Mga Batayang Estadistika
LEI | 549300J5J5SJCZ9IA369 |
CIK | 356134 |
SEC Filings
SEC Filings (Chronological Order)
May 13, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form N-8F Application For Deregistration of Certain Registered Investment Companies I. General Identifying Information 1. Reason fund is applying to deregister (check only one; for descriptions, see Instruction 1 above): [ X ] Merger [ ] Liquidation [ ] Abandonment of Registration (Note: Abandonments of Registration answer onl |
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March 11, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form N-8F Application For Deregistration of Certain Registered Investment Companies I. General Identifying Information 1. Reason fund is applying to deregister (check only one; for descriptions, see Instruction 1 above): [ X ] Merger [ ] Liquidation [ ] Abandonment of Registration (Note: Abandonments of Registration answer onl |
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November 2, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-17f-2 Certificate of Accounting of Securities and Similar Investments in the Custody of Management Investment Companies Pursuant to Rule 17f-2 [17 CFR 270.17f-2] 1. Investment Company Act File Number: 811-03313 Date examination completed: October 26, 2023 2. State identification Number: AL AK AZ AR CA CO CT DE DC FL GA |
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September 22, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-17f-2 Certificate of Accounting of Securities and Similar Investments in the Custody of Management Investment Companies Pursuant to Rule 17f-2 [17 CFR 270.17f-2] 1. Investment Company Act File Number: 811-03313 Date examination completed: September 15, 2023 2. State identification Number: AL AK AZ AR CA CO CT DE DC FL G |
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July 19, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-17f-2 Certificate of Accounting of Securities and Similar Investments in the Custody of Management Investment Companies Pursuant to Rule 17f-2 [17 CFR 270.17f-2] 1. Investment Company Act File Number: 811-03313 Date examination completed: July 11, 2023 2. State identification Number: AL AK AZ AR CA CO CT DE DC FL GA HI |
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November 22, 2022 |
40-17F2 1 faf22133040-17f2.htm 40-17F2 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-17f-2 Certificate of Accounting of Securities and Similar Investments in the Custody of Management Investment Companies Pursuant to Rule 17f-2 [17 CFR 270.17f-2] 1. Investment Company Act File Number: 811-03313 Date examination completed: November 16, 2022 2. State identification N |
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October 31, 2022 |
As filed with the Securities and Exchange Commission on October 31, 2022. POS EX 1 faf221269pos-ex.htm POS EX As filed with the Securities and Exchange Commission on October 31, 2022. Registration Nos. 002-74747 811-03313 UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 Form N-1A REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 [X] Pre-Effective Amendment No. Post-Effective Amendment No. 108 [X] and/or REGISTRATION STATEMENT UNDER THE INVESTM |
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October 31, 2022 |
Exhibit 99(d)(6) Appendix A EXPENSE LIMITATION AGREEMENT THIS AGREEMENT is effective as of the 31st day of October, 2022, between U. |
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September 29, 2022 |
40-17F2 1 faf22114140-17f2.htm 40-17F2 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-17f-2 Certificate of Accounting of Securities and Similar Investments in the Custody of Management Investment Companies Pursuant to Rule 17f-2 [17 CFR 270.17f-2] 1. Investment Company Act File Number: 811-03313 Date examination completed: September 26, 2022 2. State identification |
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September 16, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-17f-2 Certificate of Accounting of Securities and Similar Investments in the Custody of Management Investment Companies Pursuant to Rule 17f-2 [17 CFR 270.17f-2] 1. Investment Company Act File Number: 811-03313 Date examination completed: September 8, 2022 2. State identification Number: AL AK AZ AR CA CO CT DE DC FL GA |
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December 21, 2021 |
As filed with the Securities and Exchange Commission on December 21, 2021 As filed with the Securities and Exchange Commission on December 21, 2021 File No. |
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December 21, 2021 |
ROPES & GRAY LLP PRUDENTIAL TOWER 800 BOYLSTON STREET BOSTON, MA 02199-3600 WWW.ROPESGRAY.COM December 20, 2021 Government Select Series PFM Funds 213 Market Street Harrisburg, PA 17101 Government Obligations Fund First American Funds 800 Nicollet Mall Minneapolis, MN 55402 Ladies and Gentlemen: We have acted as counsel in connection with the Agreement and Plan of Reorganization (the ?Agreement?) |
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December 13, 2021 |
40-17F2 1 faf21148640-17f2.htm 40-17F2 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-17f-2 Certificate of Accounting of Securities and Similar Investments in the Custody of Management Investment Companies Pursuant to Rule 17f-2 [17 CFR 270.17f-2] 1. Investment Company Act File Number: 811-03313 Date examination completed: December 6, 2021 2. State identification Nu |
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October 21, 2021 |
ROPES & GRAY LLP 191 NORTH WACKER DRIVE 32nd FLOOR CHICAGO, ILLINOIS 60606-4302 WWW. |
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October 19, 2021 |
CORRESP 1 filename1.htm ROPES & GRAY LLP 191 NORTH WACKER DRIVE 3ND FLOOR CHICAGO, ILLINOIS 60606-4302 WWW.ROPESGRAY.COM Rita Rubin Ropes & Gray LLP 191 North Wacker Drive 32nd Floor Chicago, IL 60606-4302 T +1 312 845 1241 [email protected] October 19, 2021 via edgar Matthew S. Williams U.S. Securities and Exchange Commission Division of Investment Management 100 F Street, NE Washington, D |
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October 19, 2021 |
EX-99.(14)(A) 3 faf211281ex9914a.htm CONSENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM WITH RESPECT TO GOVERNMENT SELECT SERIES, A SERIES OF PFM FUNDS Exhibit 99(14)(a) CONSENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM We consent to the references to our firm under the captions "Financial Highlights" in the Proxy Statement and Prospectus relating to the proposed reorganization of the |
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October 19, 2021 |
As filed with the Securities and Exchange Commission on October 19, 2021 File No. 333-259405 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-14 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 ? Pre-Effective Amendment No. 1 ? Post-Effective Amendment No. FIRST AMERICAN FUNDS, INC. (Exact Name of Registrant as Specified in Charter) 800 Nicollet Mall Minneapoli |
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October 19, 2021 |
EX-99.(14)(B) 4 faf211281ex9914b.htm CONSENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM WITH RESPECT TO GOVERNMENT OBLIGATIONS FUND, A SERIES OF FIRST AMERICAN FUNDS, INC. Exhibit 99(14)(b) Consent of Independent Registered Public Accounting Firm We consent to the reference to our firm under the captions “Financial Highlights” in the Proxy Statement/Prospectus included in this Registration S |
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October 19, 2021 |
Opinion and Consent of Dorsey & Whitney LLP regarding legality of shares being registered.** EX-99.11 2 faf211281ex9911.htm OPINION AND CONSENT OF DORSEY & WHITNEY LLP REGARDING LEGALITY OF SHARES BEING REGISTERED. October 19, 2021 First American Funds, Inc. 800 Nicollet Mall Minneapolis, MN 55402 Re: First American Funds, Inc. Registration Statement on Form N-14 Ladies and Gentlemen: We have acted as special local counsel to First American Funds, Inc., a Minnesota corporation (“the “Comp |
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October 6, 2021 |
First American Funds, Inc. 800 Nicollet Mall Minneapolis, Minnesota 55402 October 6, 2021 DEL AM 1 faf211247delam.htm DELAYING AMENDMENT First American Funds, Inc. 800 Nicollet Mall Minneapolis, Minnesota 55402 October 6, 2021 VIA EDGAR U.S. Securities and Exchange Commission Division of Investment Management 100 F Street, NE Washington, D.C. 20549 Re: Delaying Amendment for First American Funds, Inc. Registration Statement on Form N-14 (File No. 333-259405) Greetings: Pursuant to Rule |
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September 9, 2021 |
Legal Department Richard J. Ertel 800 Nicollet Mall, BC-MN-H04N Chief Counsel Minneapolis, MN 55402 Direct Line: (651) 341-6064 Email: [email protected] September 9, 2021 VIA EDGAR U.S. Securities and Exchange Commission 100 F Street, NE Washington, D.C. 20549 RE: First American Funds, Inc. File Nos. 002-74747 and 811-03313 Ladies and Gentlemen: On behalf of First American Funds, Inc. (the |
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September 9, 2021 |
Consent of Independent Registered Public Accounting Firm.** Exhibit 99(14) Consent of Independent Registered Public Accounting Firm We consent to the reference to our firm under the captions ?Financial Highlights? in the Proxy Statement/Prospectus included in this Registration Statement (Form N-14) of First American Funds, Inc. |
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September 9, 2021 |
Exhibit 99(1)(n) FIRST AMERICAN FUNDS, INC. ARTICLES OF AMENDMENT TO AMENDED AND RESTATED ARTICLES OF INCORPORATION The undersigned, being the duly elected Secretary of First American Funds, Inc., a Minnesota corporation (the ?Corporation?), hereby certifies that the following amendments to the Corporation?s Amended and Restated Articles of Incorporation (as amended to date and as supplemented by |
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September 9, 2021 |
As filed with the Securities and Exchange Commission on September 9, 2021 As filed with the Securities and Exchange Commission on September 9, 2021 File No. |
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September 9, 2021 |
Exhibit 99(16) POWER OF ATTORNEY KNOW ALL MEN BY THESE PRESENTS, that each of the undersigned as directors or officers of First American Funds, Inc. |
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September 9, 2021 |
EX-99.(6)(I) 4 faf211103ex996i.htm EXPENSE LIMITATION AGREEMENT EFFECTIVE AUGUST 26, 2021, BETWEEN THE REGISTRANT AND U.S. BANCORP ASSET MANAGEMENT, INC. Exhibit 99(6)(i) EXPENSE LIMITATION AGREEMENT THIS AGREEMENT is effective as of the 26th day of August, 2021, between U.S. Bancorp Asset Management, Inc., as investment advisor (the “Advisor”), and First American Funds, Inc. (“FAF”). WHEREAS, FAF |
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September 9, 2021 |
Exhibit 99(13)(c) Amendment to Administration Agreement Between First American Funds, Inc. |
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September 8, 2021 |
40-17F2 1 faf21110940-17f2.htm 40-17F2 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-17f-2 Certificate of Accounting of Securities and Similar Investments in the Custody of Management Investment Companies Pursuant to Rule 17f-2 [17 CFR 270.17f-2] 1. Investment Company Act File Number: 811-03313 Date examination completed: August 30, 2021 2. State identification Num |
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August 10, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-17f-2 Certificate of Accounting of Securities and Similar Investments in the Custody of Management Investment Companies Pursuant to Rule 17f-2 [17 CFR 270.17f-2] 1. Investment Company Act File Number: 811-03313 Date examination completed: August 3, 2021 2. State identification Number: AL AK AZ AR CA CO CT DE DC FL GA HI |
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November 24, 2020 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-17f-2 Certificate of Accounting of Securities and Similar Investments in the Custody of Management Investment Companies Pursuant to Rule 17f-2 [17 CFR 270.17f-2] 1. Investment Company Act File Number: 811-03313 Date examination completed: November 20, 2020 2. State identification Number: AL AK AZ AR CA CO CT DE DC FL GA |
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October 13, 2020 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-17f-2 Certificate of Accounting of Securities and Similar Investments in the Custody of Management Investment Companies Pursuant to Rule 17f-2 [17 CFR 270.17f-2] 1. Investment Company Act File Number: 811-03313 Date examination completed: October 6, 2020 2. State identification Number: AL AK AZ AR CA CO CT DE DC FL GA H |
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September 18, 2020 |
BC-MN-HO4N 800 Nicollet Mall Minneapolis, MN 55402 September 18, 2020 VIA EDGAR Mr. |
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July 20, 2020 |
Legal Department Richard J. Ertel 800 Nicollet Mall, BC-MN-H04N Chief Counsel Minneapolis, MN 55402 Direct Line: (651) 341-6064 Email: [email protected] July 20, 2020 VIA EDGAR Securities and Exchange Commission 100 F Street, NE Washington, DC 20549 RE: First American Funds, Inc. (the ?Registrant?) (File Nos. 002-74747 and 811-03313) Ladies and Gentlemen: On behalf of the Registrant, in con |
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June 30, 2020 |
40-17F2 1 faf20101340-17f2.htm 40-17F2 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-17f-2 Certificate of Accounting of Securities and Similar Investments in the Custody of Management Investment Companies Pursuant to Rule 17f-2 [17 CFR 270.17f-2] 1. Investment Company Act File Number: 811-03313 Date examination completed: June 25, 2020 2. State identification Numbe |
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January 17, 2020 |
FGUXX / First American Government Obligations Fund CORRESP - - U.S. Bancorp Asset Management, Inc. 800 Nicollet Mall BC-MN-H04N Richard J. Ertel Chief Counsel Minneapolis, MN 55402 Direct line: (612) 303-7987 Fax: (612) 303-4767 January 17, 2020 VIA EDGAR Mr. Kenneth Ellington Disclosure Review and Accounting Division of Investment Management U.S. Securities and Exchange Commission 100 F Street, N.E. Washington, DC 20549 Re: Response to Staff Comments Related |
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November 25, 2019 |
First American Funds Inc 40-17F2 - - 40-17F2 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-17f-2 Certificate of Accounting of Securities and Similar Investments in the Custody of Management Investment Companies Pursuant to Rule 17f-2 [17 CFR 270.17f-2] 1. Investment Company Act File Number: 811-03313 Date examination completed: November 19, 2019 2. State identification Number: AL AK AZ AR CA CO CT DE DC FL GA |
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September 20, 2019 |
First American Funds Inc 40-17F2 - - 40-17F2 1 faf19185240-17f2.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-17f-2 Certificate of Accounting of Securities and Similar Investments in the Custody of Management Investment Companies Pursuant to Rule 17f-2 [17 CFR 270.17f-2] 1. Investment Company Act File Number: 811-03313 Date examination completed: September 16, 2019 2. State identification Number: |
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July 30, 2019 |
First American Funds Inc N-Q - Quarterly Schedule of Portfolio Holdings - N-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number (811-03313) First American Funds, Inc. (Exact name of registrant as specified in charter) 800 Nicollet Mall Minneapolis, MN 55402 (Address of principal executive offices) (Zip code) Brent G. Smith 80 |
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July 30, 2019 |
I, Eric J. Thole, certify that: CERTIFICATION I, Eric J. Thole, certify that: 1. I have reviewed this report on Form N-Q of First American Funds, Inc.; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misleading with respect to the period co |
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July 24, 2019 |
First American Funds Inc DEF 14A - - DEFINITIVE PROXY STATEMENT UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No.) Filed by the Registrant ☑ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☑ Defini |
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July 23, 2019 |
First American Funds Inc 40-17F2 - - UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-17f-2 Certificate of Accounting of Securities and Similar Investments in the Custody of Management Investment Companies Pursuant to Rule 17f-2 [17 CFR 270.17f-2] 1. Investment Company Act File Number: 811-03313 Date examination completed: July 17, 2019 2. State identification Number: AL AK AZ AR CA CO CT DE DC FL GA HI |
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January 28, 2019 |
First American Funds Inc N-Q (Quarterly Schedule of Portfolio Holdings) N-Q 1 faf190102nq.htm N-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number (811-03313) First American Funds, Inc. (Exact name of registrant as specified in charter) 800 Nicollet Mall Minneapolis, MN 55402 (Address of principal executive offices) (Z |
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January 28, 2019 |
I, Eric J. Thole, certify that: CERTIFICATION I, Eric J. Thole, certify that: 1. I have reviewed this report on Form N-Q of First American Funds, Inc.; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misleading with respect to the period co |
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December 12, 2018 |
First American Funds Inc 40-17F2 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-17f-2 Certificate of Accounting of Securities and Similar Investments in the Custody of Management Investment Companies Pursuant to Rule 17f-2 [17 CFR 270.17f-2] 1. Investment Company Act File Number: 811-03313 Date examination completed: December 10, 2018 2. State identification Number: AL AK AZ AR CA CO CT DE DC FL GA |
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October 17, 2018 |
First American Funds Inc 40-17F2 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-17f-2 Certificate of Accounting of Securities and Similar Investments in the Custody of Management Investment Companies Pursuant to Rule 17f-2 [17 CFR 270.17f-2] 1. Investment Company Act File Number: 811-03313 Date examination completed: October 10, 2018 2. State identification Number: AL AK AZ AR CA CO CT DE DC FL GA |
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July 30, 2018 |
First American Funds Inc N-Q (Quarterly Schedule of Portfolio Holdings) UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number (811-03313) First American Funds, Inc. (Exact name of registrant as specified in charter) 800 Nicollet Mall Minneapolis, MN 55402 (Address of principal executive offices) (Zip code) Brent G. Smith 80 |
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July 30, 2018 |
I, Eric J. Thole, certify that: CERTIFICATION I, Eric J. Thole, certify that: 1. I have reviewed this report on Form N-Q of First American Funds, Inc.; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misleading with respect to the period co |
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July 26, 2018 |
First American Funds Inc 40-17F2 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-17f-2 Certificate of Accounting of Securities and Similar Investments in the Custody of Management Investment Companies Pursuant to Rule 17f-2 [17 CFR 270.17f-2] 1. Investment Company Act File Number: 811-03313 Date examination completed: July 24, 2018 2. State identification Number: AL AK AZ AR CA CO CT DE DC FL GA HI |
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April 9, 2018 |
First American Funds Inc DEF 14A DEF 14A 1 faf180740def14a.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No.) Filed by the Registrant ☑ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted |
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January 29, 2018 |
I, Eric J. Thole, certify that: Exhibit 99.CERT CERTIFICATION I, Eric J. Thole, certify that: 1. I have reviewed this report on Form N-Q of First American Funds, Inc.; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misleading with respect |
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January 29, 2018 |
First American Funds Inc - FORM N-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number (811-03313) First American Funds, Inc. (Exact name of registrant as specified in charter) 800 Nicollet Mall Minneapolis, MN 55402 (Address of principal executive offices) (Zip code) Brent G. Smith 80 |
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December 21, 2017 |
Law Department Richard J. Ertel 800 Nicollet Mall, BC-MN-H04N Chief Counsel Minneapolis, MN 55402 Direct Line: (612) 303-7987 Email: [email protected] December 21, 2017 VIA EDGAR Securities and Exchange Commission 100 F Street, NE Washington, DC 20549 Re: First American Funds, Inc. (the “Registrant”) (File Nos. 002-74747 and 811-03313) Ladies and Gentlemen: On behalf of the Registrant, in c |
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December 18, 2017 |
First American Funds Inc CORRESP BC-MN-HO4N 800 Nicollet Mall Minneapolis, MN 55402 December 18, 2017 VIA EDGAR Mr. |
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December 6, 2017 |
40-17F2 1 faf1732644017f2.htm FORM N-17F-2 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-17f-2 Certificate of Accounting of Securities and Similar Investments in the Custody of Management Investment Companies Pursuant to Rule 17f-2 [17 CFR 270.17f-2] 1. Investment Company Act File Number: 811-03313 Date examination completed: November 29, 2017 2. State identificati |
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November 14, 2017 |
40-17F2 1 faf1730554017f2.htm 40-17F2 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-17f-2 Certificate of Accounting of Securities and Similar Investments in the Custody of Management Investment Companies Pursuant to Rule 17f-2 [17 CFR 270.17f-2] 1. Investment Company Act File Number: 811-03313 Date examination completed: November 9, 2017 2. State identification Num |
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October 30, 2017 |
Report of Independent Registered Public Accounting Firm To the Shareholders and Board of Directors of First American Funds, Inc. |
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October 13, 2017 |
Legal Department Richard J. Ertel 800 Nicollet Mall, BC-MN-H04N Chief Counsel Minneapolis, MN 55402 Direct Line: (612) 303-7987 Email: [email protected] October 13, 2017 VIA EDGAR Securities and Exchange Commission 100 F Street, NE Washington, DC 20549 Re: First American Funds, Inc. (the “Registrant”) (File Nos. 002-74747 and 811-03313) Ladies and Gentlemen: On behalf of the Registrant, in |
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September 13, 2017 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-17f-2 Certificate of Accounting of Securities and Similar Investments in the Custody of Management Investment Companies Pursuant to Rule 17f-2 [17 CFR 270.17f-2] 1. Investment Company Act File Number: 811-03313 Date examination completed: September 5, 2017 2. State identification Number: AL AK AZ AR CA CO CT DE DC FL GA |
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July 28, 2017 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number (811-03313) First American Funds, Inc. (Exact name of registrant as specified in charter) 800 Nicollet Mall Minneapolis, MN 55402 (Address of principal executive offices) (Zip code) Brent G. Smith 80 |
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July 28, 2017 |
I, Eric J. Thole, certify that: Exhibit 99.CERT CERTIFICATION I, Eric J. Thole, certify that: 1. I have reviewed this report on Form N-Q of First American Funds, Inc.; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misleading with respect |
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July 6, 2017 |
U.S. Bancorp Asset Management, Inc. U.S. Bancorp Asset Management, Inc. 800 Nicollet Mall BC-MN-H04N Richard J. Ertel Chief Counsel Minneapolis, MN 55402 Direct line: (612) 303-7987 Fax: (612) 303-4767 July 6, 2017 VIA EDGAR Mr. Kenneth Ellington Disclosure Review Office Division of Investment Management U.S. Securities and Exchange Commission 100 F Street, N.E. Washington, DC 20549 Re: Response to Staff Comments Related to Certain |
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June 30, 2017 |
Report of Independent Registered Public Accounting Firm To the Shareholders and Board of Directors of First American Funds, Inc. |
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January 26, 2017 |
First American Funds Inc - FORM N-Q N-Q 1 faf170167n-q.htm FORM N-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number (811-03313) First American Funds, Inc. (Exact name of registrant as specified in charter) 800 Nicollet Mall Minneapolis, MN 55402 (Address of principal executive offic |
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January 26, 2017 |
I, Eric J. Thole, certify that: CERTIFICATION I, Eric J. Thole, certify that: 1. I have reviewed this report on Form N-Q of First American Funds, Inc.; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misleading with respect to the period co |
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January 3, 2017 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-17f-2 Certificate of Accounting of Securities and Similar Investments in the Custody of Management Investment Companies Pursuant to Rule 17f-2 [17 CFR 270.17f-2] 1. Investment Company Act File Number: 811-03313, 811-21824 Date examination completed: January 3, 2017 2. State identification Number: AL AK AZ AR CA CO CT DE |
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December 2, 2016 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-17f-2 Certificate of Accounting of Securities and Similar Investments in the Custody of Management Investment Companies Pursuant to Rule 17f-2 [17 CFR 270.17f-2] 1. Investment Company Act File Number: 811-03313, 811-21824 Date examination completed: November 18, 2016 2. State identification Number: AL AK AZ AR CA CO CT |
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October 17, 2016 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-CR CURRENT REPORT MONEY MARKET FUND MATERIAL EVENTS Part A: General information Item A.1 Report for October 14, 2016 Item A.2 CIK Number of registrant: 0000356134 Item A.3 EDGAR Series Identifier: S000005655 Item A.4 Securities Act File Number: 002-74747 Item A.5 Name, e-mail address, and telephone number of the person |
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October 14, 2016 |
BC-MN-HO4N 800 Nicollet Mall Minneapolis, MN 55402 October 14, 2016 VIA EDGAR Ms. Elisabeth Bentzinger Office of Disclosure and Review Division of Investment Management Securities and Exchange Commission 450 Fifth Street, N.W. Washington, DC 20549 Re: First American Funds, Inc. SEC File Nos. 002-74747 and 811-03313 Response to Staff Comments related to Post-Effective Amendment to Registration Stat |
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October 14, 2016 |
Report of Independent Registered Public Accounting Firm To the Shareholders and Board of Directors of First American Funds, Inc. |
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September 8, 2016 |
BC-MN-HO4N 800 Nicollet Mall Minneapolis, MN 55402 September 8, 2016 VIA EDGAR Ms. |
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August 11, 2016 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-17f-2 Certificate of Accounting of Securities and Similar Investments in the Custody of Management Investment Companies Pursuant to Rule 17f-2 [17 CFR 270.17f-2] 1. Investment Company Act File Number: 811-03313, 811-21824 Date examination completed: August 5, 2016 2. State identification Number: AL AK AZ AR CA CO CT DE |
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August 9, 2016 |
Legal Department Richard J. Ertel 800 Nicollet Mall, BC-MN-H04N Chief Counsel Minneapolis, MN 55402 Direct Line: (612) 303-7987 Email: [email protected] August 9, 2016 VIA EDGAR U.S. Securities and Exchange Commission 100 F Street, NE Washington, D.C. 20549 RE: First American Funds, Inc. File Nos. 002-74747 and 811-03313 Ladies and Gentlemen: Pursuant to Rule 485(a) under the Securities Act |
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July 29, 2016 |
First American Funds Inc - FORM N-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number (811-03313) First American Funds, Inc. (Exact name of registrant as specified in charter) 800 Nicollet Mall Minneapolis, MN 55402 (Address of principal executive offices) (Zip code) Brent G. Smith 80 |
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July 29, 2016 |
I, Eric J. Thole, certify that: Exhibit 99.CERT CERTIFICATION I, Eric J. Thole, certify that: 1. I have reviewed this report on Form N-Q of First American Funds, Inc.; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misleading with respect |
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June 30, 2016 |
Legal Department Richard J. Ertel 800 Nicollet Mall, BC-MN-H04N Chief Counsel Minneapolis, MN 55402 Direct Line: (612) 303-7987 Email: [email protected] June 30, 2016 VIA EDGAR U.S. Securities and Exchange Commission 100 F Street, NE Washington, D.C. 20549 RE: First American Funds, Inc. File Nos. 002-74747 and 811-03313 Ladies and Gentlemen: Pursuant to Rule 485(a) under the Securities Act |
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June 6, 2016 |
BC-MN-HO4N 800 Nicollet Mall Minneapolis, MN 55402 June 6, 2016 VIA EDGAR Ms. Elizabeth Bentzinger Office of Disclosure and Review Division of Investment Management Securities and Exchange Commission 450 Fifth Street, N.W. Washington, DC 20549 Re: First American Funds, Inc. (the ?Registrant?) SEC File Nos. 002-74747 and 811-03313 Response to Staff Comments related to Post-Effective Amendment to Re |
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April 5, 2016 |
BC-MN-HO4N 800 Nicollet Mall Minneapolis, MN 55402 April 5, 2016 VIA EDGAR Ms. Elizabeth Bentzinger Office of Disclosure and Review Division of Investment Management Securities and Exchange Commission 450 Fifth Street, N.W. Washington, DC 20549 Re: First American Funds, Inc. SEC File Nos. 002-74747 and 811-03313 Response to Staff Comments related to Post-Effective Amendment to Registration Stateme |
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February 19, 2016 |
Legal Department Richard J. Ertel 800 Nicollet Mall, BC-MN-H04N Chief Counsel Minneapolis, MN 55402 Direct Line: (612) 303-7987 Email: [email protected] February 19, 2016 VIA EDGAR U.S. Securities and Exchange Commission 100 F Street, NE Washington, D.C. 20549 RE: First American Funds, Inc. File Nos. 002-74747 and 811-03313 Ladies and Gentlemen: Pursuant to Rule 485(a) under the Securities |
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February 5, 2016 |
Legal Department Richard J. Ertel 800 Nicollet Mall, BC-MN-H04N Chief Counsel Minneapolis, MN 55402 Direct Line: (612) 303-7987 Email: [email protected] February 5, 2016 VIA EDGAR U.S. Securities and Exchange Commission 100 F Street, NE Washington, D.C. 20549 RE: First American Funds, Inc. File Nos. 002-74747 and 811-03313 Ladies and Gentlemen: Pursuant to Rule 485(a) under the Securities A |
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January 29, 2016 |
I, Eric J. Thole, certify that: Exhibit 99.CERT CERTIFICATION I, Eric J. Thole, certify that: 1. I have reviewed this report on Form N-Q of First American Funds, Inc.; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misleading with respect |
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January 29, 2016 |
First American Funds Inc - FORM N-Q N-Q 1 faf160234nq.htm FORM N-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number (811-03313) First American Funds, Inc. (Exact name of registrant as specified in charter) 800 Nicollet Mall Minneapolis, MN 55402 (Address of principal executive office |
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December 14, 2015 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-17f-2 Certificate of Accounting of Securities and Similar Investments in the Custody of Management Investment Companies Pursuant to Rule 17f-2 [17 CFR 270.17f-2] 1. Investment Company Act File Number: 811-03313, 811-21824 Date examination completed: December 2, 2015 2. State identification Number: AL AK AZ AR CA CO CT D |
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October 30, 2015 |
Report of Independent Registered Public Accounting Firm To the Shareholders and Board of Directors First American Funds, Inc. |
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October 14, 2015 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-17f-2 Certificate of Accounting of Securities and Similar Investments in the Custody of Management Investment Companies Pursuant to Rule 17f-2 [17 CFR 270.17f-2] 1. Investment Company Act File Number: 811-03313, 811-21824 Date examination completed: September 25, 2015 2. State identification Number: AL AK AZ AR CA CO CT |
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August 27, 2015 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-17f-2 Certificate of Accounting of Securities and Similar Investments in the Custody of Management Investment Companies Pursuant to Rule 17f-2 [17 CFR 270.17f-2] 1. Investment Company Act File Number: 811-03313, 811-21824 Date examination completed: August 14, 2015 2. State identification Number: AL AK AZ AR CA CO CT DE |
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July 30, 2015 |
First American Funds Inc - FORM N-Q N-Q 1 faf152563nq.htm FORM N-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number (811-03313) First American Funds, Inc. (Exact name of registrant as specified in charter) 800 Nicollet Mall Minneapolis, MN 55402 (Address of principal executive office |
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July 30, 2015 |
I, Eric J. Thole, certify that: Exhibit 99.CERT CERTIFICATION I, Eric J. Thole, certify that: 1. I have reviewed this report on Form N-Q of First American Funds, Inc.; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misleading with respect |
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January 29, 2015 |
I, Eric J. Thole, certify that: Exhibit 99.CERT CERTIFICATION I, Eric J. Thole, certify that: 1. I have reviewed this report on Form N-Q of First American Funds, Inc.; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misleading with respect |
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January 29, 2015 |
First American Funds Inc - FORM N-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number (811-03313) First American Funds, Inc. (Exact name of registrant as specified in charter) 800 Nicollet Mall Minneapolis, MN 55402 (Address of principal executive offices) (Zip code) Jill M. Stevenson |
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October 29, 2014 |
Report of Independent Registered Public Accounting Firm To the Shareholders and Board of Directors First American Funds, Inc. |
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September 12, 2014 |
FGUXX / First American Government Obligations Fund 40-17F2 - - 40-17F2 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-17f-2 Certificate of Accounting of Securities and Similar Investments in the Custody of Management Investment Companies Pursuant to Rule 17f-2 [17 CFR 270.17f-2] 1. Investment Company Act File Number: 811-03313, 811-07680, 811-21193, 811-07678, 811-05642, 811-06404, 811-06640, 811-07444, 811-07838, 811-21824 Date examin |
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September 12, 2014 |
FGUXX / First American Government Obligations Fund 40-17F2 - - 40-17F2 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-17f-2 Certificate of Accounting of Securities and Similar Investments in the Custody of Management Investment Companies Pursuant to Rule 17f-2 [17 CFR 270.17f-2] 1. Investment Company Act File Number: 811-03313, 811-07680, 811-21193, 811-07678, 811-05642, 811-06404, 811-06640, 811-07444, 811-07838, 811-21824 Date examin |
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September 12, 2014 |
FGUXX / First American Government Obligations Fund 40-17F2 - - 40-17F2 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-17f-2 Certificate of Accounting of Securities and Similar Investments in the Custody of Management Investment Companies Pursuant to Rule 17f-2 [17 CFR 270.17f-2] 1. Investment Company Act File Number: 811-03313, 811-07680, 811-21193, 811-07678, 811-05642, 811-06404, 811-06640, 811-07444, 811-07838, 811-21824 Date examin |
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July 30, 2014 |
N-Q 1 faf142696nq.htm FORM N-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number (811-03313) First American Funds, Inc. (Exact name of registrant as specified in charter) 800 Nicollet Mall Minneapolis, MN 55402 (Address of principal executive office |
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July 30, 2014 |
I, Eric J. Thole, certify that: Exhibit 99.CERT CERTIFICATION I, Eric J. Thole, certify that: 1. I have reviewed this report on Form N-Q of First American Funds, Inc.; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misleading with respect |
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July 18, 2014 |
FGUXX / First American Government Obligations Fund CORRESP - - CORRESP U.S. Bancorp Asset Management, Inc. 800 Nicollet Mall BC-MN-H04N Minneapolis, MN 55402 Richard J. Ertel General Counsel Direct line: (612) 303-7987 Fax: (612) 303-4767 July 18, 2014 VIA EDGAR Mr. Chad Eskildsen Disclosure Review and Accounting Division of Investment Management U.S. Securities and Exchange Commission 100 F Street, N.E. Washington, DC 20549 Re: Response to Staff Comments Rel |
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April 4, 2014 |
Report of Independent Registered Public Accounting Firm To the Shareholders and Board of Directors First American Funds, Inc. |
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April 4, 2014 |
Rule 10f-3 Transaction Issuance/ Trade Date: 1/7/2013 Security Description: Met Life Institutional Funding II Total Amount Purchased: 30,000,000 Percent of Offering: 7. |
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April 4, 2014 |
Rule 10f-3 Transaction Issuance/ Trade Date: 1/7/2013 Security Description: Met Life Institutional Funding II Total Amount Purchased: 30,000,000 Percent of Offering: 7. |
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April 4, 2014 |
Rule 10f-3 Transaction Issuance/ Trade Date: 4/04/2012 Security Description: Metlife Global Funding I Total Amount Purchased: 125,000,000 Percent of Offering: 10. |
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January 29, 2014 |
I, Joseph M. Ulrey III, certify that: Exhibit 99.CERT CERTIFICATION I, Joseph M. Ulrey III, certify that: 1. I have reviewed this report on Form N-Q of First American Funds, Inc.; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misleading with re |
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January 29, 2014 |
Quarterly Schedule of Portfolio Holdings - FORM N-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number (811-03313) First American Funds, Inc. (Exact name of registrant as specified in charter) 800 Nicollet Mall Minneapolis, MN 55402 (Address of principal executive offices) (Zip code) Jill M. Stevenson |
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November 29, 2013 |
40-17F2 1 faf1349684017f2.htm 40-17F2 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-17f-2 Certificate of Accounting of Securities and Similar Investments in the Custody of Management Investment Companies Pursuant to Rule 17f-2 [17 CFR 270.17f-2] 1. Investment Company Act File Number: 811-03313, 811-07680, 811-21193, 811-07678, 811-05642, 811-06404, 811-06640, 811-0 |
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October 30, 2013 |
Rule 10f-3 Transactions by USBAM Issuance/ Trade Date: 1/7/2013 Security Description: Met Life Institutional Funding II Total Amount Purchased: 30,000,000 Percent of Offering: 7. |
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October 30, 2013 |
Report of Independent Registered Public Accounting Firm To the Shareholders and Board of Directors First American Funds, Inc. |
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October 9, 2013 |
40-17F2 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-17f-2 Certificate of Accounting of Securities and Similar Investments in the Custody of Management Investment Companies Pursuant to Rule 17f-2 [17 CFR 270.17f-2] 1. Investment Company Act File Number: 811-03313, 811-07680, 811-21193, 811-07678, 811-05642, 811-06404, 811-06640, 811-07444, 811-07838, 811-21824 Dat |
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September 24, 2013 |
Report of Independent Registered Public Accounting Firm To the Shareholders and Board of Directors First American Funds, Inc. |
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September 24, 2013 |
Report of Independent Registered Public Accounting Firm To the Shareholders and Board of Directors First American Funds, Inc. |
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August 5, 2013 |
40-17F2 1 d578810d4017f2.htm 40-17F2 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-17f-2 Certificate of Accounting of Securities and Similar Investments in the Custody of Management Investment Companies Pursuant to Rule 17f-2 [17 CFR 270.17f-2] 1. Investment Company Act File Number: 811-03313, 811-07680, 811-21193, 811-07678, 811-05642, 811-06404, 811-06640, 811-07 |
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July 30, 2013 |
I, Joseph M. Ulrey III, certify that: EX-99.CERT CERTIFICATION I, Joseph M. Ulrey III, certify that: 1. I have reviewed this report on Form N-Q of First American Funds, Inc.; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misleading with respect |
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July 30, 2013 |
Quarterly Schedule of Portfolio Holdings - N-Q N-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number (811-03313) First American Funds, Inc. (Exact name of registrant as specified in charter) 800 Nicollet Mall Minneapolis, MN 55402 (Address of principal executive offices) (Zip code) Jill M. Steve |
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January 29, 2013 |
Quarterly Schedule of Portfolio Holdings - N-Q N-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number (811-03313) First American Funds, Inc. (Exact name of registrant as specified in charter) 800 Nicollet Mall Minneapolis, MN 55402 (Address of principal executive offices) (Zip code) Jill M. Steve |
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January 29, 2013 |
I, Joseph M. Ulrey III, certify that: EX-99.CERT CERTIFICATION I, Joseph M. Ulrey III, certify that: 1. I have reviewed this report on Form N-Q of First American Funds, Inc.; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misleading with respect |
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October 30, 2012 |
Report of Independent Registered Public Accounting Firm To the Shareholders and Board of Directors First American Funds, Inc. |
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October 2, 2012 |
40-17F2 1 d418938d4017f2.htm 40-17F2 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-17f-2 Certificate of Accounting of Securities and Similar Investments in the Custody of Management Investment Companies Pursuant to Rule 17f-2 [17 CFR 270.17f-2] 1. Investment Company Act File Number: 811-03313, 811-07680, 811-21193, 811-07678, 811-05642, 811-06404, 811-06640, 811-07 |
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July 30, 2012 |
I, Joseph M. Ulrey III, certify that: EX-99.CERT CERTIFICATION I, Joseph M. Ulrey III, certify that: 1. I have reviewed this report on Form N-Q of First American Funds, Inc.; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misleading with respect |
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July 30, 2012 |
Quarterly Schedule of Portfolio Holdings - N-Q N-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number (811-03313) First American Funds, Inc. (Exact name of registrant as specified in charter) 800 Nicollet Mall Minneapolis, MN 55402 (Address of principal executive offices) (Zip code) Jill M. Steve |
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July 10, 2012 |
40-17F2 1 d375126d4017f2.htm 40-17F2 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-17f-2 Certificate of Accounting of Securities and Similar Investments in the Custody of Management Investment Companies Pursuant to Rule 17f-2 [17 CFR 270.17f-2] 1. Investment Company Act File Number: 811-03313, 811-07680, 811-21193, 811-07678, 811-05642, 811-06404, 811-06640, 811-07 |
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January 30, 2012 |
I, Joseph M. Ulrey III, certify that: CERTIFICATION I, Joseph M. Ulrey III, certify that: 1. I have reviewed this report on Form N-Q of First American Funds, Inc.; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misleading with respect to the per |
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January 30, 2012 |
Quarterly Schedule of Portfolio Holdings - N-Q N-Q 1 d286820dnq.htm N-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number (811-03313) First American Funds, Inc. (Exact name of registrant as specified in charter) 800 Nicollet Mall Minneapolis, MN 55402 (Address of principal executive offices) (Zi |
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December 1, 2011 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-17f-2 Certificate of Accounting of Securities and Similar Investments in the Custody of Management Investment Companies Pursuant to Rule 17f-2 [17 CFR 270.17f-2] 1. Investment Company Act File Number: 811-03313, 811-07680, 811-21193, 811-07678, 811-05642, 811-06404, 811-06640, 811-07444, 811-07838, 811-21824 Date examin |
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October 28, 2011 |
Report of Independent Registered Public Accounting Firm To the Shareholders and Board of Directors First American Funds, Inc. |
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October 11, 2011 |
40-17F2 1 d241685d4017f2.htm FORM N-17F-2 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-17f-2 Certificate of Accounting of Securities and Similar Investments in the Custody of Management Investment Companies Pursuant to Rule 17f-2 [17 CFR 270.17f-2] 1. Investment Company Act File Number: 811-03313, 811-07680, 811-21193, 811-07678, 811-05642, 811-06404, 811-06640, 8 |
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August 3, 2011 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-17f-2 Certificate of Accounting of Securities and Similar Investments in the Custody of Management Investment Companies Pursuant to Rule 17f-2 [17 CFR 270.17f-2] 1. Investment Company Act File Number: 811-07687, 811-03313, 811-05309, 811-07680, 811-21193, 811-07678, 811-05642, 811-06404, 811-06640, 811-07444, 811-07838, |
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July 29, 2011 |
I, Joseph M. Ulrey III, certify that: CERTIFICATION CERTIFICATION I, Joseph M. Ulrey III, certify that: 1. I have reviewed this report on Form N-Q of First American Funds, Inc.; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misleading with resp |
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July 29, 2011 |
FORM N-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number (811-03313) First American Funds, Inc. (Exact name of registrant as specified in charter) 800 Nicollet Mall Minneapolis, MN 55402 (Address of principal executive offices) (Zip code) Jill M. |
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January 28, 2011 |
I, Joseph M. Ulrey III, certify that: exv99wcert CERTIFICATION I, Joseph M. Ulrey III, certify that: 1. I have reviewed this report on Form N-Q of First American Funds, Inc.; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misleading with respect |
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January 28, 2011 |
nvq Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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October 28, 2010 |
Report of Independent Registered Public Accounting Firm To the Shareholders and Board of Directors First American Funds, Inc. |
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September 29, 2010 |
e40v17f2 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-17f-2 Certificate of Accounting of Securities and Similar Investments in the Custody of Management Investment Companies Pursuant to Rule 17f-2 [17 CFR 270.17f-2] 1. Investment Company Act File Number: 811-07687, 811-03313, 811-05309, 811-07680, 811-21193, 811-07678, 811-05642, 811-06404, 811-06640, 811-07444, 8 |
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July 30, 2010 |
I, Thomas S. Schreier, Jr., certify that: exv99wcert CERTIFICATION I, Thomas S. Schreier, Jr., certify that: 1. I have reviewed this report on Form N-Q of First American Funds, Inc.; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misleading with res |
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July 30, 2010 |
Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number (811-03313) First American Funds, Inc. (Exact name of registrant as specified in charter) 800 Nicollet Mall Minneapolis, MN 55402 (Address of principal executive offices) (Zip code) |
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July 28, 2010 |
40-17F2 1 c59364be40v17f2.htm 40-17F2 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-17f-2 Certificate of Accounting of Securities and Similar Investments in the Custody of Management Investment Companies Pursuant to Rule 17f-2 [17 CFR 270.17f-2] 1. Investment Company Act File Number: 811-07687, 811-03313, 811-05309, 811-07680, 811-21193, 811-07678, 811-05642, 811-0 |
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May 28, 2010 |
e40v17f2 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-17f-2 Certificate of Accounting of Securities and Similar Investments in the Custody of Management Investment Companies Pursuant to Rule 17f-2 [17 CFR 270.17f-2] 1. Investment Company Act File Number: 811-07687, 811-03313, 811-05309, 811-07680, 811-21193, 811-07678, 811-05642, 811-06404, 811-06640, 811-07444, 8 |
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January 29, 2010 |
I, Thomas S. Schreier, Jr., certify that: exv99wcert CERTIFICATION I, Thomas S. Schreier, Jr., certify that: 1. I have reviewed this report on Form N-Q of First American Funds, Inc.; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misleading with res |
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January 29, 2010 |
Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number (811-03313) First American Funds, Inc. (Exact name of registrant as specified in charter) 800 Nicollet Mall Minneapolis, MN 55402 (Address of principal executive offices) (Zip code) |
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January 8, 2010 |
800 Nicollet Mall BC-MN-HO4N Kathleen L. Prudhomme Deputy General Counsel Minneapolis, MN 55402 Direct line: (612) 303-3738 Fax: (612) 303-4223 January 8, 2010 Mr. Kevin Rupert U.S. Securities and Exchange Commission Division of Investment Management 100 F Street, N.E. Washington, DC 20549 Re: First American Funds, Inc. SEC File No. 811-03313 Annual Report on Form N-SAR for the year ended August 3 |
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November 23, 2009 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-17f-2 Certificate of Accounting of Securities and Similar Investments in the Custody of Management Investment Companies Pursuant to Rule 17f-2 [17 CFR 270.17f-2] 1. Investment Company Act File Number: 811-07687, 811-03313, 811-05309, 811-07680, 811-21193, 811-07678, 811-05642, 811-06404, 811-06640, 811-07444, 811-07838, |
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October 30, 2009 |
Report of Independent Registered Public Accounting Firm Report of Independent Registered Public Accounting Firm To the Shareholders and Board of Directors First American Funds, Inc. |
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August 12, 2009 |
e40v17f2 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-17f-2 Certificate of Accounting of Securities and Similar Investments in the Custody of Management Investment Companies Pursuant to Rule 17f-2 [17 CFR 270.17f-2] 1. Investment Company Act File Number: 811-07687, 811-03313, 811-05309, 811-07680, 811-21193, 811-07678, 811-05642, 811-06404, 811-06640, 811-07444, 8 |
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July 29, 2009 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number (811-03313) First American Funds, Inc. (Exact name of registrant as specified in charter) 800 Nicollet Mall Minneapolis, MN 55402 (Address of principal executive offices) (Zip code) Charles D. Garibo |
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July 29, 2009 |
I, Thomas S. Schreier, Jr., certify that: CERTIFICATION I, Thomas S. Schreier, Jr., certify that: 1. I have reviewed this report on Form N-Q of First American Funds, Inc.; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misleading with respect to the |
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May 18, 2009 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-17f-2 Certificate of Accounting of Securities and Similar Investments in the Custody of Management Investment Companies Pursuant to Rule 17f-2 [17 CFR 270.17f-2] 1. Investment Company Act File Number: 811-07687, 811-03313, 811-05309, 811-07680, 811-21193, 811-07678, 811-05642, 811-06404, 811-06640, 811-07444, 811-07838, |
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January 29, 2009 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number (811-03313) First American Funds, Inc. (Exact name of registrant as specified in charter) 800 Nicollet Mall Minneapolis, MN 55402 (Address of principal executive offices) (Zip code) Charles D. Garibo |
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January 29, 2009 |
I, Thomas S. Schreier, Jr., certify that: CERTIFICATION I, Thomas S. Schreier, Jr., certify that: 1. I have reviewed this report on Form N-Q of First American Funds, Inc.; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misleading with respect to the |
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November 24, 2008 |
UNITED STATES OMB APPROVAL SECURITIES AND EXCHANGE COMMISSION OMB Number: 3235-0456 Washington, D. |
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November 17, 2008 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-17f-2 Certificate of Accounting of Securities and Similar Investments in the Custody of Management Investment Companies Pursuant to Rule 17f-2 [17 CFR 270.17f-2] 1. Investment Company Act File Number: 811-07687, 811-03313, 811-05309, 811-07680, 811-21193, 811-07678, 811-05642, 811-06404, 811-06640, 811-07444, 811-07838, |
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October 30, 2008 |
Report of Independent Registered Public Accounting Firm Report of Independent Registered Public Accounting Firm To the Shareholders and Board of Directors First American Funds, Inc. |
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September 8, 2008 |
e40v17f2 OMB APPROVAL OMB Number: 3235-0360 Expires: July 31, 2009 Estimated average burden hours per response 1. |
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July 29, 2008 |
I, Thomas S. Schreier, Jr., certify that: CERTIFICATION I, Thomas S. Schreier, Jr., certify that: 1. I have reviewed this report on Form N-Q of First American Funds, Inc.; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misleading with respect to the |
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July 29, 2008 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number (811-03313) First American Funds, Inc. (Exact name of registrant as specified in charter) 800 Nicollet Mall Minneapolis, MN 55402 (Address of principal executive offices) (Zip code) Charles D. Garibo |
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January 29, 2008 |
CERTIFICATIONS PURSUANT TO SECTION 302 OF THE SARBANES-OXLEY ACT OF 2002 EX-99.CERT CERTIFICATIONS PURSUANT TO SECTION 302 OF THE SARBANES-OXLEY ACT OF 2002 I, Thomas S. Schreier, Jr., certify that: 1. I have reviewed this report on Form N-Q of First American Funds, Inc.; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances und |
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January 29, 2008 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-03313 First American Funds, Inc. (Exact name of registrant as specified in charter) 800 Nicollet Mall Minneapolis, MN 55402 (Address of principal executive offices) (Zip code) Charles D. Garibold |
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December 26, 2007 |
OMB APPROVAL OMB Number: 3235-0360 Expires: July 31, 2009 Estimated average burden hours per response 1. |
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November 2, 2007 |
e40v17f2 OMB APPROVAL OMB Number: 3235-0360 Expires: July 31, 2009 Estimated average burden hours per response 1. |
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October 30, 2007 |
Report of Independent Registered Public Accounting Firm EX-99.77B ACCT LTTR 2 replttr.htm INTERNAL CONTROL LETTER Report of Independent Registered Public Accounting Firm The Shareholders and Board of Directors First American Funds, Inc. In planning and performing our audit of the financial statements of First American Funds, Inc. (Government Obligations, Prime Obligations, Tax Free Obligations, Treasury Obligations, and U.S. Treasury Money Market (the |
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August 28, 2007 |
OMB APPROVAL OMB Number: 3235-0360 Expires: July 31, 2009 Estimated average burden hours per response 1. |
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July 27, 2007 |
CERTIFICATIONS PURSUANT TO SECTION 302 OF THE SARBANES-OXLEY ACT OF 2002 EX-99.CERT CERTIFICATIONS PURSUANT TO SECTION 302 OF THE SARBANES-OXLEY ACT OF 2002 I, Thomas S. Schreier, Jr., certify that: 1. I have reviewed this report on Form N-Q of First American Funds, Inc.; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances und |
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July 27, 2007 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-03313 First American Funds, Inc. (Exact name of registrant as specified in charter) 800 Nicollet Mall Minneapolis, MN 55402 (Address of principal executive offices) (Zip code) Charles D. Garibold |
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January 29, 2007 |
CERTIFICATIONS PURSUANT TO SECTION 302 OF THE SARBANES-OXLEY ACT OF 2002 EX-99.CERT CERTIFICATIONS PURSUANT TO SECTION 302 OF THE SARBANES-OXLEY ACT OF 2002 I, Thomas S. Schreier, Jr., certify that: 1. I have reviewed this report on Form N-Q of First American Funds, Inc.; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances und |
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January 29, 2007 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-03313 First American Funds, Inc. (Exact name of registrant as specified in charter) 800 Nicollet Mall, Minneapolis, MN 55402 (Address of principal executive offices) (Zip code) Charles D. Garibol |
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December 13, 2006 |
OMB APPROVAL OMB Number: 3235-0360 Expires: July 31, 2009 Estimated average burden hours per response 1. |
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October 30, 2006 |
Report of Independent Registered Public Accounting Firm Report of Independent Registered Public Accounting Firm The Shareholders and Board of Directors First American Funds, Inc. |
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September 12, 2006 |
OMB APPROVAL OMB Number: 3235-0360 Expires: July 31, 2009 Estimated average burden hours per response 1. |
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July 31, 2006 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-03313 First American Funds, Inc. (Exact name of registrant as specified in charter) 800 Nicollet Mall Minneapolis, MN 55402 (Address of principal executive offices) (Zip code) Charles D. Garibold |
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July 31, 2006 |
CERTIFICATIONS PURSUANT TO SECTION 302 OF THE SARBANES-OXLEY ACT OF 2002 EX-99.CERT CERTIFICATIONS PURSUANT TO SECTION 302 OF THE SARBANES-OXLEY ACT OF 2002 I, Thomas S. Schreier, Jr., certify that: 1. I have reviewed this report on Form N-Q of First American Funds, Inc.; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances und |
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July 25, 2006 |
OMB APPROVAL OMB Number: 3235-0360 Expires: July 31, 2006 Estimated average burden hours per response 1. |
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January 30, 2006 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 801-03313 First American Funds, Inc. (Exact name of registrant as specified in charter) 800 Nicollet Mall Minneapolis, MN 55402 (Address of principal executive offices) (Zip code) Charles D. Garibold |
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January 30, 2006 |
CERTIFICATIONS PURSUANT TO SECTION 302 OF THE SARBANES-OXLEY ACT OF 2002 EX-99.CERT CERTIFICATIONS PURSUANT TO SECTION 302 OF THE SARBANES-OXLEY ACT OF 2002 I, Thomas S. Schreier, Jr., certify that: 1. I have reviewed this report on Form N-Q of First American Funds, Inc.; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances und |
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October 28, 2005 |
Report of Independent Registered Public Accounting Firm EX-99.77B ACCT LTTR 2 acctltr.htm ACCOUNTANT'S REPORT Accountant's Report Report of Independent Registered Public Accounting Firm The Shareholders and Board of Directors First American Funds, Inc. In planning and performing our audit of the financial statements of First American Funds, Inc. (comprised of the Government Obligations, Prime Obligations, Tax Free Obligations, Tax Free Obligations, Tre |
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August 29, 2005 |
CERTIFICATIONS PURSUANT TO SECTION 302 OF THE SARBANES-OXLEY ACT OF 2002 Exhibit 99.CERT CERTIFICATIONS PURSUANT TO SECTION 302 OF THE SARBANES-OXLEY ACT OF 2002 I, Thomas S. Schreier, Jr., certify that: 1. I have reviewed this report on Form N-Q of First American Funds, Inc. 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances |
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August 29, 2005 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 OMB APPROVAL OMB Number: 3235-0578 Expires: February 28, 2006 Estimated average burden hours per response........20.00 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-03313 First American Funds, Inc. (Exact name of registrant as specified in c |
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June 24, 2005 |
39 (This page has been left blank intentionally.) 2005 Semiannual Report MONEY MARKET FUNDS First American Money Market Funds First American Money Market funds offer a broad range of investment choices and share classes that are practical alternatives or complements to a cash portfolio. |
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March 1, 2005 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 OMB APPROVAL OMB Number: 3235-0578 Expires: February 28, 2006 Estimated average burden hours per response........20.00 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-03313 First American Funds, Inc. (Exact name of registrant as specified in c |
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March 1, 2005 |
EXHIBIT 99.CERT CERTIFICATIONS I, Thomas S. Schreier, Jr., certify that: 1. I have reviewed this report on Form N-Q of First American Funds, Inc. 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misleading wit |
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November 29, 2004 |
Report of Independent Registered Public Accounting Firm Report of Independent Registered Public Accounting Firm To the Shareholders and Board of Directors of First American Funds, Inc. |
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October 25, 2004 |
First American Funds, Inc. 800 Nicollet Mall Minneapolis, Minnesota 55402 October 25, 2004 First American Funds, Inc. 800 Nicollet Mall Minneapolis, Minnesota 55402 October 25, 2004 Securities and Exchange Commission VIA EDGAR 450 Fifth Street, N.W Judiciary Plaza Washington, DC 20549 Re: First American Funds, Inc. Application for Withdrawal of Post-Effective Amendment to Registration Statement on Form N-1A SEC File Nos. 2-74747 and 811-03313 Ladies and Gentlemen: Pursuant to Rule 477 u |