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UNITED STATES

UNITED STATES OMB APPROVAL SECURITIES AND EXCHANGE COMMISSION OMB Number: 3235-0157 Washington, D.

UNITED STATES

UNITED STATES OMB APPROVAL SECURITIES AND EXCHANGE COMMISSION OMB Number: 3235-0157 Washington, D.

EX-99.77M MERGERS

Item 77-M - Mergers On February 27, 2014, the Boards of Directors of Helios Advantage Income Fund, Inc.

I, Brian F. Hurley, certify that:

CERTIFICATION I, Brian F. Hurley, certify that: 1. I have reviewed this report on Form N-Q of Helios Multi-Sector High Income Fund, Inc.; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misleading with respec

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-21833 Helios Multi-Sector High Income Fund, I

N-Q 1 hmhnq.htm QUARTERLY NOTICE OF PORTFOLIO HOLDINGS As filed with the Securities and Exchange Commission on August 29, 2014 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-21833 Helios Multi-Sector High Income Fund, Inc. (Exact name of regi

EX-99.25

NOTIFICATION OF THE REMOVAL FROM LISTING AND REGISTRATION OF THE STATED SECURITIES The New York Stock Exchange hereby notifies the SEC of its intention to remove the entire class of the stated securities from listing and registration on the Exchange at the opening of business on August 26, 2014, pursuant to the provisions of Rule 12d2-2 (a).

UNITED STATES

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934, as amended Filed by the Registrant x Filed by a Party other than the Registrant o Check the appropriate box: o Preliminary Proxy Statement o Confidentia

- DEFA14A

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934, as amended Filed by the Registrant x Filed by a Party other than the Registrant o Check the appropriate box: o Preliminary Proxy Statement o Confidentia

EX-99.77E LEGAL

Q77E Pending Litigation Beginning in late 2007, lawsuits were filed in state and federal courts in Tennessee, Alabama, Arkansas, Indiana, Mississippi, Louisiana, New York and Texas relating to certain fixed income funds managed by Brookfield Investment Management Inc.

EX-99.77B ACCT LTTR

REPORT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM To the Board of Directors and Stockholders of Helios Advantage Income Fund, Inc.

Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers - 8-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 21, 2014 HELIOS MULTI-SECTOR HIGH INCOME FUND, INC. (Exact name of registrant as specified in its charter) Maryland (State or other jurisdiction of incorporation) 001-32719 (Com

Quarterly Schedule of Portfolio Holdings - QUARTERLY NOTICE OF PORTFOLIO HOLDINGS

As filed with the Securities and Exchange Commission on February 26, 2014 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.

I, Kim G. Redding, certify that:

CERTIFICATION I, Kim G. Redding, certify that: 1. I have reviewed this report on Form N-Q of Helios Multi-Sector High Income Fund, Inc.; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misleading with respect

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1(212) 318-6275 [email protected] January 24, 2014 75302.00001 VIA EDGAR Mr. Chad Eskildsen United States Securities and Exchange Commission Division of Investment Management 100 “F” Street, N.E. Washington, D.C. 20549 Re: Helios Advantage Income Fund, Inc. (811-21631) Helios High Income Fund, Inc. (811-21332) Helios High Yield Fund (811-08795) Helios Multi-Sector High Income Fund,

EX-99.77C VOTES

SUB-ITEM 77C: Matters submitted to a vote of security holders During the six months ended September 30, 2013, the stockholders of the Helios Advantage Income Fund, Inc.

EX-99.77E LEGAL

SUB-ITEM 77E: Legal Proceedings Pending Litigation Beginning in late 2007, lawsuits were filed in state and federal courts in Tennessee, Alabama, Arkansas, Indiana, Mississippi, Louisiana, New York and Texas relating to certain fixed income funds managed by the Adviser, including the Funds.

HELIOS MULTI-SECTOR HIGH INCOME FUND, INC. AMENDED AND RESTATED BYLAWS ARTICLE I

Exhibit 3.1(b) HELIOS MULTI-SECTOR HIGH INCOME FUND, INC. AMENDED AND RESTATED BYLAWS ARTICLE I OFFICES Section 1. PRINCIPAL OFFICE. The principal office of the Corporation in the State of Maryland shall be located at such place as the Board of Directors may designate. Section 2. ADDITIONAL OFFICES. The Corporation may have additional offices, including a principal executive office, at such places

HELIOS MULTI-SECTOR HIGH INCOME FUND, INC. ARTICLES SUPPLEMENTARY

EX-3.1(A) 2 a13-249593ex3d1a.htm EX-3.1(A) Exhibit 3.1(a) HELIOS MULTI-SECTOR HIGH INCOME FUND, INC. ARTICLES SUPPLEMENTARY Helios Multi-Sector High Income Fund, Inc., a Maryland corporation (the “Corporation”), hereby certifies to the State Department of Assessments and Taxation of Maryland, that: FIRST: Under a power contained in Title 3, Subtitle 8 of the Maryland General Corporation Law (the “

Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year, Financial Statements and Exhibits - 8-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 21, 2013 HELIOS MULTI-SECTOR HIGH INCOME FUND, INC. (Exact name of registrant as specified in its charter) Maryland (State or other jurisdiction of incorporation) 001-32719 (

Other Events - FORM 8-K

Form 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): September 5, 2013 HELIOS MULTI-SECTOR HIGH INCOME FUND, INC. (Exact name of registrant as specified in its charter) Maryland 001-32719 20-4048379 (State or other jurisdiction

Quarterly Schedule of Portfolio Holdings - HELIOS MULTI-SECTOR HIGH INCOME FUND, INC.

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-21833 Helios Multi-Sector High Income Fund, Inc. (Exact name of registrant as specified in charter) Brookfield Place, 250 Vesey Street, 15th Floor, New York, NY 10281-1023 (Address of principal e

CERTIFICATION

Certifications CERTIFICATION I, Kim G. Redding, certify that: 1. I have reviewed this report on Form N-Q of Helios Multi-Sector High Income Fund, Inc.; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misleadi

- HELIOS MULTI-SECTOR HIGH INCOME FUND, INC.

Helios Multi-Sector High Income Fund, Inc. Schedule 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities and Exchange Act of 1934 (Amendment No. 1) Filed by the Registrant x Filed by a Party other than the Registrant ¨ Check the appropriate box: ¨ Preliminary Proxy Statement ¨ Confidential, for Use of the Co

Shares Voted For

SUB-ITEM 77C: Matters submitted to a vote of security holders During the fiscal year ended March 31, 2013, the stockholders of the Helios Advantage Income Fund, Inc.

Amount Received

SUB-ITEM 77E: Legal Proceedings Pending Litigation Beginning in late 2007, lawsuits were filed in state and federal courts in Tennessee, Alabama, Arkansas, Indiana, Mississippi, Louisiana, New York and Texas relating to certain fixed income funds managed by the Advisor, including the Funds.

REPORT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM

REPORT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM To the Stockholders and Board of Directors of Helios Advantage Income Fund, Inc.

HELIOS MULTI-SECTOR HIGH INCOME FUND, INC. ARTICLES SUPPLEMENTARY

EX-3.1 Exhibit 3.1 HELIOS MULTI-SECTOR HIGH INCOME FUND, INC. ARTICLES SUPPLEMENTARY Helios Multi-Sector High Income Fund, Inc., a Maryland corporation (the “Corporation”), hereby certifies to the State Department of Assessments and Taxation of Maryland, that: FIRST: Under a power contained in Title 3, Subtitle 8 of the Maryland General Corporation Law (the “MGCL”), and in accordance with resoluti

Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers, Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year, Financial Statements and Exhibits, Other Events - FORM 8-K

Form 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 11, 2013 HELIOS MULTI-SECTOR HIGH INCOME FUND, INC. (Exact name of registrant as specified in its charter) Maryland 001-32719 20-4048379 (State or other jurisdiction of

Quarterly Schedule of Portfolio Holdings - QUARTERLY NOTICE OF PORTFOLIO HOLDINGS

N-Q 1 hmhnq.htm QUARTERLY NOTICE OF PORTFOLIO HOLDINGS As filed with the Securities and Exchange Commission on February 27, 2013 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-21833 Helios Multi-Sector High Income Fund, Inc. (Exact name of re

I, Kim G. Redding, certify that:

CERTIFICATION I, Kim G. Redding, certify that: 1. I have reviewed this report on Form N-Q of Helios Multi-Sector High Income Fund, Inc.; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misleading with respect

Financial Statements and Exhibits, Other Events - HELIOS MULTI-SECTOR HIGH INCOME FUND, INC.

Helios Multi-Sector High Income Fund, Inc. UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): January 4, 2013 HELIOS MULTI-SECTOR HIGH INCOME FUND, INC. (Exact name of registrant as specified in its charter) Maryland 001-32719 20-4048

UNITED STATES DISTRICT COURT WESTERN DISTRICT OF TENNESSEE WESTERN DIVISION ) IN RE REGIONS MORGAN KEEGAN ) Case No. 2:09-md-02009-SHM SECURITIES, DERIVATIVE and ERISA ) LITIGATION ) Judge Samel H. Mays, Jr. ) This Document Relates to: ) ) In re Heli

Stipulation of Settlement Exhibit 99.1 UNITED STATES DISTRICT COURT WESTERN DISTRICT OF TENNESSEE WESTERN DIVISION ) IN RE REGIONS MORGAN KEEGAN ) Case No. 2:09-md-02009-SHM SECURITIES, DERIVATIVE and ERISA ) LITIGATION ) Judge Samel H. Mays, Jr. ) This Document Relates to: ) ) In re Helios Closed-End Funds Derivative ) Litigation, No. 2:11-cv-02935-SHM-TMP ) ) STIPULATION OF SETTLEMENT This Stipu

SUB-ITEM 77E:

EX-99.77E LEGAL 2 subitem77e.htm LEGAL PROCEEDINGS SUB-ITEM 77E: Legal Proceedings Pending Litigation Beginning in late 2007, lawsuits were filed in state and federal courts in Tennessee, Alabama, Arkansas, Indiana, Mississippi, Louisiana, New York and Texas relating to certain fixed income funds managed by the Adviser,including the Funds. Certain of the cases were filed as putative class actions

I, Kim G. Redding, certify that:

EX-99.CERT 2 certs.htm OFFICER CERTIFICATIONS CERTIFICATION I, Kim G. Redding, certify that: 1. I have reviewed this report on Form N-Q of Helios Multi-Sector High Income Fund, Inc.; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such sta

Quarterly Schedule of Portfolio Holdings - QUARTERLY NOTTICE OF PORTFLOIO HOLDINGS

As filed with the Securities and Exchange Commission on August 28, 2012 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.

- HELIOS MULTI-SECTOR HIGH INCOME FUND, INC.

Schedule 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities and Exchange Act of 1934 (Amendment No.

REPORT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM

REPORT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM To the Stockholders and Board of Directors of Helios Advantage Income Fund, Inc.

Shares Voted For

SUB-ITEM 77C: Matters submitted to a vote of security holders During the fiscal year ended March 31, 2012, the stockholders of the Helios Advantage Income Fund, Inc.

SUB-ITEM 77E:

SUB-ITEM 77E: Legal Proceedings Pending Litigation Beginning in late 2007, lawsuits were filed in state and federal courts in Tennessee, Alabama, Arkansas, Indiana, Mississippi, Louisiana, New York and Texas relating to certain fixed income funds managed by the Advisor, including the Funds.

Quarterly Schedule of Portfolio Holdings - QUARTERLY NOTICE OF PORTFOLIO HOLDINGS

As filed with the Securities and Exchange Commission on February 6, 2012 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.

I, Kim G. Redding, certify that:

CERTIFICATION I, Kim G. Redding, certify that: 1. I have reviewed this report on Form N-Q of Helios Multi-Sector High Income Fund, Inc.; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misleading with respect

Schedule 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION

Schedule 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities and Exchange Act of 1934 (Amendment No.

EXHIBIT 99.CERT

Certifications EXHIBIT 99.CERT CERTIFICATION I, Steven M. Pires, certify that: 1. I have reviewed this report on Form N-Q of HELIOS MULTI-SECTOR HIGH INCOME FUND, INC.; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were m

As filed with the Securities and Exchange Commission on August 19, 2011 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Com

Helios Multi-Sector High Income Fund, Inc. As filed with the Securities and Exchange Commission on August 19, 2011 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act File number 811-21833 HELIOS MULTI-SECTOR HIGH INCOME FUND, INC. (Exact name of registrant as spec

Schedule 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION

Helios Multi-Sector High Income Fund, INC. Schedule 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities and Exchange Act of 1934 Filed by the Registrant x Filed by a Party other than the Registrant ¨ Check the appropriate box: ¨ Preliminary Proxy Statement ¨ Confidential, for Use of the Commission Only (as

Schedule 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION

Helios Multi-Sector High Income Fund, INC. Schedule 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities and Exchange Act of 1934 Filed by the Registrant x Filed by a Party other than the Registrant ¨ Check the appropriate box: ¨ Preliminary Proxy Statement ¨ Confidential, for Use of the Commission Only (as

As filed with the Securities and Exchange Commission on February 16, 2011 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment C

Helios Multi-Sector High Income Fund, Inc. As filed with the Securities and Exchange Commission on February 16, 2011 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act File number 811-21833 HELIOS MULTI-SECTOR HIGH INCOME FUND, INC. (Exact name of registrant as sp

CERTIFICATION

Certifications EXHIBIT 99.CERT CERTIFICATION I, Steven M. Pires, certify that: 1. I have reviewed this report on Form N-Q of HELIOS MULTI-SECTOR HIGH INCOME FUND, INC.; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were m

Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): January 25, 2011 HELIOS MULTI-SECTOR HIGH INCOME FUND, INC. (Exact name of registrant as specified in its charter) Maryland 001-32719 20-4048379 (State or other jurisdiction of incorp

Financial Statements and Exhibits, Results of Operations and Financial Condition

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 25, 2010 HELIOS MULTI-SECTOR HIGH INCOME FUND, INC. (Exact name of registrant as specified in its charter) Maryland 001-32719 20-4048379 (State or other jurisdiction of incorpo

Schedule 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION

Joint Proxy Statement Schedule 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities and Exchange Act of 1934 Filed by the Registrant x Filed by a Party other than the Registrant ¨ Check the appropriate box: ¨ Preliminary Proxy Statement ¨ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) x Definitive Proxy Statement ¨ Definitive Additional Materials ¨ Soliciting Material Pursuant to Rule 14a-11(c) or Rule 14a-12 HELIOS MULTI-SECTOR HIGH INCOME FUND, INC.

As filed with the Securities and Exchange Commission on August 9, 2010 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Comp

Helios Multi-Sector High Income Fund, Inc. As filed with the Securities and Exchange Commission on August 9, 2010 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act File number 811-21833 HELIOS MULTI-SECTOR HIGH INCOME FUND, INC. (Exact name of registrant as speci

CERTIFICATION

Certifications EXHIBIT 99.CERT CERTIFICATION I, Steven M. Pires, certify that: 1. I have reviewed this report on Form N-Q of HELIOS MULTI-SECTOR HIGH INCOME FUND, INC.; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were m

HELIOS ADVANTAGE INCOME FUND, INC., HELIOS HIGH INCOME FUND, INC., HELIOS MULTI-SECTOR HIGH INCOME FUND, INC. AND HELIOS STRATEGIC INCOME FUND, INC. MARCH 31, 2010 ANNUAL REPORT

Press Release Exhibit 99.1 FOR IMMEDIATE RELEASE WEDNESDAY, JUNE 30, 2010 HELIOS ADVANTAGE INCOME FUND, INC., HELIOS HIGH INCOME FUND, INC., HELIOS MULTI-SECTOR HIGH INCOME FUND, INC. AND HELIOS STRATEGIC INCOME FUND, INC. MARCH 31, 2010 ANNUAL REPORT NEW YORK, NY—June 30, 2010 – Helios Advantage Income Fund, Inc., Helios High Income Fund, Inc., Helios Multi-Sector High Income Fund, Inc. and Helio

Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing, Financial Statements and Exhibits

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 29, 2010 HELIOS MULTI-SECTOR HIGH INCOME FUND, INC. (Exact name of registrant as specified in its charter) Maryland 001-32719 20-4048379 (State or other jurisdiction of incorpora

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 40-8B25 APPLICATION FOR EXTENSION OF TIME HELIOS MULTI-SECTOR HIGH INCOME FUND, INC. (Exact name of registrant as specified in its charter) Maryland 811-21833 20-4048379 (St

Helios Multi-Sector High Income Fund, Inc. UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 40-8B25 APPLICATION FOR EXTENSION OF TIME HELIOS MULTI-SECTOR HIGH INCOME FUND, INC. (Exact name of registrant as specified in its charter) Maryland 811-21833 20-4048379 (State or other jurisdiction of incorporation) (Commission File Number) (IRS Employer Identification No.) Thre

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 12b-25 NOTIFICATION OF LATE FILING

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 12b-25 NOTIFICATION OF LATE FILING (Check one): ¨ Form 10-K ¨ Form 20-F ¨ Form 11-K ¨ Form 10-Q ¨ Form 10-D ¨ Form N-SAR x Form N-CSR For period ended: March 31, 2010 ¨ Transition Report on Form 10-K ¨ Transition Report on Form 20-F ¨ Transition Report on Form 11-K ¨ Transition Report on Form 10-Q ¨ Transition Report on F

Financial Statements and Exhibits, Non-Reliance on Previously Issued Financial Statements or a Related Audit Report or Completed Interim Review, Results of Operations and Financial Condition

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K/A CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 27, 2010 HELIOS MULTI-SECTOR HIGH INCOME FUND, INC. (Exact name of registrant as specified in its charter) Maryland 001-32719 20-4048379 (State or other jurisdiction of incorpor

BBD, LLP CERTIFIED PUBLIC ACCOUNTANTS ACCOUNTING ¡ AUDIT ¡ TAX ¡ BUSINESS ADVISORY 1835 MARKET STREET, 26TH FLOOR ¡ PHILADELPHIA, PA 19103 ¡ T:215/567-7770 ¡ F:215/567-6081 ¡ www.bbdcpa.com

Letter from BBD LLP dated May 28, 2010 May 28, 2010 Office of the Chief Accountant Securities and Exchange Commission 460 Fifth Street N.

Value (Note 2)

Brookfield Investment Management Inc. Helios Advantage Income Fund, Inc. Helios High Income Fund, Inc. Helios Multi-Sector High Income Fund, Inc. Helios Strategic Income Fund, Inc. Annual Report March 31, 2010 IN PROFILE Brookfield Investment Management Inc. (formerly Hyperion Brookfield Asset Management, Inc.) is an SEC-registered investment advisor specializing in core fixed income, high yield,

HELIOS ADVANTAGE INCOME FUND, HELIOS HIGH INCOME FUND, HELIOS MULTI-SECTOR HIGH INCOME FUND AND HELIOS STRATEGIC INCOME FUND RELEASE FISCAL 2010 FINANCIALS AND JUNE 2010 DIVIDENDS

FOR IMMEDIATE RELEASE THURSDAY, JUNE 3, 2010 HELIOS ADVANTAGE INCOME FUND, HELIOS HIGH INCOME FUND, HELIOS MULTI-SECTOR HIGH INCOME FUND AND HELIOS STRATEGIC INCOME FUND RELEASE FISCAL 2010 FINANCIALS AND JUNE 2010 DIVIDENDS NEW YORK, NY—June 3, 2010 Audited Financial Statements Helios Advantage Income Fund, Inc.

PricewaterhouseCoopers LLP

Letter from PricewaterhouseCoopers LLP dated June 2, 2010 PricewaterhouseCoopers LLP 4221 West Boy Scout Boulevard Suite 200 Tampa FL 33607-5745 Telephone (813) 229 0221 Facsimile (813) 229 3646 June 2.

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 27, 2010 HELIOS MULTI-SECTOR

Helios Multi-Sector High Income Fund, Inc. UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 27, 2010 HELIOS MULTI-SECTOR HIGH INCOME FUND, INC. (Exact name of registrant as specified in its charter) Maryland 001-32719 20-4048379

HELIOS ADVANTAGE INCOME FUND, INC., HELIOS HIGH INCOME FUND, INC., HELIOS MULTI-SECTOR HIGH INCOME FUND, INC. AND HELIOS STRATEGIC INCOME FUND, INC. – NON RELIANCE ON PRIOR YEAR FINANCIAL STATEMENTS

Press Release Exhibit 99.1 FOR IMMEDIATE RELEASE FRIDAY, MAY 28, 2010 HELIOS ADVANTAGE INCOME FUND, INC., HELIOS HIGH INCOME FUND, INC., HELIOS MULTI-SECTOR HIGH INCOME FUND, INC. AND HELIOS STRATEGIC INCOME FUND, INC. – NON RELIANCE ON PRIOR YEAR FINANCIAL STATEMENTS NEW YORK, NY—May 28, 2010—Helios Advantage Income Fund, Inc., Helios High Income Fund, Inc., Helios Multi-Sector High Income Fund,

CERTIFICATION

Certifications EXHIBIT 99.CERT CERTIFICATION I, Steven M. Pires, certify that: 1. I have reviewed this report on Form N-Q of HELIOS MULTI-SECTOR HIGH INCOME FUND, INC.; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were m

As filed with the Securities and Exchange Commission on February 5, 2010 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Co

Helios Multi-Sector High Income Fund, Inc. As filed with the Securities and Exchange Commission on February 5, 2010 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act File number 811-21833 HELIOS MULTI-SECTOR HIGH INCOME FUND, INC. (Exact name of registrant as spe

CERTIFICATION

Certifications EXHIBIT 99.CERT CERTIFICATION I, Steven M. Pires, certify that: 1. I have reviewed this report on Form N-Q of HELIOS MULTI-SECTOR HIGH INCOME FUND, INC.; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were m

As filed with the Securities and Exchange Commission on August 11, 2009 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Com

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As filed with the Securities and Exchange Commission on February 23, 2009 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment C

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EX-99.CERT 2 dex99cert.htm CERTIFICATIONS EXHIBIT 99.CERT CERTIFICATION I, Thomas F. Doodian, certify that: 1. I have reviewed this report on Form N-Q of RMK MULTI-SECTOR HIGH INCOME FUND, INC.; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under wh

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-21833 RMK MULTI-SECTOR HIGH INCOME FUND, INC. (

Form N-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-21833 RMK MULTI-SECTOR HIGH INCOME FUND, INC.

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rrd191514216179.html Exhibit 24.1 CONFIRMING STATEMENT This Statement confirms that the undersigned, Clifford E. Lai, has authorized and designated John J. Feeney, Jr., Jonathan C. Tyras, Josielyne K. Pacifico and Waheed Olowa to execute and file on the undersigned's behalf all Forms 3, 4 and 5 (including any amendments thereto) that the undersigned may be required to file with the U.S. Securities

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rrd191477216027.html Exhibit 24.1 CONFIRMING STATEMENT This Statement confirms that the undersigned, Stuart A. McFarland, has authorized and designated Clifford E. Lai, John J. Feeney, Jr., Jonathan C. Tyras, Josielyne K. Pacifico and Waheed Olowa to execute and file on the undersigned's behalf all Forms 3, 4 and 5 (including any amendments thereto) that the undersigned may be required to file wit

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rrd191487216246.html Exhibit 24.1 CONFIRMING STATEMENT This Statement confirms that the undersigned, John J. Feeney, Jr., has authorized and designated Clifford E. Lai, Jonathan C. Tyras, Josielyne K. Pacifico and Waheed Olowa to execute and file on the undersigned's behalf all Forms 3, 4 and 5 (including any amendments thereto) that the undersigned may be required to file with the U.S. Securities

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rrd191478216032.html Exhibit 24.1 CONFIRMING STATEMENT This Statement confirms that the undersigned, Josielyne K. Pacifico, has authorized and designated Clifford E. Lai, John J. Feeney, Jr., Jonathan C. Tyras and Waheed Olowa to execute and file on the undersigned's behalf all Forms 3, 4 and 5 (including any amendments thereto) that the undersigned may be required to file with the U.S. Securities

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As filed with the Securities and Exchange Commission on February 28, 2008 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment

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As filed with the Securities and Exchange Commission on August 29, 2007 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment C

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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant x Filed by a Party other than the Registrant ¨ Check the appropriate box: ¨ Preliminary Proxy Statement ¨ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) x Definitive Proxy State

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As filed with the Securities and Exchange Commission on February 28, 2007 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment

FORM N-Q As filed with the Securities and Exchange Commission on February 28, 2007 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.

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As filed with the Securities and Exchange Commission on August 29, 2006 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment C

As filed with the Securities and Exchange Commission on August 29, 2006 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.