LMESX / Legg Mason Partners Investment Trust - Clearbridge Appreciation Fund Class IS - Pengajuan SECLaporan Tahunan, Pernyataan Proksi

Legg Mason Partners Investment Trust - Clearbridge Appreciation Fund Class IS
US ˙ US52468E7094
HINDI NA ACTIVE ANG SIMBONG ITO

Mga Batayang Estadistika
LEI 5493008X4JXB7WRB6E40
CIK 880366
SEC Filings
All companies that sell securities in the United States must register with the Securities and Exchange Commission (SEC) and file reports on a regular basis. These reports include company annual reports (10K, 10Q), news updates (8K), investor presentations (found in 8Ks), insider trades (form 4), ownership reports (13D, and 13G), and reports related to the specific securities sold, such as registration statements and prospectus. This page shows recent SEC filings related to Legg Mason Partners Investment Trust - Clearbridge Appreciation Fund Class IS
SEC Filings (Chronological Order)
Halaman ini menyediakan daftar lengkap dan kronologis dari Pengajuan SEC, tidak termasuk pengajuan kepemilikan yang kami sediakan di tempat lain.
May 30, 2025 CORRESP

Morgan, Lewis & Bockius LLP One Federal Street Boston, MA 02110 May 30, 2025

CORRESP Morgan, Lewis & Bockius LLP One Federal Street Boston, MA 02110 May 30, 2025 VIA EDGAR Securities and Exchange Commission Division of Investment Management 100 F Street, N.

August 6, 2024 CORRESP

Morgan, Lewis & Bockius LLP One Federal Street Boston, MA 02110 August 6, 2024

Morgan, Lewis & Bockius LLP One Federal Street Boston, MA 02110 August 6, 2024 VIA EDGAR Securities and Exchange Commission Division of Investment Management 100 F Street, N.

March 28, 2023 NPORT-EX

See Notes to Schedule of Investments. Franklin Global Equity Fund 2023 Quarterly Report 1

NPORT-EX 2 LMA4800LM022823.htm FRANKLIN GLOBAL EQUITY FUND Schedule of investments (unaudited) January 31, 2023 (Percentages shown based on Fund net assets) SECURITY SHARES VALUE COMMON STOCKS - 99.4% COMMUNICATION SERVICES - 6.1% Diversified Telecommunication Services - 0.9% AT&T Inc. 97,000 $ 1,975,890 Entertainment - 1.2% Electronic Arts Inc. 10,400 1,338,272 Nintendo Co. Ltd. 27,000 1,170,661

March 28, 2023 NPORT-EX

See Notes to Schedule of Investments. ClearBridge Select Fund 2023 Quarterly Report 1

NPORT-EX 2 LMA2200LM022823.htm CLEARBRIDGE SELECT FUND Schedule of investments (unaudited) January 31, 2023 (Percentages shown based on Fund net assets) SECURITY SHARES VALUE COMMON STOCKS - 92.9% COMMUNICATION SERVICES - 1.5% Entertainment - 1.2% Endeavor Group Holdings Inc., Class A Shares 1,418,480 $ 31,816,507 * Media - 0.3% Klaviyo Inc. 304,189 6,384,069 *(a)(b)(c) TOTAL COMMUNICATION SERVICE

March 28, 2023 NPORT-EX

See Notes to Schedule of Investments. ClearBridge Tactical Dividend Income Fund 2023 Quarterly Report 1

NPORT-EX 2 LMA2700LM022823.htm CLEARBRIDGE TACTICAL DIVIDEND INCOME FUND Schedule of investments (unaudited) January 31, 2023 (Percentages shown based on Fund net assets) SECURITY SHARES VALUE COMMON STOCKS - 66.3% COMMUNICATION SERVICES - 2.4% Diversified Telecommunication Services - 1.1% Verizon Communications Inc. 85,790 $ 3,566,290 Entertainment - 1.3% Activision Blizzard Inc. 51,800 3,966,326

March 28, 2023 NPORT-EX

See Notes to Schedule of Investments. ClearBridge Large Cap Value Fund 2023 Quarterly Report 1

NPORT-EX 2 LMA1800LM022823.htm CLEARBRIDGE LARGE CAP VALUE FUND Schedule of investments (unaudited) January 31, 2023 (Percentages shown based on Fund net assets) SECURITY SHARES VALUE COMMON STOCKS - 96.9% COMMUNICATION SERVICES - 7.9% Interactive Media & Services - 3.4% Alphabet Inc., Class A Shares 463,660 $ 45,828,154 * Meta Platforms Inc., Class A Shares 365,737 54,483,841 * Total Interactive

March 28, 2023 NPORT-EX

See Notes to Schedule of Investments. ClearBridge Mid Cap Fund 2023 Quarterly Report 1

NPORT-EX 2 LMA1900LM022823.htm CLEARBRIDGE MID CAP FUND Schedule of investments (unaudited) January 31, 2023 (Percentages shown based on Fund net assets) SECURITY SHARES VALUE COMMON STOCKS - 97.1% COMMUNICATION SERVICES - 2.9% Entertainment - 2.9% Endeavor Group Holdings Inc., Class A Shares 1,396,000 $ 31,312,280 * Live Nation Entertainment Inc. 363,000 29,217,870 * TOTAL COMMUNICATION SERVICES

March 28, 2023 NPORT-EX

See Notes to Schedule of Investments. ClearBridge Sustainability Leaders Fund 2023 Quarterly Report 1

NPORT-EX 2 LMA2600LM022823.htm CLEARBRIDGE SUSTAINABILITY LEADERS FUND Schedule of investments (unaudited) January 31, 2023 (Percentages shown based on Fund net assets) SECURITY SHARES VALUE COMMON STOCKS - 96.6% COMMUNICATION SERVICES - 3.7% Entertainment - 1.6% Walt Disney Co. 21,740 $ 2,358,572 * Interactive Media & Services - 2.1% Alphabet Inc., Class A Shares 30,720 3,036,365 * TOTAL COMMUNIC

March 28, 2023 NPORT-EX

See Notes to Schedule of Investments. ClearBridge Mid Cap Growth Fund 2023 Quarterly Report 1

NPORT-EX 2 LMA2000LM022823.htm CLEARBRIDGE MID CAP GROWTH FUND Schedule of investments (unaudited) January 31, 2023 (Percentages shown based on Fund net assets) SECURITY SHARES VALUE COMMON STOCKS - 97.5% COMMUNICATION SERVICES - 2.6% Entertainment - 2.0% Live Nation Entertainment Inc. 45,646 $ 3,674,047 * Interactive Media & Services - 0.6% Bumble Inc., Class A Shares 46,743 1,203,632 * TOTAL COM

March 28, 2023 NPORT-EX

See Notes to Schedule of Investments. ClearBridge Appreciation Fund 2023 Quarterly Report 1

CLEARBRIDGE APPRECIATION FUND Schedule of investments (unaudited) January 31, 2023 (Percentages shown based on Fund net assets) SECURITY SHARES VALUE COMMON STOCKS - 98.

March 28, 2023 NPORT-EX

See Notes to Schedule of Investments. ClearBridge International Value Fund 2023 Quarterly Report 1

CLEARBRIDGE INTERNATIONAL VALUE FUND Schedule of investments (unaudited) January 31, 2023 (Percentages shown based on Fund net assets) SECURITY SHARES VALUE COMMON STOCKS - 98.

March 28, 2023 NPORT-EX

See Notes to Schedule of Investments. ClearBridge Small Cap Growth Fund 2023 Quarterly Report 1

NPORT-EX 2 LMA2400LM022823.htm CLEARBRIDGE SMALL CAP GROWTH FUND Schedule of investments (unaudited) January 31, 2023 (Percentages shown based on Fund net assets) SECURITY SHARES VALUE COMMON STOCKS - 97.8% COMMUNICATION SERVICES - 2.5% Diversified Telecommunication Services - 2.1% Iridium Communications Inc. 1,635,652 $ 97,877,415 * Media - 0.4% Klaviyo Inc. 802,521 16,842,653 *(a)(b)(c) TOTAL CO

February 27, 2023 NPORT-EX

See Notes to Schedule of Investments. Franklin Global Dividend Fund 2022 Quarterly Report 1

HTML FRANKLIN GLOBAL DIVIDEND FUND Schedule of investments (unaudited) December 31, 2022 (Percentages shown based on Fund net assets) SECURITY SHARES VALUE COMMON STOCKS - 98.

February 27, 2023 NPORT-EX

See Notes to Schedule of Investments. ClearBridge International Small Cap Fund 2022 Quarterly Report 1

NPORT-EX 2 LMA1400LM123122.htm CLEARBRIDGE INTERNATIONAL SMALL CAP FUND Schedule of investments (unaudited) December 31, 2022 (Percentages shown based on Fund net assets) SECURITY SHARES VALUE COMMON STOCKS - 80.0% COMMUNICATION SERVICES - 0.7% Media - 0.7% Mediaset Espana Comunicacion SA 51,586 $ 183,031 *(a) CONSUMER DISCRETIONARY - 9.3% Auto Components - 1.3% SAF-Holland SE 33,265 312,186 (a) H

February 27, 2023 NPORT-EX

See Notes to Schedule of Investments. ClearBridge All Cap Value Fund 2022 Quarterly Report 1

HTML CLEARBRIDGE ALL CAP VALUE FUND Schedule of Investments (unaudited) (Percentages shown based on Fund net assets) December 31, 2022 SECURITY SHARES VALUE COMMON STOCKS - 99.

February 27, 2023 NPORT-EX

See Notes to Schedule of Investments. Franklin S&P 500 Index Fund 2022 Quarterly Report 1

HTML FRANKLIN S&P 500 INDEX FUND Schedule of investments (unaudited) December 31, 2022 (Percentages shown based on Fund net assets) SECURITY SHARES VALUE COMMON STOCKS - 99.

February 27, 2023 NPORT-EX

See Notes to Schedule of Investments. ClearBridge Small Cap Value Fund 2022 Quarterly Report 1

HTML CLEARBRIDGE SMALL CAP VALUE FUND (Percentages shown based on Fund net assets) Schedule of Investments (unaudited) (cont’d) December 31, 2022 SECURITY SHARES VALUE COMMON STOCKS - 99.

January 26, 2023 NPORT-EX

See Notes to Schedule of Investments. ClearBridge Aggressive Growth Fund 2022 Quarterly Report 1

HTML CLEARBRIDGE AGGRESSIVE GROWTH FUND Schedule of investments (unaudited) (Percentages shown based on Fund net assets) November 30, 2022 SECURITY SHARES VALUE COMMON STOCKS - 98.

December 27, 2022 NPORT-EX

See Notes to Schedules of Investments. Franklin Multi-Asset Allocation Funds 2022 Quarterly Report 1

HTML FRANKLIN MULTI-ASSET GROWTH FUND Schedules of investments (unaudited) October 31, 2022 (Percentages shown based on Fund net assets) DESCRIPTION SHARES VALUE INVESTMENTS IN UNDERLYING FUNDS(a) - 99.

December 23, 2022 NPORT-EX

See Notes to Schedules of Investments. Franklin Multi-Asset Allocation Funds 2022 Quarterly Report 1

HTML FRANKLIN MULTI-ASSET GROWTH FUND Schedules of investments (unaudited) October 31, 2022 (Percentages shown based on Fund net assets) DESCRIPTION SHARES VALUE INVESTMENTS IN UNDERLYING FUNDS(a) - 99.

December 23, 2022 NPORT-EX

See Notes to Schedules of Investments. Franklin Multi-Asset Allocation Funds 2022 Quarterly Report 1

HTML FRANKLIN MULTI-ASSET GROWTH FUND Schedules of investments (unaudited) October 31, 2022 (Percentages shown based on Fund net assets) DESCRIPTION SHARES VALUE INVESTMENTS IN UNDERLYING FUNDS(a) - 99.

December 23, 2022 NPORT-EX

See Notes to Schedules of Investments. Franklin Multi-Asset Allocation Funds 2022 Quarterly Report 1

HTML FRANKLIN MULTI-ASSET GROWTH FUND Schedules of investments (unaudited) October 31, 2022 (Percentages shown based on Fund net assets) DESCRIPTION SHARES VALUE INVESTMENTS IN UNDERLYING FUNDS(a) - 99.

November 28, 2022 NPORT-EX

See Notes to Schedule of Investments. BrandywineGLOBAL — High Yield Fund 2022 Quarterly Report 1

BRANDYWINEGLOBAL — HIGH YIELD FUND Schedule of investments (unaudited) September 30, 2022 (Percentages shown based on Fund net assets) SECURITY RATE MATURITY DATE FACE AMOUNT VALUE CORPORATE BONDS & NOTES - 92.

November 28, 2022 NPORT-EX

See Notes to Schedule of Investments. BrandywineGLOBAL — Corporate Credit Fund 2022 Quarterly Report 1

BRANDYWINEGLOBAL — CORPORATE CREDIT FUND Schedule of investments (unaudited) September 30, 2022 (Percentages shown based on Fund net assets) SECURITY RATE MATURITY DATE FACE AMOUNT VALUE CORPORATE BONDS & NOTES - 90.

November 28, 2022 NPORT-EX

See Notes to Schedule of Investments. ClearBridge Dividend Strategy Fund 2022 Quarterly Report 1

HTML CLEARBRIDGE DIVIDEND STRATEGY FUND Schedule of investments (unaudited) September 30, 2022 (Percentages shown based on Fund net assets) SECURITY SHARES VALUE COMMON STOCKS - 98.

October 28, 2022 NPORT-EX

See Notes to Schedule of Investments. ClearBridge Large Cap Growth Fund 2022 Quarterly Report 1

CLEARBRIDGE LARGE CAP GROWTH FUND Schedule of investments (unaudited) August 31, 2022 (Percentages shown based on Fund net assets) SECURITY SHARES VALUE COMMON STOCKS - 97.

October 28, 2022 NPORT-EX

See Notes to Schedule of Investments. Franklin U.S. Large Cap Equity Fund 2022 Quarterly Report 1

HTML FRANKLIN U.S. LARGE CAP EQUITY FUND Schedule of investments (unaudited) August 31, 2022 (Percentages shown based on Fund net assets) SECURITY SHARES VALUE COMMON STOCKS - 97.9% COMMUNICATION SERVICES - 6.2% Entertainment - 0.4% Electronic Arts Inc. 6,000 $ 761,220 Interactive Media & Services - 5.1% Alphabet Inc., Class A Shares 38,700 4,188,114 * Alphabet Inc., Class C Shares 36,000 3,929,40

September 23, 2022 NPORT-EX

See Notes to Schedule of Investments. ClearBridge Tactical Dividend Income Fund 2022 Quarterly Report 1

HTML CLEARBRIDGE TACTICAL DIVIDEND INCOME FUND Schedule of investments (unaudited) July 31, 2022 (Percentages shown based on Fund net assets) SECURITY SHARES VALUE COMMON STOCKS - 59.

September 23, 2022 NPORT-EX

See Notes to Schedule of Investments. ClearBridge Mid Cap Growth Fund 2022 Quarterly Report 1

CLEARBRIDGE MID CAP GROWTH FUND Schedule of investments (unaudited) (Percentages shown based on Fund net assets) July 31, 2022 SECURITY SHARES VALUE COMMON STOCKS - 95.

September 23, 2022 NPORT-EX

See Notes to Schedule of Investments. ClearBridge Small Cap Growth Fund 2022 Quarterly Report 1

HTML CLEARBRIDGE SMALL CAP GROWTH FUND Schedule of investments (unaudited) July 31, 2022 (Percentages shown based on Fund net assets) SECURITY SHARES VALUE COMMON STOCKS - 97.

September 23, 2022 NPORT-EX

See Notes to Schedule of Investments. ClearBridge Appreciation Fund 2022 Quarterly Report 1

CLEARBRIDGE APPRECIATION FUND Schedule of investments (unaudited) July 31, 2022 (Percentages shown based on Fund net assets) SECURITY SHARES VALUE COMMON STOCKS - 97.

September 23, 2022 NPORT-EX

See Notes to Schedule of Investments. ClearBridge Large Cap Value Fund 2022 Quarterly Report 1

HTML CLEARBRIDGE LARGE CAP VALUE FUND Schedule of investments (unaudited) July 31, 2022 (Percentages shown based on Fund net assets) SECURITY SHARES VALUE COMMON STOCKS - 97.

September 23, 2022 NPORT-EX

See Notes to Schedule of Investments. ClearBridge Select Fund 2022 Quarterly Report 1

HTML CLEARBRIDGE SELECT FUND Schedule of investments (unaudited) July 31, 2022 (Percentages shown based on Fund net assets) SECURITY SHARES VALUE COMMON STOCKS - 94.

September 23, 2022 NPORT-EX

See Notes to Schedule of Investments. ClearBridge Sustainability Leaders Fund 2022 Quarterly Report 1

HTML CLEARBRIDGE SUSTAINABILITY LEADERS FUND Schedule of investments (unaudited) July 31, 2022 (Percentages shown based on Fund net assets) SECURITY SHARES VALUE COMMON STOCKS - 97.

September 23, 2022 NPORT-EX

See Notes to Schedule of Investments. Franklin Global Equity Fund 2022 Quarterly Report 1

FRANKLIN GLOBAL EQUITY FUND Schedule of investments (unaudited) July 31, 2022 (Percentages shown based on Fund net assets) SECURITY SHARES VALUE COMMON STOCKS - 99.

September 23, 2022 NPORT-EX

See Notes to Schedule of Investments. ClearBridge International Value Fund 2022 Quarterly Report 1

HTML CLEARBRIDGE INTERNATIONAL VALUE FUND (Percentages shown based on Fund net assets) Schedule of investments (unaudited) July 31, 2022 SECURITY SHARES VALUE COMMON STOCKS - 101.

September 23, 2022 NPORT-EX

See Notes to Schedule of Investments. ClearBridge Mid Cap Fund 2022 Quarterly Report 1

CLEARBRIDGE MID CAP FUND (Percentages shown based on Fund net assets) Schedule of investments (unaudited) July 31, 2022 SECURITY SHARES VALUE COMMON STOCKS - 97.

August 25, 2022 NPORT-EX

See Notes to Schedule of Investments. Franklin Global Dividend Fund 2022 Quarterly Report 1

HTML FRANKLIN GLOBAL DIVIDEND FUND (Percentages shown based on Fund net assets) Schedule of investments (unaudited) June 30, 2022 SECURITY SHARES VALUE COMMON STOCKS - 94.

August 25, 2022 NPORT-EX

See Notes to Schedule of Investments. Franklin S&P 500 Index Fund 2022 Quarterly Report 1

HTML FRANKLIN S&P 500 INDEX FUND Schedule of investments (unaudited) (Percentages shown based on Fund net assets) June 30, 2022 SECURITY SHARES VALUE COMMON STOCKS - 98.

August 25, 2022 NPORT-EX

See Notes to Schedule of Investments. ClearBridge All Cap Value Fund 2022 Quarterly Report 1

HTML CLEARBRIDGE ALL CAP VALUE FUND Schedule of investments (unaudited) (Percentages shown based on Fund net assets) June 30, 2022 SECURITY SHARES VALUE COMMON STOCKS - 97.

August 25, 2022 NPORT-EX

See Notes to Schedule of Investments. ClearBridge International Small Cap Fund 2022 Quarterly Report 1

CLEARBRIDGE INTERNATIONAL SMALL CAP FUND Schedule of investments (unaudited) June 30, 2022 (Percentages shown based on Fund net assets) SECURITY SHARES VALUE COMMON STOCKS - 96.

August 25, 2022 NPORT-EX

See Notes to Schedule of Investments. ClearBridge Small Cap Value Fund 2022 Quarterly Report 1

HTML CLEARBRIDGE SMALL CAP VALUE FUND (Percentages shown based on Fund net assets) Schedule of investments (unaudited) June 30, 2022 SECURITY SHARES VALUE COMMON STOCKS - 98.

July 26, 2022 NPORT-EX

See Notes to Schedule of Investments. ClearBridge Aggressive Growth Fund 2022 Quarterly Report 1

CLEARBRIDGE AGGRESSIVE GROWTH FUND Schedule of Investments (unaudited) May 31, 2022 (Percentages shown based on Fund net assets) SECURITY SHARES VALUE COMMON STOCKS - 100.

June 24, 2022 NPORT-EX

See Notes to Schedule of Investments. Franklin Multi-Asset Allocation Funds 2022 Quarterly Report 1

HTML FRANKLIN MULTI-ASSET GROWTH FUND (Percentages shown based on Fund net assets) Schedules of investments (unaudited) April 30, 2022 DESCRIPTION SHARES VALUE INVESTMENTS IN UNDERLYING FUNDS(a) - 99.

June 24, 2022 NPORT-EX

See Notes to Schedule of Investments. Franklin Multi-Asset Allocation Funds 2022 Quarterly Report 1

HTML FRANKLIN MULTI-ASSET GROWTH FUND (Percentages shown based on Fund net assets) Schedules of investments (unaudited) April 30, 2022 DESCRIPTION SHARES VALUE INVESTMENTS IN UNDERLYING FUNDS(a) - 99.

June 24, 2022 NPORT-EX

See Notes to Schedule of Investments. Franklin Multi-Asset Allocation Funds 2022 Quarterly Report 1

HTML FRANKLIN MULTI-ASSET GROWTH FUND (Percentages shown based on Fund net assets) Schedules of investments (unaudited) April 30, 2022 DESCRIPTION SHARES VALUE INVESTMENTS IN UNDERLYING FUNDS(a) - 99.

June 24, 2022 NPORT-EX

See Notes to Schedule of Investments. Franklin Multi-Asset Allocation Funds 2022 Quarterly Report 1

HTML FRANKLIN MULTI-ASSET GROWTH FUND (Percentages shown based on Fund net assets) Schedules of investments (unaudited) April 30, 2022 DESCRIPTION SHARES VALUE INVESTMENTS IN UNDERLYING FUNDS(a) - 99.

May 27, 2022 NPORT-EX

See Notes to Schedule of Investments. ClearBridge Dividend Strategy Fund 2022 Quarterly Report 1

CLEARBRIDGE DIVIDEND STRATEGY FUND Schedule of investments (unaudited) March 31, 2022 (Percentages shown based on Fund net assets) SECURITY SHARES VALUE COMMON STOCKS - 98.

May 27, 2022 NPORT-EX

See Notes to Schedule of Investments. BrandywineGLOBAL — High Yield Fund 2022 Quarterly Report 1

BRANDYWINEGLOBAL — HIGH YIELD FUND (Percentages shown based on Fund net assets) Schedule of Investments (unaudited) March 31, 2022 SECURITY RATE MATURITY DATE FACE AMOUNT VALUE CORPORATE BONDS & NOTES - 89.

May 27, 2022 NPORT-EX

See Notes to Schedule of Investments. BrandywineGLOBAL — Corporate Credit Fund 2022 Quarterly Report 1

BRANDYWINEGLOBAL — CORPORATE CREDIT FUND Schedule of investments (unaudited) (Percentages shown based on Fund net assets) March 31, 2022 SECURITY RATE MATURITY DATE FACE AMOUNT VALUE CORPORATE BONDS & NOTES - 88.

May 2, 2022 CORRESP

Morgan, Lewis & Bockius LLP One Federal Street Boston, MA 02110 May 2, 2022

CORRESP 1 filename1.htm Morgan, Lewis & Bockius LLP One Federal Street Boston, MA 02110 May 2, 2022 VIA EDGAR Securities and Exchange Commission Division of Investment Management 100 F Street, N.E. Washington, DC 20549 Attention: Jeff Long Re: The Registrants (the “Registrants”) and Fund (the “Funds”) Listed in Annex A Dear Mr. Long: On behalf of the Registrants,1 we are filing this letter to resp

April 27, 2022 NPORT-EX

See Notes to Schedule of Investments. Franklin U.S. Large Cap Equity Fund 2022 Quarterly Report 1

HTML FRANKLIN U.S. LARGE CAP EQUITY FUND Schedule of investments (unaudited) February 28, 2022 (Percentages shown based on Fund net assets) SECURITY SHARES VALUE COMMON STOCKS - 99.7% COMMUNICATION SERVICES - 8.1% Diversified Telecommunication Services - 0.4% Liberty Global PLC, Class C Shares 31,213 $ 807,480 * Entertainment - 0.5% Activision Blizzard Inc. 9,952 811,088 Interactive Media & Servic

April 27, 2022 NPORT-EX

See Notes to Schedule of Investments. ClearBridge Large Cap Growth Fund 2022 Quarterly Report 1

CLEARBRIDGE LARGE CAP GROWTH FUND (Percentages shown based on Fund net assets) Schedule of Investments (unaudited) February 28, 2022 SECURITY SHARES VALUE COMMON STOCKS - 98.

March 25, 2022 NPORT-EX

See Notes to Schedule of Investments. ClearBridge International Value Fund 2022 Quarterly Report 1

HTML CLEARBRIDGE INTERNATIONAL VALUE FUND Schedule of investments (unaudited) (cont’d) (Percentages shown based on Fund net assets) January 31, 2022 SECURITY SHARES VALUE COMMON STOCKS - 96.

March 25, 2022 NPORT-EX

See Notes to Schedule of Investments. ClearBridge Tactical Dividend Income Fund 2022 Quarterly Report 1

CLEARBRIDGE TACTICAL DIVIDEND INCOME FUND Schedule of investments (unaudited) January 31, 2022 (Percentages shown based on Fund net assets) SECURITY SHARES VALUE COMMON STOCKS - 57.

March 25, 2022 NPORT-EX

See Notes to Schedule of Investments. ClearBridge Small Cap Growth Fund 2022 Quarterly Report 1

CLEARBRIDGE SMALL CAP GROWTH FUND Schedule of investments (unaudited) (Percentages shown based on Fund net assets) January 31, 2022 SECURITY SHARES VALUE COMMON STOCKS - 98.

March 25, 2022 NPORT-EX

See Notes to Schedule of Investments. ClearBridge Mid Cap Fund 2022 Quarterly Report 1

CLEARBRIDGE MID CAP FUND Schedule of investments (unaudited) (Percentages shown based on Fund net assets) January 31, 2022 SECURITY SHARES VALUE COMMON STOCKS - 97.

March 25, 2022 NPORT-EX

See Notes to Schedule of Investments. ClearBridge Select Fund 2022 Quarterly Report 1

CLEARBRIDGE SELECT FUND Schedule of investments (unaudited) January 31, 2022 (Percentages shown based on Fund net assets) SECURITY SHARES VALUE COMMON STOCKS - 94.

March 25, 2022 NPORT-EX

See Notes to Schedule of Investments. Franklin Global Equity Fund 2022 Quarterly Report 1

FRANKLIN GLOBAL EQUITY FUND Schedule of investments (unaudited) January 31, 2022 (Percentages shown based on Fund net assets) SECURITY SHARES VALUE COMMON STOCKS - 98.

March 25, 2022 NPORT-EX

See Notes to Schedule of Investments. ClearBridge Sustainability Leaders Fund 2022 Quarterly Report 1

HTML CLEARBRIDGE SUSTAINABILITY LEADERS FUND Schedule of investments (unaudited) January 31, 2022 (Percentages shown based on Fund net assets) SECURITY SHARES VALUE COMMON STOCKS - 97.

March 25, 2022 NPORT-EX

See Notes to Schedule of Investments. ClearBridge Appreciation Fund 2022 Quarterly Report 1

CLEARBRIDGE APPRECIATION FUND Schedule of investments (unaudited) January 31, 2022 (Percentages shown based on Fund net assets) SECURITY SHARES VALUE COMMON STOCKS - 98.

March 25, 2022 NPORT-EX

See Notes to Schedule of Investments. ClearBridge Large Cap Value Fund 2022 Quarterly Report 1

HTML CLEARBRIDGE LARGE CAP VALUE FUND Schedule of investments (unaudited) January 31, 2022 (Percentages shown based on Fund net assets) SECURITY SHARES VALUE COMMON STOCKS - 95.

March 25, 2022 NPORT-EX

See Notes to Schedule of Investments. ClearBridge Mid Cap Growth Fund 2022 Quarterly Report 1

HTML CLEARBRIDGE MID CAP GROWTH FUND (Percentages shown based on Fund net assets) Schedule of investments (unaudited) January 31, 2022 SECURITY SHARES VALUE COMMON STOCKS - 98.

February 28, 2022 NPORT-EX

See Notes to Schedule of Investments. Franklin S&P 500 Index Fund 2021 Quarterly Report 1

FRANKLIN S&P 500 INDEX FUND (Percentages shown based on Fund net assets) Schedule of investments (unaudited) December 31, 2021 SECURITY SHARES VALUE COMMON STOCKS - 99.

February 28, 2022 NPORT-EX

See Notes to Schedule of Investments. Franklin Global Dividend Fund 2021 Quarterly Report 1

FRANKLIN GLOBAL DIVIDEND FUND (Percentages shown based on Fund net assets) Schedule of investments (unaudited) December 31, 2021 SECURITY SHARES VALUE COMMON STOCKS - 99.

February 28, 2022 NPORT-EX

See Notes to Schedule of Investments. ClearBridge All Cap Value Fund 2021 Quarterly Report 1

CLEARBRIDGE ALL CAP VALUE FUND Schedule of investments (unaudited) December 31, 2021 (Percentages shown based on Fund net assets) SECURITY SHARES VALUE COMMON STOCKS - 99.

February 25, 2022 NPORT-EX

See Notes to Schedule of Investments. ClearBridge Small Cap Value Fund 2021 Quarterly Report 1

HTML CLEARBRIDGE SMALL CAP VALUE FUND (Percentages shown based on Fund net assets) Schedule of investments (unaudited) December 31, 2021 SECURITY SHARES VALUE COMMON STOCKS - 97.

February 25, 2022 NPORT-EX

See Notes to Schedule of Investments. ClearBridge International Small Cap Fund 2021 Quarterly Report 1

CLEARBRIDGE INTERNATIONAL SMALL CAP FUND (Percentages shown based on Fund net assets) Schedule of investments (unaudited) December 31, 2021 SECURITY SHARES VALUE COMMON STOCKS - 97.

January 27, 2022 NPORT-EX

See Notes to Schedule of Investments. ClearBridge Aggressive Growth Fund 2021 Quarterly Report 1

HTML CLEARBRIDGE AGGRESSIVE GROWTH FUND (Percentages shown based on Fund net assets) Schedule of investments (unaudited) November 30, 2021 SECURITY SHARES VALUE COMMON STOCKS - 99.

December 27, 2021 NPORT-EX

See Notes to Schedules of Investments. Franklin Multi-Asset Allocation Funds 2021 Quarterly Report 1

NPORT-EX 2 LMZ0300FRKLNMltiAsstConsGrth.htm FRANKLIN MULTI-ASSET GROWTH FUND Schedules of investments (unaudited) (Percentages shown based on Fund net assets) October 31, 2021 DESCRIPTION SHARES VALUE INVESTMENTS IN UNDERLYING FUNDS(a) - 99.9% Legg Mason Global Asset Management Trust: BrandywineGLOBAL - Alternative Credit Fund, Class IS Shares 2,000,220 $ 20,622,265 BrandywineGLOBAL - Diversified

December 27, 2021 NPORT-EX

See Notes to Schedules of Investments. Franklin Multi-Asset Allocation Funds 2021 Quarterly Report 1

FRANKLIN MULTI-ASSET GROWTH FUND Schedules of investments (unaudited) (Percentages shown based on Fund net assets) October 31, 2021 DESCRIPTION SHARES VALUE INVESTMENTS IN UNDERLYING FUNDS(a) - 99.

December 27, 2021 NPORT-EX

See Notes to Schedules of Investments. Franklin Multi-Asset Allocation Funds 2021 Quarterly Report 1

FRANKLIN MULTI-ASSET GROWTH FUND Schedules of investments (unaudited) (Percentages shown based on Fund net assets) October 31, 2021 DESCRIPTION SHARES VALUE INVESTMENTS IN UNDERLYING FUNDS(a) - 99.

December 27, 2021 NPORT-EX

See Notes to Schedules of Investments. Franklin Multi-Asset Allocation Funds 2021 Quarterly Report 1

FRANKLIN MULTI-ASSET GROWTH FUND Schedules of investments (unaudited) (Percentages shown based on Fund net assets) October 31, 2021 DESCRIPTION SHARES VALUE INVESTMENTS IN UNDERLYING FUNDS(a) - 99.

November 26, 2021 NPORT-EX

See Notes to Schedule of Investments. BrandywineGLOBAL — Corporate Credit Fund 2021 Quarterly Report 1

HTML BrandywineGLOBAL — CORPORATE CREDIT FUND Schedule of investments (unaudited) September 30, 2021 (Percentages shown based on Fund net assets) SECURITY RATE MATURITY DATE FACE AMOUNT VALUE CORPORATE BONDS & NOTES - 89.

November 26, 2021 NPORT-EX

See Notes to Schedule of Investments. BrandywineGLOBAL — High Yield Fund 2021 Quarterly Report 1

HTML BrandywineGLOBAL — HIGH YIELD FUND Schedule of investments (unaudited) (Percentages shown based on Fund net assets) September 30, 2021 SECURITY RATE MATURITY DATE FACE AMOUNT VALUE CORPORATE BONDS & NOTES - 93.

November 24, 2021 NPORT-EX

See Notes to Schedule of Investments. ClearBridge Dividend Strategy Fund 2021 Quarterly Report 1

HTML CLEARBRIDGE DIVIDEND STRATEGY FUND Schedule of investments (unaudited) September 30, 2021 (Percentages shown based on Fund net assets) SECURITY SHARES VALUE COMMON STOCKS - 98.

October 27, 2021 NPORT-EX

See Notes to Schedule of Investments. Franklin U.S. Large Cap Equity Fund 2021 Quarterly Report 1

HTML FRANKLIN U.S. LARGE CAP EQUITY FUND Schedule of investments (unaudited) August 31, 2021 (Percentages shown based on Fund net assets) SECURITY SHARES VALUE COMMON STOCKS - 99.3% COMMUNICATION SERVICES - 11.2% Diversified Telecommunication Services - 0.6% Liberty Global PLC, Class C Shares 31,413 $ 910,349 * Verizon Communications Inc. 2,881 158,455 Total Diversified Telecommunication Services

October 27, 2021 NPORT-EX

See Notes to Schedule of Investments. ClearBridge Large Cap Growth Fund 2021 Quarterly Report 1

CLEARBRIDGE LARGE CAP GROWTH FUND Schedule of investments (unaudited) August 31, 2021 (Percentages shown based on Fund net assets) SECURITY SHARES VALUE COMMON STOCKS - 99.

September 24, 2021 NPORT-EX

See Notes to Schedule of Investments. ClearBridge Select Fund 2021 Quarterly Report 1

CLEARBRIDGE SELECT FUND Schedule of investments (unaudited) July 31, 2021 (Percentages shown based on Fund net assets) SECURITY SHARES VALUE COMMON STOCKS - 91.

September 24, 2021 NPORT-EX

See Notes to Schedule of Investments. ClearBridge Sustainability Leaders Fund 2021 Quarterly Report 1

HTML CLEARBRIDGE SUSTAINABILITY LEADERS FUND (Percentages shown based on Fund net assets) Schedule of investments (unaudited) July 31, 2021 SECURITY SHARES VALUE COMMON STOCKS - 98.

September 24, 2021 NPORT-EX

See Notes to Schedule of Investments. Franklin Global Equity Fund 2021 Quarterly Report 1

FRANKLIN GLOBAL EQUITY FUND (Percentages shown based on Fund net assets) Schedule of investments (unaudited) July 31, 2021 SECURITY SHARES VALUE COMMON STOCKS - 99.

September 24, 2021 NPORT-EX

See Notes to Schedule of Investments. ClearBridge Large Cap Value Fund 2021 Quarterly Report 1

HTML CLEARBRIDGE LARGE CAP VALUE FUND (Percentages shown based on Fund net assets) Schedule of investments (unaudited) July 31, 2021 SECURITY SHARES VALUE COMMON STOCKS - 101.

September 24, 2021 NPORT-EX

See Notes to Schedule of Investments. ClearBridge Small Cap Growth Fund 2021 Quarterly Report 1

CLEARBRIDGE SMALL CAP GROWTH FUND (Percentages shown based on Fund net assets) Schedule of investments (unaudited) July 31, 2021 SECURITY SHARES VALUE COMMON STOCKS - 98.

September 24, 2021 NPORT-EX

See Notes to Schedule of Investments. ClearBridge Appreciation Fund 2021 Quarterly Report 1

CLEARBRIDGE APPRECIATION FUND (Percentages shown based on Fund net assets) Schedule of investments (unaudited) July 31, 2021 SECURITY SHARES VALUE COMMON STOCKS - 99.

September 24, 2021 NPORT-EX

See Notes to Schedule of Investments. ClearBridge International Value Fund 2021 Quarterly Report 1

FOR VALIDATION PURPOSES ONLY - [172487.TX] CLEARBRIDGE INTERNATIONAL VALUE FUND (Percentages shown based on Fund net assets) Schedule of investments (unaudited) July 31, 2021 SECURITY SHARES VALUE COMMON STOCKS - 95.4% COMMUNICATION SERVICES - 0.9% Wireless Telecommunication Services - 0.9% Vodafone Group PLC 1,355,670 $ 2,174,221 (a) CONSUMER DISCRETIONARY - 14.6% Automobiles - 2.7% Bayerische Mo

September 24, 2021 NPORT-EX

See Notes to Schedule of Investments. ClearBridge Mid Cap Fund 2021 Quarterly Report 1

CLEARBRIDGE MID CAP FUND Schedule of investments (unaudited) July 31, 2021 (Percentages shown based on Fund net assets) SECURITY SHARES VALUE COMMON STOCKS - 98.

September 24, 2021 NPORT-EX

See Notes to Schedule of Investments. ClearBridge Tactical Dividend Income Fund 2021 Quarterly Report 1

CLEARBRIDGE TACTICAL DIVIDEND INCOME FUND (Percentages shown based on Fund net assets) Schedule of investments (unaudited) July 31, 2021 SECURITY SHARES VALUE COMMON STOCKS - 54.

September 24, 2021 NPORT-EX

See Notes to Schedule of Investments. ClearBridge Mid Cap Growth Fund 2021 Quarterly Report 1

HTML CLEARBRIDGE MID CAP GROWTH FUND Schedule of investments (unaudited) July 31, 2021 (Percentages shown based on Fund net assets) SECURITY SHARES VALUE COMMON STOCKS - 92.

August 24, 2021 NPORT-EX

See Notes to Schedule of Investments. ClearBridge International Small Cap Fund 2021 Quarterly Report 1

CLEARBRIDGE INTERNATIONAL SMALL CAP FUND Schedule of investments (unaudited) June 30, 2021 SECURITY SHARES VALUE COMMON STOCKS - 93.

August 24, 2021 NPORT-EX

See Notes to Schedule of Investments. Franklin Global Dividend Fund 2021 Quarterly Report 1

FRANKLIN GLOBAL DIVIDEND FUND Schedule of investments (unaudited) June 30, 2021 SECURITY SHARES VALUE COMMON STOCKS - 99.

August 24, 2021 NPORT-EX

See Notes to Schedule of Investments. ClearBridge All Cap Value Fund 2021 Quarterly Report 1

HTML CLEARBRIDGE ALL CAP VALUE FUND Schedule of investments (unaudited) June 30, 2021 SECURITY SHARES VALUE COMMON STOCKS - 98.

August 24, 2021 NPORT-EX

See Notes to Schedule of Investments. ClearBridge Small Cap Value Fund 2021 Quarterly Report 1

HTML CLEARBRIDGE SMALL CAP VALUE FUND Schedule of Investments (unaudited) June 30, 2021 SECURITY SHARES VALUE COMMON STOCKS - 98.

August 24, 2021 NPORT-EX

See Notes to Schedule of Investments. Franklin S&P 500 Index Fund 2021 Quarterly Report 1

HTML FRANKLIN S&P 500 INDEX FUND Schedule of investments (unaudited) June 30, 2021 SECURITY SHARES VALUE COMMON STOCKS - 99.

July 26, 2021 NPORT-EX

See Notes to Schedule of Investments. ClearBridge Aggressive Growth Fund 2021 Quarterly Report 1

CLEARBRIDGE AGGRESSIVE GROWTH FUND Schedule of investments (unaudited) May 31, 2021 SECURITY SHARES VALUE COMMON STOCKS - 99.

June 28, 2021 NPORT-EX

See Notes to Schedules of Investments. QS Asset Allocation Funds 2021 Quarterly Report 1

HTML QS GROWTH FUND Schedules of investments (unaudited) April 30, 2021 DESCRIPTION SHARES VALUE INVESTMENTS IN UNDERLYING FUNDS(a) - 99.

June 28, 2021 NPORT-EX

See Notes to Schedules of Investments. QS Asset Allocation Funds 2021 Quarterly Report 1

HTML QS GROWTH FUND Schedules of investments (unaudited) April 30, 2021 DESCRIPTION SHARES VALUE INVESTMENTS IN UNDERLYING FUNDS(a) - 99.

June 28, 2021 NPORT-EX

See Notes to Schedules of Investments. QS Asset Allocation Funds 2021 Quarterly Report 1

HTML QS GROWTH FUND Schedules of investments (unaudited) April 30, 2021 DESCRIPTION SHARES VALUE INVESTMENTS IN UNDERLYING FUNDS(a) - 99.

June 28, 2021 NPORT-EX

See Notes to Schedules of Investments. QS Asset Allocation Funds 2021 Quarterly Report 1

HTML QS GROWTH FUND Schedules of investments (unaudited) April 30, 2021 DESCRIPTION SHARES VALUE INVESTMENTS IN UNDERLYING FUNDS(a) - 99.

May 26, 2021 NPORT-EX

See Notes to Schedule of Investments. ClearBridge Dividend Strategy Fund 2021 Quarterly Report 1

HTML CLEARBRIDGE DIVIDEND STRATEGY FUND Schedule of investments (unaudited) March 31, 2021 SECURITY SHARES VALUE COMMON STOCKS - 99.

April 28, 2021 CORRESP

Morgan, Lewis & Bockius LLP One Federal Street Boston, MA 02110 April 28, 2021

Morgan, Lewis & Bockius LLP One Federal Street Boston, MA 02110 April 28, 2021 VIA EDGAR Securities and Exchange Commission Division of Investment Management 100 F Street, N.

April 23, 2021 NPORT-EX

See Notes to Schedule of Investments. ClearBridge Large Cap Growth Fund 2021 Quarterly Report 1

CLEARBRIDGE LARGE CAP GROWTH FUND Schedule of investments (unaudited) February 28, 2021 SECURITY SHARES VALUE COMMON STOCKS - 98.

April 23, 2021 NPORT-EX

See Notes to Schedule of Investments. QS U.S. Large Cap Equity Fund 2021 Quarterly Report 1

QS U.S. LARGE CAP EQUITY FUND Schedule of investments (unaudited) February 28, 2021 SECURITY SHARES VALUE COMMON STOCKS - 98.8% COMMUNICATION SERVICES - 10.2% Diversified Telecommunication Services - 0.9% AT&T Inc. 22,987 $ 641,107 Cogent Communications Holdings Inc. 36,250 2,169,563 Liberty Global PLC, Class C Shares 125,000 3,037,500 * Verizon Communications Inc. 11,466 634,070 Total Diversified

April 6, 2021 CORRESP

Morgan, Lewis & Bockius LLP One Federal Street Boston, MA 02110 April 6, 2021

Morgan, Lewis & Bockius LLP One Federal Street Boston, MA 02110 April 6, 2021 VIA EDGAR Securities and Exchange Commission Division of Investment Management 100 F Street, N.

April 1, 2021 CORRESP

Morgan, Lewis & Bockius LLP One Federal Street Boston, MA 02110 April 1, 2021

Morgan, Lewis & Bockius LLP One Federal Street Boston, MA 02110 April 1, 2021 VIA EDGAR Securities and Exchange Commission Division of Investment Management 100 F Street, N.

March 25, 2021 NPORT-EX

See Notes to Schedule of Investments. ClearBridge Sustainability Leaders Fund 2021 Quarterly Report 1

HTML CLEARBRIDGE SUSTAINABILITY LEADERS FUND Schedule of investments (unaudited) January 31, 2021 SECURITY SHARES VALUE COMMON STOCKS - 97.

March 25, 2021 NPORT-EX

See Notes to Schedule of Investments. ClearBridge Select Fund 2021 Quarterly Report 1

CLEARBRIDGE SELECT FUND Schedule of Investments (unaudited) January 31, 2021 SECURITY SHARES VALUE COMMON STOCKS - 95.

March 25, 2021 NPORT-EX

See Notes to Schedule of Investments. ClearBridge Mid Cap Fund 2021 Quarterly Report 1

CLEARBRIDGE MID CAP FUND Schedule of investments (unaudited) January 31, 2021 SECURITY SHARES VALUE COMMON STOCKS - 99.

March 25, 2021 NPORT-EX

See Notes to Schedule of Investments. ClearBridge Mid Cap Growth Fund 2021 Quarterly Report 1

CLEARBRIDGE MID CAP GROWTH FUND Schedule of investments (unaudited) January 31, 2021 SECURITY SHARES VALUE COMMON STOCKS - 97.

March 25, 2021 NPORT-EX

See Notes to Schedule of Investments. QS Global Equity Fund 2021 Quarterly Report 1

QS GLOBAL EQUITY FUND Schedule of investments (unaudited) January 31, 2021 SECURITY SHARES VALUE COMMON STOCKS - 99.

March 25, 2021 NPORT-EX

See Notes to Schedule of Investments. ClearBridge Large Cap Value Fund 2021 Quarterly Report 1

CLEARBRIDGE LARGE CAP VALUE FUND Schedule of investments (unaudited) January 31, 2021 SECURITY SHARES VALUE COMMON STOCKS - 97.

March 25, 2021 NPORT-EX

See Notes to Schedule of Investments. ClearBridge Appreciation Fund 2021 Quarterly Report 1

CLEARBRIDGE APPRECIATION FUND Schedule of investments (unaudited) January 31, 2021 SECURITY SHARES VALUE COMMON STOCKS - 99.

March 25, 2021 NPORT-EX

SECURITY

CLEARBRIDGE TACTICAL DIVIDEND INCOME FUND Schedule of investments (unaudited) January 31, 2021 SECURITY SHARES VALUE COMMON STOCKS - 53.

March 25, 2021 NPORT-EX

See Notes to Schedule of Investments. ClearBridge Small Cap Growth Fund 2021 Quarterly Report 1

CLEARBRIDGE SMALL CAP GROWTH FUND Schedule of investments (unaudited) January 31, 2021 SECURITY SHARES VALUE COMMON STOCKS - 99.

March 25, 2021 NPORT-EX

See Notes to Schedule of Investments. ClearBridge International Value Fund 2021 Quarterly Report 1

HTML CLEARBRIDGE INTERNATIONAL VALUE FUND Schedule of investments (unaudited) January 31, 2021 SECURITY SHARES VALUE COMMON STOCKS - 93.

March 16, 2021 DEFR14A

- LEGG MASON EQUITY TRUST

Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ? Filed by a Party other than the Registrant ? Check the appropriate box: ? Preliminary Proxy Statement ? Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ? Defi

March 16, 2021 DEF 14A

- DEF 14A

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☒ Definitive Proxy State

March 10, 2021 EX-99.14

(14) Consent of Cohen & Company Ltd., Independent Registered Public Accounting Firm, is filed herewith.

EX-99.14 5 d480798dex9914.htm CONSENT OF COHEN & COMPANY, LTD., INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM Exhibit (14) CONSENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM We hereby consent to the incorporation by reference in this Registration Statement on Form N-14 of our report dated February 16, 2021, relating to the financial statements and financial highlights of Diamond Hill Corpora

March 10, 2021 EX-99.11

(11) Opinion and Consent of Venable LLP as to the legality of the securities being registered is filed herewith.

EX-99.11 3 d480798dex9911.htm OPINION AND CONSENT OF VENABLE LLP Exhibit (11) March 9, 2021 Legg Mason Partners Equity Trust 620 Eighth Avenue New York, New York 10018 Re: Registration Statement on Form N-14 Ladies and Gentlemen: We have served as Maryland counsel to Legg Mason Partners Equity Trust, a Maryland statutory trust registered under the Investment Company Act of 1940, as amended (the “1

March 10, 2021 EX-99.(7)(B)

(7)(b) Form of Appendix A to Distribution Agreement is filed herewith.

EX-99.(7)(B) 2 d480798dex997b.htm FORM OF APPENDIX A TO DISTRIBUTION AGREEMENT Exhibit (7)(b) Appendix A (as of , 2021) Name of Fund ClearBridge Aggressive Growth Fund ClearBridge All Cap Value Fund ClearBridge Appreciation Fund ClearBridge Dividend Strategy Fund ClearBridge International Small Cap Fund ClearBridge International Value Fund ClearBridge Large Cap Growth Fund ClearBridge Large Cap Va

March 10, 2021 EX-99.17(A)

(17)(a) Form of Proxy Card is filed herewith.

EX-99.17(A) 7 d480798dex9917a.htm FORM OF PROXY CARD Exhibit (17)(a) PROXY TABULATOR P.O. BOX 9112 FARMINGDALE, NY 11735 SCAN TO VIEW MATERIALS & VOTE To vote by Internet 1)  Read the Proxy Statement and have the proxy card below at hand. 2)  Go to website www.proxyvote.com or scan the QR Barcode above 3)  Follow the instructions provided on the website. To vote by Telephone 1)  Read the Proxy Sta

March 10, 2021 EX-99.16

(16) Powers of Attorney are filed herewith.

EX-99.16 6 d480798dex9916.htm POWERS OF ATTORNEY Exhibit (16) POWER OF ATTORNEY Each person whose signature appears below hereby constitutes and appoints Jane Trust, Thomas C. Mandia, Rosemary Emmens, Marc De Oliveira, Angela Velez and Tara Gormel, and each of them, his or her true and lawful attorneys-in-fact and agents, with full power and authority of substitution and resubstitution, for the pu

March 10, 2021 EX-99.12

(12) Form of Opinion of Morgan, Lewis & Bockius LLP supporting tax matters and consequences to shareholders discussed in the Proxy Statement/Prospectus is filed herewith.

Form of Morgan, Lewis & Bockius LLP supporting tax matters and consequences Exhibit (12) [ ], 2021 Legg Mason Partners Equity Trust 620 Eighth Avenue New York, New York 10018 Diamond Hill Funds 325 John H.

March 10, 2021 COVER

Morgan, Lewis & Bockius LLP One Federal Street Boston, Massachusetts 02110 March 10, 2021

Morgan, Lewis & Bockius LLP One Federal Street Boston, Massachusetts 02110 March 10, 2021 VIA EDGAR Securities and Exchange Commission Division of Investment Management 100 F Street, NE Washington, D.

March 10, 2021 N-14

As filed with the U.S. Securities and Exchange Commission on March 10, 2021

DIAMOND HILL FUNDS As filed with the U.S. Securities and Exchange Commission on March 10, 2021 Securities Act File No. 033-[ ] UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-14 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 Pre Effective Amendment No. ☐ Post Effective Amendment No. ☐ (Check appropriate box or boxes.) LEGG MASON PARTNERS EQUITY TRUST (Exact

March 9, 2021 CORRESP

Morgan, Lewis & Bockius LLP One Federal Street Boston, MA 02110

Morgan, Lewis & Bockius LLP One Federal Street Boston, MA 02110 March 9, 2021 VIA EDGAR Securities and Exchange Commission Division of Investment Management 100 F Street, NE Washington, D.

March 5, 2021 COVER

Morgan, Lewis & Bockius LLP One Federal Street Boston, Massachusetts 02110 March 5, 2021

COVER 17 filename17.htm Morgan, Lewis & Bockius LLP One Federal Street Boston, Massachusetts 02110 March 5, 2021 VIA EDGAR Securities and Exchange Commission Division of Investment Management 100 F Street, NE Washington, D.C. 20549 Re: Legg Mason Partners Equity Trust (File Nos. 033-43446 and 811-06444) Ladies and Gentlemen: On behalf of Legg Mason Partners Equity Trust, a Maryland statutory trust

February 26, 2021 NPORT-EX

See Notes to Schedule of Investments. QS Global Dividend Fund 2020 Quarterly Report 1

QS GLOBAL DIVIDEND FUND Schedule of investments (unaudited) December 31, 2020 SECURITY SHARES VALUE COMMON STOCKS - 98.

February 26, 2021 NPORT-EX

See Notes to Schedule of Investments. ClearBridge All Cap Value Fund 2020 Quarterly Report 1

HTML CLEARBRIDGE ALL CAP VALUE FUND Schedule of investments (unaudited) December 31, 2020 SECURITY SHARES VALUE COMMON STOCKS - 98.

February 26, 2021 NPORT-EX

See Notes to Schedule of Investments. QS S&P 500 Index Fund 2020 Quarterly Report 1

QS S&P 500 INDEX FUND Schedule of investments (unaudited) December 31, 2020 SECURITY SHARES VALUE COMMON STOCKS - 98.

February 26, 2021 NPORT-EX

See Notes to Schedule of Investments. ClearBridge International Small Cap Fund 2020 Quarterly Report 1

CLEARBRIDGE INTERNATIONAL SMALL CAP FUND Schedule of investments (unaudited) December 31, 2020 SECURITY SHARES VALUE COMMON STOCKS - 98.

February 26, 2021 NPORT-EX

See Notes to Schedule of Investments. ClearBridge Small Cap Value Fund 2020 Quarterly Report 1

HTML CLEARBRIDGE SMALL CAP VALUE FUND Schedule of investments (unaudited) December 31, 2020 SECURITY SHARES VALUE COMMON STOCKS - 99.

February 23, 2021 COVER

Morgan, Lewis & Bockius LLP One Federal Street Boston, MA 02110 February 23, 2021

SEC Transmittal Letter Morgan, Lewis & Bockius LLP One Federal Street Boston, MA 02110 February 23, 2021 VIA EDGAR Securities and Exchange Commission Division of Investment Management 100 F Street, NE Washington, D.

February 23, 2021 PRE 14A

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934

PRE 14A 1 d126705dpre14a.htm LEGG MASON EQUITY TRUST UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☒ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as pe

February 8, 2021 AW

- LEGG MASON PARTNERS EQUITY TRUST

AW 1 d120796daw.htm LEGG MASON PARTNERS EQUITY TRUST LEGG MASON PARTNERS EQUITY TRUST 620 Eighth Avenue, 47th Floor New York, New York 10018 February 8, 2021 VIA EDGAR U.S. Securities and Exchange Commission 100 F Street, NE Washington, D.C. 20549 Re: Legg Mason Defensive Fund, Legg Mason Income Fund, Legg Mason Low Volatility Fund, Legg Mason Adaptive Growth Fund and Legg Mason High Growth Fund (

January 27, 2021 NPORT-EX

See Notes to Schedule of Investments. ClearBridge Aggressive Growth Fund 2020 Quarterly Report 1

HTML CLEARBRIDGE AGGRESSIVE GROWTH FUND Schedule of investments (unaudited) November 30, 2020 SECURITY SHARES VALUE COMMON STOCKS - 99.

December 23, 2020 NPORT-EX

See Notes to Schedules of Investments. QS Asset Allocation Funds 2020 Quarterly Report 1

HTML QS GROWTH FUND Schedules of investments (unaudited) October 31, 2020 DESCRIPTION SHARES VALUE INVESTMENTS IN UNDERLYING FUNDS(a) - 99.

December 23, 2020 NPORT-EX

See Notes to Schedules of Investments. QS Asset Allocation Funds 2020 Quarterly Report 1

HTML QS GROWTH FUND Schedules of investments (unaudited) October 31, 2020 DESCRIPTION SHARES VALUE INVESTMENTS IN UNDERLYING FUNDS(a) - 99.

December 23, 2020 NPORT-EX

See Notes to Schedules of Investments. QS Asset Allocation Funds 2020 Quarterly Report 1

HTML QS GROWTH FUND Schedules of investments (unaudited) October 31, 2020 DESCRIPTION SHARES VALUE INVESTMENTS IN UNDERLYING FUNDS(a) - 99.

December 23, 2020 NPORT-EX

See Notes to Schedules of Investments. QS Asset Allocation Funds 2020 Quarterly Report 1

HTML QS GROWTH FUND Schedules of investments (unaudited) October 31, 2020 DESCRIPTION SHARES VALUE INVESTMENTS IN UNDERLYING FUNDS(a) - 99.

November 25, 2020 NPORT-EX

See Notes to Schedule of Investments. ClearBridge Dividend Strategy Fund 2020 Quarterly Report 1

HTML ClearBridge Dividend Strategy Fund Schedule of investments (unaudited) September 30, 2020 Security Shares Value Common Stocks — 98.

October 27, 2020 NPORT-EX

See Notes to Schedule of Investments. ClearBridge Large Cap Growth Fund 2020 Quarterly Report 1

HTML CLEARBRIDGE LARGE CAP GROWTH FUND Schedule of investments (unaudited) August 31, 2020 SECURITY SHARES VALUE COMMON STOCKS - 99.

October 27, 2020 NPORT-EX

See Notes to Schedule of Investments. QS U.S. Large Cap Equity Fund 2020 Quarterly Report 1

HTML QS U.S. LARGE CAP EQUITY FUND Schedule of investments (unaudited) August 31, 2020 SECURITY SHARES VALUE COMMON STOCKS - 98.5% COMMUNICATION SERVICES - 11.9% Diversified Telecommunication Services - 0.9% AT&T Inc. 22,987 $ 685,242 Cogent Communications Holdings Inc. 36,250 2,438,175 Liberty Global PLC, Class C Shares 125,000 2,876,250 * Verizon Communications Inc. 11,466 679,590 Total Diversif

September 25, 2020 NPORT-EX

See Notes to Schedule of Investments. QS Global Equity Fund 2020 Quarterly Report 1

HTML QS GLOBAL EQUITY FUND Schedule of investments (unaudited) July 31, 2020 SECURITY SHARES VALUE COMMON STOCKS - 99.

September 25, 2020 NPORT-EX

See Notes to Schedule of Investments. ClearBridge Sustainability Leaders Fund 2020 Quarterly Report 1

HTML CLEARBRIDGE SUSTAINABILITY LEADERS FUND Schedule of investments (unaudited) July 31, 2020 SECURITY SHARES VALUE COMMON STOCKS - 99.

September 25, 2020 NPORT-EX

See Notes to Schedule of Investments. ClearBridge International Value Fund 2020 Quarterly Report 1

FOR VALIDATION PURPOSES ONLY - [47119.TX] CLEARBRIDGE INTERNATIONAL VALUE FUND Schedule of investments (unaudited) July 31, 2020 SECURITY SHARES VALUE COMMON STOCKS - 95.4% COMMUNICATION SERVICES - 3.1% Interactive Media & Services - 1.8% Baidu Inc., ADR 34,950 $ 4,173,030 * Wireless Telecommunication Services - 1.3% Vodafone Group PLC 2,072,000 3,147,137 (a) TOTAL COMMUNICATION SERVICES 7,320,167

September 25, 2020 NPORT-EX

See Notes to Schedule of Investments. ClearBridge Mid Cap Growth Fund 2020 Quarterly Report 1

HTML CLEARBRIDGE MID CAP GROWTH FUND Schedule of investments (unaudited) July 31, 2020 SECURITY SHARES VALUE COMMON STOCKS - 99.

September 25, 2020 NPORT-EX

See Notes to Schedule of Investments. ClearBridge Appreciation Fund 2020 Quarterly Report 1

HTML CLEARBRIDGE APPRECIATION FUND Schedule of investments (unaudited) July 31, 2020 SECURITY SHARES VALUE COMMON STOCKS - 98.

September 25, 2020 NPORT-EX

See Notes to Schedule of Investments. ClearBridge Small Cap Growth Fund 2020 Quarterly Report 1

HTML CLEARBRIDGE SMALL CAP GROWTH FUND Schedule of investments (unaudited) July 31, 2020 SECURITY SHARES VALUE COMMON STOCKS - 99.

September 25, 2020 NPORT-EX

See Notes to Schedule of Investments. ClearBridge Select Fund 2020 Quarterly Report 1

HTML CLEARBRIDGE SELECT FUND Schedule of investments (unaudited) July 31, 2020 SECURITY SHARES VALUE COMMON STOCKS - 92.

September 25, 2020 NPORT-EX

See Notes to Schedule of Investments. ClearBridge Tactical Dividend Income Fund 2020 Quarterly Report 1

HTML CLEARBRIDGE TACTICAL DIVIDEND INCOME FUND Schedule of investments (unaudited) July 31, 2020 SECURITY SHARES VALUE COMMON STOCKS - 62.

September 25, 2020 NPORT-EX

See Notes to Schedule of Investments. ClearBridge Large Cap Value Fund 2020 Quarterly Report 1

HTML CLEARBRIDGE LARGE CAP VALUE FUND Schedule of investments (unaudited) July 31, 2020 SECURITY SHARES VALUE COMMON STOCKS - 98.

September 25, 2020 NPORT-EX

See Notes to Schedule of Investments. ClearBridge Mid Cap Fund 2020 Quarterly Report 1

HTML CLEARBRIDGE MID CAP FUND Schedule of investments (unaudited) July 31, 2020 SECURITY SHARES VALUE COMMON STOCKS - 98.

September 11, 2020 DEFA14A

- LEGG MASON PARTNERS EQUITY TRUST

DEFA14A 1 f6904d1.htm LEGG MASON PARTNERS EQUITY TRUST UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant [X] Filed by a Party other than the Registrant [ ] Check the appropriate box: [ ] Preliminary Proxy Statement [ ] Confidential, for Use of the Commission O

September 1, 2020 DEFA14A

- LEGG MASON PARTNERS EQUITY TRUST

DEFA14A 1 f6863d1.htm LEGG MASON PARTNERS EQUITY TRUST UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant [X] Filed by a Party other than the Registrant [ ] Check the appropriate box: [ ] Preliminary Proxy Statement [] Confidential, for Use of the Commission On

September 1, 2020 DEFA14A

- LEGG MASON PARTNERS EQUITY TRUST

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant [X] Filed by a Party other than the Registrant [ ] Check the appropriate box: [ ] Preliminary Proxy Statement [] Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) [] Definitive Pro

August 27, 2020 NPORT-EX

See Notes to Schedule of Investments. ClearBridge International Small Cap Fund 2020 Quarterly Report 1

FOR VALIDATION PURPOSES ONLY - [917661.TX] ClearBridge International Small Cap Fund Schedule of investments (unaudited) June 30, 2020 Security Shares Value Common Stocks - 97.0% Communication Services - 1.0% Entertainment - 1.0% DeNA Co. Ltd. 31,960 $ 398,288 (a) Consumer Discretionary - 11.1% Auto Components - 1.1% Hella GmbH & Co. KGaA 10,850 443,318 (a) Hotels, Restaurants & Leisure - 2.4% Arco

August 26, 2020 DEFA14A

- LEGG MASON PARTNERS EQUITY TRUST

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant [X] Filed by a Party other than the Registrant [ ] Check the appropriate box: [ ] Preliminary Proxy Statement [ ] Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) [ ]Definitive Pr

August 25, 2020 NPORT-EX

See Notes to Schedule of Investments. ClearBridge Small Cap Value Fund 2020 Quarterly Report 1

HTML CLEARBRIDGE SMALL CAP VALUE FUND Schedule of investments (unaudited) June 30, 2020 SECURITY SHARES VALUE COMMON STOCKS - 96.

August 25, 2020 NPORT-EX

See Notes to Schedule of Investments. QS S&P 500 Index Fund 2020 Quarterly Report 1

HTML QS S&P 500 INDEX FUND Schedule of investments (unaudited) June 30, 2020 SECURITY SHARES VALUE COMMON STOCKS - 99.

August 25, 2020 NPORT-EX

See Notes to Schedule of Investments. ClearBridge All Cap Value Fund 2020 Quarterly Report 1

HTML CLEARBRIDGE ALL CAP VALUE FUND Schedule of investments (unaudited) June 30, 2020 SECURITY SHARES VALUE COMMON STOCKS - 97.

August 25, 2020 NPORT-EX

See Notes to Schedule of Investments. QS Global Dividend Fund 2020 Quarterly Report 1

HTML QS GLOBAL DIVIDEND FUND Schedule of investments (unaudited) June 30, 2020 SECURITY SHARES VALUE COMMON STOCKS - 98.

August 5, 2020 DEFA14A

- LEGG MASON PARTNERS EQUITY TRUST

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant [X] Filed by a Party other than the Registrant [ ] Check the appropriate box: [ ] Preliminary Proxy Statement [] Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) [] Definitive Pro

August 3, 2020 DEFA14A

- LEGG MASON PARTNERS EQUITY TRUST

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant [X] Filed by a Party other than the Registrant [ ] Check the appropriate box: [ ] Preliminary Proxy Statement [] Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) [] Definitive Pro

July 27, 2020 NPORT-EX

See Notes to Schedule of Investments. ClearBridge Aggressive Growth Fund 2020 Quarterly Report 1

HTML CLEARBRIDGE AGGRESSIVE GROWTH FUND Schedule of investments (unaudited) May 31, 2020 SECURITY SHARES VALUE COMMON STOCKS - 99.

July 27, 2020 DEFA14A

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July 17, 2020 DEFA14A

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July 16, 2020 DEFA14A

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July 14, 2020 DEFA14A

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June 26, 2020 DEFA14A

- LMP EQUITY BOARD

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant [X] Filed by a Party other than the Registrant [ ] Check the appropriate box: [ ] Preliminary Proxy Statement [ ] Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) [ ]Definitive Pr

June 26, 2020 DEFA14A

- LMP EQUITY FUND - LM_OE CHANGE OF LOCATION

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June 26, 2020 DEFA14A

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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant [X] Filed by a Party other than the Registrant [ ] Check the appropriate box: [ ] Preliminary Proxy Statement [ ] Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) [ ]Definitive Pr

June 24, 2020 NPORT-EX

See Notes to Schedules of Investments. QS Asset Allocation Funds 2020 Quarterly Report 1

HTML QS GROWTH FUND Schedules of investments (unaudited) April 30, 2020 DESCRIPTION SHARES VALUE INVESTMENTS IN UNDERLYING FUNDS(a) - 99.

June 24, 2020 NPORT-EX

See Notes to Schedules of Investments. QS Asset Allocation Funds 2020 Quarterly Report 1

HTML QS GROWTH FUND Schedules of investments (unaudited) April 30, 2020 DESCRIPTION SHARES VALUE INVESTMENTS IN UNDERLYING FUNDS(a) - 99.

June 24, 2020 NPORT-EX

See Notes to Schedules of Investments. QS Asset Allocation Funds 2020 Quarterly Report 1

HTML QS GROWTH FUND Schedules of investments (unaudited) April 30, 2020 DESCRIPTION SHARES VALUE INVESTMENTS IN UNDERLYING FUNDS(a) - 99.

June 24, 2020 NPORT-EX

See Notes to Schedules of Investments. QS Asset Allocation Funds 2020 Quarterly Report 1

HTML QS GROWTH FUND Schedules of investments (unaudited) April 30, 2020 DESCRIPTION SHARES VALUE INVESTMENTS IN UNDERLYING FUNDS(a) - 99.

June 22, 2020 DEFA14A

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June 18, 2020 DEFA14A

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June 18, 2020 DEFA14A

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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant [X] Filed by a Party other than the Registrant [ ] Check the appropriate box: [ ] Preliminary Proxy Statement [ ] Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) [ ]Definitive Pr

June 18, 2020 DEFA14A

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June 16, 2020 DEFA14A

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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant [X] Filed by a Party other than the Registrant [ ] Check the appropriate box: [ ] Preliminary Proxy Statement [ ] Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) [ ]Definitive Pr

June 16, 2020 DEFA14A

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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant [X] Filed by a Party other than the Registrant [ ] Check the appropriate box: [ ] Preliminary Proxy Statement [ ] Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) [ ]Definitive Pr

June 15, 2020 DEFA14A

- LMP EQUITY BOARD

DEFA14A 1 f6115d1.htm LMP EQUITY BOARD UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant [X] Filed by a Party other than the Registrant [ ] Check the appropriate box: [ ] Preliminary Proxy Statement [ ] Confidential, for Use of the Commission Only (as permitte

June 15, 2020 DEFA14A

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June 12, 2020 DEFA14A

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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant [X] Filed by a Party other than the Registrant [ ] Check the appropriate box: [ ] Preliminary Proxy Statement [ ] Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) [ ]Definitive Pr

June 12, 2020 DEFA14A

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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant [X] Filed by a Party other than the Registrant [ ] Check the appropriate box: [ ] Preliminary Proxy Statement [ ] Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) [ ]Definitive Pr

June 11, 2020 DEFA14A

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DEFA14A 1 f6076d1.htm LMP EQUITY BOARD UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant [X] Filed by a Party other than the Registrant [ ] Check the appropriate box: [ ] Preliminary Proxy Statement [] Confidential, for Use of the Commission Only (as permitted

June 10, 2020 DEFA14A

- LEGG MASON PARTNERS EQUITY TRUST

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June 10, 2020 DEFA14A

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June 8, 2020 DEFA14A

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June 4, 2020 DEFA14A

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June 1, 2020 DEFA14A

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May 27, 2020 DEFA14A

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DEFA14A 1 f5856d1.htm LMP EQUITY BOARD UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant [X] Filed by a Party other than the Registrant [ ] Check the appropriate box: [ ] Preliminary Proxy Statement [ ] Confidential, for Use of the Commission Only (as permitte

May 26, 2020 NPORT-EX

See Notes to Schedule of Investments. ClearBridge Dividend Strategy Fund 2020 Quarterly Report 1

HTML CLEARBRIDGE DIVIDEND STRATEGY FUND Schedule of investments (unaudited) March 31, 2020 SECURITY SHARES VALUE COMMON STOCKS - 98.

May 22, 2020 DEFA14A

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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant [X] Filed by a Party other than the Registrant [ ] Check the appropriate box: [ ] Preliminary Proxy Statement [ ] Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) [ ]Definitive Pr

May 21, 2020 DEFA14A

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May 20, 2020 DEFA14A

- LMP EQUITY BOARD

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May 20, 2020 DEFA14A

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May 18, 2020 DEFA14A

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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant [X] Filed by a Party other than the Registrant [ ] Check the appropriate box: [ ] Preliminary Proxy Statement [ ] Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) [ ]Definitive Pr

May 15, 2020 DEFA14A

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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant [X] Filed by a Party other than the Registrant [ ] Check the appropriate box: [ ] Preliminary Proxy Statement [ ] Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) [ ]Definitive Pr

May 15, 2020 DEFA14A

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May 14, 2020 DEFA14A

- LMP EQUITY BOARD

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant [X] Filed by a Party other than the Registrant [ ] Check the appropriate box: [ ] Preliminary Proxy Statement [ ] Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) [ ]Definitive Pr

May 1, 2020 DEFA14A

- LMP EQUITY BOARD

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April 27, 2020 DEFA14A

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April 24, 2020 NPORT-EX

See Notes to Schedule of Investments. QS U.S. Large Cap Equity Fund 2020 Quarterly Report 1

HTML QS U.S. LARGE CAP EQUITY FUND Schedule of investments (unaudited) February 29, 2020 SECURITY SHARES VALUE COMMON STOCKS - 99.0% COMMUNICATION SERVICES - 10.5% Diversified Telecommunication Services - 0.2% AT&T Inc. 25,998 $ 915,649 Verizon Communications Inc. 12,967 702,293 Total Diversified Telecommunication Services 1,617,942 Entertainment - 1.7% Electronic Arts Inc. 49,725 5,040,623 * Netf

April 24, 2020 NPORT-EX

See Notes to Schedule of Investments. ClearBridge Large Cap Growth Fund 2020 Quarterly Report 1

HTML CLEARBRIDGE LARGE CAP GROWTH FUND Schedule of Investments (unaudited) February 29, 2020 SECURITY SHARES VALUE COMMON STOCKS - 98.

April 20, 2020 DEFA14A

SBLGX / ClearBridge Large Cap Growth Fund DEFA14A - - LMP EQUITY BOARD

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant [X] Filed by a Party other than the Registrant [ ] Check the appropriate box: [ ] Preliminary Proxy Statement [ ] Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) [ ]Definitive Pr

April 20, 2020 DEFA14A

SBLGX / ClearBridge Large Cap Growth Fund DEFA14A - - LMP EQUITY BOARD

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant [X] Filed by a Party other than the Registrant [ ] Check the appropriate box: [ ] Preliminary Proxy Statement [ ] Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) [ ]Definitive Pr

April 17, 2020 DEFR14A

SBLGX / ClearBridge Large Cap Growth Fund DEFR14A - - LMP EQUITY BOARD

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April 16, 2020 DEF 14A

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April 9, 2020 CORRESP

-

Morgan, Lewis & Bockius LLP One Federal Street Boston, MA 02110 April 9, 2020 VIA EDGAR Securities and Exchange Commission Division of Investment Management 100 F Street, NE Washington, D.

March 27, 2020 NPORT-EX

See Notes to Schedule of Investments. ClearBridge Select Fund 2020 Quarterly Report 1

HTML CLEARBRIDGE SELECT FUND Schedule of investments (unaudited) January 31, 2020 SECURITY SHARES VALUE COMMON STOCKS - 93.

March 27, 2020 NPORT-EX

See Notes to Schedule of Investments. ClearBridge Mid Cap Fund 2020 Quarterly Report 1

HTML CLEARBRIDGE MID CAP FUND Schedule of investments (unaudited) January 31, 2020 SECURITY SHARES VALUE COMMON STOCKS - 99.

March 27, 2020 NPORT-EX

See Notes to Schedule of Investments. ClearBridge Large Cap Value Fund 2020 Quarterly Report 1

HTML CLEARBRIDGE LARGE CAP VALUE FUND Schedule of investments (unaudited) January 31, 2020 SECURITY SHARES VALUE COMMON STOCKS - 98.

March 27, 2020 NPORT-EX

See Notes to Schedule of Investments. ClearBridge Tactical Dividend Income Fund 2020 Quarterly Report 1

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March 27, 2020 NPORT-EX

See Notes to Schedule of Investments. ClearBridge Small Cap Growth Fund 2020 Quarterly Report 1

HTML CLEARBRIDGE SMALL CAP GROWTH FUND Schedule of investments (unaudited) January 31, 2020 SECURITY SHARES VALUE COMMON STOCKS - 99.

March 27, 2020 NPORT-EX

See Notes to Schedule of Investments. ClearBridge Appreciation Fund 2020 Quarterly Report 1

HTML CLEARBRIDGE APPRECIATION FUND Schedule of investments (unaudited) January 31, 2020 SECURITY SHARES VALUE COMMON STOCKS - 99.

March 27, 2020 NPORT-EX

See Notes to Schedule of Investments. ClearBridge Mid Cap Growth Fund 2020 Quarterly Report 1

HTML CLEARBRIDGE MID CAP GROWTH FUND Schedule of investments (unaudited) January 31, 2020 SECURITY SHARES VALUE COMMON STOCKS - 99.

March 27, 2020 NPORT-EX

See Notes to Schedule of Investments. ClearBridge International Value Fund 2020 Quarterly Report 1

HTML CLEARBRIDGE INTERNATIONAL VALUE FUND Schedule of investments (unaudited) January 31, 2020 SECURITY SHARES VALUE COMMON STOCKS - 97.

March 27, 2020 NPORT-EX

See Notes to Schedule of Investments. QS Global Equity Fund 2020 Quarterly Report 1

HTML QS GLOBAL EQUITY FUND Schedule of investments (unaudited) January 31, 2020 SECURITY SHARES VALUE COMMON STOCKS - 99.

March 27, 2020 NPORT-EX

See Notes to Schedule of Investments. ClearBridge Sustainability Leaders Fund 2020 Quarterly Report 1

HTML CLEARBRIDGE SUSTAINABILITY LEADERS FUND Schedule of investments (unaudited) January 31, 2020 SECURITY SHARES VALUE COMMON STOCKS - 98.

March 25, 2020 PRE 14A

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934

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March 25, 2020 COVER

Morgan, Lewis & Bockius LLP One Federal Street Boston, MA 02110 March 25, 2020

COVER Morgan, Lewis & Bockius LLP One Federal Street Boston, MA 02110 March 25, 2020 VIA EDGAR Securities and Exchange Commission Division of Investment Management 100 F Street, NE Washington, D.

March 5, 2020 AW

LSITX / ClearBridge Large Cap Growth IS AW - - LEGG MASON PARTNERS EQUITY TRUST

Legg Mason Partners Equity Trust March 5, 2020 VIA EDGAR Securities and Exchange Commission 100 F Street, NE Washington, DC 20549 Re: Legg Mason Partners Equity Trust Form N-1A (File No.

February 26, 2020 NPORT-EX

See Notes to Schedule of Investments. QS Global Dividend Fund 2019 Quarterly Report 1

HTML QS GLOBAL DIVIDEND FUND Schedule of investments (unaudited) December 31, 2019 SECURITY SHARES VALUE COMMON STOCKS - 98.

February 26, 2020 NPORT-EX

See Notes to Schedule of Investments. ClearBridge International Small Cap Fund 2019 Quarterly Report 1

HTML CLEARBRIDGE INTERNATIONAL SMALL CAP FUND Schedule of investments (unaudited) December 31, 2019 SECURITY SHARES VALUE COMMON STOCKS - 97.

February 26, 2020 NPORT-EX

See Notes to Schedule of Investments. ClearBridge Small Cap Value Fund 2019 Quarterly Report 1

HTML CLEARBRIDGE SMALL CAP VALUE FUND Schedule of investments (unaudited) December 31, 2019 SECURITY SHARES VALUE COMMON STOCKS - 97.

February 26, 2020 NPORT-EX

See Notes to Schedule of Investments. QS S&P 500 Index Fund 2019 Quarterly Report 1

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February 26, 2020 NPORT-EX

See Notes to Schedule of Investments. ClearBridge All Cap Value Fund 2019 Quarterly Report 1

HTML CLEARBRIDGE ALL CAP VALUE FUND Schedule of investments (unaudited) December 31, 2019 SECURITY SHARES VALUE COMMON STOCKS - 94.

January 27, 2020 NPORT-EX

See Notes to Schedule of Investments. Clearbridge Aggressive Growth Fund 2019 Quarterly Report 1

HTML CLEARBRIDGE AGGRESSIVE GROWTH FUND Schedule of investments (unaudited) November 30, 2019 SECURITY SHARES VALUE COMMON STOCKS - 100.

December 24, 2019 NPORT-EX

See Notes to Schedules of Investments. QS Asset Allocation Funds 2019 Quarterly Report

HTML QS GROWTH FUND Schedules of investments (unaudited) October 31, 2019 DESCRIPTION SHARES VALUE INVESTMENTS IN UNDERLYING FUNDS(a) - 99.

December 24, 2019 NPORT-EX

See Notes to Schedules of Investments. QS Asset Allocation Funds 2019 Quarterly Report

HTML QS GROWTH FUND Schedules of investments (unaudited) October 31, 2019 DESCRIPTION SHARES VALUE INVESTMENTS IN UNDERLYING FUNDS(a) - 99.

December 24, 2019 NPORT-EX

See Notes to Schedules of Investments. QS Asset Allocation Funds 2019 Quarterly Report

HTML QS GROWTH FUND Schedules of investments (unaudited) October 31, 2019 DESCRIPTION SHARES VALUE INVESTMENTS IN UNDERLYING FUNDS(a) - 99.

December 24, 2019 NPORT-EX

See Notes to Schedules of Investments. QS Asset Allocation Funds 2019 Quarterly Report

HTML QS GROWTH FUND Schedules of investments (unaudited) October 31, 2019 DESCRIPTION SHARES VALUE INVESTMENTS IN UNDERLYING FUNDS(a) - 99.

November 25, 2019 NPORT-EX

SOPAX / ClearBridge Dividend Strategy Fund NPORT-EX - -

HTML CLEARBRIDGE DIVIDEND STRATEGY FUND Schedule of investments (unaudited) September 30, 2019 SECURITY SHARES VALUE COMMON STOCKS - 97.

October 25, 2019 NPORT-EX

Legg Mason Partners Equity Trust NPORT-EX - -

HTML CLEARBRIDGE LARGE CAP GROWTH FUND Schedule of investments (unaudited) August 31, 2019 SECURITY SHARES VALUE COMMON STOCKS - 97.

October 1, 2019 CORRESP

Legg Mason Partners Income Trust CORRESP - -

Morgan, Lewis & Bockius LLP One Federal Street Boston, MA 02110 October 1, 2019 VIA EDGAR Securities and Exchange Commission Division of Investment Management 100 F Street, N.

September 27, 2019 NPORT-EX

Legg Mason Partners Equity Trust NPORT-EX - -

CLEARBRIDGE APPRECIATION FUND Schedule of investments (unaudited) July 31, 2019 SECURITY SHARES VALUE COMMON STOCKS - 98.

August 29, 2019 CORRESP

Legg Mason Partners Income Trust CORRESP - -

Morgan, Lewis & Bockius LLP One Federal Street Boston, MA 02110 August 29, 2019 VIA EDGAR Securities and Exchange Commission Division of Investment Management 100 F Street, N.

August 27, 2019 NPORT-EX

Legg Mason Partners Equity Trust NPORT-EX - -

HTML CLEARBRIDGE ALL CAP VALUE FUND Schedule of investments (unaudited) June 30, 2019 SECURITY SHARES VALUE COMMON STOCKS - 97.

July 26, 2019 NPORT-EX

Legg Mason Partners Equity Trust NPORT-EX - -

Legg Mason Partners Equity CLEARBRIDGE AGGRESSIVE GROWTH FUND Schedule of investments (unaudited) May 31, 2019 SECURITY SHARES VALUE COMMON STOCKS - 97.

June 25, 2019 NPORT-EX

Legg Mason Partners Equity Trust NPORT-EX - -

HTML QS GROWTH FUND Schedules of investments (unaudited) April 30, 2019 DESCRIPTION SHARES VALUE INVESTMENTS IN UNDERLYING FUNDS(a) - 100.

May 29, 2019 NPORT-EX

Legg Mason Partners Equity Trust NPORT-EX - -

EX-LMPET CLEARBRIDGE DIVIDEND STRATEGY FUND Schedule of investments (unaudited) March 31, 2019 SECURITY SHARES VALUE COMMON STOCKS - 98.

April 17, 2019 EX-99.CERT

CERTIFICATIONS

EX-99.CERT 2 d717759dex99cert.htm CERTIFICATIONS CERTIFICATIONS I, Jane Trust, certify that: 1. I have reviewed this report on Form N-Q of Legg Mason Partners Equity Trust – QS U.S. Large Cap Equity Fund; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstance

April 17, 2019 N-Q

Legg Mason Partners Equity Trust QS U.S. LARGE CAP EQUITY FUND (Quarterly Schedule of Portfolio Holdings)

QS U.S. Large Cap Equity Fund UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-06444 Legg Mason Partners Equity Trust (Exact name of registrant as specified in charter) 620 Eighth Avenue, 49th Floor, New York, NY 10018 (Address of principal exe

April 17, 2019 N-Q

Legg Mason Partners Equity Trust CLEARBRIDGE LARGE CAP GROWTH FUND (Quarterly Schedule of Portfolio Holdings)

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-06444 Legg Mason Partners Equity Trust (Exact name of registrant as specified in charter) 620 Eighth Avenue, 49th Floor, New York, NY 10018 (Address of principal executive offices) (Zip code) Rob

April 17, 2019 EX-99.CERT

CERTIFICATIONS

Certifications CERTIFICATIONS I, Jane Trust, certify that: 1. I have reviewed this report on Form N-Q of Legg Mason Partners Equity Trust – ClearBridge Large Cap Growth Fund; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements

March 27, 2019 N-Q

Legg Mason Partners Equity Trust CLEARBRIDGE SELECT FUND (Quarterly Schedule of Portfolio Holdings)

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-06444 Legg Mason Partners Equity Trust (Exact name of registrant as specified in charter) 620 Eighth Avenue, 49th Floor, New York, NY 10018 (Address of principal executive offices) (Zip code) Rob

March 27, 2019 EX-99.CERT

CERTIFICATIONS

Certifications CERTIFICATIONS I, Jane Trust, certify that: 1. I have reviewed this report on Form N-Q of Legg Mason Partners Equity Trust – ClearBridge Select Fund; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made,

March 27, 2019 N-Q

Legg Mason Partners Equity Trust CLEARBRIDGE TACTICAL DIVIDEND INCOME FUND (Quarterly Schedule of Portfolio Holdings)

N-Q 1 d699420dnq.htm CLEARBRIDGE TACTICAL DIVIDEND INCOME FUND UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-06444 Legg Mason Partners Equity Trust (Exact name of registrant as specified in charter) 620 Eighth Avenue, 49th Floor, New York, N

March 27, 2019 EX-99.CERT

CERTIFICATIONS

EX-99.CERT 2 d699420dex99cert.htm CERTIFICATIONS CERTIFICATIONS I, Jane Trust, certify that: 1. I have reviewed this report on Form N-Q of Legg Mason Partners Equity Trust – ClearBridge Tactical Dividend Income Fund; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the

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