXXX S000066215 C000213968 ETF Opportunities Trust 811-23439 0001771146 549300FWST5041130Z58 8730 Stony Point Parkway Suite 205 Richmond 23235 804-267-7400 American Conservative Values ETF S000066215 549300BAZR0B02TQ9J71 2022-07-31 2022-04-30 N 31897085. |
|
| May 25, 2022 |
APPLIED FINANCE VALUATION LARGE CAP ETF APPLIED FINANCE VALUATION LARGE CAP ETF Schedule of Investments March 31, 2022 (unaudited) 1 QUARTERLY REPORT Security Description Number of Shares Fair Value 98. |
|
| April 27, 2022 |
1 QUARTERLY REPORT KINGSBARN TACTICAL BOND ETF Schedule of InvestmentsFebruary 28, 2022 (unaudited) Security Description Number of Shares Fair Value 94. |
|
| February 28, 2022 |
1 QUARTERLY REPORT Shares Fair Value 97.76% COMMON STOCKS 8.43% COMMUNICATION SERVICES Alphabet, Inc. - Class A* 423 1,225,448 Meta Platforms, Inc.* 6,650 2,236,727 Netflix.Com Inc.* 3,118 1,878,408 T-Mobile US, Inc.* 9,643 1,118,395 6,458,978 19.19% CONSUMER DISCRETIONARY Amazon.Com, Inc.* 588 1,960,592 Expedia Group, Inc.* 7,306 1,320,340 Genuine Parts Co. 10,417 1,460,463 Hilton Worldwide H |
|
| February 28, 2022 |
fetf-nport123121 1 QUARTERLY REPORT Shares Fair Value 96.45% COMMON STOCKS 3.02% COMMUNICATIONS SERVICES Meta Platforms, Inc.* 2,156 $725,171 6.83% CONSUMER DISCRETIONARY PetMed Express, Inc. 26,371 666,131 RCI Hospitality Holdings, Inc. 12,501 973,578 1,639,709 2.97% CONSUMER STAPLES Altria Group, Inc. 15,043 712,888 7.53% ENERGY BP PLC 24,311 647,402 Brigham Minerals, Inc. 33,989 716,828 The |
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| February 28, 2022 |
FORMIDABLE FORTRESS ETF Schedule of InvestmentsDecember 31, 2021 (unaudited) 1 ANNUAL REPORT FORMIDABLE FORTRESS ETF Shares Fair Value 98. |
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| December 29, 2021 |
American Conservative ValueS ETF American Conservative ValueS ETF Schedule of InvestmentsOctober 31, 2021 (unaudited) 1 Security Description Number of Shares Fair Value 99. |
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| December 21, 2021 |
As filed with the U.S. Securities and Exchange Commission on December 21, 2021 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-A FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES PURSUANT TO SECTION 12(b) OR (g) OF THE SECURITIES EXCHANGE ACT OF 1934 ETF Opportunities Trust (Exact name of registrant as specified in its charter) Delaware (State of incorporation or org |
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| December 16, 2021 |
December 16, 2021 Securities and Exchange Commission Filing Desk 100 F Street, N.E. Washington, D.C. 20549 Re: The Registration Statement filed on Form N-1A under the Investment Company Act of 1940, as amended (the “1940 Act”), and Securities Act of 1933, as amended (the “1933 Act”), of the ETF Opportunities Trust (the “Trust”) (File Nos. 333-234544 and 811-23439) Ladies and Gentlemen: Enclosed he |
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| December 14, 2021 |
As filed with the U.S. Securities and Exchange Commission on December 14, 2021 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-A FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES PURSUANT TO SECTION 12(b) OR (g) OF THE SECURITIES EXCHANGE ACT OF 1934 ETF Opportunities Trust (Exact name of registrant as specified in its charter) Delaware (State of incorporation or org |
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| December 13, 2021 |
8-A12B 1 ubc-8a12b121321.htm FORM FOR THE REGISTRATION/LISING OF A CLASS OF SECURITIES As filed with the U.S. Securities and Exchange Commission on December 13, 2021 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-A FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES PURSUANT TO SECTION 12(b) OR (g) OF THE SECURITIES EXCHANGE ACT OF 1934 ETF Opportunities Trust (Exact |
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| December 10, 2021 |
December 10, 2021 Securities and Exchange Commission Filing Desk 100 F Street, N.E. Washington, D.C. 20549 Re: The Registration Statement filed on Form N-1A under the Investment Company Act of 1940, as amended (the “1940 Act”), and Securities Act of 1933, as amended (the “1933 Act”), of the ETF Opportunities Trust (the “Trust”) (File Nos. 333-234544 and 811-23439) Ladies and Gentlemen: Enclosed he |
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| December 10, 2021 |
CORRESP 1 filename1.htm ETF Opportunities Trust 8730 Stony Point Parkway, Suite 205 Richmond, VA 23235 FORESIDE FUND SERVICES, LLC Three Canal Plaza, Suite 100 Portland, ME 04101 December 10, 2021 Securities and Exchange Commission 100 F Street, N.E. Washington, D.C. 20549 Attention: Karen Rossotto RE: Post-Effective Amendment No. 24 to the Registration Statement filed for the N-1A Filing (File nu |
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| December 6, 2021 |
As filed with the U.S. Securities and Exchange Commission on December 6, 2021 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-A FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES PURSUANT TO SECTION 12(b) OR (g) OF THE SECURITIES EXCHANGE ACT OF 1934 ETF Opportunities Trust (Exact name of registrant as specified in its charter) Delaware (State of incorporation or orga |
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| December 3, 2021 |
December 3, 2021 Ms. Karen Rossotto U.S. Securities and Exchange Commission 100 F Street, N.E. Washington, D.C. 20549 Re: ETF Opportunities Trust (File Nos. 333-234544 and 811-23439) UBC Algorithmic Fundamentals ETF Dear Ms. Rossotto: This letter provides the responses of ETF Opportunities Trust (the ?Trust?) to the comments of the staff of the U.S. Securities and Exchange Commission (the ?Commiss |
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| November 26, 2021 |
APPLIED FINANCE VALUATION LARGE CAP ETF APPLIED FINANCE VALUATION LARGE CAP ETF Schedule of InvestmentsSeptember 30, 2021 (unaudited) 1 QUARTERLY REPORT Security Description Number of Shares Fair Value 99. |
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| October 13, 2021 |
As filed with the U.S. Securities and Exchange Commission on October 12, 2021 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-A FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES PURSUANT TO SECTION 12(b) OR (g) OF THE SECURITIES EXCHANGE ACT OF 1934 ETF Opportunities Trust (Exact name of registrant as specified in its charter) Delaware (State of incorporation or orga |
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| October 8, 2021 |
October 8, 2021 Securities and Exchange Commission Filing Desk 100 F Street, N.E. Washington, D.C. 20549 RE: Registration Statement filed on Form N-1A under the Securities Act of 1933, as amended (the “Securities Act”), and the Investment Company Act of 1940, as amended (the “1940 Act”), on behalf of ETF Opportunities Trust (the “Trust”) (File Nos. 333-234544 and 811-23439) Ladies and Gentlemen: E |
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| October 8, 2021 |
October 7, 2021 Securities and Exchange Commission Filing Desk 100 F Street, N.E. Washington, D.C. 20549 RE Registration Statement filed on Form N-1A under the Securities Act of 1933, as amended (the “Securities Act”), and the Investment Company Act of 1940, as amended (the “1940 Act”), on behalf of ETF Opportunities Trust (the “Trust”) (File Nos. 333-234544 and 811-23439) Ladies and Gentlemen: En |
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| October 8, 2021 |
ETF Opportunities Trust 730 Stony Point Parkway, Suite 205 Richmond, Virginia 23235 ETF Opportunities Trust 730 Stony Point Parkway, Suite 205 Richmond, Virginia 23235 VIA EDGAR October 8, 2021 Securities and Exchange Commission Filing Desk 100 F Street, N. |
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| September 29, 2021 |
September 29, 2021 Mr. Raymond Be U.S. Securities and Exchange Commission 100 F Street, N.E. Washington, D.C. 20549 Re: ETF Opportunities Trust (File Nos. 333-234544 and 811-23439) Alpha Dog ETF Dear Mr. Be: This letter provides the responses of ETF Opportunities Trust (the “Trust”) to the comments of the staff of the U.S. Securities and Exchange Commission (the “Commission”) that you recently pro |
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| August 27, 2021 |
fetf-nport063021 1 QUARTERLY REPORT Formidable ETF Fund Schedule of InvestmentsJune 30, 2021 (unaudited) Formidable ETF Fund Shares Fair Value 97. |
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| July 19, 2021 |
As filed with the U.S. Securities and Exchange Commission on July 19, 2021 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-A FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES PURSUANT TO SECTION 12(b) OR (g) OF THE SECURITIES EXCHANGE ACT OF 1934 ETF Opportunities Trust (Exact name of registrant as specified in its charter) Delaware (State of incorporation or organiz |
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| July 16, 2021 |
July 16, 2021 Mr. Raymond Be U.S. Securities and Exchange Commission 100 F Street, N.E. Washington, D.C. 20549 Re: ETF Opportunities Trust (File Nos. 333-234544 and 811-23439) Formidable Fortress ETF Dear Mr. Be: This letter provides the responses of ETF Opportunities Trust (the “Trust”) to the comments of the staff of the Securities and Exchange Commission that you recently provided. The comments |
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| June 24, 2021 |
NPORT-P false 0001771146 XXXXXXXX S000066215 C000213968 ETF Opportunities Trust 811-23439 0001771146 549300FWST5041130Z58 8730 Stony Point Parkway Suite 205 Richmond 23235 804-267-7400 American Conservative Values ETF S000066215 549300BAZR0B02TQ9J71 2021-07-31 2021-04-30 N 7855536. |
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| June 24, 2021 |
American Conservative ValueS ETF American Conservative ValueS ETF Schedule of InvestmentsApril 30, 2021 (unaudited) 1 Security Description Number of Shares Fair Value 99. |
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| April 29, 2021 |
- FORM FOR THE REGISTRATION-LISTING OF A CLASS OF SECURITIES As filed with the U.S. Securities and Exchange Commission on April 29, 2021 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-A FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES PURSUANT TO SECTION 12(b) OR (g) OF THE SECURITIES EXCHANGE ACT OF 1934 ETF Opportunities Trust (Exact name of registrant as specified in its charter) Delaware (State of incorporation or organi |
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| April 29, 2021 |
- FORM FOR THE REGISTRATION-LISTING OF A CLASS OF SECURITIES As filed with the U.S. Securities and Exchange Commission on April 29, 2021 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-A FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES PURSUANT TO SECTION 12(b) OR (g) OF THE SECURITIES EXCHANGE ACT OF 1934 ETF Opportunities Trust (Exact name of registrant as specified in its charter) Delaware (State of incorporation or organi |
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| April 14, 2021 |
CORRESP 1 filename1.htm April 14, 2021 Ms. Elena Stojic U.S. Securities and Exchange Commission 100 F Street, N.E. Washington, D.C. 20549 Re: ETF Opportunities Trust (File Nos. 333-234544 and 811-23439) Applied Finance Valuation Large Cap ETF Dear Ms. Stojic: This letter provides the Trust’s responses to the comments of the staff (the “Staff”) of the Securities and Exchange Commission (the “Commis |
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| April 7, 2021 |
April 7, 2021 Ms. Elena Stojic U.S. Securities and Exchange Commission 100 F Street, N.E. Washington, D.C. 20549 Re: ETF Opportunities Trust (File Nos. 333-234544 and 811-23439) Applied Finance Valuation Large Cap ETF Dear Ms. Stojic: This letter provides the Trust?s responses to the comments of the staff (the ?Staff?) of the Securities and Exchange Commission (the ?Commission?) that you recently |
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| March 5, 2021 |
CORRESP 1 filename1.htm March 5, 2021 VIA EDGAR CORRESPONDENCE Ms. Rebecca Marquigny U.S. Securities and Exchange Commission 100 F Street, N.E. Washington, D.C. 20549 Re: ETF Opportunities Trust (File Nos. 333-234544 and 811-23439) Formidable ETF Formidable Small/Mid Cap ETF Formidable Thematic ETF Dear Ms. Marquigny: This letter provides the responses of ETF Opportunities Trust (the “Trust”) to t |
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| January 8, 2021 |
January 8, 2021 Securities and Exchange Commission Filing Desk 100 F Street, N.E. Washington, D.C. 20549 RE: Registration Statement filed on Form N-1A under the Securities Act of 1933, as amended (the “Securities Act”), and the Investment Company Act of 1940, as amended (the “1940 Act”), on behalf of ETF Opportunities Trust (the “Trust”) (File Nos. 333-234544 and 811-23439) Ladies and Gentlemen: E |
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| December 29, 2020 |
* Effective 7 day yield as of October 31, 2020 American Conservative Value Fund SCHEDULE OF INVESTMENTS October 31 2020 (unaudited) Security Description Number of Shares Fair Value 99. |
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| December 29, 2020 |
KENNETH R. EARLEY ● PARTNER Practus, LLP ● [email protected] ● Practus.com p: 617.865.1870 December 29, 2020 Securities and Exchange Commission Filing Desk 100 F Street, N.E. Washington, D.C. 20549 RE: Registration Statement filed on Form N-1A under the Securities Act of 1933, as amended (the “Securities Act”), and the Investment Company Act of 1940, as amended (the “1940 Act”), on behalf of ETF Opportunities Trust (the “Trust”) (File Nos. 333-234544 and 811-23439) Ladies and Gentlemen: |
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| December 17, 2020 |
December 17, 2020 U.S. Securities and Exchange Commission Division of Investment Management, Disclosure Review Office 100 F Street N.E. Washington DC 20549 Attention: Rebecca Marquigny, Esq. RE: Response to SEC Comments for the N-1A Filing (File number 333-234544) of Real Asset Strategies ETF (the “Fund”), a series of ETF Opportunities Trust (the “Trust”) Dear Ms. Marquigny: This letter provides t |
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| October 28, 2020 |
- REGISTRATION/LISTING OF A CLASS OF SECURITIES As filed with the U.S. Securities and Exchange Commission on October 28, 2020 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-A FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES PURSUANT TO SECTION 12(b) OR (g) OF THE SECURITIES EXCHANGE ACT OF 1934 ETF Opportunities Trust (Exact name of registrant as specified in its charter) Delaware (State of incorporation or orga |
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| August 21, 2020 |
August 21, 2020 Securities and Exchange Commission Filing Desk 100 F Street, N.E. Washington, D.C. 20549 RE: The Registration Statement filed on Form N-1A under the Investment Company Act of 1940, as amended (the ?1940 Act?) and Securities Act of 1933, as amended (the ?Securities Act?) of ETF Opportunities Trust (the ?Trust?) (File Nos. 333-234544 and 811-23439) Ladies and Gentlemen: Enclosed here |
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| July 27, 2020 |
ETF OPPORTUNITIES TRUST N-1A/A Exhibit 99.(j)(1) CONSENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM We hereby consent to the incorporation in this Registration Statement on Form N-1A of our report dated June 15, 2020, relating to the financial statement of ETF Opportunities Trust comprising American Conservative Values ETF as of June 11, 2020, and to the references to our firm under the head |
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| July 27, 2020 |
CORRESP 1 filename1.htm ETF Opportunities Trust 8730 Stony Point Parkway, Suite 205 Richmond, VA 23235 FORESIDE FUND SERVICES, LLC Three Canal Plaza, Suite 100 Portland, ME 04101 July 27, 2020 Securities and Exchange Commission 100 F Street, N.E. Washington, D.C. 20549 Attention: Elena Stojic RE: Pre-Effective Amendment No. 2 to the Registration Statement filed for the N-1A Filing (File number 333 |
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| July 27, 2020 |
ETF OPPORTUNITIES TRUST N-1A/A Exhibit 99.(p)(3) Cover Page CODE OF ETHICS Vident Investment Advisory, LLC September 30, 2019 1 Table of Contents Contents CODE OF ETHICS 1 CODE OF ETHICS 3 GENERAL CONCEPTS 3 ILLEGAL ACTIVITIES 5 INSIDER TRADING 6 DUTIES OF CONFIDENTIALITY 7 FRONTRUNNING AND SCALPING 8 PERSONAL ACCOUNT TRADING 8 OUTSIDE BUSINESS ACTIVITIES 13 SERVICE AS A DIRECTOR 13 GIFTS AND ENTE |
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| July 27, 2020 |
July 27, 2020 Securities and Exchange Commission Filing Desk 100 F Street, N.E. Washington, D.C. 20549 RE: The Registration Statement filed on Form N-1A under the Investment Company Act of 1940, as amended (the “1940 Act”) and Securities Act of 1933, as amended (the “Securities Act”) of ETF Opportunities Trust (the “Trust”) (File Nos. 333-234544 and 811-23439) Ladies and Gentlemen: Enclosed herewi |
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| July 27, 2020 |
ETF OPPORTUNITIES TRUST N-1A/A As filed with the Securities and Exchange Commission on July 27, 2020 Securities Act Registration No. |
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| July 27, 2020 |
July 27, 2020 U.S. Securities and Exchange Commission Division of Investment Management, Disclosure Review Office 100 F Street N.E. Washington DC 20549 Attention: Elena Stojic RE: Response to SEC Comments for the N-1A Filing (File number 333-234544) of American Conservative Values ETF (the “ACV ETF”) and American Conservative Values Small-Cap ETF (the “ACV Small-Cap ETF”)(each a “Fund” and collect |
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| July 20, 2020 |
July 20, 2020 U.S. Securities and Exchange Commission Division of Investment Management, Disclosure Review Office 100 F Street N.E. Washington DC 20549 Attention: Elena Stojic RE: Response to SEC Comments for the N-1A Filing (File number 333-234544) of American Conservative Values ETF (the “ACV ETF”) and American Conservative Values Small-Cap ETF (the “ACV Small-Cap ETF”)(each a “Fund” and collect |
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| June 15, 2020 |
ETF Opportunities Trust N-1A/A Exhibit 99.(q) ETF OPPORTUNITIES TRUST POWER OF ATTORNEY KNOW ALL MEN BY THESE PRESENTS that the undersigned Trustee of ETF Opportunities Trust (the “Trust”), a Delaware statutory trust, hereby revokes all previous appointments and appoints Karen M. Shupe, David A. Bogaert, and Ann T. MacDonald, with full power of substitution, true and lawful attorney of the undersi |
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| June 15, 2020 |
ETF Opportunities Trust N-1A/A Exhibit 99(h)(1) Commonwealth Fund Services, Inc. FUND SERVICES AGREEMENT Administration Services Between Commonwealth Fund Services, Inc. and ETF Opportunities Trust March 24, 2020 Exhibit A – Series Portfolios Exhibit B – Administrative Services Exhibit C – Fees and Expenses FUND SERVICES AGREEMENT AGREEMENT (this “Agreement”), dated as of March 24, 2020, between C |
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| June 15, 2020 |
EX-99.(P)(2) 17 ex99-p2.htm CODE OF ETHICS - ADVISER ETF Opportunities Trust N-1A/A Exhibit 99.(p)(2) CODE OF ETHICS AND CONDUCT An investment adviser is a fiduciary and owes its clients the highest duty of loyalty, relying on each employee to avoid conduct that is or may be inconsistent with that duty. All officers and employees of Ridgeline have responsibilities that directly and indirectly refl |
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| June 15, 2020 |
ETF Opportunities Trust N-1A/A Exhibit 99.(d)(2) INVESTMENT SUB-ADVISORY AGREEMENT with Vident Investment Advisory, LLC This INVESTMENT SUB-ADVISORY AGREEMENT (the “Agreement”) is made as of this 24th day of March, 2020 by and among RIDGELINE RESEARCH, LLC, a Delaware company with its principal place of business at 14961 Finegan Farm Drive, Darnestown, MD 20874 (the “Adviser”), ETF Opportunities T |
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| June 15, 2020 |
ETF Opportunities Trust N-1A/A Exhibit 99(d)(1) INVESTMENT ADVISORY AGREEMENT AGREEMENT made the 4h day of December, 2019, by and between ETF Opportunities Trust, a Delaware statutory trust (hereinafter referred to as the “Trust”), and Ridgeline Research LLC, a Delaware limited liability company (hereinafter referred to as “Ridgeline”). |
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| June 15, 2020 |
EX-99.(E)(1) 8 ex99-e1.htm DISTRIBUTION AGREEMENT ETF Opportunities Trust N-1A/A Exhibit 99(e)(1) ETF DISTRIBUTION AGREEMENT This Distribution Agreement (the “Agreement”) is made this 24th day of March 2020, by and between ETF Opportunities Trust, a Delaware statutory trust (the “Trust”) having its principal place of business at 8370 Stony Point Parkway, Suite 205, Richmond, VA 23235, and Foreside |
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| June 15, 2020 |
ETF Opportunities Trust N-1A/A Exhibit 99(h)(2) July 2017 Version SERVICES AGREEMENT ETF Opportunities Trust and Citi Fund Services Ohio, Inc. |
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| June 15, 2020 |
June 15, 2020 Securities and Exchange Commission Filing Desk 100 F Street, N.E. Washington, D.C. 20549 RE: The Registration Statement filed on Form N-1A under the Investment Company Act of 1940, as amended (the “1940 Act”) and Securities Act of 1933, as amended (the “Securities Act”) of ETF Opportunities Trust (the “Trust”) (File Nos. 333-234544 and 811-23439) Ladies and Gentlemen: Enclosed herewi |
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| June 15, 2020 |
ETF Opportunities Trust N-1A/A Exhibit 99(e)(2) FORM OF AUTHORIZED PARTICIPANT AGREEMENT ETF OPPORTUNITIES TRUST This Authorized Participant Agreement (the “Agreement”) is entered into by and between Foreside Fund Services, LLC (the “Distributor”) and (the “Participant”) and is subject to acceptance by [Name of Transfer Agent/Index Receipt Agent] (the “[Transfer Agent/Index Receipt Agent]”), and is further subject to acknowledgement and agreement by ETF Opportunities Trust (the “Trust”), a series trust offering a number of portfolios of securities (each a “Fund” and collectively the “Funds”), solely with respect to Sections 4(c) and 12(c) herein. |
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| June 15, 2020 |
EX-99.(I)(1) 13 ex99-i1.htm OPINION AND CONSENT OF LEGAL COUNSEL ETF Opportunities Trust N-1A/A Exhibit 99.(i)(1) June 12, 2020 ETF Opportunities Trust 8730 Stony Point Parkway, Suite 205 Richmond, Virginia 23235 RE: Opinion of Counsel regarding the Registration Statement filed on Form N-1A under the Investment Company Act of 1940, as amended (the “1940 Act”), and Securities Act of 1933, as amende |
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| June 15, 2020 |
EX-99.(G)(1) 10 ex99-g1.htm GLOBAL CUSTODIAL AND AGENCY AGREEMENT ETF Opportunities Trust N-1A/A Exhibit 99(g)(1) GLOBAL CUSTODIAL AND AGENCY SERVICES AGREEMENT ETF Opportunities Trust TABLE OF CONTENTS 1. DEFINITIONS AND INTERPRETATION 1 2. APPOINTMENT OF CUSTODIAN AND ACCEPTANCE 3 3. REPRESENTATIONS AND WARRANTIES 3 4. SET UP OF ACCOUNTS 4 5. SECURITIES AND CASH PROCEDURES 5 6. AGENCY SERVICES: |
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| June 15, 2020 |
CORRESP 1 filename1.htm June 15, 2020 U.S. Securities and Exchange Commission Division of Investment Management, Disclosure Review Office 100 F Street N.E. Washington DC 20549 Attention: Elena Stojic RE: ETF Opportunities Trust – Response to SEC Comments with regard to the N-1A Filing (File number 333-234544) of ETF Opportunities Strategy One and ETF Opportunities Strategy Two (the “Funds”), each |
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| June 15, 2020 |
ETF Opportunities Trust N-1A/A As filed with the Securities and Exchange Commission on June 15, 2020 Securities Act Registration No. |
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| June 15, 2020 |
EX-99.(P)(1) 16 ex99-p1.htm CODE OF ETHICS FOR REGISTRANT ETF Opportunities Trust N-1A/A Exhibit 99(p)(1) ETF Opportunities Trust CODE OF ETHICS Dated: December 4, 2019 WHEREAS, the ETF Opportunities Trust (“Trust”) is a registered investment company under the Investment Company Act of 1940, as amended (“1940 Act”), which is authorized to issue its shares of beneficial interest in separate series |
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| June 15, 2020 |
EX-99.(A)(2) 4 ex99-a2.htm DECLARATION OF TRUST ETF Opportunities Trust N-1A/A Exhibit 99.(a)(2) AGREEMENT AND DECLARATION OF TRUST of ETF Opportunities Trust a Delaware Statutory Trust TABLE OF CONTENTS ARTICLE I NAME; OFFICES; REGISTERED AGENT; DEFINITIONS 1 Section 1. Name 1 Section 2. Offices of the Trust 2 Section 3. Registered Agent and Registered Office 2 Section 4. Definitions 2 ARTICLE II |
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| June 15, 2020 |
Consent of Independent Registered Public Accounting Firm. EX-99.(J)(1) 14 ex99-j1.htm CONSENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM ETF Opportunities Trust N-1A/A Exhibit 99.(j)(1) CONSENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM We hereby consent to the incorporation in this Registration Statement on Form N-1A of our report dated June 15, 2020, relating to the financial statement of ETF Opportunities Trust comprising American Conserva |
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| June 15, 2020 |
EX-99.(L) 15 ex99-l.htm INITIAL CAPITAL AGREEMENT ETF Opportunities Trust N-1A/A Exhibit 99(l) SUBSCRIPTION AGREEMENT THIS AGREEMENT by and between ETF Opportunities Trust (the “Trust”), a statutory trust organized under the laws of the State of Delaware, and Ridgeline Research LLC (“Subscriber”). In consideration of the mutual promises set forth herein, the parties agree as follows: 1. The Trust |
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| June 15, 2020 |
ETF Opportunities Trust N-1A/A Exhibit 99.(a)(1) Delaware The First State Page 1 I, JEFFREY W. BULLOCK, SECRETARY OF STATE OF THE STATE OF DELAWARE, DO HEREBY CERTIFY THE ATTACHED IS A TRUE AND CORRECT COPY OF THE CERTIFICATE OF STATUTORY TRUST REGISTRATION OF “ETF OPPORTUNITIES TRUST”, FILED IN THIS OFFICE ON THE EIGHTEENTH DAY OF MARCH, A.D. 2019, AT 2:57 O`CLOCK P.M. Jeffrey W. Bullock, Secreta |
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| June 15, 2020 |
EX-99.(B) 5 ex99-b.htm BY-LAWS ETF Opportunities Trust N-1A/A Exhibit 99.(b) ETF OPPORTUNITIES TRUST A Delaware Trust BY-LAWS Table of Contents Page ARTICLE I OFFICES AND SEAL 1 Section 1.1 Principal Office 1 Section 1.2 Delaware Office 1 Section 1.3 Seal 1 ARTICLE II SHAREHOLDERS 1 Section 2.1 Annual Meetings 1 Section 2.2 Special Meetings 1 Section 2.3 Notice of Meetings 2 Section 2.4 Postponeme |
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| March 17, 2020 |
ETF Opportunities Trust 8730 Stony Point Parkway, Suite 205 Richmond, Virginia 23235 ETF Opportunities Trust 8730 Stony Point Parkway, Suite 205 Richmond, Virginia 23235 VIA EDGAR March 17, 2020 Securities and Exchange Commission Filing Desk 100 F Street, N. |
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| November 6, 2019 |
As filed with the Securities and Exchange Commission on November 6, 2019 Securities Act Registration No. |
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| November 6, 2019 |
November 6, 2019 Securities and Exchange Commission Filing Desk 100 F Street, N.E. Washington, D.C. 20549 RE: The Registration Statement filed on Form N-1A under the Investment Company Act of 1940, as amended (the “1940 Act”) and Securities Act of 1933, as amended (the “Securities Act”) of ETF Opportunities Trust (the “Trust”) (File Nos. 333-232021 and 811-23439) Ladies and Gentlemen: Enclosed her |
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| June 7, 2019 |
As filed with the Securities and Exchange Commission on June 7, 2019 Securities Act Registration No. |
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| April 25, 2019 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM N-8A NOTIFICATION OF REGISTRATION FILED PURSUANT TO SECTION 8(a) of the INVESTMENT COMPANY ACT OF 1940 The undersigned investment company hereby notifies the Securities and Exchange Commission that it registers under and pursuant to the provisions of Section 8(a) of the Investment Company Act of 1940 and in connection with such notification of registration submits the following information: Name: ETF Opportunities Trust Address of Principal Business Office (No. |
