Mga Batayang Estadistika
| LEI | 54930031878K0FR3JC36 |
| CIK | 1556266 |
SEC Filings
All companies that sell securities in the United States must register with the Securities and Exchange Commission (SEC) and file reports on a regular basis.
These reports include company annual reports (10K, 10Q), news updates (8K), investor presentations (found in 8Ks), insider trades (form 4), ownership reports (13D, and 13G), and reports related to the specific securities sold, such as registration statements and prospectus. This page shows recent SEC filings related to TD Holdings Inc
SEC Filings (Chronological Order)
Halaman ini menyediakan daftar lengkap dan kronologis dari Pengajuan SEC, tidak termasuk pengajuan kepemilikan yang kami sediakan di tempat lain.
| May 30, 2025 |
Delisting Determination, The Nasdaq Stock Market, LLC, May 23, 2025, BAIYU Holdings, Inc. |
|
| April 22, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14C INFORMATION Information Statement Pursuant to Section 14(c) of the Securities Exchange Act of 1934 Check the appropriate box: ☐ Preliminary Information Statement ☐ Confidential, for use of the Commission only (as permitted by Rule 14c-5(d)(2)) ☒ Definitive Information Statement BAIYU Holdings, Inc. (Name of Regist |
|
| April 10, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14C INFORMATION Information Statement Pursuant to Section 14(c) of the Securities Exchange Act of 1934 Check the appropriate box: ☒ Preliminary Information Statement ☐ Confidential, for use of the Commission only (as permitted by Rule 14c-5(d)(2)) ☐ Definitive Information Statement BAIYU Holdings, Inc. (Name of Regist |
|
| March 5, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or Section 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): February 28, 2025 BAIYU Holdings, Inc. (Exact name of registrant as specified in its charter) Delaware 001-36055 45-4077653 (State or other jurisdiction of incorporation) (Com |
|
| March 5, 2025 |
AMENDED AND RESTATED EMPLOYMENT AGREEMENT Exhibit 10.1 AMENDED AND RESTATED EMPLOYMENT AGREEMENT This AMENDED AND RESTATED EMPLOYMENT AGREEMENT (the “Agreement”), is entered into as of March 4, 2025 (the “Effective Date”), by and between BAIYU Holdings, Inc., incorporated under the laws of the State of Delaware (the “Company”), and Ge Ouyang, an individual (the “Executive”). Except with respect to the direct employment of the Executive by |
|
| December 23, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or Section 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): December 17, 2024 BAIYU Holdings, Inc. (Exact name of registrant as specified in its charter) Delaware 001-36055 45-4077653 (State or other jurisdiction of incorporation) (Com |
|
| December 4, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or Section 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): November 29, 2024 BAIYU Holdings, Inc. (Exact name of registrant as specified in its charter) Delaware 001-36055 45-4077653 (State or other jurisdiction of incorporation) (Com |
|
| November 29, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or Section 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): November 25, 2024 BAIYU Holdings, Inc. (Exact name of registrant as specified in its charter) Delaware 001-36055 45-4077653 (State or other jurisdiction of incorporation) (Com |
|
| November 22, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or Section 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): November 18, 2024 BAIYU Holdings, Inc. (Exact name of registrant as specified in its charter) Delaware 001-36055 45-4077653 (State or other jurisdiction of incorporation) (Com |
|
| November 13, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2024 ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number: 001-36055 BAIYU HOLDINGS, INC |
|
| October 30, 2024 |
Entry into a Material Definitive Agreement, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or Section 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): October 28, 2024 BAIYU Holdings, Inc. (Exact name of registrant as specified in its charter) Delaware 001-36055 45-4077653 (State or other jurisdiction of incorporation) (Comm |
|
| October 30, 2024 |
Exhibit 10.1 Supplementary Agreement to the Purchase and Sale Contract 《购销合同》之补充协议 Party A (Purchaser or Buyer): FENG'S AUTO PARTS INC Telephone: +1 626 841 9098 Contact: Daniel 甲方（采购方或买方）：FENG'S AUTO PARTS INC 电话： +1 626 841 9098 联系人：Daniel Party B (Supplier or Seller): BMYA NEW ENERGY TECHNOLOGY INC Telephone: +1 909 718 9985 / +86 755 8279 2111 Contact: Xiaoqiang Wu 乙方（供货方或卖方） 电话：+1 909 718 998 |
|
| October 29, 2024 |
DEF 14A 1 ea0217756-02.htm PROXY STATEMENT UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Schedule 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☒ Filed by a party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only |
|
| October 18, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Schedule 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☒ Filed by a party other than the Registrant ☐ Check the appropriate box: ☒ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☐ Defin |
|
| October 8, 2024 |
Exhibit 99.1 BAIYU Holdings Files Nasdaq Delisting Appeal Notice and Advances Recently Announced Projects SHENZHEN, China, October 8, 2024 /PRNewswire/ - BAIYU Holdings, Inc. (Nasdaq: BYU) (the “Company” or “BAIYU”), a leading B2B bulk commodity e-commerce platform and supply chain service provider, today announced that it has filed timely a formal notice of appeal to a Hearings Panel of a Nasdaq |
|
| October 8, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or Section 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): October 4, 2024 BAIYU Holdings, Inc. (Exact name of registrant as specified in its charter) Delaware 001-36055 45-4077653 (State or other jurisdiction of incorporation) (Commi |
|
| September 11, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or Section 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): September 5, 2024 BAIYU Holdings, Inc. (Exact name of registrant as specified in its charter) Delaware 001-36055 45-4077653 (State or other jurisdiction of incorporation) (Com |
|
| August 29, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or Section 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): August 29, 2024 BAIYU Holdings, Inc. (Exact name of registrant as specified in its charter) Delaware 001-36055 45-4077653 (State or other jurisdiction of incorporation) (Commi |
|
| August 29, 2024 |
Exhibit 10.1 contracts of purchase and sale Party A (Purchaser): FENG’S AUTO PARTS INC Address: 775Alpha street Duarte, CA, 91010 E-mail: [email protected] Telephone: +1 626 841 9098 Contact: Daniel Party B (Supplier): BMYA NEW ENERGY TECHNOLOGY INC Address: 2041Tom bur Dr, Hacienda Heights,CA 91745 E-mail: [email protected] Telephone: +1 909 718 9985 Contact: Wenhao Cui This Agreement is mad |
|
| August 27, 2024 |
Exhibit 10.1 SHARE PURCHASE AGREEMENT This Share Purchase Agreement (this “Agreement”) is entered into as of October 26, 2020 (“Effective Date”), by and between Shenzhen Baiyu Jucheng Data Technology Co., LBAIYU. a limited liability company incorporated under the laws of the PRC (the “Buyer”), Shenzhen Jintong source energy storage Technology Co., LBAIYU a PRC limited liability company (the “Compa |
|
| August 27, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or Section 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): August 21, 2024 BAIYU Holdings, Inc. (Exact name of registrant as specified in its charter) Delaware 001-36055 45-4077653 (State or other jurisdiction of incorporation) (Commi |
|
| August 12, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2024 ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number: 001-36055 BAIYU HOLDINGS, INC. (Ex |
|
| July 17, 2024 |
Letter Agreement, dated July 15, 2024, by and between the Company and Rongrong (Rita) Jiang Exhibit 10.1 BAIYU Holdings, Inc. 3607 Avenida Madera, Unit B Bradenton, FL 34210 941-592-5888 July 15, 2024 Re: Director Offer Letter Dear Ms. Rongrong (Rita) Jiang, BAIYU Holdings, Inc., a Delaware corporation (the “Company”), is pleased to offer you a position as a member of its Board of Directors (the “Board”). We believe your background and experience will be a significant asset to the Compan |
|
| July 17, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or Section 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): July 15, 2024 BAIYU Holdings, Inc. (Exact name of registrant as specified in its charter) Delaware 001-36055 45-4077653 (State or other jurisdiction of incorporation) (Commiss |
|
| June 25, 2024 |
BYU / BAIYU Holdings, Inc. / Yuan Hu - SCHEDULE 13G Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 BAIYU Holdings, Inc. (Name of Issuer) Common Stock, Par Value $0.001 Per Share (Title of Class of Securities) 87250W301 (CUSIP Number) June 18, 2024 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which th |
|
| June 25, 2024 |
BYU / BAIYU Holdings, Inc. / Deng Lianying - SCHEDULE 13G Passive Investment SC 13G 1 ea0208472-13gdengbaiyu.htm SCHEDULE 13G UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 BAIYU Holdings, Inc. (Name of Issuer) Common Stock, Par Value $0.001 Per Share (Title of Class of Securities) 87250W301 (CUSIP Number) June 18, 2024 (Date of Event Which Requires Filing of this Statement) Check the appropria |
|
| June 25, 2024 |
BYU / BAIYU Holdings, Inc. / Tan Li - SCHEDULE 13G Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 BAIYU Holdings, Inc. (Name of Issuer) Common Stock, Par Value $0.001 Per Share (Title of Class of Securities) 87250W301 (CUSIP Number) June 18, 2024 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which th |
|
| June 20, 2024 |
BYU / BAIYU Holdings, Inc. / Ou Katie - AMENDMENT NO. 4 TO SCHEDULE 13D Activist Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D/A Under the Securities Exchange Act of 1934 (Amendment No. 4)* BAIYU Holdings, Inc. (Name of Issuer) Common Stock, $0.001 Par Value (Title of Class of Securities) 87250W301 (CUSIP Number) Katie Ou Quadro Residences Klcc, C-03A-1 Kuala Lumpur, Malaysia Telephone: (941) 5925888 (Name, Address and Telephone Number of |
|
| June 20, 2024 |
BYU / BAIYU Holdings, Inc. / Yang Chaoliang - AMENDMENT NO. 1 TO SCHEDULE 13D Activist Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D/A Under the Securities Exchange Act of 1934 (Amendment No.1)* BAIYU Holdings, Inc. (Name of Issuer) Common Stock, $0.001 Par Value (Title of Class of Securities) 87250W301 (CUSIP Number) Chaoliang Yang No.1106, Building 8, Dinghui Xili, Haidian District, Beijing, China Telephone: +86 189 2344 1379 (Name, Address a |
|
| June 20, 2024 |
BYU / BAIYU Holdings, Inc. / Yuan Qianying - AMENDMENT NO. 2 TO SCHEDULE 13D Activist Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D/A Under the Securities Exchange Act of 1934 (Amendment No. 2)* BAIYU Holdings, Inc. (Name of Issuer) Common Stock, $0.001 Par Value (Title of Class of Securities) 87250W301 (CUSIP Number) Qianying Yuan Room 402, Unit 5, Building 19, Tiantongyuan, Changping District, Beijing, China (+86) 14775702735 (Name, Address |
|
| June 20, 2024 |
BYU / BAIYU Holdings, Inc. / Luo Chao - AMENDMENT NO. 1 TO SCHEDULE 13D Activist Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D/A Under the Securities Exchange Act of 1934 (Amendment No.1)* BAIYU Holdings, Inc. (Name of Issuer) Common Stock, $0.001 Par Value (Title of Class of Securities) 87250W301 (CUSIP Number) Chao Luo No.2004, Building 5, Dongjiang Garden, Fenggang Town Dongguan City, Guangdong Province, China 523000 Telephone: +86 147 |
|
| June 11, 2024 |
Exhibit 10.1 SECURITIES PURCHASE AGREEMENT 证券购买协议 This SECURITIES PURCHASE AGREEMENT (the “Agreement”) is dated as of June 7, 2024 by and among BAIYU Holdings, Inc., a Delaware corporation (the “Company”), and persons listed in Exhibit B hereto and each affixes its signature on the signature page of this Agreement (each, a “Purchaser”; collectively, the “Purchasers”). 本证券购买协议（“本协议”）系于2024年6月7日，由BA |
|
| June 11, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or Section 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): June 7, 2024 BAIYU Holdings, Inc. (Exact name of registrant as specified in its charter) Delaware 001-36055 45-4077653 (State or other jurisdiction of incorporation) (Commissi |
|
| May 10, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2024 ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number: 001-36055 BAIYU HOLDINGS, INC. (E |
|
| April 11, 2024 |
CORRESP 1 filename1.htm April 11, 2024 Via EDGAR Transmission United States Securities and Exchange Commission Division of Corporation Finance Office of Technology 100 F Street, N.E. Washington, D.C. 20549 Attention: Nicholas Nalbantian Re: BAIYU Holdings, Inc. Registration Statement on Form S-3 Filed April 8, 2024 Registration No. 333-273676 Ladies and Gentlemen: In accordance with Rule 461 of Re |
|
| April 8, 2024 |
Exhibit 21.1 (1) a variable interest entity. |
|
| April 8, 2024 |
WWW.MAGSTONELAW.COM 293 Eisenhower Parkway Suite 135 Livingston, NJ 07039 415 S Murphy Ave Sunnyvale Ca 94086 1180 Avenue of the Americas 8th Floor New York, NY 10036 1 Raffles Place - Tower 2, #20-61 Singapore 048616 April 8, 2024 Division of Corporation Finance Office of Trade & Services U.S. Securities and Exchange Commission 100 F Street, NE Washington, DC 20549 Re: BAIYU Holdings, Inc. Amendm |
|
| April 8, 2024 |
Registration No. 333-273676 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 AMENDMENT NO. 3 to FORM S-3 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 BAIYU HOLDINGS, INC. (Exact name of registrant as specified in its charter) Delaware 45-4077653 (State or other jurisdiction of incorporation or organization) (I.R.S. Employer Identification No.) 139, Xinzhou 11th St |
|
| March 22, 2024 |
Exhibit 19.1 Insider Trading Policy BAIYU Holdings, Inc. (the “Company”) encourages ownership of its stock by all officers, directors and employees. The Company’s officers, directors, certain employees, certain consultants and certain stockholders (and their family members) are considered “Insiders.” Insiders are subject to insider trading laws that affect the sale and purchase of the Company’s st |
|
| March 22, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K (Mark One) ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2023 or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number: 001-36055 BAIYU HOLDINGS |
|
| March 22, 2024 |
Subsidiaries of the Registrant Exhibit 21.1 |
|
| March 22, 2024 |
Exhibit 97 BAIYU HOLDINGS, INC. CLAWBACK POLICY A. OVERVIEW In accordance with the applicable rules of The Nasdaq Stock Market (the “Nasdaq Rules”), Section 10D and Rule 10D-1 of the Securities Exchange Act of 1934, as amended (the “Exchange Act”) (“Rule 10D-1”), the Board of Directors (the “Board”) of BAIYU Holdings, Inc. (the “Company”) has adopted this Policy (the “Policy”) to provide for the r |
|
| February 26, 2024 |
WWW.MAGSTONELAW.COM 293 Eisenhower Parkway Suite 135 Livingston, NJ 07039 415 S Murphy Ave Sunnyvale Ca 94086 1180 Avenue of the Americas 8th Floor New York, NY 10036 1 Raffles Place - Tower 2, #20-61 Singapore 048616 February 26, 2024 Division of Corporation Finance Office of Trade & Services U.S. Securities and Exchange Commission 100 F Street, NE Washington, DC 20549 Re: BAIYU Holdings, Inc. Am |
|
| February 26, 2024 |
Registration No. 333-273676 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 AMENDMENT NO. 2 to FORM S-3 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 BAIYU HOLDINGS, INC. (Exact name of registrant as specified in its charter) Delaware 45-4077653 (State or other jurisdiction of incorporation or organization) (I.R.S. Employer Identification No.) 139, Xinzhou 11th St |
|
| January 12, 2024 |
Registration No. 333-273676 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 AMENDMENT NO. 1 to FORM S-3 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 BAIYU HOLDINGS, INC. (Exact name of registrant as specified in its charter) Delaware 45-4077653 (State or other jurisdiction of incorporation or organization) (I.R.S. Employer Identification No.) 139, Xinzhou 11th St |
|
| January 12, 2024 |
WWW.MAGSTONELAW.COM 293 Eisenhower Parkway Suite 135 Livingston, NJ 07039 415 S Murphy Ave Sunnyvale Ca 94086 1180 Avenue of the Americas 8th Floor New York, NY 10036 1 Raffles Place - Tower 2, #20-61 Singapore 048616 January 12, 2024 Division of Corporation Finance Office of Trade & Services U.S. Securities and Exchange Commission 100 F Street, NE Washington, DC 20549 Re: BAIYU Holdings, Inc. (fo |
|
| December 7, 2023 |
BYU / Baiyu Holdings Inc / Flying Height Trading Co., Ltd - SCHEDULE 13D Activist Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 BAIYU Holdings, Inc. (Name of Issuer) Common Stock, $0.001 Par Value (Title of Class of Securities) 87250W301 (CUSIP Number) Zhengfei Li c/o Flying Height Trading Co., Limited FLAT/RM 7022 BLK D 7/F TAK WING INDUSTRY BLDS 3 TSUN WEN ROAD TUEN MUN NT HONG KONG Telephone: +8 |
|
| December 7, 2023 |
BYU / Baiyu Holdings Inc / Flying Height Consulting Services Ltd - SCHEDULE 13D Activist Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 BAIYU Holdings, Inc. (Name of Issuer) Common Stock, $0.001 Par Value (Title of Class of Securities) 87250W301 (CUSIP Number) Qian Sun c/o Flying Height Consulting Services Limited Room 1803, No.115, Lane 800, Ruilin Road, Nanxiang Town, Jiading District Shanghai, China 201 |
|
| December 6, 2023 |
BYU / Baiyu Holdings Inc / Luo Chao - SCHEDULE 13D Activist Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 BAIYU Holdings, Inc. (Name of Issuer) Common Stock, $0.001 Par Value (Title of Class of Securities) 87250W301 (CUSIP Number) Chao Luo No.2004, Building 5, Dongjiang Garden, Fenggang Town Dongguan City, Guangdong Province, China 523000 Telephone: +86 14704799428 (Name, Addr |
|
| December 6, 2023 |
BYU / Baiyu Holdings Inc / Tan Shanchuan - SCHEDULE 13D Activist Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 BAIYU Holdings, Inc. (Name of Issuer) Common Stock, $0.001 Par Value (Title of Class of Securities) 87250W301 (CUSIP Number) Shanchuan Tan Phase I, Tianmahe No.1, No. 5, Lihong South Road, Huadu District Guangzhou City, China 518800 Telephone: +86 15603052608 (Name, Addres |
|
| December 1, 2023 |
BYU / Baiyu Holdings Inc / Yuan Qianying - AMENDMENT NO. 1 TO SCHEDULE 13D Activist Investment SC 13D/A 1 ea189380-13da1yuanbaiyuhold.htm AMENDMENT NO. 1 TO SCHEDULE 13D UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D/A Under the Securities Exchange Act of 1934 (Amendment No. 1)* BAIYU Holdings, Inc. (Name of Issuer) Common Stock, $0.001 Par Value (Title of Class of Securities) 87250W301 (CUSIP Number) Qianying Yuan Room 402, Unit 5, Building 19, Tianton |
|
| December 1, 2023 |
BYU / Baiyu Holdings Inc / Ou Katie - AMENDMENT NO. 3 TO SCHEDULE 13D Activist Investment SC 13D/A 1 ea189379-13da3oubaiyuhold.htm AMENDMENT NO. 3 TO SCHEDULE 13D UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D/A Under the Securities Exchange Act of 1934 (Amendment No. 3)* BAIYU Holdings, Inc. (Name of Issuer) Common Stock, $0.001 Par Value (Title of Class of Securities) 87250W301 (CUSIP Number) Katie Ou Quadro Residences Klcc, C-03A-1 Kuala Lumpur, |
|
| November 30, 2023 |
Letter From Audit Alliance LLP to the Securities and Exchange Commission Exhibit 16.1 AUDIT ALLIANCE LLP® A Top 18 Audit Firm 10 Anson Road, #20-16 International Plaza, Singapore 079903. UEN: T12LL1223B GST Reg No: M90367663E Tel: (65) 6227 5428 Website: www.allianceaudit.com CONSENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM We have read the statements under Item 4.01 in the Current Report on Form 8-K dated November 30, 2023 (the “8-K”), of BAIYU Holdings, Inc. |
|
| November 30, 2023 |
Financial Statements and Exhibits, Changes in Registrant's Certifying Accountant UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or Section 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): November 30, 2023 BAIYU Holdings, Inc. (Exact name of registrant as specified in its charter) Delaware 001-36055 45-4077653 (State or other jurisdiction of incorporation) (Com |
|
| November 17, 2023 |
Exhibit 10.1 SECURITIES PURCHASE AGREEMENT 证券购买协议 This SECURITIES PURCHASE AGREEMENT (the “Agreement”) is dated as of November 16, 2023 by and among BAIYU Holdings, Inc., a Delaware corporation (the “Company”), and persons listed in Exhibit B hereto and each affixes its signature on the signature page of this Agreement (each, a “Purchaser”; collectively, the “Purchasers”). 本证券购买协议（“本协议”）系于2023年11月 |
|
| November 17, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or Section 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): November 16, 2023 BAIYU Holdings, Inc. (Exact name of registrant as specified in its charter) Delaware 001-36055 45-4077653 (State or other jurisdiction of incorporation) (Com |
|
| November 15, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2023 ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number: 001-36055 BAIYU Holdings, Inc |
|
| November 15, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 12b-25 SEC File Number: 001-36055 CUSIP Number: 87250W301 NOTIFICATION OF LATE FILING (Check One): ☐ Form 10-K ☐ Form 20-F ☐ Form 11-K ☒ Form 10-Q ☐ Form 10-D ☐ Form N-CEN ☐ Form N-CSR For Period Ended: September 30, 2023 ☐ Transition Report on Form 10-K ☐ Transition Report on Form 20-F ☐ Transition Report on Form 11-K ☐ |
|
| November 2, 2023 |
Exhibit 99.1 BAIYU Holdings, Inc. announces its entry into the network layout of photovoltaic, energy storage power and fast charging stations, and new energy industry operation service business. SHENZHEN, China, November 2, 2023 /PRNewswire/ On November 2, 2023, BAIYU Holdings, Inc. (NASDAQ: BYU) (the “company”) is pleased to announce its expansion of the company’s primary business operations. Th |
|
| November 2, 2023 |
Regulation FD Disclosure, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or Section 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): November 2, 2023 BAIYU Holdings, Inc. (Exact name of registrant as specified in its charter) Delaware 001-36055 45-4077653 (State or other jurisdiction of incorporation) (Comm |
|
| October 27, 2023 |
BAIYU Holdings, Inc. (Formerly TD Holdings, Inc.) Announces Reverse Stock Split Exhibit 99.1 BAIYU Holdings, Inc. (Formerly TD Holdings, Inc.) Announces Reverse Stock Split SHENZHEN, China, October 27, 2023 /PRNewswire/ BAIYU Holdings, Inc. (formerly TD Holdings, Inc.) (Nasdaq: GLG) (the “Company”), a commodities trading service and provider in China, today announced that it plans to change its name from “TD Holdings, Inc.” to “BAIYU Holdings, Inc.”, its ticker symbol from “G |
|
| October 27, 2023 |
Regulation FD Disclosure, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or Section 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): October 27, 2023 BAIYU Holdings, Inc. (Exact name of registrant as specified in its charter) Delaware 001-36055 45-4077653 (State or other jurisdiction of incorporation) (Comm |
|
| October 20, 2023 |
Exhibit 3.1 Delaware The First State Page 1 I, JEFFREY W. BULLOCK, SECRETARY OF STATE OF THE STATE OF DELAWARE, DO HEREBY CERTIFY THE ATTACHED IS A TRUE AND CORRECT COPY OF THE CERTIFICATE OF AMENDMENT OF “TD HOLDINGS, INC.”, CHANGING ITS NAME FROM “TD HOLDINGS, INC.” TO “BAIYU HOLDINGS, INC.”, FILED IN THIS OFFICE ON THE NINETEENTH DAY OF OCTOBER, A.D. 2023, AT 10:26 O’CLOCK A.M. 5082308 8100 Aut |
|
| October 20, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or Section 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): October 19, 2023 BAIYU Holdings, Inc. (Exact name of registrant as specified in its charter) Delaware 001-36055 45-4077653 (State or other jurisdiction of incorporation) (Comm |
|
| September 29, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14C Information Statement Pursuant to Section 14(c) of the Securities Exchange Act of 1934 Check the appropriate box: ☐ Preliminary Information Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14c-5(d)(2)) ☒ Definitive Information Statement TD HOLDINGS, INC. (Name of Registrant As Specifi |
|
| September 19, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14C Information Statement Pursuant to Section 14(c) of the Securities Exchange Act of 1934 Check the appropriate box: ☒ Preliminary Information Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14c-5(d)(2)) ☐ Definitive Information Statement TD HOLDINGS, INC. (Name of Registrant As Specifi |
|
| September 11, 2023 |
Employment Agreement, dated September 11, 2023 by and between the Company and Ge Ouyang Exhibit 10.2 EMPLOYMENT AGREEMENT This EMPLOYMENT AGREEMENT (the “Agreement”), is entered into as of September 11, 2023 (the “Effective Date”), by and between TD Holdings, Inc., incorporated under the laws of the State of Delaware (the “Company”), and Ge Ouyang, an individual (the “Executive”). Except with respect to the direct employment of the Executive by the Company, the term “Company” as used |
|
| September 11, 2023 |
Employment Agreement, dated September 11, 2023 by and between the Company and Wenhao Cui Exhibit 10.1 EMPLOYMENT AGREEMENT This EMPLOYMENT AGREEMENT (the “Agreement”), is entered into as of September 11, 2023 (the “Effective Date”), by and between TD Holdings, Inc., incorporated under the laws of the State of Delaware (the “Company”), and Wenhao Cui, an individual (the “Executive”). Except with respect to the direct employment of the Executive by the Company, the term “Company” as use |
|
| September 11, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or Section 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): September 8, 2023 TD Holdings, Inc. (Exact name of registrant as specified in its charter) Delaware 001-36055 45-4077653 (State or other jurisdiction of incorporation) (Commis |
|
| August 16, 2023 |
WWW.MAGSTONELAW.COM 293 Eisenhower Parkway Suite 135 Livingston NJ 07039 415 S Murphy Ave Sunnyvale Ca 94086 1180 Avenue of the Americas 8th Floor New York, NY 10036 1 Raffles Place - Tower 2, #20-61 Singapore 048616 August 16, 2023 Division of Corporation Finance Office of Life Sciences U.S. Securities and Exchange Commission 100 F Street, NE Washington, DC 20549 Re: TD Holdings, Inc. Form 10-K f |
|
| August 11, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2023 ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number: 001-36055 TD Holdings, Inc. (Exact |
|
| August 3, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM S-3 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 TD HOLDINGS, INC. (Exact name of registrant as specified in its charter) Delaware 45-4077653 (State or other jurisdiction of incorporation or organization) (I.R.S. Employer Identification No.) 139, Xinzhou 11th Street, Futian District, Shenzhen, Guangdong, PRC 51 |
|
| August 3, 2023 |
Exhibit 21.1 List of Subsidiaries and Consolidated Entity of TD Holdings, Inc. as of August 2, 2023 Name of Subsidiary Jurisdiction of Incorporation or Organization HC High Summit Holding Limited British Virgin Islands BAIYU International Supply Chain PTE.LTD Singapore TD Internet Of Things Technology Company Limited Hong Kong Zhong Hui Dao Ming Investment Management Limited Hong Kong Tongdow E-tr |
|
| August 3, 2023 |
Exhibit 107 Calculation of Filing Fee Table Form S-3 (Form Type) TD HOLDINGS, INC. |
|
| July 31, 2023 |
TD HOLDINGS, INC. 28,000,000 Shares of Common Stock Filed pursuant to Rule 424(b)(5) Registration No. 333-239757 Prospectus Supplement (To Prospectus dated August 4, 2020) TD HOLDINGS, INC. 28,000,000 Shares of Common Stock We are offering 28,000,000 shares of our common stock, $0.001 par value per share, directly to the investors in this offering at a price of $0.35 per share pursuant to this prospectus supplement and the accompanying prospectus. |
|
| July 31, 2023 |
Form of Securities Purchase Agreement Exhibit 10.1 SECURITIES PURCHASE AGREEMENT 证券购买协议 This SECURITIES PURCHASE AGREEMENT (the “Agreement”) is dated as of July 31, 2023 by and among TD Holdings, Inc., a Delaware corporation, (the “Company”), and individuals listed in Exhibit B hereto and each affixes its signature on the signature page of this Agreement (each, a “Purchaser”; collectively, the “Purchasers”). 本证券购买协议（“本协议”）系于2023年7月31日 |
|
| July 31, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or Section 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): July 31, 2023 TD Holdings, Inc. (Exact name of registrant as specified in its charter) Delaware 001-36055 45-4077653 (State or other jurisdiction of incorporation) (Commission |
|
| July 24, 2023 |
WWW.MAGSTONELAW.COM 293 Eisenhower Parkway Suite 135 Livingston NJ 07039 415 S Murphy Ave Sunnyvale Ca 94086 1180 Avenue of the Americas 8th Floor New York, NY 10036 1 Raffles Place - Tower 2, #20-61 Singapore 048616 July 24, 2023 Division of Corporation Finance Office of Life Sciences U.S. Securities and Exchange Commission 100 F Street, NE Washington, DC 20549 Re: TD Holdings, Inc. Form 10-K for |
|
| June 13, 2023 |
Registration No. 333-214779 UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 POST-EFFECTIVE AMENDMENT NO. 2 TO FORM S-8 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 TD HOLDINGS, INC. (Exact name of Registrant as specified in its charter) Delaware 45-4077653 (State or other jurisdiction of incorporation or organization) (I.R.S. Employer Identification No.) 139, Xin |
|
| June 13, 2023 |
Registration No. 333-272558 UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 POST-EFFECTIVE AMENDMENT NO. 1 TO FORM S-8 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 TD HOLDINGS, INC. (Exact name of Registrant as specified in its charter) Delaware 45-4077653 (State or other jurisdiction of incorporation or organization) (I.R.S. Employer Identification No.) 139, Xin |
|
| June 13, 2023 |
TD Holdings, Inc. 2023 Stock Incentive Plan Exhibit 99.1 TD HOLDINGS, INC. 2023 STOCK INCENTIVE PLAN Section 1. Establishment and Purpose The purpose of the TD Holdings, Inc. 2023 Stock Incentive Plan (the “Plan”), is to provide a means whereby eligible employees, officers, non-employee directors and other individual service providers of TD Holdings, Inc. (the “Company”) and its subsidiaries may develop a sense of proprietorship and persona |
|
| June 9, 2023 |
EX-FILING FEES 4 ea180047ex107tdholdings.htm CALCULATION OF FILING FEE TABLES Exhibit 107 Calculation of Filing Fee Tables Form S-8 (Form Type) TD HOLDINGS, INC. (Exact name of registrant as specified in its charter) Table 1: Newly Registered Securities Security Type Security Class Title (1) Fee Calculation Rule Amount Registered(1) Proposed Maximum Offering Price Per Share Maximum Aggregate Offer |
|
| June 9, 2023 |
Registration No. 333- UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM S-8 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 TD HOLDINGS, INC. (Exact name of registrant as specified in its charter) Delaware 139, Xinzhou 11th Street, Futian District Shenzhen, Guangdong, PRC 518000 45-4077653 (State or other jurisdiction of incorporation or organization) (Address of P |
|
| May 26, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or Section 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): May 26, 2023 TD Holdings, Inc. (Exact name of registrant as specified in its charter) Delaware 001-36055 45-4077653 (State or other jurisdiction of incorporation) (Commission |
|
| May 16, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or Section 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): May 16, 2023 TD Holdings, Inc. (Exact name of registrant as specified in its charter) Delaware 001-36055 45-4077653 (State or other jurisdiction of incorporation) (Commission |
|
| May 12, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2023 ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number: 001-36055 TD Holdings, Inc. (Exac |
|
| May 9, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Schedule 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☒ Filed by a party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☒ Defin |
|
| April 25, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Schedule 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☒ Filed by a party other than the Registrant ☐ Check the appropriate box: ☒ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☐ Defin |
|
| March 24, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14C Information Statement Pursuant to Section 14(c) of the Securities Exchange Act of 1934 (Amendment No. ) Check the appropriate box: ☐ Preliminary Information Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14c-5(d)(2)) ☒ Definitive Information Statement TD HOLDINGS, INC. (Name of Regi |
|
| March 14, 2023 |
Exhibit 10.2 CONVERTIBLE PROMISSORY NOTE Effective Date: March 13, 2023 U.S. $3,320,000.00 FOR VALUE RECEIVED, TD Holdings, Inc., a Delaware corporation (“Borrower”), promises to pay to Streeterville Capital, LLC, a Utah limited liability company, or its successors or assigns (“Lender”), $3,320,000.00 and any interest, fees, charges, and late fees accrued hereunder on the date that is twelve (12) |
|
| March 14, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14C Information Statement Pursuant to Section 14(c) of the Securities Exchange Act of 1934 (Amendment No.) Check the appropriate box: ☒ Preliminary Information Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14c-5(d)(2)) ☐ Definitive Information Statement TD HOLDINGS, INC. (Name of Regis |
|
| March 14, 2023 |
Filed pursuant to Rule 424(b)(5) Registration No. 333-239757 Prospectus Supplement (To Prospectus dated August 4, 2020) TD HOLDINGS, INC. Up to US$1,500,000 Common Stock Issuable upon the conversion of 10% Convertible Promissory Note Due 2024 Pursuant to this prospectus supplement and the accompanying prospectus, we are offering, from time to time, shares of our common stock, par value 0.001 par v |
|
| March 14, 2023 |
Securities Purchase Agreement. Exhibit 10.1 Securities Purchase Agreement This Securities Purchase Agreement (this “Agreement”), dated as of March 13, 2023, is entered into by and between TD Holdings, Inc., a Delaware corporation (“Company”), and Streeterville Capital, LLC, a Utah limited liability company, its successors and/or assigns (“Investor”). A. Company and Investor are executing and delivering this Agreement in relianc |
|
| March 14, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or Section 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): March 13, 2023 TD Holdings, Inc. (Exact name of registrant as specified in its charter) Delaware 001-36055 45-4077653 (State or other jurisdiction of incorporation) (Commissio |
|
| March 10, 2023 |
Subsidiaries of the Registrant Exhibit 21.1 |
|
| March 10, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K (Mark One) ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2022 or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number: 001-36055 TD HOLDINGS, I |
|
| February 3, 2023 |
US87250W2026 / TD HOLDINGS INC / Ou Katie - AMENDMENT NO. 2 TO SCHEDULE 13D Activist Investment SC 13D/A 1 ea172448-13da2outdhold.htm AMENDMENT NO. 2 TO SCHEDULE 13D UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D/A Under the Securities Exchange Act of 1934 (Amendment No. 2)* TD Holdings, Inc. (Name of Issuer) Common Stock, $0.001 Par Value (Title of Class of Securities) 87250W202 (CUSIP Number) With Copies To: Stanley Yang Chief Financial Officer 39, Xin |
|
| February 3, 2023 |
US87250W2026 / TD HOLDINGS INC / Yang Chaoliang - SCHEDULE 13D Activist Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 TD Holdings, Inc. (Name of Issuer) Common Stock, $0.001 Par Value (Title of Class of Securities) 87250W202 (CUSIP Number) With Copies to: Stanley Yang Chief Financial Officer 39, Xinzhou 11th Street, Futian District, Shenzhen, Telephone: +86 185 1851 3075 (Name, Address an |
|
| February 1, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D/A Under the Securities Exchange Act of 1934 (Amendment No. 4)* TD Holdings, Inc. (Name of Issuer) Common Stock, $0.001 Par Value (Title of Class of Securities) 87250W202 (CUSIP Number) With Copies To: Stanley Yang Chief Financial Officer 39 Xinzhou, 11th Street, Futian District, Shenzhen, Telephone: +86 185 1851 3 |
|
| January 30, 2023 |
RW 1 ea172392-rwtdholdings.htm WITHDRAWAL REQUEST January 30, 2023 Via EDGAR Transmission Division of Corporation Finance United States Securities and Exchange Commission 100 F Street, N.E. Washington, D.C. 20549 Re: TD Holdings, Inc. Withdrawal of Registration Statement on Form S-1 File No. 333-259497 Ladies and Gentlemen: Pursuant to Rule 477 under the Securities Act of 1933, as amended (the “Se |
|
| January 10, 2023 |
Exhibit 10.1 SECURITIES PURCHASE AGREEMENT 证券购买协议 This SECURITIES PURCHASE AGREEMENT (the “Agreement”) is dated as of January 9, 2023 by and among TD Holdings, Inc., a Delaware corporation, (the “Company”), and individuals listed in Exhibit B hereto and each affixes its signature on the signature page of this Agreement (each, a “Purchaser”; collectively, the “Purchasers”). 本证券购买协议（“本协议”）系于2023年1月9 |
|
| January 10, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or Section 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): January 10, 2023 (January 9, 2023) TD Holdings, Inc. (Exact name of registrant as specified in its charter) Delaware 001-36055 45-4077653 (State or other jurisdiction of incor |
|
| December 14, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or Section 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): December 12, 2022 TD Holdings, Inc. (Exact name of registrant as specified in its charter) Delaware 001-36055 45-4077653 (State or other jurisdiction of incorporation) (Commis |
|
| December 14, 2022 |
Up to 2,589,306 Shares of Common Stock TD HOLDINGS, INC. Filed pursuant to Rule 424(b)(5) File No. 333-239757 Supplement No. 1 dated December 12, 2022 To the Prospectus Supplement dated January 19, 2021 (To Prospectus dated August 4, 2020) Up to 2,589,306 Shares of Common Stock TD HOLDINGS, INC. This supplement, referred to as the Supplement, amends and supplements certain information contained in the prospectus supplement dated January 19, 2021, referr |
|
| December 14, 2022 |
Exhibit 10.1 SETTLEMENT AND RESTATED COMMON STOCK PURCHASE AGREEMENT This Settlement and Restated Common Stock Purchase Agreement is effective as of the Execution Date (this ?Agreement?), by and between TD HOLDINGS, INC., a Delaware corporation (the ?Company?), and WHITE LION CAPITAL LLC, a Nevada limited liability company (the ?Investor,? together with the Company, the ?Parties?). RECITALS WHEREA |
|
| November 30, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D/A Under the Securities Exchange Act of 1934 (Amendment No. 3)* TD Holdings, Inc. (Name of Issuer) Common Stock, $0.001 Par Value (Title of Class of Securities) 87250W202 (CUSIP Number) With Copies To: Stanley Yang Chief Financial Officer Tairan 8th Road, Futian District, Shenzhen, Telephone: +86 185 1851 3075 (Nam |
|
| November 30, 2022 |
US87250W2026 / TD HOLDINGS INC / Yuan Qianying - SCHEDULE 13D Activist Investment SC 13D 1 ea169354-13dyuantdhold.htm SCHEDULE 13D UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 TD Holdings, Inc. (Name of Issuer) Common Stock, $0.001 Par Value (Title of Class of Securities) 87250W202 (CUSIP Number) With Copies to: Stanley Yang Chief Financial Officer Tairan 8th Road, Futian District, Shenzhen, Telep |
|
| November 30, 2022 |
US87250W2026 / TD HOLDINGS INC / Ou Katie - AMENDMENT NO. 1 TO SCHEDULE 13D Activist Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D/A Under the Securities Exchange Act of 1934 (Amendment No. 1)* TD Holdings, Inc. (Name of Issuer) Common Stock, $0.001 Par Value (Title of Class of Securities) 87250W202 (CUSIP Number) With Copies To: Stanley Yang Chief Financial Officer Tairan 8th Road, Futian District, Shenzhen, Telephone: +86 185 1851 3075 (Nam |
|
| November 10, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2022 ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number: 001-36055 TD Holdings, Inc. ( |
|
| November 7, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or Section 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): November 7, 2022 (November 6, 2022) TD Holdings, Inc. (Exact name of registrant as specified in its charter) Delaware 001-36055 45-4077653 (State or other jurisdiction of inco |
|
| November 7, 2022 |
Exhibit 10.1 SECURITIES PURCHASE AGREEMENT 证券购买协议 This SECURITIES PURCHASE AGREEMENT (the “Agreement”) is dated as of November 6, 2022 by and among TD HOLDINGS, INC., a Delaware corporation, (the “Company”), and individuals listed in Exhibit B hereto and each affixes its signature on the signature page of this Agreement (each, a “Purchaser”; collectively, the “Purchasers”). 本证券购买协议系（“本协议”或“协议”）于20 |
|
| October 28, 2022 |
TD HOLDINGS, INC. UNAUDITED PRO FORMA CONDENSED COMBINED FINANCIAL STATEMENTS Exhibit 99.2 TD HOLDINGS, INC. UNAUDITED PRO FORMA CONDENSED COMBINED FINANCIAL STATEMENTS On October 17, 2022, Shenzhen Baiyu Jucheng Data Technology Co., Ltd. (?Shenzhen Baiyu Jucheng?), a wholly owned subsidiary of TD Holdings, Inc. entered into a set of variable interest entity agreements (the ?VIE Agreements?) with Shenzhen Tongdow Internet Technology Co., Ltd. (?Tongdow Internet Technology?) |
|
| October 28, 2022 |
SHENZHEN TONGDOW INTERNET TECHNOLOGY CO., LTD. FINANCIAL STATEMENTS Exhibit 99.1 SHENZHEN TONGDOW INTERNET TECHNOLOGY CO., LTD. FINANCIAL STATEMENTS Contents Page(s) Reports of Independent Registered Public Accounting Firm F-2 Balance Sheets as of June 30,2022 and December 31, 2021 and 2020 F-3 Statements of Income and Other Comprehensive (Loss)Income for the period/year ended June 30,2022 and December 31, 2021 and 2020 F-4 Statement of Changes in Shareholders? Eq |
|
| October 28, 2022 |
Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K/A Amendment No. 1 CURRENT REPORT Pursuant to Section 13 or Section 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): October 28, 2022 (October 25, 2022) TD Holdings, Inc. (Exact name of registrant as specified in its charter) Delaware 001-36055 45-4077653 (State or other ju |
|
| October 26, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or Section 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): October 26, 2022 (October 25, 2022) TD Holdings, Inc. (Exact name of registrant as specified in its charter) Delaware 001-36055 45-4077653 (State or other jurisdiction of inco |
|
| October 18, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or Section 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): October 18, 2022 (October 17, 2022) TD Holdings, Inc. (Exact name of registrant as specified in its charter) Delaware 001-36055 45-4077653 (State or other jurisdiction of inco |
|
| October 18, 2022 |
Exhibit 10.1 ???????? Exclusive Business Cooperation Agreement ????????????????????????2022?10?17?????????????????????? This Exclusive Business Cooperation Agreement (this ?Agreement?) is made and entered into by and between the following parties on October 17, 2022 in Shenzhen, the People?s Republic of China (?China? or the ?PRC?). ??? ?????????????? ??? ???????????????????C?25?? Party A: Shenzhe |
|
| October 18, 2022 |
Exhibit 10.2 ?????? Share Pledge Agreement ???????(???????)??????2022?10?17?????????????????????? This Share Pledge Agreement (this ?Agreement?) has been executed by and among the following parties on October 17, 2022 in Shenzhen People?s Republic of China (?China? or the ?PRC?): ????????????????????????????????????????????????????????????????????????????C?25? Party A: Shenzhen Baiyu Jucheng Data |
|
| October 18, 2022 |
Exhibit 10.4 ????? Power of Attorney ???????????????????????????????????100%??????????????????????????????????????????????(?WFOE?)??????????????????? Shanghai Zhuotaitong Industry Co., Ltd, is a holder of 100% of the registered capital in Shenzhen Tongdow Internet Technology Co., Ltd (the ?Company?) (?The Shareholding?), hereby irrevocably authorize Shenzhen Baiyu Jucheng Data Technology Co., Ltd. |
|
| October 18, 2022 |
Exhibit 99.1 TD Holdings, Inc. to Acquire Controlling Interest of Shenzhen Tongdow Internet Technology Co., Ltd. to Further Propel Global Commodities Trading Market Presence SHENZHEN, China, October 18, 2022 /PRNewswire/ - TD Holdings, Inc. (Nasdaq: GLG) (the ?Company?), a commodities trading service provider in China, today announced that on October 18, 2022, through its wholly-owned subsidiary, |
|
| October 18, 2022 |
Exhibit 10.5 ?????? Timely Reporting Agreement ???????(???????)??????2022?10?17?????????????????????? This Timely Reporting Agreement (this ?Agreement?) has been executed by and among the following parties on October 17, 2022 in Shenzhen, the People?s Republic of China (?China? or the ?PRC?) ? ???????????????????????????????????????????????????????????????????C?25? Party A: Shenzhen Baiyu Jucheng |
|
| October 18, 2022 |
Exhibit 10.3 ??????? Exclusive Option Agreement ???????????????????????2022?10?17?????????????????????? This Exclusive Option Agreement (this ?Agreement?) is executed by and among the following parties as of October 17, 2022, in Shenzhen, the People?s Republic of China (?China? or the ?PRC?): ????????????????????????????????????????????????????????????????????C?25? Party A:Shenzhen Baiyu Jucheng D |
|
| September 1, 2022 |
Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or Section 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): September 1, 2022 (August 31, 2022) TD Holdings, Inc. (Exact name of registrant as specified in its charter) Delaware 001-36055 45-4077653 (State or other jurisdiction of inco |
|
| September 1, 2022 |
TD Holdings, Inc. Has Regained Compliance with Nasdaq’s Minimum Bid Price Requirement Exhibit 99.1 TD Holdings, Inc. Has Regained Compliance with Nasdaq?s Minimum Bid Price Requirement SHENZHEN, China, September 1, 2022 /PRNewswire/ - TD Holdings, Inc. (Nasdaq: GLG) (the ?Company?), a commodities trading service provider in China, today announced that it has received a notification letter (the ?Compliance Notice?) from the Listing Qualifications Department of the Nasdaq Stock Marke |
|
| August 17, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or Section 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): August 17, 2022 TD Holdings, Inc. (Exact name of registrant as specified in its charter) Delaware 001-36055 45-4077653 (State or other jurisdiction of incorporation) (Commissi |
|
| August 17, 2022 |
TD Holdings, Inc. Announces Reverse Stock Split Effective Today Exhibit 99.1 TD Holdings, Inc. Announces Reverse Stock Split Effective Today SHENZHEN, China, August 17, 2022 /PRNewswire/ - TD Holdings, Inc. (Nasdaq: GLG) (the ?Company?), a commodities trading service provider in China, today announced that its common stock is expected to begin trading when the markets open on a reverse stock split-adjusted basis on August 17, 2022 under the existing trading sy |
|
| August 17, 2022 |
Exhibit 3.1 |
|
| August 12, 2022 |
Exhibit 3.1 STATE OF DELAWARE CERTIFICATE OF AMENDMENT OF CERTIFICATE OF INCORPORATION The corporation organized and existing under and by virtue of the General Corporation Law of the State of Delaware does hereby certify: FIRST: Through an action by unanimous written consent of the Board of Directors of TD Holdings, Inc., resolutions were duly adopted setting forth a proposed amendment of the Cer |
|
| August 12, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or Section 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): August 12, 2022 TD Holdings, Inc. (Exact name of registrant as specified in its charter) Delaware 001-36055 45-4077653 (State or other jurisdiction of incorporation) (Commissi |
|
| August 9, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2022 ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number: 001-36055 TD Holdings, Inc. (Exact |
|
| August 1, 2022 |
DEF 14A 1 def14a0822tdholdings.htm DEFINITIVE PROXY STATEMENT UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Schedule 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ☒ Filed by a party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission On |
|
| July 22, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Schedule 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ? Filed by a party other than the Registrant ? Check the appropriate box: ? Preliminary Proxy Statement ? Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ? Defin |
|
| July 1, 2022 |
GLG / TD Holdings Inc / Ou Katie - SCHEDULE 13D Activist Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 TD Holdings, Inc. (Name of Issuer) Common Stock, $0.001 Par Value (Title of Class of Securities) 87250W103 (CUSIP Number) With Copies to: Stanley Yang Chief Financial Officer Tairan 8th Road, Futian District, Shenzhen, Telephone: +86 185 1851 3075 (Name, Address and Teleph |
|
| May 31, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or Section 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): May 31, 2022 (May 27, 2022) TD Holdings, Inc. (Exact name of registrant as specified in its charter) Delaware 001-36055 45-4077653 (State or other jurisdiction of incorporatio |
|
| May 31, 2022 |
Exhibit 10.1 SECURITIES PURCHASE AGREEMENT ?????? This SECURITIES PURCHASE AGREEMENT (the ?Agreement?) is dated as of May 27, 2022 by and among TD HOLDINGS, INC., a Delaware corporation, (the ?Company?), and individuals listed in Exhibit B hereto and each affixes its signature on the signature page of this Agreement (each, a ?Purchaser?; collectively, the ?Purchasers?). ???????(??????????)?2022?5? |
|
| May 23, 2022 |
DEF 14C 1 ea160451-def14ctdholding.htm DEFINITIVE INFORMATION STATEMENT UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14C Information Statement Pursuant to Section 14(c) of the Securities Exchange Act of 1934 (Amendment No.) Check the appropriate box: ☐ Preliminary Information Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14c-5(d) |
|
| May 13, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2022 ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number: 001-36055 TD Holdings, Inc. (Exac |
|
| May 11, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Schedule 14C Information Statement Pursuant to Section 14(c) of the Securities Exchange Act of 1934 (Amendment No. ) Check the appropriate box: ? Preliminary Information Statement ? Confidential, for Use of the Commission Only (as permitted by Rule 14c-5(d)(2)) ? Definitive Information Statement TD HOLDINGS, INC. (Name of Regi |
|
| May 10, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or Section 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): May 10, 2022 (May 6, 2022) TD Holdings, Inc. (Exact name of registrant as specified in its charter) Delaware 001-36055 45-4077653 (State or other jurisdiction of incorporation |
|
| May 10, 2022 |
Exhibit 10.2 CONVERTIBLE PROMISSORY NOTE Effective Date: May 6, 2022 U.S. $3,320,000.00 FOR VALUE RECEIVED, TD Holdings, Inc., a Delaware corporation (?Borrower?), promises to pay to Streeterville Capital, LLC, a Utah limited liability company, or its successors or assigns (?Lender?), $3,320,000.00 and any interest, fees, charges, and late fees accrued hereunder on the date that is twelve (12) mon |
|
| May 10, 2022 |
PRE 14C 1 ea159663-pre14ctdholdings.htm PRELIMINARY INFORMATION STATEMENT UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14C Information Statement Pursuant to Section 14(c) of the Securities Exchange Act of 1934 (Amendment No.) Check the appropriate box: ☒ Preliminary Information Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14c-5( |
|
| May 10, 2022 |
Exhibit 10.1 Securities Purchase Agreement This Securities Purchase Agreement (this ?Agreement?), dated as of May 6, 2022, is entered into by and between TD Holdings, Inc., a Delaware corporation (?Company?), and Streeterville Capital, LLC, a Utah limited liability company, its successors and/or assigns (?Investor?). A. Company and Investor are executing and delivering this Agreement in reliance u |
|
| April 20, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 AMENDMENT NO. 1 SCHEDULE 14C (Rule 14c-101) Information Statement Pursuant to Section 14(c) of the Securities Exchange Act of 1934 Check the appropriate box: ? Preliminary Information Statement ? Confidential, for Use of the Commission Only (as permitted by Rule 14c-5(d)(2)) ? Definitive Information Statement TD HOLDINGS, INC. |
|
| April 14, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14C Information Statement Pursuant to Section 14(c) of the Securities Exchange Act of 1934 (Amendment No. ) Check the appropriate box: ? Preliminary Information Statement ? Confidential, for Use of the Commission Only (as permitted by Rule 14c-5(d)(2)) ? Definitive Information Statement TD HOLDINGS, INC. (Name of Regi |
|
| March 16, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K (Mark One) ? ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2021 Or ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number: 001-36055 TD HOLDINGS, I |
|
| March 2, 2022 |
Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or Section 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): March 2, 2022 (March 1, 2022) TD Holdings, Inc. (Exact name of registrant as specified in its charter) Delaware 001-36055 45-4077653 (State or other jurisdiction of incorporat |
|
| December 23, 2021 |
Letter from BF Borgers CPA PC to the Securities and Exchange Commission Exhibit 16.1 5400 W Cedar Ave Lakewood, CO 80226 Telephone: 303.953.1454 Fax: 303.945.7991 December 23, 2021 United States Securities and Exchange Commission Office of the Chief Accountant 100 F Street, N.E. Washington, D.C. 20549 Re: TD Holdings, Inc. Ladies and Gentlemen: We have read the statements under Item 4.01 in the Current Report on Form 8-K dated December 23, 2021 (the ?8-K?), of TD Hold |
|
| December 23, 2021 |
Financial Statements and Exhibits, Changes in Registrant's Certifying Accountant UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or Section 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): December 22, 2021 TD Holdings, Inc. (Exact name of registrant as specified in its charter) Delaware 001-36055 45-4077653 (State or other jurisdiction of incorporation) (Commis |
|
| December 16, 2021 |
Submission of Matters to a Vote of Security Holders UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or Section 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): December 15, 2021 TD Holdings, Inc. (Exact name of registrant as specified in its charter) Delaware 001-36055 45-4077653 (State or other jurisdiction of incorporation) (Commis |
|
| November 19, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A (RULE 14a-101) SCHEDULE 14A INFORMATION Proxy Statement Pursuant To Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ? Filed by a Party other than the Registrant ? Check the appropriate box: ? Preliminary Proxy Statement ? Confidential, for use of the Commission Only (as permitted by Ru |
|
| November 12, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2021 ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number: 001-36055 TD Holdings, Inc. ( |
|
| November 10, 2021 |
Entry into a Material Definitive Agreement, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or Section 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): November 5, 2021 TD Holdings, Inc. (Exact name of registrant as specified in its charter) Delaware 001-36055 45-4077653 (State or other jurisdiction of incorporation) (Commiss |
|
| November 10, 2021 |
Form of Common Stock Securities Purchase Agreement Exhibit 10.1 SECURITIES PURCHASE AGREEMENT ?????? This SECURITIES PURCHASE AGREEMENT (the ?Agreement?) is dated as of November [ ], 2021 by and among TD HOLDINGS, INC., a Delaware corporation, (the ?Company?), and individuals listed in Exhibit B hereto and each affixes its signature on the signature page of this Agreement (each, a ?Purchaser?; collectively, the ?Purchasers?). ???????(??????????)?2 |
|
| September 28, 2021 |
Unregistered Sales of Equity Securities UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or Section 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): September 27, 2021 TD Holdings, Inc. (Exact name of registrant as specified in its charter) Delaware 001-36055 45-4077653 (State or other jurisdiction of incorporation) (Commi |
|
| September 20, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or Section 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): September 16, 2021 TD Holdings, Inc. (Exact name of registrant as specified in its charter) Delaware 001-36055 45-4077653 (State or other jurisdiction of incorporation) (Commi |
|
| September 14, 2021 |
Entry into a Material Definitive Agreement, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or Section 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): September 13, 2021 TD Holdings, Inc. (Exact name of registrant as specified in its charter) Delaware 001-36055 45-4077653 (State or other jurisdiction of incorporation) (Commi |
|
| September 14, 2021 |
As filed with the Securities and Exchange Commission on September 14, 2021. As filed with the Securities and Exchange Commission on September 14, 2021. Registration No. 333-259497 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 AMENDMENT NO. 1 TO FORM S-1 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 TD HOLDINGS, INC. (Exact name of registrant as specified in its charter) Delaware 6221 45-4077653 (State or other jurisdiction of incorporat |
|
| September 14, 2021 |
Exhibit 10.26 SETTLEMENT AND MUTUAL RELEASE AGREEMENT This Settlement and Mutual Release Agreement is dated as of September 13, 2021 (the ?Settlement Agreement?), by and between White Lion Capital, LLC. (?White Lion?) and TD Holdings, Inc. (?the Company? or ?TD Holdings?), (together, the ?Parties?, and each, a ?Party?). WHEREAS, White Lion and the Company entered into a Common Stock Purchase Agree |
|
| September 13, 2021 |
Exhibit 10.26 SETTLEMENT AND MUTUAL RELEASE AGREEMENT This Settlement and Mutual Release Agreement is dated as of September 13, 2021 (the ?Settlement Agreement?), by and between White Lion Capital, LLC. (?White Lion?) and TD Holdings, Inc. (?the Company? or ?TD Holdings?), (together, the ?Parties?, and each, a ?Party?). WHEREAS, White Lion and the Company entered into a Common Stock Purchase Agree |
|
| September 13, 2021 |
As filed with the Securities and Exchange Commission on September 13, 2021. As filed with the Securities and Exchange Commission on September 13, 2021. Registration No. 333- UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM S-1 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 TD HOLDINGS, INC. (Exact name of registrant as specified in its charter) Delaware 6221 45-4077653 (State or other jurisdiction of incorporation or organization) (Pri |
|
| September 8, 2021 |
Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or Section 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): September 1, 2021 TD Holdings, Inc. (Exact name of registrant as specified in its charter) Delaware 001-36055 45-4077653 (State or other jurisdiction of incorporation) (Commis |
|
| August 27, 2021 |
Exhibit 10.3 NEITHER THIS SECURITY NOR THE SECURITIES FOR WHICH THIS SECURITY IS EXERCISABLE HAVE BEEN REGISTERED WITH THE SECURITIES AND EXCHANGE COMMISSION OR THE SECURITIES COMMISSION OF ANY STATE IN RELIANCE UPON AN EXEMPTION FROM REGISTRATION UNDER THE SECURITIES ACT OF 1933, AS AMENDED (THE ?SECURITIES ACT?), AND, ACCORDINGLY, MAY NOT BE OFFERED OR SOLD EXCEPT PURSUANT TO AN EFFECTIVE REGIST |
|
| August 27, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or Section 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): August 26, 2021 TD Holdings, Inc. (Exact name of registrant as specified in its charter) Delaware 001-36055 45-4077653 (State or other jurisdiction of incorporation) (Commissi |
|
| August 27, 2021 |
Form of Common Stock Securities Purchase Agreement Exhibit 10.1 SECURITIES PURCHASE AGREEMENT ?????? This SECURITIES PURCHASE AGREEMENT (the ?Agreement?) is dated as of August [ ], 2021 by and among TD HOLDINGS, INC., a Delaware corporation, (the ?Company?), and individuals listed in Exhibit B hereto and each affixes its signature on the signature page of this Agreement (each, a ?Purchaser?; collectively, the ?Purchasers?). ???????(??????????)?202 |
|
| August 27, 2021 |
Form of Unit Securities Purchase Agreement EX-10.2 3 ea146546ex10-2tdholdingsinc.htm FORM OF UNIT SECURITIES PURCHASE AGREEMENT Exhibit 10.2 SECURITIES PURCHASE AGREEMENT 证券购买协议 This SECURITIES PURCHASE AGREEMENT (the “Agreement”) is dated as of August [ ], 2021 by and among TD HOLDINGS, INC., a Delaware corporation, (the “Company”), and individuals listed in Exhibit B hereto and each affixes its signature on the signature page of this Agr |
|
| August 16, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2021 ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number: 001-36055 TD Holdings, Inc. (Exact |
|
| July 2, 2021 |
Other Events, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or Section 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): June 29, 2021 TD Holdings, Inc. (Exact name of registrant as specified in its charter) Delaware 001-36055 45-4077653 (State or other jurisdiction of incorporation) (Commission |
|
| July 2, 2021 |
TD Holdings, Inc. Regains Compliance with Nasdaq's Listing Requirements Exhibit 99.1 TD Holdings, Inc. Regains Compliance with Nasdaq's Listing Requirements SHENZHEN, China, July 2, 2021 /PRNewswire/ - TD Holdings, Inc. (Nasdaq: GLG) (the "Company"), a commodities trading service provider in China, today announced that it has received a notification letter from the Listing Qualifications Department of the Nasdaq Stock Market ("Nasdaq") on June 29, 2021 notifying that |
|
| June 25, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2021 ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number: 001-36055 TD Holdings, Inc. (Exac |
|
| June 11, 2021 |
Exhibit 10.1 EMPLOYMENT AGREEMENT This EMPLOYMENT AGREEMENT (the ?Agreement?), is entered into as of June 11, 2021 (the ?Effective Date?), by and between TD Holdings, Inc., incorporated under the laws of the State of Delaware (the ?Company?), and Tianshi (Stanley) Yang, an individual (the ?Executive?). Except with respect to the direct employment of the Executive by the Company, the term ?Company? |
|
| June 11, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or Section 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): June 11, 2021 TD Holdings, Inc. (Exact name of registrant as specified in its charter) Delaware 001-36055 45-4077653 (State or other jurisdiction of incorporation) (Commission |
|
| June 4, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K (Mark One) ? ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2020 Or ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number: 001-36055 TD HOLDINGS, I |
|
| June 4, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q/A Amendment No. 1 ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2020 ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number: 001-36055 TD Hol |
|
| June 4, 2021 |
EXHIBIT 21.1 TD Holdings, Inc. Subsidiaries of the Registrant Name of Subsidiary Jurisdiction of Incorporation or Organization HC High Summit Holding Limited British Virgin Islands Zhong Hui Dao Ming Investment Management Limited Hong Kong Tongdow E-Trade Limited Hong Kong TD Internet Of Things Technology Co., Ltd. Hong Kong Shanghai Jianchi Supply Chain Co., Ltd. People?s Republic of China Shenzh |
|
| June 4, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q/A Amendment No. 1 ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2020 ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number: 001-36055 T |
|
| June 4, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q/A Amendment No. 1 ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2020 ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number: 001-36055 TD Ho |
|
| May 17, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 12b-25 NOTIFICATION OF LATE FILING (Check One): ? Form 10-K ? Form 20-F ? Form 11-K ? Form 10-Q ? Form N-SAR ? Form N-CSR For Period Ended: March 31, 2021 ? Transition Report on Form 10-K ? Transition Report on Form 20-F ? Transition Report on Form 11-K ? Transition Report on Form 10-Q ? Transition Report on Form N-SAR For the Transition Period Ended: Read Instruction (on back page) Before Preparing Form. |
|
| May 3, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or Section 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): April 27, 2021 TD Holdings, Inc. (Exact name of registrant as specified in its charter) Delaware 001-36055 45-4077653 (State or other jurisdiction of incorporation) (Commissio |
|
| May 3, 2021 |
Exhibit 10.1 TD Holdings, INC. 25th Floor, Block C, Tairan Building No. 31 Tairan 8th Road, Futian District Shenzhen, Guangdong, PRC 518000 +86 (0755) 88898711 April 27, 2021 Re: Director Offer Letter Dear Mr. Heung Ming (Henry) Wong TD Holdings, Inc., a Delaware corporation (the ?Company?), is pleased to offer you a position as a member of its Board of Directors (the ?Board?). We believe your bac |
|
| April 21, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or Section 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): April 20, 2021 TD Holdings, Inc. (Exact name of registrant as specified in its charter) Delaware 001-36055 45-4077653 (State or other jurisdiction of incorporation) (Commissio |
|
| April 21, 2021 |
Exhibit 3.01 State of Delaware Secretary of State Division of Corporations Delivered 12:20 PM 04/05/2021 FILED 12:20 PM 04/05/2021 SR 20211172341 - File Number 5082308 CERTIFICATE OF AMENDMENT OF CERTIFICATE OF INCORPORATION OF TD HOLDINGS, INC. Adopted in accordance with the provisions of Section 242 of the General Corporation Law of the State of Delaware The undersigned, being a duly authorized |
|
| April 6, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 12b-25 NOTIFICATION OF LATE FILING (Check One): ? Form 10-K ? Form 20-F ? Form 11-K ? Form 10-Q ? Form N-SAR ? Form N-CSR For Period Ended: December 31, 2020 ? Transition Report on Form 10-K ? Transition Report on Form 20-F ? Transition Report on Form 11-K ? Transition Report on Form 10-Q ? Transition Report on Form N-SAR For the Transition Period Ended: Read Instruction (on back page) Before Preparing Form. |
|
| March 31, 2021 |
Non reliance letter from BF Borgers CPA PC pursuant to Item 4.02(a), dated March 31, 2021 Exhibit 7.01 5400 W Cedar Ave Lakewood, CO 80226 Telephone: 303.953.1454 March 31, 2021 Office of the Chief Accountant Securities and Exchange Commission 100 F Street N. E. Washington, DC 20549 Re: TD Holdings, Inc. (CIK:1556266) Dear Sirs: We have received a copy of, and are in agreement with, the statements being made by TD Holdings, Inc. in Item 4.02 of its Form 8-K dated March 31, 2021 and cap |
|
| March 31, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K/A CURRENT REPORT Pursuant to Section 13 or Section 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): March 26, 2021 TD Holdings, Inc. (Exact name of registrant as specified in its charter) Delaware 001-36055 45-4077653 (State or other jurisdiction of incorporation) (Commiss |
|
| March 29, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or Section 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): March 26, 2021 TD Holdings, Inc. (Exact name of registrant as specified in its charter) Delaware 001-36055 45-4077653 (State or other jurisdiction of incorporation) (Commissio |
|
| March 29, 2021 |
Non reliance letter from BF Borgers CPA PC pursuant to Item 4.02(b), dated March 29, 2021 EX-7.01 2 ea138483ex7-01tdholding.htm NON RELIANCE LETTER FROM BF BORGERS CPA PC PURSUANT TO ITEM 4.02(B), DATED MARCH 26, 2021 Exhibit 7.01 5400 W Cedar Ave Lakewood, CO 80226 Telephone: 303.953.1454 March 29, 2021 Office of the Chief Accountant Securities and Exchange Commission 100 F Street N. E. Washington, DC 20549 Re: TD Holdings, Inc. (CIK:1556266) Dear Sirs: We have received a copy of, and |
|
| March 29, 2021 |
- DEFINITIVE INFORMATION STATEMENTS UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14C Information Statement Pursuant to Section 14(c) of the Securities Exchange Act of 1934 Check the appropriate box: ? Preliminary Information Statement ? Confidential, for Use of the Commission Only (as permitted by Rule 14c-5(d)(2)) ? Definitive Information Statement TD Holdings, Inc. (Name of Registrant as Specifi |
|
| March 15, 2021 |
- PRELIMINARY INFORMATION STATEMENT UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14C Information Statement Pursuant to Section 14(c) of the Securities Exchange Act of 1934 Check the appropriate box: ? Preliminary Information Statement ? Confidential, for Use of the Commission Only (as permitted by Rule 14c-5(d)(2)) ? Definitive Information Statement TD Holdings, Inc. (Name of Registrant as Specifi |
|
| March 10, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or Section 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): March 10, 2021 TD Holdings, Inc. (Exact name of registrant as specified in its charter) Delaware 001-36055 45-4077653 (State or other jurisdiction of incorporation) (Commissio |
|
| March 10, 2021 |
Exhibit 10.1 WAIVER AND WARRANT EXERCISE AGREEMENT This Warrant Exercise Agreement (this ?Agreement?), dated as of March [ ], 2021, is by and between TD Holdings, Inc., a Delaware corporation (the ?Company?), and the undersigned holder (the ?Holder?) of warrants to purchase common stock of the Company, $0.001 par value per share (the ?Common Stock?) issued by the Company, which warrants were issue |
|
| March 10, 2021 |
Filed pursuant to Rule 424(b)(5) File No. 333-239757 PROSPECTUS SUPPLEMENT (To Prospectus dated August 11, 2020) PROSPECTUS SUPPLEMENT 9,860,000 Shares of Common Stock Offered by Selling Stockholders TD HOLDINGS, INC. This prospectus supplement, together with the prospectus listed above, is to be used by certain holders of the above-referenced securities or by their pledgees, donees, transferees o |
|
| March 10, 2021 |
TD Holdings, Inc. Announces Exercise of Warrants for An Aggregate of 808,891 Shares of Common Stock Exhibit 99.1 TD Holdings, Inc. Announces Exercise of Warrants for An Aggregate of 808,891 Shares of Common Stock Shenzhen, China March 10, 2021 /PRNewswire/ - TD Holdings, Inc. (Nasdaq: GLG) (the “Company”), a commodities trading service provider in China, today announced a waiver and warrant exercise agreement by the Company and several accredited investors, pursuant to which certain accredited i |
|
| March 9, 2021 |
Exhibit 10.2 CONVERTIBLE PROMISSORY NOTE Effective Date: March 4, 2021 U.S. $3,320,000.00 FOR VALUE RECEIVED, TD Holdings, Inc., a Delaware corporation (?Borrower?), promises to pay to Streeterville Capital, LLC, a Utah limited liability company, or its successors or assigns (?Lender?), $3,320,000.00 and any interest, fees, charges, and late fees accrued hereunder on the date that is twelve (12) m |
|
| March 9, 2021 |
Exhibit 10.1 Securities Purchase Agreement This Securities Purchase Agreement (this ?Agreement?), dated as of March 4, 2021, is entered into by and between TD Holdings, Inc., a Delaware corporation (?Company?), and Streeterville Capital, LLC, a Utah limited liability company, its successors and/or assigns (?Investor?). A. Company and Investor are executing and delivering this Agreement in reliance |
|
| March 9, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or Section 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): March 4, 2021 TD Holdings, Inc. (Exact name of registrant as specified in its charter) Delaware 001-36055 45-4077653 (State or other jurisdiction of incorporation) (Commission |
|
| February 10, 2021 |
TD Holdings Inc. Closes $24.5 Million Private Placement with Affiliated Investors Exhibit 99.1 TD Holdings Inc. Closes $24.5 Million Private Placement with Affiliated Investors SHENZHEN, China, Feb. 10, 2020 /PRNewswire/ - TD Holdings, Inc. (Nasdaq: GLG) (the "Company"), a commodities trading service provider in China, today announced the closing of a private placement of 15,000,000 shares of its common stock to the Company’s chief executive officer and chairwoman, Ms. Renmei O |
|
| February 10, 2021 |
Regulation FD Disclosure, Unregistered Sales of Equity Securities, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or Section 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): February 10, 2021 TD Holdings, Inc. (Exact name of registrant as specified in its charter) Delaware 001-36055 45-4077653 (State or other jurisdiction of incorporation) (Commis |
|
| February 9, 2021 |
TD Holdings, Inc. (formerly known as Bat Group, Inc.) SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G/A Under the Securities Exchange Act of 1934 (Amendment No. 1)* TD Holdings, Inc. (formerly known as Bat Group, Inc.) (Name of Issuer) Common Stock, par value $0.001 per share (Title of Class of Securities) 87250W103 (CUSIP Number) December 31, 2020 (Date of Event Which Requires Filing of this Statement) Check the appropriate bo |
|
| February 8, 2021 |
Exhibit 10.1 TD Holdings, INC. 25th Floor, Block C, Tairan Building No. 31 Tairan 8th Road, Futian District Shenzhen, Guangdong, PRC 518000 +86 (0755) 88898711 February 8, 2021 Re: Director Offer Letter Dear Mr. Donghong Xiong TD Holdings, Inc., a Delaware corporation (the “Company”), is pleased to offer you a position as a member of its Board of Directors (the “Board”). We believe your background |
|
| February 8, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or Section 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): January 8, 2020 TD Holdings, Inc. (Exact name of registrant as specified in its charter) Delaware 001-36055 45-4077653 (State or other jurisdiction of incorporation) (Commissi |
|
| January 29, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 2)* TD Holdings, Inc. (Name of Issuer) Common Stock, $0.001 par value per share (Title of Class of Securities) 16955B106 (CUSIP Number) December 31, 2020 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule |
|
| January 25, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K/A CURRENT REPORT Pursuant to Section 13 or Section 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): December 16, 2020 TD Holdings, Inc. (Exact name of registrant as specified in its charter) Delaware 001-36055 45-4077653 (State or other jurisdiction of incorporation) (Comm |
|
| January 20, 2021 |
TD HOLDINGS, INC. Up to 15,800,000 Shares of Common Stock Filed pursuant to Rule 424(b)(5) Registration No. 333-239757 Prospectus Supplement (To Prospectus dated August 4, 2020) TD HOLDINGS, INC. Up to 15,800,000 Shares of Common Stock We are offering up to 15,700,000 shares or the Purchase Notice Shares, plus an additional 75,000 shares, or the Commitment Shares, of our common stock, $0.001 par value per share, directly to White Lion Capital LLC, a Neva |
|
| January 20, 2021 |
Exhibit 10.1 COMMON STOCK PURCHASE AGREEMENT This Common Stock Purchase Agreement is entered into effective as of this 19th day of January, 2021 (this “Agreement”), by and between TD HOLDINGS, INC., a Delaware corporation (the “Company”), and WHITE LION CAPITAL LLC, a Nevada limited liability company (the “Investor”). WHEREAS, the parties desire that, upon the terms and subject to the conditions c |
|
| January 20, 2021 |
Financial Statements and Exhibits, Entry into a Material Definitive Agreement - CURRENT REPORT UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or Section 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): January 20, 2021 TD Holdings, Inc. (Exact name of registrant as specified in its charter) Delaware 001-36055 45-4077653 (State or other jurisdiction of incorporation) (Commiss |
|
| January 20, 2021 |
Exhibit 10.3 ESCROW AGREEMENT This Escrow Agreement dated this 19th day of January, 2021 (the “Escrow Agreement”), is entered into by and among Univest Securities LLC, a New York limited liability company, having an office at 375 Park Avenue, Unit 1502, New York, NY 10152 (the “Placement Agent”), White Lion Capital, LLC, a Nevada limited liability company, having an office at 16911 San Fernando Mi |
|
| January 20, 2021 |
Exhibit 10.2 PLACEMENT AGENCY AGREEMENT January 6th, 2021 TD Holdings, Inc. 25th Floor, Block C. Tairan Building No.31 Tairan 8th Road, Futian District Shenzhen, Guangdong 518000 People’s Republic of China Attention: Renmei Ouyang, Chief Executive Officer Dear Ms. Ouyang: This letter (the “Agreement”) constitutes the agreement by and between Univest Securities, LLC (“Univest” or the “Placement Age |
|
| January 12, 2021 |
Entry into a Material Definitive Agreement, Financial Statements and Exhibits - CURRENT REPORT UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or Section 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): January 12, 2021 TD Holdings, Inc. (Exact name of registrant as specified in its charter) Delaware 001-36055 45-4077653 (State or other jurisdiction of incorporation) (Commiss |
|
| January 12, 2021 |
Exhibit 10.1 SECURITIES PURCHASE AGREEMENT 证券购买协议 This SECURITIES PURCHASE AGREEMENT (the “Agreement”) is dated as of January [ ], 2021 by and among TD Holdings, Inc. a Delaware corporation, (the “Company”), and individuals listed in Exhibit B hereto and each affixes its signature on the signature page of this Agreement (each, a “Purchaser”; collectively, the “Purchasers”). 本证券购买协议(“本协议”或“协议”)于202 |
|
| January 8, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or Section 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): January 8, 2021 TD Holdings, Inc. (Exact name of registrant as specified in its charter) Delaware 001-36055 45-4077653 (State or other jurisdiction of incorporation) (Commissi |
|
| January 8, 2021 |
Exhibit 10.2 CONVERTIBLE PROMISSORY NOTE Effective Date: January 6, 2021 U.S. $1,670,000.00 FOR VALUE RECEIVED, TD Holdings, Inc., a Delaware corporation (“Borrower”), promises to pay to Streeterville Capital, LLC, a Utah limited liability company, or its successors or assigns (“Lender”), $1,670,000.00 and any interest, fees, charges, and late fees accrued hereunder on the date that is twelve (12) |
|
| January 8, 2021 |
Exhibit 10.1 Securities Purchase Agreement This Securities Purchase Agreement (this “Agreement”), dated as of January 6, 2021, is entered into by and between TD Holdings, Inc., a Delaware corporation (“Company”), and Streeterville Capital, LLC, a Utah limited liability company, its successors and/or assigns (“Investor”). A. Company and Investor are executing and delivering this Agreement in relian |
|
| December 16, 2020 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or Section 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): December 16, 2020 TD Holdings, Inc. (Exact name of registrant as specified in its charter) Delaware 001-36055 45-4077653 (State or other jurisdiction of incorporation) (Commis |
|
| December 16, 2020 |
Exhibit 10.1 TD Holdings, INC. 25th Floor, Block C, Tairan Building No. 31 Tairan 8th Road, Futian District Shenzhen, Guangdong, PRC 518000 +86 (0755) 88898711 December 14, 2020 Re: Director Offer Letter Dear Mr. Xiangjun Wang TD Holdings, Inc., a Delaware corporation (the “Company”), is pleased to offer you a position as a member of its Board of Directors (the “Board”). We believe your background |
|
| November 24, 2020 |
Exhibit 10.1 SECURITIES PURCHASE AGREEMENT This Securities Purchase Agreement (this “Agreement”) is dated as of November [ ], 2020, between TD Holdings, Inc., a Delaware corporation (the “Company”), and each purchaser identified on the signature pages hereto (each, including its successors and assigns, a “Purchaser” and collectively the “Purchasers”). WHEREAS, subject to the terms and conditions s |
|
| November 24, 2020 |
TD HOLDINGS, INC. 8,000,000 Shares of Common Stock Filed pursuant to Rule 424(b)(5) Registration No. 333-239757 Prospectus Supplement (To Prospectus dated August 4, 2020) TD HOLDINGS, INC. 8,000,000 Shares of Common Stock We are offering 8,000,000 shares of our common stock, $0.001 par value per share, directly to the investors in this offering at a price of $2.50 per share pursuant to this prospectus supplement and the accompanying prospectus. Fo |
|
| November 24, 2020 |
Entry into a Material Definitive Agreement, Financial Statements and Exhibits - CURRENT REPORT UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or Section 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): November 24, 2020 TD Holdings, Inc. (Exact name of registrant as specified in its charter) Delaware 001-36055 45-4077653 (State or other jurisdiction of incorporation) (Commis |
|
| November 13, 2020 |
Quarterly Report - QUARTERLY REPORT UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2020 ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number: 001-36055 TD Holdings, Inc. ( |
|
| October 29, 2020 |
SHENZHEN QIANHAI BAIYU SUPPLY CHAIN CO., LTD. Exhibit 99.1 SHENZHEN QIANHAI BAIYU SUPPLY CHAIN CO., LTD. Unaudited Interim Condensed Financial Statements as of and for the six months ended June 30, 2020 SHENZHEN QIANHAI BAIYU SUPPLY CHAIN CO., LTD. CONTENTS PAGE(S) Report of Independent Registered Public Accounting Firm F-2 Unaudited Interim Condensed Balance Sheet F-3 Unaudited Interim Condensed Statements of Income and Comprehensive Income |
|
| October 29, 2020 |
SHENZHEN QIANHAI BAIYU SUPPLY CHAIN CO., LTD. Exhibit 99.2 SHENZHEN QIANHAI BAIYU SUPPLY CHAIN CO., LTD. Financial statements as of and for the years ended December 31, 2019 and 2018 and report of Independent Registered Public Accounting Firm SHENZHEN QIANHAI BAIYU SUPPLY CHAIN CO., LTD. CONTENTS PAGE(S) Report of Independent Registered Public Accounting Firm F-2 Balance Sheets as of December 31, 2019 and 2018 F-3 Statements of Comprehensive |
|
| October 29, 2020 |
Exhibit 10.1 SHARE PURCHASE AGREEMENT This Share Purchase Agreement (this “Agreement”) is entered into as of October 26, 2020 (“Effective Date”), by and between Shenzhen Huamucheng Trading Co., Ltd., a limited liability company incorporated under the laws of the PRC (the “Buyer”), Shenzhen Qianhai Baiyu Supply Chain Co., Ltd., a PRC limited liability company (the “Company”), and Shenzhen Xinsuniao |
|
| October 29, 2020 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or Section 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): October 29, 2020 TD Holdings, Inc. (Exact name of registrant as specified in its charter) Delaware 001-36055 45-4077653 (State or other jurisdiction of incorporation) (Commiss |
|
| September 30, 2020 |
TD HOLDINGS, INC. 25th Floor, Block C, Tairan Building No. 31 Tairan 8th Road, Futian District Shenzhen, Guangdong, PRC 518000 September 30, 2020 VIA EDGAR U.S. Securities and Exchange Commission Division of Corporation Finance Office of Finance 100 F Street, N.E. Mail Stop 3561 Washington, DC 20549 Attn: John Spitz Re: TD Holdings, Inc. Form 10-K for Fiscal Year Ended December 31, 2019 Filed May |
|
| August 28, 2020 |
Entry into a Material Definitive Agreement, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or Section 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): August 28, 2020 TD Holdings, Inc. (Exact name of registrant as specified in its charter) Delaware 001-36055 45-4077653 (State or other jurisdiction of incorporation) (Commissi |
|
| August 28, 2020 |
Exhibit 10.1 SHARE PURCHASE AGREEMENT This Share Purchase Agreement (this “Agreement”) is made and entered into as of August 28, 2020 by and between Vision Loyal Limited (the “Purchaser”), a Hong Kong company, HC High Summit Limited, a Hong Kong company (the “Subsidiary”), HC High Summit Holding Limited, a British Virgin Islands exempt company (the “Seller”) and TD Holdings, Inc. (the “Company”), |
|
| August 14, 2020 |
Quarterly Report - QUARTERLY REPORT UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2020 ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number: 001-36055 TD Holdings, Inc. (Exact |
|
| August 11, 2020 |
9,860,000 Shares of Common Stock Offered by Selling Stockholders TD HOLDINGS, INC. Filed Pursuant to Rule 424(b)(4) Registration No. 333-239757 PROSPECTUS 9,860,000 Shares of Common Stock Offered by Selling Stockholders TD HOLDINGS, INC. This prospectus relates to the registration of the resale by selling stockholders set forth herein of up to an aggregate of 9,860,000 shares of common stock, par value $0.001 per share (“Common Stock”), of TD Holdings, Inc., a Delaware corporati |
|
| July 31, 2020 |
TD Holdings, Inc. Room 104, No. 33 Section D, No. 6 Middle Xierqi Road, Haidian District, Beijing, China VIA EDGAR July 31, 2020 U.S. Securities and Exchange Commission Division of Corporation Finance Office of Finance 100 F Street, N.E. Mail Stop 4631 Washington, DC 20549 Attn: Donald Field Re: TD Holdings, Inc. Registration Statement on Form S-3, as amended Filed July 8, 2020 File No. 333-239757 |
|
| July 31, 2020 |
As filed with the Securities and Exchange Commission on July 31, 2020 Registration No. |
|
| July 28, 2020 |
Exhibit 10.1 EMPLOYMENT AGREEMENT This EMPLOYMENT AGREEMENT (the “Agreement”), is entered into as of July 28, 2020 (the “Effective Date”), by and between TD Holdings, Inc., incorporated under the laws of the State of Delaware (the “Company”), and Wei Sun, an individual (the “Executive”). Except with respect to the direct employment of the Executive by the Company, the term “Company” as used herein |
|
| July 28, 2020 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or Section 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): July 28, 2020 TD Holdings, Inc. (Exact name of registrant as specified in its charter) Delaware 001-36055 45-4077653 (State or other jurisdiction of incorporation) (Commission |
|
| July 24, 2020 |
- AMENDMENT NO. 1 TO REGISTRATION STATEMENT As filed with the Securities and Exchange Commission on July 24, 2020 Registration No. |
|
| July 8, 2020 |
Exhibit 4.5 TD HOLDINGS, INC. and , as Trustee FORM OF INDENTURE Dated as of , TABLE OF CONTENTS PAGE ARTICLE 1 DEFINITIONS AND INCORPORATION BY REFERENCE 1 1.1. DEFINITIONS 1 1.2. OTHER DEFINITIONS 4 1.3. INCORPORATION BY REFERENCE OF TRUST INDENTURE ACT 5 1.4. RULES OF CONSTRUCTION 5 ARTICLE 2 THE SECURITIES 5 2.1. ISSUABLE IN SERIES 5 2.2. ESTABLISHMENT OF TERMS OF SERIES OF SECURITIES 6 2.3. E |
|
| July 8, 2020 |
As filed with the Securities and Exchange Commission on July 8, 2020 Registration No. |
|
| June 30, 2020 |
Exhibit 10.2 Share Acquisition Agreement June 25, 2020 Party A1: Guotao Deng Party A2: Juan Wei Party B: Shanghai Jianchi Supply Chain Co., Ltd Party C: Shenzhen Huamucheng Trading Co., Ltd. (hereinafter referred to as "target company") Whereas: 1. Party A owns 100% equity of the target company in total. Party A1 Guotao Deng owns 98% of the equity of the target company, and Party A2 Juan Wei owns |
|
| June 30, 2020 |
Exhibit 10.1 Termination agreement of “Exclusive Business Cooperation Agreement,” “Exclusive Option Agreement,” “Share Pledge Agreement,” “Timely Reporting Agreement,” and “Powers of Attorney” This Termination Agreement (the “Agreement”) is signed between the following parties (the “Parties”) on June 25, 2020 in Shenzhen. (1) Hao Limo Technology (Beijing) Co., Ltd. (the “Hao Limo”), a wholly forei |
|
| June 30, 2020 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or Section 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): June 30, 2020 TD Holdings, Inc. (Exact name of registrant as specified in its charter) Delaware 001-36055 45-4077653 (State or other jurisdiction of incorporation) (Commission |
|
| June 26, 2020 |
Quarterly Report - QUARTERLY REPORT UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2020 ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number: 001-36055 TD Holdings, Inc. (Exac |
|
| June 15, 2020 |
Exhibit 16.1 June 15, 2020 Securities and Exchange Commission 100 F Street, N.E. Washington, D.C. 20549 Re: TD Holdings, Inc. CIK No: 0001556266 Dear Sir or Madam: We have read Form 8-K dated June 15, 2020 of TD Holdings, Inc. (“Registrant”) and are in agreement with the statements contained therein as it pertains to our firm. We have no basis to agree or disagree with any other statements of the |
|
| June 15, 2020 |
Financial Statements and Exhibits, Changes in Registrant's Certifying Accountant UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or Section 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): June 15, 2020 TD Holdings, Inc. (Exact name of registrant as specified in its charter) Delaware 001-36055 45-4077653 (State or other jurisdiction of incorporation) (Commission |
|
| May 29, 2020 |
EXHIBIT 21.1 TD Holdings, Inc. Subsidiaries of the Registrant Name of Subsidiary Jurisdiction of Incorporation or Organization HC High Summit Holding Limited British Virgin Islands HC High Summit Limited Hong Kong Hao Limo Technology (Beijing) Co., Ltd. People’s Republic of China Hangzhou Yihe Network Technology Co., Ltd. People’s Republic of China Beijing Tianxing Kunlun Technology Co., Ltd. Peop |
|
| May 29, 2020 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K (Mark One) ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2019 Or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number: 001-36055 TD HOLDINGS, I |
|
| May 15, 2020 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or Section 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): May 15, 2020 TD Holdings, Inc. (Exact name of registrant as specified in its charter) Delaware 001-36055 45-4077653 (State or other jurisdiction of incorporation) (Commission |
|
| May 15, 2020 |
Exhibit 10.1 TD Holdings, INC. Room 104, No. 33 Section D, No. 6 Middle Xierqi Road, Haidian District, Beijing, China 100085 +86(010)59441080 May 14, 2020 Re: Director Offer Letter Dear Ms. Wei Sun TD Holdings, Inc., a Delaware corporation (the “Company”), is pleased to offer you a position as a member of its Board of Directors (the “Board”). We believe your background and experience will be a sig |
|
| May 14, 2020 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 12b-25 NOTIFICATION OF LATE FILING (Check One): ☒ Form 10-K ☐ Form 20-F ☐ Form 11-K ☐ Form 10-Q ☐ Form N-SAR ☐ Form N-CSR For Period Ended: December 31, 2019 ☐ Transition Report on Form 10-K ☐ Transition Report on Form 20-F ☐ Transition Report on Form 11-K ☐ Transition Report on Form 10-Q ☐ Transition Report on Form N-SAR For the Transition Period Ended: Read Instruction (on back page) Before Preparing Form. |
|
| March 27, 2020 |
Exhibit 99.1 March 27, 2020 Securities and Exchange Commission 100 F Street, N.E. Washington, DC 20549 Re: TD Holdings, Inc. Statement pursuant to Securities and Exchange Commission Order Release No. 34-88318 Ladies and Gentlemen: We are the independent registered public accounting firm for TD Holdings, Inc. (formerly known as Bat Group, Inc.) (the “Company”). Pursuant to the Securities and Exchan |
|
| March 27, 2020 |
Regulation FD Disclosure, Financial Statements and Exhibits, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or Section 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): March 27, 2020 TD Holdings, Inc. (Exact name of registrant as specified in its charter) Delaware 001-36055 45-4077653 (State or other jurisdiction of incorporation) (Commissio |
|
| March 23, 2020 |
Unregistered Sales of Equity Securities UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or Section 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): March 23, 2020 TD Holdings, Inc. (Exact name of registrant as specified in its charter) Delaware 001-36055 45-4077653 (State or other jurisdiction of incorporation) (Commissio |
|
| March 12, 2020 |
Exhibit 3.1 CERTIFICATE OF AMENDMENT OF CERTIFICATE OF INCORPORATION OF BAT GROUP, INC. State of Delaware Secretary of State Division of Corporations Delivered 12:04 PM 03/06/2020 FILED 12:04 PM 03/06/2020 SR 20201970728 - File Number 5082308 Adopted in accordance with the provisions of Section 242 of the General Corporation Law of the State of Delaware The undersigned, being a duly authorized off |
|
| March 12, 2020 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or Section 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): March 12, 2020 TD Holdings, Inc. (Exact name of registrant as specified in its charter) Delaware 001-36055 45-4077653 (State or other jurisdiction of incorporation) (Commissio |
