Mga Batayang Estadistika
CIK | 924515 |
SEC Filings
SEC Filings (Chronological Order)
August 14, 2025 |
Form of Warrants dated May 2, 2025 issued to John Gould EXHIBIT 10.6 NEITHER THIS SECURITY NOR THE SECURITIES FOR WHICH THIS SECURITY IS EXERCISABLE HAVE BEEN REGISTERED WITH THE SECURITIES AND EXCHANGE COMMISSION OR THE SECURITIES COMMISSION OF ANY STATE IN RELIANCE UPON AN EXEMPTION FROM REGISTRATION UNDER THE SECURITIES ACT OF 1933, AS AMENDED (THE “SECURITIES ACT”), AND, ACCORDINGLY, MAY NOT BE OFFERED OR SOLD EXCEPT PURSUANT TO AN EFFECTIVE REGIST |
|
August 14, 2025 |
Form of Securities Purchase Agreement dated May 1, 2025 with 1800 Diagonal Lending LLC EXHIBIT 10.4 SECURITIES PURCHASE AGREEMENT This SECURITIES PURCHASE AGREEMENT (the “Agreement”), dated as of May 1, 2025, by and between GUIDED THERAPEUTICS, INC., a Delaware corporation, with its address at 5835 Peachtree Corners East, Suite B, Peachtree Corners, Georgia 30092 (the “Company”), and 1800 DIAGONAL LENDING LLC, a Virginia limited liability company, with its address at 1800 Diagonal R |
|
August 14, 2025 |
Form of $75,000 Promissory Note dated May 2, 2025 issued to John Gould EXHIBIT 10.5 CONVERTIBLE PROMISSORY NOTE Original Issuance Date: May 2, 2025 Principal Amount: $75,000.00 THIS PROMISSORY NOTE is duly authorized and validly Note of Guided Therapeutics, Inc., a Delaware corporation, (the “Company”), having its principal place of business at 5835 Peachtree Corners East, Suite B, Peachtree Corners, Georgia 30092. FOR VALUE RECEIVED, the undersigned promises to pay |
|
August 14, 2025 |
EXHIBIT 10.7 To: Mark Faupel – Guided Therapeutics, Inc. CEO From: Guided Therapeutics’ Board of Directors Compensation Committee Re: Revised Compensation Package Date: June 3, 2025 Dear Mark: The Guided Therapeutics Compensation Committee has recommended, and its Board of Directors has approved by a unanimous vote held on June 3, 2025, a revised compensation package for you as described below. We |
|
August 14, 2025 |
Form of Promissory Note dated May 1, 2025 issued to 1800 Diagonal Lending LLC EXHIBIT 10.3 THE ISSUANCE AND SALE OF THE SECURITIES REPRESENTED BY THIS CERTIFICATE HAVE NOT BEEN REGISTERED UNDER THE SECURITIES ACT OF 1933, AS AMENDED, OR APPLICABLE STATE SECURITIES LAWS. THE SECURITIES MAY NOT BE OFFERED FOR SALE, SOLD, TRANSFERRED OR ASSIGNED IN THE ABSENCE OF (A) AN EFFECTIVE REGISTRATION STATEMENT FOR THE SECURITIES UNDER THE SECURITIES ACT OF 1933, AS AMENDED, OR (B) AN |
|
August 14, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT 1934 For the quarterly period ended June 30, 2025 Commission File No. 000-22179 GUIDED THERAPEUTICS, INC. (Exact Name of Registrant as Specified |
|
August 14, 2025 |
Form of Promissory Note dated April 1, 2025 issued to 1800 Diagonal Lending LLC EXHIBIT 10.1 THE ISSUANCE AND SALE OF THE SECURITIES REPRESENTED BY THIS CERTIFICATE HAVE NOT BEEN REGISTERED UNDER THE SECURITIES ACT OF 1933, AS AMENDED, OR APPLICABLE STATE SECURITIES LAWS. THE SECURITIES MAY NOT BE OFFERED FOR SALE, SOLD, TRANSFERRED OR ASSIGNED IN THE ABSENCE OF (A) AN EFFECTIVE REGISTRATION STATEMENT FOR THE SECURITIES UNDER THE SECURITIES ACT OF 1933, AS AMENDED, OR (B) AN |
|
August 14, 2025 |
Form of Securities Purchase Agreement dated April 1, 2025 with 1800 Diagonal Lending LLC EXHIBIT 10.2 SECURITIES PURCHASE AGREEMENT This SECURITIES PURCHASE AGREEMENT (the "Agreement), dated as of April 1, 2025, by and between GUIDED THERAPEUTICS, INC., a Delaware corporation, with its address at 5835 Peachtree Corners East, Suite B, Peachtree Corners, Georgia 30092 (the "Company"), and 1800 DIAGONAL LENDING LLC, a Virginia limited liability company, with its address at 1800 Diagonal |
|
May 15, 2025 |
Form of Promissory Note Dated May 1, 2025 EXHIBIT 10.5 THE ISSUANCE AND SALE OF THE SECURITIES REPRESENTED BY THIS CERTIFICATE HAVE NOT BEEN REGISTERED UNDER THE SECURITIES ACT OF 1933, AS AMENDED, OR APPLICABLE STATE SECURITIES LAWS. THE SECURITIES MAY NOT BE OFFERED FOR SALE, SOLD, TRANSFERRED OR ASSIGNED IN THE ABSENCE OF (A) AN EFFECTIVE REGISTRATION STATEMENT FOR THE SECURITIES UNDER THE SECURITIES ACT OF 1933, AS AMENDED, OR (B) AN |
|
May 15, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT 1934 For the quarterly period ended March 31, 2025 Commission File No. 000-22179 GUIDED THERAPEUTICS, INC. (Exact Name of Registrant as Specified |
|
May 15, 2025 |
Form of Convertible Promissory Note Dated May 2, 2025 EXHIBIT 10.1 CONVERTIBLE PROMISSORY NOTE Original Issuance Date: May 2, 2025 Principal Amount: $75,000.00 THIS PROMISSORY NOTE is duly authorized and validly Note of Guided Therapeutics, Inc., a Delaware corporation, (the “Company”), having its principal place of business at 5835 Peachtree Corners East, Suite B, Peachtree Corners, Georgia 30092. FOR VALUE RECEIVED, the undersigned promises to pay |
|
May 15, 2025 |
Form of Promissory Note Dated April 1, 2025 EXHIBIT 10.3 THE ISSUANCE AND SALE OF THE SECURITIES REPRESENTED BY THIS CERTIFICATE HAVE NOT BEEN REGISTERED UNDER THE SECURITIES ACT OF 1933, AS AMENDED, OR APPLICABLE STATE SECURITIES LAWS. THE SECURITIES MAY NOT BE OFFERED FOR SALE, SOLD, TRANSFERRED OR ASSIGNED IN THE ABSENCE OF (A) AN EFFECTIVE REGISTRATION STATEMENT FOR THE SECURITIES UNDER THE SECURITIES ACT OF 1933, AS AMENDED, OR (B) AN |
|
May 15, 2025 |
Form of Warrant Dated May 2, 2025 EXHIBIT 10.2 NEITHER THIS SECURITY NOR THE SECURITIES FOR WHICH THIS SECURITY IS EXERCISABLE HAVE BEEN REGISTERED WITH THE SECURITIES AND EXCHANGE COMMISSION OR THE SECURITIES COMMISSION OF ANY STATE IN RELIANCE UPON AN EXEMPTION FROM REGISTRATION UNDER THE SECURITIES ACT OF 1933, AS AMENDED (THE “SECURITIES ACT”), AND, ACCORDINGLY, MAY NOT BE OFFERED OR SOLD EXCEPT PURSUANT TO AN EFFECTIVE REGIST |
|
May 15, 2025 |
Form of Securities Purchase Agreement Dated May 1, 2025 EXHIBIT 10.6 SECURITIES PURCHASE AGREEMENT This SECURITIES PURCHASE AGREEMENT (the “Agreement”), dated as of May 1, 2025, by and between GUIDED THERAPEUTICS, INC., a Delaware corporation, with its address at 5835 Peachtree Corners East, Suite B, Peachtree Corners, Georgia 30092 (the “Company”), and 1800 DIAGONAL LENDING LLC, a Virginia limited liability company, with its address at 1800 Diagonal R |
|
May 15, 2025 |
Form of Securities Purchase Agreement Dated April 1, 2025 EXHIBIT 10.4 SECURITIES PURCHASE AGREEMENT This SECURITIES PURCHASE AGREEMENT (the "Agreement”), dated as of April 1, 2025, by and between GUIDED THERAPEUTICS, INC., a Delaware corporation, with its address at 5835 Peachtree Corners East, Suite B, Peachtree Corners, Georgia 30092 (the "Company"), and 1800 DIAGONAL LENDING LLC, a Virginia limited liability company, with its address at 1800 Diagonal |
|
March 31, 2025 |
Form of Warrant Agreement dated March 18, 2025 EXHIBIT 10.102 EXHIBIT A NEITHER THIS SECURITY NOR THE SECURITIES FOR WHICH THIS SECURITY IS EXERCISABLE HAVE BEEN REGISTERED WITH THE SECURITIES AND EXCHANGE COMMISSION OR THE SECURITIES COMMISSION OF ANY STATE IN RELIANCE UPON AN EXEMPTION FROM REGISTRATION UNDER THE SECURITIES ACT OF 1933, AS AMENDED (THE “SECURITIES ACT”), AND, ACCORDINGLY, MAY NOT BE OFFERED OR SOLD EXCEPT PURSUANT TO AN EFFE |
|
March 31, 2025 |
Form of Securities Purchase Agreement dated March 18, 2025 EXHIBIT 10.101 SECURITIES PURCHASE AGREEMENT This Securities Purchase Agreement (this “Agreement”) is dated as of 18th of March, 2025 between Guided Therapeutics, Inc., a Delaware corporation (the “Company”), and each purchaser identified on the signature pages hereto (each, including its successors and assigns, a “Purchaser” and collectively, the “Purchasers”). WHEREAS, subject to the terms and c |
|
March 31, 2025 |
EXHIBIT 10.100 PROMISSORY NOTE (Extends long term note payable of the principal of $153,177.69, dated February 18, 2023.) Issuance Date: March 7, 2025 Principal Amount: $153,177.69 THIS PROMISSORY NOTE is duly authorized and validly Note of Guided Therapeutics, Inc., a Delaware corporation, (the “Company”), having its principal place of business at 5835 Peachtree Corners East, Suite B, Peachtree C |
|
March 31, 2025 |
EXHIBIT 10.98 EXCHANGE AGREEMENT This EXCHANGE AGREEMENT (this “Agreement”) is made and entered into effective as of the 28 day of February, 2025 by and between GUIDED THERAPEUTICS, INC., a Delaware corporation (the “Company”) and the undersigned creditor of the Company (the “Creditor”). W I T N E S S E T H : WHEREAS, the Creditor is an director of the Company and the payee of certain obligations |
|
March 31, 2025 |
EXHIBIT 10.99 EXCHANGE AGREEMENT This EXCHANGE AGREEMENT (this “Agreement”) is made and entered into effective as of the 3rd day of March 2025, by and between GUIDED THERAPEUTICS, INC., a Delaware corporation (the “Company”) and the undersigned holder of preferred stock of the Company (the “Holder”). W I T N E S S E T H : WHEREAS, the Company created and issued to certain holders, including the Ho |
|
March 31, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2024 ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT 1934 Commission File No. 0-22179 GUIDED THERAPEUTICS, INC. (Exact Name of Registrant as Specified in Its |
|
March 31, 2025 |
EXHIBIT 10.97 EXCHANGE AGREEMENT This EXCHANGE AGREEMENT (this “Agreement”) is made and entered into effective as of the 28 day of February, 2025 by and between GUIDED THERAPEUTICS, INC., a Delaware corporation (the “Company”) and the undersigned creditor of the Company (the “Creditor”). W I T N E S S E T H : WHEREAS, the Creditor is an director of the Company and the payee of certain obligations |
|
December 23, 2024 |
Entry into a Material Definitive Agreement, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): December 18, 2024 GUIDED THERAPEUTICS, INC. (Exact name of registrant as specified in its charter) Delaware 000-22179 58-2029543 (State or other jurisdiction of incorporation) (Commis |
|
December 23, 2024 |
Form of Securities Purchase Agreement dated December 18, 2024 EXHIBIT 10.1 SECURITIES PURCHASE AGREEMENT This Securities Purchase Agreement (this “Agreement”) is dated as of December 18, 2024 between Guided Therapeutics, Inc., a Delaware corporation (the “Company”), and each purchaser identified on the signature pages hereto (each, including its successors and assigns, a “Purchaser” and collectively, the “Purchasers”). WHEREAS, subject to the terms and condi |
|
December 23, 2024 |
Form of Warrant dated December 18, 2024 EXHIBIT 4.1 EXHIBIT A NEITHER THIS SECURITY NOR THE SECURITIES FOR WHICH THIS SECURITY IS EXERCISABLE HAVE BEEN REGISTERED WITH THE SECURITIES AND EXCHANGE COMMISSION OR THE SECURITIES COMMISSION OF ANY STATE IN RELIANCE UPON AN EXEMPTION FROM REGISTRATION UNDER THE SECURITIES ACT OF 1933, AS AMENDED (THE “SECURITIES ACT”), AND, ACCORDINGLY, MAY NOT BE OFFERED OR SOLD EXCEPT PURSUANT TO AN EFFECTI |
|
November 14, 2024 |
Common Stock Purchase Warrant, dated August 1, 2024 EXHIBIT 10.3 NEITHER THIS SECURITY NOR THE SECURITIES FOR WHICH THIS SECURITY IS EXERCISABLE HAVE BEEN REGISTERED WITH THE SECURITIES AND EXCHANGE COMMISSION OR THE SECURITIES COMMISSION OF ANY STATE IN RELIANCE UPON AN EXEMPTION FROM REGISTRATION UNDER THE SECURITIES ACT OF 1933, AS AMENDED (THE “SECURITIES ACT”), AND, ACCORDINGLY, MAY NOT BE OFFERED OR SOLD EXCEPT PURSUANT TO AN EFFECTIVE REGIST |
|
November 14, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT 1934 For the quarterly period ended September 30, 2024 Commission File No. 000-22179 GUIDED THERAPEUTICS, INC. (Exact Name of Registrant as Speci |
|
November 14, 2024 |
Form of Promissory Note issued to Directors EXHIBIT 10.1 PROMISSORY NOTE Original Issuance Date: , 2024 Principal Amount: THIS PROMISSORY NOTE is duly authorized and validly Note of Guided Therapeutics, Inc., a Delaware corporation, (the “Company”), having its principal place of business at 5835 Peachtree Corners East, Suite B, Peachtree Corners, Georgia 30092. FOR VALUE RECEIVED, the undersigned promises to pay to (“Holder”) the principal |
|
November 14, 2024 |
Promissory Note, dated July 23, 2024, in the amount of $50,000 EXHIBIT 10.2 PROMISSORY NOTE $50,000.00 July 23, 2024 FOR VALUE RECEIVED, Guided Therapeutics, Inc., a Delaware corporation (referred to hereinafter as “Maker” and “Company”), hereby promises to pay to Bryan Mamula (“Holder”) the principal sum of Fifty-Thousand Dollars ($50,000.00), plus accrued interest from the date hereof. The principal amount under this Note (“Promissory Note”) shall accrue a |
|
November 14, 2024 |
Form of Common Stock Purchase Warrants issued to Directors EXHIBIT 10.4 NEITHER THIS SECURITY NOR THE SECURITIES FOR WHICH THIS SECURITY IS EXERCISABLE HAVE BEEN REGISTERED WITH THE SECURITIES AND EXCHANGE COMMISSION OR THE SECURITIES COMMISSION OF ANY STATE IN RELIANCE UPON AN EXEMPTION FROM REGISTRATION UNDER THE SECURITIES ACT OF 1933, AS AMENDED (THE “SECURITIES ACT”), AND, ACCORDINGLY, MAY NOT BE OFFERED OR SOLD EXCEPT PURSUANT TO AN EFFECTIVE REGIST |
|
September 27, 2024 |
Form of Securities Purchase Agreement EXHIBIT 10.1 SECURITIES PURCHASE AGREEMENT This Securities Purchase Agreement (this “Agreement”) is dated as of September 23, 2024 between Guided Therapeutics, Inc., a Delaware corporation (the “Company”), and each purchaser identified on the signature pages hereto (each, including its successors and assigns, a “Purchaser” and collectively, the “Purchasers”). WHEREAS, subject to the terms and cond |
|
September 27, 2024 |
EXHIBIT 4.1 EXHIBIT A NEITHER THIS SECURITY NOR THE SECURITIES FOR WHICH THIS SECURITY IS EXERCISABLE HAVE BEEN REGISTERED WITH THE SECURITIES AND EXCHANGE COMMISSION OR THE SECURITIES COMMISSION OF ANY STATE IN RELIANCE UPON AN EXEMPTION FROM REGISTRATION UNDER THE SECURITIES ACT OF 1933, AS AMENDED (THE “SECURITIES ACT”), AND, ACCORDINGLY, MAY NOT BE OFFERED OR SOLD EXCEPT PURSUANT TO AN EFFECTI |
|
September 27, 2024 |
Entry into a Material Definitive Agreement, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): September 23, 2024 GUIDED THERAPEUTICS, INC. (Exact name of registrant as specified in its charter) Delaware 000-22179 58-2029543 (State or other jurisdiction of incorporation) (Commi |
|
August 14, 2024 |
$100,000 Promissory Note Dated June 28, 2024 and Related Common Stock Purchase Warrant EXHIBIT 10.1 |
|
August 14, 2024 |
$100,050 Promissory Note Dated June 11, 2024 with 1800 Diagonal Lending EXHIBIT 10.4 THE ISSUANCE AND SALE OF THE SECURITIES REPRESENTED BY THIS CERTIFICATE HAVE NOT BEEN REGISTERED UNDER THE SECURITIES ACT OF 1933, AS AMENDED, OR APPLICABLE STATE SECURITIES LAWS. THE SECURITIES MAY NOT BE OFFERED FOR SALE, SOLD, TRANSFERRED OR ASSIGNED IN THE ABSENCE OF (A) AN EFFECTIVE REGISTRATION STATEMENT FOR THE SECURITIES UNDER THE SECURITIES ACT OF 1933, AS AMENDED, OR (B) AN |
|
August 14, 2024 |
Securities Purchase Agreement with 1800 Diagonal Lending, dated July 22, 2024 EXHIBIT 10.7 SECURITIES PURCHASE AGREEMENT This SECURITIES PURCHASE AGREEMENT (the “Agreement”), dated as of July 22, 2024, by and between GUIDED THERAPEUTICS, INC., a Delaware corporation, with its address at 5835 Peachtree Corners East, Suite B, Peachtree Corners, Georgia 30092 (the “Company”), and 1800 DIAGONAL LENDING LLC, a Virginia limited liability company, with its address at 1800 Diagonal |
|
August 14, 2024 |
$62,100 Promissory Note Dated July 22, 2024 with 1800 Diagonal Lending EXHIBIT 10.8 THE ISSUANCE AND SALE OF THE SECURITIES REPRESENTED BY THIS CERTIFICATE HAVE NOT BEEN REGISTERED UNDER THE SECURITIES ACT OF 1933, AS AMENDED, OR APPLICABLE STATE SECURITIES LAWS. THE SECURITIES MAY NOT BE OFFERED FOR SALE, SOLD, TRANSFERRED OR ASSIGNED IN THE ABSENCE OF (A) AN EFFECTIVE REGISTRATION STATEMENT FOR THE SECURITIES UNDER THE SECURITIES ACT OF 1933, AS AMENDED, OR (B) AN |
|
August 14, 2024 |
Exchange Agreement dated April 15, 2024 EXHIBIT 10.2 |
|
August 14, 2024 |
Securities Purchase Agreement with 1800 Diagonal Lending EXHIBIT 10.3 SECURITIES PURCHASE AGREEMENT This SECURITIES PURCHASE AGREEMENT (the “Agreement”), dated as of June 11, 2024, by and between GUIDED THERAPEUTICS, INC., a Delaware corporation, with its address at 5835 Peachtree Corners East, Suite B, Peachtree Corners, Georgia 30092 (the “Company”), and 1800 DIAGONAL LENDING LLC, a Virginia limited liability company, with its address at 1800 Diagonal |
|
August 14, 2024 |
EXHIBIT 10.5 PROMISSORY NOTE $50,000.00 July 23, 2024 FOR VALUE RECEIVED, Guided Therapeutics, Inc., a Delaware corporation (referred to hereinafter as “Maker” and “Company”), hereby promises to pay to Bryan Mamula (“Holder”) the principal sum of Fifty-Thousand Dollars ($50,000.00), plus accrued interest from the date hereof. The principal amount under this Note (“Promissory Note”) shall accrue a |
|
August 14, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT 1934 For the quarterly period ended June 30, 2024 Commission File No. 000-22179 GUIDED THERAPEUTICS, INC. (Exact Name of Registrant as Specified |
|
August 14, 2024 |
Form of Promissory Notes Issued to Directors and Form of Related Common Stock Purchase Warrants EXHIBIT 10.6 PROMISSORY NOTE Original Issuance Date: , 2024 Principal Amount: $25,000.00 THIS PROMISSORY NOTE is duly authorized and validly Note of Guided Therapeutics, Inc., a Delaware corporation, (the “Company”), having its principal place of business at 5835 Peachtree Corners East, Suite B, Peachtree Corners, Georgia 30092. FOR VALUE RECEIVED, the undersigned promises to pay to (“Holder”) the |
|
May 14, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT 1934 For the quarterly period ended March 31, 2024 Commission File No. 000-22179 GUIDED THERAPEUTICS, INC. (Exact Name of Registrant as Specified |
|
March 28, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2023 ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT 1934 Commission File No. 0-22179 GUIDED THERAPEUTICS, INC. (Exact Name of Registrant as Specified in Its |
|
February 20, 2024 |
GTHP / Guided Therapeutics, Inc. / Rosalind Advisors, Inc. Passive Investment SC 13G/A 1 rosalindgthp13ga19feb.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G/A (Amendment No: 01) Under the Securities Exchange Act of 1934 Guided Therapeutics, Inc. (Name of Issuer) Common Shares (Title of Class of Securities) 40171F501 (CUSIP Number) December 31, 2023 (Date of Event which Requires Filing of this Statement) Check the appropriate box to |
|
February 20, 2024 |
EX-99.A BD-DIR-RESOL 2 rosalindgthpexa19feb2.htm Exhibit A Joint Filing Agreement The undersigned hereby agree that this Statement on Schedule 13G/A with respect to the beneficial ownership of shares of Common Stock of Guided Therapeutics, Inc. is filed jointly, on behalf of each of them. Rosalind Advisors, Inc. By: Name: Steven Salamon Title: President Rosalind Master Fund L.P. By: Name: Mike McD |
|
February 14, 2024 |
GTHP / Guided Therapeutics, Inc. / Auctus Fund Management Llc Passive Investment SC 13G/A 1 gthp13gv2.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G/A Under the Securities Exchange Act of 1934 (Amendment No. 2)* Guided Therapeutics, Inc. (Name of Issuer) Common Stock, par value $0.001 per share (Title of Class of Securities) 40171F501 (CUSIP Number) December 31, 2023 (Date of Event Which Requires Filing of this Statement) Check the app |
|
November 13, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT 1934 For the quarterly period ended September 30, 2023 Commission File No. 000-22179 GUIDED THERAPEUTICS, INC. (Exact Name of Registrant as Speci |
|
August 10, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT 1934 For the quarterly period ended June 30, 2023 Commission File No. 000-22179 GUIDED THERAPEUTICS, INC. (Exact Name of Registrant as Specified |
|
May 15, 2023 |
Form of Amended Promissory Note to Gene Cartwright EXHIBIT 10.2 PROMISSORY NOTE (Extends long term note payable of the principal of $267,085.25, dated February 19, 2021.) Issuance Date: February 18, 2023 Principal Amount: $267,085.25 THIS PROMISSORY NOTE is duly authorized and validly Note of Guided Therapeutics, Inc., a Delaware corporation, (the “Company”), having its principal place of business at 5835 Peachtree Corners East, Suite B, Norcross, |
|
May 15, 2023 |
Form of Amended Promissory Note to Mark Faupel EXHIBIT 10.3 PROMISSORY NOTE (Extends long term note payable of the principal of $153,177.69, dated February 19, 2021.) Issuance Date: February 18, 2023 Principal Amount: $153,177.69 THIS PROMISSORY NOTE is duly authorized and validly Note of Guided Therapeutics, Inc., a Delaware corporation, (the “Company”), having its principal place of business at 5835 Peachtree Corners East, Suite B, Norcross, |
|
May 15, 2023 |
Form of Common Stock Purchase Warrant Issued to Richard Blumberg EXHIBIT 4.1 NEITHER THIS SECURITY NOR THE SECURITIES FOR WHICH THIS SECURITY IS EXERCISABLE HAVE BEEN REGISTERED WITH THE SECURITIES AND EXCHANGE COMMISSION OR THE SECURITIES COMMISSION OF ANY STATE IN RELIANCE UPON AN EXEMPTION FROM REGISTRATION UNDER THE SECURITIES ACT OF 1933, AS AMENDED (THE “SECURITIES ACT”), AND, ACCORDINGLY, MAY NOT BE OFFERED OR SOLD EXCEPT PURSUANT TO AN EFFECTIVE REGISTR |
|
May 15, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT 1934 For the quarterly period ended March 31, 2023 Commission File No. 000-22179 GUIDED THERAPEUTICS, INC. (Exact Name of Registrant as Specified |
|
May 15, 2023 |
Form of 2023 Warrant Exchange Agreements EXHIBIT 10.1 February 15, 2023 Holder of $0.25 (Twenty-Five Cent) Commission Warrants That Expire prior to July 15, 2023 Re: Exchange Offer of Common Stock Purchase Warrants Dear Holder: Guided Therapeutics, Inc. (the “Company”) is pleased to offer to you the opportunity to exchange all of the Common Stock purchase warrants of the Company issued as Commission Warrants (the “Exchange Warrants”) cur |
|
March 30, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2022 ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT 1934 Commission File No. 0-22179 GUIDED THERAPEUTICS, INC. (Exact Name of Registrant as Specified in Its |
|
March 9, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 9, 2023 (March 3, 2023) GUIDED THERAPEUTICS, INC. (Exact name of registrant as specified in its charter) Delaware 0-22179 58-2029543 (State or other jurisdiction of incorporatio |
|
February 14, 2023 |
GTHP / Guided Therapeutics, Inc. / Auctus Fund Management Llc Passive Investment SC 13G/A 1 gthpv5.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G/A Under the Securities Exchange Act of 1934 (Amendment No. 1)* Guided Therapeutics, Inc. (Name of Issuer) Common Stock, par value $0.001 per share (Title of Class of Securities) 40171F501 (CUSIP Number) December 31, 2022 (Date of Event Which Requires Filing of this Statement) Check the approp |
|
January 23, 2023 |
Guided Therapeutics, Inc. 15835 Peachtree Corners East, Suite B Norcross, Georgia 30092 Guided Therapeutics, Inc. 15835 Peachtree Corners East, Suite B Norcross, Georgia 30092 January 23, 2023 VIA EDGAR Benjamin Richie Division of Corporation Finance Office of Industrial Applications and Services U.S. Securities and Exchange Commission 100 F Street, NE Washington, D.C. 20549-4561 Re: Guided Therapeutics, Inc. Registration Statement on Form S-1 Filed January 13, 2023 File No. 333-2692 |
|
January 13, 2023 |
As filed with the Securities and Exchange Commission on January 13, 2023 As filed with the Securities and Exchange Commission on January 13, 2023 Registration No. |
|
January 13, 2023 |
EXHIBIT 107 Calculation of Filing Fee Tables Form S-1 (Form Type) Guided Therapeutics, Inc. |
|
December 2, 2022 |
Guided Therapeutics Inc. 5835 Peachtree Corners East, Suite B Norcross, Georgia 30092 RW 1 gthprw.htm RW Guided Therapeutics Inc. 5835 Peachtree Corners East, Suite B Norcross, Georgia 30092 December 2, 2022 VIA EDGAR Securities and Exchange Commission Division of Corporation Finance 100 F Street, NE Washington, D.C. 20549 Re: Guided Therapeutics Inc. Request for Withdrawal Pursuant to Rule 477 of Registration Statement on Form S-1 (File No. 333-259871) Ladies and Gentleman: Pursua |
|
November 14, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT 1934 For the quarterly period ended September 30, 2022 Commission File No. 0-22179 GUIDED THERAPEUTICS, INC. (Exact Name of Registrant as Specifi |
|
November 14, 2022 |
Amendment #1 to Exchange Agreement between the Company and Auctus Fund, LLC EXHIBIT 10.6 AMENDMENT #1 TO EXCHANGE AGREEMENT THIS AMENDMENT #1 to the Exchange Agreement (as defined below) (the ?Amendment?) is entered into as of October 18, 2022, by and between GUIDED THERAPEUTICS, INC., a Delaware corporation (the ?Company?), and Auctus Fund, LLC, a Delaware limited liability company (the ?Holder?) (collectively the ?Parties?). BACKGROUND A. The Company and Holder are the |
|
October 24, 2022 |
GTHP / Guided Therapeutics, Inc. / Auctus Fund Management Llc Passive Investment SC 13G 1 gthpv3.hm.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No.)* Guided Therapeutics, Inc. (Name of Issuer) Common Stock, par value $0.001 per share (Title of Class of Securities) 40171F501 (CUSIP Number) October 11, 2022 (Date of Event Which Requires Filing of this Statement) Check the appropriat |
|
September 15, 2022 |
EXHIBIT 10.4 EXHIBIT D NEITHER THIS SECURITY NOR THE SECURITIES FOR WHICH THIS SECURITY IS EXERCISABLE HAVE BEEN REGISTERED WITH THE SECURITIES AND EXCHANGE COMMISSION OR THE SECURITIES COMMISSION OF ANY STATE IN RELIANCE UPON AN EXEMPTION FROM REGISTRATION UNDER THE SECURITIES ACT OF 1933, AS AMENDED (THE ?SECURITIES ACT?), AND, ACCORDINGLY, MAY NOT BE OFFERED OR SOLD EXCEPT PURSUANT TO AN EFFECT |
|
September 15, 2022 |
EXHIBIT 4.1 EXHIBIT C NEITHER THIS SECURITY NOR THE SECURITIES FOR WHICH THIS SECURITY IS EXERCISABLE HAVE BEEN REGISTERED WITH THE SECURITIES AND EXCHANGE COMMISSION OR THE SECURITIES COMMISSION OF ANY STATE IN RELIANCE UPON AN EXEMPTION FROM REGISTRATION UNDER THE SECURITIES ACT OF 1933, AS AMENDED (THE ?SECURITIES ACT?), AND, ACCORDINGLY, MAY NOT BE OFFERED OR SOLD EXCEPT PURSUANT TO AN EFFECTI |
|
September 15, 2022 |
5835 Peachtree Corners East, Suite B Peachtree Corners, GA 30092 EXHIBIT 99.1 5835 Peachtree Corners East, Suite B Peachtree Corners, GA 30092 Guided Therapeutics Closes $3.3 Million Dollar Bridge Financing Peachtree Corners, GA (September 7, 2022) - Guided Therapeutics, Inc. or the ?Company? (OTCQB: GTHP), the maker of a rapid and painless testing platform based on its patented biophotonic technology, announced today that it had raised approximately $3.3 milli |
|
September 15, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): September 1, 2022 GUIDED THERAPEUTICS, INC. (Exact name of registrant as specified in its charter) Delaware 0-22179 58-2029543 (State or other jurisdiction of incorporation) (Commissi |
|
September 15, 2022 |
EXHIBIT 10.3 EXHIBIT C NEITHER THIS SECURITY NOR THE SECURITIES FOR WHICH THIS SECURITY IS EXERCISABLE HAVE BEEN REGISTERED WITH THE SECURITIES AND EXCHANGE COMMISSION OR THE SECURITIES COMMISSION OF ANY STATE IN RELIANCE UPON AN EXEMPTION FROM REGISTRATION UNDER THE SECURITIES ACT OF 1933, AS AMENDED (THE ?SECURITIES ACT?), AND, ACCORDINGLY, MAY NOT BE OFFERED OR SOLD EXCEPT PURSUANT TO AN EFFECT |
|
September 15, 2022 |
EXHIBIT 10.2 EXCHANGE AGREEMENT This EXCHANGE AGREEMENT (this ?Agreement?) is made and entered into effective as of September 1, 2022, by and between GUIDED THERAPEUTICS, INC., a Delaware corporation (the ?Company?) and Auctus Fund, LLC, a Delaware limited liability company (the ?Creditor?). W I T N E S S E T H : WHEREAS, the Creditor is the payee of certain obligations owed to the Creditor by the |
|
September 15, 2022 |
EXHIBIT 10.1 SECURITIES PURCHASE AGREEMENT This Securities Purchase Agreement (this ?Agreement?) is dated as of September 1, 2022 between Guided Therapeutics, Inc., a Delaware corporation (the ?Company?), and each purchaser identified on the signature pages hereto (each, including its successors and assigns, a ?Purchaser? and collectively, the ?Purchasers?). WHEREAS, subject to the terms and condi |
|
September 15, 2022 |
EXHIBIT 4.2 EXHIBIT D NEITHER THIS SECURITY NOR THE SECURITIES FOR WHICH THIS SECURITY IS EXERCISABLE HAVE BEEN REGISTERED WITH THE SECURITIES AND EXCHANGE COMMISSION OR THE SECURITIES COMMISSION OF ANY STATE IN RELIANCE UPON AN EXEMPTION FROM REGISTRATION UNDER THE SECURITIES ACT OF 1933, AS AMENDED (THE ?SECURITIES ACT?), AND, ACCORDINGLY, MAY NOT BE OFFERED OR SOLD EXCEPT PURSUANT TO AN EFFECTI |
|
August 15, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT 1934 For the quarterly period ended June 30, 2022 Commission File No. 0-22179 GUIDED THERAPEUTICS, INC. (Exact Name of Registrant as Specified in |
|
July 29, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 25, 2022 GUIDED THERAPEUTICS, INC. (Exact name of registrant as specified in its charter) Delaware 0-22179 58-2029543 (State or other jurisdiction of incorporation) (Commission F |
|
July 29, 2022 |
EXHIBIT 3.1 STATE OF DELAWARE CERTIFICATE OF CORRECTION Guided Therapeutics, Inc., a corporation organized and existing under and by virtue of the laws of the General Corporation Law of the State of Delaware, does hereby certify that: 1. The name of the corporation is Guided Therapeutics, Inc. 2. A certificate of amendment to the certificate of incorporation (the ?Certificate of Amendment?) was fi |
|
July 13, 2022 |
As filed with the Securities and Exchange Commission on July 12, 2022 As filed with the Securities and Exchange Commission on July 12, 2022 Registration No. |
|
July 13, 2022 |
EX-FILING FEES.107 4 gthpex107.htm FILLING FEE TABLE EXHIBIT 107 CALCULATION OF REGISTRATION FEE Title of Each Class of Securities to be Registered Proposed Maximum Aggregate Offering Price(1)(2) Amount of Registration Fee(3)(4) Common stock, par value $ 10,465,000 $ 970.11 Common stock Purchase Warrants - - Shares of common stock underlying shares of common stock purchase warrants $ 10,465,000 $ |
|
July 13, 2022 |
EXHIBIT 4.35 COMMON STOCK PURCHASE WARRANT GUIDED THERAPEUTICS, INC. Warrant Shares: Initial Exercise Date: , 2022 THIS COMMON STOCK PURCHASE WARRANT (the ?Warrant?) certifies that, for value received, or its assigns (the ?Holder?) is entitled, upon the terms and subject to the limitations on exercise and the conditions hereinafter set forth, at any time on or after the date hereof (the ?Initial E |
|
July 6, 2022 |
Exhibit A JOINT FILING AGREEMENT The undersigned hereby agree that this Statement on Schedule 13G with respect to the beneficial ownership of shares of Common Stock of Guided Therapeutics, Inc. |
|
July 6, 2022 |
GTHP / Guided Therapeutics, Inc. / Rosalind Advisors, Inc. - SC 13G Passive Investment SC 13G 1 guided13g.htm SC 13G UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 Guided Therapeutics, Inc. (Name of Issuer) Common Shares (Title of Class of Securities) 40171F501 (CUSIP Number) June 22, 2022 (Date of Event which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to |
|
June 30, 2022 |
EX-FILING FEES.107 7 gthpex107.htm FILLING FEE TABLE EXHIBIT 107 CALCULATION OF REGISTRATION FEE Title of Each Class of Securities to be Registered Proposed Maximum Aggregate Offering Price(1)(2) Amount of Registration Fee(3)(4) Common stock, par value $ 10,235,000 $ 948.79 Common stock Purchase Warrants Shares of common stock underlying shares of common stock purchase warrants $ 10,235,000 $ 948. |
|
June 30, 2022 |
EXHIBIT 10.61 EXCHANGE AGREEMENT This EXCHANGE AGREEMENT (this ? Agreement?) is made and entered into effective as of the 23 day of June, 2020, by and between GUIDED THERAPEUTICS, INC., a Delaware corporation (the ?Company?) and the undersigned creditor of the Company (the ?Creditor?). W I T N E S S E T H : WHEREAS, the Creditor is the payee of certain obligations owed to the Creditor by the Compa |
|
June 30, 2022 |
Form of Underwriting Agreement EXHIBIT 1.1 SHARES OF COMMON STOCK, PRE-FUNDED WARRANTS (EXERCISABLE FOR SHARES) AND COMMON WARRANTS (EXERCISABLE FOR SHARES) OF GUIDED THERAPEUTICS, INC. UNDERWRITING AGREEMENT , 2022 Roth Capital Partners, LLC As the Representative of the Several underwriters, if any, named in Schedule I hereto c/o Roth Capital Partners, LLC 888 San Clemente Drive, Suite 400 Newport Beach, CA 92660 Ladies and Ge |
|
June 30, 2022 |
Form of Warrant Agency Agreement EXHIBIT 4.36 WARRANT AGENCY AGREEMENT WARRANT AGENCY AGREEMENT, dated as of , 2022 (?Agreement?), among Guided Therapeutics, Inc., a Delaware corporation (the ?Company?), and Computershare, Inc., a Delaware corporation (?Computershare?), and its wholly-owned subsidiary, Computershare Trust Company, N.A., a federally chartered trust company (collectively with Computershare, the ?Warrant Agent?). W |
|
June 30, 2022 |
As filed with the Securities and Exchange Commission on June 29, 2022 As filed with the Securities and Exchange Commission on June 29, 2022 Registration No. |
|
May 16, 2022 |
UNITED STATES SECURITIES ANDEXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT 1934 For the quarterly period ended March 31, 2022 Commission File No. 0-22179 GUIDED THERAPEUTICS, INC. (Exact Name of Registrant as Specified in |
|
March 30, 2022 |
EXHIBIT 4.47 NEITHER THIS SECURITY NOR THE SECURITIES FOR WHICH THIS SECURITY IS EXERCISABLE HAVE BEEN REGISTERED WITH THE SECURITIES AND EXCHANGE COMMISSION OR THE SECURITIES COMMISSION OF ANY STATE IN RELIANCE UPON AN EXEMPTION FROM REGISTRATION UNDER THE SECURITIES ACT OF 1933, AS AMENDED (THE ?SECURITIES ACT?), AND, ACCORDINGLY, MAY NOT BE OFFERED OR SOLD EXCEPT PURSUANT TO AN EFFECTIVE REGIST |
|
March 30, 2022 |
EXHIBIT 10.88 GUIDED THEREAPEUTICS, INC. February 10, 2022 Auctus Fund, LLC Re: Extension of Termination Date Dear Holder: Reference is made to that certain Exchange Agreement, dated as of June 2, 2021 (the ?Agreement?) made by Guided Therapeutics, Inc. (the ?Company??) and Auctus Fund, LLC (?Auctus?). Section 3(c) of the Agreement provides, in part, that the obligations under the Agreement shall |
|
March 30, 2022 |
EXHIBIT 4.46 NEITHER THIS SECURITY NOR THE SECURITIES FOR WHICH THIS SECURITY IS EXERCISABLE HAVE BEEN REGISTERED WITH THE SECURITIES AND EXCHANGE COMMISSION OR THE SECURITIES COMMISSION OF ANY STATE IN RELIANCE UPON AN EXEMPTION FROM REGISTRATION UNDER THE SECURITIES ACT OF 1933, AS AMENDED (THE ?SECURITIES ACT?), AND, ACCORDINGLY, MAY NOT BE OFFERED OR SOLD EXCEPT PURSUANT TO AN EFFECTIVE REGIST |
|
March 30, 2022 |
EXHIBIT 10.79 SERIES D PREFERRED STOCK FINANCING GROUP WARRANT EXCHANGE AND EXERCISE AGREEMENT Gene S. Cartwright This EXCHANGE AGREEMENT (this ?Agreement?) is made and entered into effective as of the 20th day of December, 2021, by and between GUIDED THERAPEUTICS, INC., a Delaware corporation (the ?Company?) and the undersigned warrant holder of the Company (the ?Warrant Holder?). W I T N E S S E |
|
March 30, 2022 |
EXHIBIT 10.74 DECEMBER 30 2019 EQUITY FOR DEBT EXCHANGE GROUP WARRANT EXCHANGE AND EXERCISE AGREEMENT John Imhoff, M.D. This EXCHANGE AGREEMENT (this ?Agreement?) is made and entered into effective as of the 10th day of December, 2021, by and between GUIDED THERAPEUTICS, INC., a Delaware corporation (the ?Company?) and the undersigned warrant holder of the Company (the ?Warrant Holder?). W I T N E |
|
March 30, 2022 |
EXHIBIT 10.80 SERIES D PREFERRED STOCK FINANCING GROUP WARRANT EXCHANGE AND EXERCISE AGREEMENT Mark L. Faupel This EXCHANGE AGREEMENT (this ?Agreement?) is made and entered into effective as of the 20th day of December, 2021, by and between GUIDED THERAPEUTICS, INC., a Delaware corporation (the ?Company?) and the undersigned warrant holder of the Company (the ?Warrant Holder?). W I T N E S S E T H |
|
March 30, 2022 |
EXHIBIT 4.48 NEITHER THIS SECURITY NOR THE SECURITIES FOR WHICH THIS SECURITY IS EXERCISABLE HAVE BEEN REGISTERED WITH THE SECURITIES AND EXCHANGE COMMISSION OR THE SECURITIES COMMISSION OF ANY STATE IN RELIANCE UPON AN EXEMPTION FROM REGISTRATION UNDER THE SECURITIES ACT OF 1933, AS AMENDED (THE ?SECURITIES ACT?), AND, ACCORDINGLY, MAY NOT BE OFFERED OR SOLD EXCEPT PURSUANT TO AN EFFECTIVE REGIST |
|
March 30, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K ? ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2021 ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT 1934 Commission File No. 0-22179 GUIDED THERAPEUTICS, INC. (Exact Name of Registrant as Specified in Its |
|
March 30, 2022 |
EXHIBIT 10.76 DECEMBER 30 2019 EQUITY FOR DEBT EXCHANGE GROUP WARRANT EXCHANGE AND EXERCISE AGREEMENT Frederick Grimm This EXCHANGE AGREEMENT (this ?Agreement?) is made and entered into effective as of the 13th day of December, 2021, by and between GUIDED THERAPEUTICS, INC., a Delaware corporation (the ?Company?) and the undersigned warrant holder of the Company (the ?Warrant Holder?). W I T N E S |
|
March 30, 2022 |
EXHIBIT 10.82 WARRANT EXCHANGE AGREEMENT This EXCHANGE AGREEMENT (this ?Agreement?) is made and entered into effective as of the 21st day of December, 2021 by and between GUIDED THERAPEUTICS, INC., a Delaware corporation (the ?Company?) and the undersigned investor of the Company (the ?Investor?). W I T N E S S E T H : WHEREAS, the Investor is the holder of a warrant agreement for 7,185,000 shares |
|
March 30, 2022 |
EXHIBIT 10.77 DECEMBER 30 2019 EQUITY FOR DEBT EXCHANGE GROUP WARRANT EXCHANGE AND EXERCISE AGREEMENT Richard P. Blumberg, Esq. This EXCHANGE AGREEMENT (this ?Agreement?) is made and entered into effective as of the 16th day of December, 2021, by and between GUIDED THERAPEUTICS, INC., a Delaware corporation (the ?Company?) and the undersigned warrant holder of the Company (the ?Warrant Holder?). W |
|
March 30, 2022 |
EXHIBIT 10.75 DECEMBER 30 2019 EQUITY FOR DEBT EXCHANGE GROUP WARRANT EXCHANGE AND EXERCISE AGREEMENT John Gould This EXCHANGE AGREEMENT (this ?Agreement?) is made and entered into effective as of the 20th day of December, 2021, by and between GUIDED THERAPEUTICS, INC., a Delaware corporation (the ?Company?) and the undersigned warrant holder of the Company (the ?Warrant Holder?). W I T N E S S E |
|
March 30, 2022 |
EXHIBIT 10.78 DECEMBER 30 2019 EQUITY FOR DEBT EXCHANGE GROUP WARRANT EXCHANGE AND EXERCISE AGREEMENT K2 Medical, LLC This EXCHANGE AGREEMENT (this ?Agreement?) is made and entered into effective as of the 16th day of December, 2021, by and between GUIDED THERAPEUTICS, INC., a Delaware corporation (the ?Company?) and the undersigned warrant holder of the Company (the ?Warrant Holder?). W I T N E S |
|
March 30, 2022 |
EXHIBIT 10.83 DECEMBER 30 2019 EQUITY FOR DEBT EXCHANGE GROUP WARRANT EXCHANGE AND EXERCISE AGREEMENT Michael C. James This EXCHANGE AGREEMENT (this ?Agreement?) is made and entered into effective as of the 21st day of December, 2021, by and between GUIDED THERAPEUTICS, INC., a Delaware corporation (the ?Company?) and the undersigned warrant holder of the Company (the ?Warrant Holder?). W I T N E |
|
March 30, 2022 |
EXHIBIOT 10.86 PROMISSORY NOTE Per Exchange Agreement dated July 9, 2020. Original Issuance Date: December 31, 2021 Principal Amount: $97,052.32 THIS PROMISSORY NOTE is duly authorized and validly Note of Guided Therapeutics, Inc., a Delaware corporation, (the ?Company?), having its principal place of business at 5835 Peachtree Corners East, Suite B, Norcross, Georgia 30092. FOR VALUE RECEIVED, th |
|
March 30, 2022 |
EXHIBIT 3.8 CERTIFICATE OF DESIGNATION, PREFERENCE AND RIGHTS OF SERIES G OF GUIDED THERAPEUTICS, INC. The undersigned, Gene Cartwright, hereby certifies that: 1. I am the President and Chief Executive Officer of GUIDED THERAPEUTICS, INC., a Delaware corporation (the ?Company?). 2. The Company is authorized to issue 5,000,000 shares of preferred stock, par value $0.001 per share (the ?Preferred St |
|
March 30, 2022 |
EXHIBIT 10.85 SERIES D PREFERRED STOCK FINANCING GROUP WARRANT EXCHANGE AND EXERCISE AGREEMENT Dolores Maloof This EXCHANGE AGREEMENT (this ?Agreement?) is made and entered into effective as of the 30th day of December, 2021, by and between GUIDED THERAPEUTICS, INC., a Delaware corporation (the ?Company?) and the undersigned warrant holder of the Company (the ?Warrant Holder?). W I T N E S S E T H |
|
March 30, 2022 |
EXHIBIT 10.73 AGREEMENT THIS AGREEMENT is dated September 30, 2021 (the ?Effective Date?) BETWEEN: Guided Therapeutics, Inc. (?GTI? or ?the Company?), a US registered public company incorporated in the State of Delaware with a registered and records office at 5835 Peachtree Corners East, Suite B Peachtree Corners, GA 30092. AND: Richard P. Blumberg an individual with an address at 2356 Hobart Ave |
|
March 30, 2022 |
EXHIBIT 10.81 DECEMBER 30 2019 EQUITY FOR DEBT EXCHANGE GROUP WARRANT EXCHANGE AND EXERCISE AGREEMENT Flynn D. Case Living Trust This EXCHANGE AGREEMENT (this ?Agreement?) is made and entered into effective as of the 21st day of December, 2021, by and between GUIDED THERAPEUTICS, INC., a Delaware corporation (the ?Company?) and the undersigned warrant holder of the Company (the ?Warrant Holder?). |
|
March 30, 2022 |
EXHIBIT 10.84 DECEMBER 30 2019 EQUITY FOR DEBT EXCHANGE GROUP WARRANT EXCHANGE AND EXERCISE AGREEMENT Bryan Mamula This EXCHANGE AGREEMENT (this ?Agreement?) is made and entered into effective as of the 30th day of December, 2021, by and between GUIDED THERAPEUTICS, INC., a Delaware corporation (the ?Company?) and the undersigned warrant holder of the Company (the ?Warrant Holder?). W I T N E S S |
|
March 30, 2022 |
EXHIBIT 10.87 EXCHANGE AGREEMENT This EXCHANGE AGREEMENT (this ?Agreement?) is made and entered into effective as of February 1, 2022, by and between GUIDED THERAPEUTICS, INC., a Delaware corporation (the ?Company?) and Auctus Fund, LLC, a Delaware limited liability company (the ?Creditor?). W I T N E S S E T H : WHEREAS, the Creditor is the payee of certain obligations owed to the Creditor by the |
|
February 17, 2022 |
EX-10.61 6 gthpex1061.htm EXCHANGE AGREEMENT EXHIBIT 10.61 EXCHANGE AGREEMENT This EXCHANGE AGREEMENT (this “Agreement”) is made and entered into effective as of the 23 day of June, 2020, by and between GUIDED THERAPEUTICS, INC., a Delaware corporation (the “Company”) and the undersigned creditor of the Company (the “Creditor”). W I T N E S S E T H : WHEREAS, the Creditor is the payee of certain o |
|
February 17, 2022 |
As filed with the Securities and Exchange Commission on February 17, 2022 As filed with the Securities and Exchange Commission on February 17, 2022 Registration No. |
|
February 17, 2022 |
EXHIBIT 107 CALCULATION OF REGISTRATION FEE Title of Each Class of Securities to be Registered Proposed Maximum Aggregate Offering Price(1)(2) Amount of Registration Fee(3)(4) Common stock, par value $ 12,000,000 $ 1,112. |
|
February 17, 2022 |
EXHIBIT 1.1 SHARES OF COMMON STOCK, PRE-FUNDED WARRANTS (EXERCISABLE FOR SHARES) AND COMMON WARRANTS (EXERCISABLE FOR SHARES) OF GUIDED THERAPEUTICS, INC. UNDERWRITING AGREEMENT , 2022 Roth Capital Partners, LLC As the Representative of the Several underwriters, if any, named in Schedule I hereto c/o Roth Capital Partners, LLC 888 San Clemente Drive, Suite 400 Newport Beach, CA 92660 Ladies and Ge |
|
February 17, 2022 |
EXHIBIT 4.34 NEITHER THIS SECURITY NOR THE SECURITIES FOR WHICH THIS SECURITY IS EXERCISABLE HAVE BEEN REGISTERED WITH THE SECURITIES AND EXCHANGE COMMISSION OR THE SECURITIES COMMISSION OF ANY STATE IN RELIANCE UPON AN EXEMPTION FROM REGISTRATION UNDER THE SECURITIES ACT OF 1933, AS AMENDED (THE ?SECURITIES ACT?), AND, ACCORDINGLY, MAY NOT BE OFFERED OR SOLD EXCEPT PURSUANT TO AN EFFECTIVE REGIST |
|
February 17, 2022 |
EXHIBIT 4.35 COMMON STOCK PURCHASE WARRANT GUIDED THERAPEUTICS, INC. Warrant Shares: Initial Exercise Date: , 2022 THIS COMMON STOCK PURCHASE WARRANT (the ?Warrant?) certifies that, for value received, or its assigns (the ?Holder?) is entitled, upon the terms and subject to the limitations on exercise and the conditions hereinafter set forth, at any time on or after the date hereof (the ?Initial E |
|
January 7, 2022 |
EXHIBIT 3.1 CERTIFICATE OF AMENDMENT TO THE CERTIFICATE OF INCORPORATION OF GUIDED THERAPEUTICS, INC. The undersigned, for the purposes of amending the Amended and Restated Certificate of Incorporation, (the ?Amended and Restated Certificate of Incorporation?) of Guided Therapeutics, Inc. (the ?Corporation?), a corporation organized and existing under and by virtue of the General Corporation Law o |
|
January 7, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): December 30, 2021 (January 6, 2022) GUIDED THERAPEUTICS, INC. (Exact name of registrant as specified in its charter) Delaware 000-22179 58-2029543 (State or other jurisdiction of inco |
|
November 15, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT 1934 For the quarterly period ended September 30, 2021 Commission File No. 0-22179 GUIDED THERAPEUTICS, INC. (Exact Name of Registrant as Specifi |
|
October 7, 2021 |
As filed with the Securities and Exchange Commission on [•], 2021 As filed with the Securities and Exchange Commission on [•], 2021 Registration No. |
|
September 29, 2021 |
As filed with the Securities and Exchange Commission on [•], 2021 As filed with the Securities and Exchange Commission on [?], 2021 Registration No. |
|
September 7, 2021 |
EXHIBIT 2.1 AGREEMENT BETWEEN SHANDONG YAOHUA MEDICAL INSTRUMENT CORPORATION AND GUIDED THERAPEUTICS, INC. CONFIDENTIAL, FINAL 12 AUGUST 2021 ?? 2021?8?12? This Agreement supersedes any and all statements, representations or agreements other than existing Purchase Orders between Guided Therapeutics, Inc, a Georgia, United States of American corporation (?GTI?) located at 5835 Peachtree Corners Eas |
|
September 7, 2021 |
5835 Peachtree Corners East, Suite B Peachtree Corners, GA 30092 EXHIBIT 99.1 5835 Peachtree Corners East, Suite B Peachtree Corners, GA 30092 Guided Therapeutics Receives Notification of Successful Clinical Trial Regulatory Review and $133,000 Payment from China Peachtree Corners GA (August 20, 2021) - Guided Therapeutics, Inc. (OTC:QB GTHP), the maker of the LuViva Advanced Cervical Scan, based on its patented biophotonic technology, announced today it had pa |
|
September 7, 2021 |
Entry into a Material Definitive Agreement, Financial Statements and Exhibits, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 12, 2021 GUIDED THERAPEUTICS, INC. (Exact name of registrant as specified in its charter) Delaware 0-22179 58-2029543 (State or other jurisdiction of incorporation) (Commission |
|
August 18, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT 1934 For the quarterly period ended June 30, 2021 Commission File No. 0-22179 GUIDED THERAPEUTICS, INC. (Exact Name of Registrant as Specified in |
|
August 18, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q/A Amendment No. 1 [X] QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 [ ] TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT 1934 For the quarterly period ended March 31, 2021 Commission File No. 0-22179 GUIDED THERAPEUTICS, INC. (Exact Name of Reg |
|
August 16, 2021 |
NT 10-Q 1 gthpnt10q63021.htm GUIDED THERAPEUTICS, INC. UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 12b-25 NOTIFICATION OF LATE FILING Commission File Number 000-22179 (Check One): [ ] Form 10-K [ ] Form 20-F [ ] Form 11-K [X] Form 10-Q [ ] Form N-SAR [ ] Form N-CSR For Period Ended: June 30, 2021 [ ] Transition Report on Form 10-K [ ] Transition Report on Form 20-F [ |
|
July 27, 2021 |
Submission of Matters to a Vote of Security Holders UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 27, 2021 (July 22, 2021) GUIDED THERAPEUTICS, INC. (Exact name of registrant as specified in its charter) Delaware 000-22179 58-2029543 (State or other jurisdiction of incorporat |
|
July 9, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K/A Amendment No. 1 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K/A Amendment No. 1 (Mark One) [X] ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2020. OR [ ] TRANSITION REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number: 0-22179 |
|
July 7, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 7, 2021 GUIDED THERAPEUTICS, INC. (Exact name of registrant as specified in its charter) Delaware (State or other jurisdiction of incorporation) 0-22179 (Commission File Number) |
|
July 6, 2021 |
SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ? Filed by a Party other than the Registrant ? Check the appropriate box: ? Preliminary Proxy Statement ? Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ? Definitive Proxy Statement ? Definitive Additional Materials ? Solicitation Material Under Rule 14a-12 GUIDED THERAPEUTICS, INC. |
|
June 22, 2021 |
PRE 14A 1 gthppre14a621212.htm GUIDED THERAPEUTICS, INC. SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☒ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission |
|
June 10, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 3, 2021 GUIDED THERAPEUTICS, INC. (Exact name of registrant as specified in its charter) Delaware (State or other jurisdiction of incorporation) 0-22179 (Commission File Number) |
|
June 10, 2021 |
Exhibit 10.1 GUIDED THERAPEUTICS, INC. 5835 Peachtree Corners East, Suite B Norcross, Georgia 30092 April , 2021 Purchasers pursuant to Securities Purchase Agreement Dated December 23, 2020 Re: Creation of Series F-2 Convertible Preferred Stock Dear Purchaser: As previously disclosed in the public filings of Guided Therapeutics, Inc. (the ?Company?), the recent private placement pursuant to the Se |
|
June 10, 2021 |
Exhibit 3.1 GUIDED THERAPEUTICS, INC. CERTIFICATE OF DESIGNATION OF PREFERENCES, RIGHTS AND LIMITATIONS OF SERIES F-2 CONVERTIBLE PREFERRED STOCK PURSUANT TO SECTION 151 OF THE DELAWARE GENERAL CORPORATION LAW The undersigned, Gene S. Cartwright, does hereby certify that: 1. He is the President, Chief Executive Officer, and acting Chief Financial Officer of Guided Therapeutics, Inc., a Delaware co |
|
May 21, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q [X] QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 [ ] TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT 1934 For the quarterly period ended March 31, 2021 Commission File No. 0-22179 GUIDED THERAPEUTICS, INC. (Exact Name of Registrant as Specifi |
|
May 17, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 12b-25 NOTIFICATION OF LATE FILING Commission File Number 000-22179 (Check One): [ ] Form 10-K [ ] Form 20-F [ ] Form 11-K [X] Form 10-Q [ ] Form N-SAR [ ] Form N-CSR For Period Ended: March 31, 2021 [ ] Transition Report on Form 10-K [ ] Transition Report on Form 20-F [ ] Transition Report on Form 11-K [ ] Transition Report on Form 10-Q [ ] Transition Report on Form N-SAR For the Transition Period Ended: Nothing in the form shall be construed to imply that Commission has verified any information contained herein. |
|
April 7, 2021 |
Exhibit 10.59 Guided Therapeutics, Inc. 5835 Peachtree Comers East, Suite B Norcross, GA 30092 Re: Finder's Fee Agreement Dear Gene Cartwright: As you know, Guided Therapeutics, Inc. (the ' Issuer"), has expressed an interest in obtaining private equity or debt capital for various purposes. This letter agreement ("Agreement") sets forth the terms and conditions upon which J.H. Darbi.e & Co., Inc. |
|
April 7, 2021 |
Exhibit 3.5 EXHIBIT A. GUIDED THERAPEUTICS, INC. CERTIFICATE OF DESIGNATION OF PREFERENCES, RIGHTS AND LIMITATIONS OF SERIES E CONVERTIBLE PREFERRED STOCK PURSUANT TO SECTION 151 OF THE DELAWARE GENERAL CORPORATION LAW The undersigned, Gene S. Cartwright, does hereby certify that: 1. He is the President, Chief Executive Officer, and acting Chief Financial Officer of Guided Therapeutics, Inc., a De |
|
April 7, 2021 |
Exhibit 4.42 NEITHER THIS SECURITY NOR THE SECURITIES FOR WHICH THIS SECURITY IS EXERCISABLE HAVE BEEN REGISTERED WITH THE SECURITIES AND EXCHANGE COMMISSION OR THE SECURITIES COMMISSION OF ANY STATE IN RELIANCE UPON AN EXEMPTION FROM REGISTRATION UNDER THE SECURITIES ACT OF 1933, AS AMENDED (THE ?SECURITIES ACT?), AND, ACCORDINGLY, MAY NOT BE OFFERED OR SOLD EXCEPT PURSUANT TO AN EFFECTIVE REGIST |
|
April 7, 2021 |
Exhibit 10.65 SERIES G PREFERRED STOCK PURCHASE AGREEMENT This SERIES G PREFERRED STOCK PURCHASE AGREEMENT (the "Agreement"), dated as of February 2, 2021, by and between GUIDED THERAPEUTICS, INC., a Delaware corporation, with its address at 5835 Peachtree Corners East, Suite B, Norcross, Georgia 30092 (the "Company"), and POWER UP LENDING GROUP, LTD., a New York corporation, with its address at 1 |
|
April 7, 2021 |
Exhibit 3.6 EXHIBIT A. GUIDED THERAPEUTICS, INC. CERTIFICATE OF DESIGNATION OF PREFERENCES, RIGHTS AND LIMITATIONS OF SERIES F CONVERTIBLE PREFERRED STOCK PURSUANT TO SECTION 151 OF THE DELAWARE GENERAL CORPORATION LAW The undersigned, Gene S. Cartwright, does hereby certify that: 1. He is the President, Chief Executive Officer, and acting Chief Financial Officer of Guided Therapeutics, Inc., a De |
|
April 7, 2021 |
Exhibit 10.66 THIS AGREEMENT is dated March.10, 2021 (the "Effective Datel') BETWEEN: Guided Therapeutics. Inc. ("GTI" or lithe Company"), a US registered public company incorporated in the State of Delaware with a registered and records office at 5835 Peachtree Corners East,?Suite B, Peachtree Corners, GA 30092. AND: Richard P. Blumberg an Individual with an address at 2356 Hobart Ave. SW, Seattl |
|
April 7, 2021 |
Exhibit 10.62 AMENDED FINDER'S FEE AGREEMENT THIS AMENDMENT TO THE AMENDED FINDER'S FEE AGREEMENT IS DATED JUNE 11, 2020 (the Effective Date") BETWEEN: Guided Therapeutics Inc., a US registered public company incorporated in the State of Delaware with a registered and records office at 5835 Peachtree Corners East, Suite B Norcross GA 30092. ("the Company") AND Fieldhouse Capital Management Inc., a |
|
April 7, 2021 |
Exhibit 4.44 PROMISSORY NOTE Per Board Compensation Committee Memo dated February 19, 2021. (Replaces long term note payable of original principal of $207,110.86, dated September 4, 2018) Original Issuance Date: February 19, 2021 Principal Amount: $153,177.69 THIS PROMISSORY NOTE is duly authorized and validly Note of Guided Therapeutics, Inc., a Delaware corporation, (the ?Company?), having its p |
|
April 7, 2021 |
Exhibit 10.64 SERIES G PREFERRED STOCK PURCHASE AGREEMENT This SERIES G PREFERRED STOCK PURCHASE AGREEMENT (the "Agreement"), dated as of December 23, 2020, by and between GUIDED THERAPEUTICS, INC., a Delaware corporation, with its address at 5835 Peachtree Corners East, Suite B, Norcross, Georgia 30092 (the "Company"), and POWER UP LENDING GROUP LTD., a New York corporation, with its address at 1 |
|
April 7, 2021 |
Exhibit 4.37 NEITHER THIS SECURITY NOR THE SECURITIES FOR WHICH THIS SECURITY IS EXERCISABLE HAVE BEEN REGISTERED WITH THE SECURITIES AND EXCHANGE COMMISSION OR THE SECURITIES COMMISSION OF ANY STATE IN RELIANCE UPON AN EXEMPTION FROM REGISTRATION UNDER THE SECURITIES ACT OF 1933, AS AMENDED (THE ?SECURITIES ACT?), AND, ACCORDINGLY, MAY NOT BE OFFERED OR SOLD EXCEPT PURSUANT TO AN EFFECTIVE REGIST |
|
April 7, 2021 |
Exhibit 4.43 PROMISSORY NOTE Per Board Compensation Committee Memo dated February 19, 2021. (Replaces long term note payable of original principal of $319,204.30, dated September 4, 2018) Original Issuance Date: February 19, 2021 Principal Amount: $267,085.25 THIS PROMISSORY NOTE is duly authorized and validly Note of Guided Therapeutics, Inc., a Delaware corporation, (the ?Company?), having its p |
|
April 7, 2021 |
Exhibit 4.45 NEITHER THIS SECURITY NOR THE SECURITIES FOR WHICH THIS SECURITY IS EXERCISABLE HAVE BEEN REGISTERED WITH THE SECURITIES AND EXCHANGE COMMISSION OR THE SECURITIES COMMISSION OF ANY STATE IN RELIANCE UPON AN EXEMPTION FROM REGISTRATION UNDER THE SECURITIES ACT OF 1933, AS AMENDED (THE ?SECURITIES ACT?), AND, ACCORDINGLY, MAY NOT BE OFFERED OR SOLD EXCEPT PURSUANT TO AN EFFECTIVE REGIST |
|
April 7, 2021 |
Exhibit 4.41 NEITHER THIS SECURITY NOR THE SECURITIES FOR WHICH THIS SECURITY IS EXERCISABLE HAVE BEEN REGISTERED WITH THE SECURITIES AND EXCHANGE COMMISSION OR THE SECURITIES COMMISSION OF ANY STATE IN RELIANCE UPON AN EXEMPTION FROM REGISTRATION UNDER THE SECURITIES ACT OF 1933, AS AMENDED (THE ?SECURITIES ACT?), AND, ACCORDINGLY, MAY NOT BE OFFERED OR SOLD EXCEPT PURSUANT TO AN EFFECTIVE REGIST |
|
April 7, 2021 |
Exhibit 4.36 NEITHER THIS SECURITY NOR THE SECURITIES FOR WHICH THIS SECURITY IS EXERCISABLE HAVE BEEN REGISTERED WITH THE SECURITIES AND EXCHANGE COMMISSION OR THE SECURITIES COMMISSION OF ANY STATE IN RELIANCE UPON AN EXEMPTION FROM REGISTRATION UNDER THE SECURITIES ACT OF 1933, AS AMENDED (THE ?SECURITIES ACT?), AND, ACCORDINGLY, MAY NOT BE OFFERED OR SOLD EXCEPT PURSUANT TO AN EFFECTIVE REGIST |
|
April 7, 2021 |
Exhibit 10.67 EXCHANGE AGREEMENT This EXCHANGE AGREEMENT (this "Agreement") is made and entered into effective as of the day of March, 2021 by and between GUIDED THERAPEUTICS, INC., a Delaware corporation (the "Company") and the undersigned creditor of the Company (the "Creditor"). W I T N E S S E T H : WHEREAS, the Creditor is the payee of certain obligations owed to the Creditor by the Company a |
|
April 7, 2021 |
Exhibit 10.60 EXCHANGE AGREEMENT This EXCHANGE AGREEMENT (this ?Agreement?) is made and entered into effective as of May 22, 2020, by and between GUIDED THERAPEUTICS, INC., a Delaware corporation (the ?Company?) and Auctus Fund, LLC, a Delaware limited liability company (the ?Creditor?). W I T N E S S E T H : WHEREAS, the Creditor is the payee of certain obligations owed to the Creditor by the Com |
|
April 7, 2021 |
Exhibit 10.68 SECURITIES PURCHASE AGREEMENT This Securities Purchase Agreement (this ?Agreement?) is dated as of July 1, 2020, between Guided Therapeutics, Inc., a Delaware corporation (the ?Company?), and each purchaser identified on the signature pages hereto (each, including its successors and assigns, a ?Purchaser? and collectively, the ?Purchasers?). WHEREAS, subject to the terms and conditio |
|
April 7, 2021 |
Exhibit 4.24 NEITHER THE ISSUANCE AND SALE OF THE SECURITIES REPRESENTED BY THIS CERTIFICATE NOR THE SECURITIES INTO WHICH THESE SECURITIES ARE CONVERTIBLE HAVE BEEN REGISTERED UNDER THE SECURITIES ACT OF 1933, AS AMENDED, OR APPLICABLE STATE SECURITIES LAWS. THE SECURITIES MAY NOT BE OFFERED FOR SALE, SOLD, TRANSFERRED OR ASSIGNED (I) IN THE ABSENCE OF (A) AN EFFECTIVE REGISTRATION STATEMENT FOR |
|
April 7, 2021 |
Exhibit 10.61 AMENDMENT # 1 TO THE SECURITIES PURCHASE AGREEMENT AND SENIOR SECURED CONVERTIBLE PROMISSORY NOTE DATED DECEMBER 17, 2019 THIS AMENDMENT #1 (the ?Amendment?) TO THE SECURITIES PURCHASE AGREEMENT AND SENIOR SECURED CONVERTIBLE PROMISSORY NOTE dated December 17, 2019, is made effective as of May 27, 2020 (the ?Effective Date?), by and between Guided Therapeutics, Inc. a Delaware corpor |
|
April 7, 2021 |
Exhibit 4.38 NEITHER THIS SECURITY NOR THE SECURITIES FOR WHICH THIS SECURITY IS EXERCISABLE HAVE BEEN REGISTERED WITH THE SECURITIES AND EXCHANGE COMMISSION OR THE SECURITIES COMMISSION OF ANY STATE IN RELIANCE UPON AN EXEMPTION FROM REGISTRATION UNDER THE SECURITIES ACT OF 1933, AS AMENDED (THE ?SECURITIES ACT?), AND, ACCORDINGLY, MAY NOT BE OFFERED OR SOLD EXCEPT PURSUANT TO AN EFFECTIVE REGIST |
|
April 7, 2021 |
Exhibit 4.39 NEITHER THIS SECURITY NOR THE SECURITIES AS TO WHICH THIS SECURITY MAYBE EXERCISED HA VE BEEN REGISTERED WITH THE SECURITIES AND EXCHANGE COMMISSION OR THE SECURITIES COMMISSION OF ANY STATE IN RELIANCE UPON AN EXEMPTION FROM REGISTRATION UNDER THE SECURITIES ACT OF 1933, AS AMENDED (THE "SECURITIES ACT"), AND, ACCORDINGLY, MAY NOT BE OFFERED OR SOLD EXCEPT PURSUANT TO AN EFFECTIVE RE |
|
April 7, 2021 |
Exhibit 4.35 NEITHER THIS SECURITY NOR THE SECURITIES AS TO WHICH THIS SECURITY MAYBE EXERCISED HAVE BEEN REGISTERED WITH THE SECURITIES AND EXCHANGE COMMISSION OR THE SECURITIES COMMISSION OF ANY STATE IN RELIANCE UPON AN EXEMPTION FROM REGISTRATION UNDER THE SECURITIES ACT OF 1933, AS AMENDED (THE "SECURITIES ACT"), AND, ACCORDINGLY, MAY NOT BE OFFERED OR SOLD EXCEPT PURSUANT TO AN EFFECTIVE REG |
|
April 7, 2021 |
Exhibit 4.40 NEITHER THIS SECURITY NOR THE SECURITIES FOR WHICH THIS SECURITY IS EXERCISABLE HAVE BEEN REGISTERED WITH THE SECURITIES AND EXCHANGE COMMISSION OR THE SECURITIES COMMISSION OF ANY STATE IN RELIANCE UPON AN EXEMPTION FROM REGISTRATION UNDER THE SECURITIES ACT OF 1933, AS AMENDED (THE ?SECURITIES ACT?), AND, ACCORDINGLY, MAY NOT BE OFFERED OR SOLD EXCEPT PURSUANT TO AN EFFECTIVE REGIST |
|
April 7, 2021 |
Exhibit 10.69 SECURITIES PURCHASE AGREEMENT This Securities Purchase Agreement (this ?Agreement?) is dated as of December 23, 2020, between Guided Therapeutics, Inc., a Delaware corporation (the ?Company?), and each purchaser identified on the signature pages hereto (each, including its successors and assigns, a ?Purchaser? and collectively, the ?Purchasers?). WHEREAS, subject to the terms and con |
|
April 7, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K (Mark One) [X] ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2020. OR [ ] TRANSITION REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number: 0-22179 GUIDED THERAPEUTI |
|
April 7, 2021 |
Exhibit 10.63 EXCHANGE AGREEMENT This EXCHANGE AGREEMENT (this "Agreement") is made and entered into effective as of the 9th day of July, 2020 by and between GUIDED THERAPEUTICS, INC., a Delaware corporation (the "Company") and the undersigned creditor of the Company (the "Creditor"). W I T N E S S E T H : WHEREAS, the Creditor is the payee of certain obligations owed to the Creditor by the Compan |
|
March 31, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 12b-25 NOTIFICATION OF LATE FILING Commission File Number 000-22179 (Check One): [X] Form 10-K [ ] Form 20-F [ ] Form 11-K [ ] Form 10-Q [ ] Form N-SAR [ ] Form N-CSR For Period Ended: December 31, 2020 [ ] Transition Report on Form 10-K [ ] Transition Report on Form 20-F [ ] Transition Report on Form 11-K [ ] Transition Report on Form 10-Q [ ] Transition Report on Form N-SAR For the Transition Period Ended: Nothing in the form shall be construed to imply that Commission has verified any information contained herein. |
|
November 5, 2020 |
Quarterly Report - GUIDED THERAPEUTICS, INC. UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q/A Amendment No. 1 [X] QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 [ ] TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT 1934 For the quarterly period ended September 30, 2020 Commission File No. 0-22179 GUIDED THERAPEUTICS, INC. (Exact Name of |
|
November 5, 2020 |
Quarterly Report - GUIDED THERAPEUTICS, INC. UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q [X] QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 [ ] TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT 1934 For the quarterly period ended September 30, 2020 Commission File No. 0-22179 GUIDED THERAPEUTICS, INC. (Exact Name of Registrant as Spe |
|
October 13, 2020 |
Guided Therapeutics, Inc. 5835 Peachtree Corners East, Suite B Norcross, Georgia 30092 Guided Therapeutics, Inc. 5835 Peachtree Corners East, Suite B Norcross, Georgia 30092 October 13, 2020 VIA EDGAR United States Securities and Exchange Commission Division of Corporation Finance 100 F Street, N.E. Washington, DC 20549 Attn: Timothy Buchmiller Re: Guided Therapeutics, Inc. Registration Statement on Form S-1 File No. 333-248712 Dear Mr. Buchmiller: Pursuant to Rule 461 under the Sec |
|
October 8, 2020 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Amendment No. 1 To FORM S-1 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 Guided Therapeutics, Inc. (Exact name of registrant as specified in its charter) Delaware 3845 58-2029543 (State or jurisdiction of incorporation or organization) (Primary Standard Industrial Classification Code Number) (IRS Employer Identifica |
|
October 8, 2020 |
Exhibit 3.5 GUIDED THERAPEUTICS, INC. CERTIFICATE OF DESIGNATION OF PREFERENCES, RIGHTS AND LIMITATIONS OF SERIES E CONVERTIBLE PREFERRED STOCK PURSUANT TO SECTION 151 OF THE DELAWARE GENERAL CORPORATION LAW The undersigned, Gene S. Cartwright, does hereby certify that: 1. He is the President, Chief Executive Officer, and acting Chief Financial Officer of Guided Therapeutics, Inc., a Delaware corp |
|
September 16, 2020 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): September 16, 2020 GUIDED THERAPEUTICS, INC. (Exact name of registrant as specified in its charter) Delaware (State or other jurisdiction of incorporation) 000-22179 (Commission File |
|
September 10, 2020 |
Registration Statement - FORM S-1 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM S-1 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 Guided Therapeutics, Inc. (Exact name of registrant as specified in its charter) Delaware 3845 58-2029543 (State or jurisdiction of incorporation or organization) (Primary Standard Industrial Classification Code Number) (IRS Employer Identification No.) 5835 Peac |
|
August 20, 2020 |
Quarterly Report - QUARTERLY REPORT UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q [X] QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 [ ] TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT 1934 For the quarterly period ended June 30, 2020 Commission File No. 0-22179 GUIDED THERAPEUTICS, INC. (Exact Name of Registrant as Specifie |
|
August 17, 2020 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 12b-25 NOTIFICATION OF LATE FILING Commission File Number 000-22179 (Check One): [ ] Form 10-K [ ] Form 20-F [ ] Form 11-K [X] Form 10-Q [ ] Form N-SAR [ ] Form N-CSR For Period Ended: June 30, 2020 [ ] Transition Report on Form 10-K [ ] Transition Report on Form 20-F [ ] Transition Report on Form 11-K [ ] Transition Report on Form 10-Q [ ] Transition Report on Form N-SAR For the Transition Period Ended: Nothing in the form shall be construed to imply that Commission has verified any information contained herein. |
|
July 7, 2020 |
Quarterly Report - QUARTERLY REPORT UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT 1934 For the quarterly period ended March 31, 2020 Commission File No. 0-22179 GUIDED THERAPEUTICS, INC. (Exact Name of Registrant as Specified i |
|
June 29, 2020 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 12b-25 NOTIFICATION OF LATE FILING Commission File Number 000-22179 (Check One): [ ] Form 10-K [ ] Form 20-F [ ] Form 11-K [X] Form 10-Q [ ] Form N-SAR [ ] Form N-CSR For Period Ended: March 31, 2020 [ ] Transition Report on Form 10-K [ ] Transition Report on Form 20-F [ ] Transition Report on Form 11-K [ ] Transition Report on Form 10-Q [ ] Transition Report on Form N-SAR For the Transition Period Ended: Nothing in the form shall be construed to imply that Commission has verified any information contained herein. |
|
May 18, 2020 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 15, 2020 GUIDED THERAPEUTICS, INC. (Exact name of registrant as specified in its charter) Delaware (State or other jurisdiction of incorporation) 0-22179 (Commission File Number) |
|
April 20, 2020 |
Exhibit 10.43 EXCHANGE AGREEMENT This EXCHANGE AGREEMENT (this "Agreement") is made and entered into effective as of the day of December, 2019, by and between GUIDED THERAPEUTICS, INC., a Delaware corporation (the "Company") and the undersigned creditor of the Company (the "Creditor"). WITNESSETH: WHEREAS, the Creditor is the payee of certain obligations owed to the Creditor by the Company as set |
|
April 20, 2020 |
Exhibit 10.20 SECURITIES PURCHASE AGREEMENT This SECURITIES PURCHASE AGREEMENT (the “Agreement”), dated as of April 30, 2018, by and between Guided Therapeutics, Inc., a Delaware corporation, with its address at 5835 Peachtree Corners East, Suite D, Norcross, Georgia 30092 (the “Company”), and POWER UP LENDING GROUP LTD., a Virginia corporation, with its address at 111 Great Neck Road, Suite 216, |
|
April 20, 2020 |
Exhibit 10.21 SECURITIES PURCHASE AGREEMENT This SECURITIES PURCHASE AGREEMENT (the "Agreement"), dated as of June 7, 2018, by and between Guided Therapeutics, Inc., a Delaware corporation, with its address at 5835 Peachtree Corners East, Suite D, Norcross, Georgia 30092 (the "Company"), and POWER UP LENDING GROUP LTD., a Virginia corporation, with its address at 111 Great Neck Road, Suite 216, Gr |
|
April 20, 2020 |
PROMISSORY NOTE (Replaces deferred compensation of $319,204.30) Exhibit 10.28 PROMISSORY NOTE (Replaces deferred compensation of $319,204.30) $319,204.30 September 4, 2018 FOR VALUE RECEIVED, Guided Therapeutics, Inc., a Delaware corporation (referred to hereinafter as “Maker” and “Company”), hereby promises to pay to Gene Cartwright (“Holder”) the principal sum of Three Hundred Nineteen Thousand, Two Hundred Four Dollars and Thirty Cents ($319,204.30), plus a |
|
April 20, 2020 |
12% SENIOR SECURED DEBENTURE DUE __________ ___, 20221 Exhibit 4.31 THIS SECURITY HAS NOT BEEN REGISTERED WITH THE SECURITIES AND EXCHANGE COMMISSION OR THE SECURITIES COMMISSION OF ANY STATE IN RELIANCE UPON AN EXEMPTION FROM REGISTRATION UNDER THE SECURITIES ACT OF 1933, AS AMENDED (THE “SECURITIES ACT”), AND, ACCORDINGLY, MAY NOT BE OFFERED OR SOLD EXCEPT PURSUANT TO AN EFFECTIVE REGISTRATION STATEMENT UNDER THE SECURITIES ACT OR PURSUANT TO AN AVA |
|
April 20, 2020 |
SENIOR SECURED CONVERTIBLE PROMISSORY NOTE Exhibit 4.27 NEITHER THE ISSUANCE AND SALE OF THE SECURITIES REPRESENTED BY THIS CERTIFICATE NOR THE SECURITIES INTO WHICH THESE SECURITIES ARE CONVERTIBLE HAVE BEEN REGISTERED UNDER THE SECURITIES ACT OF 1933, AS AMENDED, OR APPLICABLE STATE SECURITIES LAWS. THE SECURITIES MAY NOT BE OFFERED FOR SALE, SOLD, TRANSFERRED OR ASSIGNED (I) IN THE ABSENCE OF (A) AN EFFECTIVE REGISTRATION STATEMENT FOR |
|
April 20, 2020 |
Exhibit 10.48 FORM OF ADDITIONAL DEBTOR JOINDER Security Agreement dated as of December 30, 2019 made by Guided Therapeutics, Inc. and its subsidiaries party thereto from time to time, as Debtors to and in favor of the Secured Parties identified therein (the “Security Agreement”) Reference is made to the Security Agreement as defined above; capitalized terms used herein and not otherwise defined h |
|
April 20, 2020 |
Exhibit 10.18 SECURITIES PURCHASE AGREEMENT THIS PURCHASE AGREEMENT ("Agreement") is made as of the 17th day of May, 2018 by and between Guided Therapeutics, Inc., (the "Company"), and GHS Investments, LLC (the "Investor"). Recitals A. The Investor wishes to purchase from the Company and the Company wishes to sell and issue to the Investor, upon the terms and conditions stated in this Agreement: 1 |
|
April 20, 2020 |
Exhibit 10.16 FIRST AMENDMENT TO LEASE THIS FIRST AMENDMENT TO LEASE (the "Amendment") is made this 23 day of February, 2018 (the "Effective Date"), between COLFIN COBALT I-II OWNER, LLC, a Delaware limited liability company ("Landlord"), and GUIDED THERAPEUTICS, INC., a Delaware corporation ("Tenant"). W I T N E S E T H: WHEREAS, Landlord, as successor-in-interest to Cobalt Industrial REIT, and T |
|
April 20, 2020 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K (Mark One) ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2019. OR ☐ TRANSITION REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number: 0-22179 GUIDED THERAPEUTICS, |
|
April 20, 2020 |
Exhibit 10.29 EQUITY FINANCING AGREEMENT This EQUITY FINANCING AGREEMENT (the “Agreement”), dated as of March 1, 2018 (the “Execution Date”), is entered into by and between Guided Therapeutics, Inc., a Delaware corporation with its principal executive office at 5835 Peachtree Corners East, Norcross, Georgia 30092 (the “Company”),and GHS Investments LLC, a Nevada limited liability company, with off |
|
April 20, 2020 |
Exhibit 10.30 BUSINESS FUNDING PAYMENT RIGHTS PURCHASE AND SALE AGREEMENT This Payment Rights Purchase and Sale Agreement ("Agreement") dated 02/14/2019. is made by and between EBF Partners, LLC d/b/a Everest Business Funding ("Purchaser") and the business identified below ("Seller"). SELLER'S IN FORMATION OFFER TO SELL AND PURCHASE PAYMENT RIGHTS Seller hereby sells, assigns and transfers to Purc |
|
April 20, 2020 |
Exhibit 10.53 EXCHANGE AGREEMENT This EXCHANGE AGREEMENT (this "Agreement") is made and entered into effective as of the 6th day of January, 2020, by and between GUIDED THERAPEUTICS, INC., a Delaware corporation (the "Company") and the undersigned creditor of the Company (the "Creditor"). WHEREAS, the Company has entered into certain agreements with investors for a recapitalization of the Company |
|
April 20, 2020 |
Exhibit 10.54 FINDER'S FEE AGREEMENT FOR IRON STONE CAPITAL This AGREEMENT (the"Agreement") dated this day of August, 2019 BETWEEN: Guided Therapeutics Inc., 5835 Peachtree Comers East, Suite D, Norcross, GA 30092 (the "Company") -AND- Iron Stone Capital 20 Scrivener Square Suite 607 Toronto, M4W 3X9 Canada ("ISC") WHEREAS ISC has offered to provide certain services to GTI in GTI's capital raising |
|
April 20, 2020 |
Exhibit 10.52 EXCHANGE AGREEMENT THE EXCHANGE AGREEMENT (this "Agreement") is made and entered into effective as of the 30th day of December, 2019, by and between GUIDED THERAPEUTICS, INC., a Delaware corporation (the "Company") and the undersigned creditor of the Company (the "Creditor"). WHEREAS, the Creditor is the payee of certain obligations owed to the Creditor by the Company as set forth on |
|
April 20, 2020 |
Exhibit 10.49 EXCHANGE AGREEMENT This EXCHANGE AGREEMENT (this “Agreement”) is made and entered into effective as of the day of December, 2019, by and between GUIDED THERAPEUTICS, INC., a Delaware corporation (the “Company”) and the undersigned creditor of the Company (the “Creditor”). W I T N E S S E T H : WHEREAS, the Creditor is the payee of certain obligations owed to the Creditor by the Compa |
|
April 20, 2020 |
Exhibit 10.39 NOTE EXCHANGE AGREEMENT Original Issuance Date: February 8, 2019 Principal Amount: $ 145,543.99 THIS PROMISSORY NOTE is duly authorized and validly Note of Guided Therapeutics, Inc., a Delaware corporation, (the "Company"), having its principal place of business at 5835 Peachtree Corners East, Suite B, Norcross, Georgia 30092. THIS PROMISSORY NOTE is issued in exchange for three note |
|
April 20, 2020 |
Exhibit 10.36 AGREEMENT BETWEEN SHANDONG YAOBUA MEDICAL INSTRUMENT CORPORATION AND GUIDED THERAPEUTICS, INC. CONFIDENTIAL, FINAL 24 JULY 2019 This Agreement supersedes. any and all statements, representations or agreements other than existing Purchase Orders between Guided Therapeutics, Inc, a Georgia, United States of American corporation ("GTI') located at 5835 Peachtree Comers East, Suite D, No |
|
April 20, 2020 |
UNSECURED PROMISSORY NOTE (the "Note") Exhibit 10.35 UNSECURED PROMISSORY NOTE (the "Note") FROM: Guided Therapeutics, Inc. (the "Issuer") TO: REV ROYALTY INCOME AND GROWTH TRUST (the "Holder") AMOUNT: 65,500 CAD $ (the " Principal') LOAN ORIGINATION FEE: 8% of Above Total DATE: 1 July, 2019 1. Indebtedness. For value received, the Issuer promises to pay to, or to the order of, the Holder an amount equal to the Principal in lawfu l mon |
|
April 20, 2020 |
Exhibit 10.14 SECURITIES PURCHASE AGREEMENT This SECURITIES PURCHASE AGREEMENT (the "Agreement"), dated as of February 12, 2018, by and between Guided Therapeutics, Inc., a Delaware corporation, with headquarters located at 5835 Peachtree Comers East, Suite D, Norcross, GA 30092, (the "Company"), and ADAR BAYS, LLC, a Florida limited liability company, with its address at 3411 Indian Creek Drive, |
|
April 20, 2020 |
Exhibit 10.58 SECURITIES PURCHASE AGREEMENT This SECURITIES PURCHASE AGREEMENT (the "Agreement"), dated as of March 31, 2020, by and between GUIDED THERAPEUTICS, INC., a Delaware corporation, with headquarters located at 5835 Peachtree Comers East, Suite D, Norcross, Georgia 30092 (the "Company"), and AUCTUS FUND, LLC, a Delaware limited liability company, with its address at 545 Boylston Street, |
|
April 20, 2020 |
COMMON STOCK PURCHASE WARRANT GUIDED THERAPEUTICS, INC. Exhibit 4.29 NEITHER THIS SECURITY NOR THE SECURITIES FOR WHICH THIS SECURITY IS EXERCISABLE HAVE BEEN REGISTERED WITH THE SECURITIES AND EXCHANGE COMMISSION OR THE SECURITIES COMMISSION OF ANY STATE IN RELIANCE UPON AN EXEMPTION FROM REGISTRATION UNDER THE SECURITIES ACT OF 1933, AS AMENDED (THE “SECURITIES ACT”), AND, ACCORDINGLY, MAY NOT BE OFFERED OR SOLD EXCEPT PURSUANT TO AN EFFECTIVE REGIST |
|
April 20, 2020 |
COMMON STOCK PURCHASE WARRANT GUIDED THERAPEUTICS, INC. Exhibit 4.32 NEITHER THIS SECURITY NOR THE SECURITIES FOR WHICH THIS SECURITY IS EXERCISABLE HAVE BEEN REGISTERED WITH THE SECURITIES AND EXCHANGE COMMISSION OR THE SECURITIES COMMISSION OF ANY STATE IN RELIANCE UPON AN EXEMPTION FROM REGISTRATION UNDER THE SECURITIES ACT OF 1933, AS AMENDED (THE “SECURITIES ACT”), AND, ACCORDINGLY, MAY NOT BE OFFERED OR SOLD EXCEPT PURSUANT TO AN EFFECTIVE REGIST |
|
April 20, 2020 |
Exhibit 10.41 SECURlTY AGREEMENT THIS SECURlTY AGREEMENT (this "Agreement"), is entered into as of December 17, 2019, by and between GUIDED THERAPEUTICS, INC., a Delaware corporation (the "Borrower"), and Auctus Fund, LLC, a Delaware limited liability company (the "Secured ~" or "Secured Parties"). All capitalized terms not otherwise defined herein shall the meanings ascribed to them in that certa |
|
April 20, 2020 |
ADDENDUM TO EXCHANGE AGREEMENT Exhibit 10.37 ADDENDUM TO EXCHANGE AGREEMENT An Agreement was made by and between GUIDED THERAPEUTICS, INC. (the "Company") and the undersigned creditor of the Company (the "Creditor") on the 241h day of July, 2018 (hereinafter referred to as "original stated contract") set forth below. WHEREAS, the parties wish to modify the terms of the original stated contract as set forth herein. NOW THEREFORE |
|
April 20, 2020 |
Exhibit 10.46 SECURITIES PURCHASE AGREEMENT This Securities Purchase Agreement (this “Agreement”) is dated as of December 30, 2019, between Guided Therapeutics, Inc., a Delaware corporation (the “Company”), and each purchaser identified on the signature pages hereto (each, including its successors and assigns, a “Purchaser” and collectively, the “Purchasers”). WHEREAS, subject to the terms and con |
|
April 20, 2020 |
Exhibit 10.17 SECURITIES PURCHASE AGREEMENT This SECURITIES PURCHASE AGREEMENT (the "Agreement"), dated as of March 12, 2018, by and between Guided Therapeutics, Inc., a Delaware corporation, with headquarters located at 5835 Peachtree Comers East, Suite D, Norcross, GA 30092, (the "Company"), and EAGLE EQUITIES, LLC, a Nevada limited liability company, with its address at 91 Shelton Ave, Suite107 |
|
April 20, 2020 |
Exhibit 10.19 SECURITIES PURCHASE AGREEMENT This SECURITIES PURCHASE AGREEMENT (the “Agreement”), dated as of March 20, 2018, by and between GUIDED THERAPEUTICS, INC., a Delaware corporation, with headquarters located at 5835 Peachtree Corners East, Suite D, Norcross, GA 30092 (the “Company”), and AUCTUS FUND, LLC, a Delaware limited liability company, with its address at 177 Huntington Avenue, 17 |
|
April 20, 2020 |
Exhibit 10.23 SECURITIES PURCHASE AGREEMENT This SECURITIES PURCHASE AGREEMENT (the "Agreement'), dated as of July 3, 2018, by and between GUIDED THERAPEUTICS, INC., a Delaware corporation, with headquarters located at 5835 Peachtree Comers East, Suite D, Norcross, GA 30092 (the "Company"), and AUCTUS FUND, LLC, a Delaware limited liability company, with its address at 545 Boylston Street, 2nd Flo |
|
April 20, 2020 |
ADDENDUM TO EXCHANGE AGREEMENT Exhibit 10.38 ADDENDUM TO EXCHANGE AGREEMENT An Agreement was made by and between GUIDED THERAPEUTICS, [NC. (the "Company") and the undersigned creditor of the Company (the "Creditor") on the 241h day of July, 2018 (hereinafter referred to as "original stated contract") set forth below. WHEREAS, the parties wish to modify the terms of the original stated contract as set forth herein. NOW THEREFORE |
|
April 20, 2020 |
Exhibit 10.50 EXCHANGE AGREEMENT This EXCHANGE AGREEMENT (this "Agreement") is made and entered into effective as of the 30th day of December, 2019, by and between GUIDED THERAPEUTICS, INC., a Delaware corporation (the "Company") and the undersigned creditor of the Company (the "Creditor"). WITNESSETH: WHEREAS, the Creditor is the payee of certain obligations owed to the Creditor by the Company as |
|
April 20, 2020 |
Exhibit 10.33 SECURITIES PURCHASE AGREEMENT This SECURITIES PURCHASE AGREEMENT (the "Agreement"), dated as of May 15, 2019, by and between Guided Therapeutics, Inc., a Delaware corporation, with headquarters located at 5835 Peachtree Comers East, Suite B, Norcross, GA 30092, (the "Company")and EAGLE EQUITIES, LLC, a Nevada limited liability company, with its address at 390 Whalley Ave., New Haven, |
|
April 20, 2020 |
Exhibit 10.47 REGISTRATION RIGHTS AGREEMENT This Registration Rights Agreement (this “Agreement”) is made and entered into as of December 30, 2019, between Guided Therapeutics, Inc., a Delaware corporation (the “Company”), and each of the several purchasers signatory hereto (each such purchaser, a “Purchaser” and, collectively, the “Purchasers”). This Agreement is made pursuant to the Securities P |
|
April 20, 2020 |
COMMON STOCK PURCHASE WARRANT GUIDED THERAPEUTICS, INC. Exhibit 4.28 NEITHER THIS SECURITY NOR THE SECURITIES AS TO WHICH THIS SECURITY MAY BE EXERCISED HAVE BEEN REGISTERED WITH THE SECURITIES AND EXCHANGE COMMISSION OR THE SECURITIES COMMISSION OF ANY STATE IN RELIANCE UPON AN EXEMPTION FROM REGISTRATION UNDER THE SECURITIES ACT OF 1933, AS AMENDED (THE "SECURITIES ACT"), AND, ACCORDINGLY, MAY NOT BE OFFERED OR SOLD EXCEPT PURSUANT TO AN EFFECTIVE RE |
|
April 20, 2020 |
AGREEMENT RELATED TO PROMOTIONAL ACTIVITIES Exhibit 10.57 AGREEMENT RELATED TO PROMOTIONAL ACTIVITIES THIS AGREEMENT (the Agreement") dated this day of January, 2020 BETWEEN: Guided Therapeutics Inc. of5835 Peachtree Comers East, Suite B, Norcross, GA 3009 (the "Company") -AND- Blumberg·& Bowles Consulting, LLC, 2356 Hobart Ave SW, Seattle, WA 98116 ("B&B"). WHEREAS the Company needs to enhance its relationship with current and potential in |
|
April 20, 2020 |
Exhibit 10.44 SECURITY AGREEMENT This SECURITY AGREEMENT, dated as of December 30, 2019 (this “Agreement”), is among Guided Therapeutics, Inc., a Delaware corporation (the “Company”), all of the Subsidiaries of the Company (such subsidiaries, the “Guarantors” and together with the Company, the “Debtors”) and the holders (including their endorsees, transferees and assigns collectively, the “Secured |
|
April 20, 2020 |
Exhibit 10.42 REGISTRATION RIGHTS AGREEMENT REGISTRATION RIGHTS AGREEMENT (this "Agreement"), dated as of December 17, 2019, by and between GUIDED THERAPEUTICS, INC., a Delaware corporation (the "Company"), and AUCTUS FUND, LLC, a Delaware limited liability company (together with it permitted assigns, the "Buyer"). Capitalized terms used herein and not otherwise defined herein shall have the respe |
|
April 20, 2020 |
Exhibit 10.32 SECURITIES PURCHASE AGREEMENT This SECURITIES PURCHASE AGREEMENT (the "Agreement"), dated as of March 29, 2019, by and between GUIDED THERAPEUTICS, INC., a Delaware corporation, with headquarters located at 5835 Peachtree Comers East, Suite B, Norcross, GA 30092 (the "Company"), and AUCTUS FUND, LLC, a Delaware limited liability company, with its address at 545 Boylston Street, 2nd F |
|
April 20, 2020 |
Exhibit 10.24 PROMISSORY NOTE Original Issuance Date: August 22, 2018 Principal Amount: $150,000.00 THIS PROMISSORY NOTE is duly authorized and validly Note of Guided Therapeutics, Inc., a Delaware corporation, (the "Company"), having its principal place of business at 5835 Peachtree Comers East, Suite D, Norcross, Georgia 30092. FOR VALUE RECEIVED, the undersigned promises to pay to the Flynn D. |
|
April 20, 2020 |
Exhibit 10.22 SECURITIES PURCHASE AGREEMENT THIS PURCHASE AGREEMENT ("Agreement") is made as of the 22nd day of June, 2018 by and between Guided Therapeutics, Inc., (the "Company"), and GHS Investments, LLC (the "Investor"). Recitals A. The Investor wishes to purchase from the Company and the Company wishes to sell and issue to the Investor, upon the terms and conditions stated in this Agreement: |
|
April 20, 2020 |
Exhibit 10.15 SECURITIES PURCHASE AGREEMENT This SECURITIES PURCHASE AGREEMENT (the “Agreement”), dated as of February 22, 2018, by and between Guided Therapeutics, Inc., a Delaware corporation, with its address at 5835 Peachtree Corners East, Suite D, Norcross, Georgia 30092 (the “Company”), and POWER UP LENDING GROUP LTD., a Virginia corporation, with its address at 111 Great Neck Road, Suite 21 |
|
April 20, 2020 |
Exhibit 10.26 PROMISSORY NOTE Original Issuance Date: September 6, 2018 Principal Amount: $50,000 THIS PROMISSORY NOTE is duly authorized and validly Note of Guided Therapeutics, Inc., a Delaware corporation, (the "Company"), having its principal place of business at 5835 Peachtree Corners East, Suite B, Norcross, Georgia 30092. FOR VALUE RECEIVED, the undersigned promises to pay to John Gould ("H |
|
April 20, 2020 |
Exhibit 10.31 PROMISSORY NOTE Original Issuance Date: February 15,2019 Principal Amount: $50,000.00 THIS PROMISSORY NOTE is duly authorized and validly Note of Guided Therapeutics, Inc., a Delaware corporation, (the "Company"), having its principal place of business at 5835 Peachtree Corners East, Suite B, Norcross, Georgia 30092. FOR VALUE RECEIVED, the undersigned promises to pay to John W. Goul |
|
April 20, 2020 |
Exhibit 10.34 SECURITIES PURCHASE AGREEMENT This SECURITIES PURCHASE AGREEMENT (the "Agreement"), dated as of May 15, 2019, by and between Guided Therapeutics, Inc., a Delaware corporation, with headquarters located at 5835 Peachtree Comers East, Suite B, Norcross, GA 30092, (the "Company") and ADAR ALEF, LLC, a New York limited liability company, with its address at 38 Olympia Lane, Monsey NY 109 |
|
April 20, 2020 |
Exhibit 10.55 Page 1 of 1 Howe File Number: 17-10826 PROMISSORY NOTE STATE OF GEORGIA COUNTY OF FOR AND IN CONSIDERATION OF the sum of Ten ($10.00) Dollar cash in hand, and for other good and valuable consideration, the receipt and sufficiency of which are hereby acknowledged, GUIDED THERAPEUTICS, INC., presently of 5835 Peachtree Corners East, STE B, Peachtree Comers, GA 30092, ("Promisor"), here |
|
April 20, 2020 |
Exhibit 3.4 Delaware The First State I, JEFFREY W. BULLOCK, SECRETARY OF STATE OF THE STATE OF DELAWARE, DO HEREBY CERTIFY THE ATTACHED IS A TRUE AND CORRECT COPY OF THE CERTIFICATE OF DESIGNATION OF “GUIDED THERAPEUTICS, INC.”, FILED IN THIS OFFICE ON THE THIRTY-FIRST DAY OF MARCH, A.D. 2020, AT 12:50 O`CLOCK P.M. A FILED COPY OF THIS CERTIFICATE HAS BEEN FORWARDED TO THE NEW CASTLE COUNTY RECORD |
|
April 20, 2020 |
COMMON STOCK PURCHASE WARRANT GUIDED THERAPEUTICS, INC. Exhibit 4.33 NEITHER THIS SECURITY NOR THE SECURITIES FOR WHICH THIS SECURITY IS EXERCISABLE HAVE BEEN REGISTERED WITH THE SECURITIES AND EXCHANGE COMMISSION OR THE SECURITIES COMMISSION OF ANY STATE IN RELIANCE UPON AN EXEMPTION FROM REGISTRATION UNDER THE SECURITIES ACT OF 1933, AS AMENDED (THE “SECURITIES ACT”), AND, ACCORDINGLY, MAY NOT BE OFFERED OR SOLD EXCEPT PURSUANT TO AN EFFECTIVE REGIST |
|
April 20, 2020 |
Exhibit 10.56 EXCHANGE AGREEMENT This EXCHANGE AGREEMENT (this "Agreement") is made and entered into effective as of the 16th day of January, 2020 by and between GUIDED THERAPEUTICS, INC., a Delaware corporation (the "Company") and the undersigned creditor of the Company (the "Creditor"). WHEREAS, the Creditor is the payee of certain obligations owed to the Creditor by the Company as set forth bel |
|
April 20, 2020 |
Exhibit 10.51 EXCHANGE AGREEMENT THE EXCHANGE GREEMENT (this "Agreement") is made and entered into effective as of the 30 day of December, 2019, by and between GUIDED THERAPEUTICS, INC., a Delaware corporation (the "Company") and the undersigned creditor of the Company (the "Creditor"). WHEREAS, the Creditor is the payee of certain obligations owed to the Creditor by the Company as set forth on Ex |
|
April 20, 2020 |
PROMISSORY NOTE (Replaces deferred compensation of $207,110.86) Exhibit 10.27 PROMISSORY NOTE (Replaces deferred compensation of $207,110.86) $207,110.86 September 4, 2018 FOR VALUE RECEIVED, Guided Therapeutics, loc., a Delaware corporation (referred to hereinafter as "Maker" and "Company"), hereby promises to pay to Mark Faupel ("Holder") the principal sum of Two Hundred Seven Thousand, One Hundred Ten Dollars AND Eighty Six Cents ($207,110,86), plus accrued |
|
April 20, 2020 |
Exhibit 10.40 SECURITIES PURCHASE AGREEMENT This SECURITIES PURCHASE AGREEMENT (the "Agreement"), dated as of December 17, 2019, by and between GUIDED THERAPEUTICS, INC., a Delaware corporation, with headquarters located at 5835 Peachtree Comers East, Suite D, Norcross, Georgia 30092 (the "Company"), and AUCTUS FUND, LLC, a Delaware limited liability company, with its address at 545 Boylston Stree |
|
April 20, 2020 |
COMMON STOCK PURCHASE WARRANT GUIDED THERAPEUTICS, INC. Exhibit 4.30 NEITHER THIS SECURITY NOR THE SECURITIES FOR WHICH THIS SECURITY IS EXERCISABLE HAVE BEEN REGISTERED WITH THE SECURITIES AND EXCHANGE COMMISSION OR THE SECURITIES COMMISSION OF ANY STATE IN RELIANCE UPON AN EXEMPTION FROM REGISTRATION UNDER THE SECURITIES ACT OF 1933, AS AMENDED (THE “SECURITIES ACT”), AND, ACCORDINGLY, MAY NOT BE OFFERED OR SOLD EXCEPT PURSUANT TO AN EFFECTIVE REGIST |
|
March 31, 2020 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 30, 2019 GUIDED THERAPEUTICS, INC. (Exact name of registrant as specified in its charter) Delaware (State or other jurisdiction of incorporation) 0-22179 (Commission File Number |
|
March 9, 2020 |
GTHP / Guided Therapeutics, Inc. 10-Q - Quarterly Report - GUIDED THERAPEUTICS, INC. UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q [X] QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 [ ] TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT 1934 For the quarterly period ended September 30, 2019 Commission File No. 0-22179 GUIDED THERAPEUTICS, INC. (Exact Name of Registrant as Spe |
|
February 11, 2020 |
GTHP / Guided Therapeutics, Inc. 10-Q - Quarterly Report - GUIDED THERAPEUTICS, INC. UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q [X] QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 [ ] TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT 1934 For the quarterly period ended June 30, 2019 Commission File No. 0-22179 GUIDED THERAPEUTICS, INC. (Exact Name of Registrant as Specifie |
|
August 15, 2019 |
GTHP / Guided Therapeutics, Inc. NT 10-Q - - GUIDED THERAPEUTICS, INC. UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 12b-25 NOTIFICATION OF LATE FILING Commission File Number 000-22179 (Check One): [ ] Form 10-K [ ] Form 20-F [ ] Form 11-K [X] Form 10-Q [ ] Form N-SAR [ ] Form N-CSR For Period Ended: June 30, 2019 [ ] Transition Report on Form 10-K [ ] Transition Report on Form 20-F [ ] Transition Report on Form 11-K [ ] Transition Report on Form 10-Q [ ] Transition Report on Form N-SAR For the Transition Period Ended: Nothing in the form shall be construed to imply that Commission has verified any information contained herein. |
|
July 11, 2019 |
GTHP / Guided Therapeutics, Inc. 10-Q - Quarterly Report - GUIDED THERAPEUTICS, INC. UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q [X] QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 [ ] TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT 1934 For the quarterly period ended March 31, 2019 Commission File No. 0-22179 GUIDED THERAPEUTICS, INC. (Exact Name of Registrant as Specifi |
|
May 15, 2019 |
GTHP / Guided Therapeutics, Inc. NT 10-Q GUIDED THERAPEUTICS, INC. UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 12b-25 NOTIFICATION OF LATE FILING Commission File Number 000-22179 (Check One): [ ] Form 10-K [ ] Form 20-F [ ] Form 11-K [X] Form 10-Q [ ] Form N-SAR [ ] Form N-CSR For Period Ended: March 31, 2019 [ ] Transition Report on Form 10-K [ ] Transition Report on Form 20-F [ ] Transition Report on Form 11-K [ ] Transition Report on Form 10-Q [ ] Transition Report on Form N-SAR For the Transition Period Ended: Nothing in the form shall be construed to imply that Commission has verified any information contained herein. |
|
May 8, 2019 |
GTHP / Guided Therapeutics, Inc. 10-K Annual Report FORM 10-K 10-K 1 gthp10k.htm FORM 10-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K (Mark One) [X] ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2018. OR [ ] TRANSITION REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file numb |
|
April 3, 2019 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 3, 2019 (March 27, 2019) GUIDED THERAPEUTICS, INC. (Exact name of registrant as specified in its charter) Delaware 000-22179 58-2029543 (State or other jurisdiction of incorpora |
|
April 1, 2019 |
GTHP / Guided Therapeutics, Inc. GUIDED THERAPEUTICS, INC. UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 12b-25 NOTIFICATION OF LATE FILING Commission File Number 000-22179 (Check One): [X] Form 10-K [ ] Form 20-F [ ] Form 11-K [X] Form 10-Q [ ] Form N-SAR [ ] Form N-CSR For Period Ended: December 31, 2018 [ ] Transition Report on Form 10-K [ ] Transition Report on Form 20-F [ ] Transition Report on Form 11-K [ ] Transition Report on Form 10-Q [ ] Transition Report on Form N-SAR For the Transition Period Ended: Nothing in the form shall be construed to imply that Commission has verified any information contained herein. |
|
November 14, 2018 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 14, 2018 (November 7, 2018) GUIDED THERAPEUTICS, INC. (Exact name of registrant as specified in its charter) Delaware 000-22179 58-2029543 (State or other jurisdiction of inc |
|
November 14, 2018 |
Exhibit 3.1 Delaware Page 1 The First State I, JEFFREY W. BULLOCK, SECRETARY OF STATE OF THE STATE OF DELAWARE, DO HEREBY CERTIFY THE ATTACHED IS A TRUE AND CORRECT COPY OF THE CERTIFICATE OF AMENDMENT OF “GUIDED THERAPEUTICS, INC.”, FILED IN THIS OFFICE ON THE SEVENTH DAY OF NOVEMBER, A.D. 2018, AT 8:31 O’CLOCK A.M. A FILED COPY OF THIS CERTIFICATE HAS BEEN FORWARDED TO THE NEW CASTLE COUNTY RECO |
|
November 14, 2018 |
GTHP / Guided Therapeutics, Inc. GUIDED THERAPEUTICS, INC. (Quarterly Report) UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q [X] QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 [ ] TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT 1934 For the quarterly period ended September 30, 2018 Commission File No. 0-22179 GUIDED THERAPEUTICS, INC. (Exact Name of Registrant as Spe |
|
October 25, 2018 |
Submission of Matters to a Vote of Security Holders 8-K 1 gthp8k102518.htm GUIDED THERAPEUTICS, INC. UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 25, 2018 (October 19, 2018) GUIDED THERAPEUTICS, INC. (Exact name of registrant as specified in its charter) Delaware 000-2217 |
|
October 11, 2018 |
SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant x Filed by a Party other than the Registrant ¨ Check the appropriate box: ☐ Preliminary Proxy Statement ¨ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) x Definitive Proxy Statement ¨ Definitive Additional Materials ¨ Solicitation Material Under Rule 14a-12 GUIDED THERAPEUTICS, INC. |
|
September 28, 2018 |
GTHP / Guided Therapeutics, Inc. GUIDED THERAPEUTICS, INC. SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant x Filed by a Party other than the Registrant ¨ Check the appropriate box: x Preliminary Proxy Statement ¨ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ¨ Definitive Proxy Statement ¨ Definitive Additional Materials ¨ Solicitation Material Under Rule 14a-12 GUIDED THERAPEUTICS, INC. |
|
September 17, 2018 |
GTHP / Guided Therapeutics, Inc. GUIDED THERAPEUTICS, INC. SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant x Filed by a Party other than the Registrant ¨ Check the appropriate box: ☐ Preliminary Proxy Statement ¨ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) x Definitive Proxy Statement ¨ Definitive Additional Materials ¨ Solicitation Material Under Rule 14a-12 GUIDED THERAPEUTICS, INC. |
|
September 6, 2018 |
Exhibit 3.1 GUIDED THERAPEUTICS, inc. CERTIFICATE OF DESIGNATION OF PREFERENCES, RIGHTS AND LIMITATIONS OF SERIES C2 CONVERTIBLE PREFERRED STOCK PURSUANT TO SECTION 151 OF THE Delaware GENERAL CORPORATION LAW The undersigned, Dr. Gene S. Cartwright, does hereby certify that: 1. He is the President and Chief Executive Officer of Guided Therapeutics, Inc., a Delaware corporation (the "Corporation"). |
|
September 6, 2018 |
8-K 1 gthp8k9618.htm CURRENT REPORT UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): September 6, 2018 (August 31, 2018) GUIDED THERAPEUTICS, INC. (Exact name of registrant as specified in its charter) Delaware (State or other juris |
|
September 6, 2018 |
EX-10.1 3 ex10one.htm FORM OF EXCHANGE AGREEMENT Exhibit 10.1 SHARE EXCHANGE AGREEMENT THIS SHARE EXCHANGE AGREEMENT (this “Agreement”) is entered into as of the 31st day of August, 2018 by and among Guided Therapeutics, Inc., a Delaware corporation (the “Company”) and each of the shareholders of the Company identified on Schedule A hereto (each a “Shareholder,” and collectively, the “Shareholders |
|
September 5, 2018 |
GTHP / Guided Therapeutics, Inc. GUIDED THERAPEUTICS, INC. SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant x Filed by a Party other than the Registrant ¨ Check the appropriate box: x Preliminary Proxy Statement ¨ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ¨ Definitive Proxy Statement ¨ Definitive Additional Materials ¨ Solicitation Material Under Rule 14a-12 GUIDED THERAPEUTICS, INC. |
|
August 14, 2018 |
GTHP / Guided Therapeutics, Inc. QUARTERLY REPORT (Quarterly Report) UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q [X] QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 [ ] TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT 1934 For the quarterly period ended June 30, 2018 Commission File No. 0-22179 GUIDED THERAPEUTICS, INC. (Exact Name of Registrant as Specifie |
|
July 9, 2018 |
GTHP / Guided Therapeutics, Inc. CORRESP July 9, 2018 United States Securities and Exchange Commission Attn: Tim Buchmiller Division of Corporation Finance 100 F Street, N. |
|
June 14, 2018 |
EX-10.45 3 gthpex1045.htm EQUITY FINANCING AGREEMENT Exhibit 10.45 EQUITY FINANCING AGREEMENT This EQUITY FINANCING AGREEMENT (the “Agreement”), dated as of March 1, 2018 (the “Execution Date”), is entered into by and between Guided Therapeutics, Inc., a Delaware corporation with its principal executive office at 5835 Peachtree Corners East, Norcross, Georgia 30092 (the “Company”),and GHS Investme |
|
June 14, 2018 |
GTHP / Guided Therapeutics, Inc. REGISTRATION STATEMENT S-1 1 gthps1.htm REGISTRATION STATEMENT UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM S-1REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 Guided Therapeutics, Inc. (Exact name of registrant as specified in its charter) Delaware 3845 58-2029543 (State of Incorporation) (Primary Standard Industrial Classification Number) (IRS Employer Identification Number) 5835 |
|
June 14, 2018 |
EX-10.46 4 gthpex1046.htm FORM OF REGISTRATION RIGHTS AGREEMENT Exhibit 10.46 REGISTRATION RIGHTS AGREEMENT This REGISTRATION RIGHTS AGREEMENT (the “Agreement”), dated as of March 8, 2018 (the “Execution Date”), is entered into by and between Guided Therapeutics, Inc., a Delaware corporation with its principal executive office at 5835 Peachtree Corners East, Suite D, Norcross, GA 30092 (the “Compa |