GNBA / Groen Brothers Aviation, Inc. - Pengajuan SECLaporan Tahunan, Pernyataan Proksi

Groen Brothers Aviation, Inc.
US ˙ OTC
HINDI NA ACTIVE ANG SIMBONG ITO

Mga Batayang Estadistika
CIK 870743
SEC Filings
All companies that sell securities in the United States must register with the Securities and Exchange Commission (SEC) and file reports on a regular basis. These reports include company annual reports (10K, 10Q), news updates (8K), investor presentations (found in 8Ks), insider trades (form 4), ownership reports (13D, and 13G), and reports related to the specific securities sold, such as registration statements and prospectus. This page shows recent SEC filings related to Groen Brothers Aviation, Inc.
SEC Filings (Chronological Order)
Halaman ini menyediakan daftar lengkap dan kronologis dari Pengajuan SEC, tidak termasuk pengajuan kepemilikan yang kami sediakan di tempat lain.
December 14, 2012 EX-99.1

GROEN BROTHERS AVIATION, INC. ANNOUNCES RECAPITALIZATION

Exhibit 99.1 GBA News December 14, 2012 FOR FURTHER INFORMATION Hank Parry/Media; Al Waddill/Investor Information Groen Brothers Aviation, Inc. 801/973-0177 GROEN BROTHERS AVIATION, INC. ANNOUNCES RECAPITALIZATION Salt Lake City, Utah – December 14, 2012 – Groen Brothers Aviation, Inc. (GBA Inc.) (PINKSHEETS: GNBA) announced today that it has transferred substantially all of its assets to its subs

December 14, 2012 8-K

Entry into a Material Definitive Agreement, Financial Statements and Exhibits - GROEN BROTHERS AVIATION, INC.

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): December 13, 2012 GROEN BROTHERS AVIATION, INC. (Exact name of registrant as specified in its charter) Utah 0-18958 87-0489865 (State or other jurisdiction of incorporation) (Commissi

November 14, 2012 NT 10-Q

- GROEN BROTHERS AVIATION, INC. FORM NT 10-Q SEPTEMBER 30, 2012

SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 12b-25 NOTIFICATION OF LATE FILING Commission File Number: 0-18958 CUSIP Number: 398743 10 4 (Check One) [ ] Form 10-K [ ] Form 20-F [ ] 11-K [ X ] Form 10-Q [ ] Form 10-D [ ] Form N-SAR [ ] Form N-CSR For Period Ended: SEPTEMBER 30, 2012 [ ] Transition Report on Form 10-K [ ] Transition Report on Form 20-F [ ] Transition Report on For

October 15, 2012 10-K

Annual Report - GROEN BROTHERS AVIATION, INC. FORM 10-K JUNE 30, 2012

10-K 1 gnba10k20120630.htm GROEN BROTHERS AVIATION, INC. FORM 10-K JUNE 30, 2012 SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-K (Mark One) [ X ] ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended June 30, 2012 [ ] TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transiti

September 27, 2012 NT 10-K

- GROEN BROTHERS AVIATION, INC. FORM NT 10-K JUNE 30, 2012

SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 12b-25 NOTIFICATION OF LATE FILING Commission File Number: 0-18958 CUSIP Number: 398743 10 4 (Check One) [ X ] Form 10-K [ ] Form 20-F [ ] 11-K [ ] Form 10-Q [ ] Form 10-D [ ] Form N-SAR [ ] Form N-CSR For Period Ended: JUNE 30, 2012 [ ] Transition Report on Form 10-K [ ] Transition Report on Form 20-F [ ] Transition Report on Form 11-

July 26, 2012 EX-99.1

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14C INFORMATION Information Statement Pursuant to Section 14(c) of the Securities Exchange Act of 1934

Exhibit 99.1 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14C INFORMATION Information Statement Pursuant to Section 14(c) of the Securities Exchange Act of 1934 Check the appropriate box: [ ] Preliminary Information Statement [ ] Confidential, for Use of the Commission Only (as permitted by Rule 14c-5(d)(2)) [X] Definitive Information Statement GROEN BROTHERS AV

July 26, 2012 8-K

Entry into a Material Definitive Agreement, Financial Statements and Exhibits - GROEN BROTHERS AVIATION, INC. FORM 8-K JULY 19, 2012

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 19, 2012 GROEN BROTHERS AVIATION, INC. (Exact name of registrant as specified in its charter) Utah 0-18958 87-0489865 (State or other jurisdiction of incorporation) (Commission F

July 26, 2012 EX-99.2

GBA News July 26, 2012 FOR FURTHER INFORMATION Hank Parry/Media; Al Waddill/Investor Information Groen Brothers Aviation, Inc. 801/973-0177 GROEN BROTHERS AVIATION ANNOUNCES JOINT VENTURE AGREEMENT TO ESTABLISH GYROPLANE MANUFACTURING IN CHINA

Exhibit 99.2 GBA News July 26, 2012 FOR FURTHER INFORMATION Hank Parry/Media; Al Waddill/Investor Information Groen Brothers Aviation, Inc. 801/973-0177 GROEN BROTHERS AVIATION ANNOUNCES JOINT VENTURE AGREEMENT TO ESTABLISH GYROPLANE MANUFACTURING IN CHINA Salt Lake City, Utah – July 26, 2012 – Groen Brothers Aviation, Inc. (“GBA”) (stock symbol “GNBA”) is announcing in contemplation of the financ

May 21, 2012 EX-10.15

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Exhibit 10.15 1 2 3 4 5 6

May 21, 2012 EX-10.17

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Exhibit 10.17 1 2 3 4 5

May 21, 2012 EX-10.08

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Exhibit 10.08 1 2 3 4 5

May 21, 2012 EX-10.03

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Exhibit 10.03 1 2 3 4 5

May 21, 2012 EX-10.18

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Exhibit 10.18 1 2 3 4 5

May 21, 2012 EX-10.12

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Exhibit 10.12 1 2 3 4 5

May 21, 2012 EX-10.11

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Exhibit 10.11 1 2 3 4 5

May 21, 2012 EX-10.09

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Exhibit 10.09 1 2 3 4 5

May 21, 2012 EX-10.07

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EX-10.07 8 ex10-07.htm FOURTEENTH AMENDMENT TO PROMISSORY NOTES DATED AS OF FEBRUARY 10, 2012 AMONG GROEN BROTHERS AVIATION, INC. AND LENDER A NAMED THEREIN Exhibit 10.07 1 2 3 4 5

May 21, 2012 EX-10.16

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EX-10.16 17 ex10-16.htm FIFTEENTH AMENDMENT TO PROMISSORY NOTES DATED AS OF APRIL 20, 2012 AMONG GROEN BROTHERS AVIATION, INC. AND LENDER B NAMED THEREIN Exhibit 10.16 1 2 3 4 5

May 21, 2012 EX-10.20

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Exhibit 10.20 1 2 3 4 5

May 21, 2012 EX-10.14

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Exhibit 10.14 1 2 3 4 5

May 21, 2012 EX-10.10

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Exhibit 10.10 1 2 3 4 5

May 21, 2012 EX-10.05

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Exhibit 10.05 1 2 3 4 5 6

May 21, 2012 EX-10.04

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Exhibit 10.04 1 2 3 4 5

May 21, 2012 EX-10.19

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Exhibit 10.19 1 2 3 4 5

May 21, 2012 EX-10.06

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Exhibit 10.06 1 2 3 4 5

May 21, 2012 EX-10.13

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Exhibit 10.13 1 2 3 4 5

May 21, 2012 EX-10.01

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Exhibit 10.01 1 2 3 4 5

May 21, 2012 EX-10.02

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Exhibit 10.02 1 2 3 4 5

May 21, 2012 10-Q

Quarterly Report - FORM 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ý Quarterly Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the quarterly period ended March 31, 2012 o Transition Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the transition period from to Commission File No. 0-18958 Groen Brothers Avi

May 16, 2012 DEF 14C

- GROEN BROTHERS AVIATION INC. FORM DEF 14-C MAY 14, 2012

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14C INFORMATION Information Statement Pursuant to Section 14(c) of the Securities Exchange Act of 1934 Check the appropriate box: [ ] Preliminary Information Statement [ ] Confidential, for Use of the Commission Only (as permitted by Rule 14c-5(d)(2)) [X] Definitive Information Statement GROEN BROTHERS AVIATION, INC.

May 14, 2012 NT 10-Q

- GROEN BROTHERS AVIATION, INC. FORM NT 10-Q MARCH 31, 2012

SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 12b-25 NOTIFICATION OF LATE FILING Commission File Number: 0-18958 CUSIP Number: 398743 10 4 (Check One) [ ] Form 10-K [ ] Form 20-F [ ] 11-K [ X ] Form 10-Q [ ] Form 10-D [ ] Form N-SAR [ ] Form N-CSR For Period Ended: MARCH 31, 2012 [ ] Transition Report on Form 10-K [ ] Transition Report on Form 20-F [ ] Transition Report on Form 11

May 2, 2012 8-K

Entry into a Material Definitive Agreement, Financial Statements and Exhibits - FORM 8-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 1, 2012 GROEN BROTHERS AVIATION, INC. (Exact name of registrant as specified in its charter) Utah 0-18958 87-0489865 (State or other jurisdiction of incorporation) (Commission Fil

May 2, 2012 EX-99.2

GROEN BROTHERS AVIATION REACHES AGREEMENT WITH CREDITORS TO RESTRUCTURE COMPANY AND ELIMINATE $170 MILLION IN DEBT

Exhibit 99.2 GBA News May 1, 2012 FOR FURTHER INFORMATION Hank Parry/Media; Al Waddill/Investor Information Groen Brothers Aviation, Inc. 801/973-0177 GROEN BROTHERS AVIATION REACHES AGREEMENT WITH CREDITORS TO RESTRUCTURE COMPANY AND ELIMINATE $170 MILLION IN DEBT Salt Lake City, Utah – May 1, 2012 – Groen Brothers Aviation, Inc. (“GBA”) (stock symbol “GNBA”) announced today that it has reached a

May 2, 2012 PRE 14C

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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14C INFORMATION Information Statement Pursuant to Section 14(c) of the Securities Exchange Act of 1934 Check the appropriate box: [ X ] Preliminary Information Statement [ ] Confidential, for Use of the Commission Only (as permitted by Rule 14c-5(d)(2)) [ ] Definitive Information Statement GROEN BROTHERS AVIATION, INC

May 2, 2012 EX-99.1

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14C INFORMATION Information Statement Pursuant to Section 14(c) of the Securities Exchange Act of 1934

Exhibit 99.1 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14C INFORMATION Information Statement Pursuant to Section 14(c) of the Securities Exchange Act of 1934 Check the appropriate box: [ X ] Preliminary Information Statement [ ] Confidential, for Use of the Commission Only (as permitted by Rule 14c-5(d)(2)) [ ] Definitive Information Statement GROEN BROTHERS

May 2, 2012 EX-99.3

SUPPORT AND VOTING AGREEMENT

Exhibit 99.3 SUPPORT AND VOTING AGREEMENT This SUPPORT AND VOTING AGREEMENT (“Agreement”), dated as of (Date), by and among (a) Groen Brothers Aviation, Inc., a Utah corporation (“Parent”), (b) Groen Brothers Aviation USA, Inc., a Utah corporation (“GBA USA”), (c) Groen Brothers Aviation International, LLC, a Delaware limited liability company (“GBA LLC” and, collectively with Parent and GBA USA,

April 19, 2012 EX-3.1

EX-3.1

EX-3.1 2 ex3-1.htm EIGHTEENTH AMENDMENT TO FIFTH AMENDED AND RESTATED ARTICLES OF INCORPORATION OF GROEN BROTHERS AVIATION, INC. Exhibit 3.1

April 19, 2012 8-K

Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year, Entry into a Material Definitive Agreement, Material Modification to Rights of Security Holders, Financial Statements and Exhibits

8-K 1 gnba8k20120418.htm GROEN BROTHERS AVIATION, INC. FORM 8-K APRIL 18, 2012 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 18, 2012 GROEN BROTHERS AVIATION, INC. (Exact name of registrant as specified in its charter) Utah

February 15, 2012 EX-3.5

EX-3.5

Exhibit 3.5

February 15, 2012 EX-10.8

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Exhibit 10.8 1 2 3 4 5

February 15, 2012 EX-10.10

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Exhibit 10.10 1 2 3 4 5

February 15, 2012 EX-10.2

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Exhibit 10.2 1 2 3 4 5

February 15, 2012 EX-10.9

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Exhibit 10.9 1 2 3 4 5

February 15, 2012 EX-10.5

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Exhibit 10.5 1 2 3 4 5

February 15, 2012 10-Q

Quarterly Report - GROEN BROTHERS 10Q 2011-12-31

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 [Missing Graphic Reference] FORM 10-Q (Mark One) ý Quarterly Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the quarterly period ended December 31, 2011 o Transition Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the transition period from to Commission File

February 15, 2012 NT 10-Q

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SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 12b-25 NOTIFICATION OF LATE FILING Commission File Number: 0-18958 CUSIP Number: 398743 10 4 (Check One) [ ] Form 10-K [ ] Form 20-F [ ] 11-K [ X ] Form 10-Q [ ] Form 10-D [ ] Form N-SAR [ ] Form N-CSR For Period Ended: DECEMBER 31, 2011 [ ] Transition Report on Form 10-K [ ] Transition Report on Form 20-F [ ] Transition Report on Form

February 15, 2012 EX-10.7

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Exhibit 10.7 1 2 3 4 5

February 15, 2012 EX-10.4

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Exhibit 10.4 1 2 3 4 5

February 15, 2012 EX-10.3

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Exhibit 10.3 1 2 3 4 5

February 15, 2012 EX-10.6

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Exhibit 10.6 1 2 3 4 5

February 15, 2012 EX-10.1

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Exhibit 10.1 1 2 3 4 5

January 25, 2012 8-K

Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year, Financial Statements and Exhibits - FORM 8-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): January 24, 2012 GROEN BROTHERS AVIATION, INC. (Exact name of registrant as specified in its charter) Utah 0-18958 87-0489865 (State or other jurisdiction of incorporation) (Commissio

January 25, 2012 EX-3.1

EX-3.1

Exhibit 3.1

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