Mga Batayang Estadistika
CIK | 1292426 |
SEC Filings
SEC Filings (Chronological Order)
January 15, 2016 |
Entry into a Material Definitive Agreement, Financial Statements and Exhibits Form 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of Earliest Event Reported): January 12, 2016 GFI Group Inc. (Exact name of Registrant as specified in its charter) Delaware 001-34897 80-0006224 (State or other jurisdiction of incorporation) (Commissio |
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January 15, 2016 |
EX-4.1 Exhibit 4.1 EXECUTION VERSION GFI Group Inc., as Issuer, BGC Partners, Inc., as Guarantor and The Bank of New York Mellon Trust Company, N.A., as Trustee SECOND SUPPLEMENTAL INDENTURE Dated as of January 12, 2016 TO THE INDENTURE Dated as of July 19, 2011 As supplemented and amended by the First Supplemental Indenture thereto, dated as of November 4, 2015 Second Supplemental Indenture (this |
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January 12, 2016 |
EX-99.1 2 d118574dex991.htm EX-99.1 Exhibit 99.1 BGC Partners Completes Full Merger with GFI Group Public Shareholders to Receive $6.10 per GFI Share in Cash NEW YORK, NY – January 12, 2016 – BGC Partners, Inc. (NASDAQ: BGCP) (“BGC Partners,” “BGC,” or the “Company,”) a leading global brokerage company servicing the financial and real estate markets, today announced that it has completed its merge |
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January 12, 2016 |
8-K 1 d118574d8k.htm FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of Earliest Event Reported): January 12, 2016 GFI GROUP INC. (Exact name of Registrant as specified in its charter) Delaware 001-34897 80-0006224 (State or other jurisdiction of inco |
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December 23, 2015 |
EX-2.1 Exhibit 2.1 EXECUTION VERSION AGREEMENT AND PLAN OF MERGER AMONG BGC PARTNERS, INC., JPI MERGER SUB 1, INC., JPI MERGER SUB 2, LLC, JERSEY PARTNERS, INC., NEW JP INC. AND THE INDIVIDUALS SIGNATORY HERETO DATED AS OF DECEMBER 22, 2015 TABLE OF CONTENTS Page ARTICLE I DEFINED TERMS; THE MERGERS 2 Section 1.1 Certain Defined Terms 2 Section 1.2 The Merger and the Subsequent Merger 8 Section 1. |
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December 23, 2015 |
Entry into a Material Definitive Agreement, Financial Statements and Exhibits Form 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of Earliest Event Reported): December 22, 2015 GFI GROUP INC. (Exact name of Registrant as specified in its charter) Delaware 001-34897 80-0006224 (State or other jurisdiction of incorporation) (Commissi |
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December 17, 2015 |
Financial Statements and Exhibits, Completion of Acquisition or Disposition of Assets UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K/A (Amendment No. 1) CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of Earliest Event Reported): December 11, 2015 GFI GROUP INC. (Exact name of Registrant as specified in its charter) Delaware 001-34897 80-0006224 (State or other jurisdiction of incorporation |
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December 17, 2015 |
GFI Group Inc. Unaudited Pro Forma Condensed Consolidated Financial Information EX-99.1 2 a15-250261ex99d1.htm EX-99.1 Exhibit 99.1 GFI Group Inc. Unaudited Pro Forma Condensed Consolidated Financial Information As previously reported, on December 11, 2015 GFI Group Inc. (the “Company” or “GFI”) completed the disposition of all of the equity interests in the entities that make up the Trayport business to Intercontinental Exchange, Inc. (“ICE”) for 2,527,658 shares of the comm |
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December 14, 2015 |
BGC and GFI Complete Sale of Trayport to Intercontinental Exchange EX-99.1 Exhibit 99.1 BGC and GFI Complete Sale of Trayport to Intercontinental Exchange NEW YORK, NY?December 11, 2015?BGC Partners, Inc. (NASDAQ: BGCP) (?BGC Partners? or ?BGC? or the ?Company?), a leading global brokerage company servicing the financial and real estate markets, and its majority-owned division, GFI Group Inc. (OTC: GFIG) (?GFI Group? or ?GFI?), a leading intermediary and provider |
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December 14, 2015 |
Financial Statements and Exhibits, Completion of Acquisition or Disposition of Assets 8-K 1 d22811d8k.htm FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): December 11, 2015 GFI GROUP INC. (Exact name of Registrant as specified in its charter) Delaware 001-34897 80-0006224 (State or other jurisdiction of inco |
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November 18, 2015 |
EX-10.1 2 d63916dex101.htm EX-10.1 Exhibit 10.1 STOCK PURCHASE AGREEMENT BY AND AMONG GFINET, INC., GFI TP HOLDINGS PTE LTD., INTERCONTINENTAL EXCHANGE, INC. AND, solely for the purposes set forth in the preamble, GFI GROUP INC. AND BGC PARTNERS, INC. DATED AS OF NOVEMBER 15, 2015 TABLE OF CONTENTS Page ARTICLE I DEFINITIONS SECTION 1.1 Certain Defined Terms 1 SECTION 1.2 Construction; Absence of |
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November 18, 2015 |
EX-99.1 3 d63916dex991.htm EX-99.1 Exhibit 99.1 BGC and GFI Announce Agreement to Sell Trayport to Intercontinental Exchange for $650 Million Transaction Expected to Close as Early as the First Quarter of 2016 NEW YORK, NY - November 16, 2015 - BGC Partners, Inc. (NASDAQ: BGCP) (“BGC Partners” or “BGC” or the “Company”), a leading global brokerage company servicing the financial and real estate ma |
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November 18, 2015 |
Entry into a Material Definitive Agreement, Financial Statements and Exhibits Form 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of Earliest Event Reported): November 15, 2015 GFI GROUP INC. (Exact name of Registrant as specified in its charter) Delaware 001-34897 80-0006224 (State or other jurisdiction of incorporation) (Commissi |
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November 9, 2015 |
EX-10.3 4 a15-179411ex10d3.htm EX-10.3 Exhibit 10.3 GFI Group Inc., as Issuer, BGC Partners, Inc., as Guarantor and The Bank of New York Mellon Trust Company, N.A., as Trustee FIRST SUPPLEMENTAL INDENTURE Dated as of November 4, 2015 TO THE INDENTURE Dated as of July 19, 2011 First Supplemental Indenture (this “Supplemental Indenture”), dated as of November 4, 2015, among GFI Group Inc., a Delawar |
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November 9, 2015 |
Exhibit 10.2 PROMISSORY NOTE October 1, 2015 FOR VALUE RECEIVED, GFI Group Inc. (the “Maker”) hereby promises to pay to the order of BGC Partners, Inc. (the “Holder”), having an address at 499 Park Avenue, New York, NY 10022, or its successors or assigns, the principal sum of US$75,000,000, payable on demand (such payment date, the “Payment Date”), together with interest on the unpaid principal ba |
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November 9, 2015 |
Exhibit 10.1 BGC Partners, Inc. BGC Partners, L.P. 499 Park Avenue New York, NY 10022 GFI Group Inc. 55 Water Street New York, NY 10041 August 24, 2015 Michael Gooch Colin Heffron c/o Jersey Partners Inc. 569 Middle Road Bayport, NY 11705 Jersey Partners Inc. 569 Middle Road Bayport, NY 11705 Attn: Michael Gooch Dear Messrs. Gooch and Heffron: Reference is made to (i) the Tender Offer Agreement by |
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November 9, 2015 |
GFI Group 10-Q (Quarterly Report) Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q (Mark One) x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 FOR THE QUARTERLY PERIOD ENDED SEPTEMBER 30, 2015 OR o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 FOR THE TRANSITION PERIOD FROM TO Commission File No: 0 |
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October 1, 2015 |
Form 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of Earliest Event Reported): September 25, 2015 GFI GROUP INC. (Exact name of Registrant as specified in its charter) Delaware 001-34897 80-0006224 (State or other jurisdiction of incorporation) (Commiss |
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August 28, 2015 |
Entry into a Material Definitive Agreement, Other Events Form 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of Earliest Event Reported): August 24, 2015 GFI GROUP INC. (Exact name of Registrant as specified in its charter) Delaware 001-34897 80-0006224 (State or other jurisdiction of incorporation) (Commission |
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August 10, 2015 |
NON-COMPETITION AND DE BONUS AWARD AGREEMENT EX-10.1 2 a15-120401ex10d1.htm EX-10.1 Exhibit 10.1 NON-COMPETITION AND DE BONUS AWARD AGREEMENT This Non-Competition and DE Bonus Award Agreement (this “Agreement”) is being executed and delivered as of May 12, 2015 by Michael Gooch (“Participant”), in favor and for the benefit of BGC Partners, Inc., a Delaware corporation (“BGCP”). For purposes of this Agreement, the term “BGCP Group” shall mean |
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August 10, 2015 |
NON-COMPETITION AND DE BONUS AWARD AGREEMENT EX-10.2 3 a15-120401ex10d2.htm EX-10.2 Exhibit 10.2 NON-COMPETITION AND DE BONUS AWARD AGREEMENT This Non-Competition and DE Bonus Award Agreement (this “Agreement”) is being executed and delivered as of May 12, 2015 by Colin Heffron (“Participant”), in favor and for the benefit of BGC Partners, Inc., a Delaware corporation (“BGCP”). For purposes of this Agreement, the term “BGCP Group” shall mean |
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August 10, 2015 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q (Mark One) x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 FOR THE QUARTERLY PERIOD ENDED JUNE 30, 2015 OR o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 FOR THE TRANSITION PERIOD FROM TO Commission File No: 001-34 |
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July 13, 2015 |
UNITED STATES OMB APPROVAL SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 OMB Number: 3235-0167 Expires: March 31, 2018 Estimated average burden hours per response . . . 1.50 FORM 15 CERTIFICATION AND NOTICE OF TERMINATION OF REGISTRATION UNDER SECTION 12(g) OF THE SECURITIES EXCHANGE ACT OF 1934 OR SUSPENSION OF DUTY TO FILE REPORTS UNDER SECTIONS 13 AND 15(d) OF THE SECURITIES EXCHANG |
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July 10, 2015 |
GFI Group Inc., as Issuer, BGC Partners, Inc., as Guarantor EX-4.1 Exhibit 4.1 GFI Group Inc., as Issuer, and BGC Partners, Inc., as Guarantor GUARANTEE GUARANTEE (this Guarantee), dated as of July 10, 2015, between BGC Partners, Inc., a Delaware corporation (the Guarantor) and GFI Group Inc., a Delaware corporation (the Company). W I T N E S S E T H WHEREAS, the Company has heretofore executed and delivered to The Bank of New York Mellon Trust Compa |
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July 10, 2015 |
Entry into a Material Definitive Agreement, Financial Statements and Exhibits Form 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of Earliest Event Reported): July 10, 2015 GFI GROUP INC. (Exact name of Registrant as specified in its charter) Delaware 001-34897 80-0006224 (State or other jurisdiction of incorporation) (Commission F |
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July 6, 2015 |
Financial Statements and Exhibits, Changes in Registrant's Certifying Accountant UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 2, 2015 GFI GROUP INC. (Exact name of registrant as specified in its charter) Delaware 001-34897 80-0006224 (State or other jurisdiction of incorporation) (Commission File Number |
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July 6, 2015 |
Exhibit 16.1 July 6, 2015 Securities and Exchange Commission 100 F Street, N.E. Washington, DC 20549 Commissioners: We have read the statements made by GFI Group Inc. (copy attached), which we understand will be filed with the Securities and Exchange Commission, pursuant to Item 4.01 of Form 8-K, as part of the Form 8-K of GFI Group Inc. dated July 2, 2015. We agree with the statements concerning |
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June 1, 2015 |
UNITED STATES OMB APPROVAL SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 OMB Number: 3235-0167 Expires: March 31, 2018 Estimated average burden hours per response . . . 1.50 FORM 15 CERTIFICATION AND NOTICE OF TERMINATION OF REGISTRATION UNDER SECTION 12(g) OF THE SECURITIES EXCHANGE ACT OF 1934 OR SUSPENSION OF DUTY TO FILE REPORTS UNDER SECTIONS 13 AND 15(d) OF THE SECURITIES EXCHANG |
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June 1, 2015 |
UNITED STATES OMB APPROVAL SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 OMB Number: 3235-0167 Expires: March 31, 2018 Estimated average burden hours per response . . . 1.50 FORM 15 CERTIFICATION AND NOTICE OF TERMINATION OF REGISTRATION UNDER SECTION 12(g) OF THE SECURITIES EXCHANGE ACT OF 1934 OR SUSPENSION OF DUTY TO FILE REPORTS UNDER SECTIONS 13 AND 15(d) OF THE SECURITIES EXCHANG |
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May 12, 2015 |
GFIG / GFI Group, Inc. / Bgc Partners, Inc. - AMENDMENT NO.20 TO SCHEDULE 13D Activist Investment SC 13D/A 1 d924076dsc13da.htm AMENDMENT NO.20 TO SCHEDULE 13D SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D (Rule 13d-101) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO RULE 13d-1(a) AND AMENDMENTS THERETO FILED PURSUANT TO RULE 13d-2(a) (Amendment No. 20)* GFI Group Inc. (Name of Issuer) Common Stock, par value $0.01 per share (Title of Class of Securities) 3 |
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May 11, 2015 |
AMENDED AND RESTATED EMPLOYMENT AGREEMENT Exhibit 10.3 AMENDED AND RESTATED EMPLOYMENT AGREEMENT This AMENDED AND RESTATED EMPLOYMENT AGREEMENT (?Agreement?), dated as of April 30, 2015 (the ?Effective Date?), is entered into by and between BGC Partners, L.P., a Delaware limited partnership (?BGC?), GFI Group Inc., a Delaware corporation (together with its successors and assigns, ?GFI? or the ?Company?), and Colin Heffron, an individual ( |
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May 11, 2015 |
FOURTH AMENDMENT TO CREDIT AGREEMENT EX-10.1 2 a15-78041ex10d1.htm EX-10.1 Exhibit 10.1 EXECUTION VERSION FOURTH AMENDMENT TO CREDIT AGREEMENT THIS FOURTH AMENDMENT TO CREDIT AGREEMENT dated as of April 30, 2015 (the “Agreement”) is entered into among GFI GROUP INC., a Delaware corporation (“GFI”), GFI HOLDINGS LIMITED, a company incorporated under the laws of England and Wales (the “Foreign Borrower”; together with GFI, the “Borrowe |
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May 11, 2015 |
EX-10.4 5 a15-78041ex10d4.htm EX-10.4 Exhibit 10.4 CONFIDENTIAL April 30, 2015 Ronald Levi 30 East 85th Street Apt. 19B New York, New York 10028 Re: Separation from Employment Dear Ron: This letter (“Agreement”) sets forth the agreement reached concerning the termination of your employment with GFI Group Inc. (the “Company”). You were employed by the Company pursuant to the terms of an employment |
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May 11, 2015 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q (Mark One) x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 FOR THE QUARTERLY PERIOD ENDED MARCH 31, 2015 OR o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 FOR THE TRANSITION PERIOD FROM TO Commission File No: 001-3 |
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May 11, 2015 |
EX-10.2 3 a15-78041ex10d2.htm EX-10.2 Exhibit 10.2 EMPLOYMENT AGREEMENT AGREEMENT, dated as of April 15, 2015 (such date, the “Effective Date”), by and between BGC Partners, L.P., a Delaware limited partnership (“BGC”), GFI Group Inc., a Delaware corporation (together with its successors and assigns, the “Company”), and Michael Gooch, an individual (“Executive”) (BGC, the Company and Executive col |
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May 1, 2015 |
Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-K/A (Amendment No. 1) x ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2014 OR o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file numbe |
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April 29, 2015 |
Form 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): April 29, 2015 GFI GROUP INC. (Exact name of registrant as specified in its charter) Delaware 001-34897 80-0006224 (State or other jurisdiction of incorporation) (Commission |
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April 29, 2015 |
EX-99.1 Exhibit 99.1 BGC Partners Reports Record First Quarter 2015 Financial Results The Company Produced Record Revenues and Post-tax Distributable Earnings BGC Increases Quarterly Dividend by 16.7% to 14 Cents GFI Group?s Results from March, 2015 Onward are Consolidated with those of BGC BGC Acquires 43 Million Newly Issued GFI Common Shares BGC Now Owns Approximately 67 percent of GFI Conferen |
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April 1, 2015 |
EX-99.1 Exhibit 99.1 BGC Partners Updates Its Outlook for the First Quarter of 2015 GFI Provides Preliminary March, 2015 Results GFI?s Results will be Consolidated with Those of BGC BGC?s 8.75% Convertible Senior Notes to be Converted Into Units and/or Common Shares NEW YORK, NY ? March 31, 2015 ? BGC Partners, Inc. (NASDAQ: BGCP) (?BGC Partners,? ?BGC,? or the ?Company?), a leading global brokera |
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April 1, 2015 |
Regulation FD Disclosure, Financial Statements and Exhibits Form 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): March 31, 2015 GFI GROUP INC. (Exact name of registrant as specified in its charter) Delaware 001-34897 80-0006224 (State or other jurisdiction of incorporation) (Commission |
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March 30, 2015 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 25 NOTIFICATION OF REMOVAL FROM LISTING AND/OR REGISTRATION UNDER SECTION 12(b) OF THE SECURITIES EXCHANGE ACT OF 1934. Commission File Number 001-34897 GFI Group Inc., New York Stock Exchange LLC (Exact name of Issuer as specified in its charter, and name of Exchange where security is listed and/or registered) 55 Water S |
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March 20, 2015 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): March 19, 2015 GFI GROUP INC. (Exact name of registrant as specified in its charter) Delaware 001-34897 80-0006224 (State or other jurisdiction (Commission (I.R.S. Employer of incorpo |
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March 20, 2015 |
Exhibit 99.1 GFI GROUP ANNOUNCES INTENTION TO VOLUNTARILY DELIST COMMON STOCK FROM NYSE AND DEREGISTER COMMON STOCK Expects to Make Voluntary SEC Filings with Respect to 8.375% Senior Notes NEW YORK, NY ? March 19, 2015 ? GFI Group Inc. (NYSE: GFIG) (?GFI Group,? ?GFI? or the ?Company?), a leading intermediary and provider of trading technologies and support services to the global over-the-counter |
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March 13, 2015 |
LIST OF SUBSIDIARIES OF GFI GROUP INC. QuickLinks - Click here to rapidly navigate through this document Exhibit 21.1 LIST OF SUBSIDIARIES OF GFI GROUP INC. Name of Subsidiary Jurisdiction of Formation GFI Securities (SA) Argentina GFI Australia Pty Ltd. Australia Kyte Funds SPC Cayman Islands GFI Brokers (Chile) Agentes De Valores SpA Chile GFI Advisory (China) Co. Limited China GFI Exchange Colombia (SA). Colombia GFI Securities Colo |
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March 13, 2015 |
COMPUTATION OF RATIO OF EARNINGS TO FIXED CHARGES (In thousands, except ratios) QuickLinks - Click here to rapidly navigate through this document Exhibit 12 COMPUTATION OF RATIO OF EARNINGS TO FIXED CHARGES (In thousands, except ratios) Year Ended December 31, 2014 2013 2012 2011 2010 Earnings: Income before provision for income taxes $ (136,816 ) $ (21,345 ) $ (1,257 ) $ 82 $ 31,803 Add (deduct): Equity in net earnings of unconsolidated businesses (7,611 ) (8,166 ) (8,569 ) |
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March 13, 2015 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-K Use these links to rapidly review the document TABLE OF CONTENTS Table of Contents Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D. |
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March 12, 2015 |
S-8 POS 1 a15-65036s8pos.htm S-8 POS As filed with the Securities and Exchange Commission on March 12, 2015 Registration No. 333-122905 Registration No. 333-152027 Registration No. 333-160344 Registration No. 333-167678 Registration No. 333-175271 Registration No. 333-182438 Registration No. 333-189602 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 POST-EFFECTIVE AMENDMENT |
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March 12, 2015 |
As filed with the Securities and Exchange Commission on March 12, 2015 Registration No. |
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March 12, 2015 |
As filed with the Securities and Exchange Commission on March 12, 2015 Registration No. |
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March 12, 2015 |
As filed with the Securities and Exchange Commission on March 12, 2015 Registration No. |
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March 12, 2015 |
As filed with the Securities and Exchange Commission on March 12, 2015 Registration No. |
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March 12, 2015 |
As filed with the Securities and Exchange Commission on March 12, 2015 Registration No. |
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March 12, 2015 |
As filed with the Securities and Exchange Commission on March 12, 2015 Registration No. |
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March 4, 2015 |
Exhibit 99.1 BGC PARTNERS AND GFI GROUP ANNOUNCE SUCCESSFUL COMPLETION OF TENDER OFFER Stockholders Representing 56.3% Percent of GFI Shares Supported BGC’s Offer; Payment for Shares Tendered Expected on March 3 Independent GFI Board Members Resign; BGC Appoints 6 out of 8 Directors on Expanded GFI Board NEW YORK, NY — February 27, 2015 — BGC Partners, Inc. (NASDAQ: BGCP) (“BGC Partners” or “BGC”) |
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March 4, 2015 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): February 26, 2015 GFI GROUP INC. (Exact name of registrant as specified in its charter) Delaware 001-34897 80-0006224 (State or other jurisdiction (Commission (I.R.S. Employer of inco |
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March 4, 2015 |
THIRD AMENDMENT TO CREDIT AGREEMENT EX-10.1 2 a15-35846ex10d1.htm EX-10.1 Exhibit 10.1 EXECUTION VERSION THIRD AMENDMENT TO CREDIT AGREEMENT THIS THIRD AMENDMENT TO CREDIT AGREEMENT dated as of February 27, 2015 (the “Agreement”) is entered into among GFI GROUP INC., a Delaware corporation (“GFI”), GFI HOLDINGS LIMITED, a company incorporated under the laws of England and Wales (the “Foreign Borrower”; together with GFI, the “Borrow |
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February 27, 2015 |
EX-99.(a)(5)(W) Exhibit (a)(5)(W) BGC PARTNERS AND GFI GROUP ANNOUNCE SUCCESSFUL COMPLETION OF TENDER OFFER Stockholders Representing 56.3% Percent of GFI Shares Supported BGC’s Offer; Payment for Shares Tendered Expected on March 3 Independent GFI Board Members Resign; BGC Appoints 6 out of 8 Directors on Expanded GFI Board NEW YORK, NY – February 27, 2015 – BGC Partners, Inc. (NASDAQ: BGCP) (“BG |
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February 27, 2015 |
GFIG / GFI Group, Inc. / Bgc Partners, Inc. - AMENDMENT NO.19 TO SCHEDULE TO Amendment No.19 to Schedule TO UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE TO (RULE 14d-100) Tender Offer Statement Pursuant to Section 14(d)(1) or 13(e)(1) of the Securities Exchange Act of 1934 (Amendment No. 19) GFI Group Inc. (Name of Subject Company) BGC Partners, L.P. (Offeror) BGC Partners, Inc. (Parent of Offeror) BGC Holdings, LLC BGC Holdings, L.P. BG |
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February 25, 2015 |
GFIG / GFI Group, Inc. SC 14D9/A - - SC 14D9/A SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 SCHEDULE 14D-9 Solicitation/Recommendation Statement Under Section 14(d)(4) of the Securities Exchange Act of 1934 (Amendment No. |
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February 25, 2015 |
Exhibit 99.1 BGC PARTNERS AND GFI GROUP REACH AGREEMENT GFI BOARD SUPPORTS BGC’S $6.10 PER SHARE TENDER OFFER GFI Board Recommends that GFI Stockholders Tender Their Shares to BGC BGC to Appoint 6 out of 8 Directors on Expanded GFI Board Stockholders Representing Almost 48% of GFI Common Shares Supported Tender Offer BGC Extends Tender Offer Deadline to February 26, 2015; No Further Extensions Exp |
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February 25, 2015 |
Exhibit (e)(38) EXECUTION VERSION February 5, 2015 CONFIDENTIAL BGC Partners, Inc. |
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February 25, 2015 |
Entry into a Material Definitive Agreement, Financial Statements and Exhibits, Other Events 8-K 1 a15-358458k.htm 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): February 19, 2015 GFI GROUP INC. (Exact name of registrant as specified in its charter) Delaware 001-34897 80-0006224 (State or other jurisdiction (Commissio |
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February 25, 2015 |
Consent of Greenhill & Co., LLC EX-99.(A)(5)(L) 3 a14-258528ex99da5l.htm EX-99.(A)(5)(L) Exhibit (a)(5)(L) Consent of Greenhill & Co., LLC We hereby consent to the inclusion of our opinion letter, dated February 19, 2015, to the Special Committee of the Board of Directors of GFI Group Inc. (“GFI”) as Annex A to, and to the description of such opinion and to the references to our name under the headings “Background of the Offer,” |
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February 25, 2015 |
Exhibit (a)(2)(H) Dear All, I am pleased to inform you that this morning we announced we have reached an agreement with BGC Partners in which our board of directors has unanimously agreed to support BGC’s tender offer for all of the outstanding shares of GFI stock at $6. |
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February 25, 2015 |
Exhibit 2.1 EXECUTION COPY TENDER OFFER AGREEMENT by and among BGC PARTNERS, INC., BGC PARTNERS, L.P. and GFI GROUP INC. Dated as of February 19, 2015 TABLE OF CONTENTS Page ARTICLE I DEFINED TERMS; THE OFFER 1 Section 1.1 Certain Defined Terms 1 Section 1.2 The Offer 14 Section 1.3 GFI Actions 17 Section 1.4 Directors of GFI 18 Section 1.5 Offer Documents; Schedule 14D-9 19 ARTICLE II REPRESENTAT |
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February 24, 2015 |
GFIG / GFI Group, Inc. / Bgc Partners, Inc. - AMENDMENT NO.18 TO SCHEDULE TO Amendment No.18 to Schedule TO UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE TO (RULE 14d-100) Tender Offer Statement Pursuant to Section 14(d)(1) or 13(e)(1) of the Securities Exchange Act of 1934 (Amendment No. 18) GFI Group Inc. (Name of Subject Company) BGC Partners, L.P. (Offeror) BGC Partners, Inc. (Parent of Offeror) BGC Holdings, LLC BGC Holdings, L.P. BG |
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February 20, 2015 |
EX-99.(d)(9) Exhibit (d)(9) TENDER OFFER AGREEMENT by and among BGC PARTNERS, INC., BGC PARTNERS, L.P. and GFI GROUP INC. Dated as of February 19, 2015 TABLE OF CONTENTS Page ARTICLE I DEFINED TERMS; THE OFFER 1 Section 1.1 Certain Defined Terms 1 Section 1.2 The Offer 14 Section 1.3 GFI Actions 17 Section 1.4 Directors of GFI 18 Section 1.5 Offer Documents; Schedule 14D-9 19 ARTICLE II REPRESENTA |
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February 20, 2015 |
EX-99.(a)(5)(V) Exhibit (a)(5)(V) BGC PARTNERS AND GFI GROUP REACH AGREEMENT GFI BOARD SUPPORTS BGC’S $6.10 PER SHARE TENDER OFFER GFI Board Recommends that GFI Stockholders Tender Their Shares to BGC BGC to Appoint 6 out of 8 Directors on Expanded GFI Board Stockholders Representing Almost 48% of GFI Common Shares Supported Tender Offer BGC Extends Tender Offer Deadline to February 26, 2015; No F |
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February 20, 2015 |
EX-99(a)(1)(H Exhibit (a)(1)(H) AMENDED AND RESTATED LETTER OF TRANSMITTAL to Tender Shares of Common Stock of GFI Group Inc. |
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February 20, 2015 |
EX-99.A1J 5 d877852dex99a1j.htm EX-99(A)(1)(J) Exhibit (a)(1)(J) Amended and Restated Offer to Purchase for Cash All Outstanding Shares of Common Stock of GFI Group Inc. at $6.10 NET PER SHARE pursuant to the Amended and Restated Offer to Purchase dated February 20, 2015 by BGC Partners, L.P., an operating subsidiary of BGC Partners, Inc. THE OFFER AND WITHDRAWAL RIGHTS WILL EXPIRE AT 5:00 P.M., N |
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February 20, 2015 |
EX-99(a)(1)(K) Exhibit (a)(1)(K) Amended and Restated Offer to Purchase for Cash All Outstanding Shares of Common Stock of GFI Group Inc. |
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February 20, 2015 |
GFIG / GFI Group, Inc. SC 14F1 - - SC 14F1 UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 SCHEDULE 14F-1 INFORMATION STATEMENT PURSUANT TO SECTION 14(F) OF THE SECURITIES EXCHANGE ACT OF 1934 AND RULE 14f-1 THEREUNDER GFI Group Inc. |
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February 20, 2015 |
GFIG / GFI Group, Inc. / Bgc Partners, Inc. - AMENDMENT NO.17 TO SCHEDULE TO UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE TO (RULE 14d-100) Tender Offer Statement Pursuant to Section 14(d)(1) or 13(e)(1) of the Securities Exchange Act of 1934 (Amendment No. 17) GFI Group Inc. (Name of Subject Company) BGC Partners, L.P. (Offeror) BGC Partners, Inc. (Parent of Offeror) BGC Holdings, LLC BGC Holdings, L.P. BGC GP, LLC Cantor Fitzgerald, L. |
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February 20, 2015 |
EX-99.A1G 2 d877852dex99a1g.htm EX-99.(A)(1)(G) Exhibit (a)(1)(G) Amended and Restated Offer to Purchase for Cash All Outstanding Shares of Common Stock of GFI Group Inc. At $6.10 Net Per Share by BGC Partners, L.P. an operating subsidiary of BGC Partners, Inc. THE OFFER AND WITHDRAWAL RIGHTS EXPIRE AT 5:00 P.M. NEW YORK CITY TIME ON FEBRUARY 26, 2015. BGC Partners, L.P., a Delaware limited partne |
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February 20, 2015 |
EX-99.A1I 4 d877852dex99a1i.htm EX-99(A)(1)(I) Exhibit (a)(1)(I) Amended and Restated Notice of Guaranteed Delivery to Tender Shares of Common Stock of GFI Group Inc. at $6.10 NET PER SHARE pursuant to the Amended and Restated Offer to Purchase dated February 20, 2015 by BGC Partners, L.P., an operating subsidiary of BGC Partners, Inc. (Not to be used for signature guarantees) THE OFFER AND WITHDR |
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February 19, 2015 |
GFIG / GFI Group, Inc. SC 14D9/A - - SC 14D9/A SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 SCHEDULE 14D-9 Solicitation/Recommendation Statement Under Section 14(d)(4) of the Securities Exchange Act of 1934 (Amendment No. |
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February 10, 2015 |
EX-99.(a)(5)(U) Exhibit (a)(5)(U) INFORMATION STATEMENT PURSUANT TO SECTION 14(F) OF THE SECURITIES EXCHANGE ACT OF 1934 AND RULE 14F-1 THEREUNDER NO VOTE OR OTHER ACTION OF SECURITY HOLDERS IS REQUIRED IN CONNECTION WITH THIS INFORMATION STATEMENT INTRODUCTION This Information Statement is being made available on February 10, 2015 to holders of common stock, par value $0.01 per share (the “Common |
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February 10, 2015 |
GFIG / GFI Group, Inc. / Bgc Partners, Inc. - AMENDMENT NO. 16 TO SCHEDULE TO Amendment No. 16 to Schedule TO UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE TO (RULE 14d-100) Tender Offer Statement Pursuant to Section 14(d)(1) or 13(e)(1) of the Securities Exchange Act of 1934 (Amendment No. 16) GFI Group Inc. (Name of Subject Company) BGC Partners, L.P. (Offeror) BGC Partners, Inc. (Parent of Offeror) BGC Holdings, LLC BGC Holdings, L.P. B |
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February 5, 2015 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): January 30, 2015 GFI GROUP INC. (Exact name of registrant as specified in its charter) Delaware 001-34897 80-0006224 (State or other jurisdiction of incorporation) (Commission File Nu |
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February 5, 2015 |
AMENDMENT NO. 2 TO EMPLOYMENT AGREEMENT Exhibit 10.1 AMENDMENT NO. 2 TO EMPLOYMENT AGREEMENT This AMENDMENT NO. 2 (this “Second Amendment”) to that certain Employment Agreement, dated as of November 18, 2002, as amended by Amendment No. 1, dated as of December 24, 2008 (together, the “Agreement”), by and between GFI Group Inc., a Delaware corporation (the “Company”), and James A. Peers (“Executive”), is made on February 3, 2015 (the “Se |
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February 5, 2015 |
Exhibit 99.1 FOR IMMEDIATE RELEASE CME Group and GFI Group Terminate Merger Agreement LONDON, CHICAGO and NEW YORK, January 30, 2015 — CME Group Inc. and GFI Group Inc. today announced that they have each determined to terminate their previously announced merger agreement following today’s special meeting of GFI shareholders. Preliminary results from the GFI shareholder meeting held earlier today |
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February 5, 2015 |
Exhibit 99.3 GFI Group Board Comments on BGC Tender Offer Urges Shareholders to Take No Action on BGC Tender Offer Says Board Is Actively Exploring Strategic Alternatives with Any and All Interested Parties to Maximize Value for All Shareholders LONDON and NEW YORK, February 2, 2015 — GFI Group Inc. (“GFI Group”, “GFI” or the “Company”), a leading intermediary and provider of trading technologies |
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February 5, 2015 |
Exhibit (a)(2)(E) Dear GFI Colleagues, As you may know, a special meeting of GFI shareholders took place on Friday to vote on the GFI/CME transaction. |
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February 5, 2015 |
GFIG / GFI Group, Inc. SC 14D9/A - - SC 14D9/A SC 14D9/A 1 a15-35843sc14d9a.htm SC 14D9/A SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 SCHEDULE 14D-9 Solicitation/Recommendation Statement Under Section 14(d)(4) of the Securities Exchange Act of 1934 (Amendment No. 8) GFI Group Inc. (Name of Subject Company) GFI Group Inc. (Name of Person Filing Statement) Common Stock, $0.01 par value (Title of Class of Securities) 361652209 (CUSIP |
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February 5, 2015 |
GFI Group Board Announces Exploration of Strategic Alternatives Exhibit 99.2 GFI Group Board Announces Exploration of Strategic Alternatives LONDON and NEW YORK, January 30, 2015 — GFI Group Inc. (“GFI Group”, “GFI” or the “Company”), a leading intermediary and provider of trading technologies and support services to the global OTC and listed markets, announced today that the Company’s Board of Directors will explore strategic alternatives with any and all int |
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February 5, 2015 |
Exhibit (a)(5)(G) Michael Gooch Issues Note to GFI Group Stockholders Urges GFI Stockholders to vote FOR the CME Transaction’s Merger Consideration of $5. |
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February 5, 2015 |
Exhibit (a)(5)(E) Michael Gooch Issues Open Letter to GFI Group Stockholders Letter Highlights CME Transaction’s Increased Merger Consideration of $5. |
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February 4, 2015 |
GFIG / GFI Group, Inc. / Bgc Partners, Inc. - AMENDMENT NO. 15 TO SCHEDULE TO Amendment No. 15 to Schedule TO UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE TO (RULE 14d-100) Tender Offer Statement Pursuant to Section 14(d)(1) or 13(e)(1) of the Securities Exchange Act of 1934 (Amendment No. 15) GFI Group Inc. (Name of Subject Company) BGC Partners, L.P. (Offeror) BGC Partners, Inc. (Parent of Offeror) BGC Holdings, LLC BGC Holdings, L.P. B |
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February 4, 2015 |
EX-99.(a)(5)(T) Exhibit (a)(5)(T) BGC EXTENDS ALL-CASH TENDER OFFER TO ACQUIRE GFI GROUP FOR $6.10 PER SHARE TO FEBRUARY 19 Including Shares Owned by BGC, Stockholders Representing Approximately 70% of GFI’s Shares Not Owned by Executives and/or Directors Supported Proposed Transaction Only an Additional 1.7% of Total Shares Needed BGC Urges All GFI Stockholders to Tender Their Shares NEW YORK, NY |
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February 3, 2015 |
EX-99.(a)(5)(R) Exhibit (a)(5)(R) GFI SHAREHOLDERS STRONGLY REJECT THE PROPOSED CME-GFI MANAGEMENT MERGER PROPOSAL A Rejection by GFI Shareholders Would Mean that BGC’s Tender Offer is the Only Remaining Takeover Offer BGC Urges GFI Shareholders to Tender Their Shares into BGC’s $6.10 Per Share Offer NEW YORK, NY – January 30, 2015 – BGC Partners, Inc. (NASDAQ: BGCP) (“BGC Partners,” “the Company, |
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February 3, 2015 |
Exhibit 99.(a)(5)(S) Exhibit (a)(5)(S) BGC PARTNERS URGES SHAREHOLDERS TO DISREGARD GFI’S ODD CLAIM THAT IT “WILL EXPLORE STRATEGIC ALTERNATIVES” AND PROMPTLY TENDER INTO THE BEST AND ONLY OFFER AVAILABLE BGC’s Tender Offer Provides GFI Shareholders with Significant Value, Certainty and Speed to Closing BGC Urges GFI Shareholders to Tender Their Shares Into BGC’s $6.10 Per Share Offer by the Febru |
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February 3, 2015 |
GFIG / GFI Group, Inc. / Bgc Partners, Inc. - AMENDMENT NO. 14 TO SCHEDULE TO Amendment No. 14 to Schedule TO UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE TO (RULE 14d-100) Tender Offer Statement Pursuant to Section 14(d)(1) or 13(e)(1) of the Securities Exchange Act of 1934 (Amendment No. 14) GFI Group Inc. (Name of Subject Company) BGC Partners, L.P. (Offeror) BGC Partners, Inc. (Parent of Offeror) BGC Holdings, LLC BGC Holdings, L.P. B |
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January 29, 2015 |
AMENDMENT NO. 2 TO EMPLOYMENT AGREEMENT Exhibit (e)(17) AMENDMENT NO. 2 TO EMPLOYMENT AGREEMENT This AMENDMENT NO. 2 (this “Amendment”) to that certain Employment Agreement, dated as of August 20, 2008, as amended (the “Agreement”), by and between GFI Group Inc., a Delaware corporation (the “Company”), and Ronald Levi (“Executive”), is made on March 30, 2009 (the “Amendment Effective Date”). WHEREAS, the Company and Executive desire to |
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January 29, 2015 |
[Signature Page to Escrow Letter for BGC-GFI Tender Offer Agreement] Tender Offer Agreement EX-99.(d)(7) Exhibit (d)(7) January 28, 2015 Board of Directors and Special Committee of GFI Group Inc. c/o Christopher D’Antuono, General Counsel and Corporate Secretary GFI Group Inc. 55 Water Street New York, New York 10041 c/o Morton A. Pierce and Bryan J. Luchs White & Case LLP 1155 Avenue of the Americas New York, New York 10036 Ladies & Gentlemen: For the purpose of entering into that certa |
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January 29, 2015 |
GFIG / GFI Group, Inc. 425 - Merger Prospectus - 425 Filed pursuant to Rule 425 under the Securities Act of 1933, as amended Filer: Jersey Partners Inc. |
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January 29, 2015 |
EX-99.(a)(5)(Q) Exhibit (a)(5)(Q) BGC RE-AFFIRMS OFFER TO ACQUIRE GFI FOR $6.10 PER SHARE IN CASH BGC Sends Executed Agreement Which Includes Terms Obligating BGC to Complete $6.10 per Share Tender Offer if CME Merger Vote Fails and GFI Countersigns ISS Issues an Additional Note on the Proposed GFI Management-CME Merger Further Highlighting What ISS has Deemed “Significant Conflicts of Interest” I |
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January 29, 2015 |
Exhibit (e)(13) EMPLOYMENT AGREEMENT This EMPLOYMENT AGREEMENT (“Agreement”), is made as of November 18, 2002, by and between GFI Group Inc. |
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January 29, 2015 |
AMENDED AND RESTATED GFI GROUP INC. 2008 EQUITY INCENTIVE PLAN * * * * * Exhibit (e)(18) AMENDED AND RESTATED GFI GROUP INC. 2008 EQUITY INCENTIVE PLAN * * * * * 1 GFI GROUP INC. 2008 EQUITY INCENTIVE PLAN Amended and Restated Effective February 7, 2013 ARTICLE I EFFECTIVE DATE AND PURPOSE 1.1 Effective Date. The Plan shall be known as the GFI Group Inc. 2008 Equity Incentive Plan. The Plan was originally adopted by the Board of Directors of GFI Group Inc. (the “Compan |
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January 29, 2015 |
JEFFERIES FINANCE LLC 520 Madison Avenue New York, New York 10022 Exhibit (e)(10) Execution Version JEFFERIES FINANCE LLC 520 Madison Avenue New York, New York 10022 CONFIDENTIAL January 15, 2015 AMENDED AND RESTATED COMMITMENT LETTER GFI Holdco Inc. |
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January 29, 2015 |
GFIG / GFI Group, Inc. / Bgc Partners, Inc. - AMENDMENT NO.13 TO SCHEDULE TO Amendment No.13 to Schedule TO UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE TO (RULE 14d-100) Tender Offer Statement Pursuant to Section 14(d)(1) or 13(e)(1) of the Securities Exchange Act of 1934 (Amendment No. 13) GFI Group Inc. (Name of Subject Company) BGC Partners, L.P. (Offeror) BGC Partners, Inc. (Parent of Offeror) BGC Holdings, LLC BGC Holdings, L.P. BG |
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January 29, 2015 |
AMENDMENT NO. 3 TO AGREEMENT AND PLAN OF MERGER Exhibit (e)(7) Execution Version AMENDMENT NO. 3 TO AGREEMENT AND PLAN OF MERGER This Amendment No. 3 to Agreement and Plan of Merger, dated as of January 22, 2015 (this “Amendment”), is made and entered into among CME Group Inc., a Delaware corporation (“CME”), Cheetah Acquisition Corp., a Delaware corporation and a wholly-owned CME Subsidiary (“Merger Sub 1”), Cheetah Acquisition LLC, a Delaware |
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January 29, 2015 |
AMENDMENT NO. 3 TO AGREEMENT AND PLAN OF MERGER Exhibit (e)(3) Execution Version AMENDMENT NO. 3 TO AGREEMENT AND PLAN OF MERGER This Amendment No. 3 to Agreement and Plan of Merger, dated as of January 22, 2015 (this “Amendment”), is made and entered into among GFI Group Inc., a Delaware corporation (“GFI”), CME Group Inc., a Delaware corporation (“CME”), Commodore Acquisition Corp., a Delaware corporation and a wholly-owned CME Subsidiary (“M |
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January 29, 2015 |
Exhibit (e)(14) AMENDMENT NO. 1 TO EMPLOYMENT AGREEMENT This AMENDMENT NO. 1 (this “Amendment”) to that certain Employment Agreement, dated as of November 18, 2002 (the “Agreement”), by and between GFI Group Inc., a Delaware corporation (the “Company”), and James A. Peers (“Executive”), is made on December 24, 2008 (the “Amendment Effective Date”). WHEREAS, the Company and Executive desire to amen |
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January 29, 2015 |
Exhibit (a)(1) Michael Gooch Issues Open Letter to GFI Group Stockholders Letter Highlights CME Transaction’s Increased Merger Consideration of $5. |
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January 29, 2015 |
GFIG / GFI Group, Inc. 425 - Merger Prospectus - 425 QuickLinks - Click here to rapidly navigate through this document Filed pursuant to Rule 425 under the Securities Act of 1933, as amended Filer: Jersey Partners Inc. |
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January 29, 2015 |
QuickLinks - Click here to rapidly navigate through this document Exhibit (e)(5) Conformed Copy AGREEMENT AND PLAN OF MERGER AMONG CME GROUP INC. |
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January 29, 2015 |
AMENDMENT NO. 2 TO PURCHASE AGREEMENT Exhibit (e)(9) Execution Version AMENDMENT NO. 2 TO PURCHASE AGREEMENT This Amendment No. 2 to Purchase Agreement, dated as of January 15, 2015 (this “Amendment”), is made and entered into among Commodore Acquisition LLC, a Delaware limited liability company (“Seller”), GFI Brokers Holdco Ltd., a Bermuda limited company (“IDB Buyer”), CME Group Inc., a Delaware corporation (“CME”) (solely for purp |
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January 29, 2015 |
QuickLinks - Click here to rapidly navigate through this document Exhibit (e)(8) Conformed Copy PURCHASE AGREEMENT AMONG COMMODORE ACQUISITION LLC, GFI BROKERS HOLDCO LTD, CME GROUP INC. |
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January 29, 2015 |
QuickLinks - Click here to rapidly navigate through this document Exhibit (e)(1) Conformed Copy AGREEMENT AND PLAN OF MERGER AMONG GFI GROUP INC. |
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January 29, 2015 |
QuickLinks - Click here to rapidly navigate through this document Exhibit (e)(4) Execution Version SUPPORT AGREEMENT This Support Agreement, dated as of July 30, 2014 (this "Agreement"), is made and entered into by and among CME Group Inc. |
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January 29, 2015 |
EX-99.(a)(5)(P) Exhibit (a)(5)(P) BGC ISSUES LETTER TO GFI SHAREHOLDERS DATED JANUARY 28, 2015 Urges GFI Shareholders to Vote AGAINST the Inferior CME-GFI Management Transaction and Tender Their Shares to BGC NEW YORK, NY – January 28, 2015 – BGC Partners, Inc. (NASDAQ: BGCP) (“BGC Partners,” “the Company,” or “BGC”), a leading global brokerage company servicing the financial and real estate marke |
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January 29, 2015 |
Exhibit (e)(15) CONFIDENTIAL EMPLOYMENT AGREEMENT This EMPLOYMENT AGREEMENT (“Agreement”) is entered into as of August 20, 2008, by and between GFI Group Inc. |
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January 29, 2015 |
Exhibit (e)(16) AMENDMENT NO. 1 TO EMPLOYMENT AGREEMENT This AMENDMENT NO. 1 (this “Amendment”) to that certain Employment Agreement, dated as of August 20, 2008 (the “Agreement”), by and between GFI Group Inc., a Delaware corporation (the “Company”), and Ronald Levi (“Executive”), is made on December 31, 2008 (the “Amendment Effective Date”). WHEREAS, the Company and Executive desire to amend the |
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January 29, 2015 |
EX-99.(d)(8) Exhibit (d)(8) EXECUTION VERSION TENDER OFFER AGREEMENT by and among BGC PARTNERS, INC., BGC PARTNERS, L.P. and GFI GROUP INC. Delivered by BGC Partners, Inc. and BGC Partners, L.P. as of January 28, 2015 TABLE OF CONTENTS Page ARTICLE I DEFINED TERMS; THE OFFER 2 Section 1.1 Certain Defined Terms 2 Section 1.2 The Offer 12 Section 1.3 GFI Actions 15 Section 1.4 Directors of GFI 17 Se |
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January 29, 2015 |
EX-99.(E)(11) 13 a2221907zex-99e11.htm EX-99.(E)(11) Exhibit (e)(11) CONFIDENTIAL EMPLOYMENT AGREEMENT This EMPLOYMENT AGREEMENT (“Agreement”) is entered into as of April 30, 2007 (the “Effective Date”), by and between GFI Group Inc. (the “Company” or “GFI”), a Delaware Corporation and Colin Heffron, an individual (“Executive”). WHEREAS, the Executive is currently employed as the President (the “P |
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January 29, 2015 |
AMENDMENT NO. 2 TO AGREEMENT AND PLAN OF MERGER Exhibit (e)(2) Execution Version AMENDMENT NO. 2 TO AGREEMENT AND PLAN OF MERGER This Amendment No. 2 to Agreement and Plan of Merger, dated as of January 15, 2015 (this “Amendment”), is made and entered into among GFI Group Inc., a Delaware corporation (“GFI”), CME Group Inc., a Delaware corporation (“CME”), Commodore Acquisition Corp., a Delaware corporation and a wholly-owned CME Subsidiary (“M |
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January 29, 2015 |
AMENDMENT NO. 2 TO AGREEMENT AND PLAN OF MERGER Exhibit (e)(6) Execution Version AMENDMENT NO. 2 TO AGREEMENT AND PLAN OF MERGER This Amendment No. 2 to Agreement and Plan of Merger, dated as of January 15, 2015 (this “Amendment”), is made and entered into among CME Group Inc., a Delaware corporation (“CME”), Cheetah Acquisition Corp., a Delaware corporation and a wholly-owned CME Subsidiary (“Merger Sub 1”), Cheetah Acquisition LLC, a Delaware |
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January 29, 2015 |
EX-99.(E)(12) 14 a2221907zex-99e12.htm EX-99.(E)(12) Exhibit (e)(12) AMENDMENT NO. 1 TO EMPLOYMENT AGREEMENT This AMENDMENT NO. 1 (this “Amendment”) to that certain Employment Agreement, dated as of April 30, 2007 (the “Agreement”), by and between GFI Group Inc., a Delaware corporation (the “Company”), and Colin Heffron (“Executive”), is made on December 31, 2008 (the “Amendment Effective Date”). |
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January 27, 2015 |
QuickLinks - Click here to rapidly navigate through this document Exhibit (e)(5) Conformed Copy AGREEMENT AND PLAN OF MERGER AMONG CME GROUP INC. |
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January 27, 2015 |
Exhibit (e)(11) CONFIDENTIAL EMPLOYMENT AGREEMENT This EMPLOYMENT AGREEMENT (“Agreement”) is entered into as of April 30, 2007 (the “Effective Date”), by and between GFI Group Inc. |
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January 27, 2015 |
QuickLinks - Click here to rapidly navigate through this document Exhibit (e)(1) Conformed Copy AGREEMENT AND PLAN OF MERGER AMONG GFI GROUP INC. |
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January 27, 2015 |
AMENDMENT NO. 3 TO AGREEMENT AND PLAN OF MERGER Exhibit (e)(3) Execution Version AMENDMENT NO. 3 TO AGREEMENT AND PLAN OF MERGER This Amendment No. 3 to Agreement and Plan of Merger, dated as of January 22, 2015 (this “Amendment”), is made and entered into among GFI Group Inc., a Delaware corporation (“GFI”), CME Group Inc., a Delaware corporation (“CME”), Commodore Acquisition Corp., a Delaware corporation and a wholly-owned CME Subsidiary (“M |
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January 27, 2015 |
QuickLinks - Click here to rapidly navigate through this document Exhibit (e)(4) Execution Version SUPPORT AGREEMENT This Support Agreement, dated as of July 30, 2014 (this "Agreement"), is made and entered into by and among CME Group Inc. |
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January 27, 2015 |
AMENDMENT NO. 3 TO AGREEMENT AND PLAN OF MERGER Exhibit (e)(7) Execution Version AMENDMENT NO. 3 TO AGREEMENT AND PLAN OF MERGER This Amendment No. 3 to Agreement and Plan of Merger, dated as of January 22, 2015 (this “Amendment”), is made and entered into among CME Group Inc., a Delaware corporation (“CME”), Cheetah Acquisition Corp., a Delaware corporation and a wholly-owned CME Subsidiary (“Merger Sub 1”), Cheetah Acquisition LLC, a Delaware |
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January 27, 2015 |
Exhibit (e)(14) AMENDMENT NO. 1 TO EMPLOYMENT AGREEMENT This AMENDMENT NO. 1 (this “Amendment”) to that certain Employment Agreement, dated as of November 18, 2002 (the “Agreement”), by and between GFI Group Inc., a Delaware corporation (the “Company”), and James A. Peers (“Executive”), is made on December 24, 2008 (the “Amendment Effective Date”). WHEREAS, the Company and Executive desire to amen |
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January 27, 2015 |
AMENDMENT NO. 2 TO AGREEMENT AND PLAN OF MERGER EX-99.(E)(2) 4 a2221907zex-99e2.htm EX-99.(E)(2) Exhibit (e)(2) Execution Version AMENDMENT NO. 2 TO AGREEMENT AND PLAN OF MERGER This Amendment No. 2 to Agreement and Plan of Merger, dated as of January 15, 2015 (this “Amendment”), is made and entered into among GFI Group Inc., a Delaware corporation (“GFI”), CME Group Inc., a Delaware corporation (“CME”), Commodore Acquisition Corp., a Delaware |
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January 27, 2015 |
AMENDED AND RESTATED GFI GROUP INC. 2008 EQUITY INCENTIVE PLAN * * * * * Exhibit (e)(18) AMENDED AND RESTATED GFI GROUP INC. 2008 EQUITY INCENTIVE PLAN * * * * * 1 GFI GROUP INC. 2008 EQUITY INCENTIVE PLAN Amended and Restated Effective February 7, 2013 ARTICLE I EFFECTIVE DATE AND PURPOSE 1.1 Effective Date. The Plan shall be known as the GFI Group Inc. 2008 Equity Incentive Plan. The Plan was originally adopted by the Board of Directors of GFI Group Inc. (the “Compan |
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January 27, 2015 |
EX-99.(E)(13) 15 a2221907zex-99e13.htm EX-99.(E)(13) Exhibit (e)(13) EMPLOYMENT AGREEMENT This EMPLOYMENT AGREEMENT (“Agreement”), is made as of November 18, 2002, by and between GFI Group Inc. (the “Company” or “GFI”), a Delaware Corporation, having offices at 100 Wall Street, New York, New York, and James A. Peers, who currently resides at 2658 North Southport Avenue, Unit G, Chicago, Illinois 6 |
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January 27, 2015 |
Exhibit (e)(15) CONFIDENTIAL EMPLOYMENT AGREEMENT This EMPLOYMENT AGREEMENT (“Agreement”) is entered into as of August 20, 2008, by and between GFI Group Inc. |
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January 27, 2015 |
AMENDMENT NO. 2 TO AGREEMENT AND PLAN OF MERGER Exhibit (e)(6) Execution Version AMENDMENT NO. 2 TO AGREEMENT AND PLAN OF MERGER This Amendment No. 2 to Agreement and Plan of Merger, dated as of January 15, 2015 (this “Amendment”), is made and entered into among CME Group Inc., a Delaware corporation (“CME”), Cheetah Acquisition Corp., a Delaware corporation and a wholly-owned CME Subsidiary (“Merger Sub 1”), Cheetah Acquisition LLC, a Delaware |
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January 27, 2015 |
JEFFERIES FINANCE LLC 520 Madison Avenue New York, New York 10022 Exhibit (e)(10) Execution Version JEFFERIES FINANCE LLC 520 Madison Avenue New York, New York 10022 CONFIDENTIAL January 15, 2015 AMENDED AND RESTATED COMMITMENT LETTER GFI Holdco Inc. |
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January 27, 2015 |
AMENDMENT NO. 2 TO PURCHASE AGREEMENT Exhibit (e)(9) Execution Version AMENDMENT NO. 2 TO PURCHASE AGREEMENT This Amendment No. 2 to Purchase Agreement, dated as of January 15, 2015 (this “Amendment”), is made and entered into among Commodore Acquisition LLC, a Delaware limited liability company (“Seller”), GFI Brokers Holdco Ltd., a Bermuda limited company (“IDB Buyer”), CME Group Inc., a Delaware corporation (“CME”) (solely for purp |
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January 27, 2015 |
Exhibit (e)(16) AMENDMENT NO. 1 TO EMPLOYMENT AGREEMENT This AMENDMENT NO. 1 (this “Amendment”) to that certain Employment Agreement, dated as of August 20, 2008 (the “Agreement”), by and between GFI Group Inc., a Delaware corporation (the “Company”), and Ronald Levi (“Executive”), is made on December 31, 2008 (the “Amendment Effective Date”). WHEREAS, the Company and Executive desire to amend the |
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January 27, 2015 |
AMENDMENT NO. 2 TO EMPLOYMENT AGREEMENT Exhibit (e)(17) AMENDMENT NO. 2 TO EMPLOYMENT AGREEMENT This AMENDMENT NO. 2 (this “Amendment”) to that certain Employment Agreement, dated as of August 20, 2008, as amended (the “Agreement”), by and between GFI Group Inc., a Delaware corporation (the “Company”), and Ronald Levi (“Executive”), is made on March 30, 2009 (the “Amendment Effective Date”). WHEREAS, the Company and Executive desire to |
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January 27, 2015 |
QuickLinks - Click here to rapidly navigate through this document Exhibit (e)(8) Conformed Copy PURCHASE AGREEMENT AMONG COMMODORE ACQUISITION LLC, GFI BROKERS HOLDCO LTD, CME GROUP INC. |
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January 27, 2015 |
GFIG / GFI Group, Inc. SC 14D9 - - SC 14D9 QuickLinks - Click here to rapidly navigate through this document UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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January 27, 2015 |
Exhibit (e)(12) AMENDMENT NO. 1 TO EMPLOYMENT AGREEMENT This AMENDMENT NO. 1 (this “Amendment”) to that certain Employment Agreement, dated as of April 30, 2007 (the “Agreement”), by and between GFI Group Inc., a Delaware corporation (the “Company”), and Colin Heffron (“Executive”), is made on December 31, 2008 (the “Amendment Effective Date”). WHEREAS, the Company and Executive desire to amend th |
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January 27, 2015 |
Exhibit (a)(1) Michael Gooch Issues Open Letter to GFI Group Stockholders Letter Highlights CME Transaction’s Increased Merger Consideration of $5. |
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January 26, 2015 |
Financial Statements and Exhibits, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): January 23, 2015 GFI GROUP INC. (Exact name of registrant as specified in its charter) Delaware 001-34897 80-0006224 (State or other jurisdiction (Commission (I.R.S. Employer of incor |
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January 26, 2015 |
Exhibit 99.1 GFI Group Reschedules Special Meeting of GFI Stockholders to Allow Stockholders Additional Time to Review Additional Disclosures LONDON and NEW YORK, January 23, 2015 — GFI Group Inc. (“GFI Group” or “GFI”), a leading intermediary and provider of trading technologies and support services to the global OTC and listed markets, announced today that it has rescheduled the Special Meeting |
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January 26, 2015 |
GFIG / GFI Group, Inc. SC 14D9/A - - SC 14D9/A SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 SCHEDULE 14D-9 Solicitation/Recommendation Statement Under Section 14(d)(4) of the Securities Exchange Act of 1934 (Amendment No. |
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January 26, 2015 |
Exhibit 99.1 GFI Group Reschedules Special Meeting of GFI Stockholders to Allow Stockholders Additional Time to Review Additional Disclosures LONDON and NEW YORK, January 23, 2015 — GFI Group Inc. (“GFI Group” or “GFI”), a leading intermediary and provider of trading technologies and support services to the global OTC and listed markets, announced today that it has rescheduled the Special Meeting |
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January 26, 2015 |
GFIG / GFI Group, Inc. 425 - Merger Prospectus - 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): January 26, 2015 GFI GROUP INC. (Exact name of registrant as specified in its charter) Delaware 001-34897 80-0006224 (State or other jurisdiction of incorporation) (Commission File Nu |
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January 26, 2015 |
Financial Statements and Exhibits, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): January 26, 2015 GFI GROUP INC. (Exact name of registrant as specified in its charter) Delaware 001-34897 80-0006224 (State or other jurisdiction of incorporation) (Commission File Nu |
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January 26, 2015 |
GFIG / GFI Group, Inc. 425 - Merger Prospectus - 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): January 23, 2015 GFI GROUP INC. (Exact name of registrant as specified in its charter) Delaware 001-34897 80-0006224 (State or other jurisdiction (Commission (I.R.S. Employer of incor |
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January 26, 2015 |
Exhibit 99.1 1 Shareholder Presentation January 2015 Fixed Income Financials Equity Commodity Trading Systems Data & Analytics Forward Looking Statements Certain matters discussed in this presentation contain forward-looking statements within the meaning of the Private Securities Litigation Reform Act of 1995. These forward-looking statements include, but are not limited to (i) plans, objectives, |
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January 26, 2015 |
Exhibit 99.1 1 Shareholder Presentation January 2015 Fixed Income Financials Equity Commodity Trading Systems Data & Analytics Forward Looking Statements Certain matters discussed in this presentation contain forward-looking statements within the meaning of the Private Securities Litigation Reform Act of 1995. These forward-looking statements include, but are not limited to (i) plans, objectives, |
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January 23, 2015 |
GFIG / GFI Group, Inc. 425 - Merger Prospectus - 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): January 22, 2015 GFI GROUP INC. (Exact name of registrant as specified in its charter) Delaware 001-34897 80-0006224 (State or other jurisdiction (Commission (I.R.S. Employer of incor |
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January 23, 2015 |
AMENDMENT NO. 3 TO AGREEMENT AND PLAN OF MERGER Exhibit 2.1 Execution Version AMENDMENT NO. 3 TO AGREEMENT AND PLAN OF MERGER This Amendment No. 3 to Agreement and Plan of Merger, dated as of January 22, 2015 (this “Amendment”), is made and entered into among GFI Group Inc., a Delaware corporation (“GFI”), CME Group Inc., a Delaware corporation (“CME”), Commodore Acquisition Corp., a Delaware corporation and a wholly-owned CME Subsidiary (“Merg |
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January 23, 2015 |
AMENDMENT NO. 3 TO AGREEMENT AND PLAN OF MERGER Exhibit 2.2 Execution Version AMENDMENT NO. 3 TO AGREEMENT AND PLAN OF MERGER This Amendment No. 3 to Agreement and Plan of Merger, dated as of January 22, 2015 (this “Amendment”), is made and entered into among CME Group Inc., a Delaware corporation (“CME”), Cheetah Acquisition Corp., a Delaware corporation and a wholly-owned CME Subsidiary (“Merger Sub 1”), Cheetah Acquisition LLC, a Delaware li |
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January 23, 2015 |
Entry into a Material Definitive Agreement, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): January 22, 2015 GFI GROUP INC. (Exact name of registrant as specified in its charter) Delaware 001-34897 80-0006224 (State or other jurisdiction (Commission (I.R.S. Employer of incor |
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January 23, 2015 |
AMENDMENT NO. 3 TO AGREEMENT AND PLAN OF MERGER Exhibit 2.1 Execution Version AMENDMENT NO. 3 TO AGREEMENT AND PLAN OF MERGER This Amendment No. 3 to Agreement and Plan of Merger, dated as of January 22, 2015 (this “Amendment”), is made and entered into among GFI Group Inc., a Delaware corporation (“GFI”), CME Group Inc., a Delaware corporation (“CME”), Commodore Acquisition Corp., a Delaware corporation and a wholly-owned CME Subsidiary (“Merg |
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January 23, 2015 |
AMENDMENT NO. 3 TO AGREEMENT AND PLAN OF MERGER Exhibit 2.2 Execution Version AMENDMENT NO. 3 TO AGREEMENT AND PLAN OF MERGER This Amendment No. 3 to Agreement and Plan of Merger, dated as of January 22, 2015 (this “Amendment”), is made and entered into among CME Group Inc., a Delaware corporation (“CME”), Cheetah Acquisition Corp., a Delaware corporation and a wholly-owned CME Subsidiary (“Merger Sub 1”), Cheetah Acquisition LLC, a Delaware li |
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January 22, 2015 |
BGCP / BGC Partners, Inc. DFAN14A - - DFAN14A DFAN14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ¨ Filed by the Party other than the Registrant x Check the appropriate box: ¨ Preliminary Proxy Statement. ¨ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ¨ Definitive |
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January 22, 2015 |
GLASS LEWIS RECOMMENDS GFI SHAREHOLDERS VOTE AGAINST “FLAWED AND CONFLICTED” MERGER WITH CME EX-99.(a)(5)(O) Exhibit (a)(5)(0) GLASS LEWIS RECOMMENDS GFI SHAREHOLDERS VOTE AGAINST “FLAWED AND CONFLICTED” MERGER WITH CME NEW YORK, NY – January 22, 2015 – BGC Partners, Inc. (NASDAQ: BGCP) (“BGC Partners,” “the Company,” or “BGC”), a leading global brokerage company primarily servicing the financial and real estate markets, today announced that Glass, Lewis & Co., LLC (“Glass Lewis”), a lead |
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January 22, 2015 |
GFIG / GFI Group, Inc. / Bgc Partners, Inc. - AMENDMENT NO.12 TO SCHEDULE TO-T Amendment No.12 to Schedule TO-T UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE TO (RULE 14d-100) Tender Offer Statement Pursuant to Section 14(d)(1) or 13(e)(1) of the Securities Exchange Act of 1934 (Amendment No. 12) GFI Group Inc. (Name of Subject Company) BGC Partners, L.P. (Offeror) BGC Partners, Inc. (Parent of Offeror) BGC Holdings, LLC BGC Holdings, L.P. |
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January 21, 2015 |
EX-99.(a)(5)(N) Exhibit (a)(5)(N) ISS RECOMMENDS GFI SHAREHOLDERS VOTE AGAINST “ECONOMICALLY INFERIOR” MERGER WITH CME ISS Also Recommends That GFI Shareholders Tender Their Shares Into BGC’s “Economically Superior” Offer NEW YORK, NY – January 21, 2015 – BGC Partners, Inc. (NASDAQ: BGCP) (“BGC Partners,” “the Company,” or “BGC”), a leading global brokerage company primarily servicing the financia |
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January 21, 2015 |
GFIG / GFI Group, Inc. / Bgc Partners, Inc. - AMENDMENT NO. 11 TO SCHEDULE TO Amendment No. 11 to Schedule TO UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE TO (RULE 14d-100) Tender Offer Statement Pursuant to Section 14(d)(1) or 13(e)(1) of the Securities Exchange Act of 1934 (Amendment No. 11) GFI Group Inc. (Name of Subject Company) BGC Partners, L.P. (Offeror) BGC Partners, Inc. (Parent of Offeror) BGC Holdings, LLC BGC Holdings, L.P. B |
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January 21, 2015 |
BGCP / BGC Partners, Inc. DFAN14A - - DFAN14A DFAN14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ¨ Filed by the Party other than the Registrant x Check the appropriate box: ¨ Preliminary Proxy Statement. ¨ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ¨ Definitive |
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January 20, 2015 |
EX-99.(D)(6) 4 d854736dex99d6.htm EX-99.(D)(6) Exhibit (d)(6) EXECUTION VERSION TENDER OFFER AGREEMENT by and among BGC PARTNERS, INC., BGC PARTNERS, L.P. and GFI GROUP INC. Delivered by BGC Partners, Inc. and BGC Partners, L.P. as of January 20, 2015 TABLE OF CONTENTS Page ARTICLE I DEFINED TERMS; THE OFFER 2 Section 1.1 Certain Defined Terms 2 Section 1.2 The Offer 12 Section 1.3 GFI Actions 15 |
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January 20, 2015 |
BGCP / BGC Partners, Inc. DEFC14A - - DEFC14A DEFC14A Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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January 20, 2015 |
CME / CME Group, Inc. 425 - Merger Prospectus - 8-K 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): January 20, 2015 CME GROUP INC. (Exact name of registrant as specified in its charter) Delaware 001-31553 36-4459170 (State or other jurisdiction of incorporation) (Commission Fil |
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January 20, 2015 |
[Signature Page to Escrow Letter for BGC-GFI Tender Offer Agreement] Tender Offer Agreement EX-99.(d)(5) Exhibit (d)(5) January 20, 2015 Board of Directors and Special Committee of GFI Group Inc. c/o Christopher D’Antuono, General Counsel and Corporate Secretary GFI Group Inc. 55 Water Street New York, New York 10041 c/o Morton A. Pierce and Bryan J. Luchs White & Case LLP 1155 Avenue of the Americas New York, New York 10036 Ladies & Gentlemen: For the purpose of entering into that certa |
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January 20, 2015 |
GFIG / GFI Group, Inc. 425 - Merger Prospectus - 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): January 20, 2015 GFI GROUP INC. (Exact name of registrant as specified in its charter) Delaware 001-34897 80-0006224 (State or other jurisdiction of incorporation) (Commission File Nu |
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January 20, 2015 |
EX-99.1 Exhibit 99.1 Media Contacts Investor Contact Laurie Bischel, +1 312.648.8698 John Peschier,+1 312.930.8491 [email protected] CME-G www.cmegroup.mediaroom.com CME Group Announces Increased Offer for GFI Group Stockholders to Receive $5.85 per GFI Group Share CHICAGO, January 20, 2015 - CME Group Inc., the world’s leading and most diverse derivatives marketplace, today announced it has deliv |
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January 20, 2015 |
GFIG / GFI Group, Inc. / Bgc Partners, Inc. - AMENDMENT NO. 10 Amendment No. 10 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE TO (RULE 14d-100) Tender Offer Statement Pursuant to Section 14(d)(1) or 13(e)(1) of the Securities Exchange Act of 1934 (Amendment No. 10) GFI Group Inc. (Name of Subject Company) BGC Partners, L.P. (Offeror) BGC Partners, Inc. (Parent of Offeror) BGC Holdings, LLC BGC Holdings, L.P. BGC GP, LLC Cant |
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January 20, 2015 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): January 20, 2015 GFI GROUP INC. (Exact name of registrant as specified in its charter) Delaware 001-34897 80-0006224 (State or other jurisdiction of incorporation) (Commission File Nu |
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January 20, 2015 |
BGCP / BGC Partners, Inc. DFAN14A - - DFAN14A DFAN14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ¨ Filed by the Party other than the Registrant x Check the appropriate box: ¨ Preliminary Proxy Statement. ¨ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ¨ Definitive |
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January 20, 2015 |
EX-99.(a)(5)(M) Exhibit (a)(5)(M) BGC ANNOUNCES INCREASE OF ALL-CASH TENDER OFFER TO ACQUIRE GFI GROUP TO $6.10 PER SHARE Offers Additional Consideration of $0.10 per Share Contingent Upon Determination of Superiority by GFI Special Committee and Board BGC Extends Tender Offer Deadline to February 3, 2015 BGC Urges GFI Shareholders to Vote AGAINST the Inferior CME/GFI Management Transaction and Te |
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January 16, 2015 |
BGCP / BGC Partners, Inc. PRRN14A - - AMENDMENT NO.2 TO PRELIMINARY PROXY STATEMENT Amendment No.2 to Preliminary Proxy Statement Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Preliminary Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. 2) Filed by the Registrant ¨ Filed by the Party other than the Registrant x Check the appropriate box: x Preliminary Proxy Statement. ¨ Confide |
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January 16, 2015 |
Regulation FD Disclosure, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K/A CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): January 15, 2015 GFI GROUP INC. (Exact name of registrant as specified in its charter) Delaware 001-34897 80-0006224 (State or other jurisdiction (Commission (I.R.S. Employer of inc |
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January 16, 2015 |
EX-99.1 2 d851427dex991.htm EX-99.1 Exhibit 99.1 BGC ANNOUNCES CONTINGENT INCREASE OF ALL-CASH TENDER OFFER TO ACQUIRE GFI GROUP TO $5.85 PER SHARE AND IMMEDIATE NON-CONTINGENT INCREASE TO $5.75 PER SHARE Contingent Increase Depends Upon Determination of Superiority by GFI Special Committee and Board Urges GFI Shareholders to Vote AGAINST the Inferior CME/GFI Management Transaction and Tender Thei |
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January 16, 2015 |
Exhibit 7.1 Shareholder Presentation January 2015 Fixed Income Financials Equity Commodity Trading Systems Data & Analytics 1 Forward Looking Statements Certain matters discussed in this presentation contain forward-looking statements within the meaning of the Private Securities Litigation Reform Act of 1995. These forward-looking statements include, but are not limited to (i) plans, objectives, e |
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January 16, 2015 |
BGCP / BGC Partners, Inc. DFAN14A - - FORM 8-K Form 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of Earliest Event Reported): January 13, 2015 BGC Partners, Inc. (Exact name of Registrant as specified in its charter) Delaware 0-28191, 1-35591 13-4063515 (State or other jurisdiction of incorporation) |
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January 16, 2015 |
EX-99.2 Exhibit 99.2 BGC ANNOUNCES CONTINGENT INCREASE OF ALL-CASH TENDER OFFER TO ACQUIRE GFI GROUP TO $5.60 PER SHARE Increased Offer Contingent Upon Determination of Superiority by GFI Special Committee and Board Four-day Match Period Would Commence January 20, 2015 Urges GFI Shareholders to Vote AGAINST the Inferior $5.25 CME-GFI Management Proposal and Tender Their Shares to BGC NEW YORK, NY |
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January 15, 2015 |
AMENDMENT NO. 2 TO AGREEMENT AND PLAN OF MERGER Exhibit 2.2 Execution Version AMENDMENT NO. 2 TO AGREEMENT AND PLAN OF MERGER This Amendment No. 2 to Agreement and Plan of Merger, dated as of January 15, 2015 (this “Amendment”), is made and entered into among CME Group Inc., a Delaware corporation (“CME”), Cheetah Acquisition Corp., a Delaware corporation and a wholly-owned CME Subsidiary (“Merger Sub 1”), Cheetah Acquisition LLC, a Delaware li |
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January 15, 2015 |
Exhibit 99.2 CME Group and GFI Group Announce Revised Offer for GFI Group Stockholders to Receive $5.60 per GFI Group Share · Private Consortium of GFI Group Management to Increase Cash Payment for GFI’s IDB Business to $282M from $254M Plus the Assumption at Closing of Approximately $77M in Unvested Deferred Compensation Liability to Employees · Increased Consideration Passed Entirely to Holders |
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January 15, 2015 |
AMENDMENT NO. 2 TO AGREEMENT AND PLAN OF MERGER Exhibit 2.1 Execution Version AMENDMENT NO. 2 TO AGREEMENT AND PLAN OF MERGER This Amendment No. 2 to Agreement and Plan of Merger, dated as of January 15, 2015 (this “Amendment”), is made and entered into among GFI Group Inc., a Delaware corporation (“GFI”), CME Group Inc., a Delaware corporation (“CME”), Commodore Acquisition Corp., a Delaware corporation and a wholly-owned CME Subsidiary (“Merg |
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January 15, 2015 |
EX-99.(A)(5)(L) 2 d853194dex99a5l.htm EX-99.(A)(5)(L) Exhibit (a)(5)(L) BGC ANNOUNCES CONTINGENT INCREASE OF ALL-CASH TENDER OFFER TO ACQUIRE GFI GROUP TO $5.85 PER SHARE AND IMMEDIATE NON- CONTINGENT INCREASE TO $5.75 PER SHARE Contingent Increase Depends Upon Determination of Superiority by GFI Special Committee and Board Urges GFI Shareholders to Vote AGAINST the Inferior CME/GFI Management Tra |
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January 15, 2015 |
EX-99.(d)(4) Exhibit (d)(4) EXECUTION VERSION TENDER OFFER AGREEMENT by and among BGC PARTNERS, INC., BGC PARTNERS, L.P. and GFI GROUP INC. Delivered by BGC Partners, Inc. and BGC Partners, L.P. as of January 15, 2015 TABLE OF CONTENTS Page ARTICLE I DEFINED TERMS; THE OFFER 2 Section 1.1 Certain Defined Terms 2 Section 1.2 The Offer 12 Section 1.3 GFI Actions 15 Section 1.4 Directors of GFI 16 Se |
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January 15, 2015 |
JEFFERIES FINANCE LLC 520 Madison Avenue New York, New York 10022 Exhibit 2.4 Execution Version JEFFERIES FINANCE LLC 520 Madison Avenue New York, New York 10022 CONFIDENTIAL January 15, 2015 AMENDED AND RESTATED COMMITMENT LETTER GFI Holdco Inc. c/o GFI Group Inc. 55 Water St. New York, NY 10041 Attention: Jim Peers Re: Acquisition IDB Business / Project GFI Ladies and Gentlemen: You have advised Jefferies Finance LLC (“Jefferies Finance,” “we” or “us”) that GF |
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January 15, 2015 |
AMENDMENT NO. 2 TO PURCHASE AGREEMENT Exhibit 2.3 Execution Version AMENDMENT NO. 2 TO PURCHASE AGREEMENT This Amendment No. 2 to Purchase Agreement, dated as of January 15, 2015 (this “Amendment”), is made and entered into among Commodore Acquisition LLC, a Delaware limited liability company (“Seller”), GFI Brokers Holdco Ltd., a Bermuda limited company (“IDB Buyer”), CME Group Inc., a Delaware corporation (“CME”) (solely for purpose |
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January 15, 2015 |
GFIG / GFI Group, Inc. 425 - Merger Prospectus - 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): January 15, 2015 GFI GROUP INC. (Exact name of registrant as specified in its charter) Delaware 001-34897 80-0006224 (State or other jurisdiction (Commission (I.R.S. Employer of incor |
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January 15, 2015 |
BGCP / BGC Partners, Inc. CORRESP - - Response Letter [Letterhead of Wachtell, Lipton, Rosen & Katz] January 14, 2015 VIA EDGAR David L. |
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January 15, 2015 |
AMENDMENT NO. 2 TO AGREEMENT AND PLAN OF MERGER Exhibit 2.2 Execution Version AMENDMENT NO. 2 TO AGREEMENT AND PLAN OF MERGER This Amendment No. 2 to Agreement and Plan of Merger, dated as of January 15, 2015 (this “Amendment”), is made and entered into among CME Group Inc., a Delaware corporation (“CME”), Cheetah Acquisition Corp., a Delaware corporation and a wholly-owned CME Subsidiary (“Merger Sub 1”), Cheetah Acquisition LLC, a Delaware li |
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January 15, 2015 |
EX-99.1 Exhibit 99.1 CME Group and GFI Group Announce Revised Offer for GFI Group Stockholders to Receive $5.60 per GFI Group Share • Private Consortium of GFI Group Management to Increase Cash Payment for GFI’s IDB Business to $282M from $254M Plus the Assumption at Closing of Approximately $77M in Unvested Deferred Compensation Liability to Employees • Increased Consideration Passed Entirely to |
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January 15, 2015 |
EX-99.2 7 a15-23753ex99d2.htm EX-99.2 Exhibit 99.2 CME Group and GFI Group Announce Revised Offer for GFI Group Stockholders to Receive $5.60 per GFI Group Share · Private Consortium of GFI Group Management to Increase Cash Payment for GFI’s IDB Business to $282M from $254M Plus the Assumption at Closing of Approximately $77M in Unvested Deferred Compensation Liability to Employees · Increased Con |
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January 15, 2015 |
[Signature Page to Escrow Letter for BGC-GFI Tender Offer Agreement] EX-99.(d)(3) Exhibit (d)(3) January 15, 2015 Board of Directors and Special Committee of GFI Group Inc. c/o Christopher D’Antuono, General Counsel and Corporate Secretary GFI Group Inc. 55 Water Street New York, New York 10041 c/o Morton A. Pierce and Bryan J. Luchs White & Case LLP 1155 Avenue of the Americas New York, New York 10036 Ladies & Gentlemen: For the purpose of entering into that certa |
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January 15, 2015 |
CME / CME Group, Inc. 425 - Merger Prospectus - 8-K 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): January 15, 2015 CME GROUP INC. (Exact name of registrant as specified in its charter) Delaware 001-31553 36-4459170 (State or other jurisdiction of incorporation) (Commission Fil |
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January 15, 2015 |
BGCP / BGC Partners, Inc. DFAN14A - - DFAN14A DFAN14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Preliminary Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ¨ Filed by the Party other than the Registrant x Check the appropriate box: ¨ Preliminary Proxy Statement. ¨ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ¨ |
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January 15, 2015 |
JEFFERIES FINANCE LLC 520 Madison Avenue New York, New York 10022 Exhibit 2.4 Execution Version JEFFERIES FINANCE LLC 520 Madison Avenue New York, New York 10022 CONFIDENTIAL January 15, 2015 AMENDED AND RESTATED COMMITMENT LETTER GFI Holdco Inc. c/o GFI Group Inc. 55 Water St. New York, NY 10041 Attention: Jim Peers Re: Acquisition IDB Business / Project GFI Ladies and Gentlemen: You have advised Jefferies Finance LLC (“Jefferies Finance,” “we” or “us”) that GF |
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January 15, 2015 |
BGCP / BGC Partners, Inc. PRRN14A - - PRRN 14A PRRN 14A Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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January 15, 2015 |
GFIG / GFI Group, Inc. / Bgc Partners, Inc. - AMENDMENT NO.9 TO SCHEDULE TO-T Amendment No.9 to Schedule TO-T UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE TO (RULE 14d-100) Tender Offer Statement Pursuant to Section 14(d)(1) or 13(e)(1) of the Securities Exchange Act of 1934 (Amendment No. 9) GFI Group Inc. (Name of Subject Company) BGC Partners, L.P. (Offeror) BGC Partners, Inc. (Parent of Offeror) BGC Holdings, LLC BGC Holdings, L.P. BG |
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January 15, 2015 |
Exhibit 99.1 Shareholder Presentation January 2015 Fixed Income Financials Equity Commodity Trading Systems Data & Analytics Certain matters discussed in this presentation contain forward-looking statements within the meaning of the Private Securities Litigation Reform Act of 1995. These forward-looking statements include, but are not limited to (i) plans, objectives, expectations and intentions; |
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January 15, 2015 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): January 15, 2015 GFI GROUP INC. (Exact name of registrant as specified in its charter) Delaware 001-34897 80-0006224 (State or other jurisdiction (Commission (I.R.S. Employer of incor |
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January 15, 2015 |
Exhibit 99.1 Shareholder Presentation January 2015 Fixed Income Financials Equity Commodity Trading Systems Data & Analytics Certain matters discussed in this presentation contain forward-looking statements within the meaning of the Private Securities Litigation Reform Act of 1995. These forward-looking statements include, but are not limited to (i) plans, objectives, expectations and intentions; |
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January 15, 2015 |
AMENDMENT NO. 2 TO AGREEMENT AND PLAN OF MERGER Exhibit 2.1 Execution Version AMENDMENT NO. 2 TO AGREEMENT AND PLAN OF MERGER This Amendment No. 2 to Agreement and Plan of Merger, dated as of January 15, 2015 (this Amendment), is made and entered into among GFI Group Inc., a Delaware corporation (GFI), CME Group Inc., a Delaware corporation (CME), Commodore Acquisition Corp., a Delaware corporation and a wholly-owned CME Subsidiary (Merg |
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January 15, 2015 |
AMENDMENT NO. 2 TO PURCHASE AGREEMENT Exhibit 2.3 Execution Version AMENDMENT NO. 2 TO PURCHASE AGREEMENT This Amendment No. 2 to Purchase Agreement, dated as of January 15, 2015 (this “Amendment”), is made and entered into among Commodore Acquisition LLC, a Delaware limited liability company (“Seller”), GFI Brokers Holdco Ltd., a Bermuda limited company (“IDB Buyer”), CME Group Inc., a Delaware corporation (“CME”) (solely for purpose |
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January 14, 2015 |
GFIG / GFI Group, Inc. / Bgc Partners, Inc. - AMENDMENT NO.8 TO SCHEDULE TO-T UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE TO (RULE 14d-100) Tender Offer Statement Pursuant to Section 14(d)(1) or 13(e)(1) of the Securities Exchange Act of 1934 (Amendment No. 8) GFI Group Inc. (Name of Subject Company) BGC Partners, L.P. (Offeror) BGC Partners, Inc. (Parent of Offeror) BGC Holdings, LLC BGC Holdings, L.P. BGC GP, LLC Cantor Fitzgerald, L.P |
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January 14, 2015 |
[Signature Page to Escrow Letter for BGC-GFI Tender Offer Agreement] EX-99.(d)(1) Exhibit (d)(1) January 13, 2015 Board of Directors and Special Committee of GFI Group Inc. c/o Christopher D’Antuono, General Counsel and Corporate Secretary GFI Group Inc. 55 Water Street New York, New York 10041 c/o Morton A. Pierce and Bryan J. Luchs White & Case LLP 1155 Avenue of the Americas New York, New York 10036 Ladies & Gentlemen: For the purpose of entering into that certa |
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January 14, 2015 |
EX-99.(d)(2) Exhibit (d)(2) EXECUTION VERSION TENDER OFFER AGREEMENT by and among BGC PARTNERS, INC., BGC PARTNERS, L.P. and GFI GROUP INC. Delivered by BGC Partners, Inc. and BGC Partners, L.P. as of January 13, 2015 TABLE OF CONTENTS Page ARTICLE I DEFINED TERMS; THE OFFER 2 Section 1.1 Certain Defined Terms 2 Section 1.2 The Offer 12 Section 1.3 GFI Actions 15 Section 1.4 Directors of GFI 16 Se |
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January 14, 2015 |
EX-99.(a)(5)(K) Exhibit (a)(5)(K) BGC ANNOUNCES CONTINGENT INCREASE OF ALL-CASH TENDER OFFER TO ACQUIRE GFI GROUP TO $5.60 PER SHARE Increased Offer Contingent Upon Determination of Superiority by GFI Special Committee and Board Four-day Match Period Would Commence January 20, 2015 Urges GFI Shareholders to Vote AGAINST the Inferior $5.25 CME-GFI Management Proposal and Tender Their Shares to BGC |
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January 13, 2015 |
BGCP / BGC Partners, Inc. DFAN14A - - 8-K 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): January 13, 2015 BGC Partners, Inc. (Exact name of registrant as specified in its charter) Delaware 0-28191, 1-35591 13-4063515 (State or other jurisdiction of incorporation) (Com |
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January 13, 2015 |
[Signature Page to Escrow Letter for BGC-GFI Tender Offer Agreement] EX-10.1 Exhibit 10.1 January 13, 2015 Board of Directors and Special Committee of GFI Group Inc. c/o Christopher D’Antuono, General Counsel and Corporate Secretary GFI Group Inc. 55 Water Street New York, New York 10041 c/o Morton A. Pierce and Bryan J. Luchs White & Case LLP 1155 Avenue of the Americas New York, New York 10036 Ladies & Gentlemen: For the purpose of entering into that certain Tend |
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January 13, 2015 |
EX-2.1 Exhibit 2.1 EXECUTION VERSION TENDER OFFER AGREEMENT by and among BGC PARTNERS, INC., BGC PARTNERS, L.P. and GFI GROUP INC. Delivered by BGC Partners, Inc. and BGC Partners, L.P. as of January 13, 2015 TABLE OF CONTENTS Page ARTICLE I DEFINED TERMS; THE OFFER 2 Section 1.1 Certain Defined Terms 2 Section 1.2 The Offer 12 Section 1.3 GFI Actions 15 Section 1.4 Directors of GFI 16 Section 1.5 |
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January 9, 2015 |
BGC ISSUES LETTER TO GFI BOARD AND SPECIAL COMMITTEE EX-99.(A)(5)(J) 3 d849796dex99a5j.htm EX-99-(A)(5)(J) Exhibit (a)(5)(J) BGC ISSUES LETTER TO GFI BOARD AND SPECIAL COMMITTEE NEW YORK, NY – January 9, 2015 – BGC Partners, Inc. (NASDAQ: BGCP) (“BGC Partners,” “the Company,” or “BGC”), a leading global brokerage company primarily servicing the financial and real estate markets, today announced that it has issued a letter to the board of directors a |
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January 9, 2015 |
EX-99.(A)(5)(I) 2 d849796dex99a5i.htm EX-99-(A)(5)(I) Exhibit (a)(5)(I) BGC FILES PRELIMINARY PROXY MATERIALS AND ISSUES LETTER TO GFI SHAREHOLDERS Urges GFI Shareholders to Vote AGAINST the Inferior CME-GFI Transaction and Tender Their Shares to BGC NEW YORK, NY – January 9, 2015 – BGC Partners, Inc. (NASDAQ: BGCP) (“BGC Partners,” “the Company,” or “BGC”), a leading global brokerage company prim |
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January 9, 2015 |
BGC ISSUES LETTER TO GFI BOARD AND SPECIAL COMMITTEE EX-99.2 3 d849641dex992.htm EX-99.2 Exhibit 99.2 BGC ISSUES LETTER TO GFI BOARD AND SPECIAL COMMITTEE NEW YORK, NY – January 9, 2015 – BGC Partners, Inc. (NASDAQ: BGCP) (“BGC Partners,” “the Company,” or “BGC”), a leading global brokerage company primarily servicing the financial and real estate markets, today announced that it has issued a letter to the board of directors and special committee of |
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January 9, 2015 |
EX-99.1 Exhibit 99.1 BGC FILES PRELIMINARY PROXY MATERIALS AND ISSUES LETTER TO GFI SHAREHOLDERS Urges GFI Shareholders to Vote AGAINST the Inferior CME-GFI Transaction and Tender Their Shares to BGC NEW YORK, NY – January 9, 2015 – BGC Partners, Inc. (NASDAQ: BGCP) (“BGC Partners,” “the Company,” or “BGC”), a leading global brokerage company primarily servicing the financial and real estate marke |
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January 9, 2015 |
BGCP / BGC Partners, Inc. DFAN14A - - FORM 8-K Form 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of Earliest Event Reported): January 9, 2015 BGC Partners, Inc. (Exact name of Registrant as specified in its charter) Delaware 0-28191, 1-35591 13-4063515 (State or other jurisdiction of incorporation) |
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January 9, 2015 |
GFIG / GFI Group, Inc. / Bgc Partners, Inc. - AMENDMENT NO. 7 TO SC TO AMENDMENT NO. 7 TO SC TO UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE TO (RULE 14d-100) Tender Offer Statement Pursuant to Section 14(d)(1) or 13(e)(1) of the Securities Exchange Act of 1934 (Amendment No. 7) GFI Group Inc. (Name of Subject Company) BGC Partners, L.P. (Offeror) BGC Partners, Inc. (Parent of Offeror) BGC Holdings, LLC BGC Holdings, L.P. BGC GP, L |
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January 8, 2015 |
BGCP / BGC Partners, Inc. PREC14A - - PRELIMINARY PROXY STATEMENT Preliminary Proxy Statement Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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January 7, 2015 |
GFIG / GFI Group, Inc. / Bgc Partners, Inc. - AMENDMENT NO. 6 TO SC TO Amendment No. 6 to SC TO UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE TO (RULE 14d-100) Tender Offer Statement Pursuant to Section 14(d)(1) or 13(e)(1) of the Securities Exchange Act of 1934 (Amendment No. 6) GFI Group Inc. (Name of Subject Company) BGC Partners, L.P. (Offeror) BGC Partners, Inc. (Parent of Offeror) BGC Holdings, LLC BGC Holdings, L.P. BGC GP, L |
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January 7, 2015 |
EX-99.(a)(5)(H) Exhibit (a)(5)(H) Press release issued by BGC Partners, Inc., dated January 7, 2015 BGC EXTENDS ALL-CASH TENDER OFFER TO ACQUIRE GFI GROUP FOR $5.45 PER SHARE Demands that GFI Board Take Immediate Action to Protect the Interests of All GFI Shareholders and Exclude GFI Management from Further Deliberations on the Tender Intends to Solicit Proxies AGAINST the GFI Management/CME Trans |
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January 7, 2015 |
BGCP / BGC Partners, Inc. DFAN14A - - FORM 8-K DFAN14A 1 d842507d8k.htm FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of Earliest Event Reported): January 7, 2015 BGC Partners, Inc. (Exact name of Registrant as specified in its charter) Delaware 0-28191, 1-35591 13-4063515 (State or other jurisd |
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January 7, 2015 |
EX-99.1 Exhibit 99.1 BGC EXTENDS ALL-CASH TENDER OFFER TO ACQUIRE GFI GROUP FOR $5.45 PER SHARE Demands that GFI Board Take Immediate Action to Protect the Interests of All GFI Shareholders and Exclude GFI Management from Further Deliberations on the Tender Intends to Solicit Proxies AGAINST the GFI Management/CME Transaction Urges GFI Shareholders to Tender Their Shares to BGC Reaffirms Commitmen |
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January 6, 2015 |
CME / CME Group, Inc. 425 - Merger Prospectus - 8-K 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): January 5, 2015 CME GROUP INC. (Exact name of registrant as specified in its charter) Delaware 001-31553 36-4459170 (State or other jurisdiction of incorporation) (Commission File |
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January 6, 2015 |
EX-99.1 Exhibit 99.1 FOR IMMEDIATE RELEASE CME GROUP AND GFI GROUP RECEIVE REGULATORY APPROVALS FOR REVISED TRANSACTION; SPECIAL MEETING OF GFI STOCKHOLDERS SCHEDULED FOR JANUARY 27, 2015 LONDON, CHICAGO and NEW YORK, January 5, 2015 — CME Group Inc., the world’s leading and most diverse derivatives marketplace, and GFI Group Inc., a leading intermediary and provider of trading technologies and su |
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January 5, 2015 |
Exhibit 99.1 FOR IMMEDIATE RELEASE CME GROUP AND GFI GROUP RECEIVE REGULATORY APPROVALS FOR REVISED TRANSACTION; SPECIAL MEETING OF GFI STOCKHOLDERS SCHEDULED FOR JANUARY 27, 2015 LONDON, CHICAGO and NEW YORK, January 5, 2015 — CME Group Inc., the world’s leading and most diverse derivatives marketplace, and GFI Group Inc., a leading intermediary and provider of trading technologies and support se |
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January 5, 2015 |
Financial Statements and Exhibits, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): January 5, 2015 GFI GROUP INC. (Exact name of registrant as specified in its charter) Delaware 001-34897 80-0006224 (State or other jurisdiction (Commission (I.R.S. Employer of incorp |
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January 5, 2015 |
Exhibit 99.1 FOR IMMEDIATE RELEASE CME GROUP AND GFI GROUP RECEIVE REGULATORY APPROVALS FOR REVISED TRANSACTION; SPECIAL MEETING OF GFI STOCKHOLDERS SCHEDULED FOR JANUARY 27, 2015 LONDON, CHICAGO and NEW YORK, January 5, 2015 — CME Group Inc., the world’s leading and most diverse derivatives marketplace, and GFI Group Inc., a leading intermediary and provider of trading technologies and support se |
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January 5, 2015 |
GFIG / GFI Group, Inc. 425 - Merger Prospectus - 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): January 5, 2015 GFI GROUP INC. (Exact name of registrant as specified in its charter) Delaware 001-34897 80-0006224 (State or other jurisdiction (Commission (I.R.S. Employer of incorp |
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December 23, 2014 |
GFIG / GFI Group, Inc. SC 14D9/A - - SC 14D9/A SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 SCHEDULE 14D-9 Solicitation/Recommendation Statement Under Section 14(d)(4) of the Securities Exchange Act of 1934 (Amendment No. |
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December 19, 2014 |
EX-99.(a)(5)(G) Exhibit (a)(5)(G) Press release issued by BGC Partners, Inc., dated December 19, 2014 BGC INCREASES ALL-CASH TENDER OFFER TO ACQUIRE GFI GROUP TO $5.45 PER SHARE BGC’s All-Cash Offer is Plainly Superior to CME’s Stock and Cash Offer Minimum Tender Condition Reduced to 45% of GFI Shares BGC Prepared to Close Upon Completion of Tender Offer NEW YORK, NY – December 19, 2014 – BGC Part |
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December 19, 2014 |
GFIG / GFI Group, Inc. / Bgc Partners, Inc. - AMENDMENT NO.5 TO SCHEDULE TO Amendment No.5 to Schedule TO UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE TO (RULE 14d-100) Tender Offer Statement Pursuant to Section 14(d)(1) or 13(e)(1) of the Securities Exchange Act of 1934 (Amendment No. 5) GFI Group Inc. (Name of Subject Company) BGC Partners, L.P. (Offeror) BGC Partners, Inc. (Parent of Offeror) BGC Holdings, LLC BGC Holdings, L.P. BGC |
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December 17, 2014 |
GFIG / GFI Group, Inc. SC 14D9/A - - SC 14D9/A SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 SCHEDULE 14D-9 Solicitation/Recommendation Statement Under Section 14(d)(4) of the Securities Exchange Act of 1934 (Amendment No. |
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December 10, 2014 |
GFIG / GFI Group, Inc. / Bgc Partners, Inc. - AMENDMENT NO.4 TO SC TO-T Amendment No.4 to SC TO-T UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE TO (RULE 14d-100) Tender Offer Statement Pursuant to Section 14(d)(1) or 13(e)(1) of the Securities Exchange Act of 1934 (Amendment No. 4) GFI Group Inc. (Name of Subject Company) BGC Partners, L.P. (Offeror) BGC Partners, Inc. (Parent of Offeror) BGC Holdings, LLC BGC Holdings, L.P. BGC GP, |
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December 10, 2014 |
GFIG / GFI Group, Inc. / Bgc Partners, Inc. Correspondence [Letterhead of Wachtell, Lipton, Rosen & Katz] December 10, 2014 VIA EDGAR David L. |
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December 10, 2014 |
BGC EXTENDS TENDER OFFER TO ACQUIRE GFI GROUP Satisfies Regulatory Closing Condition EX-99.(a)(5)(F) Exhibit (a)(5)(F) Press release issued by BGC Partners, Inc., dated December 9, 2014 BGC EXTENDS TENDER OFFER TO ACQUIRE GFI GROUP Satisfies Regulatory Closing Condition NEW YORK, NY – December 9, 2014 – BGC Partners, Inc. (NASDAQ: BGCP) (“BGC Partners,” or “BGC”), a leading global brokerage company primarily servicing the financial and real estate markets, today announced that it |
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December 9, 2014 |
GFIG / GFI Group, Inc. CORRESP - - Direct Dial + 1 212 819 7848 Facsimile + 1 212 354 8113 [email protected] December 9, 2014 United States Securities and Exchange Commission Division of Corporation Finance 100 F. Street, N.E. Washington, D.C. 20549 Attn: David L. Orlic, Esq. Special Counsel Office of Mergers and Acquisitions Re: GFI Group Inc. Amendment No. 1 to Schedule 14D-9 filed on November 24, 2014 SEC File No. 005-80 |
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December 9, 2014 |
GFIG / GFI Group, Inc. SC 14D9/A - - SC 14D9/A QuickLinks - Click here to rapidly navigate through this document SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 SCHEDULE 14D-9 Solicitation/Recommendation Statement Under Section 14(d)(4) of the Securities Exchange Act of 1934 (Amendment No. |
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December 5, 2014 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-K/A (Amendment No. 1) x ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2013 OR o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number: 001-34897 GFI G |
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December 3, 2014 |
AMENDMENT NO. 1 TO PURCHASE AGREEMENT Exhibit 2.3 Execution Version AMENDMENT NO. 1 TO PURCHASE AGREEMENT This Amendment No. 1 to Purchase Agreement, dated as of December 2, 2014 (this “Amendment”), is made and entered into among Commodore Acquisition LLC, a Delaware limited liability company (“Seller”), GFI Brokers Holdco Ltd., a Bermuda limited company (“IDB Buyer”), CME Group Inc., a Delaware corporation (“CME”) (solely for purpose |
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December 3, 2014 |
AMENDMENT NO. 1 TO AGREEMENT AND PLAN OF MERGER Exhibit 2.1 Execution Version AMENDMENT NO. 1 TO AGREEMENT AND PLAN OF MERGER This Amendment No. 1 to Agreement and Plan of Merger, dated as of December 2, 2014 (this “Amendment”), is made and entered into among GFI Group Inc., a Delaware corporation (“GFI”), CME Group Inc., a Delaware corporation (“CME”), Commodore Acquisition Corp., a Delaware corporation and a wholly-owned CME Subsidiary (“Merg |
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December 3, 2014 |
AMENDMENT NO. 1 TO PURCHASE AGREEMENT Exhibit 2.3 Execution Version AMENDMENT NO. 1 TO PURCHASE AGREEMENT This Amendment No. 1 to Purchase Agreement, dated as of December 2, 2014 (this “Amendment”), is made and entered into among Commodore Acquisition LLC, a Delaware limited liability company (“Seller”), GFI Brokers Holdco Ltd., a Bermuda limited company (“IDB Buyer”), CME Group Inc., a Delaware corporation (“CME”) (solely for purpose |
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December 3, 2014 |
Exhibit (e)(21) FOR IMMEDIATE RELEASE CME Group and GFI Group Announce Revised Offer for GFI Group Stockholders · GFI Group Stockholders To Receive $5. |
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December 3, 2014 |
JEFFERIES FINANCE LLC 520 Madison Avenue New York, New York 10022 EX-2.4 5 a14-255081ex2d4.htm EX-2.4 Exhibit 2.4 Execution Version JEFFERIES FINANCE LLC 520 Madison Avenue New York, New York 10022 CONFIDENTIAL December 2, 2014 AMENDED AND RESTATED COMMITMENT LETTER GFI Holdco Inc. c/o GFI Group Inc. 55 Water St. New York, NY 10041 Attention: Jim Peers Re: Acquisition IDB Business / Project GFI Ladies and Gentlemen: You have advised Jefferies Finance LLC (“Jeffe |
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December 3, 2014 |
Exhibit 99.1 FOR IMMEDIATE RELEASE CME Group and GFI Group Announce Revised Offer for GFI Group Stockholders · GFI Group Stockholders To Receive $5.25 per GFI Group Share in Mix of CME Group Stock and Cash · Private Consortium of GFI Group Management to Increase Cash Payment for GFI’s IDB Business to $254M from $165M Plus the Assumption at Closing of Approximately $72M in Unvested Deferred Compens |
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December 3, 2014 |
AMENDMENT NO. 1 TO AGREEMENT AND PLAN OF MERGER Exhibit 2.2 Execution Version AMENDMENT NO. 1 TO AGREEMENT AND PLAN OF MERGER This Amendment No. 1 to Agreement and Plan of Merger, dated as of December 2, 2014 (this “Amendment”), is made and entered into among CME Group Inc., a Delaware corporation (“CME”), Cheetah Acquisition Corp., a Delaware corporation and a wholly-owned CME Subsidiary (“Merger Sub 1”), Cheetah Acquisition LLC, a Delaware li |
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December 3, 2014 |
AMENDMENT NO. 1 TO AGREEMENT AND PLAN OF MERGER Exhibit 2.2 Execution Version AMENDMENT NO. 1 TO AGREEMENT AND PLAN OF MERGER This Amendment No. 1 to Agreement and Plan of Merger, dated as of December 2, 2014 (this “Amendment”), is made and entered into among CME Group Inc., a Delaware corporation (“CME”), Cheetah Acquisition Corp., a Delaware corporation and a wholly-owned CME Subsidiary (“Merger Sub 1”), Cheetah Acquisition LLC, a Delaware li |
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December 3, 2014 |
Entry into a Material Definitive Agreement, Financial Statements and Exhibits, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): December 2, 2014 GFI GROUP INC. (Exact name of registrant as specified in its charter) Delaware 001-34897 80-0006224 (State or other jurisdiction (Commission (I.R.S. Employer of incor |
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December 3, 2014 |
JEFFERIES FINANCE LLC 520 Madison Avenue New York, New York 10022 Exhibit 2.4 Execution Version JEFFERIES FINANCE LLC 520 Madison Avenue New York, New York 10022 CONFIDENTIAL December 2, 2014 AMENDED AND RESTATED COMMITMENT LETTER GFI Holdco Inc. c/o GFI Group Inc. 55 Water St. New York, NY 10041 Attention: Jim Peers Re: Acquisition IDB Business / Project GFI Ladies and Gentlemen: You have advised Jefferies Finance LLC (“Jefferies Finance,” “we” or “us”) that GF |
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December 3, 2014 |
GFIG / GFI Group, Inc. 425 - Merger Prospectus - 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): December 2, 2014 GFI GROUP INC. (Exact name of registrant as specified in its charter) Delaware 001-34897 80-0006224 (State or other jurisdiction (Commission (I.R.S. Employer of incor |
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December 3, 2014 |
CME / CME Group, Inc. 425 - Merger Prospectus - 8-K 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): December 3, 2014 (December 2, 2014) CME GROUP INC. (Exact name of registrant as specified in its charter) Delaware 001-31553 36-4459170 (State or other jurisdiction of incorporati |
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December 3, 2014 |
EX-99.1 Exhibit 99.1 FOR IMMEDIATE RELEASE CME Group and GFI Group Announce Revised Offer for GFI Group Stockholders • GFI Group Stockholders To Receive $5.25 per GFI Group Share in Mix of CME Group Stock and Cash • Private Consortium of GFI Group Management to Increase Cash Payment for GFI’s IDB Business to $254M from $165M Plus the Assumption at Closing of Approximately $72M in Unvested Deferred |
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December 3, 2014 |
Exhibit 99.1 FOR IMMEDIATE RELEASE CME Group and GFI Group Announce Revised Offer for GFI Group Stockholders · GFI Group Stockholders To Receive $5.25 per GFI Group Share in Mix of CME Group Stock and Cash · Private Consortium of GFI Group Management to Increase Cash Payment for GFI’s IDB Business to $254M from $165M Plus the Assumption at Closing of Approximately $72M in Unvested Deferred Compens |
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December 3, 2014 |
GFIG / GFI Group, Inc. SC 14D9/A - - SC 14D9/A SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 SCHEDULE 14D-9 Solicitation/Recommendation Statement Under Section 14(d)(4) of the Securities Exchange Act of 1934 (Amendment No. |
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December 3, 2014 |
AMENDMENT NO. 1 TO AGREEMENT AND PLAN OF MERGER Exhibit 2.1 Execution Version AMENDMENT NO. 1 TO AGREEMENT AND PLAN OF MERGER This Amendment No. 1 to Agreement and Plan of Merger, dated as of December 2, 2014 (this “Amendment”), is made and entered into among GFI Group Inc., a Delaware corporation (“GFI”), CME Group Inc., a Delaware corporation (“CME”), Commodore Acquisition Corp., a Delaware corporation and a wholly-owned CME Subsidiary (“Merg |
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November 28, 2014 |
GFIG / GFI Group, Inc. SC 14D9/A - - SC 14D9/A SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 SCHEDULE 14D-9 Solicitation/Recommendation Statement Under Section 14(d)(4) of the Securities Exchange Act of 1934 (Amendment No. |
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November 24, 2014 |
GFIG / GFI Group, Inc. CORRESP - - Direct Dial + 1 212 819 7900 Facsimile + 1 212 354 8113 [email protected] November 24, 2014 United States Securities and Exchange Commission Division of Corporation Finance 100 F. Street, N.E. Washington, D.C. 20549 Attn: David L. Orlic, Esq. Special Counsel Office of Mergers and Acquisitions Re: GFI Group Inc. Schedule 14D-9 filed on November 4, 2014 SEC File No. 005-80318 Dear Mr. Orli |