KBNT / Kubient, Inc. - Pengajuan SECLaporan Tahunan, Pernyataan Proksi

Kubient, Inc.
US ˙ OTCPK ˙ US50116V1070

Mga Batayang Estadistika
CIK 1729750
SEC Filings
All companies that sell securities in the United States must register with the Securities and Exchange Commission (SEC) and file reports on a regular basis. These reports include company annual reports (10K, 10Q), news updates (8K), investor presentations (found in 8Ks), insider trades (form 4), ownership reports (13D, and 13G), and reports related to the specific securities sold, such as registration statements and prospectus. This page shows recent SEC filings related to Kubient, Inc.
SEC Filings (Chronological Order)
Halaman ini menyediakan daftar lengkap dan kronologis dari Pengajuan SEC, tidak termasuk pengajuan kepemilikan yang kami sediakan di tempat lain.
May 14, 2024 EX-10.1

SEPARATION AGREEMENT AND GENERAL RELEASE

Exhibit 10.1 SEPARATION AGREEMENT AND GENERAL RELEASE This Separation Agreement and General Release (this “Agreement”) is entered into between Kubient, Inc., together with its existing and future direct and indirect subsidiaries and controlled affiliates (the “Company”), and Mitchell Berg (“Employee”) (each individually, a “Party,” and collectively, the “Parties”). The Parties hereby agree as foll

May 14, 2024 8-K/A

Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers, Financial Statements and Exhibits, Costs Associated with Exit or Disposal Activities

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K/A (Amendment No. 1) CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 3, 2024 KUBIENT, INC. (Exact Name of Registrant as Specified in Charter) Delaware 001-37875 82-1808844 (State or other jurisdiction of incorporation) (Commissi

May 8, 2024 8-K

Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers, Financial Statements and Exhibits, Costs Associated with Exit or Disposal Activities

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 3, 2024 KUBIENT, INC. (Exact Name of Registrant as Specified in Charter) Delaware 001-37875 82-1808844 (State or other jurisdiction of incorporation) (Commission File Number) (IRS

May 8, 2024 EX-10.1

SEPARATION AGREEMENT AND GENERAL RELEASE

Exhibit 10.1 SEPARATION AGREEMENT AND GENERAL RELEASE This Separation Agreement and General Release (this “Agreement”) is entered into between Kubient, Inc., together with its existing and future direct and indirect subsidiaries and controlled affiliates (the “Company”), and Mitchell Berg (“Employee”) (each individually, a “Party,” and collectively, the “Parties”). The Parties hereby agree as foll

February 13, 2024 SC 13G/A

KBNT / Kubient, Inc. / Mithaq Capital SPC Passive Investment

SC 13G/A 1 formsc13ga-02132024100221.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G/A Under the Securities Exchange Act of 1934 (Amendment No. 3)* KUBIENT, INC. (Name of Issuer) Common Stock (Title of Class of Securities) 50116V107 (CUSIP Number) February 13, 2024 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designat

December 5, 2023 EX-10.1

SEPARATION AGREEMENT AND GENERAL RELEASE

Exhibit 10.1 SEPARATION AGREEMENT AND GENERAL RELEASE This Separation Agreement and General Release (this “Agreement”) is entered into between Kubient, Inc., together with its existing and future direct and indirect subsidiaries and controlled affiliates (the “Company”), and Paul Roberts (“Employee”) (each individually, a “Party,” and collectively, the “Parties”). The Parties hereby agree as follo

December 5, 2023 8-K

Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers, Termination of a Material Definitive Agreement

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 27, 2023 KUBIENT, INC. (Exact Name of Registrant as Specified in Charter) Delaware 001-39441 82-1808844 (State or other jurisdiction of incorporation) (Commission File Number

December 5, 2023 8-K/A

Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers, Financial Statements and Exhibits

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K/A (Amendment No. 1) CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 2, 2023 KUBIENT, INC. (Exact Name of Registrant as Specified in Charter) Delaware 001-39441 82-1808844 (State or other jurisdiction of incorporation) (Com

November 21, 2023 25

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 25 NOTIFICATION OF REMOVAL FROM LISTING AND/OR REGISTRATION UNDER SECTION 12(b) OF THE SECURITIES EXCHANGE ACT OF 1934. Commission File Number: 001-39441 Kubient, Inc. The N

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 25 NOTIFICATION OF REMOVAL FROM LISTING AND/OR REGISTRATION UNDER SECTION 12(b) OF THE SECURITIES EXCHANGE ACT OF 1934. Commission File Number: 001-39441 Kubient, Inc. The Nasdaq Capital Market (Exact name of Issuer as specified in its charter, and name of Exchange where security is listed and/or registered) 500 7th Avenu

November 15, 2023 EX-99.1

Kubient Announces Voluntary Delisting from the Nasdaq Capital Market

Exhibit 99.1 Kubient Announces Voluntary Delisting from the Nasdaq Capital Market NEW YORK, November 13, 2023 – Kubient, Inc. (NasdaqCM: KBNT, KBNTW) (“Kubient” or the “Company”), a cloud-based software platform for digital advertising, announced it notified The Nasdaq Stock Market LLC (“Nasdaq”) on November 7, 2023 of its intention to voluntarily delist its common stock and common stock purchase

November 15, 2023 8-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 7, 2023 KUBIENT, INC. (Exact Name of Registrant as Specified in Charter) Delaware 001-39441 82-1808844 (State or other jurisdiction of incorporation) (Commission File Number)

November 8, 2023 8-K

Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 2, 2023 KUBIENT, INC. (Exact Name of Registrant as Specified in Charter) Delaware 001-39441 82-1808844 (State or other jurisdiction of incorporation) (Commission File Number)

October 17, 2023 8-K

Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers, Financial Statements and Exhibits

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 17, 2023 KUBIENT, INC. (Exact Name of Registrant as Specified in Charter) Delaware 001-39441 82-1808844 (State or other jurisdiction of incorporation) (Commission File Number)

October 17, 2023 EX-10.1

KUBIENT, INC. EMPLOYMENT AGREEMENT

Exhibit 10.1 KUBIENT, INC. EMPLOYMENT AGREEMENT This Employment Agreement (the “Agreement”) is made and entered into by and between Elisabeth DeMarse (“Executive”) and Kubient, Inc. (the “Company”) (together referred to herein as the “Parties” and each a “Party”), effective as of October 16, 2023 (the “Effective Date”). R E C I T A L S A. The Company desires to engage Executive to serve as its Int

October 6, 2023 EX-10.1

SEPARATION AGREEMENT AND GENERAL RELEASE

Exhibit 10.1 SEPARATION AGREEMENT AND GENERAL RELEASE This Separation Agreement and General Release (this “Agreement”) is entered into between Kubient, Inc., together with its existing and future direct and indirect subsidiaries and controlled affiliates (the “Company”), and Leon Zemel (“Employee”) (each individually, a “Party,” and collectively, the “Parties”). The Parties hereby agree as follows

October 6, 2023 8-K

Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers, Financial Statements and Exhibits, Costs Associated with Exit or Disposal Activities

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 2, 2023 KUBIENT, INC. (Exact Name of Registrant as Specified in Charter) Delaware 001-39441 82-1808844 (State or other jurisdiction of incorporation) (Commission File Number)

September 25, 2023 EX-16.1

September 25, 2023

Exhibit 16.1 September 25, 2023 Securities and Exchange Commission 100 F Street, N.E. Washington, DC 20549 Commissioners: We have read the statements made by Kubient, Inc. under Items 4.01 and 4.02 of its Form 8-K dated September 25, 2023. We agree with the statements concerning our Firm in such Form 8- K; we are not in a position to agree or disagree with other statements of Kubient, Inc. contain

September 25, 2023 8-K

Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers, Financial Statements and Exhibits, Changes in Registrant's Certifying Accountant, Non-Reliance on Previously Issued Financial Statements or a Related Audit Report or Completed Interim Review

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): September 19, 2023 KUBIENT, INC. (Exact Name of Registrant as Specified in Charter) Delaware 001-39441 82-1808844 (State or other jurisdiction of incorporation) (Commission File Numbe

August 28, 2023 8-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 22, 2023 KUBIENT, INC. (Exact Name of Registrant as Specified in Charter) Delaware 001-39441 82-1808844 (State or other jurisdiction of incorporation) (Commission File Number)

August 28, 2023 EX-99.1

Kubient Receives Nasdaq Notice Regarding Late Form 10-Q Filing

Exhibit 99.1 Kubient Receives Nasdaq Notice Regarding Late Form 10-Q Filing NEW YORK, August 28, 2023 – Kubient, Inc. (NasdaqCM: KBNT, KBNTW) (“Kubient '' or the “Company”), a cloud-based software platform for digital advertising, announced today that on August 22, 2023 it received a notice (“Notice”) from the Listing Qualifications Staff of The Nasdaq Stock Market (“Nasdaq”) stating that the Comp

August 15, 2023 NT 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 12b-25 NOTIFICATION OF LATE FILING

SEC FILE NUMBER: 001-39441 CUSIP NUMBER: 50116V107 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.

June 12, 2023 8-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 8, 2023 KUBIENT, INC. (Exact Name of Registrant as Specified in Charter) Delaware 001-39441 82-1808844 (State or other jurisdiction of incorporation) (Commission File Number) (IR

May 30, 2023 EX-2.1

AGREEMENT AND PLAN OF MERGER AND REORGANIZATION by and among: KUBIENT, INC., a Delaware corporation; ADM MERGER SUB, INC., a Delaware corporation; ADOMNI, INC., a Delaware corporation Dated as of May 24, 2023 TABLE OF CONTENTS

Exhibit 2.1 Execution Version AGREEMENT AND PLAN OF MERGER AND REORGANIZATION by and among: KUBIENT, INC., a Delaware corporation; ADM MERGER SUB, INC., a Delaware corporation; and ADOMNI, INC., a Delaware corporation Dated as of May 24, 2023 TABLE OF CONTENTS Page SECTION 1. DESCRIPTION OF TRANSACTION 2 1.1. The Merger 2 1.2. Effects of the Merger 2 1.3. Closing; Effective Time 2 1.4. Certificate

May 30, 2023 EX-2.1

AGREEMENT AND PLAN OF MERGER AND REORGANIZATION by and among: KUBIENT, INC., a Delaware corporation; ADM MERGER SUB, INC., a Delaware corporation; ADOMNI, INC., a Delaware corporation Dated as of May 24, 2023 TABLE OF CONTENTS

Exhibit 2.1 Execution Version AGREEMENT AND PLAN OF MERGER AND REORGANIZATION by and among: KUBIENT, INC., a Delaware corporation; ADM MERGER SUB, INC., a Delaware corporation; and ADOMNI, INC., a Delaware corporation Dated as of May 24, 2023 TABLE OF CONTENTS Page SECTION 1. DESCRIPTION OF TRANSACTION 2 1.1. The Merger 2 1.2. Effects of the Merger 2 1.3. Closing; Effective Time 2 1.4. Certificate

May 30, 2023 EX-10.4

Lock-Up Agreement ______________ ___, 2023

Exhibit 10.4 Execution Version Lock-Up Agreement , 2023 Ladies and Gentlemen: The undersigned (the “Stockholder”) understands that: (i) KUBIENT INC., a Delaware corporation (“Parent”), has entered into an Agreement and Plan of Merger and Reorganization, dated as of May 24, 2023 (the “Merger Agreement”), with ADOMNI, INC., a Delaware corporation (the “Company”) and ADM MERGER SUB, INC., a Delaware

May 30, 2023 8-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 24, 2023 KUBIENT, INC. (Exact

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 24, 2023 KUBIENT, INC. (Exact Name of Registrant as Specified in Charter) Delaware 001-39441 82-1808844 (State or other jurisdiction of incorporation) (Commission File Number) (IR

May 30, 2023 EX-10.4

Lock-Up Agreement ______________ ___, 2023

Exhibit 10.4 Execution Version Lock-Up Agreement , 2023 Ladies and Gentlemen: The undersigned (the “Stockholder”) understands that: (i) KUBIENT INC., a Delaware corporation (“Parent”), has entered into an Agreement and Plan of Merger and Reorganization, dated as of May 24, 2023 (the “Merger Agreement”), with ADOMNI, INC., a Delaware corporation (the “Company”) and ADM MERGER SUB, INC., a Delaware

May 30, 2023 425

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 24, 2023 KUBIENT, INC. (Exact

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 24, 2023 KUBIENT, INC. (Exact Name of Registrant as Specified in Charter) Delaware 001-39441 82-1808844 (State or other jurisdiction of incorporation) (Commission File Number) (IR

May 30, 2023 EX-10.3

STOCK PLEDGE AGREEMENT

Exhibit 10.3 Execution Version STOCK PLEDGE AGREEMENT This Stock Pledge Agreement (this “Agreement”), made and entered into as of May 24, 2023, is by and among each of Jonathan Gudai and Jonathan Fine (each, a “Pledgor” and, collectively, the “Pledgors”) in favor of Kubient, Inc., a Delaware corporation (“Pledgee”). Recitals A. Adomni, Inc., a Delaware corporation (“Borrower”) has borrowed $2,000,

May 30, 2023 EX-10.2

SECURED PROMISSORY NOTE

Exhibit 10.2 Execution Version THIS NOTE HAS NOT BEEN REGISTERED UNDER THE SECURITIES ACT OF 1933, AS AMENDED (THE “ACT”), OR UNDER THE SECURITIES LAWS OF ANY STATES. THIS NOTE MAY BE SUBJECT TO RESTRICTIONS ON TRANSFERABILITY AND RESALE UNDER SUCH LAWS AND ANY SUCH TRANSFER OR RESALE MAY REQUIRE COMPLIANCE WITH THE ACT AND THE APPLICABLE STATE SECURITIES LAWS, PURSUANT TO REGISTRATION OR EXEMPTIO

May 30, 2023 EX-10.1

COMPANY VOTING AGREEMENT

Exhibit 10.1 Execution Version COMPANY VOTING AGREEMENT This COMPANY VOTING AGREEMENT (this “Agreement”), is made as of May 24, 2023, by and among Kubient, Inc., a Delaware corporation (“Parent”), and the Person set forth on the signature page hereto (“Stockholder”). WHEREAS, as of the date hereof, Stockholder is the holder of the number of shares of capital stock of the Company, par value $0.0001

May 30, 2023 EX-10.3

STOCK PLEDGE AGREEMENT

Exhibit 10.3 Execution Version STOCK PLEDGE AGREEMENT This Stock Pledge Agreement (this “Agreement”), made and entered into as of May 24, 2023, is by and among each of Jonathan Gudai and Jonathan Fine (each, a “Pledgor” and, collectively, the “Pledgors”) in favor of Kubient, Inc., a Delaware corporation (“Pledgee”). Recitals A. Adomni, Inc., a Delaware corporation (“Borrower”) has borrowed $2,000,

May 30, 2023 EX-10.2

SECURED PROMISSORY NOTE

Exhibit 10.2 Execution Version THIS NOTE HAS NOT BEEN REGISTERED UNDER THE SECURITIES ACT OF 1933, AS AMENDED (THE “ACT”), OR UNDER THE SECURITIES LAWS OF ANY STATES. THIS NOTE MAY BE SUBJECT TO RESTRICTIONS ON TRANSFERABILITY AND RESALE UNDER SUCH LAWS AND ANY SUCH TRANSFER OR RESALE MAY REQUIRE COMPLIANCE WITH THE ACT AND THE APPLICABLE STATE SECURITIES LAWS, PURSUANT TO REGISTRATION OR EXEMPTIO

May 30, 2023 EX-10.1

COMPANY VOTING AGREEMENT

Exhibit 10.1 Execution Version COMPANY VOTING AGREEMENT This COMPANY VOTING AGREEMENT (this “Agreement”), is made as of May 24, 2023, by and among Kubient, Inc., a Delaware corporation (“Parent”), and the Person set forth on the signature page hereto (“Stockholder”). WHEREAS, as of the date hereof, Stockholder is the holder of the number of shares of capital stock of the Company, par value $0.0001

May 24, 2023 8-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 24, 2023 KUBIENT, INC. (Exact

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 24, 2023 KUBIENT, INC. (Exact Name of Registrant as Specified in Charter) Delaware 001-37875 82-1808844 (State or other jurisdiction of incorporation) (Commission File Number) (IR

May 24, 2023 EX-99.1

Kubient and Adomni Announce Definitive Merger Agreement

Exhibit 99.1 Kubient and Adomni Announce Definitive Merger Agreement NEW YORK, May 24, 2023 – Kubient, Inc. (NasdaqCM: KBNT, KBNTW) (“Kubient '' or the “Company”), a cloud-based software platform for digital advertising, and Adomni Inc. (“Adomni”) today announced they have entered into a definitive merger agreement, pursuant to which Adomni will merge with and into a wholly-owned subsidiary of Kub

May 22, 2023 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q

Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2023 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 0

May 16, 2023 NT 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 12b-25 NOTIFICATION OF LATE FILING

SEC FILE NUMBER: 001-39441 CUSIP NUMBER: 50116V107 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.

April 26, 2023 DEF 14A

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A (Rule 14a-101)   INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION   Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ☒ Filed by a Party other than the Registrant  ☐ Check the appropriate box:  ☐ Preliminary Proxy Statement  ☐ Confidential, for

April 26, 2023 DEFA14A

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A (Rule 14a-101)   INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION   Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ☒ Filed by a Party other than the Registrant  ☐ Check the appropriate box:  ☐ Preliminary Proxy Statement  ☐ Confidential, for

March 31, 2023 EX-99.1

Kubient Reports Fourth Quarter and Full Year 2022 Results

Exhibit 99.1 Kubient Reports Fourth Quarter and Full Year 2022 Results NEW YORK, March 29, 2023 – Kubient, Inc. (NasdaqCM: KBNT, KBNTW) (“Kubient” or the “Company”), a cloud-based software platform for digital advertising, today reported financial results for the fourth quarter and full year ended December 31, 2022. Fourth Quarter 2022 and Recent Operational Highlights • Released KAI 2.0, the late

March 31, 2023 8-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 29, 2023 KUBIENT, INC. (Exa

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 29, 2023 KUBIENT, INC. (Exact Name of Registrant as Specified in Charter) Delaware 001-37875 82-1808844 (State or other jurisdiction of incorporation) (Commission File Number) (

March 30, 2023 10-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K

Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2022 or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number 001-39441 KUBIENT,

January 13, 2023 8-K

Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): January 12, 2023 KUBIENT, INC. (Exact Name of Registrant as Specified in Charter) Delaware 001-39441 82-1808844 (State or other jurisdiction of incorporation) (Commission File Number)

November 14, 2022 8-K

Financial Statements and Exhibits, Results of Operations and Financial Condition

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 14, 2022 KUBIENT, INC. (Exact Name of Registrant as Specified in Charter) Delaware 001-39441 82-1808844 (State or other jurisdiction of incorporation) (Commission File Number

November 14, 2022 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q

Table of Contents ? ? UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.

November 14, 2022 EX-99.1

Kubient Reports Third Quarter 2022 Results

Exhibit 99.1 Kubient Reports Third Quarter 2022 Results NEW YORK, November 14, 2022 ? Kubient, Inc. (NasdaqCM: KBNT, KBNTW) (?Kubient? or the ?Company?), a cloud-based software platform for digital advertising, today reported financial results for the third quarter ended September 30, 2022. Third Quarter 2022 and Recent Operational Highlights ? Renewed media buying partnership with one of the Comp

October 21, 2022 8-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 21, 2022 KUBIENT, INC. (E

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 21, 2022 KUBIENT, INC. (Exact Name of Registrant as Specified in Charter) Delaware 001-39441 82-1808844 (State or other jurisdiction of incorporation) (Commission File Number)

October 3, 2022 SC 13G

KBNT / Kubient Inc / Tarik Three Holdings Ltd - SC 13G Passive Investment

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Schedule 13G Under the Securities Exchange Act of 1934 Kubient, Inc. (Name of Issuer) Common Stock, $0.00001 par value (Title of Class of Securities) 50116V107 (CUSIP Number) September 14, 2022 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Schedul

August 15, 2022 8-K

Financial Statements and Exhibits, Results of Operations and Financial Condition

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 15, 2022 KUBIENT, INC. (Exact Name of Registrant as Specified in Charter) Delaware 001-39441 82-1808844 (State or other jurisdiction of incorporation) (Commission File Number)

August 15, 2022 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q

Table of Contents ? ? UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.

August 15, 2022 EX-99.1

Kubient Reports Second Quarter 2022 Results

Exhibit 99.1 Kubient Reports Second Quarter 2022 Results NEW YORK, August 15, 2022 (GLOBE NEWSWIRE) - Kubient, Inc. (NasdaqCM: KBNT, KBNTW) (“Kubient” or the “Company”), a cloud-based software platform for digital advertising, today reported financial results for the second quarter ended June 30, 2022. Second Quarter 2022 and Recent Operational Highlights • Net revenues for the six-month period en

May 25, 2022 8-K

Submission of Matters to a Vote of Security Holders

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 25, 2022 KUBIENT, INC. (Exact Name of Registrant as Specified in Charter) Delaware 001-37875 82-1808844 (State or other jurisdiction of incorporation) (Commission File Number) (IR

May 16, 2022 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q

Table of Contents ? ? UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.

April 15, 2022 DEF 14A

SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934

DEF 14A 1 ny20003708x1def14a.htm DEF14A SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ☒ Filed by a Party other than the Registrant  ☐ Check the appropriate box:  ☐ Preliminary Proxy Statement  ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☒ Definitive Proxy Statement  ☐ Definitiv

April 15, 2022 DEFA14A

SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934

SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ? Filed by a Party other than the Registrant ?? Check the appropriate box: ?? ? ? Preliminary Proxy Statement ?? ? ? Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ? ? ? Definitive Proxy Statement ?? ? ? Definitive Additional Materials ?? ? ? Soliciting Material Pursuant to ? 240.

March 31, 2022 8-K

Financial Statements and Exhibits, Results of Operations and Financial Condition

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 30, 2022 KUBIENT, INC. (Exact Name of Registrant as Specified in Charter) Delaware 001-37875 82-1808844 (State or other jurisdiction of incorporation) (Commission File Number) (

March 31, 2022 10-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K

Table of Contents ? ? ? UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.

March 31, 2022 EX-99.1

Kubient Reports Fourth Quarter and Full Year 2021 Results

Exhibit 99.1 Kubient Reports Fourth Quarter and Full Year 2021 Results NEW YORK ? March 30, 2022 ? Kubient, Inc. (NasdaqCM: KBNT, KBNTW) (?Kubient? or the ?Company?), a cloud-based software platform for digital advertising, today reported financial results for the fourth quarter and full year ended December 31, 2021. Fourth Quarter 2021 and Recent Operational Highlights ? Acqui-hired MediaCrossing

February 11, 2022 SC 13G/A

KBNT / Kubient Inc / Mithaq Capital SPC Passive Investment

SC 13G/A 1 formsc13ga-02112022110251.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G/A Under the Securities Exchange Act of 1934 (Amendment No. 2)* KUBIENT, INC. (Name of Issuer) Common Stock (Title of Class of Securities) 50116V107 (CUSIP Number) February 11 , 2022 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designa

February 4, 2022 8-K/A

Financial Statements and Exhibits

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K/A CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 30, 2021 KUBIENT, INC. (Exact Name of Registrant as Specified in Charter) Delaware 001-37875 82-1808844 (State or other jurisdiction of incorporation) (Commission File Numb

February 4, 2022 EX-99.2

MEDIACROSSING INC. CONDENSED FINANCIAL STATEMENTS AS OF SEPTEMBER 30, 2021 AND DECEMBER 31, 2020 AND FOR THE NINE MONTHS ENDED SEPTEMBER 30, 2021 AND 2020

Exhibit 99.2 MEDIACROSSING INC. CONDENSED FINANCIAL STATEMENTS AS OF SEPTEMBER 30, 2021 AND DECEMBER 31, 2020 AND FOR THE NINE MONTHS ENDED SEPTEMBER 30, 2021 AND 2020 MEDIACROSSING INC. CONTENTS Condensed Financial Statements (Unaudited) Condensed Balance Sheets 3-4 Condensed Statements of Operations 5 Condensed Statements of Changes in Stockholders? Equity 6 Condensed Statements of Cash Flows 7-

February 4, 2022 EX-99.1

MEDIACROSSING INC. FINANCIAL STATEMENTS DECEMBER 31, 2020 AND 2019

Exhibit 99.1 MEDIACROSSING INC. FINANCIAL STATEMENTS DECEMBER 31, 2020 AND 2019 MEDIACROSSING INC. CONTENTS Independent Auditors? Report 1-2 Financial Statements Balance Sheets 3-4 Statements of Operations 5 Statements of Changes in Stockholders? Equity 6 Statements of Cash Flows 7-8 Notes to Financial Statements 9-25 INDEPENDENT AUDITORS? REPORT To the Board of Directors of MediaCrossing Inc. Rep

February 4, 2022 EX-99.3

UNAUDITED PRO FORMA CONDENSED COMBINED FINANCIAL INFORMATION

Exhibit 99.3 UNAUDITED PRO FORMA CONDENSED COMBINED FINANCIAL INFORMATION Introduction On November 30, 2021, Kubient, Inc. (the ?Kubient? or the ?Company?) entered into and consummated an Asset Purchase Agreement (the ?Purchase Agreement?) between the Company and MediaCrossing Inc., a Delaware corporation (?MediaCrossing?), pursuant to which the Company acquired certain assets and liabilities that

December 21, 2021 8-K

Other Events

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): December 16, 2021 KUBIENT, INC. (Exact Name of Registrant as Specified in Charter) Delaware 001-37875 82-1808844 (State or other jurisdiction of incorporation) (Commission File Number

December 17, 2021 SC 13G/A

KBNT / Kubient Inc / Mithaq Capital SPC Passive Investment

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G/A Under the Securities Exchange Act of 1934 (Amendment No. 1)* KUBIENT, INC. (Name of Issuer) Common Stock (Title of Class of Securities) 50116V107 (CUSIP Number) December 15 , 2021 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Schedu

December 3, 2021 EX-10.1

Asset Purchase Agreement, dated November 30, 2021, by and between MediaCrossing Inc. and the Company

Exhibit 10.1 ASSET PURCHASE AGREEMENT Between MediaCrossing Inc. and Kubient, Inc. dated effective as of November 30, 2021 TABLE OF CONTENTS PAGE ARTICLE I DEFINITIONS 1 ARTICLE II PURCHASE AND SALE 8 Section 2.01 Purchase and Sale of Assets. 8 Section 2.02 Excluded Assets. 8 Section 2.03 Assumed and Excluded Liabilities. 9 Section 2.04 Purchase Consideration. 10 Section 2.05 Allocation of Purchas

December 3, 2021 EX-99.1

Kubient Acqui-Hires Team from Leading Digital Media Agency MediaCrossing Inc. to Bolster Managed Solutions Division

Exhibit 99.1 Kubient Acqui-Hires Team from Leading Digital Media Agency MediaCrossing Inc. to Bolster Managed Solutions Division NEW YORK ? November 30, 2021 ? Kubient, Inc. (NasdaqCM: KBNT, KBNTW) (?Kubient? or the ?Company?), a cloud-based software platform for digital advertising, announced its strategic acqui-hire of certain assets and personnel of privately-held MediaCrossing Inc. (?MediaCros

December 3, 2021 8-K

Entry into a Material Definitive Agreement, Unregistered Sales of Equity Securities, Financial Statements and Exhibits, Completion of Acquisition or Disposition of Assets, Other Events

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 30, 2021 KUBIENT, INC. (Exact Name of Registrant as Specified in Charter) Delaware 001-37875 82-1808844 (State or other jurisdiction of incorporation) (Commission File Number

November 29, 2021 EX-99.1

Kubient Doubles Down on AI and Technology Offerings, Hires Mitchell Berg as Chief Technology Officer Berg Will Oversee Kubient’s Technology Development, Including Scaling AI and Cloud Technologies

Exhibit 99.1 Kubient Doubles Down on AI and Technology Offerings, Hires Mitchell Berg as Chief Technology Officer Berg Will Oversee Kubient?s Technology Development, Including Scaling AI and Cloud Technologies NEW YORK, NY - November 29, 2021 - Kubient (NasdaqCM: KBNT, KBNTW) ("Kubient" or the "Company"), a cloud-based software platform for digital advertising, today announced ad-tech industry vet

November 29, 2021 8-K

Regulation FD Disclosure, Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers, Financial Statements and Exhibits

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 24, 2021 KUBIENT, INC. (Exact Name of Registrant as Specified in Charter) Delaware 001-37875 82-1808844 (State or other jurisdiction of incorporation) (Commission File Number

November 29, 2021 EX-10.1

Employment Agreement with Mitchell Berg dated November 24, 2021+

Exhibit 10.1 KUBIENT, INC. EMPLOYMENT AGREEMENT This Employment Agreement (the ?Agreement?) is made and entered into by and between Mitchell Berg (the ?Executive?) and Kubient, Inc. (the ?Company?) (each, a ?Party? and collectively, the ?Parties?), dated as of November 24, 2021 and effective as of the Effective Date (as defined below). RECITALS A. The Company desires to assure itself of the servic

November 12, 2021 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q

Table of Contents ? ? UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.

November 10, 2021 EX-99.1

Kubient Reports Strong Third Quarter 2021 Results Company Records Net Revenue Increase of 141% Year-Over-Year and 35% Quarter-Over-Quarter Continued Expansion of KAI Platform Drives Strong Momentum Heading into 2022

Exhibit 99.1 Kubient Reports Strong Third Quarter 2021 Results Company Records Net Revenue Increase of 141% Year-Over-Year and 35% Quarter-Over-Quarter Continued Expansion of KAI Platform Drives Strong Momentum Heading into 2022 NEW YORK ? November 10, 2021 ? Kubient, Inc. (NasdaqCM: KBNT, KBNTW) (?Kubient? or the ?Company?), a cloud-based software platform for digital advertising, today reported

November 10, 2021 8-K

Financial Statements and Exhibits, Results of Operations and Financial Condition

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 10, 2021 KUBIENT, INC. (Exact Name of Registrant as Specified in Charter) Delaware 001-37875 82-1808844 (State or other jurisdiction of incorporation) (Commission File Number

August 17, 2021 EX-99.1

Kubient Reports Second Quarter 2021 Results

Exhibit 99.1 Kubient Reports Second Quarter 2021 Results NEW YORK ? August 16, 2021 ? Kubient, Inc. (NasdaqCM: KBNT, KBNTW) (?Kubient? or the ?Company?), a cloud-based software platform for digital advertising, today reported financial results for the second quarter ended June 30, 2021. Second Quarter 2021 and Recent Operational Highlights ? Revealed figures on the state of ad fraud as identified

August 17, 2021 8-K

Financial Statements and Exhibits, Results of Operations and Financial Condition

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 16, 2021 KUBIENT, INC. (Exact Name of Registrant as Specified in Charter) Delaware 001-37875 82-1808844 (State or other jurisdiction of incorporation) (Commission File Number)

August 16, 2021 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q

Table of Contents ? ? UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.

August 16, 2021 EX-10.2

Employment Agreement with Leon Zemel, dated April 9 2021+

Exhibit 10.2 KUBIENT, INC. EMPLOYMENT AGREEMENT This Employment Agreement (the ?Agreement?) is made and entered into by and between Leon Zemel (?Executive?) and Kubient, Inc. (the ?Company?) (together referred to herein as the ?Parties?), dated as of April 9, 2021, and effective as of the Effective Date (as defined below). R E C I T A L S A.The Company desires to assure itself of the services of E

July 9, 2021 S-8

As filed with the Securities and Exchange Commission on July 8, 2021

As filed with the Securities and Exchange Commission on July 8, 2021 Registration No.

July 2, 2021 EX-10.1

Kubient, Inc. 2021 Equity Incentive Plan

Exhibit 10.1 KUBIENT, INC. 2021 EQUITY INCENTIVE PLAN 1. Purpose; Eligibility. 1.1 General Purpose. The purpose of the Plan is to promote the long-term success of the Company and the creation of Stockholder value by (a) encouraging Participants to focus on the Company?s performance, (b) encouraging the attraction and retention of Participants with exception qualifications, and (c) linking Particip

July 2, 2021 8-K

Financial Statements and Exhibits, Submission of Matters to a Vote of Security Holders

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 2, 2021 (June 30, 2021) KUBIENT, INC. (Exact Name of Registrant as Specified in Charter) Delaware 001-37875 82-1808844 (State or other jurisdiction of incorporation) (Commission

June 14, 2021 S-8

As filed with the Securities and Exchange Commission on June 14, 2021

As filed with the Securities and Exchange Commission on June 14, 2021 Registration No.

May 21, 2021 DEF 14A

Proxy Statement on Schedule 14A

SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ? Filed by a Party other than the Registrant ?? Check the appropriate box: ?? Preliminary Proxy Statement ?? Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ? Definitive Proxy Statement ?? Definitive Additional Materials ?? Soliciting Material Pursuant to ? 240.

May 21, 2021 DEFA14A

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. )

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ? Filed by a party other than the Registrant ? Check the appropriate box: ? Preliminary Proxy Statement ? Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ? Defin

May 21, 2021 8-K

Regulation FD Disclosure, Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers, Financial Statements and Exhibits

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 21, 2021 KUBIENT, INC. (Exact Name of Registrant as Specified in Charter) Delaware 001-37875 82-1808844 (State or other jurisdiction of incorporation) (Commission File Number) (IR

May 14, 2021 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2021 OR ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 001-39441 KUBIENT,

March 30, 2021 EX-10.13

Separation Agreement and General Release with Christopher Andrews dated January 28, 2020*+

Exhibit 10.13 CONFIDENTIAL SEPARATION AGREEMENT AND GENERAL RELEASE THIS CONFIDENTIAL SEPARATION AGREEMENT AND GENERAL RELEASE (?Agreement?) is made and entered into by and between Chris Andrews (?Employee?) and Kubient, Inc. (?Company?) with respect to Employee?s separation of employment with the Company. WHEREAS, Employee has been employed by the Company subject to the terms of an Employment Agr

March 30, 2021 8-K

Financial Statements and Exhibits, Results of Operations and Financial Condition

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 25, 2021 KUBIENT, INC. (Exact Name of Registrant as Specified in Charter) Delaware 001-37875 82-1808844 (State or other jurisdiction of incorporation) (Commission File Number) (

March 30, 2021 10-K

Annual Report - FORM 10-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K x ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2020 or ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number 001-39441 KUBIENT, INC. (Exact Name

March 30, 2021 EX-99.1

Kubient Reports Fourth Quarter and Full Year 2020 Results

EX-99.1 2 tm2111393d1ex99-1.htm EXHIBIT 99.1 Exhibit 99.1 Kubient Reports Fourth Quarter and Full Year 2020 Results NEW YORK – March 25, 2021 – Kubient, Inc. (NasdaqCM: KBNT, KBNTW) (“Kubient” or the “Company”), a cloud-based software platform for digital advertising, today reported financial results for the fourth quarter and full year ended December 31, 2020. Fourth Quarter 2020 and Recent Opera

March 30, 2021 EX-4.1

Description of Securities

Exhibit 4.1 DESCRIPTION OF THE REGISTRANT?S SECURITIES REGISTERED PURSUANT TO SECTION 12 OF THE SECURITIES EXCHANGE ACT OF 1934 Kubient, Inc. has one class of securities registered under Section 12 of the Securities Exchange Act of 1934, as amended: our common stock, par value $0.00001 per share (?common stock?). Authorized Capital Stock We are currently authorized to issue up to 100,000,000 share

March 1, 2021 SC 13G

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G (Rule 13d-102) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO RULES 13d-1(b), (c), AND (d) AND AMENDMENTS THERETO FILED PURSUANT TO RULE 13d-2 (Amendment

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G (Rule 13d-102) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO RULES 13d-1(b), (c), AND (d) AND AMENDMENTS THERETO FILED PURSUANT TO RULE 13d-2 (Amendment No. )* Kubient, Inc. (Name of Issuer) Common Stock, par value US$0.00001 (Title of Class of Securities) 50116V107 (CUSIP Number) August 14, 2020 (Dat

March 1, 2021 SC 13D/A

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D/A Under the Securities Exchange Act of 1934 (Amendment No. 1)* Kubient, Inc. (Name of Issuer) Common Stock, par value $0.00001 per share (Title of Class of Securitie

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D/A Under the Securities Exchange Act of 1934 (Amendment No. 1)* Kubient, Inc. (Name of Issuer) Common Stock, par value $0.00001 per share (Title of Class of Securities) 50116V107 (CUSIP Number) Paul Damian Roberts c/o Kubient, Inc. 228 Park Avenue South Suite 72602 New York, New York 10003-1502 (866) 668-2567 (Name

December 28, 2020 8-K

Regulation FD Disclosure, Entry into a Material Definitive Agreement, Financial Statements and Exhibits - FORM 8-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): December 28, 2020 (December 22, 2020) KUBIENT, INC. (Exact Name of Registrant as Specified in Charter) Delaware 001-37875 82-1808844 (State or other jurisdiction of incorporation) (Co

December 28, 2020 EX-99.2

Kubient Announces Closing of $20.7 Million Public Offering and Exercise of Overallotment Option

Exhibit 99.2 Kubient Announces Closing of $20.7 Million Public Offering and Exercise of Overallotment Option NEW YORK – December 28, 2020 – Kubient, Inc. (NasdaqCM: KBNT, KBNTW) (“Kubient” or the “Company”), a cloud-based software platform for digital advertising, announced today the closing of its previously announced underwritten public offering of 3,529,411 shares of its common stock at a price

December 28, 2020 EX-99.1

Kubient Announces Pricing of Upsized $18.0 Million Public Offering of Common Stock

Exhibit 99.1 Kubient Announces Pricing of Upsized $18.0 Million Public Offering of Common Stock NEW YORK – December 22, 2020 – Kubient, Inc. (NasdaqCM: KBNT, KBNTW) (“Kubient” or the “Company”), a cloud-based software platform for digital advertising, announced today the pricing of its underwritten public offering of 3,529,411 shares of its common stock at a price to the public of $5.10 per share

December 28, 2020 424B4

3,529,411 Shares of Common Stock

TABLE OF CONTENTS  Filed Pursuant to Rule 424(b)(4)  Registration Statement No. 333-251531 PROSPECTUS 3,529,411 Shares of Common Stock We are offering an aggregate of 3,529,411 shares of our common stock, $0.00001 par value per share at a public offering price of $5.10 per share. Our common stock is listed on The Nasdaq Capital Market under the symbol “KBNT”. On December 22, 2020, the last reporte

December 28, 2020 EX-1.1

Underwriting Agreement, by and among Kubient, Inc., Maxim Group LLC, and Joseph Gunnar & Co., LLC

Exhibit 1.1 UNDERWRITING AGREEMENT between KUBIENT, INC., and MAXIM GROUP LLC and JOSEPH GUNNAR & CO. LLC as Co-Representatives of the Several Underwriters KUBIENT, INC. UNDERWRITING AGREEMENT New York, New York December 22, 2020 Maxim Group LLC 405 Lexington Ave New York, NY 10174 Joseph Gunnar & Co. LLC 30 Broad Street, 11th Floor New York, New York 10004 As Co-Representatives of the several Und

December 22, 2020 S-1MEF

- S-1MEF

As filed with the Securities and Exchange Commission on December 22, 2020 Registration Statement No.

December 21, 2020 CORRESP

-

Kubient, Inc. 228 Park Avenue South Suite 72602 New York, New York 10003-1502 December 21, 2020 VIA EDGAR U.S. Securities & Exchange Commission Division of Corporation Finance 100 F Street, N.E. Washington, D.C. 20549 Re: Kubient, Inc. Registration Statement on Form S-1 File No. 333-251531 Ladies and Gentlemen: In accordance with Rule 461 of the Securities Act of 1933, as amended, Kubient, Inc. (t

December 21, 2020 EX-4.1

Form of Representative’s Warrant

Exhibit 4.1 THE REGISTERED HOLDER OF THIS PURCHASE WARRANT BY ITS ACCEPTANCE HEREOF, AGREES THAT IT WILL NOT SELL, TRANSFER OR ASSIGN THIS PURCHASE WARRANT EXCEPT AS HEREIN PROVIDED AND THE REGISTERED HOLDER OF THIS PURCHASE WARRANT AGREES THAT IT WILL NOT SELL, TRANSFER, ASSIGN, PLEDGE OR HYPOTHECATE THIS PURCHASE WARRANT FOR A PERIOD OF 180 DAYS FOLLOWING THE EFFECTIVE DATE OF THE REGISTRATION S

December 21, 2020 EX-1.1

Form of Underwriting Agreement

Exhibit 1.1 UNDERWRITING AGREEMENT between KUBIENT, INC., and MAXIM GROUP LLC and JOSEPH GUNNAR & CO. LLC as Co-Representatives of the Several Underwriters KUBIENT, INC. UNDERWRITING AGREEMENT New York, New York December , 2020 Maxim Group LLC 405 Lexington Ave New York, NY 10174 Joseph Gunnar & Co. LLC 30 Broad Street, 11th Floor New York, New York 10004 As Co-Representatives of the several Under

December 21, 2020 S-1

Registration Statement - S-1

TABLE OF CONTENTS As filed with the Securities and Exchange Commission on December 21, 2020.

December 17, 2020 DRS

-

TABLE OF CONTENTS Confidential Treatment Requested by Kubient, Inc. Pursuant to 17 C.F.R. Section 200.83 As confidentially submitted to the Securities and Exchange Commission on December 17, 2020 pursuant to Section 6(e) of the Securities Act of 1933, as amended. This draft registration statement has not been publicly filed with the Securities and Exchange Commission and all information herein rem

November 13, 2020 EX-99.1

Kubient Reports Third Quarter 2020 Results

Exhibit 99.1 Kubient Reports Third Quarter 2020 Results NEW YORK – November 12, 2020 – Kubient, Inc. (NasdaqCM: KBNT, KBNTW) (“Kubient” or the “Company”), a cloud-based software platform for digital advertising, today reported financial results for the third quarter and nine months ended September 30, 2020. Third Quarter 2020 and Recent Operational Highlights · Onboarded former Director at Centro,

November 13, 2020 8-K

Financial Statements and Exhibits, Results of Operations and Financial Condition - FORM 8-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 12, 2020 KUBIENT, INC. (Exact Name of Registrant as Specified in Charter) Delaware 001-37875 82-1808844 (State or other jurisdiction of incorporation) (Commission File Number

November 13, 2020 10-Q

Quarterly Report - FORM 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2020 OR ¨ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 001-39441 KUBIE

November 6, 2020 EX-10.1

Separation and Consulting Agreement with Peter A. Bordes, Jr. dated October 31, 2020+

Exhibit 10.1 SEPARATION AND CONSULTING AGREEMENT This SEPARATION AND CONSULTING AGREEMENT (the “Agreement”) is entered into on October 31, 2020, by and between Kubient, Inc., a Delaware corporation with its principal business location in New York, ("Kubient") and Peter Bordes, a resident of New York (“Bordes”). WHEREAS, Bordes is employed by Kubient as its Chief Executive Officer under the terms o

November 6, 2020 EX-99.1

Kubient Appoints Chairman, Founder and Chief Strategy Officer Paul Roberts as Interim Chief Executive Officer Board of Directors Initiates Search for New Chief Executive Officer

Exhibit 99.1 Kubient Appoints Chairman, Founder and Chief Strategy Officer Paul Roberts as Interim Chief Executive Officer Board of Directors Initiates Search for New Chief Executive Officer NEW YORK, NY – November 2, 2020 - The Board of Directors of Kubient, Inc. (NasdaqCM: KBNT, KBNTW) (“Kubient” or the “Company”), a cloud-based software platform for digital advertising, has appointed Chairman,

November 6, 2020 8-K

Regulation FD Disclosure, Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers, Financial Statements and Exhibits - FORM 8-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 5, 2020 (October 31, 2020) KUBIENT, INC. (Exact Name of Registrant as Specified in Charter) Delaware 001-37875 82-1808844 (State or other jurisdiction of incorporation) (Comm

September 24, 2020 10-Q

Quarterly Report - FORM 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2020 OR ¨ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 001-39441 KUBIENT, I

September 23, 2020 8-K

Financial Statements and Exhibits, Results of Operations and Financial Condition - FORM 8-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): September 23, 2020 KUBIENT, INC. (Exact Name of Registrant as Specified in Charter) Delaware 001-37875 82-1808844 (State or other jurisdiction of incorporation) (Commission File Numbe

September 23, 2020 EX-99.1

Kubient Reports Second Quarter 2020 Results

Exhibit 99.1 Kubient Reports Second Quarter 2020 Results NEW YORK – September 23, 2020 – Kubient, Inc. (NasdaqCM: KBNT, KBNTW) (“Kubient” or the “Company”), a cloud-based software platform for digital advertising, today reported financial results for the second quarter and six months ended June 30, 2020. Second Quarter 2020 and Recent Operational Highlights · Officially launched Kubient Artificial

September 16, 2020 SC 13D

KBNT / Kubient, Inc. / Roberts Paul Damian - SC 13D Activist Investment

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. )* Kubient, Inc. (Name of Issuer) Common Stock, par value $0.00001 per share (Title of Class of Securities) 50116V107 (CUSIP Number) Paul Damian Roberts c/o Kubient, Inc. 228 Park Avenue South Suite 72602 New York, New York 10003-1502 (866) 668-2567 (Name, A

August 14, 2020 EX-99.1

Kubient Announces Exercise of Overallotment Option and Closing of Initial Public Offering

Exhibit 99.1 Kubient Announces Exercise of Overallotment Option and Closing of Initial Public Offering NEW YORK - August 14, 2020 - Kubient, Inc. (NasdaqCM: KBNT, KBNTW) (“Kubient” or the “Company”), a cloud-based software platform for digital advertising, today announced the closing of its initial public offering of 2,500,000 units at a price of $5.00 per unit and partial exercise of the overallo

August 14, 2020 8-K

Regulation FD Disclosure, Financial Statements and Exhibits

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 14, 2020 KUBIENT, INC. (Exact Name of Registrant as Specified in Charter) Delaware 001-37875 82-1808844 (State or other jurisdiction of incorporation) (Commission File Number)

August 13, 2020 424B4

One Share of Common Stock and One Warrant to Purchase One Share of Common Stock

Filed pursuant to Rule 424(b)(4) Registration Statement No. 333-239682 PROSPECTUS 2,500,000 Units Each Consisting of: One Share of Common Stock and One Warrant to Purchase One Share of Common Stock This is a firm commitment initial public offering of Kubient, Inc. (the “Company,” “Kubient,” “we,” “our” or “us”). We are offering 2,500,000 units, at a public offering price of $5.00 per unit. Each un

August 12, 2020 EX-1.1

Underwriting Agreement, by and among Kubient, Inc., Maxim Group LLC, and Joseph Gunnar & Co., LLC

Exhibit 1.1 UNDERWRITING AGREEMENT between KUBIENT, INC., and MAXIM GROUP LLC and JOSEPH GUNNAR & CO. LLC as Co-Representatives of the Several Underwriters KUBIENT, INC. UNDERWRITING AGREEMENT New York, New York August 11, 2020 Maxim Group LLC 405 Lexington Ave New York, NY 10174 Joseph Gunnar & Co. LLC 30 Broad Street, 11th Floor New York, New York 10004 As Co-Representatives of the several Under

August 12, 2020 8-K

Entry into a Material Definitive Agreement, Financial Statements and Exhibits, Other Events

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 11, 2020 KUBIENT, INC. (Exact Name of Registrant as Specified in Charter) Delaware 001-37875 82-1808844 (State or other jurisdiction of incorporation) (Commission File Number)

August 12, 2020 EX-4.1

Form of Warrant Agent Agreement by and between Kubient, Inc. and VStock Transfer, LLC including Form of Warrant

Exhibit 4.1 WARRANT AGENT AGREEMENT WARRANT AGENT AGREEMENT (this “Warrant Agreement”) dated as of August 14, 2020 (the “Issuance Date”) between Kubient, Inc., a company incorporated under the laws of the State of Delaware (the “Company”), and VStock Transfer, LLC, a California limited liability company (the “Warrant Agent”). WHEREAS, pursuant to the terms of that certain Underwriting Agreement (“

August 12, 2020 EX-99.1

Kubient Announces Pricing of Upsized $12.5 Million Initial Public Offering

Exhibit 99.1 Kubient Announces Pricing of Upsized $12.5 Million Initial Public Offering NEW YORK - August 11, 2020 - Kubient, Inc. (NasdaqCM: KBNT, KBNTW) (“Kubient” or the “Company”), a cloud-based software platform for digital advertising, today announced the pricing of its initial public offering of 2,500,000 units at a price of $5.00 per unit. Each unit consists of one share of Common Stock an

August 11, 2020 S-1/A

- S-1/A

As filed with the Securities and Exchange Commission on August 10, 2020 Registration Statement No.

August 11, 2020 8-A12B

Form 8-A

U.S. SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-A FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES PURSUANT TO SECTION 12(b) OR 12(g) OF THE SECURITIES EXCHANGE ACT OF 1934 KUBIENT, INC. (Exact Name of Registrant as Specified in Its Charter) Delaware 82-1808844 (State of Incorporation or Organization) (I.R.S. Employer Identification No.) 228 Park Avenue South Suite 72602 New

August 11, 2020 S-1MEF

- S-1MEF

As filed with the Securities and Exchange Commission on August 11, 2020 Registration Statement No.

August 11, 2020 CORRESP

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Kubient, Inc. 228 Park Avenue South Suite 72602 New York, New York 10003-1502 August 11, 2020 VIA EDGAR U.S. Securities & Exchange Commission Division of Corporation Finance 100 F Street, N.E. Washington, D.C. 20549 Re: Kubient, Inc. Registration Statement on Form S-1 File No. 333-239682 Ladies and Gentlemen: In accordance with Rule 461 of the Securities Act of 1933, as amended, Kubient, Inc. (the

August 10, 2020 S-1/A

- S-1/A

As filed with the Securities and Exchange Commission on August 7, 2020 Registration Statement No.

August 10, 2020 CORRESP

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Waller Lansden Dortch & Davis, LLP 511 Union Street, Suite 2700 615.244.6380 main P.O. Box 198966 615.244.6804 fax Nashville, TN 37219-8966 wallerlaw.com Marc J. Adesso 615.850.8063 direct [email protected] August 10, 2020 United States Securities and Exchange Commission Division of Corporation Finance Office of Technology Washington, D.C., 20549 Attn: Larry Spirgel and Matthew Crispino Re

August 10, 2020 EX-3.2

Certificate of Correction to the Amended and Restated Certificate of Incorporation of Kubient, Inc.

Exhibit 3.2 Delaware The First State Page 1 6339825 8100 Authentication: 203431192 SR# 20206642348 Date: 08-07-20 You may verify this certificate online at corp.delaware.gov/authver.shtml I, JEFFREY W. BULLOCK, SECRETARY OF STATE OF THE STATE OF DELAWARE, DO HEREBY CERTIFY THE ATTACHED IS A TRUE AND CORRECT COPY OF THE CERTIFICATE OF CORRECTION OF “KUBIENT, INC.”, FILED IN THIS OFFICE ON THE SEVEN

August 6, 2020 S-1/A

- S-1/A

As filed with the Securities and Exchange Commission on August 6, 2020 Registration Statement No.

August 6, 2020 EX-3.1

Amended and Restated Certificate of Incorporation of Kubient, Inc.

Exhibit 3.1 Delaware Page 1 The First State I, JEFFREY W. BULLOCK, SECRETARY OF STATE OF THE STATE OF DELAWARE, DO HEREBY CERTIFY THE ATTACHED IS A TRUE AND CORRECT COPY OF THE RESTATED CERTIFICATE OF “KUBIENT, INC. ”, FILED IN THIS OFFICE ON THE SIXTH DAY OF AUGUST, A. D. 2020, AT 8:18 O’CLOCK A.M. 6339825 8100 Authentication: 203418350 SR# 20206605730 Date: 08-06-20 You may verify this certifica

August 6, 2020 CORRESP

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Waller Lansden Dortch & Davis, LLP 511 Union Street, Suite 2700 P.O. Box 198966 Nashville, TN 37219-8966 615.244.6380 main 615.244.6804 fax wallerlaw.com Marc J. Adesso 615.850.8063 direct [email protected] August 6, 2020 United States Securities and Exchange Commission Division of Corporation Finance Office of Technology Washington, D.C., 20549 Attn: Larry Spirgel and Matthew Crispino Re:

July 30, 2020 EX-3.1

Certificate of Incorporation of Kubient, Inc., as amended and currently in effect

Exhibit 3.1 State of Delaware Secretary of State Division of Corporations Delivered 11:35 AM 05/24/2017 FILED 11:35 AM 05/24/2017 SR 20173983834 - File Number 6339825 CERTIFICATE OF INCORPORATION OF KUBIENT, INC. ARTICLE I The name of the corporation is Kubient, Inc. (the “Company”). ARTICLE II The address of the of the Company’s registered office in the State of Delaware is 800 N. State Street, S

July 30, 2020 EX-3.2

Amended and Restated Certificate of Incorporation of Kubient, Inc., to be in effect upon completion of this offering

Exhibit 3.2 AMENDED AND RESTATED CERTIFICATE OF INCORPORATION OF KUBIENT, Inc. Pursuant to Sections 242 and 245 of the General Corporation Law of the State of Delaware) Kubient, Inc., a corporation organized and existing under and by virtue of the General Corporation Law of the State of Delaware, hereby certifies that: FIRST: The name of the corporation is Kubient, Inc. The corporation’s original

July 30, 2020 S-1/A

- S-1/A

As filed with the Securities and Exchange Commission on July 29, 2020 Registration Statement No.

July 30, 2020 EX-3.4

Amended and Restated Bylaws of Kubient, Inc., to be in effect upon completion of this offering*

Exhibit 3.4 AMENDED AND RESTATED BYLAWS OF KUBIENT, INC. ARTICLE I Offices Section 1.01 Registered Office. The registered agent and office of Kubient, Inc. (the “Corporation”) in the State of Delaware shall be as designated in the Corporation’s certificate of incorporation (as might be further amended or restated from time to time, the “Certificate of Incorporation”). Section 1.02 Other Offices. T

July 30, 2020 EX-4.2

Form of Representatives’ Warrant to be issued upon completion of this offering*

Exhibit 4.2 THE REGISTERED HOLDER OF THIS PURCHASE WARRANT BY ITS ACCEPTANCE HEREOF, AGREES THAT IT WILL NOT SELL, TRANSFER OR ASSIGN THIS PURCHASE WARRANT EXCEPT AS HEREIN PROVIDED AND THE REGISTERED HOLDER OF THIS PURCHASE WARRANT AGREES THAT IT WILL NOT SELL, TRANSFER, ASSIGN, PLEDGE OR HYPOTHECATE THIS PURCHASE WARRANT FOR A PERIOD OF 180 DAYS FOLLOWING THE EFFECTIVE DATE OF THE REGISTRATION S

July 30, 2020 FWP

Filed Pursuant to Rule 433

Filed Pursuant to Rule 433 Issuer Free Writing Prospectus dated July 29, 2020 Relating to the Preliminary Prospectus dated July 29, 2020 Registration No.

July 30, 2020 EX-4.1

Form of Common Stock Certificate*

Exhibit 4.1

July 30, 2020 EX-1.1

Form of Underwriting Agreement*

Exhibit 1.1 UNDERWRITING AGREEMENT between KUBIENT, INC., and MAXIM GROUP LLC and JOSEPH GUNNAR & CO. LLC as Co-Representatives of the Several Underwriters KUBIENT, INC. UNDERWRITING AGREEMENT New York, New York , 2020 Maxim Group LLC 405 Lexington Ave New York, NY 10174 Joseph Gunnar & Co. LLC 30 Broad Street, 11th Floor New York, New York 10004 As Co-Representatives of the several Underwriters n

July 30, 2020 EX-10.15

Form of Warrant Agency Agreement including Form of Unit Warrant

Exhibit 10.15 WARRANT AGENT AGREEMENT WARRANT AGENT AGREEMENT (this “Warrant Agreement”) dated as of [●], 2020 (the “Issuance Date”) between Kubient, Inc., a company incorporated under the laws of the State of Delaware (the “Company”), and VStock Transfer, LLC, a New Jersey limited liability company (the “Warrant Agent”). WHEREAS, pursuant to the terms of that certain Underwriting Agreement (“Unde

July 30, 2020 EX-3.3

Amended and Restated Bylaws of Kubient, Inc.

Exhibit 3.3 BYLAWS OF KUBIENT, INC. ARTICLE I CORPORATE OFFICES 1.1. REGISTERED OFFICE. The registered agent and office of Kubient, Inc. (the “Corporation”) in the State of Delaware shall be as designated in the Corporation’s certificate of incorporation (as might be further amended or restated from time to time, the “Certificate of Incorporation”). 1.2. OTHER OFFICES. The board of directors of th

July 29, 2020 CORRESP

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Waller Lansden Dortch & Davis, LLP 511 Union Street, Suite 2700 P.O. Box 198966 Nashville, TN 37219-8966 615.244.6380 main 615.244.6804 fax wallerlaw.com Marc J. Adesso 615.850.8063 direct [email protected] July 29, 2020 United States Securities and Exchange Commission Division of Corporation Finance Office of Technology Washington, D.C., 20549 Attn: Larry Spirgel and Matthew Crispino Re:

July 29, 2020 CORRESP

-

Waller Lansden Dortch & Davis, LLP 511 Union Street, Suite 2700 P.O. Box 198966 Nashville, TN 37219-8966 615.244.6380 main 615.244.6804 fax wallerlaw.com Marc J. Adesso 615.850.8063 direct [email protected] July 29, 2020 United States Securities and Exchange Commission Division of Corporation Finance Office of Technology Washington, D.C., 20549 Attn: Larry Spirgel and Matthew Crispino Re:

July 13, 2020 S-1/A

- S-1/A

As filed with the Securities and Exchange Commission on July 10, 2020 Registration Statement No.

July 2, 2020 EX-10.13

Master Services Agreement with Sphere Digital, LLC dated June 1, 2018*

Exhibit 10.13 Master Services Agreement This Master Services Agreement (the “Agreement”), dated as of June 1, 2018 (the “Effective Date”), is by and between Kubient, Inc., a Delaware corporation, with executive offices located at 111 West 28th Street, New York, NY 10001 (the “Service Provider”) and Sphere Digital, a Delaware corporation, with executive offices located at 100 Wilshire Blvd., Suite

July 2, 2020 EX-10.9

Employment Agreement with Joshua Weiss dated December 23, 2019*+

Exhibit 10.9 KUBIENT, INC. EMPLOYMENT AGREEMENT This Employment Agreement (the "Agreement") is made and entered into by and between Josh Weiss ("Executive") and Kubient, Inc. (the "Company") (together referred to herein as the "Parties"), dated as of December 23, 2019 and effective as of the Effective Date (as defined below). RECITALS A. The Company desires to assure itself of the services of Exec

July 2, 2020 CORRESP

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Waller Lansden Dortch & Davis, LLP 511 Union Street, Suite 2700 615.244.6380 main P.O. Box 198966 615.244.6804 fax Nashville, TN 37219-8966 wallerlaw.com Marc J. Adesso 615.850.8063 direct [email protected] July 2, 2020 United States Securities and Exchange Commission Division of Corporation Finance Office of Technology Washington, D.C., 20549 Attn: Larry Spirgel and Matthew Crispino Re: K

July 2, 2020 EX-10.3

Sublease Termination Agreement with OneQube, Inc. dated June 18, 2020

Exhibit 10.3 SUBLEASE TERMINATION AGREEMENT THIS SUBLEASE TERMINATION AGREEMENT (this “Agreement”) is made and entered into as of the date of the last party to execute this Agreement, by and between OneQube, Inc., a Delaware corporation (“Sublessor”) and Kubient, Inc., a Delaware corporation (“Sublessee”), under the following circumstances: A. Sublessor (as lessee under that certain agreement of l

July 2, 2020 EX-10.14

Master Services Agreement with The Associated Press dated February 5, 2020*

Exhibit 10.14 MASTER SERVICES AGREEMENT This Master Services Agreement (the "Agreement"), dated as of the 5th day of February, 2020 (the "Effective Date"), is by and between Kubient Inc., with offices located at 330 7th Avenue, 10th Floor, New York, NY 10001 ("Kubient") and The Associated Press, a New York not-for-profit corporation with principal place of business located at 200 Liberty Street, N

July 2, 2020 EX-10.12

License Agreement with Sphere Digital, LLC dated June 1, 2018*

Exhibit 10.12 LICENSE AGREEMENT This LICENSE AGREEMENT (the “Agreement”) is made as of the 1st day of June, 2018 (the “Effective Date”) by and between Kubient, Inc. (“Kubient”), a Delaware corporation having its executive offices located at 111 West 28th Street, New York, NY 10001 and Sphere Digital, a Delaware corporation (“Sphere”) having its executive offices located at 100 Wilshire Blvd., Suit

July 2, 2020 S-1

Registration Statement - FORM S-1

As filed with the Securities and Exchange Commission on July 2, 2020 Registration Statement No.

July 2, 2020 EX-10.6

Employment Agreement with Christopher Francia dated May 26, 2017*+

Exhibit 10.6 Date May 26, 2017 Dear Christopher, We're delighted to extend this offer of employment for the position of Vice President Products with Kubient, Inc. Please review this summary of terms and conditions for your anticipated employment with us. If you accept this offer, your start date will be May 26, 2017 ("Start Date") or another mutually agreed upon date and you would report to Mr. Pa

November 26, 2019 EX-10.3

Consulting Agreement

Exhibit 10.3 Consulting Agreement THIS CONSULTING AGREEMENT (the “Agreement”), effective as of June 8, 2019 is entered into by and between Kubient, Inc., a Delaware corporation (“Company”), Philip Anderson, (“Consultant”). Recitals The Company and Consultant desire to enter into a relationship whereby Consultant will act as Company’s non-exclusive consultant under the terms and conditions stated i

November 26, 2019 EX-10.2

License Agreement with OneQube, Inc. dated June 1, 2018*

Exhibit 10.2 LICENSE AGREEMENT THIS LICENSE AGREEMENT (the “Agreement”) as of June 1, 2018 (the “Effective Date”) made by and between OneQube, Inc. having its principal office at 330 7th Avenue 10th Fl., New York, NY 10001 (“LICENSOR”), and Kubient, having their principal places of business at 44 West 28th Street New York, New York 10003 (collectively, the “LICENSEE”). WITNESSETH WHEREAS, under an

November 26, 2019 EX-10.8

Amendment to Employment Agreement with Paul Roberts dated October 2, 2019*+

Exhibit 10.8 Kubient,Inc. Amendment to Employment Agreement This Amendment to the employment agreement between Paul Roberts (“Executive”) and Kubient, Inc. (the “Company”) (together referred to herein as the “Parties”) is entered into effective October 2, 2019. RECITALS: WHEREAS, the Parties entered into an agreement for the employment of the Executive by the Company on May 26, 2017 (the “Agreemen

November 26, 2019 EX-10.1

Amended and Restated Kubient, Inc. Incentive Stock Plan dated October 2, 2019*

Exhibit 10.1 KUBIENT, INC. 2017 EQUITY INCENTIVE PLAN As Amended and Restated October 2, 2019 1. Purpose. The purpose of the Plan is to advance the interests of the Company’s stockholders by enhancing the Company’s ability to attract, retain and motivate persons who make (or are expected to make) important contributions to the Company by providing such persons with equity ownership opportunities a

November 26, 2019 EX-10.7

Employment Agreement with Paul Roberts dated May 26, 2017*+

Exhibit 10.7 KUBIENT, INC. EMPLOYMENT AGREEMENT This Employment Agreement (the “Agreement”) is made and entered into by and between Paul Roberts (“Executive”) and Kubient, Inc. (the “Company”) (together referred to herein as the “Parties”), dated as of May 26, 2017 and effective as of the Effective Date (as defined below). R E C I T A L S A. The Company desires to assure itself of the services of

November 26, 2019 EX-10.4

Employment Agreement with Christopher Andrews dated June 17, 2019*+

Exhibit 10.4 KUBIENT, INC. EMPLOYMENT AGREEMENT This Employment Agreement (the “Agreement”) is made and entered into by and between Christopher Andrews (“Executive”) and Kubient, Inc. (the “Company”) (together referred to herein as the “Parties”), dated as of June 17, 2019 and effective as of the Effective Date (as defined below). R E C I T A L S A. The Company desires to assure itself of the serv

November 26, 2019 DRS

-

As confidentially submitted to the Securities and Exchange Commission on November 25, 2019.

November 26, 2019 EX-10.6

Employment Agreement with Pavel Medvedev dated April 12, 2018*+

EX-10.6 7 filename7.htm Exhibit 10.6 April 12, 2017 Dear Pavel, We’re delighted to extend this offer of employment for the position of Chief Technology Officer with Kubient. Please review this summary of terms and conditions for your anticipated employment with us. If you accept this offer, your start date will be April 16, 2018 or another mutually agreed upon date and you would report to Paul Rob

November 26, 2019 EX-21.1

Subsidiary of the Registrant*

Exhibit 21.1 Subsidiary of the Registrant Name of Subsidiary Jurisdiction of Formation Fidelity Media, LLC Delaware

November 26, 2019 EX-10.9

Amendment to Employment Agreement with Pavel Medvedev dated November 21, 2019*+

Exhibit 10.9 KUBIENT, INC. 330 7th Avenue, 10th Floor New York, New York 10011 November 21, 2019 Pavel Medvedev 300 Winston Drive, Apt. 306 Cliffside Park, New Jersey 07010 Dear Pavel, On April 16, 2018 you accepted a written offer of employment (the “Offer Letter”) extended to you by Kubient, Inc. (“Kubient”), for the position of Chief Technology Officer of Kubient. The Offer Letter, which was mi

November 26, 2019 EX-10.5

Employment Agreement with Peter Bordes dated May 15, 2019*+

Exhibit 10.5 KUBIENT, INC. EMPLOYMENT AGREEMENT This Employment Agreement (the “Agreement”) is made and entered into by and between Peter Bordes (“Executive”) and Kubient, Inc. (the “Company”) (together referred to herein as the “Parties”), dated as of May 15, 2019 and effective as of the Effective Date (as defined below). R E C I T A L S A. The Company desires to assure itself of the services of

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