Mga Batayang Estadistika
| CIK | 918573 |
SEC Filings
All companies that sell securities in the United States must register with the Securities and Exchange Commission (SEC) and file reports on a regular basis.
These reports include company annual reports (10K, 10Q), news updates (8K), investor presentations (found in 8Ks), insider trades (form 4), ownership reports (13D, and 13G), and reports related to the specific securities sold, such as registration statements and prospectus. This page shows recent SEC filings related to Groove Botanicals, Inc.
SEC Filings (Chronological Order)
Halaman ini menyediakan daftar lengkap dan kronologis dari Pengajuan SEC, tidak termasuk pengajuan kepemilikan yang kami sediakan di tempat lain.
| August 25, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K/A Amendment No. 2 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K/A Amendment No. 2 (Mark One) ☑ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended March 31, 2025 ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to . Commission file number: 000-23476 |
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| August 25, 2025 |
GROOVE BOTANICALS INC. LIST OF SUBSIDIARIES EXHIBIT 21.1 GROOVE BOTANICALS INC. LIST OF SUBSIDIARIES Name Jurisdiction of Formation Biotrex, Inc. (Non-operating) Wyoming Maxidyne, Inc. (Non-operating) Wyoming |
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| August 19, 2025 |
` UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earlies event reported): July 16, 2025 GROOVE BOTANICALS INC. (Exact name of registrant as specified in its charter) Nevada 000-23476 84-1168832 (State or other jurisdiction of (Commission File Number) (I.R. |
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| August 19, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended: June 30, 2025 ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 000-23476 GROOVE BOTANICALS, INC. |
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| August 15, 2025 |
EXHIBIT 21.1 GROOVE BOTANICALS INC. LIST OF SUBSIDIARIES Name Jurisdiction of Formation Biotrex, Inc. (Non-operating) Wyoming Maxidyne, Inc. (Non-operating) Wyoming |
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| August 15, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K/A Amendment No. 1 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K/A Amendment No. 1 (Mark One) ☑ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended March 31, 2025 ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to . Commission file number: 000-23476 |
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| August 15, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 Form 12b-25 NOTIFICATION OF LATE FILING SEC File Number: 000-23476 CUSIP Number: ☑ Form 10-Q for Period Ended: 06-30-2025 If the notification relates to a portion of the filing checked above, identify the Item(s) to which the notification relates: PART I – REGISTRANT INFORMATIONGROOVE BOTANICALS INC. |
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| July 16, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K (Mark One) ☑ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended March 31, 2025 ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to . Commission file number: 000-23476 GROOVE BOTANICALS |
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| July 16, 2025 |
EXHIBIT 21.1 GROOVE BOTANICALS INC. LIST OF SUBSIDIARIES Name Jurisdiction of Formation Biotrex, Inc. (Non-operating) Wyoming Maxidyne, Inc. (Non-operating) Wyoming |
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| June 30, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 Form 12b-25 NOTIFICATION OF LATE FILING SEC File Number: 000-23476 CUSIP Number: ☑ Form 10-K for Period Ended: 03-31-2025 If the notification relates to a portion of the filing checked above, identify the Item(s) to which the notification relates: PART I – REGISTRANT INFORMATIONGROOVE BOTANICALS INC. |
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| February 25, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-Q ☑ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended: December 31, 2024 ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 000-23476 GROOVE BOTANICALS, |
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| February 13, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 Form 12b-25 NOTIFICATION OF LATE FILING SEC File Number: 000-23476 CUSIP Number: ☑ Form 10-Q for Period Ended: 12-31-2024 If the notification relates to a portion of the filing checked above, identify the Item(s) to which the notification relates: PART I – REGISTRANT INFORMATIONGROOVE BOTANICALS INC. |
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| November 14, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended: September 30, 2024 ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 000-23476 GROOVE BOTANICALS, |
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| August 22, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended: June 30, 2024 ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 000-23476 GROOVE BOTANICALS, INC. |
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| August 15, 2024 |
EXHIBIT 21.1 GROOVE BOTANICALS INC. LIST OF SUBSIDIARIES Name Jurisdiction of Formation Biotrex, Inc. (Non-operating) Wyoming Maxidyne, Inc. (Non-operating) Wyoming |
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| August 15, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K (Mark One) ☑ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended March 31, 2024 ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to . Commission file number: 000-23476 GROOVE BOTANICALS |
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| August 15, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 Form 12b-25 NOTIFICATION OF LATE FILING SEC File Number: 000-23476 CUSIP Number: ☑ Form 10-Q for Period Ended: 06-30-2024 If the notification relates to a portion of the filing checked above, identify the Item(s) to which the notification relates: PART I – REGISTRANT INFORMATIONGROOVE BOTANICALS INC. |
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| August 1, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 29, 2024 Groove Botanicals Inc. (Exact name of registrant as specified in its charter) Commission File Number: 000-23476 Nevada 84-1168832 (State of incorporation) (IRS Employer |
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| August 1, 2024 |
Letter Agreement between Groove Botanicals, Inc. and Kent Rodriguez, CEO Exhibit 10.1 GROOVE BOTANICALS INC. 310 Fourth Avenue South Suite 700 Minneapolis, MN 55415 July 30, 2024 Attn: Kent Rogriguez, CEO 7020 Lanham Lane, Edina, MN 55439 RE: Employment Contract Further to an Employment Contract (the “Agreement”) originally entered into on April 1, 2020, by and between Groove Botanicals Inc. (the “Employer”) (Formerly Avalon Oil and Gas, Inc.) and Kent Rodriguez, CEO, |
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| June 28, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 Form 12b-25 NOTIFICATION OF LATE FILING SEC File Number: 000-23476 CUSIP Number: ☑ Form 10-K for Period Ended: 03-31-2024 If the notification relates to a portion of the filing checked above, identify the Item(s) to which the notification relates: PART I – REGISTRANT INFORMATIONGROOVE BOTANICALS INC. |
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| June 26, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 13, 2024 Groove Botanicals Inc. (Exact name of registrant as specified in its charter) Commission File Number: 000-23476 Nevada 84-1168832 (State of incorporation) (IRS Employer |
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| May 10, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 8, 2024 (May 3, 2024) Groove Botanicals Inc. (Exact name of registrant as specified in its charter) Commission File Number: 000-23476 Nevada 84-1168832 (State of incorporation) (I |
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| February 14, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☑ QUARTERLY REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended December 31, 2023 Or ☐ TRANSITION REPORT UNDER SECTION 13 OR 15 (d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 000-23476 GROOVE BOTANICALS, INC. (Exa |
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| January 11, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☑ QUARTERLY REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2023 Or ☐ TRANSITION REPORT UNDER SECTION 13 OR 15 (d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 000-23476 GROOVE BOTANICALS, INC. (Ex |
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| November 6, 2023 |
U.S. SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10/A (Amendment No. 2) GENERAL FORM FOR REGISTRATION OF SECURITIES Pursuant to Section 12(b) or (g) of the Securities Exchange Act of 1934 GROOVE BOTANICALS INC. (Exact name of registrant as specified in its charter) Nevada 84-1168832 (State or other jurisdiction of (I.R.S. Employer incorporation or organization) Identification No |
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| October 20, 2023 |
Letter Agreement Between Groove Botanicals, Inc. and Robert L. Hymers, III Dated July 18, 2022 Exhibit 10.3 LETTER AGREEMENT This Letter Agreement (“Agreement”) is entered into by and between GROOVE BOTANICALS, INC. (“GRVE”) a Nevada corporation located at 310 Fourth Avenue South, Suite 7000, Minneapolis, MN 55415, and Robert L. Hymers, III, 520 South Grand Avenue, Suite 320, Los Angeles, CA 90071 (“Hymers”). This Agreement is effective as of July 18, 2022. GRVE and Hymers may be collective |
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| October 20, 2023 |
U.S. SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10/A (Amendment No. 1) GENERAL FORM FOR REGISTRATION OF SECURITIES Pursuant to Section 12(b) or (g) of the Securities Exchange Act of 1934 GROOVE BOTANICALS INC. (Exact name of registrant as specified in its charter) Nevada 84-1168832 (State or other jurisdiction of (I.R.S. Employer incorporation or organization) Identification No |
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| October 20, 2023 |
Exhibit 10.1 CONVERTIBLE PROMISSORY NOTE THIS NOTE HAS NOT BEEN REGISTERED UNDER THE SECURITIES ACT OF 1933, AS AMENDED (THE “ACT”), OR APPLICABLE STATE SECURITIES LAWS, AND MAY NOT BE SOLD, TRANSFERRED, OR OTHERWISE DISPOSED OF IN THE ABSENCE OF SUCH REGISTRATION OR RECEIPT BY THE COMPANY OF AN OPINION OF COUNSEL IN THE FORM, SUBSTANCE AND SCOPE REASONABLY SATISFACTORY TO THE COMPANY THAT THIS NO |
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| October 20, 2023 |
Amended and Restated Certificate of Incorporation of the Registrant Exhibit 3.1(e) |
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| October 20, 2023 |
Exhibit 10.2 THIS NOTE AND THE COMMON STOCK ISSUABLE UPON CONVERSION OF THIS NOTE HAVE NOT BEEN AND WILL NOT BE REGISTERED WITH THE UNITED STATES SECURITIES AND EXCHANGE COMMISSION OR THE SECURITIES COMMISSION OF ANY STATE PURSUANT TO AN EXEMPTION FROM REGISTRATION PROVIDED UNDER THE SECURITIES ACT OF 1933, AS AMENDED, AND THE RULES AND REGULATIONS PROMULGATED THEREUNDER (THE “1933 ACT”) US $60,00 |
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| September 14, 2023 |
U.S. SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10 GENERAL FORM FOR REGISTRATION OF SECURITIES Pursuant to Section 12(b) or (g) of the Securities Exchange Act of 1934 GROOVE BOTANICALS INC. (Exact name of registrant as specified in its charter) Nevada 84-1168832 (State or other jurisdiction of (I.R.S. Employer incorporation or organization) Identification No.) Registrant’s Prin |
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| August 29, 2023 |
Financial Statements and Exhibits, Changes in Registrant's Certifying Accountant UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report: August 28, 2023 Groove Botanicals Inc. (Exact name of registrant as specified in its charter) Commission File Number: 000-23476 Nevada 84-1168832 (State of incorporation) (IRS Employer Identification No.) 310 Fourth A |
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| August 29, 2023 |
Letter of Kent Rodriguez to TAAD LLP Dated: August 23, 2023 Exhibit 16.1 GROOVE BOTANICALS INC. 310 FOURTH AVENUE SOUTH, SUITE 7000 MINNEAPOLIS, MN 5541 August 23, 2023 TAAD LLP 20955 Pathfinder Road, Suite 370, Diamond Bar, CA 91765, USA Subject: Request for Item 304 Disclosure Letter and Form 8-K Acknowledgment Dear TAAD, LLP Team, I trust this message finds you well. As you are already aware, Groove Botanicals found itself in a position where waiting fo |
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| August 14, 2023 |
GROOVE BOTANICALS INC. 310 Fourth Avenue South, Suite 7000 Minneapolis, MN 55415 August 14, 2023 GROOVE BOTANICALS INC. 310 Fourth Avenue South, Suite 7000 Minneapolis, MN 55415 August 14, 2023 VIA EDGAR UPLOAD Michael Purcell Division of Corporation Finance U.S. Securities & Exchange Commission 100 F Street, NE Washington, D.C. 20549 Re: GROOVE BOTANICALS INC. REQUEST FOR WITHDRAWAL File No.: 000-23476 Dear Mr. Purcell: On July 25, 2023, Groove Botanicals Inc., a Nevada corporation (the “Com |
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| July 25, 2023 | ||
| July 25, 2023 |
Amendment to Certificate of Designation After Issuance of Class or Series dated 3/14/2014 Exhibit 4.1(c) [NEVADA STATE SEAL] ROSS. MILLER Secretary of State 204 North Carson Street, Suite 1 Carson City, Nevada 89701-4520 (775) 684 5708 Website: www.nvsos.gov Filed in the office of /s/ Ross Miller Document Number 20140188786-65 Ross Miller Secretary of State Filing Date and Time 03/14/201411:10 AM State of Nevada Entity Number C7726-1999 Amendment to Certificate of Designation After Iss |
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| July 25, 2023 |
EXHIBIT 3.2 Bylaws of the Nevada Corporation BYLAWS OF Xdogs.com, Inc. Inc. as of March 31, 1999 ARTICLE I OFFICES The principal office of the Corporation shall initially be located at 527 Marquette Ave., Suite 2130, Minneapolis, MN 55402, and other offices at such places within or without the State of Nevada and as the Board of Directors may from time to time establish. ARTICLE II REGISTERED OFFI |
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| July 25, 2023 |
U.S. SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10 GENERAL FORM FOR REGISTRATION OF SECURITIES Pursuant to Section 12(b) or (g) of the Securities Exchange Act of 1934 GROOVE BOTANICALS INC. (Exact name of registrant as specified in its charter) Nevada 84-1168832 (State or other jurisdiction of (I.R.S. Employer incorporation or organization) Identification No.) Registrant’s Prin |
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| July 25, 2023 | ||
| July 25, 2023 |
Exhibit 3.1(c) AGREEMENT AND PLAN OF MERGER OF THE SLED DOGS COMPANY, a Colorado corporation INTO Xdogs.com, Inc., a Nevada corporation THIS AGREEMENT AND PLAN OF MERGER (the “Agreement”) is made this 6th day of May, 1999 by and between THE SLED DOGS COMPANY, a Colorado corporation (hereinafter referred to as the “Non-surviving Corporation”) and Xdogs.com, Inc., a Nevada corporation (hereinafter r |
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| July 25, 2023 |
EXHIBIT 4.1(a) CERTIFICATE OF DESIGNATION OF SERIES AND DETERMINATION OF RIGHTS AND PREFERENCES OF SERIES A CONVERTIBLE PREFERRED STOCK OF XDOGS, INC. XDOGS, Inc., a Nevada corporation (the "Company"), acting pursuant to Nevada Revised Statutes Section 78.1955, does hereby submit the following Certificate of Designation of Series and Determination of Rights and Preferences of its Series A Preferre |
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| July 25, 2023 | ||
| July 25, 2023 |
Amendment to Certificate of Designation After Issuance of Class or Series dated 01/12/2018 Exhibit 4.1(d) [NEVADA STATE SEAL] BARBARA K. CEGAVSKE Secretary of State 202 North Carson Street, Suite 1 Carson City, Nevada 89701-4201 (775) 684 5708 Website: www.nvsos.gov Filed in the office of /s/ Barbara K. Cegavske Document Number 20180022697-67 Barbara K. Cegavske Secretary of State Filing Date and Time 01/12/2018 10:18 AM State of Nevada Entity Number C7726-1999 Amendment to Certificate |
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| July 25, 2023 | ||
| July 25, 2023 | ||
| July 25, 2023 | ||
| July 25, 2023 |
Exhibit 4.1(b) [NEVADA STATE SEAL] ROSS. MILLER Secretary of State 204 North Carson Street, Suite 1 Carson City, Nevada 89701-4520 (775) 684 5708 Website: www.nvsos.gov Certificate of Designation (PURSUANT TO NRS 78.1955 USE BLACK INK ONLY - DO NOT HIGHLIGHT ABOVE SPACE IS FOR OFFICE USE ONLY Certificate of Designation For Nevada Profit Corporations (Pursuant to NRS 78;1955) 1. Name of corporation |
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| July 25, 2023 |
Exhibit 3.1(b) ARTICLES OF MERGER OF THE SLED DOGS COMPANY., a Colorado Corporation INTO Xdogs.com, Inc., a Nevada Corporation THESE ARTICLES OF MERGER (the “Articles”) are made this 6th day of May, 1999, by and between THE SLED DOGS COMPANY, a Colorado corporation (hereinafter referred to as the “Non-surviving Corporation”) and Xdogs.com, Inc. a Nevada corporation (hereinafter the “Surviving Corp |
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| July 25, 2023 |
Exhibit 3.1(a) ARTICLES OF INCORPORATION OF Xdogs.com, Inc. Pursuant to the provisions of the Nevada Private Corporations Act (Ch. 78, NRS, as amended), the undersigned Corporation hereby adopts the following Articles of Incorporation: FIRST. The name of the Corporation is Xdogs.com, Inc. SECOND. OFFICE: Its principal office in the State of Nevada is located at Suite 3, 251 Jeanell Drive, Carson C |
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| July 25, 2023 |
Amended Articles of Incorporation Exhibit 3.1(d) AMENDED ARTICLES OF INCORPORATION OF XDOGS.com, Inc. Pursuant to the provisions of Section 78.320 of the Nevada Revised Statutes, the undersigned Corporation hereby adopts the following Amended Articles of Incorporation as of this date: FIRST. The name of the Corporation is XDOGS.com, Inc. SECOND. The Articles of Incorporation were filed with the Secretary of State on or about the 2 |
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| July 25, 2023 |
Subsidiaries of the Registrant EXHIBIT 21.1 SUBSIDIARIES OF THE REGISTRANT Groove Botanicals, Inc., a registrant incorporated in the United States, as of December 2, 2021, has the following subsidiaries: 1. Biotrex, Inc. · Jurisdiction of Incorporation: Wyoming, United States · Percentage of Voting Securities Owned by Groove Botanicals, Inc.: 100% 2. Maxidyne, Inc. · Jurisdiction of Incorporation: Wyoming, United States · Perce |
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| July 25, 2023 | ||
| July 25, 2023 | ||
| June 16, 2023 |
10-12G 1 eps10813grve.htm U.S. SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10 GENERAL FORM FOR REGISTRATION OF SECURITIES Pursuant to Section 12(b) or (g) of the Securities Exchange Act of 1934 GROOVE BOTANICALS INC. (Exact name of registrant as specified in its charter) Nevada 84-1168832 (State or other jurisdiction of (I.R.S. Employer incorporation or organization) Identificat |
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| June 9, 2023 |
GROOVE BOTANICALS INC. 310 Fourth Avenue South, Suite 7000 Minneapolis, MN 55415 June 9, 2023 GROOVE BOTANICALS INC. 310 Fourth Avenue South, Suite 7000 Minneapolis, MN 55415 June 9, 2023 VIA EDGAR UPLOAD Michael Purcell Division of Corporation Finance U.S. Securities & Exchange Commission 100 F Street, NE Washington, D.C. 20549 Re: GROOVE BOTANICALS INC. REQUEST FOR WITHDRAWAL File No.: 000-23476 Dear Mr. Purcell: On April 13, 2023, Groove Botanicals Inc., a Nevada corporation (the “Compa |
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| April 13, 2023 |
U.S. SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10 GENERAL FORM FOR REGISTRATION OF SECURITIES Pursuant to Section 12(b) or (g) of the Securities Exchange Act of 1934 GROOVE BOTANICALS INC. (Exact name of registrant as specified in its charter) Nevada 84-1168832 (State or other jurisdiction of (I.R.S. Employer incorporation or organization) Identification No.) Registrant’s Prin |
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| February 16, 2023 |
GROOVE BOTANICALS INC. 310 Fourth Avenue South, Suite 7000 Minneapolis, MN 55415 February 16, 2023 RW 1 eps10667grve.htm GROOVE BOTANICALS INC. 310 Fourth Avenue South, Suite 7000 Minneapolis, MN 55415 February 16, 2023 VIA EDGAR UPLOAD Michael Purcell Division of Corporation Finance U.S. Securities & Exchange Commission 100 F Street, NE Washington, D.C. 20549 Re: GROOVE BOTANICALS INC. REQUEST FOR WITHDRAWAL File No.: 000-23476 Dear Mr. Purcell: On November 4, 2022, September 16, 2011, Groove |
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| December 23, 2022 |
GROOVE BOTANICALS INC. 310 Fourth Avenue South, Suite 7000 Minneapolis, MN 55415 December 23, 2022 RW 1 eps10577.htm GROOVE BOTANICALS INC. 310 Fourth Avenue South, Suite 7000 Minneapolis, MN 55415 December 23, 2022 VIA EDGAR UPLOAD Michael Purcell Division of Corporation Finance U.S. Securities & Exchange Commission 100 F Street, NE Washington, D.C. 20549 Re: GROOVE BOTANICALS INC. REQUEST FOR WITHDRAWAL File No.: 000-23476 Dear Mr. Purcell: On November 4, 2022, September 16, 2011, Groove Bota |
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| December 23, 2022 |
U.S. SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10 GENERAL FORM FOR REGISTRATION OF SECURITIES Pursuant to Section 12(b) or (g) of the Securities Exchange Act of 1934 GROOVE BOTANICALS INC. (Exact name of registrant as specified in its charter) Nevada 84-1168832 (State or other jurisdiction of (I.R.S. Employer incorporation or organization) Identification No.) Registrant’s Prin |
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| November 4, 2022 |
U.S. SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10 GENERAL FORM FOR REGISTRATION OF SECURITIES Pursuant to Section 12(b) or (g) of the Securities Exchange Act of 1934 GROOVE BOTANICALS INC. (Exact name of registrant as specified in its charter) Nevada 84-1168832 (State or other jurisdiction of (I.R.S. Employer incorporation or organization) Identification No.) Registrant’s Prin |
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| August 2, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 15 CERTIFICATION AND NOTICE OF TERMINATION OF REGISTRATION UNDER SECTION 12(g) OF THE SECURITIES EXCHANGE ACT OF 1934 OR SUSPENSION OF DUTY TO FILE REPORTS UNDER SECTIONS 13 AND 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934. Commission File Number 001-12850 GROOVE BOTANICALS INC. (Exact name of registrant as specified in i |
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| April 25, 2019 |
GRVE / Groove Botanicals, Inc. FORM 10-Q (Quarterly Report) UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended December 31, 2017 Or ☐ TRANSITION REPORT UNDER SECTION 13 OR 15 (d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 1-12850 GROOVE BOTANICALS, INC. (Exact |
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| April 25, 2019 |
GRVE / Groove Botanicals, Inc. FORM 10-Q (Quarterly Report) 10-Q 1 grve093017form10q.htm FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2017 Or ☐ TRANSITION REPORT UNDER SECTION 13 OR 15 (d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number |
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| April 25, 2019 |
GRVE / Groove Botanicals, Inc. 10-Q (Quarterly Report) FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2017 Or ☐ TRANSITION REPORT UNDER SECTION 13 OR 15 (d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 1-12850 GROOVE BOTANICALS, INC. (Exact Nam |
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| January 11, 2019 |
GRVE / Groove Botanicals, Inc. FORM 10-K (Annual Report) UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K ☒ ANNUAL REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the year ended March 31, 2017 Or ☐ TRANSITION REPORT UNDER SECTION 13 OR 15 (d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 1-12850 GROOVE BOTANICALS INC. (Exact Name of Small Busi |
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| January 11, 2019 |
GRVE / Groove Botanicals, Inc. FORM 10-Q (Quarterly Report) UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2016 Or ☐ TRANSITION REPORT UNDER SECTION 13 OR 15 (d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 1-12850 GROOVE BOTANICALS, INC. (Exac |
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| January 11, 2019 |
GRVE / Groove Botanicals, Inc. FORM 10-Q (Quarterly Report) 10-Q 1 grve063016form10q.htm FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2016 Or ☐ TRANSITION REPORT UNDER SECTION 13 OR 15 (d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 1-1 |
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| January 11, 2019 |
GRVE / Groove Botanicals, Inc. FORM 10-Q (Quarterly Report) UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended December 31, 2016 Or ☐ TRANSITION REPORT UNDER SECTION 13 OR 15 (d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 1-12850 GROOVE BOTANICALS, INC. (Exact |
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| August 28, 2018 |
NEITHER THE ISSUANCE AND SALE OF THE SECURITIES REPRESENTED BY THIS NOTENOR THE SECURITIES INTO WHICH THESE SECURITIES ARE CONVERTIBLE HAVE BEEN REGISTERED UNDER THE SECURITIES ACT OF 1933, AS AMENDED, OR APPLICABLE STATE SECURITIES LAWS. |
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| August 28, 2018 |
Certificate of Designation AFS Series A Preferred Stock CERTIFICATE OF DESIGNATION OF SERIES A PREFERRED STOCK OF AFS HOLDINGS, INC. RECITALS (Pursuant to Sections 78.035, 78.195, 78.196 of the Nevada Revised Statutes) AFS Holdings, Inc., a Nevada corporation (the “Corporation”), hereby certifies that the following resolution was adopted by the Board of Directors of the Corporation: RESOLVED, that pursuant to the authority expressly granted to and vest |
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| August 28, 2018 |
GRVE / Groove Botanicals, Inc. FORM 10-K (Annual Report) UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K ☒ ANNUAL REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the year ended March 31, 2016 Or ☐ TRANSITION REPORT UNDER SECTION 13 OR 15 (d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 1-12850 GROOVE BOTANICALS INC. (Exact Name of Small Busi |
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| April 24, 2018 |
AOGN / Avalon Oil & Gas, Inc. DEF 14C UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14C INFORMATION Information Statement Pursuant to Section 14(c) of the Securities Exchange Act of 1934 Check the appropriate box: ☐ Preliminary Information Statement ☐ Confidential, For Use of the Commission Only (as permitted by Rule 14c-5(d)(2)) ☒ Definitive Information Statement AVALON OIL & GAS, INC. (Name of Regi |
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| April 10, 2018 |
AOGN / Avalon Oil & Gas, Inc. DEF 14C UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14C INFORMATION Information Statement Pursuant to Section 14(c) of the Securities Exchange Act of 1934 Check the appropriate box: ☐ Preliminary Information Statement ☐ Confidential, For Use of the Commission Only (as permitted by Rule 14c-5(d)(2)) ☒ Definitive Information Statement AVALON OIL & GAS, INC. (Name of Regi |
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| June 30, 2016 |
SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 12b-25 Commission File Number: 333 -207587 NOTIFICATION OF LATE FILING (Check one): ? Form 10-K ? Form 20-F ? Form 11-K ? Form 10-Q ? Form 10-D ? Form N-SAR ? Form N-CSR For Period Ended: March 31, 2016 ? Transition Report on Form 10-K ? Transition Report on Form 20-F ? Transition Report on Form 11-K ? Transition Report on Form 10-Q ? Transition Report on Form N-SAR For the Transition Period Ended: Nothing in this form shall be construed to imply that the Commission has verified any information contained herein. |
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| February 22, 2016 |
Avalon Oil & Gas Form 10-Q (Quarterly Report) 10-Q 1 aogn123115form10q.htm FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended December 31, 2015 Or ☐ TRANSITION REPORT UNDER SECTION 13 OR 15 (d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: |
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| February 16, 2016 |
NT 10-Q 1 aogn123115formnt10q.htm NT 10-Q SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 12b-25 Commission File Number: 1-12850 NOTIFICATION OF LATE FILING (Check one): ☐ Form 10-K ☐ Form 20-F ☐ Form 11-K ☒ Form 10-Q ☐ Form 10-D ☐ Form N-SAR ☐ Form N-CSR For Period Ended: December 31, 2015 ☐ Transition Report on Form 10-K ☐ Transition Report on Form 20-F ☐ Transition Report on Form 1 |
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| November 23, 2015 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ? QUARTERLY REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2015 Or ? TRANSITION REPORT UNDER SECTION 13 OR 15 (d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 1-12850 AVALON OIL & GAS, INC. (Exact |
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| November 13, 2015 |
SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 12b-25 Commission File Number: 1-12850 NOTIFICATION OF LATE FILING (Check one): ☐ Form 10-K ☐ Form 20-F ☐ Form 11-K ☒ Form 10-Q ☐ Form 10-D ☐ Form N-SAR ☐ Form N-CSR For Period Ended: September 30, 2015 ☐ Transition Report on Form 10-K ☐ Transition Report on Form 20-F ☐ Transition Report on Form 11-K ☐ Transition Report on Form 10-Q ☐ Transition Report on Form N-SAR For the Transition Period Ended: Nothing in this form shall be construed to imply that the Commission has verified any information contained herein. |
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| September 10, 2015 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ? QUARTERLY REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2015 Or ? TRANSITION REPORT UNDER SECTION 13 OR 15 (d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 1-12850 AVALON OIL & GAS, INC. (Exact Name |
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| August 14, 2015 |
10-K 1 aogn33115form10k.htm FORM 10-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K ☒ ANNUAL REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the year ended March 31, 2015 Or ☐ TRANSITION REPORT UNDER SECTION 13 OR 15 (d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 1-12850 AVALON OIL |
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| July 2, 2015 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended December 31 2014 Or ☐ TRANSITION REPORT UNDER SECTION 13 OR 15 (d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 1-12850 AVALON OIL & GAS, INC. (Exact N |
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| May 18, 2015 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ?QUARTERLY REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2014 Or ? TRANSITION REPORT UNDER SECTION 13 OR 15 (d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 1-12850 AVALON OIL & GAS, INC. (Exact |
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| November 17, 2014 |
GRVE / Groove Botanicals, Inc. NT 10-Q - - NT 10-Q SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 12b-25 Commission File Number: 1-12850 NOTIFICATION OF LATE FILING (Check one): ☐ Form 10-K ☐ Form 20-F ☐ Form 11-K ☒ Form 10-Q ☐ Form 10-D ☐ Form N-SAR ☐ Form N-CSR For Period Ended: September 30, 2014 ☐ Transition Report on Form 10-K ☐ Transition Report on Form 20-F ☐ Transition Report on Form 11-K ☐ Transition Report on Form 10-Q ☐ Transition Report on Form N-SAR For the Transition Period Ended: Nothing in this form shall be construed to imply that the Commission has verified any information contained herein. |
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| November 4, 2014 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q xQUARTERLY REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2014 Or o TRANSITION REPORT UNDER SECTION 13 OR 15 (d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 1-12850 AVALON OIL & GAS, INC. (Exact Name |
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| October 31, 2014 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K/A Amendment #4 ? ANNUAL REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the year ended March 31, 2014 Or ? TRANSITION REPORT UNDER SECTION 13 OR 15 (d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 1-12850 AVALON OIL & GAS, INC. (Exact Nam |
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| October 22, 2014 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K/A Amendment No. 3 ? ANNUAL REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the year ended March 31, 2014 Or ? TRANSITION REPORT UNDER SECTION 13 OR 15 (d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 1-12850 AVALON OIL & GAS, INC. (Exact |
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| October 15, 2014 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K/A ? ANNUAL REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the year ended March 31, 2014 Or ? TRANSITION REPORT UNDER SECTION 13 OR 15 (d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 1-12850 AVALON OIL & GAS, INC. (Exact Name of Small Bu |
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| September 30, 2014 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K ? ANNUAL REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the year ended March 31, 2014 Or ? TRANSITION REPORT UNDER SECTION 13 OR 15 (d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 1-12850 AVALON OIL & GAS, INC. (Exact Name of Small Busi |
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| September 30, 2014 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K/A Amendment No. 1 ? ANNUAL REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the year ended March 31, 2014 Or ? TRANSITION REPORT UNDER SECTION 13 OR 15 (d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 1-12850 AVALON OIL & GAS, INC. (Exact |
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| July 1, 2014 |
GRVE / Groove Botanicals, Inc. NT 10-K - - FORM NT 10-K SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 12b-25 Commission File Number: 1-12850 NOTIFICATION OF LATE FILING (Check one): x Form 10-K o Form 20-F o Form 11-K o Form 10-Q o Form 10-D o Form N-SAR o Form N-CSR For Period Ended: March 31, 2014 o Transition Report on Form 10-K o Transition Report on Form 20-F o Transition Report on Form 11-K o Transition Report on Form 10-Q o Transition Report on Form N-SAR For the Transition Period Ended: Nothing in this form shall be construed to imply that the Commission has verified any information contained herein. |
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| April 7, 2014 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q/A (Amendment No. 1) ☑ QUARTERLY REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended December 31, 2013 Or ☐ TRANSITION REPORT UNDER SECTION 13 OR 15 (d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 1-12850 AVALON OIL |
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| April 4, 2014 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ? QUARTERLY REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended December 31, 2013 Or ? TRANSITION REPORT UNDER SECTION 13 OR 15 (d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 1-12850 AVALON OIL & GAS, INC. (Exact |
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| February 14, 2014 |
U.S. SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 12b-25 Commission File Number: 1-12850 NOTIFICATION OF LATE FILING ☐ Form 10-K ☐ Form 20-F ☐ Form 11-K ☑ Form 10-Q ☐ Form 10-D ☐ Form N-SAR ☐ Form N-CSR For period ended: December 31, 2013 ☐ Transition Report on Form 10-K ☐ Transition Report on Form 20-F ☐ Transition Report on Form 11-K ☐ Transition Report on Form 10-Q ☐ Transitio |
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| November 19, 2013 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q xQUARTERLY REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2013 Or o TRANSITION REPORT UNDER SECTION 13 OR 15 (d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 1-12850 AVALON OIL & GAS, INC. (Exact |
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| November 14, 2013 |
SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 12b-25 Commission File Number: 1-12850 NOTIFICATION OF LATE FILING (Check one): o Form 10-K o Form 20-F o Form 11-K x Form 10-Q o Form 10-D o Form N-SAR o Form N-CSR For Period Ended: September 30, 2013 o Transition Report on Form 10-K o Transition Report on Form 20-F o Transition Report on Form 11-K o Transition Report on Form 10-Q o Transition Report on Form N-SAR For the Transition Period Ended: Nothing in this form shall be construed to imply that the Commission has verified any information contained herein. |
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| September 12, 2013 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ? QUARTERLY REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2013 Or o TRANSITION REPORT UNDER SECTION 13 OR 15 (d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 1-12850 AVALON OIL & GAS, INC. (Exact Name |
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| September 12, 2013 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q/A (Mark One) x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15 (d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2013 or o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15 (d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 1-12850 AVALON O |
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| August 20, 2013 |
Certificate of Designation Series B Preferred Stock* Exhibit 10.5 CERTIFICATE OF DESIGNATION OF SERIES B PREFERRED STOCK OF AVALON OIL & GAS, INC. RECITALS (Pursuant to Sections 78.035, 78.195, 78.196 of the Nevada Revised Statutes) Avalon Oil & Gas, Inc., a Nevada corporation (the "Corporation"), hereby certifies that the following resolution was adopted by the Board of Directors of the Corporation: RESOLVED, that pursuant to the authority expressl |
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| August 20, 2013 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K x ANNUAL REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the year ended March 31, 2013 Or r TRANSITION REPORT UNDER SECTION 13 OR 15 (d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 1-12850 AVALON OIL & GAS, INC. (Exact Name of Small Busi |
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| August 16, 2013 |
SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 12b-25 Commission File Number: 1-12850 NOTIFICATION OF LATE FILING (Check one): o Form 10-K o Form 20-F o Form 11-K x Form 10-Q o Form 10-D o Form N-SAR o Form N-CSR For Period Ended: June 30, 2013 o Transition Report on Form 10-K o Transition Report on Form 20-F o Transition Report on Form 11-K o Transition Report on Form 10-Q o Transition Report on Form N-SAR For the Transition Period Ended: Nothing in this form shall be construed to imply that the Commission has verified any information contained herein. |
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| August 16, 2013 |
SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 12b-25 Commission File Number: 1-12850 NOTIFICATION OF LATE FILING (Check one): o Form 10-K o Form 20-F o Form 11-K x Form 10-Q o Form 10-D o Form N-SAR o Form N-CSR For Period Ended: June 30, 2013 o Transition Report on Form 10-K o Transition Report on Form 20-F o Transition Report on Form 11-K o Transition Report on Form 10-Q o Transition Report on Form N-SAR For the Transition Period Ended: Nothing in this form shall be construed to imply that the Commission has verified any information contained herein. |
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| July 1, 2013 |
SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 12b-25 Commission File Number: 1-12850 NOTIFICATION OF LATE FILING (Check one): x Form 10-K o Form 20-F o Form 11-K o Form 10-Q o Form 10-D o Form N-SAR o Form N-CSR For Period Ended: March 31, 2013 o Transition Report on Form 10-K o Transition Report on Form 20-F o Transition Report on Form 11-K o Transition Report on Form 10-Q o Transition Report on Form N-SAR For the Transition Period Ended: Nothing in this form shall be construed to imply that the Commission has verified any information contained herein. |
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| April 22, 2013 |
Exhibit 10.2 PROMISSORY NOTE $ 200,000.00 January 6, 2011 1. FOR VALUE RECEIVED, Avalon Oil & Gas, Inc., a Nevada corporation (the "Debtor"), hereby promises to pay to the order of Peter Messerli, their successors and assigns (the "Holder"), the principal sum of Two Hundred Thousand and no/100 Dollars ($200,000.00), in lawful money of the United States and immediately available funds, together wit |
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| April 22, 2013 |
EX-10.4 5 f10k2012a2ex10ivavalonoil.htm PROMISSORY NOTE BETWEEN THE COMPANY AND MAERKI BAUMANN & COMPANY AG Exhibit 10.4 PROMISSORY NOTE $200,000.00 January 27, 2012 1. FOR VALUE RECEIVED, Avalon Oil & Gas, Inc., a Nevada corporation (the "Debtor"), hereby promises to pay to the order of Maerki Baumann & Company, AG, their successors and assigns (the "Holder"), the principal sum of Two Hundred Tho |
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| April 22, 2013 |
Employment Agreement between the Company and Kent Rodriguez dated April 1, 2011 * EX-10.1 2 f10k2012a2ex10iavalonoil.htm EMPLOYMENT AGREEMENT Exhibit 10.1 EMPLOYMENT AGREEMENT AGREEMENT dated as of the 1st day of April 2011, by and between Avalon Oil & Gas, Inc. a Nevada corporation, with an address at 7808 Creekridge Circle, Suite 105, Minneapolis, Minnesota 55439 (the "Employer") and Kent Rodriguez, with an address at 7020 Lanham Lane, Edina, Minnesota 55439(the "Employee"). |
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| April 22, 2013 |
Exhibit 10.3 PROMISSORY NOTE $ 250,000.00 January 11, 2011 1. FOR VALUE RECEIVED, Avalon Oil & Gas, Inc., a Nevada corporation (the "Debtor"), hereby promises to pay to the order of Maerki Baumann & Company, AG, their successors and assigns (the "Holder"), the principal sum of Two Hundred Fifty Thousand and no/100 Dollars ($250,000.00), in lawful money of the United States and immediately availabl |
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| April 22, 2013 |
10-K/A 1 f10k2012a2avalonoilgas.htm AMENDED ANNUAL REPORT UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K/A Amendment 1 þ ANNUAL REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the year ended March 31, 2012 Or o TRANSITION REPORT UNDER SECTION 13 OR 15 (d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commissi |
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| March 21, 2013 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ? QUARTERLY REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended December 31, 2012 Or o TRANSITION REPORT UNDER SECTION 13 OR 15 (d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 1-12850 AVALON OIL & GAS, INC. (Exact |
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| February 22, 2013 |
Avalon Oil & Gas, Inc. 310 Fourth Avenue South, Suite 7000 Minneapolis, MN 55415 February 21, 2013 United States Securities and Exchange Commission Division of Corporate Finance 100 F Street N.E. Washington, D.C. 20549 RE: Comment Letter dated February 12, 2013 with respect to Avalon Oil & Gas, Inc.’s (the “Company”) Form 10K for the Fiscal Year Ended March 31, 2011, filed July 13, 2012 File No. 1 |
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| February 15, 2013 |
SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 12b-25 Commission File Number: 1-12850 NOTIFICATION OF LATE FILING (Check one): o Form 10-K o Form 20-F o Form 11-K x Form 10-Q o Form 10-D o Form N-SAR o Form N-CSR For Period Ended: December 31, 2012 o Transition Report on Form 10-K o Transition Report on Form 20-F o Transition Report on Form 11-K o Transition Report on Form 10-Q o Transition Report on Form N-SAR For the Transition Period Ended: Nothing in this form shall be construed to imply that the Commission has verified any information contained herein. |
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| December 17, 2012 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q x QUARTERLY REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2012 Or r TRANSITION REPORT UNDER SECTION 13 OR 15 (d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 1-12850 AVALON OIL & GAS, INC. (Exact |
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| November 15, 2012 |
NT 10-Q 1 extf10q0912avalon.htm NOTIFICATION OF LATE FILING SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 12b-25 Commission File Number: 1-12850 NOTIFICATION OF LATE FILING (Check one): o Form 10-K o Form 20-F o Form 11-K x Form 10-Q o Form 10-D o Form N-SAR o Form N-CSR For Period Ended: September 30, 2012 o Transition Report on Form 10-K o Transition Report on Form 20-F o Transiti |
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| October 3, 2012 |
Submission of Matters to a Vote of Security Holders 8-K 1 f8k092812avalonoil.htm CURRENT REPORT SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (date of earliest event reported): September 28, 2012 AVALON OIL & GAS, INC. (Name of Small Business Issuer in its charter) Nevada 1-12850 84-1168832 (State of incorporation) (Commission F |
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| September 25, 2012 |
SCHEDULE 14A SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. |
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| September 14, 2012 |
SCHEDULE 14A SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant þ Filed by Party other than the Registrant o Check the appropriate box: o Preliminary Proxy Statement o Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) þ Definitive Proxy Statement o Definitive Additional Materials o Soliciting Material Pursuant to §240. |
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| September 4, 2012 |
SCHEDULE 14A CORRECTED SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant þ Filed by Party other than the Registrant o Check the appropriate box: þ Preliminary Proxy Statement o Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) o Definitive Proxy Statement o Definitive Additional Materials o Soliciting Material Pursuant to §240. |
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| August 31, 2012 |
SCHEDULE 14A SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant þ Filed by Party other than the Registrant o Check the appropriate box: þ Preliminary Proxy Statement o Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) o Definitive Proxy Statement o Definitive Additional Materials o Soliciting Material Pursuant to §240. |
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| August 20, 2012 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q/A Amendment No. 1 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q/A Amendment No. 1 x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2012 or o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 1-12850 Avalo |
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| August 14, 2012 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q x QUARTERLY REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2012 Or o TRANSITION REPORT UNDER SECTION 13 OR 15 (d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 1-12850 AVALON OIL & GAS, INC. (Exact Name |
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| July 17, 2012 |
SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (date of earliest event reported): July 17, 2012 AVALON OIL & GAS, INC. (Name of Small Business Issuer in its charter) Nevada 1-12850 84-1168832 (State of incorporation) (Commission File No.) (IRS Employer Identification No.) 7808 C |
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| July 16, 2012 |
Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year 8-K 1 aogn8k.htm CURRENT REPORT SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (date of earliest event reported): June 13, 2012 AVALON OIL & GAS, INC. (Name of Small Business Issuer in its charter) Nevada 1-12850 84-1168832 (State of incorporation) (Commission File No.) (IRS Emp |
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| July 13, 2012 |
CERTIFICATION PURSUANT TO SECTION 302 OF THE SARBANES-OXLEY ACT OF 2002 EXHIBIT 31.1 CERTIFICATION PURSUANT TO SECTION 302 OF THE SARBANES-OXLEY ACT OF 2002 I, Kent Rodriguez, certify that: 1. I have reviewed this Form 10-K of Avalon Oil & Gas, Inc.; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such stateme |
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| July 13, 2012 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K þ ANNUAL REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the year ended March 31, 2012 Or o TRANSITION REPORT UNDER SECTION 13 OR 15 (d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 1-12850 AVALON OIL & GAS, INC. (Exact Name of Small Busi |
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| July 2, 2012 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 12b-25 SEC FILE NUMBER 1-12850 CUSIP NUMBER NOTIFICATION OF LATE FILING (Check one): þ Form 10-K o Form 20-F o Form 11-K o Form 10-Q o Form 10-D o Form N-SAR o Form N-CSR For Period Ended: March 31, 2012 o Transition Report on Form 10-K o Transition Report on Form 20-F o Transition Report on Form 11-K o Transition Report |
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| February 14, 2012 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ? QUARTERLY REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended December 31, 2011 Or o TRANSITION REPORT UNDER SECTION 13 OR 15 (d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 1-12850 AVALON OIL & GAS, INC. (Exact |
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| November 30, 2011 |
SCHEDULE 14C INFORMATION INFORMATION STATEMENT PURSUANT TO SECTION 14(C) OF THE SECURITIES EXCHANGE ACT OF 1934 Check the appropriate box: o Preliminary Information Statement o Confidential, for use of the Commission Only (as permitted by Rule 14c-d(d)(2)) þ Definitive Information Statement Avalon Oil & Gas, Inc. |
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| November 18, 2011 |
SCHEDULE 14C INFORMATION INFORMATION STATEMENT PURSUANT TO SECTION 14(C) OF THE SECURITIES EXCHANGE ACT OF 1934 Check the appropriate box: þ Preliminary Information Statement o Confidential, for use of the Commission Only (as permitted by Rule 14c-d(d)(2)) o Definitive Information Statement Avalon Oil & Gas, Inc. |
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| November 15, 2011 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 12b-25 SEC FILE NUMBER CUSIP NUMBER NOTIFICATION OF LATE FILING (Check one): o Form 10-K o Form 20-F o Form 11-K ? Form 10-Q o Form 10-D o Form N-SAR o Form N-CSR For Period Ended: September 30, 2011 o Transition Report on Form 10-K o Transition Report on Form 20-F o Transition Report on Form 11-K o Transition Report on F |
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| November 15, 2011 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ? QUARTERLY REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2011 Or o TRANSITION REPORT UNDER SECTION 13 OR 15 (d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 1-12850 AVALON OIL & GAS, INC. (Exact |
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| August 15, 2011 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 [Missing Graphic Reference] FORM 10-Q [Missing Graphic Reference] þ QUARTERLY REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2011 Or o TRANSITION REPORT UNDER SECTION 13 OR 15 (d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission |
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| July 14, 2011 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K x ANNUAL REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the year ended March 31, 2011 Or r TRANSITION REPORT UNDER SECTION 13 OR 15 (d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 1-12850 AVALON OIL & GAS, INC. (Exact Name of Small Busi |
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| June 30, 2011 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 12b-25 NOTIFICATION OF LATE FILING Commission File Number: 1-12850 [X] Form 10-K [] Form 20-F [] Form 11-K [] Form 10-Q [] Form N-SAR [] Form N-CSR For Period Ended: March 31, 2011 [] Transition Report on Form 10-K [] Transition Report on Form 20-F [] Transition Report on Form 11-K [] Transition Report on Form 10-Q [] Tra |
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| February 14, 2011 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q x QUARTERLY REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended December 31, 2010 Or r TRANSITION REPORT UNDER SECTION 13 OR 15 (d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 1-12850 AVALON OIL & GAS, INC. (Exact |
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| November 19, 2010 |
10-Q 1 avalonoil10q093010.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q x QUARTERLY REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2010 Or r TRANSITION REPORT UNDER SECTION 13 OR 15 (d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 1-12850 |
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| November 16, 2010 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 12b-25 NOTIFICATION OF LATE FILING (Check one): oForm 10-K oForm 20-F oForm 11-K x Form 10-Q o Form N-SAR oForm N-CSR For Period Ended: September 30, 2010 oTransition Report on Form 10-K oTransition Report on Form 20-F oTransition Report on Form 11-K oTransition Report on Form 10-Q oTransition Report on Form N-SAR For the Transition Period Ended: Nothing in this form shall be construed to imply that the Commission has verified any information contained herein. |
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| August 16, 2010 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q x QUARTERLY REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2010 Or r TRANSITION REPORT UNDER SECTION 13 OR 15 (d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 1-12850 AVALON OIL & GAS, INC. (Exact Name |
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| July 26, 2010 |
SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 2, 2010 Avalon Oil & Gas, Inc. (Exact name of registrant as specified in its charter) Nevada 1-12850 84-1168832 (State or other jurisdiction of incorporation) (Commission File Number) (IRS Emp |
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| July 22, 2010 |
10-K 1 avalon10k033110.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K x ANNUAL REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the year ended March 31, 2010 Or r TRANSITION REPORT UNDER SECTION 13 OR 15 (d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 1-12850 AVALON OIL & GAS, INC |
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| July 2, 2010 |
MINTZ & FRAADE, P.C. COUNSELORS AT LAW 488 MADISON AVENUE NEW YORK, NEW YORK 10022 MINTZ & FRAADE, P.C. COUNSELORS AT LAW 488 MADISON AVENUE NEW YORK, NEW YORK 10022 TELEPHONE OF COUNSEL (212) 486-2500 JAY D. FISCHER EDWARD C. KRAMER KEVIN J. MCGRAW TELECOPIER ARTHUR L. PORTER, JR. (212) 486-0701 JON M. PROBSTEIN SEYMOUR REITKNECHT I. FREDERICK SHOTKIN July 2, 2010 Via Email Mark Shannon, Branch Chief United States Securities and Exchange Commission Division of Corporation Finan |
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| June 29, 2010 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 12b-25 NOTIFICATION OF LATE FILING x Form 10-K o Form 20-F o Form 11-K o Form 10-Q o Form N-SAR o Form N-CSR For the Period Ended: March 31, 2010 o Transition Report on Form 10-K o Transition Report on Form 10-Q o Transition Report on Form 20-F o Transition Report on Form N-SAR o Transition Report on Form 11-K For the Transition Period Ended: Nothing in this Form shall be construed to imply that the Commission has verified any information contained herein. |
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| May 11, 2010 |
MINTZ & FRAADE, P.C. COUNSELORS AT LAW 488 MADISON AVENUE NEW YORK, NEW YORK 10022 MINTZ & FRAADE, P.C. COUNSELORS AT LAW 488 MADISON AVENUE NEW YORK, NEW YORK 10022 TELEPHONE OF COUNSEL (212) 486-2500 JAY D. FISCHER EDWARD C. KRAMER KEVIN J. MCGRAW TELECOPIER ARTHUR L. PORTER, JR. (212) 486-0701 JON M. PROBSTEIN SEYMOUR REITKNECHT I. FREDERICK SHOTKIN May 11, 2010 Via Email Mark Shannon, Branch Chief United States Securities and Exchange Commission Division of Corporation Finan |
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| March 24, 2010 |
MINTZ & FRAADE, P.C. COUNSELORS AT LAW 488 MADISON AVENUE NEW YORK, NEW YORK 10022 TELEPHONE OF COUNSEL (212) 486-2500 JAY D. FISCHER EDWARD C. KRAMER KEVIN J. MCGRAW TELECOPIER ARTHUR L. PORTER, JR. (212) 486-0701 JON M. PROBSTEIN SEYMOUR REITKNECHT I. FREDERICK SHOTKIN March 24, 2010 Via Email Mark Shannon, Branch Chief United States Securities and Exchange Commission Division of Corporation Fin |
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| March 3, 2010 |
Avalon Oil & Gas, Inc. 7808 Creekridge Circle, Suite 105 Minneapolis, Minnesota 55439 March 3, 2010 Avalon Oil & Gas, Inc. 7808 Creekridge Circle, Suite 105 Minneapolis, Minnesota 55439 March 3, 2010 United States Securities and Exchange Commission Division of Corporate Finance 100 F Street N.E. Washington, D.C. 20549 Re: Comment Letter dated February 17, 2010 with respect to Avalon Oil & Gas, Inc.?s (the ?Company?) Form 10-Q for the Fiscal Year Ended March 31, 2009 filed July 14, 2009 File No. |
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| February 22, 2010 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q x QUARTERLY REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended December 31, 2009 Or r TRANSITION REPORT UNDER SECTION 13 OR 15 (d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 1-12850 AVALON OIL & GAS, INC. (Exact |
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| February 16, 2010 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 12b-25 NOTIFICATION OF LATE FILING (Check one): oForm 10-K oForm 20-F oForm 11-K x Form 10-Q o Form N-SAR oForm N-CSR For Period Ended: December 31, 2009 oTransition Report on Form 10-K oTransition Report on Form 20-F oTransition Report on Form 11-K oTransition Report on Form 10-Q oTransition Report on Form N-SAR For the Transition Period Ended: Nothing in this form shall be construed to imply that the Commission has verified any information contained herein. |
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| December 15, 2009 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q x QUARTERLY REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2009 Or r TRANSITION REPORT UNDER SECTION 13 OR 15 (d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 1-12850 AVALON OIL & GAS, INC. (Exact |
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| November 16, 2009 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 12b-25 NOTIFICATION OF LATE FILING (Check one): oForm 10-K oForm 20-F oForm 11-K x Form 10-Q o Form N-SAR oForm N-CSR For Period Ended: September 30, 2009 oTransition Report on Form 10-K oTransition Report on Form 20-F oTransition Report on Form 11-K oTransition Report on Form 10-Q oTransition Report on Form N-SAR For the Transition Period Ended: Nothing in this form shall be construed to imply that the Commission has verified any information contained herein. |
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| August 19, 2009 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q x QUARTERLY REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2009 Or r TRANSITION REPORT UNDER SECTION 13 OR 15 (d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 1-12850 AVALON OIL & GAS, INC. (Exact Name |
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| August 14, 2009 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 12b-25 NOTIFICATION OF LATE FILING (Check one): oForm 10-K oForm 20-F oForm 11-K x Form 10-Q o Form N-SAR oForm N-CSR For Period Ended: June 30, 2009 oTransition Report on Form 10-K oTransition Report on Form 20-F oTransition Report on Form 11-K oTransition Report on Form 10-Q oTransition Report on Form N-SAR For the Transition Period Ended: Nothing in this form shall be construed to imply that the Commission has verified any information contained herein. |
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| July 14, 2009 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K x ANNUAL REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the year ended March 31, 2009 Or r TRANSITION REPORT UNDER SECTION 13 OR 15 (d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 1-12850 AVALON OIL & GAS, INC. (Exact Name of Small Busi |
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| June 29, 2009 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 12b-25 NOTIFICATION OF LATE FILING x Form 10-K o Form 20-F o Form 11-K o Form 10-Q o Form N-SAR o Form N-CSR For the Period Ended: March 31, 2009 o Transition Report on Form 10-K o Transition Report on Form 10-Q o Transition Report on Form 20-F o Transition Report on Form N-SAR o Transition Report on Form 11-K For the Transition Period Ended: Nothing in this Form shall be construed to imply that the Commission has verified any information contained herein. |
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| February 23, 2009 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q x QUARTERLY REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended December 31, 2008 Or r TRANSITION REPORT UNDER SECTION 13 OR 15 (d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 1-12850 AVALON OIL & GAS, INC. (Exact |
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| February 19, 2009 |
SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 3) AVALON OIL & GAS, INC. (Name of Issuer) COMMON STOCK (Title of Class of Securities) 053467106 (CUSIP Number) February 2, 2009 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Schedule is file |
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| February 18, 2009 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 12b-25 NOTIFICATION OF LATE FILING (Check one): oForm 10-K oForm 20-F oForm 11-K x Form 10-Q o Form N-SAR oForm N-CSR For Period Ended: December 31, 2008 oTransition Report on Form 10-K oTransition Report on Form 20-F oTransition Report on Form 11-K oTransition Report on Form 10-Q oTransition Report on Form N-SAR For the Transition Period Ended: Nothing in this form shall be construed to imply that the Commission has verified any information contained herein. |
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| January 6, 2009 |
Regulation FD Disclosure, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): December 22, 2008 Avalon Oil & Gas, Inc. (Exact Name of registrant as specified in charter) Nevada 1-12850 84-1168832 (State or other jurisdiction of incorporation) (Commission File N |
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| January 6, 2009 |
Avalon Closes Acquisition of Bedford Energy Assets EX-99.1 2 ex99-1.htm Exhibit 99.1 Avalon Closes Acquisition of Bedford Energy Assets Avalon Oil & Gas, Inc., (Avalon) (OTCBB: AOGN) announced it has signed a letter agreement to acquire all of the oil and gas producing assets owned by Bedford Energy, Inc., in the East Chandler Field, Lincoln County, Oklahoma. Avalon will increase its current interest in the Grace #2 well and acquire working intere |
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| November 14, 2008 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q x QUARTERLY REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2008 Or r TRANSITION REPORT UNDER SECTION 13 OR 15 (d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 1-12850 AVALON OIL & GAS, INC. (Exact |
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| February 8, 2008 |
SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 2) AVALON OIL & GAS, INC. (Name of Issuer) COMMON STOCK (Title of Class of Securities) 053467106 (CUSIP Number) December 31, 2007 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Schedule is fil |
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| May 21, 2007 |
SCHEDULE 14C INFORMATION INFORMATION STATEMENT PURSUANT TO SECTION 14(C) OF THE SECURITIES EXCHANGE ACT OF 1934 Check the appropriate box: [ ]Preliminary Information Statement [ ] Confidential, for use of the Commission Only (as permitted by Rule 14c-d(d)(2)) [ X ]Definitive Information Statement Avalon Oil & Gas, Inc. |
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| May 4, 2007 |
Completion of Acquisition or Disposition of Assets UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): March 28, 2007 Avalon Oil & Gas, Inc. (Exact name of registrant as specified in charter) Nevada 1-12850 84-1168832 (State or other jurisdiction (Commission File Number) (IRS Employer |
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| May 4, 2007 |
SCHEDULE 14C INFORMATION INFORMATION STATEMENT PURSUANT TO SECTION 14(C) OF THE SECURITIES EXCHANGE ACT OF 1934 Check the appropriate box: [ X ]Preliminary Information Statement [ ] Confidential, for use of the Commission Only (as permitted by Rule 14c-d(d)(2)) [ ]Definitive Information Statement Avalon Oil & Gas, Inc. |
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| May 4, 2007 |
UTEK Completes Technology Transfer with Avalon Oil and Gas, Inc. Friday March 30, 2:00 am ET Exhibit 99.1 UTEK Completes Technology Transfer with Avalon Oil and Gas, Inc. Friday March 30, 2:00 am ET Transfer Includes a License for an Apparatus for Leak Detection Technology TAMPA, FLA. & MINNEAPOLIS-(BUSINESS WIRE)-UTEK Corporation, a specialty finance company focused on technology transfer, and Avalon Oil and Gas, Inc., an oil and gas company engaged in the acquisition of oil and gas prod |
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| May 4, 2007 |
EX-2.1 2 avalonscan1.htm AGREEMENT AND PLAN OF ACQUISITION Exhibit 2.1 ACQUISITION OF LEAK LOCATION TECHNOLOGIES, INC. by AVALON OIL AND GAS, INC. AGREEMENT AND PLAN OF ACQUISITION This Agreement and Plan of Acquisition (Agreement) is entered into by and between Leak Location Technologies, Inc., a Florida corporation, (LLTI), UTEK CORPORATION, a Delaware corporation, (UTEK), and Avalon Oil and Gas |
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| May 1, 2007 |
May 1, 2007 Ms. Jill S. Davis United States Securities and Exchange Commission Division of Corporation Finance MailStop 7010 100 F Street NE Washington, D.C. 200549-7410 Re: Avalon Oil and Gas, Inc. Form 10-KSB for Fiscal Year Ended March 31, 2006 Filed July 14, 2066 Form 10-QSB for Fiscal Year Ended December 31, 2006 Filed February 14, 2007 Response Letter Dated March 20, 2007 SEC Comment Letter |
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| May 1, 2007 |
March 20, 2007 Ms. Jill S. Davis Branch Chief Division of Corporation Finance United States Securities and Exchange Commission 100 F Street NE Washington, D.C. 200549-7410 RE: Avalon Oil & Gas, Inc. Form 10-KSB for Fiscal Year Ended March 31, 2006 Filed July 14, 2006 Form 10-QSB for the Fiscal Quarter Ended December 31, 2006 Filed February 14, 2007 File No. 1-12850 Your Letter dated March 6, 2007 |
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| April 2, 2007 |
Agreement and Plan of Acquisition EXHIBIT 7.2 ACQUISITION OF ULTRASONIC MITIGATION TECHNOLOGIES, INC. by AVALON OIL AND GAS, INC. AGREEMENT AND PLAN OF ACQUISITION This Agreement and Plan of Acquisition (Agreement) is entered into by and between Ultrasonic Mitigation Technologies, Inc., a Florida corporation, (UMTI), UTEK CORPORATION, a Delaware corporation, (UTEK), and Avalon Oil and Gas, Inc., a |
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| April 2, 2007 |
Strategic Alliance Agreement Exhibit 7.1 STRATEGIC ALLIANCE AGREEMENT This Strategic Alliance Agreement is made and entered into this 4th day of May 2006, by and between UTEK Corporation (“UTEK”), a Florida Corporation, 202 South Wheeler Street, Plant City, Florida 33563, and Avalon Oil and Gas, Inc. (“AOGS”), a Nevada Corporation, 7000 Flour Exchange Building, 310 Fourth avenue South, Minneapolis |
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| April 2, 2007 |
Agreement and Plan of Acquisition EXHIBIT 7.4 ACQUISITION OF LEAK LOCATION TECHNOLOGIES, INC. by AVALON OIL AND GAS, INC. AGREEMENT AND PLAN OF ACQUISITION This Agreement and Plan of Acquisition (Agreement) is entered into by and between Leak Location Technologies, Inc., a Florida corporation, (LLTI), UTEK CORPORATION, a Delaware corporation, (UTEK), and Avalon Oil and Gas, Inc., a Nevada corporat |
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| April 2, 2007 |
Agreement and Plan of Acquisition EXHIBIT 7.3 ACQUISITION OF INTELLI-WELL TECHNOLOGIES, INC. by AVALON OIL AND GAS, INC. AGREEMENT AND PLAN OF ACQUISITION This Agreement and Plan of Acquisition (Agreement) is entered into by and between Intelli-Well Technologies, Inc., a Florida corporation, (IWTI), UTEK CORPORATION, a Delaware corporation, (UTEK), and Avalon Oil and Gas, Inc., a Nevada corporatio |
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| April 2, 2007 |
CUSIP No. 053467106 SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. ) AVALON OIL & GAS, INC. (Name of Issuer) COMMON STOCK (Title of Class of Securities) 053467106 (CUSIP Number) Carole Wright UTEK Corporation 2109 E. Palm Avenue Tampa, FL 33605 813-754-4330 (Name, Address and Telephone Number of Person Authorized to Rec |
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| February 14, 2007 |
SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 1) AVALON OIL & GAS, INC. (Name of Issuer) COMMON STOCK (Title of Class of Securities) 053467106 (CUSIP Number) December 31, 2006 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Schedule is fil |
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| February 2, 2007 |
Exhibit 99.1 Press Release Source: Avalon Oil & Gas, Inc. Avalon Oil & Gas Signs Letter of Intent to Acquire Working Interest in Grant Parish, Louisiana Tuesday January 30, 10:00 am ET MINNEAPOLIS — (BUSINESS WIRE) — Avalon Oil & Gas, Inc., (OTCBB:AOGS — News) announced today, through its relationship with KROG Partners, LLC (“KROG”) , a Kilgore, Texas based operator, that Avalon, KROG, Avalon’s a |
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| February 2, 2007 |
Regulation FD Disclosure, Financial Statements and Exhibits 8-K 1 avalon8k1302007.htm FORM 8-K (1-30-2007) UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): January 30, 2007 Avalon Oil & Gas, Inc. (Exact Name of registrant as specified in charter) Nevada 1-12850 84-1168832 (State or other jur |
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| January 19, 2007 |
Exhibit 99.1 Press Release Source: Avalon Oil & Gas, Inc. Avalon Oil & Gas Explores Latin American Expansion with the Appointment of Global Project Development Experts MINNEAPOLIS — (BUSINESS WIRE) — Avalon Oil & Gas, Inc., (OTCBB:AOGS — News; “Avalon”) announced the addition of two expert advisors to drive the company’s expansion program in Latin America. Joining the company’s advisory board are |
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| January 19, 2007 |
Regulation FD Disclosure, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): January 17, 2007 Avalon Oil & Gas, Inc. (Exact Name of registrant as specified in charter) Nevada 1-12850 84-1168832 (State or other jurisdiction (Commission File Number) (IRS Employe |
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| December 15, 2006 |
UTEK Corporation and Avalon Oil and Gas, Inc. Complete Technology Transfer Exhibit 99.2 FOR IMMEDIATE RELEASE UTEK Corporation and Avalon Oil and Gas, Inc. Complete Technology Transfer Transfer includes license to a borehole casing technology developed at Lawrence Livermore National Laboratory Tampa, FL, Minneapolis, MN & Livermore, CA — (Business Wire) — November 9, 2006 — UTEK Corporation (AMEX & LSE-AIM: UTK) a specialty finance company focused on technology transfer, |
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| December 15, 2006 |
AutoCoded Document UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D. |
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| December 15, 2006 |
UTEK Completes Technology Transfer with Avalon Oil and Gas, Inc. Exhibit 99.1 FOR IMMEDIATE RELEASE UTEK Completes Technology Transfer with Avalon Oil and Gas, Inc. Transfer includes license for a paraffin wax removal technology Tampa, FL, Minneapolis, MN & Laramie, WY — (BUSINESS WIRE) — July 17, 2006 — UTEK Corporation (AMEX & LSE-AIM: UTK), a specialty finance company focused on technology transfer, and Avalon Oil and Gas, Inc. (OTC BB: AOGS), an oil and gas |
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| December 15, 2006 |
Exhibit 1.2 IWTI-AOGS ACQUISITION OF INTELLI-WELL TECHNOLOGIES, INC. by AVALON OIL AND GAS, INC. AGREEMENT AND PLAN OF ACQUISITION This Agreement and Plan of Acquisition (Agreement) is entered into by and between Intelli-Well Technologies, Inc., a Florida corporation, (IWTI), UTEK CORPORATION, a Delaware corporation, (UTEK), and Avalon Oil and Gas, Inc., a Nevada corporation, (AOGS) WHEREAS, UTEK |
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| December 15, 2006 |
Exhibit 1.1 UMTI-AOGS ACQUISITION OF ULTRASONIC MITIGATION TECHNOLOGIES, INC. by AVALON OIL AND GAS, INC. AGREEMENT AND PLAN OF ACQUISITION This Agreement and Plan of Acquisition (Agreement) is entered into by and between Ultrasonic Mitigation Technologies, Inc., a Florida corporation, (UMTI), UTEK CORPORATION, a Delaware corporation, (UTEK), and Avalon Oil and Gas, Inc., a Nevada corporation, (AO |
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| October 26, 2006 |
SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 AVALON OIL & GAS, INC. (Name of Issuer) COMMON STOCK (Title of Class of Securities) 053467106 (CUSIP Number) JULY 2006 (Date of Event Which Requires Filing of this Schedule) Check the appropriate box to designate the rule pursuant to which this Schedule is filed: ¨ Rule 13d-1(b) x Rule |
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| January 25, 2006 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): January 25, 2006 Avalon Oil & Gas, Inc. (Exact Name of Registrant as Specified in Charter) Nevada 1-12850 84-1168832 (State of Incorporation) (Commission File Nunber) (IRS Employer Id |
