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| LEI | 300300E1003931000068 |
| CIK | 1553473 |
SEC Filings
All companies that sell securities in the United States must register with the Securities and Exchange Commission (SEC) and file reports on a regular basis.
These reports include company annual reports (10K, 10Q), news updates (8K), investor presentations (found in 8Ks), insider trades (form 4), ownership reports (13D, and 13G), and reports related to the specific securities sold, such as registration statements and prospectus. This page shows recent SEC filings related to Haitong Securities Co., Ltd. - Depositary Receipt (Common Stock)
SEC Filings (Chronological Order)
Halaman ini menyediakan daftar lengkap dan kronologis dari Pengajuan SEC, tidak termasuk pengajuan kepemilikan yang kami sediakan di tempat lain.
| November 22, 2019 |
SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM F-6 REGISTRATION STATEMENT Under THE SECURITIES ACT OF 1933 For American Depositary Shares Evidenced by American Depositary Receipts Haitong Securities Co Ltd (Exact name of Issuer of deposited securities as specified in its charter) China (Jurisdiction of Incorporation or organization of Issuer) JPMorgan Chase Bank, N.A. (Exact name o |
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| November 22, 2019 |
EX-99.(E) 4 e618855ex99-e.htm Certification under Rule 466 The depositary, JPMorgan Chase Bank, N.A., represents and certifies the following: (1) That it previously had filed a registration statement on Form F-6Pos (Knorr-Bremse AG 333-227925) that the Commission declared effective, with terms of deposit identical to the terms of deposit of this registration statement. (2) That its ability to desi |
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| November 22, 2019 |
EX-99.(A) 2 e618855ex99-a.htm Number Each American Depositary Share represents Ten Shares JPMorgan Chase Bank, N.A. American Depositary Receipt Evidencing American Depositary Shares Representing Ordinary Shares of Haitong Securities Co Ltd (Incorporated under the laws of China) JPMorgan Chase Bank, N.A., as Depositary (hereinafter referred to as the "Depositary"), hereby certifies that (i) at the |
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| November 22, 2019 |
EX-99.(D) 3 e618855ex99-d.htm Ziegler, Ziegler & Associates LLP Counselors at Law 570 Lexington Avenue, Suite 2405 New York, New York 10022 (212) 319-7600 Telecopier (212) 319-7605 October 15, 2019 JPMorgan Chase Bank, N.A., as Depositary 383 Madison Avenue, Floor 11 New York, New York 10179 American Depositary Shares evidenced by American Depositary Receipts for deposited shares of the foreign pr |
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| September 29, 2017 |
333-203252 SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 POST-EFFECTIVE AMENDMENT TO FORM F-6 REGISTRATION STATEMENT Under THE SECURITIES ACT OF 1933 For American Depositary Shares Evidenced by American Depositary Receipts Haitong Securities Co., Limited (Exact name of Issuer of deposited securities as specified in its charter) People's Republic of China (Jurisdiction of Incorporation |
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| September 29, 2017 |
Number Each American Depositary Share represents Ten Shares Deutsche Bank Trust Company Americas American Depositary Receipt Evidencing American Depositary Shares representing Ordinary Shares of Haitong Securities Co. |
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| September 29, 2017 |
EX-99.(E) 3 e617175ex99-e.htm Certification under Rule 466 The depositary, Deutsche Bank Trust Company Americas, represents and certifies the following: (1) That it previously had filed a registration statement on Form F-6 (Uniper SE, 333-217999) that the Commission declared effective, with terms of deposit identical to the terms of deposit of this registration statement. (2) That its ability to d |
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| February 1, 2016 |
Certification under Rule 466 The depositary, JPMorgan Chase Bank, N.A., represents and certifies the following: (1) That it previously had filed a registration statement on Form F-6 (Berkeley Group Holdings Plc, 333-198831) that the Commission declared effective, with terms of deposit identical to the terms of deposit of this registration statement. (2) That its ability to designate the date and t |
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| February 1, 2016 |
Ziegler, Ziegler & Associates LLP Counselors at Law 570 Lexington Avenue, Suite 2405 New York, New York 10022 (212) 319-7600 Telecopier (212) 319-7605 January 29, 2016 JPMorgan Chase Bank, N. |
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| February 1, 2016 |
Number Each American Depositary Share represents Ten Shares JPMorgan Chase Bank, N. |
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| February 1, 2016 |
SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM F-6 REGISTRATION STATEMENT Under THE SECURITIES ACT OF 1933 For American Depositary Shares Evidenced by American Depositary Receipts Haitong Securities Co Ltd (Exact name of Issuer of deposited securities as specified in its charter) China (Jurisdiction of Incorporation or organization of Issuer) JPMorgan Chase Bank, N.A. (Exact name o |
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| April 6, 2015 |
Certification under Rule 466 The depositary, Deutsche Bank Trust Company Americas, represents and certifies the following: (1) That it previously had filed a registration statement on Form F-6 (RIB Software AG 333-194007) that the Commission declared effective, with terms of deposit identical to the terms of deposit of this registration statement. |
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| April 6, 2015 |
SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM F-6 REGISTRATION STATEMENT Under THE SECURITIES ACT OF 1933 For American Depositary Shares Evidenced by American Depositary Receipts Haitong Securities Co., Limited (Exact name of Issuer of deposited securities as specified in its charter) China (Jurisdiction of Incorporation or organization of Issuer) DEUTSCHE BANK TRUST COMPANY AMERI |
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| April 6, 2015 |
Number Each American Depositary Share represents Ten Shares Deutsche Bank Trust Company Americas American Depositary Receipt Evidencing American Depositary Shares representing H Shares of Haitong Securities Co. |
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| April 6, 2015 |
Ziegler, Ziegler & Associates LLP Counselors at Law 570 Lexington Avenue, 44th Floor New York, New York 10022 (212) 319-7600 Telecopier (212) 319-7605 April 6, 2015 Deutsche Bank Trust Company Americas, as Depositary 60 Wall Street New York, New York 10005 American Depositary Shares evidenced by American Depositary Receipts for deposited shares of the foreign private issuer whose name appears on t |
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| July 2, 2012 |
AMERICAN DEPOSITARY SHARES (One (1) American Depositary Share represents Ten (10) Shares) THE BANK OF NEW YORK MELLON AMERICAN DEPOSITARY RECEIPT FOR H SHARES OF HAITONG SECURITIES CO. |
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| July 2, 2012 |
As filed with the Securities and Exchange Commission on July 2, 2012 Registration No. |
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| July 2, 2012 |
EX-4 3 haitongopin.htm OPINION OF DEPOSITARY'S COUNSEL Writer’s Direct Dial EXHIBIT 4 EMMET, MARVIN & MARTIN, LLP COUNSELLORS AT LAW 120 Broadway New York, New York 10271 (212) 238-3000 (212) 653-1760 Fax: (212) 238-3100 Fax: (212) 653-1730 http://www.emmetmarvin.com 177 MADISON AVENUE MORRISTOWN, NEW JERSEY 07960 (973) 538-5600 FAX: (973) 538-6448 July 2, 2012 The Bank of New York Mellon as Depos |
