KSBI / KS Bancorp, Inc. - Pengajuan SECLaporan Tahunan, Pernyataan Proksi

KS Bancorp, Inc.
US ˙ OTCPK

Mga Batayang Estadistika
CIK 912764
SEC Filings
All companies that sell securities in the United States must register with the Securities and Exchange Commission (SEC) and file reports on a regular basis. These reports include company annual reports (10K, 10Q), news updates (8K), investor presentations (found in 8Ks), insider trades (form 4), ownership reports (13D, and 13G), and reports related to the specific securities sold, such as registration statements and prospectus. This page shows recent SEC filings related to KS Bancorp, Inc.
SEC Filings (Chronological Order)
Halaman ini menyediakan daftar lengkap dan kronologis dari Pengajuan SEC, tidak termasuk pengajuan kepemilikan yang kami sediakan di tempat lain.
April 6, 2005 DEFA14A

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. )

DEFA14A 1 ddefa14a.htm DEFINITIVE NOTICE AND PROXY STATEMENT UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant x Filed by a Party other than the Registrant ¨ Check the appropriate box: ¨ Preliminary Proxy Statement ¨ Confidential, for Use of t

March 23, 2005 SC 13E3/A

SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FINAL AMENDMENT SCHEDULE 13E-3 (Rule 13e-100) Transaction Statement Under Section 13(e) of the Securities Exchange Act of 1934 and Rule 13e-3 Thereunder Rule 13e-3 Transaction Statement under Se

SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FINAL AMENDMENT TO SCHEDULE 13E-3 (Rule 13e-100) Transaction Statement Under Section 13(e) of the Securities Exchange Act of 1934 and Rule 13e-3 Thereunder Rule 13e-3 Transaction Statement under Section 13(e) of the Securities Exchange Act of 1934 KS BANCORP, INC.

March 23, 2005 15-12G

OMB APPROVAL

OMB APPROVAL OMB Number: 3235-0167 Expires: October 31, 2007 Estimated average burden hours per response .

March 18, 2005 EX-99.1

KS BANCORP, INC. P.O. BOX 661 SMITHFIELD, NC 27577

Exhibit 99.1 KS BANCORP, INC. P.O. BOX 661 SMITHFIELD, NC 27577 PRESS RELEASE Contact: Harold T. Keen Earl W. Worley, Jr President and Chief Executive Officer Chief Financial Officer (919) 938-3101 (919) 938-3101 KS BANCORP, INC. ANNOUNCES COMPLETION OF REVERSE AND FORWARD STOCK SPLITS AND TRADING SYMBOL CHANGE SMITHFIELD, N.C. — (BUSINESS WIRE) — March 18, 2005 — The Board of Directors of KS Banc

March 18, 2005 8-K

Material Modification to Rights of Security Holders, Financial Statements and Exhibits

8-K 1 d8k.htm FORM 8-K Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (date of earliest event reported): March 15, 2005 KS Bancorp, Inc. (Exact Name of Registrant as Specified in Its Charter) North Carolina 000-22734 56-1842707 (State or Other Jur

March 16, 2005 EX-99.1

KS BANCORP, INC. P.O. BOX 661 SMITHFIELD, NC 27577

EXHIBIT 99.1 KS BANCORP, INC. P.O. BOX 661 SMITHFIELD, NC 27577 PRESS RELEASE Contact: Harold T. Keen Earl W. Worley, Jr President and Chief Executive Officer Chief Financial Officer (919) 938-3101 (919) 938-3101 KS BANCORP, INC. (KSAV) ANNOUNCES SHAREHOLDERS OVERWHELMINGLY APPROVE REVERSE AND FORWARD STOCK SPLITS SMITHFIELD, N.C. –(BUSINESS WIRE)–March 15, 2005—The Board of Directors of KS Bancor

March 16, 2005 8-K

Financial Statements and Exhibits, Other Events

Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (date of earliest event reported): March 14, 2005 KS Bancorp, Inc. (Exact Name of Registrant as Specified in Its Charter) North Carolina 000-22734 56-1842707 (State or Other Jurisdiction of Incorporat

March 7, 2005 8-K

Other Events

Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (date of earliest event reported): March 2, 2005 KS Bancorp, Inc. (Exact Name of Registrant as Specified in Its Charter) North Carolina 000-22734 56-1842707 (State or Other Jurisdiction of Incorporati

March 4, 2005 SC 13D/A

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Schedule 13D/A Under the Securities Exchange Act of 1934 (Amendment No. 3) KS Bancorp, Inc. (Name of Issuer) Common Stock, no par value (Title of Class of Securities) (CUSIP Numb

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Schedule 13D/A Under the Securities Exchange Act of 1934 (Amendment No. 3) KS Bancorp, Inc. (Name of Issuer) Common Stock, no par value (Title of Class of Securities) 48266R108 (CUSIP Number) C. Felix Harvey P.O. Box 189 Kinston, NC 28502 (252) 523-3862 Maurice J. Koury P.O. Box 850 Burlington, North Carolina 27216 (336) 226-5

March 4, 2005 EX-4

JOINT FILING AGREEMENT PURSUANT TO RULE 13d-1(k)(1)

Joint Filing Agreement Exhibit 4 JOINT FILING AGREEMENT PURSUANT TO RULE 13d-1(k)(1) The undersigned acknowledge and agree that the foregoing Amendment No.

February 22, 2005 SC 13D/A

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Schedule 13D/A Under the Securities Exchange Act of 1934 (Amendment No. 2) KS Bancorp, Inc. (Name of Issuer) Common Stock, no par value (Title of Class of Securities) (CUSIP Numb

SC 13D/A 1 dsc13da.htm SCHEDULE 13D/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Schedule 13D/A Under the Securities Exchange Act of 1934 (Amendment No. 2) KS Bancorp, Inc. (Name of Issuer) Common Stock, no par value (Title of Class of Securities) 48266R108 (CUSIP Number) C. Felix Harvey P.O. Box 189 Kinston, NC 28502 (252) 523-3862 Maurice J. Koury P.O. Box 850 Burlin

February 7, 2005 SC 13D/A

OMB APPROVAL

SC 13D/A 1 dsc13da.htm AMENDMENT NO. 1 TO SC 13D OMB APPROVAL OMB Number: 3235-0145 Expires: December 31, 2005 Estimated average burden hours per response . . . 11 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D/A Under The Securities Exchange Act of 1934 (Amendment No. 1)* KS Bancorp, Inc. (Name of Issuer) Common Stock, no par value (Title of Class of Securiti

January 31, 2005 DEFR14A

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. )

DEFR14A 1 ddefr14a.htm KS BANCORP Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant x Filed by a Party other than the Registrant ¨ Check the appropriate box: ¨ Preliminary Proxy Statement ¨ Confidential, for Use of the Commis

January 28, 2005 EX-16.A.3

LETTER TO SHAREHOLDERS FROM HAROLD T. KEEN, PRESIDENT AND CHIEF EXECUTIVE OFFICER (See attached) [KS Bancorp, Inc. letterhead] February 1, 2005

EX-16.A.3 2 dex16a3.htm LETTER TO SHAREHOLDERS EXHIBIT 16(a)(3) LETTER TO SHAREHOLDERS FROM HAROLD T. KEEN, PRESIDENT AND CHIEF EXECUTIVE OFFICER (See attached) [KS Bancorp, Inc. letterhead] February 1, 2005 Dear Fellow Shareholders: You are cordially invited to attend a special meeting of shareholders of KS Bancorp, Inc. on March 14, 2005 at 7:00 p.m. EST. The meeting will be held at our corporat

January 28, 2005 EX-99

[KS Bancorp, Inc. letterhead] February 1, 2005

[KS Bancorp, Inc. letterhead] February 1, 2005 Dear Fellow Shareholders: You are cordially invited to attend a special meeting of shareholders of KS Bancorp, Inc. on March 14, 2005 at 7:00 p.m. EST. The meeting will be held at our corporate offices at 1031 North Brightleaf Blvd., Smithfield, North Carolina. This past year marked the 11th Anniversary of KS Bancorp, Inc. and the 80th year of operati

January 28, 2005 DEF 14A

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. )

DEF 14A 1 ddef14a.htm DEFINITVE PROXY STATEMENT Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant x Filed by a Party other than the Registrant ¨ Check the appropriate box: ¨ Preliminary Proxy Statement ¨ Confidential, for Use

January 28, 2005 SC 13E3/A

SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 AMENDMENT NO. 2 TO SCHEDULE 13E-3 (Rule 13e-100) Transaction Statement Under Section 13(e) of the Securities Exchange Act of 1934 and Rule 13e-3 Thereunder Rule 13e-3 Transaction Statement under

SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 AMENDMENT NO. 2 TO SCHEDULE 13E-3 (Rule 13e-100) Transaction Statement Under Section 13(e) of the Securities Exchange Act of 1934 and Rule 13e-3 Thereunder Rule 13e-3 Transaction Statement under Section 13(e) of the Securities Exchange Act of 1934 KS BANCORP, INC. (Name of Issuer) KS BANCORP, INC. (Name of Persons Filing Statement) Common Sto

January 28, 2005 EX-16.A.4

LETTER TO PARTICIPANTS IN THE EMPLOYEE STOCK OWNERSHIP PLAN OF KS BANK, INC., ALONG WITH CORRESPONDING INSTRUCTION CARD (See attached)

EX-16.A.4 3 dex16a4.htm EXHIBIT 16.(A) (4) EXHIBIT 16(a)(4) LETTER TO PARTICIPANTS IN THE EMPLOYEE STOCK OWNERSHIP PLAN OF KS BANK, INC., ALONG WITH CORRESPONDING INSTRUCTION CARD (See attached) February 1, 2005 To: Participants in the KS Bank, Inc. Employee Stock Ownership Plan Provisions of the KS Bank, Inc. Employee Stock Ownership Plan (the “ESOP”) entitle participants to instruct the trustees

January 21, 2005 8-K

Financial Statements and Exhibits, Results of Operations and Financial Condition

Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (date of earliest event reported): January 21, 2005 KS Bancorp, Inc. (Exact Name of Registrant as Specified in Its Charter) North Carolina 000-22734 56-1842707 (State or Other Jurisdiction of Incorpor

January 21, 2005 EX-99.1

KS BANCORP, INC. P.O. BOX 661 SMITHFIELD, NC 27577

Exhibit 99.1 KS BANCORP, INC. P.O. BOX 661 SMITHFIELD, NC 27577 PRESS RELEASE Contact: Harold T. Keen Earl W. Worley, Jr President and Chief Executive Officer Chief Financial Officer (919) 938-3101 (919) 938-3101 KS Bancorp, Inc. (KSAV) Announces Fourth Quarter and Year End 2004 Financial Results and Cash Dividend. Smithfield, NC—(Business Wire)—January 21, 2005. KS Bancorp, Inc. (OTCBB: KSAV), pa

January 18, 2005 EX-16.A.4

LETTER TO PARTICIPANTS IN THE EMPLOYEE STOCK OWNERSHIP PLAN OF KS BANK, INC., ALONG WITH CORRESPONDING INSTRUCTION CARD (See attached)

EX-16.A.4 2 dex16a4.htm EXHIBIT 16A.4 EXHIBIT 16(a)(4) LETTER TO PARTICIPANTS IN THE EMPLOYEE STOCK OWNERSHIP PLAN OF KS BANK, INC., ALONG WITH CORRESPONDING INSTRUCTION CARD (See attached) January [ ], 2005 To: Participants in the KS Bank, Inc. Employee Stock Ownership Plan Provisions of the KS Bank, Inc. Employee Stock Ownership Plan (the “ESOP”) entitle participants to instruct the trustees of

January 18, 2005 PRER14A

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. 1 )

PRER14A 1 dprer14a.htm AMENDMENT NO.1 TO SCHEDULE 14A Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. 1 ) Filed by the Registrant x Filed by a Party other than the Registrant ¨ Check the appropriate box: x Preliminary Proxy Statement ¨ Confidential,

January 18, 2005 SC 13E3/A

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 AMENDMENT No. 1 SCHEDULE 13E-3 (Rule 13e-100) Transaction Statement Under Section 13(e) of the Securities Exchange Act of 1934 and Rule 13e-3 Thereunder RULE 13e-3 TRANSACTION ST

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 AMENDMENT No. 1 SCHEDULE 13E-3 (Rule 13e-100) Transaction Statement Under Section 13(e) of the Securities Exchange Act of 1934 and Rule 13e-3 Thereunder RULE 13e-3 TRANSACTION STATEMENT under Section 13(e) of the Securities Exchange Act of 1934 KS BANCORP, INC. (Name of Issuer) KS BANCORP, INC. (Name of Persons Filing Statemen

December 22, 2004 8-K

Financial Statements and Exhibits, Other Events

Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (date of earliest event reported): December 22, 2004 KS Bancorp, Inc. (Exact Name of Registrant as Specified in Its Charter) North Carolina 000-22734 56-1842707 (State or Other Jurisdiction of Incorpo

December 22, 2004 SC 13E3

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13E-3 (Rule 13e-100) Transaction Statement Under Section 13(e) of the Securities Exchange Act of 1934 and Rule 13e-3 Thereunder RULE 13e-3 TRANSACTION STATEMENT under Se

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13E-3 (Rule 13e-100) Transaction Statement Under Section 13(e) of the Securities Exchange Act of 1934 and Rule 13e-3 Thereunder RULE 13e-3 TRANSACTION STATEMENT under Section 13(e) of the Securities Exchange Act of 1934 KS BANCORP, INC. (Name of Issuer) KS BANCORP, INC. (Name of Persons Filing Statement) Common Stock

December 22, 2004 EX-16.C.1

PRESENTATION DATED DECEMBER 7, 2004 OF TRIANGLE CAPITAL PARTNERS, LLC (See attached) Table of Contents 1. Trading Market 2. Valuation Analysis 3. Pro Forma Analysis Triangle Capital Partners Triangle Capital Partners, LLC 3600 Glenwood Avenue, Suite

EXHIBIT 16(c)(1) PRESENTATION DATED DECEMBER 7, 2004 OF TRIANGLE CAPITAL PARTNERS, LLC (See attached) Table of Contents 1.

December 22, 2004 EX-16.C.2

PRESENTATION DATED OCTOBER 11, 2004 OF TRIANGLE CAPITAL PARTNERS, LLC (See attached) Table of Contents 1. Trading Analysis 2. Going Private 3. Going Private Analysis 4. Repurchase Analysis 5. Recent News Articles (Omitted) 6. Market Update 7. KS Banc

EXHIBIT 16(c)(2) PRESENTATION DATED OCTOBER 11, 2004 OF TRIANGLE CAPITAL PARTNERS, LLC (See attached) Table of Contents 1.

December 22, 2004 PRE 14A

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. )

PRE 14A 1 dpre14a.htm PRELIMINARY PROXY Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant x Filed by a Party other than the Registrant ¨ Check the appropriate box: x Preliminary Proxy Statement ¨ Confidential, for Use of the

December 22, 2004 EX-99.1

KS BANCORP, INC. P.O. BOX 661 SMITHFIELD, NC 27577

EX-99.1 2 dex991.htm PRESS RELEASE Exhibit 99.1 KS BANCORP, INC. P.O. BOX 661 SMITHFIELD, NC 27577 FOR IMMEDIATE RELEASE Contact: Harold T. Keen Earl W. Worley, Jr President and Chief Executive Officer Chief Financial Officer (919) 938-3101 (919) 938-3101 KS BANCORP, INC. ANNOUNCES PLAN TO DEREGISTER (Smithfield, North Carolina) December 22, 2004 – KS Bancorp, Inc. (OTCBB: KSAV) announced today th

December 22, 2004 EX-16.A.4

LETTER TO PARTICIPANTS IN THE EMPLOYEE STOCK OWNERSHIP PLAN OF KS BANK, INC., ALONG WITH CORRESPONDING INSTRUCTION CARD (See attached)

EXHIBIT 16(a)(4) LETTER TO PARTICIPANTS IN THE EMPLOYEE STOCK OWNERSHIP PLAN OF KS BANK, INC.

November 12, 2004 10QSB

U. S. SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D. C. 20549 FORM 10-QSB

Table of Contents U. S. SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D. C. 20549 FORM 10-QSB x Quarterly Report Under Section 13 or 15(d) of the Securities Exchange Act of 1934 For the quarterly period ended September 30, 2004 ¨ Transition Report Under Section 13 or 15(d) of the Securities Exchange Act of 1934 For the transition period ended Commission File Number 000-22734 KS BANCORP, INC. (Exa

October 25, 2004 EX-99.1

KS BANCORP, INC P.O. BOX 661 SMITHFIELD, NC 27577

EX-99.1 2 dex991.htm PRESS RELEASE Exhibit 99.1 KS BANCORP, INC P.O. BOX 661 SMITHFIELD, NC 27577 PRESS RELEASE Contact: Harold T. Keen Earl W. Worley, Jr President and Chief Executive Officer Chief Financial Officer (919) 938-3101 (919) 938-3101 Smithfield, NC –October 22, 2004 KS Bancorp, Inc. (KSAV) Announces Third Quarter and Year to Date 2004 Financial Results and Dividend. KS Bancorp, Inc. t

October 25, 2004 8-K

Financial Statements and Exhibits, Results of Operations and Financial Condition

Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (date of earliest event reported): October 22, 2004 KS Bancorp, Inc. (Exact Name of Registrant as Specified in Its Charter) North Carolina 000-22734 56-1842707 (State or Other Jurisdiction of Incorpor

August 11, 2004 10QSB

U. S. SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D. C. 20549 FORM 10-QSB [X] Quarterly Report Under Section 13 or 15(d) of the Securities Exchange Act of 1934 For the quarterly period ended June 30, 2004 [ ] Transition Report Under Section 13 or

Table of Contents U. S. SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D. C. 20549 FORM 10-QSB [X] Quarterly Report Under Section 13 or 15(d) of the Securities Exchange Act of 1934 For the quarterly period ended June 30, 2004 [ ] Transition Report Under Section 13 or 15(d) of the Securities Exchange Act of 1934 For the transition period ended Commission File Number 000-22734 KS BANCORP, INC. (Exac

July 26, 2004 8-K

Current Report

Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (date of earliest event reported): July 23, 2004 KS Bancorp, Inc. (Exact Name of Registrant as Specified in Its Charter) North Carolina 000-22734 56-1842707 (State or Other Jurisdiction of Incorporati

July 26, 2004 EX-99.1

KS BANCORP, INC P.O. BOX 661 SMITHFIELD, NC 27577

Exhibit 99.1 KS BANCORP, INC P.O. BOX 661 SMITHFIELD, NC 27577 PRESS RELEASE Contact: Harold T. Keen Earl W. Worley, Jr President and Chief Executive Officer Chief Financial Officer (919) 938-3101 (919) 938-3101 Smithfield, NC –July 23, 2004 KS Bancorp, Inc. (KSAV) Announces Second Quarter 2004 Financial Results and Dividend. KS Bancorp, Inc. today reported consolidated earnings of $320,000 ($0.27

May 13, 2004 10QSB

U. S. SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D. C. 20549 FORM 10-QSB

Table of Contents U. S. SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D. C. 20549 FORM 10-QSB x Quarterly Report Under Section 13 or 15(d) of the Securities Exchange Act of 1934 For the quarterly period ended March 31, 2004 ¨ Transition Report Under Section 13 or 15(d) of the Securities Exchange Act of 1934 For the transition period ended Commission File Number 000-22734 KS BANCORP, INC. (Exact n

May 13, 2004 EX-10.1

KS BANK, INC. EMPLOYMENT AGREEMENT

Exhibit 10.1 KS BANK, INC. EMPLOYMENT AGREEMENT THIS AGREEMENT entered into as of January 12, 2004, by and between KS Bank, Inc., (hereinafter referred to as the “Bank”) and Harold T. Keen (hereinafter referred to as the “Officer”) and is joined in by KS Bancorp, Inc., the parent holding company of the Bank (hereinafter referred to as the “Holding Company”). WHEREAS, the Officer has heretofore bee

May 13, 2004 EX-10.2

KS BANK, INC. EMPLOYMENT AGREEMENT

Exhibit 10.2 KS BANK, INC. EMPLOYMENT AGREEMENT THIS AGREEMENT entered into as of January 12, 2004 by and between KS Bank, Inc., (hereinafter referred to as the “Bank”) and Earl W. Worley, Jr. (hereinafter referred to as the “Officer”) and is joined in by KS Bancorp, Inc., the parent holding company of the Bank (hereinafter referred to as the “Holding Company”). WHEREAS, the Officer has heretofore

April 27, 2004 8-K

Current Report

Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (date of earliest event reported): April 23, 2004 KS Bancorp, Inc. (Exact Name of Registrant as Specified in Its Charter) North Carolina 000-22734 56-1842707 (State or Other Jurisdiction of Incorporat

April 27, 2004 EX-99.A

KS BANCORP, INC P.O. BOX 661 SMITHFIELD, NC 27577

Exhibit 99.(a) KS BANCORP, INC P.O. BOX 661 SMITHFIELD, NC 27577 PRESS RELEASE Contact: Harold T. Keen Earl W. Worley, Jr President and Chief Executive Officer Chief Financial Officer (919) 938-3101 (919) 938-3101 Smithfield, NC –April 23, 2004 KS Bancorp, Inc. (KSAV) Announces First Quarter 2004 Financial Results and Dividend. KS Bancorp, Inc. today reported consolidated earnings of $251,000 ($0.

March 29, 2004 10KSB

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-KSB ANNUAL REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended: December 31, 2003 Commission file number: 000-22734 KS BANCO

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-KSB ANNUAL REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended: December 31, 2003 Commission file number: 000-22734 KS BANCORP, INC. (Name of small business issuer in its charter) North Carolina 56-1842707 (State or other jurisdiction of incorporation or organization) (I.R.

March 29, 2004 DEF 14A

OMB APPROVAL

DEF 14A 1 ddef14a.htm DEFINITIVE NOTICE AND PROXY OMB APPROVAL OMB Number: 3235-0059 Expires: August 31, 2004 Estimated average burden hours per response . . . 14.73 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant x Filed by a Party other th

March 29, 2004 EX-99.1

Tables of Additional Financial Information Required by Industry Guide 3

Exhibit 99.1 Tables of Additional Financial Information Required by Industry Guide 3 Table 1. Investment Securities Investment securities at December 31, 2001 consist of the following: 2001 Amortized Cost Gross Unrealized Gains Gross Unrealized Losses Estimated Market Value Held to maturity: Debt securities: Mortgage-backed securities $ 90,774 $ 5,993 $ — $ 96,767 Available for sale: Debt securiti

January 23, 2004 EX-99.A

KS BANCORP, INC P.O. BOX 661 SMITHFIELD, NC 27577

KS BANCORP, INC P.O. BOX 661 SMITHFIELD, NC 27577 PRESS RELEASE January 23, 2004 Contact: Harold T. Keen Earl W. Worley, Jr President and Chief Executive Officer Chief Financial Officer (919) 938-3101 (919) 938-3101 Kenly, NC – January 23, 2004 KS Bancorp, Inc. (KSAV) Announces Fourth Quarter 2003 Financial Results and Dividend. KS Bancorp, Inc. today reported consolidated earnings of $249,000 ($0

January 23, 2004 8-K

Current Report

8-K 1 d8k.htm FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (date of earliest event reported): January 23, 2004 KS Bancorp, Inc. (Exact Name of Registrant as Specified in Its Charter) North Carolina 000-22734 56-1842707 (State or Other Jurisdiction of Inc

November 12, 2003 10QSB

U. S. SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D. C. 20549 FORM 10-QSB x Quarterly Report Under Section 13 or 15(d) of the Securities Exchange Act of 1934 For the quarterly period ended September 30, 2003 ¨ Transition Report Under Section 13 or

U. S. SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D. C. 20549 FORM 10-QSB x Quarterly Report Under Section 13 or 15(d) of the Securities Exchange Act of 1934 For the quarterly period ended September 30, 2003 ¨ Transition Report Under Section 13 or 15(d) of the Securities Exchange Act of 1934 For the transition period ended Commission File Number 000-22734 KS BANCORP, INC. (Exact name of small b

October 27, 2003 8-K

Current Report

Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (date of earliest event reported): October 27, 2003 KS Bancorp, Inc. (Exact Name of Registrant as Specified in Its Charter) North Carolina 000-22734 56-1842707 (State or Other Jurisdiction of Incorpor

October 27, 2003 EX-99.A

KS BANCORP, INC P.O. BOX 219 Kenly, NC 27542

EXHIBIT 99(a) KS BANCORP, INC P.O. BOX 219 Kenly, NC 27542 PRESS RELEASE October 27, 2003 Contact: Harold T. Keen Earl W. Worley, Jr President and Chief Executive Officer Chief Financial Officer (919) 284-4157 (919) 284-4157 Kenly, NC—October 27, 2003 KS Bancorp, Inc. (KSAV) Announces Third Quarter 2003 Financial Results and Dividend. KS Bancorp, Inc. today reported consolidated earnings of $296,0

August 12, 2003 10QSB

U. S. SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D. C. 20549 FORM 10-QSB

U. S. SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D. C. 20549 FORM 10-QSB x Quarterly Report Under Section 13 or 15(d) of the Securities Exchange Act of 1934 For the quarterly period ended June 30, 2003 ¨ Transition Report Under Section 13 or 15(d) of the Securities Exchange Act of 1934 For the transition period ended Commission File Number 000-22734 KS BANCORP, INC. (Exact name of small busine

July 29, 2003 EX-99.A

KS BANCORP, INC P.O. BOX 219 Kenly, NC 27542

Exhibit 99 KS BANCORP, INC P.O. BOX 219 Kenly, NC 27542 PRESS RELEASE July 29, 2003 Contact: Harold T. Keen President and Chief Executive Officer (919) 284-4157 Earl W. Worley, Jr Chief Financial Officer (919) 284-4157 Kenly, NC—July 29, 2003, KS Bancorp, Inc. (KSAV) Announces Second Quarter 2003 Financial Results and Dividend Payment. KS Bancorp, Inc. today reported consolidated earnings of $383,

July 29, 2003 8-K

Current Report

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (date of earliest event reported): July 29, 2003 KS Bancorp, Inc. (Exact Name of Registrant as Specified in Its Charter) North Carolina 000-22734 56-1842707 (State or Other Jurisdiction of Incorporation) (Commission Fi

May 15, 2003 8-K

Current Report

8-K 1 d8k.htm FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (date of earliest event reported): May 6, 2003 KS Bancorp, Inc. (Exact Name of Registrant as Specified in Its Charter) North Carolina 000-22734 56-1842707 (State or Other Jurisdiction of Incorpor

May 1, 2003 10QSB

U. S. SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D. C. 20549 FORM 10-QSB

Table of Contents U. S. SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D. C. 20549 FORM 10-QSB x Quarterly Report Under Section 13 or 15(d) of the Securities Exchange Act of 1934 For the quarterly period ended March 31, 2003 ¨ Transition Report Under Section 13 or 15(d) of the Securities Exchange Act of 1934 For the transition period ended Commission File Number 000-22734 KS BANCORP, INC. (Exact n

May 1, 2003 EX-99.1

Certification of Periodic Financial Report Pursuant to 18 U.S.C. Section 1350

Exhibit 99.1 Certification of Periodic Financial Report Pursuant to 18 U.S.C. Section 1350 Pursuant to 18 U.S.C. Section 1350, as adopted pursuant to Section 906 of the Sarbanes-Oxley Act of 2002, each of the undersigned officers of KS Bancorp, Inc. (the “Company”) certifies that the Quarterly Report on Form 10-QSB for the quarter ended March 31, 2003 fully complies with the requirements of Sectio

March 27, 2003 EX-13

EX-13

KS BANCORP, INC AND SUBSIDIARY TABLE OF CONTENTS SELECTED FINANCIAL DATA........................................................1 REPORT TO STOCKHOLDERS.........................................................2 MANAGEMENT'S DISCUSSION AND ANALYSIS...........................................3 INDEPENDENT AUDITORS' REPORT..................................................13 CONSOLIDATED FINANCIAL STAT

March 27, 2003 DEF 14A

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. )

DEF 14A 1 ddef14a.htm DEFINITIVE NOTICE & PROXY STATEMENT UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant x Filed by a Party other than the Registrant ¨ Check the appropriate box: ¨ Preliminary Proxy Statement ¨ Confidential, for Use of the

March 27, 2003 EX-99

EX-99

EXHIBIT 99 CERTIFICATION OF PERIODIC FINANCIAL REPORT PURSUANT TO 18 U.S.C. SECTION 1350 Pursuant to 18 U.S.C. Section 1350, as adopted pursuant to Section 906 of the Sarbanes-Oxley Act of 2002, each of the undersigned officers of KS Bancorp, Inc. (the "Company") certify that the Annual Report on Form 10-KSB of the Company for the fiscal year ended December 31, 2002 fully complies with the require

March 27, 2003 EX-23.I

EX-23.I

EXHIBIT 23(i) CONSENT OF INDEPENDENT AUDITORS To the Board of Directors KS Bancorp, Inc.

March 27, 2003 10KSB

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-KSB ANNUAL REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended: December 31, 2002 Commission file number: 000-22734 KS BANCO

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-KSB ANNUAL REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended: December 31, 2002 Commission file number: 000-22734 KS BANCORP, INC. (Name of small business issuer in its charter) North Carolina 56-1842707 (State or other jurisdiction of incorporation or organization) (I.R.

November 14, 2002 10QSB

U. S. SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D. C. 20549 FORM 10-QSB x Quarterly Report Under Section 13 or 15(d) of the Securities Exchange Act of 1934 For the quarterly period ended September 30, 2002 o Transition Report Under Section 13 or

10QSB 1 d10qsb.htm QUARTERLY REPORT Table of Contents U. S. SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D. C. 20549 FORM 10-QSB x Quarterly Report Under Section 13 or 15(d) of the Securities Exchange Act of 1934 For the quarterly period ended September 30, 2002 o Transition Report Under Section 13 or 15(d) of the Securities Exchange Act of 1934 For the transition period ended Commission File Nu

November 14, 2002 EX-99.1

Certification of Periodic Financial Report Pursuant to 18 U.S.C. Section 1350

EX-99.1 3 dex991.htm EXHIBIT 99.1 Exhibit 99.1 Certification of Periodic Financial Report Pursuant to 18 U.S.C. Section 1350 Pursuant to 18 U.S.C. Section 1350, as adopted pursuant to Section 906 of the Sarbanes-Oxley Act of 2002, each of the undersigned officers of KS Bancorp, Inc. (the “Company”) certifies that the Quarterly Report on Form 10-QSB for the quarter ended September 30, 2002 fully co

August 9, 2002 10QSB

U. S. SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D. C. 20549 FORM 10-QSB x Quarterly Report Under Section 13 or 15(d) of the Securities Exchange Act of 1934 For the quarterly period ended June 30, 2002 o Transition Report Under Section 13 or 15(d

10QSB 1 d10qsb.htm QUARTERLY REPORT Table of Contents U. S. SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D. C. 20549 FORM 10-QSB x Quarterly Report Under Section 13 or 15(d) of the Securities Exchange Act of 1934 For the quarterly period ended June 30, 2002 o Transition Report Under Section 13 or 15(d) of the Exchange Act For the transition period ended Commission File Number 000-22734 KS BANCOR

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